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WCDMA Handover Principle and

Analysis
ISSUE 1.0

Huawei Confidential. All Rights Reserved

Why

mobile
handover?

systems

need

It

is decided by the characters of


mobile system:
The mobility of UE
The mobile system is composed by
cells which the coverage ability is
limited.
Providing the continuous service in
mobile system is the basic element in
QoS.

Internal Use

Object

Upon completion this course, you will


be able to:

The basic definitions of Handover

The algorithms
decision

The handover flow

The parameters of handover

Internal Use

of

handover

Chapter 1 Introduction of Handover


Chapter 2 Measurement of Handover
Chapter 3 The Basic Handovers
Chapter 4 Blind Handover and
Direct Retry Algorithm

Internal Use

The Purpose of Handover

Providing the continuous service in mobile system is the basic


element in QoS.

The load balance: sharing the resource

The hierarchy divided by speed and service: high efficiency of using


resource

Internal Use

The Basic Concepts of Handover

Active Set
Monitored Set
Detected set
Event reporting
Event reporting to Periodic reporting
Periodic reporting
Radio Link (RL)
Radio Link Set (RLS)
Combination way:
maximum ratio combination
selection combination
The soft handover gain
CPICH
Soft handover, softer handover, hard handover
Blind handover

Internal Use

The Categories of Handover

Internal Use

According to the signaling characters:


Soft handover (softer handover)
Hard handover
According to the properties of source cell and target cell
Intra-frequency handover
Inter-frequency handover
Inter-mode handover (FDD <-> TDD)
Inter-system handover (UMTS <-> GSM/CDMA2000)
According to the purpose of handover
Based on Coverage
Based on Load (Optional)
Based on mobility of UE (Optional)
Based on Service (Optional)

The Characters of Different Handovers


Comparison between soft handover and hard handover:
Item

Soft Handover

Hard Handover

The numbers of RL Several


in active set after
handover

One

Interruption during
handover

No

Yes

The frequencies of
cells

Only happened
in Intrafrequency cells

Can be happened in
Intra-frequency cells or
Inter-frequency cells

Internal Use

The Characters of Different Handovers


Comparison between soft handover and softer handover:

Internal Use

During softer handover, the uplink signaling are


combined in NodeB by maximum ratio combination, but
during soft handover they are combined in RNC by
selection combination.
Compare to later one, the maximum ration combination
can get more gain. So the performance of maximum
ration combination is better.
Since softer handover is completed in NodeB, it do not
consume transport resource of Iub.

Soft Handover

RNC

NodeB 1

Internal Use

NodeB 2

Softer Handover

RNC (WFMR)

NodeB

Internal Use

10

Hard Handover

Internal Use

11

Three Steps of Handover

Measurement

Execute

Internal Use

Decision

Measurement
Measurement control
Measurement execution and
the result processing
The measurement report
Mainly accomplished by UE
Decision
Based on Measurement
The
application
and
distribution of resource
Mainly
accomplished by
RRM in RNC
Execution
The process of signaling
Support the failure drawback
Measurement control refresh
12

Questions

Internal Use

The differences among Soft handover,


softer handover and hard handover
Typical application scenarios

13

Summary

This chapter focus on the purpose of handovers and the


categories of handover in WCDMA.

Internal Use

14

Chapter 1 Introduction of Handover


Chapter 2 Measurement of Handover
Chapter 3 The Basic Handovers
Chapter 4 Blind Handover and
Direct Retry Algorithm

Internal Use

15

Chapter 2 Measurement of Handover


Section 1 Measurement control and
measurement report
Section 2 The basic definitions of measurement
Section 3 Intra-frequency measurement event
Section 4 Inter-frequency and
inter-system measurement event
Section 5 UE internal measurement

Internal Use

16

Measurement Control and Measurement


Report
Measurement Control

UE

UTRAN
MEASUREMENT CONTROL

Measurement Control, normal case

Internal Use

17

Measurement Control and Measurement


Report
Measurement report
UE

UTRAN
MEASUREMENT REPORT

Measurement report, normal case

Internal Use

18

Chapter 2 Measurement of Handover


Section 1 Measurement control and
measurement report
Section 2 The basic concepts of measurement
Section 3 Intra-frequency measurement event
Section 4 Inter-frequency and
inter-system measurement event
Section 5 UE Internal Measurement

