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Long-Term Evolution (LTE): From

Fundamental to Advanced
Dr Anthony Lo
Malaysia University of Technology (UTM), Malaysia
(On sabbatical leave from Delft University of Technology, The
Netherlands)

Mobile Broadband Wireless Networking


July 22, 2015

Contents

Background of LTE
LTE Frequency Bands
LTE Network Architecture
OFDM Overview
Channel Equalization
OFDMA and SC-FDMA
MIMO
LTE-Advanced
Mobile Broadband Wireless Networking
July 22, 2015

LTE Background

LTE Long Term Evolution the next

generation mobile and wireless broadband


network (also known as 3.9G)
Work on LTE was initiated as a 3GPP Release 7
study item Evolved UTRA and UTRAN in
December 2004
Field trials and deployment have started since
2010
Basic drivers for LTE have been:

Reduced latency
Higher user data rates
Improved system capacity and coverage
Mobile Broadband Wireless Networking
Cost-reduction
July 22, 2015

LTE Requirements
Higher peak data rates:
100 Mb/s (downlink) and 50 Mb/s (uplink)

Improved spectrum efficiency: 3 4 times in downlink

and 2 -3 times in uplink higher than UMTS


Improved latency:
Radio access network latency below 10 ms
Significantly reduced control plane latency

Support of scalable bandwidth: 1.4, 3, 5, 10, 15, 20

MHz
Increased cell edge bit rates
Reduced operation cost

Reduced CAPital and OPerational EXpenditures (CAPEX, OPEX)

Mobile Broadband Wireless Networking


July 22, 2015

Cost vs. Revenue


Existing
Cellular
Technologies
CAPEX/OPEX
Revenu
e
Profitabilit
y
LTE
CAPEX/OPEX

Time
Mobile Broadband Wireless Networking
July 22, 2015

LTE Network Architecture


P-GW

MME

SGW

S1

S1

EP
S

EP
C

PCRF

S1

LTE

eNode B

Interne
t

S1
X2

eNode B

eNode B
Evolved Node B
EPC
Evolved Packet Core, also known as
SAE
X2
X2
EPS
Evolved Packet System
E-UTRAN
Evolved UTRAN
LTE
also known as E-UTRAN
MME
Mobility Management Entity
P-GW
Packet Data Network Gateway
eNode B
PCRF
Policy and Charging Rules Function
SAE
Service Architecture Evolution
6
S-GW
Serving Gateway
Mobile Broadband Wireless Networking
July 22, 2015

LTE Network Architecture

Simple architecture
Flat IP-based architecture
Reduction in latency and cost
Split between LTE and EPC
eNode Bs are interconnected via X2
interface

Mobile Broadband Wireless Networking


July 22, 2015

LTE Network Architecture

eNode B
All radio interface-related functions

MME
Manages mobility, UE identity and security
parameters

S-GW
Node that terminates the interface towards
E-UTRAN

P-GW
Node that terminates the interface towards
PDN
Mobile Broadband Wireless Networking
8

