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GSM Handover

Algorithm

www.huawei.com

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.


Foreword
Handover is a key technology of mobile communication system and
make continued conversation possible.

Handover algorithm in Huawei product is flexible and powerful.

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved. Page2
Objectives
Upon completion of this course, you will be able to:

Outline the types of handover

Master handover judgment flow

Understand algorithm of different handovers

Explain HO data configuration

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Contents
1. Introduction of Handover

2. HO Algorithm Process

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Contents
1. Introduction of Handover

2. HO Algorithm Process

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Purposes of HO
To keep a continuous communication with a moving MS

To improve network service performance

To reduce the call drop rate

To reduce the congestion rate

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Classification by Reason

No DL MR Emergency HO
Timing Advance (TA) HO
1 Emergency HO Interference HO
Rx_Level_Drop HO
Bad Quality (BQ) HO
2 Enhanced Dual Band HO
Classification
by
Load HO
Reason 3 EDGE HO
PBGT HO
4 Normal HO Layer HO
MS Fast Moving HO
Concentric Cell HO
AMR HO

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Classification by Synchronization

MSC NSS Network MSC

BSC BSC BSC

BTS
BTS
CELL BTS BTS BTS

Case 2 Case 3 Case 4


Case 1 Case 5

Synchronous Handover: the target BTS shall not send PHY INFO message
Asynchronous Handover: the target BTS shall send PHY INFO message

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Classification by Equipment and
Channel

Intra Cell HO ( HRFR)

Inter Cell HO TCH TCH

Intra BSC HO
SDCCH SDCCH

Intra MSC HO
SDCCH TCH
(Direct Retry)
Inter MSC HO

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Contents
1. Introduction of Handover

2. HO Algorithm Process

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Contents
2. HO Algorithm Process
2.1 General HO Process

2.2 Measure and Measurement Result Report

2.3 Measurement Report Preprocessing

2.4 Handover Judgment

2.5 Handover Implementation

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General HO Process
MS Goes into Dedicated Mode

1 Measure and Measurement Result Report

2 Measurement Report Preprocessing

3 Handover Judgment

4 Handover Implementation

MS Goes into New Dedicated Mode

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General HO Process
MS Goes into Dedicated Mode

1 Measure and Measurement Result Report

2 Measurement Report Preprocessing

3 Handover Judgment

4 Handover Implementation

MS Goes into New Dedicated Mode

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Measurement Report
Uplink MR includes uplink receiving level and quality.

Downlink MR includes downlink receiving level, downlink


receiving quality of the serving cell and other downlink receiving
levels from the neighbor cells.

The downlink measurement report


of the neighbor cell (BCCH)
The downlink MR

The uplink MR
Serving cell

Neighbor cell

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Measurement Report

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Period of Measurement Report
The downlink MR is sent to BTS in SACCH uplink

The interval is 480ms/per time when MS is on TCH

The interval is 470ms/per time when MS is on SDCCH

480ms 4 TCH Multi-


frames

12TCH 1SACCH 12TCH 1 Idle

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General HO Process
MS Goes into Dedicated Mode

1 Measure and Measurement Result Report

2 Measurement Report Preprocessing

3 Handover Judgment

4 Handover Implementation

MS Goes into New Dedicated Mode

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MR Preprocessing

Interpolation Filtering
Recover the lost Smooth the instantaneous
measurement report fading point

MR Preprocessing

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MR Interpolation

MR
MR
MR
No. n+4
MR

MR

No. n Missing by
some reasons

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MR Filtering

MR
MR
MR
MR
MR
MR

Filter----Average several
consecutive MRs

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Data Configuration of MR
Preprocessing

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Data Configuration of MR
Preprocessing

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Data Configuration of MR
Preprocessing

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Data Configuration of MR
Preprocessing

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General HO Process
MS Goes into Penalty Processing
Dedicated Mode
Ranking Processing Enhanced Dual Band HO

1 Measure and Measurement


Result Report OM Forced HO Load HO
Normal HO
Direct Retry
2 MR. Preprocessing Edge HO
Emergency HO
No DL MR HO MS Fast Moving HO
3 Handover Judgment
TA HO Layer HO

Interference HO PBGT HO
4 Handover Implementation

Rx_Level_Drop HO Concentric Cell HO


MS Goes into New
Dedicated Mode Bad Quality HO AMR HO

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Penalty Processing
Punish on
the target
cell Emergency
HO Fails (TA&BQ)HO

Punish on the
AMR HO original cell
Fails
Penalty MS Fast
Moving
HO

Concentric Punish on other


Intra-cell Cell HO high priority layer
HO cells

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Penalty for Handover Failure
Punish the target cell when a HO fails.

This is to avoid the MS to select this cell again in next HO judgment.

Cell A

BTS
HO Fail

BTS
BSC
Cell B

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Data Configuration of Penalty for
Handover Failure

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Data Configuration of Penalty for
Handover Failure

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Penalty for Emergency Handover
Punish the original cell when an emergency HO ( due to BQ and
TA) occurs.

