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Third Edition
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Nasal Airway Insufficiency
(the “stuffy nose”)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Nasal Insufficienty can be multifactorial.
Nasal
insufficiency
can be
multifactorial
This cigarette
smoker has a
septal deviation,
turbinate
hypertrophy
from allergies,
polyps, &
rhinosinusitis.
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Allergic and Non- Allergic Rhinitis
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Impact of Allergic Rhinitis
• 6th most prevalent chronic, & most common
respiratory, disease (most prevalent chronic
condition in those < 18 y/o)
• 2.5% physician office visits, common reason for
both OTC & physician prescriptions
• Diminished QOL (irritability, fatigue, sleep
disturbance, depression)
• Direct costs to US economy of approximately $4.5
billion/year, plus -
• 3.8 million lost work & school days annually
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Allergic Rhinitis : Associated Diseases
Otitis Asthma
Media
Allergic
Laryngitis, Rhinitis
Pharyngitis Rhinosinusitis
Chronic
Rhinitis
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Complications of Allergic Rhinitis
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Allergic Rhinitis
• Provoked by exposure to antigens
(allergens) in the environment and food
• Symptoms:
– Nasal congestion with nasal mucosal edema or
obstruction (mouth breathing, midfacial
“fullness / pressure” or headache.)
– Sneezing, nasal, conjunctival and/or palatal
pruritis
– Watery rhinorrhea, post nasal drip, lacrimation
– Diminished sense of smell, Eustachian tube
dysfunction
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Definition of Allergy
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Hypersensitivity Reactions
(Allergic Rhinitis is primarily a Type I,
IgE mediated reaction)
• Hypersensitivity
– A heightened or exaggerated immune response
that develops after >1 exposure to a specific
antigen.
• Allergen (Antigen):
– A foreign substance that when introduced into the
body elicits a specific immunologic response.
• Antibody:
– A protein (immunoglobulin) that selectively binds
to a specific allergen.
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Pathophysiology of Allergic Disease
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Pathophysiology of Allergic
Inflammation: Sensitization
Phase 1 : Sensitization
Allergens
Antigen-presenting
cell
Processed
allergens
CD4
T cell
B cell
IgE antibodies
Plasma cell
Late-phase Resolution
IgE antibodies reaction
Cellular
infiltration Hyper-
Mast responsiveness Complications
cell
Eosinophils
Mediator release Basophils Priming
Nerves Monocytes
Blood Irreversible
vessels Lymphocytes
Glands disease (?)
Sneezing
Rhinorrhea
Congestion
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Mast Cells / Basophils and
Inflammatory Cascade
Antigen
Cytokines
-IL-4,5,6,8
Nucleus
Lipid Preformed
Mediators Mediators
-PGs -Histamine
-LTs -Heparin
-Tryptase (Mast Cells)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Chemical Mediators of Allergic, and Some
Non-Allergic, Rhinitis
(principally from Mast cells & Basophils)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Basic Immunology:
Sensitization vs. Subsequent Exposure
I
Antigen
II
Macrophage
Cytokines
T-cell
TH2
IgE
B-cell Mast Cell Degranulation
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Nasal Response to Inhaled Allergen
1 3-4 24
Time in Hours from Initial
Challenge
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Types of Rhinitis - 1
• Seasonal allergic rhinitis (classic hayfever with
spring, summer &/or fall symptoms)
• Perennial allergic rhinitis (mite, mold,
cockroach, animal dander)
• Infectious rhinitis (virus, bacteria, fungi)
• Occupational rhinitis (latex)
• Chemical / irritative rhinitis (perfumes,
strong odors, fine particles)
• Anatomic rhinitis (nasal drainage obstruction
by septum, etc.)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Turbinate Hypertrophy/Rhinitis of Pregnancy
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Types of Rhinitis - 2
• Vasomotor rhinitis (temperature variation
induced, either inhaled or with food intake)
• Non-allergic rhinitis with eosinophilia
• Medication-induced rhinitis (rhinitis
