CAPITAL MARKETS ,MONEY MARKETS,

AND
SECURITY LAW

SUBJECT CODE: 15BCOM505

GROUP
1
TOPIC: AUTHORITIES GOVERNING CAPITAL
MARKETS IN INDIA .
The financial market is divided into two types
of the market - Money market and Capital
market. While money market securities are
short-term in nature.
“A capital market pitches long-term
investments. The ministry of finance (MOF),
The securities &exchange board of india
(SEBI), And the Reserve bank of india (RBI)
are the regulatory authorities governing
Indian capital markets” .
 The Ministry of Finance is an important ministry
within the Government of India concerned with
the economy of India, serving as the Indian
Treasury Department. In particular, it concerns
itself with taxation, financial legislation, financial
institutions, capital markets, centre and state
finances, and the Union Budget .
 The Department of Economic affairs directly
manages the capital markets segment under the
directions of MoF .
 This segment regulated the Indian capital
markets through the following laws:

 Depositories Act, 1996

 Securities Contract (Regulation) Act, 1956
 Securities and Exchange Board of India Act, 1992
 The Securities & Exchange Board of India (SEBI)
Act, was established in the year 1988. The
Government of India on 12 April 1992 and given
statutory powers in 1992 with SEBI Act 1992 being
passed by the Indian Parliament. SEBI is the apex
body governing the Indian stock exchanges.
The primary functions of SEBI are as follows:
 Safeguarding investors interest
 Promotion and development of Indian stock market
 The overall objectives of SEBI are to protect the
interest of investors and to promote the
development of stock exchange and to regulate the
activities of stock market.
The objectives of SEBI are:
1. To regulate the activities of stock exchange.
2. To protect the rights of investors and ensuring
safety to their investment.
3. To regulate and develop a code of conduct for
intermediaries such as brokers, underwriters, etc.
It is the central of india establish in 1934 under reserve
bank of india act 1934
Its head quarters in Mumbai(Maharashtra).
Initially it was located in Kolkata it moved to Mumbai
in year 1936.

The Reserve Bank of India Act, 1934 governs policies

framed by the Reserve Bank of India.
 The functions of RBI in this regard are as follows:

 Implementation of monetary and credit policies

Issuance of currency notes
 Government’s banker
 Banking system regulator
 Foreign Exchange through Foreign Exchange
Management Act, 1999
 Managing payment & settlement system
NATIONAL STOCK EXCHANGE OF INDIA
(NSE):
The National Stock Exchange of India
Limited (NSE) is the leading stock exchange of
India, located in Mumbai.
The NSE was established in 1992 as the first
demutualized electronic exchange in the country.
NSE was the first exchange in the country to
provide a modern, fully automated screen-based
electronic trading system which offered easy
trading facility to the investors spread across the
length and breadth of the country
Major stock exchanges in India:
The stock exchange in India is a development of the 19th
century. In India, the first organized stock exchange was set
up in Bombay in 1887 under the name of Native share and
Stock Broker's Association.
At present, there are 22 stock exchanges at Kolkata, Mumbai,
Delhi,Chennai,Ahmedabad, Patna and other major cities of
India.

Names of some of the stock exchanges are:

1.Bombay stock exchange(Mumbai)
2.National stock exchange(Mumbai)
3.Delhi stock exchange(New Delhi)
4.Ahmedabad stock exchange (Ahmedabad)
5.Bangalore stock exchange(Bangalore)
DONE BY:
ARUN.G
ABDUL SUBAN
ANJAN KUMAR
ARTHESWARI
ASHOK KUMAR