Cell A

BTS
BQ&TA HO

BSC
Cell B

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Data Configuration of Penalty for
Emergency Handover

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Data Configuration of Penalty for
Emergency Handover

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Penalty for MS Fast-moving Handover
Giving penalty on the other three layers(Non-umbrella Layer ) after MS
handovers to Umbrella cell by fast-moving-HO.

This is to keep MS staying in the umbrella cell and avoid frequent HO.

Back? No way!

Umbrella

Micro cell

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Data Configuration of Penalty for MS
Fast-moving Handover

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Penalty for Concentric Cell
A new concentric cell HO is prohibited within a penalty time after a
concentric cell HO failure.

Do not
attempt again
after N failed
HO(U->O)!

Overlaid Do not attempt


again during
penalty time
Underlaid after one failed
HO(O->U)!

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Data Configuration of Penalty for
Concentric Cell

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Penalty for Enhanced Concentric Cell
A new UO HO is prohibited within a penalty time after a
OU HO is performed successfully.

Overlaid
Do not
attempt back
Underlaid too fast!

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Data Configuration of Penalty for
Enhanced Concentric Cell

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Penalty for Intra-cell HO
A new intra-cell HO is prohibited if it occurs too frequently.

Intra-cell
HO Time
4th.
3rd.
2nd.
1st.

Penalty time

0 3 7 12 32 T (s)

Max. consecutive HO times: 3


Forbidden time after Max. times: 20s
Interval for consecutive HO Jud: 6s

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Data Configuration of Penalty for
Intra-cell HO

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Data Configuration of Penalty for AMR
FRHR Handover Failure

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General HO Process
MS Goes into Penalty Processing
Dedicated Mode
Ranking Processing Enhanced Dual Band HO

1 Measure and Measurement


Result Report OM Forced HO Load HO
Normal HO
Direct Retry
2 MR. Preprocessing Edge HO
Emergency HO
No DL MR HO MS Fast Moving HO
3 Handover Judgment
TA HO Layer HO

Interference HO PBGT HO
4 Handover Implementation

Rx_Level_Drop HO Concentric Cell HO


MS Goes into New
Dedicated Mode Bad Quality HO AMR HO

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Ranking Processing

Basic ranking Network feature adjustment

M rule 16 bits ranking

K rule

The ranking result: target cell selection of handover

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M Rule
Begin

Finish to all Yes


neighbor cells? End
No
No An BSC external neighboring Yes No No Delete the cell from
Direct retry? [Inter-BSC SDCCH HO
cell& the current channel is Allowed] is Yes? the cell list?
SDCCH ?
Yes
Yes

If the cell flow is overload ?


Yes

No

RX_LEV_DL(n) < [Min DL Power Yes Delete this cell from


on HO Candidate Cell](n)+
the cell list
[Min Access Level Offset](s)?

For service cell:


No
Min Access Level Offset=0
M rule will remove the neighbor
RX_LEV_UL(n) < [Min UP Power on HO Yes
Candidate Cell](s)+ cells from the candidate cell list
[Min Access Level Offset](s)?
according to the flow.
No

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Data Configuration of M Rule

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Data Configuration of M Rule

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K Rule
Flow of calculating K value.

Cell B
Begin Cell A Cell C

Cell F Serving Cell Cell D


Yes
Finish to calculate Cell E
value K to all cells? End

No
Yes No
Serving cell? E
Receiving
Level
K=0 K = RX_LEV (n) RX_LEV (s) A Serving
Cell F C D B

Cell

All the candidate cells are ranked in descending order according to the K value

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Network Feature Adjustment
After network feature adjustment, all the candidate cells have their
own 16 bits value.
The smaller the value is, the higher the handover priority and
position of the cell are in the candidate cell list, then it is possible to
be the candidate cell.

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Network Feature Adjustment
The 1st~3rd bits

The bit value indicates the priority of downlink receiving level


according to the cell signal level and the penalty process taking place
beforehand.

The values come from max. 6 candidate cells and 1 serving cell
according to the level ranges from 000~110. The value for the cell
with the strongest signal level is 000.

16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

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Network Feature Adjustment
The 4th bit: Inter-cell HO hysteresis bit.

Note: In PBGT HO, whichever the greater of the inter-cell ( of the


same layer ) hysteresis and PBGT threshold, that value will be used
in the PBGT HO.

Yes Is serving cell? No

RX_LEV_DL (n) >=


Always set to 0 RX_LEV_DL (s) + Yes
Set to 0
[Inter-cell HO hysteresis]

No

Set to1

16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

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Data Configuration of Inter-cell HO Hysteresis

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Network Feature Adjustment
The 5th~10th bits
The bit value is decided according to their position in Huawei
hierarchical network structure.

Huawei cell layers can be divided into 4 layers and each layer can be
further divided into 16 different priorities.

So there are 64 different priorities in Huawei hierarchical cell structure.

16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

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Hierarchical Cell Structure

Umbrella Cell GSM 900 Layer 4


low

GSM 900 GSM 900


Layer 3
GSM900 Cell

GSM1800 GSM1800 GSM1800


Layer 2
GSM1800 Cell

GSM900 GSM900 GSM900 GSM900


Layer 1
Micro Cell GSM1800 GSM1800 GSM1800 GSM1800 high

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Data Configuration of Cell Hierarchical
Network Structure

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Network Feature Adjustment
The 11th bit: The bit value is decided by cell-load-sharing criterion.
This bit is affected by 14th bit.