medicamentosa, oral contraceptives, anti-
hypertensives)
• Hormonal rhinitis (pregnancy, menopause,
hypothyroidism)
• Atrophic rhinitis (ageing, surgery, infection)
• Gustatory rhinitis (food allergy induced)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
ARIA Classification & Allergic Rhinitis
Intermittent Persistent
• Symptoms < 4 days per week • > 4 days per week
• or Symptoms < 4 weeks • and > 4 weeks
Mild Moderate–severe
Normal sleep One or more items
& no impairment of daily • Abnormal sleep
activities, sport, leisure • Impairment of daily
& normal work and school activities, sport, leisure
& no troublesome symptoms • Abnormal work and school
• Troublesome symptoms
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Symptoms of Allergic Rhinitis
• Provoked by exposure to Antigens (in atopic
context, called Allergens) in environment & food
• Common Symptoms:
– Nasal, conjunctival &/or palatal pruritis
– Sneezing, watery rhinorrhea, post nasal drip,
lacrimation
– Mucosal edema with nasal congestion /
obstruction (mouth breathing, sleep
disturbances), sinus ostial &/or eustachian tube
dysfunction (midfacial pressure/pain, headache,
ear pressure & occasional mild dizzyness), &
diminished olfaction
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Diagnosis and the Allergic Patient
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Allergies & Past Medical History
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Allergies & Family History
50
Chance of
40
having
30 atopy
% based on
20
family
10 history
0
None One Two
Number of parents allergic
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Physical Examination of Allergy Patient
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
R = “Shiners” & nasal obstruction (mouth
breather) from nasal edema & venous congestion ,
L = Dennie’s Lines
R L
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
R = turbinate congestion & hypertrophy from
allergies; L = allergic conjunctivitis
R L
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Physical Examination
of Allergy Patient
• Dental: crowded teeth, high arched palate
• Nasopharynx: hypertrophic adenoids
(adenoid facies), lateral pharyngeal bands
• Larynx: edematous / polypoid vocal cords
• Lungs: sibilant rales, wheezing suggestive of
bronchospasm
• Skin: eczema or other pruritic rashes
(especially if food allergic)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
L = Rash from Birch Containing Shampoo;
R = Atopic Eczema from Food Sensitivities
L R
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Testing for Allergic Rhinitis
• IgE testing
– Skin “In vivo” (prick or intradermal tests)
– Laboratory “In vitro” antigen specific assay
(radioallergosorbent / RAST Test or enzyme linked
immunosorbent / ELISA Test)
• Other Laboratory testing:
– Eosinophil count (also may be elevated in asthma,
NARES, parasitic infection, etc.)
– Nasal cytology
• Dietary Elimination and Challenge Feeding tests
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
In Vivo or In Vitro Allergy “Screens”
Test Battery of 8 - 12 common Allergens in patient’s
geographic region is 96% efficient & 94.2%
sensitive in detecting those with clinically
significant sensitivities (unless there is an unusual
or occupational exposure, e.g. latex in health care
worker, mice in laboratory worker)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Nasal Cytogram - mucous, epithelial cells and some bacteria,
with leukocytes (& more bacteria) in infection, & eosinophils in allergy
(most of the time)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Clinical Approach to the Allergic Patient
Classic Quartet of Treatment Approaches:
1. Avoidance & Environmental Measures
2. Counseling of Patient & Family
(home, vocation, avocation, school)
3. Physical fitness
4. Pharmacotherapy (e.g., steroids, antihistamines)
5. Eradicate comorbidity
6. Immunotherapy
[if warranted by skin or in vitro testing that
confirms IgE to offending Allergens, plus
inadequate (or unrealistic) control by both #2 & # 3]
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Diagnosis and Treatment of Inhalant Allergy
History and Physical Examination
If Failure
Immunotherapy
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Air Filtration: Personal, Room, House, Car
Air Filters, in
Consumer
Reports of
1/2002