July 22, 2015

LTE Protocol Architecture User


Plane

Application
TCP
IP

IP

PDCP

PDCP

GTP

GTP

GTP

GTP

RLC

RLC

UDP

UDP

UDP

UDP

MAC

MAC

IP

IP

IP

IP

PHY

PHY

L1/L2

L1/L2

L1/L2

L1/L2

UE

eNode B

UDP

User Datagram Protocol

TCP

Transmission Control Protocol

PHY

Physical Layer

PDCP

Packet Data Convergence Protocol

MAC

Medium Access Control

IP

Internet Protocol

GTP

GPRS Tunneling Protocol

S-GW

Mobile Broadband Wireless Networking


July 22, 2015

L2

L1

P-GW

LTE Protocol Architecture Control


Plane
NAS

NAS

RRC

RRC

PDCP

PDCP

RLC

SCTP

SCTP

RLC

IP

IP

MAC

MAC

L2

L2

PHY

PHY

L1

L1

UE

eNode B

SCTP
Protocol

Stream Control Transmission

RRC

Radio Resource Control

NAS

Non-Access Stratum

MME

Mobile Broadband Wireless Networking


July 22, 2015

10

LTE Key Parameters


Frequency Range

UMTS FDD bands and UMTS TDD bands

Channel
Bandwidth

1.4 MHz, 3 MHz, 5 MHz, 10 MHz, 15 MHz, 20 MHz

Modulation
Schemes

Downlink: QPSK, 16 QAM, 64 QAM


Uplink: QPSK, 16 QAM, 64 QAM

Multiple Access
Schemes

Downlink: OFDMA (Orthogonal Frequency Division


Multiple Access)
Uplink: SC-FDMA (Single Carrier Frequency Division
Multiple Access)

MIMO

Downlink: Wide choice of MIMO configuration options


for transmit diversity, spatial multiplexing, and cyclic
delay (max. of 4 antennas at eNodeB and UE)
Uplink: Multi-user collaborative MIMO

Peak Data rate

Downlink: 150 Mb/s (UE category 4, 22 MIMO, 20


MHz)
300 Mb/s (UE category 5, 44 MIMO, 20
MHz)
11
Uplink:
75
Mb/s
(20
MHz)
Mobile Broadband Wireless Networking
July 22, 2015

Scalable Bandwidth

1.4 MHz
3 MHz
5 MHz
10 MHz
15 MHz
20 MHz

Mobile Broadband Wireless Networking


July 22, 2015

12

LTE Frequency Bands


Band

Uplink (eNodeB receive


and UE transmit)

Downlink (eNodeB transmit


and UE receive)

Duplex
Mode

1920 MHz 1980 MHz

2110 MHz 2170 MHz

FDD

1850 MHz 1910 MHz

1930 MHz 1990 MHz

FDD

1710 MHz 1785 MHz

1805 MHz 1880 MHz

FDD

1710 MHz 1755 MHz

2110 MHz 2155 MHz

FDD

824 MHz 849 MHz

869 MHz 894 MHz

FDD

830 MHz 840 MHz

875 MHz 885 MHz

FDD

2500 MHz 2570 MHz

2620 MHz 2690 MHz

FDD

880 MHz 915 MHz

925 MHz 960 MHz

FDD

1749.9 MHz 1784.9 MHz

1844.9 MHz 1879.9 MHz

FDD

10

1710 MHz 1770 MHz

2110 MHz 2170 MHz

FDD

11

1427.9 MHz 1452.9 MHz

1475.9 MHz 1500.9 MHz

FDD

12

698 MHz 716 MHz

728 MHz 746 MHz

FDD

13

777 MHz 787 MHz

746 MHz 756 MHz

FDD

14

788 MHz 798 MHz

758 MHz 768 MHz

FDD

704 MHz 716 MHz

734 MHz 746 MHz

FDD

17

Mobile Broadband Wireless Networking


July 22, 2015

13

LTE Frequency Bands


Band

Uplink (eNodeB receive


and UE transmit)

Downlink (eNodeB transmit


and UE receive)

Duplex
Mode

33

1900 MHz 1920 MHz

1900 MHz 1920 MHz

TDD

34

2010 MHz 2025 MHz

2010 MHz 2025 MHz

TDD

35

1850 MHz 1910 MHz

1850 MHz 1910 MHz

TDD

36

1930 MHz 1990 MHz

1930 MHz 1990 MHz

TDD

37

1910 MHz 1930 MHz

1910 MHz 1930 MHz

TDD

38

2570 MHz 2620 MHz

2570 MHz 2620 MHz

TDD

39

1880 MHz 1920 MHz

1880 MHz 1920 MHz

TDD

Mobile Broadband Wireless Networking


July 22, 2015

14

Multi-paths

Reflection

Diffraction

Scattering

Mobile Broadband Wireless Networking

Frequency Selective Fading vs. Flat Fading

1.25 MHz
200 300
KHz
RECEIVED
POWER
DENSITY

Mobile Broadband Wireless Networking

Orthogonal Frequency Division Multiplexing


(OFDM)
The fundamental transmission technique of the LTE Physical

layer
Divides the transmission bandwidth into Nc orthogonal equally
spaced subcarriers
Individual information symbols are conveyed
over the
OFDM
Symbols
Input Data
subcarriers
bits
Td