Yes 11th bit is


System load>=[System Flux Threshold for Load HO] or
[Load HO Allowed ] =No ? turned off

No

Yes No
Is serving cell?

No Cell load >= [Load cell load >=[ Load Rep. No


HO Threshold](s)? on Candidate Cell](n)?

Yes Yes

set to 0 set to 1 set to 1 set to 0

16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

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Data Configuration of Cell-load-sharing

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Data Configuration of Cell-load-sharing

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Network Feature Adjustment
12th bit and 13th bit: Whether share the same BSC or MSC.

Yes No
Is serving cell?

Both 12th and 13th set to 0 Yes Is [Co-BSC/MSC Adj] No Turn off
yes? 12th &13th bit
Yes No
Co-BSC?

Yes No
Co-MSC?

The same BSC: Different BSC: Different MSC:


12th set to 0 12th set to 1 12th set to 0
13th set to 0 13th set to 0 13th set to 1

See 14th bit

16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

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Data Configuration of Co-BSC&MSC

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Network Feature Adjustment
The 14th bit: Layer HO threshold adjustment bit.

Yes No
Is serving cell?

Yes RX_LEV_DL >= [Inter-layer HO RX_LEV_DL >= [Inter-layer HO Yes


Threshold] [Inter-layer HO Hysteresis]? Threshold] + [Inter-layer HO Hysteresis]?

No No
Bit 14th set to 1, and bit
set to 0 set to 0
5th ~13th are turned off

The 15th/16th bits are reserved

16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1

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Data Configuration of Layer HO
Threshold Adjustment

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General HO Process
MS Goes into Penalty Processing
Dedicated Mode
Ranking Processing Enhanced Dual Band HO

1 Measure and Measurement


Result Report OM Forced HO Load HO
Normal HO
Direct Retry
2 MR. Preprocessing Edge HO
Emergency HO
No DL MR HO MS Fast Moving HO
3 Handover Judgment
TA HO Layer HO

Interference HO PBGT HO
4 Handover Implementation

Rx_Level_Drop HO Concentric Cell HO


MS Goes into New
Dedicated Mode Bad Quality HO AMR HO

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No DL MR HO
When the quality of Um interface become worse and worse, it is
for the worse uplink quality that MS can not deliver downlink MR,
while the downlink quality is not bad enough for MS to receive the
downlink message normally.

Bad
uplink
quality
Serving Cell Neighboring Cell

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Position of No DL MR HO
Penalty Processing
MS Goes into
Dedicated Mode
Ranking Processing Enhanced Dual Band HO
Measure and Measurement
1 OM Forced HO
Result Report Load HO
Normal HO
MR. Preprocessing
Direct Retry
2
Edge HO
Emergency HO
No DL MR HO MS Fast Moving HO

TA HO Layer HO
3 Handover Judgment

Interference HO PBGT HO
4 Handover Implementation
Rx_Level_Drop HO Concentric Cell HO

MS Goes into New


Bad Quality HO AMR HO
Dedicated Mode

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No DL MR HO
Begin
UL_Qua. (after filering)
>=[No Dl Mr.Ul Qual
No Is [No Dl Mr. HO HO Limit]?
Allowed] Yes ? Yes
Yes Only one No
Yes
cadidate cell?
No
Report 1 DL MR at lease?
No
Yes Is serving cell?
Select the candidate cell
No <=[Cons.No Dl Mr. Yes with the highest priority,
Ho Allowed Limit]? No exluding serving cell
[Intrecell HOAllowed]?
Yes Yes
No >= signal quality No >=[Forbidden time
filter length? after MAX Times]?
Yes Yes
No No Dl Mr. in Trigger
current Mr.? No DL Mr. HO

Yes
signal quality filter length:
End For TCH:[Filter Length for TCH Qual]
For SDCCH:[Filter Length for SDCCH Qual]

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Data Configuration of No DL MR HO

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TA(Time Advance) HO
Handover
Triggering

TA(s) TA(n)
Handover Triggering Zone
TA Threshold(n)
TA Threshold(s)
or

Time

Serving Cell Neighboring Cell

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TA(Time Advance) HO
Begin

No Is [TA HO Allowed] Select the cell with the


Yes ? highest priority in the
Yes cadidate cell list

No The actual TA >=


End Yes
[TA Threshold]? Is serving cell?
No
Yes
TA(n is in the same BTS) Yes
No
Any neighbour cell <=[TA Threshold](s)?
exist? No
Yes
No Suitable cell
exist?
Yes
Trigger
TA handover

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Data Configuration of TA HO

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Interference Handover
RX_Lev
Handover Triggering
Zone
Lev_Thr

