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ASA Grading
Preoperative investigation
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1. ASA Grading
Medical co-morbidity increases the risk
associated with anaesthesia and surgery
American Society of Anesthesiologists
(ASA) grade is the most commonly used
grading system
ASA accurately predicts morbidity and
mortality
50% of patients presenting for elective
surgery are ASA grade 1
Operative mortality for these patients is
less than 1 in 10,000.
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ASA Grading
ASA
Grade Definition Mortality (%)
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2. Risk scoring systems
Differ in many respects including:
Age
Previous health status
Reason for admission
Severity of illness
All factors influence the prognosis of the patient
Scoring systems can be used for
Audit
Research
Clinical management
Scoring systems can be generic or specific
Limitations and errors associated with their use include
Missing data
Observer error
Inter-observer variability
Lead time bias
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APACHE II score
A general measure of disease severity
based on
Current physiologic measurements
Age
Previous health condition.
Scores range from 0-71
Increasing score associated with an
increasing risk of hospital death.
APACHE II score = (acute physiology
score) + (age points) + (chronic
health points)
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APACHE II
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POSSUM system
Outcome of surgery depends on several factors
including:
Physiological status of the patient
Disease process that requires surgical intervention
Nature of operation
Pre and perioperative support
Raw morbidity and mortality data can provided a
biased picture
POSSUM = Physiological and operative severity score
for the enumeration of mortality and morbidity
Allows risk-adjusted assessment of surgical quality
Accurately predicts 30-day morbidity and mortality
Two-part scoring system including:
Physiological assessment
Operative severity
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3. Laboratory testing and imaging
Most important:
Respiratory function
Cardiac function
Renal function
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Respiratory function
Lung function tests should be able to predict
the type and severity of lung disease
Can predict risk of complications and
postoperative mortality
Tests fall in to three categories
Lung mechanics
Gas exchange
Control of breathing
Useful radiological investigations include
chest x-ray and high-resolution thoracic CT
Arterial blood gases may be invaluable
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Lung function tests
Allows assessment of :
Lung volumes
Airway calibre
Gas transfer
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Lung volumes
assessedwith spirometry
Volumes measured include:
IC = Inspiratory capacity
IRV = Inspiratory reserve volume
TV = Tidal volume
VC = Vital capacity
FRC = Functional residual capacity
RV = Residual volume
ERV = Expiratory reserve volume
TLC = Total lung capacity
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Spirometry
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Airway calibre
assessed with peak flow measurements
Requires co-operation and maximum voluntary effort of the
patient
Flow rates measured include
FVC = Forced vital capacity
FEV1 = Forced expiratory volume in one second
Absolute values depend on height, weight, age, sex and
race
FEV1 / FVC ratio is important
Lung function can be classified as:
Normal
Restrictive
Obstructive
In restrictive lung disease FVC is reduced but FEV1/FVC is
normal
In obstructive lung disease FVC is normal or reduced and
FEV1/FVC is reduced
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Peak Flow
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Gas Transfer
Arterial blood gases are best measure
available of gas transfer
Also allow assessment of
ventilation/perfusion mismatch
Important parameters to measure are:
pH
Partial pressure of oxygen
Partial pressure of carbon dioxide
Pulse oximetry gives an indirect estimate of
gas transfer
Technique is unreliable in the presence of
other medical problems (e.g. anaemia)
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Cardiac Function
Simple non-invasive and more
complicated invasive tests of cardiac
function exist
Non-invasive
Chest x-ray
ECG
Exercise test
Echocardiography
Invasive
Coronary angiography
Thallium scanning
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Chest X-ray
Routine chest x-ray is not recommended
It is indicated in the presence of
cardiorespiratory symptoms or signs
Important signs associated with increased
cardiac morbidity are:
Cardiomegaly