Tu = symbol
duration
Ru = symbol rate

Subcarrier f3

Subcarrier f2

Rd = bit rate

Subcarrier f1

Td = bit duration

Subcarrier f0

Serial-to-parallel
f n Tns , n 0,..., N c 1
converter
Tu

f k Tku , k 0, ..., N c 1
k f , k 0, ..., N c 1
where f c is the reference subcarrier frequency
Tu N c Td
Ru NRdc T1u f
Rd T1d

Mobile Broadband Wireless Networking


July 22, 2015

17

Orthogonal Frequency Division Multiplexing


(OFDM)

Example of 4
subcarriers within one
OFDM symbol
f1 = 2f0
f2 = 3f0
f3 = 4f0

0.8
0.6
0.4
0.2
0
-0.2

f = 1/Tu
A

-0.4
-0.6
-0.8
-1

f0

f1

Frequency

f2

f3

Spectra of individual
subcarriers

Mobile Broadband Wireless Networking


July 22, 2015

Time

18

OFDM vs. FDM


Ch.1

Ch.2

Ch.3

Ch.4

Ch.5

Ch.6

Ch.7

Ch.8

Ch.9

Conventional Frequency Division Multiplexing (FDM)

Ch.10

frequency

Ch.2 Ch.4 Ch.6


Ch.8 Ch.10
Ch.1 Ch.3 Ch.5
Ch.7 Ch.9
Saving of bandwidth

50% bandwidth saving


Spectra efficient
OFDM

frequency

Mobile Broadband Wireless Networking


July 22, 2015

19

OFDM over Frequency-Selective


Channel
Since the bandwidth
of each subcarrier is

much smaller than the coherence bandwidth


of the transmitted channel, each subcarrier
sees flat fading
Channel Response

Frequenc
y
Mobile Broadband Wireless Networking
July 22, 2015

20

Channel
decoding

Binary Output
Data

N-point IDFT

Serial-toParallel

Mobile Broadband Wireless Networking

OFDM
Demodulation

I/Q Modulation
UP-conversion

DAC

ADC

Down-conversion
I/Q Demodulation

Cyclic prefx
insertion

OFDM
Modulation

Cyclic prefx
Removal

Radio Channel

July 22, 2015

Serial-toParallel

N-point DFT

Channel
Equalization

Modulation Symbol
Demapping (M-ary
demod)

Modulation Symbol
M-ary
Mapping ((M
mod)

Channel
Coding

Binary Input Data

OFDM Transceiver Structure

RF

RF

21

OFDM Modulation
e j 2 0 f n / N
X(1)

s(t)

e j 2 1f n / N

X(0), X(1), , X(Nc


1)

Serial-to-Parallel

X(0)

X(Nc 1)

s (t )

N c 1

X ( k )e

e j 2 ( Nc 1) f n / N
j 2 k f t

k 0

IDF
T

If s(t) is sampled at a rate of fs = 1/Ts = N f > Nc f, then

s (t ) s (nTs )

N c 1

k 0

X ( k )e

j 2 k f nTs

N 1

X (k )e j 2 kn / N IDFT
k 0

Mobile Broadband Wireless Networking


July 22, 2015

22

OFDM Demodulation
Tu

...

X(0)

e j 2 0 f t
Tu

...

X(1)

e j 2 1f t

s(t)

Serial-to-Parallel

Tu

...