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Indoor Environmental Allergen Control:
Example for Allergic (Extrinsic) Asthma
• 60-80% with asthma have IgE sensitivities, commonly mite,
cockroach, cat &/or Alternaria species
• Indoor allergen reduction decreases severity of asthma:
– Mite allergen : mite impermeable mattress & pillow
covers; wash comforters, bedding, etc at >130F; mite
killing powders (acaricides) on rugs, upholstered
furniture, drapes; house humidity < 50%
– Cockroach allergen : extermination, cleaning
– Mold : house humidity < 50%; clean bathrooms,
kitchens, laundry rooms; vent moist areas
– High efficiency air filtration & vacuum cleaner bags
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Treatment Considerations in
Allergic Rhinitis
• Pharmacotherapy Factors :
– Effectiveness
– Side effect profile
– Dosing schedule
– Affordability
• Immunotherapy Factors (Allergy shots) :
– Effective in 70-80% with allergic rhinitis, must be continued
for 3-5 years in most (seems to require such for sustainable
levels of “blocking antibodies” & the like; some require
lifelong therapy)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Treatment of Allergic Rhinitis
Type of Drug Action
Antihistamines Block histamine
Intranasal Steroids Local anti-inflammatory
Cromolyn sodium Stabilizes mast cells
Decongestants Vasoconstriction
Leukotrienes Block cytokine action
Immunotherapy Competing antibodies, etc.
IgE specific agents Bind IgE, block receptor
sites, etc.
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Effects of Various Pharmacotherapies
Nasal Eye
Therapy0 Sneezing Rhinorrhea Nasal itch
obstruction symptoms
H1-antihistamines
Oral ++ ++ + +++ ++
Intranasal ++ ++ + ++ 0
Intraocular 0 0 0 0 +++
Corticosteroids
Intranasal +++ +++ +++ ++ ++
Cromolyn sodium
Intranasal + + + + 0
Intraocular 0 0 0 0 ++
Decongestants
Intranasal 0 0 ++++ 0 0
Oral 0 0 + 0 0
Anticholinergics 0 ++ 0 0 0
Antileukotrienes ++ ++ + ++ ++
Adapted from van Cauwenberge P, et al. Allergy. 2000;55:116-134 and Nayak AS, et al.
Ann Allergy Asthma Immunol. 2002;88:592-600.
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Management of Allergic Rhinitis
Options Common in a Stepwise Approach
Moderate-
severe
Mild persistent
Moderate- persistent
severe
Mild intermittent
intermittent
Intranasal corticosteroid
Cromolyn Sodium
Patient
Patient education
education andand allergen
allergen and irritant avoidance
avoidance
Intranasal decongestant (<10 days) or oral decongestant
Oral or local nonsedating
antihistamine
Immunotherapy, if other therapies fail
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Traditional Drug Therapies
• Over the Counter (OTC) Allergy Medications:
– Accessible, at modest cost in most cases
– Most current OTC antihistamines, may cause
drowsiness, dry mouth, blurry vision,
constipation & urinary retention
– Oral decongestants may cause agitation &
sleeplessness, or elevate blood pressure
– Topical decongestants can lead to rebound
congestion or rhinitis medicamentosa
– Cromolyn requires frequent dosing prior to &
during exposure
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Topical & Oral Decongestants
(action per alpha adrenergic receptors, do not relieve
rhinitis, pruritis, sneezing)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Prescription Antihistamines
• Relieves rhinitis, excess mucous production, as well
as most ocular & non-nasal manifestions, but not
nasal congestion with short term therapy
• Minimal to no sedation (mental alertness &
coordination usually intact)
• Mucosal drying variably present (much less among
than older antihistamines); consider topical
antihistamine alternative in those with severe asthma
or bronchitis
• Costlier than OTC / older generation antihistamines
(though most sedate to varying degrees)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Topical Nasal Steroids
• Topically effective in relieving sneezing, nasal
pruritis, rhinorrhea & reactive mucosal edema
• Minimal systemic absorption for most (in younger
children, use drugs least absorbed & effective with once
daily dosing, particularly if also on steroids for asthma)
• Effectiveness depends on regular use & adequate
nasal airway for delivery; requires at least day or
two before clinical onset of action (may need oral