Pulmonary oedema
Change in the cardiac outline characteristic of
specific diseases
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ECG
Resting ECG is normal in 25-50% of
patients with ischaemic heart disease
Characteristic features of ischaemia or
previous infarction may be present
Exercise ECG provides a good indication of
the degree of cardiac reserve
24-hour monitoring is useful in the
detection and assessment of arrhythmias
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Echocardiography
Can be performed percutaneously or
transoesophageal
Two-dimensional echocardiography allows
assessment of
Muscle mass
Ventricular function / ejection fraction
End-diastolic and end-systolic volumes
Valvular function
Segmental defects
Doppler ultrasound allows assessment of
valvular flow and pressure gradients
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Nuclear Medicine
Myocardial scintigraphy allows assessment of
myocardial perfusion
Radiolabelled thallium is the commonest
isotope used
Areas of ischaemia or infarction appear as
'cold' spots
Vasodilators can be used to evaluate
reversibility of ischaemia
Radiolabelled albumin or red cells can be
used to assess ejection fraction
Such dynamic studies are performed 'gated'
to the ECG
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Renal function
Glomerular filtration rate is the gold standard
test of renal function
Can be calculated by measuring creatinine
clearance rate
Requires 24-hour urine collection
Serum creatinine allows a good estimate of
renal function
Use of serum creatinine may be inaccurate in
patients with:
Obesity
Oedema
Pregnancy
Ascites
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4. Preoperative Investigation
Investigation Indication
Full blood count All adult women
Men over the age of 60 years
Cardiovascular or haematological disease
Urea & electrolytes All patients over 60 years
Cardiovascular and renal disease
Diabetics
Patients on steroids, diuretics, ACE inhibitors
ECG Men over 40 years
Women over 50 years
Cardiovascular disease
Diabetics
Chest X-ray Cardiovascular and respiratory disease
Malignancy
Major thoracic and upper abdominal surgery
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Preoperative Investigation
Pre-operative investigations rarely
uncover unsuspected medical conditions
Inefficient as a means of screening for
asymptomatic disease
5% of patients have abnormalities on
investigations not predicted by a clinical
assessment
0.1% of these investigations ever change
the patients management
70% of pre-operative investigations could
be eliminated without adverse effect
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PREPARATION FOR SURGERY
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1. Pre-operative assessment
Aims:
Reduce morbidity and mortality associated
with surgery
Prevent unnecessary cancellations
Reduce hospital stay
Planning:
Inform patient of the proposed procedure
Obtain informed consent for the procedure
Assess pre-existing medical conditions
Plan pre and postoperative management of
these conditions
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Issues that should be discussed
Time of admission and starving instructions
Management of usual medication
Any specific pre-operative preparation that may
be required
Transport to theatre
Any specific anaesthetic issues
Anticipated duration of surgery
Likely recovery period
Need for drains, catheters
Likely discharge date
Need for dressing change
Follow up requirements
Likely date of return to work or full activity
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2. Informed Consent
Duties of a doctor
Make the care of your patient your first concern
Treat every patient politely and considerately
Respect patients' dignity and privacy
Listen to patients and respect their views
Give patients information in a way that they can understand
Respect the rights of patients to be fully involved in decisions
about their care
Keep your professional knowledge and skills up to date
Recognise the limits of your own professional confidence
Be honest and trustworthy
Respect and protect confidential information
Make sure that your personal beliefs do not prejudice your patients
care
Act quickly to protect patients from risk if you have good concerns
to believe that you or a colleague may not be fit to practice
Avoid abusing your position as a doctor
Work with colleagues in the ways that best serve patients interests
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Informed consent
Patients autonomy must be respected at all times
Patients can determine what treatment that they
are or are not willing to receive
They have the right to decide not to undergo a
treatment
This could adversely affect outcome or result in
their death
Patients must be given sufficient information to