X(Nc 1)

e j 2 ( Nc 1) f t

DFT

Tu

X (k ) s (t ) e j 2 k ft dt , k 0,1, ..., N c 1
0
N 1

X (k ) s (nTs )e j 2 nk / N , k 0,1, ..., N c 1


n0

Mobile Broadband Wireless Networking


July 22, 2015

23

Cyclic Prefx (CP) Insertion

Ts = Ts + Tcp, where Tcp is the cyclic prefix extension


of the symbol duration Ts

To maintain orthogonality among subcarriers in the


presence of multi-path channel which causes InterSymbol Interference (ISI) and Inter-Carrier
Interference (ICI)
Insertion of cyclic prefix:
Tcp

Tu

Tu

OFDM Sym

time

Mobile Broadband Wireless Networking


July 22, 2015

24

Channel Equalization

Channel equalization compensates for linear

distortion introduced by multi-path propagation


channel
Channel equalization can be carried out in time
domain or frequency domain
For broadband multi-path channels, conventional
time domain equalizers are impractical because of
complexity:
Very long channel impulse response in the time domain
Prohibitively large tap size for time domain filter

Using DFT, equalization can be done in frequency

domain
Because the DFT size does not grow linearly with the
length of the channel response, the complexity of
25
Frequency Domain
Equalization
(FDE)
is
lower
than
Mobile Broadband Wireless Networking
22, 2015
that of the equivalent July
time
domain equalizer for

Frequency Domain Equalization (FDE)

s=h*x
Channel

Fr
D equ
om e
ai nc
n y

DFT/IDFT

e in
m
a
Ti om
D

x = h-1 * s

S=H.X
X = H-1 . S

Mobile Broadband Wireless Networking


July 22, 2015

26

Frequency Domain Equalization (FDE)

In DFT, frequency domain multiplication is equivalent

to time domain circular convolution


CP longer than the channel response length is
needed to convert linear convolution to circular
convolution
Most of the time domain equalization techniques can
be implemented in frequency domain
MMSE equalizer, turbo equalizer

CP

OFDM Symbol

Mobile Broadband Wireless Networking


July 22, 2015

27

July 22, 2015

Mobile Broadband Wireless Networking


Binary Output
Data

Demodulation
Symbol

Channel
Equalization

N-point DFT

Cyclic prefx
Removal

Radio Channel

Cyclic prefx
insertion

N-point IDFT

Binary Input Data

Binary Output
Data

Demodulation
Symbol

N-point IDFT

Channel
Equalization

N-point DFT

Cyclic prefx
Removal

Radio Channel

Cyclic prefx
insertion

Binary Input Data

SC/FDE

Single Carrier with FDE

OFDM

28

Single Carrier with FDE

SC/FDE delivers the same performance similar to

OFDM with essentially the same overall complexity,


even for long channel delay
SC/FDE has the advantage over OFDM in terms of
Low PAPR
Robustness to spectral null
Less sensitivity to carrier frequency offset

Disadvantage to OFDM is that channel-adaptive


subcarrier bit and power loading is not possible

Mobile Broadband Wireless Networking


July 22, 2015

29

Orthogonal Frequency Division Multiple


Access (OFDMA)
OFDMA is a multiple access scheme using OFDM
Each mobile terminal occupies a different set of subcarriers

It has similar transceiver structure to OFDM


It is one of the downlink multiple access techniques of LTE

Terminal
1
Terminal
2
Terminal
3
subcarriers

Mobile Broadband Wireless Networking


July 22, 2015

30

Single Carrier FDMA (SC-FDMA)

It is a multiple access technique which combines

OFDM with single carrier properties


It has similar transceiver structure to OFDMA
It is one of the uplink multiple access techniques of
LTE

Mobile Broadband Wireless Networking


July 22, 2015

31

Modulation Symbol
Demapping (M-ary
demod)

Channel
decoding

Binary Output
Data

Mobile Broadband Wireless Networking


Down-conversion
I/Q Demodulation

ADC

Cyclic prefx
Removal

Serial-toParallel

N-point IDFT

Symbol to
subcarrier mapping

M-point DFT

I/Q Modulation
UP-conversion

DAC

Cyclic prefx
insertion

SCFDMA

SC-FDMA

32

Radio Channel

July 22, 2015

N-point DFT

Symbol to
subcarrier
demapping

FDE

M-point IDFT

Serial-toParallel

Modulation Symbol
M-ary
Mapping ((M
mod)