Internal Use

19

The Basic Concepts of Measurement

The measurement values of Handover


Intra-frequency and inter-frequency: CPICH RSCP CPICH
Ec/N0Path loss
Inter-frequencyCPICH RSCPCPICH Ec/N0
Inter-systemGSM Carrier RSSI BSIC Identification BSIC
Reconfirmation
The reporting methods of measurement
Periodic reporting
Event reporting
The events of reporting
Intra-frequency events1A,1B,1C,1D,1E,1F
Inter-frequency events 2D,2F,2B,2C
Inter-system events 3A,3C
Others6G,6F

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20

Measurement Model

parameters

Layer 1
filtering

Layer 3
filtering

parameters

C
C'

Internal Use

Evaluation
of reporting
criteria

21

Reporting Criterion
Reporting

Criterion
Decision formula: for example, 1A event :
1.Path Loss
10 LogM New

NA

W 10 Log M i (1 W ) 10 LogM Best ( R H 1a / 2),


i 1

2.Other measurement
NA
10 LogM New W 10 Log M i
i 1

Internal Use

(1 W ) 10 LogM Best ( R H 1a / 2),

Relative threshold, Absolute threshold, Hysteresis, Time


to trigger

22

Key Parameters

Internal Use

23

Chapter 2 Measurement of Handover


Section 1 Measurement control and
measurement report
Section 2 The basic definitions of measurement
Section 3 Intra-frequency measurement events
Section 4 Inter-frequency and
inter-system measurement events
Section 5 UE Internal Measurement

Internal Use

24

Intra-frequency Measurement Events

All intra-frequency measurement report events are identified with


1X :
1AA primary pilot channel enters the reporting range. When
the active set of UE is full, UE stops reporting 1A event;
1BA primary pilot channel leaves the reporting range;
1CThe primary pilot channel in a non active set is better than
the primary pilot channel in an active set;
1DThe best cell changes;
1EThe measurement value of a primary pilot channel exceeds
the absolute threshold
1F, The measurement value of a primary pilot channel is lower
than the absolute threshold

Internal Use

25

Chapter 2 Measurement of Handover


Section 1 Measurement control and
measurement report
Section 2 The basic definitions of measurement
Section 3 Intra-frequency measurement events
Section 4 Inter-frequency and
inter-system measurement events
Section 5 UE Internal Measurement

Internal Use

26

Inter-frequency Measurement Events


Inter-frequency

Internal Use

measurement events are identified with 2X

2A: The best frequency changes;


2B: The estimated quality value of the used frequency is lower than
a certain threshold, and that of the non-used frequency is higher
than a certain threshold;
2C: The estimated quality value of the non-used frequency is higher
than a certain threshold;
2DThe estimated quality value of the used frequency is lower than a
certain threshold
2E:The estimated quality value of the non-used frequency is lower
than a certain threshold
2F:The estimated quality value of the used frequency is higher than
a certain threshold

27

Inter-system Measurement Events

Inter-system measurement events are identified with


3X

Internal Use

3A:The estimated quality value of the used UTRAN frequency


is lower than a certain threshold, and that of the other system
is higher than a certain threshold;
3B: The estimated quality value of the other system is lower
than a certain threshold ;
3C: The estimated quality value of the other system is higher
than a certain threshold ;
3D: The best cell in the other system changes

28

Chapter 2 Measurement of Handover


Section 1 Measurement control and
measurement report
Section 2 The basic definitions of measurement
Section 3 Intra-frequency measurement events
Section 4 Inter-frequency and
inter-system measurement events
Section 5 UE Internal Measurement

Internal Use

29

UE Internal Measurement
UE

Internal measurement events are identified with 6X

6G: The time difference between downlink receiving and


uplink transmission of the UE is shorter than an absolute
threshold;
6F: The time difference between downlink receiving and
uplink transmission of the UE is bigger than an absolute
threshold;

Internal Use

30

Questions

Internal Use

How many events are there in intra-frequency measurement?


What are they?
How many events are there in UE internal measurement?
How many events are there in inter-frequency measurement?
What are they?

31

Summary

This chapter covers intra-frequency measurement, interfrequency measurement, inter-system measurement and UE
internal measurement from their definitions and application
scenarios.