Qual_Thr Rx_Qual

Interference
Origin

Serving Cell Neighboring Cell

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Interference HO
Begin

Select the cell with the


No Is [Interference HO highest priority in the
Allowed] Yes ? cadidate cell list

Yes
Yes No
Is serving cell?
No UL or DL receiving
End
Quality(s)>=A?
No Rx_Level(n)>=
Yes No
[Intracell HO Allowed] yes [Inter-layer HO Threshold](n) +
& cell not punished? [Inter-layer HO Hysteresis](n)?
No
Any neighbour cell
exist? Yes Yes
Yes
No Any suitable cell
None AMR FR: exist?
A = RXQUALn, 1<=n<=12 Yes
AMR FR: Trigger
A = RXQUAL1, n=1; interference handover
A = RXQUALn + RXLEVoff, 2<=n<=12

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Data Configuration of Interference HO
Default Value
Receiving Level(-110dBm) Receiving Quality
Parameter
RXQUAL1 <=30 70

RXQUAL2 =31 60

RXQUAL3 32~35 59

RXQUAL4 36~38 58

RXQUAL5 39~41 57

RXQUAL6 42~45 40

RXQUAL7 46~48 55

RXQUAL8 49~52 54

RXQUAL9 53~55 53

RXQUAL10 56~58 52

RXQUAL11 59~62 51

RXQUAL12 >=63 50

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Data Configuration of Interference HO

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Rx_Level_Drop HO

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Rx_Level_Drop HO
Begin

No [Rx_Level_Drop HO Select the cell with the


Allowed] Yes ? highest priority in the
Yes cadidate cell list

Satisfy the Formula&


No The lastest RX_LEV_UL(s) < Yes No
End Is serving cell?
[Edge HO UL RX_LEV Threshold]?

No Priority is higher than


End
Yes serving cell?
No
Any neighbour cell Yes
exist? Trigger
Yes Rx_Level_Drop handover

A1 10X 1 A2 10X 2 A3 10X 3 A4 10X 4


Formula:
A5 10X 5 A6 10X 6 A7 10X 7 A8 10X 8 B

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Data Configuration of Rx_Level_Drop HO

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BQ(Bad Quality) HO
Begin

No Is [BQ HO Allowed]
Yes ? Select the cell with the
highest priority in the
Yes cadidate cell list

UL_Rx_Q(s)>=[UL Qual.
No
End Threshold] or DL_Rx_Q(s) Yes No
>=[DL Qual. Threshold]? Is serving cell?

RX_LEV_DL (n) >


Yes No RX_LEV_DL (s) No
[Intracell HO Allowed] yes
+ Inter-cell HO hysteresis(s)
No & cell not punished?
Any neighbour cell -BQ HO Margin(s) ?
exist? Yes Yes
Yes
No Suitable cell
exist?
Yes
Trigger
BQ handover

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Data Configuration of BQ HO

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Data Configuration of BQ HO

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Data Configuration of BQ HO

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General HO Process
MS Goes into Penalty Processing
Dedicated Mode
Ranking Processing Enhanced Dual Band HO

1 Measure and Measurement


Result Report OM Forced HO Load HO
Normal HO
Direct Retry
2 MR. Preprocessing Edge HO
Emergency HO
No DL MR HO MS Fast Moving HO
3 Handover Judgment
TA HO Layer HO

Interference HO PBGT HO
4 Handover Implementation

Rx_Level_Drop HO Concentric Cell HO


MS Goes into New
Dedicated Mode Bad Quality HO AMR HO

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Enhanced Dual Band HO
Enhanced dual band cell is two different band cells which locate a
common site, and have the same azimuth.

Purpose

During the procedure of channel assignment and handover,


900M cell and 1800M cell can share their resource.

Assign the channel with low load in UL to MS preferentially.

Make MS handover from the high load cell to the low load cell.

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Channel Assignment of Enhanced Dual Band HO
TCH assignment (SDCCH channel in UL)
Begin
from UL

No [Assignment Optimization Yes


of UL Subcell Allowed
or not] ?

No Cell load of UL > Yes


[UL Subcell General
Overload Threshold(%)]?
Yes
No
A
Assign TCH in UL
or direct retry identification No Any idle TCH Yes
or queuing Available in OL?
Assign TCH
in OL
RX_LEV_OL>= [Incoming OL Subcell HO level Threshold(dB)] and
A:
RX_LEV_UL RX_LEV (n) >[Distance Between Boundaries of UL and OL Subcells(dB)]
Attention:
RX_LEV (n): RX_LEV of the strongest neighboring cell which has the same frequency band and layer
with underlaid subcell, but locates in a different BTS. If there is no such a cell, this value is -110dBm
If [ATCBHoSwitch] is [Close], the second condition is turn off.