decongestant for first week to aid penetration); can irritate
nasal mucosa; modest effect on ocular symptoms
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Leukotriene Suppressors
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Other Therapies for Inhalant Allergies
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Types of Skin Testing
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Selection of Antigens for Skin or
Laboratory Testing
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Prick Testing
• Strength of antigen predetermined
– usually 1:10 or 1:20 antigen weight to volume of liquid
• Antigen placed on skin (back or arm) prior to
prick, skin is tented up with sharp instrument &
then pricked
• Reactions are determined after 20 minutes
• Grading system 1+ to 4+, measuring both wheal
and erythema flare responses
• Designed to detect major sensitivities, without
quantitation as to degree; can miss low grade
sensitivities such as molds
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Skin Prick Techniques
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Skin Endpoint (Dilutional) Titration
or “SET”
• Intradermal injection of 0.01-0.02 cc of serially
diluted antigen (usually 1:5, starting with the antigen
concentrate) to produce a 4mm wheal
• Reaction read per wheal growth by 10-15 minutes
• If no reaction is detected, progressively more
concentrated antigen solutions are injected until a
2mm or more growth in wheal size occurs or the
highest concentration of antigen (usually 1:100
weight per volume) dilution is reached, signaling no
significant sensitivity to the antigen
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
SET Diagram
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Serial Endpoint (Dilutional) Skin Testing
for Identification and Quantification of
Inhalant Sensitivities
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Skin Endpoint (Dilutional) Titration
Advantages:
Very safe, and can detect low levels of patient
sensitivity to an antigen
Few false positives or false negatives
Both quantitative and qualitative (i.e., identifies
not only patient sensitivities, but magnitude of
those sensitivities)
Safe guide to starting therapy
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Antigen Dose 0.01 ml of
Comparisons among various antigen
Skin Testing dilutions
Techniques delivered by SET
#6 = 0.03 g
Prick 1:10 w/v = .30 g
#5 = 0.16 g
#4 = 0.80 g
0.02ml Single ID 1:1000 w/v = 20 g
#3 = 4.0 g
#2 = 20 g
0.02ml Single ID 1:500 w/v = 40 g
#1 = 100 g
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
In Vitro Testing Procedure
Sandwich Assay Technique
• Allergen coupled to a solid phase : Paper disk
(RAST), Cellulose sponge (ImmunoCAP, etc.)
• Add patient’s serum
• Antigen-Antibody complex formed
• Anti- IgE added
• Anti-IgE Antibody-Allergen complex formed
• Computerized reading of different tags
(radioactive, fluorescence, colorimetric,
enzymatic)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
In Vitro Methodology
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Modified In Vitro Scoring
(quantifies patient sensitivity per scale that reflects
amount of specific IgE and correlates with SET results;
RAST-specific scale shown )
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Relative Advantages:
In Vivo vs. In Vitro Testing
In Vitro (immunoassay) In Vivo (skin tests)
No risk of allergic reaction Greater sensitivity (e.g.,
Not affected by drugs or molds)
skin conditions Larger availability of
Patient convenience antigens
(single venipuncture) Immediate test results
Easy to document quality Moderately less expense
control, reproducibility No laboratory certification
Most convenient for allergy paperwork
“screen”
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Principles Common to SET
In Vivo & In Vitro Methods of Testing
• Testing
– Screens of 8 - 10 antigens can precede full battery
– Testing with individual antigens rather than antigen mixes
• Treatment
– Decision to treat rests on clinical judgement, NOT just + results
– ENDPOINT, a quantification of patient sensitivity, via SET or
Modified RAST score, indicates safe immunotherapy starting
dose
– When enough sensitivities necessitate 2 different treatment
vials, high & low sensitivities are separated & different speeds
of dose escalation are possible (faster with low sensitivity
