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July , 2014
CHAPTER ONE INTRODUCTION
• Lijphart lists three: Bicameral legislature with strong federal chamber representing
the constituent regions, a written constitution that sets up the two spheres of
government and divide power between them that is difficult to amend, and a
supreme court to decide jurisdictional dispute.
• An essential fourth feature, that Watts’s detail is system of intergovernmental
institutions and processes to facilitate collaboration in areas of shared and
overlapping jurisdictions.
• Taking the federal form of government, for instance, it generally deals with
devolving powers among various competing power centers.
• It signifies that power is not only concentrated at the central government but
transferred to regional and local governments who enjoy substantial autonomies
to exercise their power as they think fit.
CHAPTER ONE INTRODUCTION
• IGR is vital for federations to be effective and complaisant for common purposes.
• In modern world states are expected to be closer one another, one thing to be
aware of the global condition, and the other for doing their responsibilities best.
• The goals of intergovernmental relations are said to be to promote peace and
harmony among the tiers of government, which are the Federal, State and Local
Government.
• In so doing, inter-governmental relations will help to minimize inter-
jurisdictional conflicts among the various levels of government.
• Again to enhance the emergence of co-operative rather than competitive
Federation there is also need to enhance effective and efficient utilization of
available human and material resources among the levels of government.
CHAPTER ONE INTRODUCTION
• This is evident from the fact that the experience of three federal
countries would be reviewed that serve as a means of comparing and
contrasting the Ethiopian Horizontal IGR which is helpful to conclude
whether it is devoid of criticisms and to take a remedial action
accordingly.
• This study will be of great benefit to different levels of Ethiopian
Government. This is because it will expose to the challenges it is
facing on horizontal intergovernmental relations.
CHAPTER ONE INTRODUCTION
• 1.7RESEARCH METHODOLOGY
• The study will employ a mixed method of research. Accordingly, it will descriptively analyze the
theoretical and practical challenges of horizontal intergovernmental relations in federations, the key
point being the Ethiopian system particularly the case between Amhhara and Benshangul-Gumuz
regional states.
• The study is principally based on reviewing the relevant literatures on intergovernmental relations.
• The experience of Nigeria, South Africa and Canada would be given special emphasis.
• On the other hand, semi-structured interviews would also be made with the concerned parties and
officials at the federal level (such as the House of Federation and the Ministry of Federal Affairs) and
states level.
• Agreements made by the two regions for cooperation on various matters would also be given special
care.
• Above all, the FDRE Constitution and other relevant laws on horizontal Intergovernmental relations
would be analyzed and tested against the practice.
CHAPTER ONE INTRODUCTION
• Common Features
1. At least two orders of Government
- one for the whole country
- the other for the regions
- Each government has direct electorate relationships with its citizens
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
3. Division of Power
division of power between the center and subnational units-
vertically
Political power – Legislative
- Executive
- Judicial functions are constitutionally divided
between the federal government and the states
Both orders of government are autonomous with respect to the
powers granted to them
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
Rigid Constitution
- Requires formal procedure of changing
- Making amendment should not be passed in an ordinary law making
process
- At least the federal constitution should not be amended by either
levels’ of governments unilateral decision
- Federal constitutions must have provisions that ensure a relative
strictness in altering its contents especially those relating to the
power divisions between the two levels of governments
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
Models
• Judicial review
• Specialized constitutional court
• Special consultative organ or quasi judicial
• Legislature the interpreter of the constitution
• Ethiopian experiment
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
6. Bicameral Parliament
- Ensuring adequate representation of the member-states within the
federal government
- The upper house /second chamber/ - equal member of
representatives from each of the states
- Eg. USA and Australia – have bicameral parliament and in the upper
house(senate) each state is represented by equal member of senators
irrespective of the size of the population
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
7. Intergovernmental Relations
The inevitability within federations of overlaps and interdependence
in the exercise by governments of the powers distributed to them has
generally required the different orders of government to treat each
other as partners.
This has necessitated extensive consultation, cooperation and
coordination between governments
Intergovernmental relations are the subjects of how our different
governments deal with each other and what their relative roles,
responsibilities, and levels of influence are and should be.
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
Intergovernmental Relations
• IGR Commonly defined as “interactions between governmental units
of all types and levels within a political system”
• Considered as an essential feature of federal systems
• Different and complex set of interactions, interdependence or
cooperation b/n levels of government in federations is inevitable
(R. Watts)
- It is impossible to distribute
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
• The constitution is the structure; IGR are the process – the way in which the
necessary business of the federation gets done
• Two types:
1. Relations between the central government and the provinces or states
(vertical)
2. Relations among the provinces or the states themselves (horizontal)
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
• For this and other reasons, governments must work with and against one another as circumstances change
• In all cases, intergovernmental relations are an inevitable, vital and omnipresent feature of functioning
federations
• They constitute one of the most important instruments of flexibility in a federal political system. Some
others are:
• Congressional federations:
• Executive and legislature separated
• Power dispersed both within and among governments
• IGR dispersed
CHAPTER TWO
2. FEDERALISM AND INTERGOVERNMENTAL RELATIONS:
CONCEPTUAL AND THEORETICAL FRAMEWORK
• In Ethiopia, the FDRE constitution does not have provisions as to how IGR
cooperation and conflict resolution facilitated. However there are shared
and other form of powers given to the federal and the states that may be
used as corner stone to establish statutory provisions for IGR.
• However, Intergovernmental relation in Ethiopia has to be considered
from the perspective of both the formal and informal relationship
mechanisms that are now in practice.
• Intergovernmental relationship now in practice is a process almost fully
dependent on either of the semiformal or informal tools of cooperation
without any convenient, transparent and predetermined arrangements.
CHAPTER FOUR
ETHIOPIAN IGR EXPERIENCE: SPECIAL EMPHASIS TO THE
COOPERATION BETWEEN AMHARA AND BENISHANGUL GUMUZ
REGIONAL STATES
• The Blue Nile River splits the region into two. The region is divided
into three zones, two special woredas and 20 woredas (two of them
special woredas) and 474 kebeles, (the lowest administration unit).
• The Woredas in each of the three zones have their own councils.
• There are sector bureaus at the regional level who execute their own
budget after approval by the regional council.
• Likewise, at the Woreda level the Woreda offices execute their own
budget after approval by the Woreda council.
CHAPTER FOUR
ETHIOPIAN IGR EXPERIENCE: SPECIAL EMPHASIS TO THE
COOPERATION BETWEEN AMHARA AND BENISHANGUL GUMUZ
REGIONAL STATES
• 4.6.1.2 Amhara
• The Sate of Amhara is located in the north western and north central
part of Ethiopia.
• The State shares common borders with the state of Tigray in the north,
Afar in the east, Oromia in the south, Benishangul/Gumuz in the south
west, and the Republic of North Sudan in the west.
• Based on the 2007 Census conducted by the Central Statistical Agency
of Ethiopia (CSA), the Amhara Region has a population of 17,221,976,
with an estimated area of 159,173.66 square kilometers.
CHAPTER FOUR
ETHIOPIAN IGR EXPERIENCE: SPECIAL EMPHASIS TO THE
COOPERATION BETWEEN AMHARA AND BENISHANGUL GUMUZ
REGIONAL STATES