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Data Configuration of Channel
Assignment

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Data Configuration of Channel
Assignment

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Channel Assignment of Enhanced Dual Band HO
TCH assignment (SDCCH channel in OL)

Begin
from OL

No [Assignment Optimization Yes


of OL Subcell Allowed or
not ] No ?
Cell load of UL<
Yes No
[UL Subcell Lower
Load Threshold]?
Assign TCH
in UL Yes Any idle TCH No
Available in OL?
Assign TCH
in OL
Assign TCH in OL
No Any idle TCH Yes
or direct retry identification Available in UL?
or queuing
Assign TCH
in UL

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Data Configuration of Channel
Assignment

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Enhanced Dual Band HO
Classification of TCH HO in enhanced dual band HO

UL to OL
for high load in UL

OL to UL
for low load in UL OL to UL for moving

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Enhanced Dual Band HO(UO )
Triggering condition for TCH Load HO from UL to OL for high load in UL

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Enhanced Dual Band HO(UO )
Triggering condition for TCH Load HO from UL to OL for high load in UL

[Load HO From UL Subcell No


Begin to OL Subcell Allowed] Yes ? End

Yes

Refresh cell load Yes Cell load of UL>=[UL Subcell No


per second Serious Overload Threshold(%)]?

B-C B

No Cell load of UL>=[UL Subcell


General Overload Threshold(%)]?
Adjust HO zone basing
on HO step and HO period
Yes
No A & Satisfy P/N & Yes No
not within penalty time? Any MS in HO zone?

Yes
B=[UL Subcell Load Hierarchical HO Period(s)] Trigger
C=[Modified Step Length of UL Load HO Period(s)] UL to OL
HO step: [Step Length of UL Subcell Load HO(dB)]
HO zone: [Incoming OL Subcell HO level Threshold(dB)]~-47dBm
HO Period: [UL Subcell Load Hierarchical HO Period(s)]
RX_LEV_OL >= [Incoming OL Subcell HO level Threshold(dB)] and
A: RX_LEV_UL RX_LEV (n) > [Distance Between Boundaries of UL and OL Subcells(dB)]

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Data Configuration of Enhanced Dual
Band HO(UO )

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Data Configuration of Enhanced Dual
Band HO(UO )

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Enhanced Dual Band HO(OU )
Triggering condition for TCH HO from OL to UL for moving

Begin

Yes
No
A End
Yes
No
Satisfy P/N?
Generally, Object cell maybe UL
Yes or other neighbor cell is
Select Neighbor cell
with the highest priority

Trigger
OL to UL

RX_LEV_OL <[Outgoing OL Subcell HO level Threshold(dB)] or


A:
RX_LEV_UL RX_LEV (n) < [Distance Between Boundaries of UL and OL Subcells(dB)]
[Distance Hysteresis Between Boundaries of UL and OL Subcells(dB)]

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Data Configuration of Enhanced Dual
Band HO(OU )

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Enhanced Dual Band HO(OU )
Triggering condition for TCH Load HO from OL to UL for low load in UL

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Enhanced Dual Band HO(OU )
Triggering condition for TCH Load HO from OL to UL for low load in UL

Begin
End

[Load HO of OL Subcell No
to UL Subcell Enable] Yes ?
Confirm:
Yes HO zone and HO step
Refresh cell load
No
per second Any MS in HO zone?

Yes
No Cell load of UL <[UL Subcell The object cell must be
Lower Load Threshold(%)]? the underlaid subcell Trigger OL to UL
and satisfy condition A
Yes
No
Satisfy P/N?
Yes

HO zone: [Outgoing OL Subcell HO Level Threshold(dB)] ~ -47dBm


HO step: [Step Length of OL Subcell Load HO(dB)]
A: RX_LEV_UL >= Inter-layer HO Threshold + Inter-layer HO Hysteresis

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Data Configuration of Enhanced Dual
Band HO(OU )

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General HO Process
MS Goes into Penalty Processing
Dedicated Mode
Ranking Processing Enhanced Dual Band HO

1 Measure and Measurement


Result Report OM Forced HO Load HO
Normal HO
Direct Retry
2 MR. Preprocessing Edge HO
Emergency HO
No DL MR HO MS Fast Moving HO
3 Handover Judgment
TA HO Layer HO

Interference HO PBGT HO
4 Handover Implementation

Rx_Level_Drop HO Concentric Cell HO


MS Goes into New
Dedicated Mode Bad Quality HO AMR HO

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Load HO
Handover triggering zone

Load of Serving Cell Load of Neighboring Cell

Load HO Threshold
Load Req. on Candidate Cell

Time

Normal Cell Congested Cell

Congested Cell
Congested Cell
Normal Cell

Normal Cell
Normal Cell

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Load HO
As load HO may trigger several HOs, we need to consider the
CPU load (system flow level) before triggering it. In addition, load
HO is executed step by step, that is, the edge HO thrsh. raises
according to certain step and period and will stop when out of the
Load HO Zone.
Load HO zone Normal HO border