antigens)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Food Allergy
(2 basic types : “Fixed” and “Cyclic”)
• May cause nasal congestion & rhinitis, in
addition to more common food sensitivity
manifestations: GI disturbance, rash,
headache, vertigo
• Consider evaluation if patient has positive
history for food reactions (or colic/eczema
as child), inhalant allergy workup is
unimpressive, or therapy (environmental
modification, pharmacotherapy,
immunotherapy) fails to bring expected relief
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Food Reactions
• Prevalence greatest < 3 years of age, & declines
over next decade
• 90% of food allergy reactions in children are
caused by 6 foods : milk, egg, soy (all of which
can be “outgrown”), & wheat, peanut, tree nuts
• 90% of food allergy reactions in adults are caused
by 4 foods: peanut, tree nuts, fish, shellfish
• Common cross reactions between inhalants &
foods: ragweed & melon / banana; birch &
apple / carrot / potato / hazelnut / almond
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
“Fixed” Food Allergies
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
“Cyclic” Food Allergies
• Most common type of food sensitivity, with
delayed onset of symptoms (up to 24 hours)
• Mediated by any of the Gell & Coombs
reactions
– Most are immune complex reactions
• Diet and symptom diary identify likely offending foods
– 4 day elimination of the particular food, and then a “Challenge
feeding test” of that food on 5th day
– In vitro tests are alternative in young children (higher
frequency of IgE-mediated food reactions)
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Elimination Diet and Challenge Food Test
Eliminate suspect food, in all
products, based on patient history
Patient improves
Patient unchanged
Reintroduce suspect
food into diet Evaluate other food(s),
consider other origins to
Symptoms recur symptoms
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Indications for Immunotherapy
• Avoidance & Environmental Measures fail to control
symptoms, or are impractical (e.g., teacher in moldy
school building, florist sensitive to plant pollens or
veterinarian sensitive to cats)
• Pharmacotherapy fails to fully control symptoms, or
produces bothersome side-effects
• Moderate to severe symptoms in 2 or more seasons, &
Skin or In Vitro tests document IgE mediated
sensitivity
• Contraindications : -blocker or potential problem with
epinephrine, poorly controlled asthma, autoimmune or
immunodeficiency disease, unreliable patient
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Immunotherapy for Allergic Rhinitis
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Immunotherapy Failure:
Common Reasons
• Patient failure to regularly comply with the
immunotherapy regimen
• Incorrect antigen dosing &/or too infrequent shot
intervals
• Food or chemical sensitivities, or inhalants to
which patient was not tested or for which
commercial antigens are unavailable
• Non-allergic rhinitis (vasomotor, occupational,
atrophic, medication-induced)
• Rhinosinusitis, Anatomic airway obstruction
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Allergic Fungal Pansinusitis
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
Summary : Allergic Rhinitis
• Affects 17-25% of US population
• Symptoms / related diseases very relevant to the
otolaryngologists (e.g., nasal congestion,
rhinitis, rhinosinusitis, otitis media,
pharyngitis, laryngitis)
• Initial diagnosis by H & P, with skin or in vitro
tests as needed
• Treatments available : avoidance &/or
environmental measures, patient counseling,
physical fitness, pharmacotherapy, eradicate
comorbidity, immunotherapy
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation
References
• Fornadley J, Corey J, Osguthorpe J, et al: Allergic
Rhinitis: Clinical Practice Guidelines. Otolaryngol
Head Neck Surg 115:115, 1996 (consensus of American
Academy of Otolaryngology - Head and Neck Surgery & American
Academy of Otolaryngic Allergy).
• Osguthorpe J, Derebery J (guest editors):
Otolaryngic Allergy. Otolaryngol Clin N Am 36(4),
2003.
• Krouse J, Chadwick S, Gordon B, Derebery J:
Allergy and Immunology: An Otolaryngic
Approach. Lippincott Williams & Wilkins. Phil.
2002.
© 2003 The American Academy of Otolaryngology – Head and Neck Surgery Foundation