Channel
Coding

Binary Input Data

SC-FDMA Transceiver Structure

RF

RF

SC-FDMA

SCFDMA

I/Q Modulation
UP-conversion

DAC

Cyclic prefx
insertion

Time Domain
N-point IDFT

M-point DFT

Serial-toParallel

Modulation Symbol
M-ary
Mapping ((M
mod)

Channel
Coding

Binary Input Data

Time Domain

Symbol to
subcarrier mapping

Frequenc
y Domain

RF

Sequential transmission of

FDMA: User
multiplexing
in frequency

the modulation symbols

domain

Mobile Broadband Wireless Networking


July 22, 2015

33

SC-FDMA Transmitter

X(M-1)

s(0)

0 S(N-1)

N-point IDFT

x(M1)

Symbol to
subcarrier mapping

x(1)

X(0
)
X(1
)

x(0)

M-point DFT

S(0)

Single-carrier properties:
a signal with low power
variations
A bandwidth that depends
on M
s(N-1)

DFT-based pre-coding is performed on modulated

data symbols to transform them into frequency


domain
Each subcarrier carries a portion of superposed DFT
spread data symbols, therefore SC-FDMA is also
referred to as DFT-spread-OFDM (DFT-S-OFDM)
N > M, where the N M unused subcarriers of the
IDFT are set to zero amplitude
34
Mobile Broadband Wireless Networking
July 22, 2015

M-point IDFT

Discard
Discard

s(N-1)

Symbol to
subcarrier
demapping

s(1)

FDE

s(0)

N-point DFT

SC-FDMA Receiver

Mobile Broadband Wireless Networking


July 22, 2015

35

Subcarrier Mapping

Two subcarrier mapping techniques:


Localized DFT-S-OFDM (LFDMA)
Distributed DFT-S-OFDM (DFDMA)

S(N-1)

x(4)
x(5)

0
0
0

x(5)

x(3)

x(4)

x(2)

N-point IDFT

x(3)

x(1)

x(2)

M-point DFT

x(1)

s(0)

x(0)

N-point IDFT

s(0)

x(0)

DFT-S-OFDM Distributed
(DFDMA)
M-point DFT

DFT-S-OFDM Localized (LFDMA)

0
s(N-1)

Mobile Broadband Wireless Networking


July 22, 2015

s(N-1)
36

Subcarrier Mapping

Data block size M = 4,

DFT-S-OFDM
Localized

number of subcarriers N =
12, number of terminals Q
=3

subcarriers

DFT-S-OFDM Distributed
Terminal
1
Terminal
2
Terminal
3
subcarriers

Mobile Broadband Wireless Networking


July 22, 2015

37

Subcarrier Mapping
x(0)

x(1)

x(2)

Time domain data symbols

x(3)

M 1

X (k ) x (n)e j 2 n k / M , k 0,1, ...,M 1

DFT

n0

X(0)

X(1)

X(2)

X(3)

X(0)

X(1)

X(2)

X(3) 0

S(n)LFDMA

X(0)

X(1)

X(3)

S(n)DFDMA

X(0)

X(1) 0

X(2)

X(3)

S(n)IFDMA

Frequency domain data symbols

X(2)

subcarriers

DFT-S-OFDM Interleaved (IFDMA) is a special case of DFDMA with equidistance


between occupied subcarriers
Mobile Broadband Wireless Networking
July 22, 2015

38

SC-FDMA is similar to OFDMA

Block-based modulation and use Cyclic Prefix


Divides the transmission bandwidth into smaller

subcarriers
Channel inversion/equalization is carried out in
frequency domain
SC-FDMA is regarded as DFT-precoded or DFT-spread
OFDMA

Mobile Broadband Wireless Networking


July 22, 2015

39

Multiple Input Multiple Output (MIMO)

Multiple-Input Multiple Output (MIMO)

MIMO 22

SIMO

12

Mobile Broadband Wireless Networking


July 22, 2015

Receiver

Transmitter

Receiver

Transmitter

Receiver

Transmitter

technique improves communication link


quality (spatial diversity) and capacity
(spatial multiplexing) by using multiple
transmit and receive antennas