Cell A Cell B

Load HO bandwidth
CONF_HO_RXLEV+CLS_Offset Edge HO threshold
CONF_HO_RXLEV

CONF_HO_RXLEV+CLS_Ramp
Load HO step level

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Load HO

Normal Cell

Congested Cell

Normal Cell

Normal Cell

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Load HO
Begin
Select the cell with the highest
No Is [Load HO Allowed] priority in the cadidate cell list
Yes ?
Yes
Yes
Is serving cell?
Current system flux<=
End [System Flux Threshold No
No for Load HO]?
Yes No
Yes BSC internal cell?
No No
No Load of service cell >= C&D C
[Load HO Threshold]?
Yes Yes
Yes
No Load HO timer No Suitable cell Yes Trigger
T begin? End
exist? load handover
Star timer T Yes
No Load HO timer Yes
B: [Edge HO_DL_RX_LEV Threshod]<DL_RX_Lev(s)
T overflow? < [Edge HO_DL_RX_LEV Threshod]+A
C: RX_LEV (n)>= [Inter-layer HO Threshold] +
Caculate A= Caculate A=
T [Inter-layer HO Hysteresis]
( 1) Step [Load HO Bandwidth]
D: load(n)< Load Req. on Candidate Cell
Period
Step: [Load HO Step Level]
No Yes Period: [Load HO Step Period]
B
[Load HO Bandwidth]
Step A [Load HO Bandwidth] 0 T ( 1) Period
Step

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Data Configuration of Load HO

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General HO Process
MS Goes into Penalty Processing
Dedicated Mode
Ranking Processing Enhanced Dual Band HO

1 Measure and Measurement


Result Report OM Forced HO Load HO
Normal HO
Direct Retry
2 MR. Preprocessing Edge HO
Emergency HO
No DL MR HO MS Fast Moving HO
3 Handover Judgment
TA HO Layer HO

Interference HO PBGT HO
4 Handover Implementation

Rx_Level_Drop HO Concentric Cell HO


MS Goes into New
Dedicated Mode Bad Quality HO AMR HO

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Edge Handover
Handover
RX_Lev Triggering

RX_LEV Thr

Time
P/N
P: Watch Time
N: Valid Time

Serving Cell Neighboring Cell

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Edge HO
Begin

No
Is [Fringe HO Allowed]
Select cell(n) whose 16 bit value is
Yes ?
Yes higher than serving cell and
whose level satifys P/N rule(n)
Yes Refresh basing on A
UL_Rx_Lev(s) < [Edge HO
UL RX_LEV Threshod]? its timer
No No
Any neighbor cell?
Yes
Satisfy P/N rule(s)?
Yes
No Trigger
DL_Rx_Lev(s) < [Edge HO Yes Refresh Edge handover
DL RX_LEV Threshod]? its timer
No
No
End Satisfy P/N rule(s)?
A: DL_Rx_Lev(n)>
Yes DL_Rx_Lev(s)+[Inter-cell HO Hysteresis]

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Data Configuration of Edge HO

[Edge HO UL/DL RX-LEV


Threshold]<[UL/DL RX_LEV Lower
Threshold] in HWII/III power control tabel

Should be lower than the[Outgoing OL


Subcell HO Level Threshold(dB)] in
enhance dual band data table

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Data Configuration of Edge HO

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Data Configuration of Edge HO

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MS Fast-Moving Handover
Handover
Time Triggering

Time
Threshold

1 1 2 3 Cells Number

P/N
P: Watch Cells
N: Valid Cells

Umbrella Cell

Micro Cell

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MS Fast-Moving Handover
Begin

No Is [MS Fast Moving HO


Allowed] Yes ?
Yes
Yes Is the target cell
the serving cell?
No

Yes Is the serving Refresh timer(s)


cell on layer 4?
No
End
Is the best neighbor No
Yes
cell is the last
original cell?

No Yes Select the neighbor cell with the highest priority &
Satisfy P / N rule? on the 4th layer & satisfy RX_LEV(n)>= Inter-layer
HO threshold(n) + Inter-layer HO hysterisis(n)

No Yes Trigger MS fast-


Any cell satisfy the
condition above? moving handover

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Data Configuration of MS Fast-moving
Handover

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Layer HO

GSM900 Cell
Lay 3
GSM1800 Cell
Lay 2
Serving Cell Neighboring Cell

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Layer HO
Begin

Is [Level HO No
Allowed] Yes ?
Yes
No
Any neighbor cell exit? End

Yes

No
16 bit valu(n)<
16 bit value(s)l? Identify the next cell

Yes

A & ( layer(n)< layer(s) No


or level(n)<level(s) )?

Yes
No
Satisfy P/N rule(n)?
Yes
Trigger A: RX_LEV(n)>= Inter-layer HO threshold(n)
layer handover + Inter-layer HO hysterisis(n)

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Data Configuration of Layer HO

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Data Configuration of Layer HO

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PBGT HO Handover
Triggering
Path Loss (dB)

PBGT HO 5
Threshold

Time
P/N
P: Watch Time
N: Valid Time

126-119=7dB>5dB

126dB 119dB

Serving Cell Neighboring Cell

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PBGT HO
Is [PBGT HO No
Begin
Allowed] Yes ?
Yes
Is current channel Yes
End
signal channel?
No
Search next
neighborcell
No

No layer(n)=layer(s)& Satisfy P / N rule?


level(n)=level(s)? Yes
Yes
Trigger
No PBGT HO
Path loss (s) Path loss (n)
>PBGT HO Threshold
Yes
Refresh timer(s)

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Data Configuration of PBGT HO

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Data Configuration of PBGT HO

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Concentric Cell
Purposes
Maximize coverage area

Reduce interference and improve frequency reuse density

Construction methods
Different combiner loss

Different propagation loss

Modify the transmission power of TRX, the down tilt of antennas, etc.

