PATEL

KRUNAL
- 35

PATEL
KAUSHA
L- 34

SEBI
THE

SEBI OF INDIA WAS ESTABLISHED BY THE

GOVERENMENT IN 1988.
IT WAS GIVEN STATUTORY RERECOGNITION IN 1992.
IT MAINLY REQUIRED
TO CREATE A CONDUCIVE
ENVIORNMENT TO MOBILISE SOURCES DUE TO VARIOUS
MEASURE THE PERFORMANCE OF CAPITAL MARKET HAS
IMPROVED
VENTURE CAPITAL FUND AND PRIVATE EQUITY FUND PLAY
AN ACTIVE ROLE IN SUPPORTING AND NUTURING THE
START UP FIRM .
THE GLOBAL FINANCIAL CRISIS IN 2008 AFFECTED THE
CAPITAL MARKET. THE NUMBER OF INTIAL PUBLIC
OFFERING AND THE AMT MOBILISED IN 2009

AIMS OF SEBI
REGULATING THE WORKING OF MUTUAL FUND ETC
PREVENTING INSIDER TRADING IN SECURITIES
PREVENTING UNFAIR PRATICES IN CAPITAL MARKET
REGULATING TAKEOVER

OF COMPANY AND

AQUSITION OF SHARES
REGULATING THE WORK OF STOCK BROKER N
OTHER
REGULATING THE BUSINESS IN STOCK MARKET
AND OTHER SECURITIES MARKET
REGULATING AND PROMOTING THE SELF
REGULATORY ORGANISATION

FUNCTIONS OF SEBI
REGULATING THE BUSINESS IN STOCK EXCHANGES AND

OTHER SECURITIES MARKETS

REGISTERING AND REGULATING THE WORKING OF
STOCK BROKER,SUB BROKER , SHARE TRANSFER
AGENT,MERCHANT BANKERS
PROHIBITING FRAUDULENT AND UNFAIR PRATICES
REALTING TO SECURITIES MARKET
BOARDS HAVE SOME POWER AS ISSUSING COMMISSION
FOR THE EXAMINATION OF WITNESSES AND DOCUMENT
THE DUTY OF BOARD IS TO PROTECT THE INTEREST OF
INVESTORS IN SECURITIES AND TO REGULATE THE
SECURITIES MARKET

STEPS TAKEN BY SEBI FOR CAPITAL

MARKET
PROPER GUIDELINES FOR COMPANIES TO ACESS

THE CAPITAL MARKET HAVE ALSO BEEN ISSUIED

SEBI ADVISED ALL STOCK EXCHANGE IN 1977 TO
SETUP CLEARING HOUSE OR CORPORATION TO
GENERATE CONFIDENCE AMONG THE INVESTORS
MERCHANT BANKING HAS BEEN BROUGHT UNDER
THE CONTROL OF SEBI
A DETAILED PROGRAMME HAS BEEN DRAWN BY SEBI
TO INSPECT STOCK EXCHANGE AND MUTUAL FUND
PROPER GUIDELINES FOR THE REGISTRATION OF
STOCK BROKER AND SUB BROKER

TP PREVENT INSIDER TRADING ,DETAILED

GUIDELINES HAVE BEEN ISSUIED THIS IS

DONE TP PROTECT THE INTEREST OF THE
INVESTOR AND RETAIN THEIR CONFIDENCE IN
THE MARKET
IT ALSO FACITILATES THE COMPANIES TO BUY
BACK OF SHARES SUBJECT TO CERTAIN
REGULATIONS
A NUMBER OF MEASURES HAVE BEEN TAKEN
TO STRENGTH THE INVESTOR CONFIDENCE

STEPS TAKEN TO STRENGTH

GOVERNMENT SECURITIES
THE AUCTION SYSTEM FOR THE SALE OF

GOVERNMENT SECURITIES WAS INTRODUCED

STCI WAS ESTABLISHED TO DEVELOP A SECONDARY
MARKET IN GOVT SECURITIES .IN 1995 A SYSTEM
OF PRIMARY DEALERS WAS CONSTITUTED
THE NSE WAS ESTABLISHED IN 1992 AND IT
STARTED ITS OPERATION IN 1994 IT IS A LIMITED
LIABILITY COMPANY IT FEATURES ARE
COMPUTERISED TRAINING
USE TO SATELLITE COMMUNICATION
STRICT WEEKLY SETTLEMENT WITHOUT BADLA

OVER THE COUNTER EXCHANGE OF INDIA WAS

SETUP TO FACILITATE MULTI TIRED MARKET FOR
SECURITIES AND ENSURE LIQUIDITY
ESTABLISHMENT OF VARIOUS CREDIT RATING
AGENCIES , MUTUAL FUND ,VENTURE CAPITAL FUND
AND INTRODUCTION OF DERIVATIES TRADING HAVE
FUTHER STRENGHTENED THE CAPITAL MARKET
THE CLEARING CORPORATION OF INDIA LTD WAS
ESTABLISHED IN 2001. IT CLEAR ALL TRANSACTION
IN GOVERENMENT SECURITIES AND REPOS
REPORTED ON THE NEGOTIATED DEALING SAYSTEM
OF RBI