MISO

21
40

Spatial Diversity

Improves link quality (SNR) by combining

multiple independently faded signal replicas


With Nt Tx and Nr Rx antennas Nt Nr diversity
gain is achievable
Two types of spatial diversity:
Receive diversity
Transmit diversity

Mobile Broadband Wireless Networking


July 22, 2015

41

Receive Diversity
Single-Input Multiple-Output (SIMO)
Coherent combining of signals at receiver to improve
signal strength

Combined SNR N r SNR of a signal


h11

s1

c1 e j1
s2

hNr1

c 2 e j2
sNr

SIMO
Nr

cN r e

jN r

Mobile Broadband Wireless Networking


July 22, 2015

Receiver

h21

Transmitter

42

Receive Diversity Combining


Selective Diversitytechniques
Combining (SDC)
Select the strongest signal (or signal with the maximum
SNR)
Signals from the other branches are ignored

Equal Gain Combining (EGC)


e j received signals after phase compensation
Combine allc i the
at each branch with
where ci is assumed the same for
all branches
The signals are phase aligned when linearly added
i

ce
Maximum Ratio
Combining (MRC)
i

ji

Add all the received signals after both phase compensation


at each branch with
But weight the branches with a factor ci proportional to the
amplitude of the signal of each branch, i.e., ci is set to larger
value for received signals of higher SNR
Mobile Broadband Wireless Networking
July 22, 2015

43

Receive Diversity Capacity


For an SISO system, the capacity is given by
CSISO log 2 (1 SNR) b / s / Hz

For an SIMO (receive diversity) with 1 Tx and Nr Rx


antennas, the capacity is given by
CMISO log 2 (1 N r . SNR) b / s / Hz

Mobile Broadband Wireless Networking


July 22, 2015

44

Spatial Diversity Gain


Log
scale

Symbol Error
Rate

uncoded
Coding
Gain

Spatial
diversity
Gain

SNR
(dB)
Mobile Broadband Wireless Networking
July 22, 2015

45

Transmit Diversity
Multiple-Input Single-Output (MISO)
Two types of transmit diversity techniques:
Closed loop transmit diversity it relies on feedback
Channel State Information (CSI) from receiver
Open loop transmit diversity it does not rely on feedback
CSI from receiver

Mobile Broadband Wireless Networking


July 22, 2015

46

Closed Loop Transmit Diversity

Also known as beamforming


CSI - c i e j - is measured at receiver using pilot signals
Two Closed Loop Transmit diversity techniques:
i

Selective Transmit Diversity (STD) the transmitter selects the branch based
on feedback from the receiver
Transmit Adaptive Array (TxAA) the receiver is trying to optimize the received
power by adjusting the amplitude ci and phase i of each branch. This
information is fed back to the transmitter
h11

h1Nt

c 2 e j2

Transmitter

c1 e j1

Receiver

h12

cN r e

jN r

MISO Nt
1
Channel State
Information
(CSI)

Mobile Broadband Wireless Networking


July 22, 2015

47

Open Loop Transmit Diversity


No feedback from receiver
Two open loop transmit diversity techniques:
Delay Diversity (DD)
Space Time Coding (STC)

h1Nt

MISO Nt
1 Wireless Networking
Mobile Broadband
July 22, 2015

Receiver

h12

Transmitter

h11

48

Open Loop Transmit Diversity DDrelative delays for each


Signals are transmitted with
branch to create artificial frequency selectivity

h11

h12

TNr

Receiver

T2

Transmitter

T1

h1Nt

MISO
1

Nt

Mobile Broadband Wireless Networking


July 22, 2015

49

Open Loop Transmit Diversity Space-Time Block CodingSTC


(STBC) operates on pairs of

h11
-x(1)*, x(0)

x(1), x(0)

Receiver

h12

STBC

Transmitter

modulation symbols which form blocks


First antenna transmits x(0) and sign-reversed
complex conjugate of x(1)
Second antenna transmits x(1) and complex conjugate
of x(0)

x(0)*, x(1)