By HO parameters

Overlaid

Underlaid

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Classification and HO Judgment of
Concentric Cell


Normal concentric cell
Enhance concentric cell

Receiving level Receiving level

Time advance Time advance

Quality Quality

ATCB

Cell load of underlaid

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Data Configuration of Concentric Cell

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Normal Concentric Cell HO
Division of underlaid and overlaid is decided by MS downlink
receive level ,TA value and quality.

underlaid
Receiving Level Threshold
Receiving Level Hysteresis

Receiving Qaulityl Threshold

TA Threshold
overlaid
TA Hysteresis

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Normal Concentric Cell HO

U to O O to U

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Normal Concentric Cell HO(OU )
Flow for TCH HO from overlaid to underlaid

No
[OL to UL HO Yes [Penalty Time of OtoU No
Begin Allowed] Yes ? HO Fail(s)] overflow ? End

Yes

No [RX_LEV for UO No [RX_QUAL for UO [TA for UO HO No


HO Allowed] Yes? HO Allowed] Yes? Allowed] Yes?
Yes Yes
Rx_Dl_Level<=[RX_LEV thshold] No
-[RX_LEV Hysteresis]
Rx_Dl_Quality>= Current TA>=[TA Threshold]+No
[RX_QUAL Treshold]? [TA Hysteresis]?
Yes Yes Yes
No
P/N rule? End
Yes
Trigger OL to UL

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Normal Concentric Cell HO(UO )
Criterion for TCH HO from underlaid to overlaid

[Penalty Time of UtoO No


Begin HO Fail(s)] overflow ?
Yes
[UL to OL HO Yes Time of HO failure< No
Allowed] Yes ? [MaxRetry Time after UtoO Fail]? End
No Yes
Yes Rx_Dl_Level >= No
End [RX_LEV for UO [RX_LEV Threshold] +
HO Allowed] Yes? [RX_LEV Hysteresis]
No Yes
Yes Rx_Dl_Qual<= No
[RX_QUAL for UO [RX_QUAL Treshold]?
HO Allowed] Yes?
No Yes
[TA for UO HO Yes Current TA<=[TA Threshold]- No
Allowed] Yes? [TA Hysteresis]?
No
No
P/N rule?
Yes
Trigger UL to OL

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Data Configuration of Normal
Concentric Cell HO

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Data Configuration of Normal
Concentric Cell HO

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Data Configuration of Normal
Concentric Cell HO

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Enhance Concentric Cell HO
Division of underlaid and overlaid is decided by MS downlink
receive level, quality, TA value and cell load of underlaid.

underlaid
U to O HO Receiving Level Threshold
O to U HO Receiving Level Hysteresis

Receiving Qaulityl Threshold

TA Threshold
overlaid
TA Hysteresis

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Enhance Concentric Cell HO
Classification of TCH HO in enhance concentric cell HO

U to O
for high load in U

O to U O to U
for moving for low load in U

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Enhance Concentric Cell HO(UO )
Flow for TCH HO from underlaid to overlaid for high load in UL
[Penalty Time of UtoO No
Begin HO Fail(s)] overflow ?
Yes
[UL to OL HO Yes Time of HO failure< No
Allowed] Yes ? [MaxRetry Time after UtoO Fail]? End
No Yes
End [RX_LEV for UO Yes Rx_Dl_Level>[UtoO HO No
HO Allowed] Yes? Received Level Threshold]
No Yes
Yes No
[ATCBHoSwitch] Open? A

No Yes

Yes Rx_Dl_Qual< No
[RX_QUAL for UO [RX_QUAL Treshold]?
HO Allowed] Yes?
No Yes
[TA for UO HO Yes Current TA<[TA Threshold]- No
Allowed] Yes? [TA Hysteresis]?
No Yes
Yes Go to the user selection
P/N rule? flow in the next slide

A: RX_LEV_UL RX_LEV (n) >[Distance Between Boundaries of UL and OL Subcells(dB)]


RX_LEV (n): RX_LEV of the strongest neighboring cell which has the same frequency band and layer
with underlaid subcell, but locates in a different BTS. If there is no such a cell, this value is -110dBm

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Enhance Concentric Cell HO(UO )
User selection flow from UL to OL for high load in UL

[UtoO Traffice
Begin HO Allowed] Yes ?

Yes End
Refresh cell load
per second

Yes Cell load of UL>=[En Iuo Out No


Cell Serious OverLoad Thred]?
No Cell load of UL>=[En Iuo Out
Cell General OverLoad Thred]? (B-1)/second B

Yes
Adjust HO zone basing
on HO step and HO period

No
B=[Underlay HO Step Period(s)] Any MS in HO zone?
HO step: [Underlay HO Step Level]
Yes
HO period: B-1 or B
Trigger
HO zone: begin from -47dBm UL to OL

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Enhance Concentric Cell HO(OU )
Flow for TCH HO from overlaid to underlaid for low load in underlaid

[UtoO Traffice
Begin HO Allowed] Yes ?