make these decisions
Obtaining informed consent is not an isolated
event
It involves a continuing dialogue between doctor
and patient
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Information required for valid consent
Details of diagnosis and prognosis with and
without treatment
Uncertainties about the diagnosis
Options available for treatment
The purpose of a proposed investigation or
treatment
The likely benefits and probability of success
Any possible side effects
A reminder that the patient can change his or
her mind at any stage
A reminder that the patient has the right to a
second opinion
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3. Pre-medication
Is the administration of drugs prior to an anaesthetic
Has three potentially useful effects:
Anxiolysis
Reduced bronchial secretions
Analgesia
Anxiolysis if needed can be achieved with either
benzodiazepines or phenothiazines
Opiate analgesics also have useful sedative properties
Reduction of sections is not as important today with
modern inhalational agents
Ether was notorious for stimulating bronchial
secretions
If required secretions can be reduced with hyoscine
Also reduce salivation and prevents bradycardia
Analgesia best achieved with strong opiates
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Principles of premedication
Anxiolysis
Analgesia
Amnesia
Antiemetic
Antacid
Anti-autonomic
Adjuncts
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4. Risk Assessment
We all take risks in everyday life
The degree of risk taken depends on the
perceived benefit
Most decisions are made on previous
experiences
Risk assessment forms an integral part of
patient care
An assessment needs to be made of the risks
vs. benefits for an procedure performed
These will then influence decisions made by
the surgeon or the patient
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Risk assessment models
Assessment of risk in surgery depends on
many factors
These involve knowledge of the:
Patient
Disease
Comorbidities
Proposed surgery
Physiological status
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Risk assessment tools
Decision making is rarely simple and
straight forward
Risk assessment tool in common use
include
Goldman Cardiac Risk Index
Parsonnet Score
POSSUM
Injury Severity Score
Revised Trauma score
APACHE I, II and III
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Induction
Induction agents are usually administered
intravenously
Distributed to organs with a high blood
flow (e.g. brain)
Highly lipid soluble and rapidly cross blood
brain barrier
With falling blood levels they are rapidly
redistributed from brain
Have rapid onset and without
maintenance would have rapid recovery
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References
Cohn S L, Goldman L. Preoperative risk evaluation and perioperative management of
patients with coronary artery disease. Med Clin North Am 2003; 87: 111-136
Doyle R. Assessing and modifying the risk of postoperative pulmonary
complications. Chest 1999; 115 (Suppl 5); S77-81.
Hollenberg S M. Preoperative cardiac risk assessment. Chest 1999; 115 (Suppl
5): S51-57
Powell C A, Caplan C E. Pulmonary function tests in the preoperative pulmonary
evaluation. Clin Chest Med 2001; 22: 703-714.
Smetana G W. Preoperative pulmonary assessment of the older patient. Clin Geriatr
Med 2003; 19: 35-55.
Bray A. Preoperative nursing assessment if the surgical patient. Nurs Clin North Am
2006; 41: 135-150.
Barnard N A, Williams R W, Spencer E M. Preoperative patient assessment: a review
of the literature and recommendations. Ann R Coll Surg Eng 1994; 76: 293-297.
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References
Arenal J J, Bengoechea-Beeby M. Mortality associated with emergency
abdominal surgery in the elderly. Can J Surg 2003; 46: 111-116.
El-Haddawi F, Abu-Zidan F M. Jones W. Factors affecting the surgical
outcome in the elderly at Auckland Hospital. Aust NZ J Surg 2002; 57: 798-
805
Ashford R U, Scollay J, Harrington P. Obtaining informed consent. Hosp
Med 2002; 62: 374.
Crowe S. Obtaining consent in the elderly patient. Hosp Med 2002; 63: 61.
Sedgwick E. Patients' right to refuse treatment. Hosp Med 2001; 63: 196-
197.
Wheeler R. Consent in surgery. Ann R Coll Surg Engl 2006; 88: 261-264.
Smith A F, Pittaway A J. Premedication for anxiety in adult day
surgery. Cochrane Database Syst Rev 2003; CD002192
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Copeland G P. The POSSUM system of
surgical audit. Arch Surg
2002; 137: 15-19.
Jones H J, de Cossart L. Risk scoring in
surgical patients. Br J Surg
1999; 86: 149-157.
Knaus W A, Draper E A. APACHE II: A
severity of disease classification system.
Crit Care Med 1985; 13: 818-829.
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