MISO
1

Mobile Broadband Wireless Networking


July 22, 2015

50

Open Loop Transmit Diversity S (0) h x(0) h x(1) STC


n(0)
11

12

S (1) h11 x* (1) h12 x* (0) n(1)


h11
s (0)
s (1) h*

12
s Hx n

h12
h11*

x(0)

n(0)
x(1) n(1)

The receiver can recovered the transmitted symbols by


applying the matrix HH to the vector s, where
h11*

H
H

*
h
12

h12

h11*

Mobile Broadband Wireless Networking


July 22, 2015

51

Spatial Multiplexing

Increases data rates by sending multiple data

h11
h21
s1

h12

h22

hNr1

h1Nt

s2

Receiver

h2Nt

hNr2

Transmitter

streams through parallel spatial channels


With Nt Tx and Nr receive antennas, min(Nt,
Nr) multiplexing gain is achievable

hNrNt

MIMO Channel
Matrix
Mobile Broadband Wireless Networking
July 22, 2015

sNr
52

Spatial Multiplexing

Nt Nr independent paths
hij is the channel response of each path
The received signals s can be expressed as
s = Hx + n
where H is the Nt Nr MIMO channel matrix,
x is the transmitted signal vector and n is the
noise hvector
... h
H

11

1 Nt

hNr1 .... hNrNt


.

x x1 ,..., x Nt

Mobile Broadband Wireless Networking


July 22, 2015

53

Spatial Multiplexing

By the singular value decomposition theorem,


channel matrix H can be decomposed as
H = U D VH

U is an Nr Nr unitary matrix, V is an Nt Nt unitary

matrix
+n
D is an Nr sN=t Hx
non-negative
diagonal matrix
s UDV H x n
U H s U H UDV H Vx U H n
s% IDIx% n%
s% Dx% n%

Mobile Broadband Wireless Networking


July 22, 2015

54

Spatial Multiplexing
h11
h21

s1
h2Nt
hNr1
hNrNt

h1Nt

s2

Receiver

h22
hNr2

Transmitter

h12

sNr
d11

s%
1

dNrNt

Receiver

s%
2

Transmitter

d22

s%
Nr
Mobile Broadband Wireless Networking
July 22, 2015

55

Unitary Precoding
h11

xNt

h21
h12

x%Nt

h22
h2Nt

hNr2
h1Nt

s2
hNr1

hNrNt

MIMO Channel
Matrix

Receiver

x%2

s1

x%
1

Transmitter

x2

Unitary Precoding

x1

sNr

s Hx% n

Mobile Broadband Wireless Networking


July 22, 2015

56

Spatial Multiplexing - Capacity


For an MIMO system, the capacity is given by
CMIMO min( N t , N r ) log 2 (1 min( NNrt , N r ) . SNR ) b / s / Hz

Mobile Broadband Wireless Networking


July 22, 2015

57

Spatial Multiplexing Gain

Mobile Broadband Wireless Networking


July 22, 2015

58

LTE Radio Frame Structure

Mobile Broadband Wireless Networking


July 22, 2015

59

Physical Resource Blocks (PRBs)

Mobile Broadband Wireless Networking


July 22, 2015

60

OFDMA + TDMA

LTE downlink multiple access techniques


Channel dependent scheduling assigns PRBs to
different
users
Power

Subcarrier

e
am
bfr
Su

User
1
User
2
User
3
User
4

e
Tim
Mobile Broadband Wireless Networking
July 22, 2015

61

Channel-Dependent Scheduling in
Frequency Domain

Channel Quality

PRB

Frequency
Assign PRBs to users with good channel quality

Mobile Broadband Wireless Networking


July 22, 2015

62

LTE-Advanced

LTE-Advanced is evolved from LTE


All relevant requirements of LTE are valid also for LTE

Advanced
Peak data rates:
Downlink: 1 Gb/s
Uplink: 500 Mb/s
Research topics:
Wider bandwidth
Enhancement of uplink multiple access
Enhancement of MIMO techniques
Coordinated Multiple Point transmission and reception (CoMP)
Advanced relaying strategies