Yes No End
[OL to UL HO
Allowed] Yes ?
Yes
Adjust HO zone basing
Refresh cell load
on HO step and HO period
per second

No
Any MS in HO zone?
No Cell load of UL<[En Iuo Out
Cell Low Load Thred]?
Yes
Yes Trigger
UL to OL

HO period: [En Iuo Cell Load Classification HO Period]


HO step: [En Iuo Cell Load Classification HO Step]
HO zone: begin from[OtoU HO Received Level Threshold] to -47dBm

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Enhance Concentric Cell HO(OU )
Flow for TCH HO from overlaid to underlaid for moving

No
[OL to UL HO Yes [Penalty Time of OtoU No
Begin Allowed] Yes ? HO Fail(s)] overflow ? End

Yes

No [RX_LEV for UO No No [RX_QUAL for UO [TA for UO HO No


HO Allowed] Yes? [ATCBHoSwitch] Allowed] Yes?
Open? HO Allowed] Yes?
Yes Yes
No No Rx_Dl_Qual> No
Rx_Dl_Level>[OtoU HO A Current TA>[TA Threshold]+
Received Level Threshold] [RX_QUAL Treshold]? [TA Hysteresis]?
Yes Yes Yes Yes
No
P/N rule? End
Yes
Select the underlaid subcell or
the neighbour cell with the Trigger OL to UL
highst priority in 16 bits list
A: RX_LEV_UL RX_LEV (n) < [Distance Between Boundaries of UL and OL Subcells(dB)]
[Distance Hysteresis Between Boundaries of UL and OL Subcells(dB)]

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Data Configuration of Enhance
Concentric Cell HO

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Data Configuration of Enhance
Concentric Cell HO

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Data Configuration of Enhance
Concentric Cell HO

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Data Configuration of Enhance
Concentric Cell HO

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Data Configuration of Enhance
Concentric Cell HO

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Data Configuration of Enhance
Concentric Cell HO

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Data Configuration of Enhance
Concentric Cell HO

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Channel Assignment strategies of
Concentric HO

Channel Assignment Strategies of Concentric HO

Intra-BSC Incoming
Immediate Inter-cell
Assignment Cell
Assignment Handover Handover

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Immediate Assignment
The preferred SDCCH channel in two layers is controlled by
parameter TA pref. Of Imme-Assign Allowed

If "No", system prefers the channel in Underlaid subcell

If Yes", system prefers the channel according to in Channel


Request message

TA bigger TA smaller

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Data Configuration of Immediate
Assignment

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Assignment
Preferred assignment in the overlay or underlay cell

Assign the channel of overlay or underlay cell according


to the Rx_level and TA in the measurement report

TA smaller and
Rx-level higher

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Data Configuration of Assignment

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Intra-BSC Inter-Cell Handover
In the case of intra-BSC inter-cell handover, the MS can be
handed over to the underlay or overlay cell first.

If System Optimization is selected, the preferred assignment is


conducted according to the level value in the measurement report.

According to the Rx-level


overlaid
Overlaid

Underlaid

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Data Configuration of Intra-BSC Inter-
Cell Handover

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Inter-BSC Handover
For the inter-BSC Handover, if the target cell is concentric cell , the
channel of underlay cell should be assigned first.

BSC1 BSC2

Assign underlaid first


overlaid
Overlaid

Underlaid

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Data Configuration of Inter-BSC Inter-
Cell Handover

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AMR Handover Flow
Begin

No Are [Intracell HO
Allowed] & [Intracell F-H HO
Allowed Yes ?
Yes
No
End Is current channel
TCH & version3?

Yes
Yes During [Penalty Time A: Cell load > [AMR TCH/H Prior
after AMR TCHF-H HO Cell Load Threshold]
Fail(s)]?
No
Yes No
current channel is FR

No No
RQI/2 >[F2H HO th] & A RQI/2 <[H2F HO th] End

Yes Yes

No Yes Trigger internal cell


Satisfy P/N rule?
AMR handover

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Data Configuration of AMR HO

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Data Configuration of AMR HO

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General HO Process
MS Goes into Dedicated Mode

1 Measure and Measurement Result Report

2 Measurement Report Preprocessing

3 Handover Judgment

4 Handover Implementation

MS Goes into New Dedicated Mode

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Handover Implementation
Begin

No Is [Power boost befor HO Yes


enabled or notYes ?

BTS(s) keeps current BTS(s) uses the max.


power output For BTS power output

BSC send HO
Command to MS

No power control HO execute


during handover in order to make
sure the handover is successful

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Data Configuration of Handover
Implementation(BTS)

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Handover Implementation
Begin

No Is [MS Power Prediction Yes


after HO Yes ?

MS uses the highest


power to access For MS BSC predict power

BSC send HO MS will use this predict


Command to MS power in new cell after
finishing this handover

No power control HO execute


during handover in order to make
sure the handover is successful

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Data Configuration of Handover
Implementation(MS)

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Data Configuration of Handover
Implementation(MS)

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Summary
In this course, we have learned:
Classification of HO

HO general procedure

HO judgment algorithm

HO implementation process

HO data configuration

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Thank you
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