Mobile Broadband Wireless Networking


July 22, 2015

63

Wider Bandwidth

Achieve wider bandwidth through carrier aggregation


Aggregation of basic frequency blocks called

component carriers (CCs)


Support of both contiguous and non-contiguous CCs

Mobile Broadband Wireless Networking


July 22, 2015

64

Enhancement of Uplink Multiple Access


Within CC
SC-FDMA is used
Non-contiguous data transmission with single DFT (clustered

DFT-s-OFDM) is introduced
Achieve efficient radio resource assignment with relaxed PAPR
requirement
Among CCs
N-times clustered DFTS-OFDM

Mobile Broadband Wireless Networking


July 22, 2015

65

Enhancement of MIMO Techniques


Downlink
Extend the number of layers from minimum of 4 to maximum

of 8
Multi-user MIMO
Uplink
Single-user MIMO up to 4-layer transmission

Mobile Broadband Wireless Networking


July 22, 2015

66

Coordinated Multi-Point Transmission and


Reception (CoMP)
Downlink
Joint processing among eNBs
Data is available at each eNB and transmitted at the same

time
Coordinated scheduling/beamforming
Data is available at the serving eNB but user
scheduling/beamforming decisions are made with
coordination among eNBs
Joint
Coordinated
processing

scheduling/beamforming

Mobile Broadband Wireless Networking


July 22, 2015

67

Coordinated Multi-Point Transmission and


Reception (CoMP)
Uplink
Coordinated multi-point reception
Uplink signal is received at multiple eNBs
Scheduling decisions can be coordinated among eNBs to
control interference

Coordination on Scheduling

Simultaneou
s reception

Mobile Broadband Wireless Networking


July 22, 2015

68

Advanced Relaying Strategies


Coverage problem increases for high spectrum
Significant capacity increase can only be achieved by reducing

cell size using relays


Improving cell edge throughput
Types of relays:
Layer-1 (Amplify-and-Forward) Relay
Layer-2/3 (Decode-and-Forward) Relay
Relaying strategies
One-way relay
Two-way relay
Cooperative relay
Shared Relay

Mobile Broadband Wireless Networking


July 22, 2015

69

Layer-1 Relay
Amplify-and-Forward (AF)
Used for coverage holes and coverage extension
Signals and noise are amplified because received signals are

not demodulated and decoded


Minimum delay
Simple

Mobile Broadband Wireless Networking


July 22, 2015

70

Layer-2 Relay
Decode-and-Forward (DF)
Used for coverage holes, coverage extension and capacity

enhancement
Good isolation of signals and noise
Larger delays
Higher complexity as compared with Layer-1 relay

Mobile Broadband Wireless Networking


July 22, 2015

71

One-way Relay
Work with Layer-1/2/3 relays
Similar to conventional relays
Inefficient for relay operating in half-duplex mode

eNodeB

Relay

Mobile Broadband Wireless Networking


July 22, 2015

UE

72

Two-way Relay
Work with Layer-1 relays
Avoid the inefficiency of one-way relays operating in halfduplex mode

eNodeB

S1

S2

S1+S
2

S1+S
2

Relay

Mobile Broadband Wireless Networking


July 22, 2015

UE

73

Cooperative Relay
Allow soft combining of several paths
Work with Layer-1 or Layer-2 relays
Delay of direct link signals would be required with relative to
the access link signals

Relay
1
S1

S
S

eNodeB

UE

S
S2
Relay
2
Mobile Broadband Wireless Networking
July 22, 2015

74

Shared Relay
Work with Layer-2/3 relays
Several eNodeBs share a single relay
Shared relay is a multi-antenna relay with k m antenna,

where k = the number of eNodeB, m = the number of antennas


associated with the eNodeB

Mobile Broadband Wireless Networking


July 22, 2015

75

Thank You!

Mobile Broadband Wireless Networking


July 22, 2015

76

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