Summary

Internal Use

32

Chapter 1 Introduction of Handover


Chapter 2 Measurement of Handover
Chapter 3 The Basic Handovers
Chapter 4 Blind Handover and
Direct Retry Algorithm

Internal Use

33

Chapter 3 The Basic Handovers


Section 1 Soft Handover

Section 2 Intra-frequency Hard Handover


Section 3 Inter-frequency Hard Handover
Section 4 Inter-system Hard Handover
Section 5 HSDPA Handover
Section 6 Compressed Mode

Internal Use

34

Brief Introduction of Soft Handover

Characters of Soft Handover


During handover, UE has several RLs with different cells---active set.
The handover among different cells which are in same RLS can
be softer handover.
Soft handover:
Selection combination in uplink
Maximum combination in downlink
Softer handover
Maximum combination in uplink and downlink

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35

Brief Introduction of Soft Handover

Advantages
Soft handover gain:
Multi-Cell gain: Multiple irrelated soft handover branches low
the required margin for fading
Macro Diversity Combining gain: Gain for the link
demodulation of the soft handover:
Load balance: Different cells receive the signals from UE in
uplink, which can decrease the transmission power of UE. And
UE receive signal from different cells, which also can decrease
the transmission power of base station.
Decrease the possibility of call drop caused by ping-pong
handover.
Disadvantages
More resource needed in downlink, especially for the code
resource of BE service.
Usually, the gain of downlink power is negative.
When the downlink power from different cells is not balanced, it
will bring side-effect.

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36

Measurement of Soft Handover

The measurement of soft handover/softer handover


Measurement valueCPICH RSCPCPICH Ec/NoPathloss
Process of MeasurementLayer 1 filter, Layer 2 filter
Reporting way
Periodic reporting
Event reporting
Event type1A1B1C1D1F
UE measures the time difference between CFN and SFN
Reporting rules: trigger condition, Relative threshold,
Absolute threshold, Hysteresis, Time to trigger
Event reporting to periodic reporting

Internal Use

37

The Events of Soft Handover Measurement

Soft/softer handover measurement events


Intra-frequency events reporting:
1A A primary pilot channel enters the reporting range.
When the active set of UE is full, UE stops reporting 1A event;
1BA primary pilot channel leaves the reporting range;
1CThe primary pilot channel in a non active set is better
than the primary pilot channel in an active set;
1DThe best cell changes;
1E The measurement value of a primary pilot channel
exceeds the absolute threshold
1F, The measurement value of a primary pilot channel is
lower than the absolute threshold

Internal Use

38

The Decision Algorithm of Soft Handover

Soft/softer handover decision


1A add RL into active set
1B Delete RL from active set
1Creplace cell
1Dchange best cell

Internal Use

39

The Execution of Soft Handover

Internal Use

Soft handover execution


The update principal of measurement control
Configure the neighbor cells and the parameters
according to best cell
RLC mode
AM mode is used for measurement control
UM mode is used for measurement reporting
The compensation and restriction of soft handover
From event reporting to periodic reporting
Parametersthe time value for periodic reporting,
the number for reporting times

40

Soft Handover Flow (add RL)

The execution of soft handover (add RL)

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41

Soft Handover Flow (del RL)

The execution of soft handover (del RL)

Internal Use

42

Key Parameters

Relative threshold
Set 1A, 1B value separately
1A < 1Bwhich makes deleting RL is more difficult, and it can
avoid ping-pong handover
Usually 1A: 3dB; 1B: 6dB
Time to trigger
Each event can be set separately
Usually, 1B>1Awhich makes deleting RL is more difficult, and
it can avoid ping-pong handover
Usually, 1A: 320ms, 1B: 640ms
Layer 3 filter coefficient
Only one value for all intra-frequency measurement
Sensitive to the delay of event trigger and ping-pong handover
Usually3
absolute threshold of soft handover

Internal Use

43

Chapter 3 The Basic Handovers


Section 1 Soft Handover

Section 2 Intra-frequency Hard Handover


Section 3 Inter-frequency Hard Handover
Section 4 Inter-system Hard Handover
Section 5 HSDPA Handover
Section 6 Compressed Mode

Internal Use

44

The Characters of Intra-frequency Hard Handover

Characters
UE only has one RL with one cell in the process of handover
Disconnect UE with the original cell, then hand it over to target
cell
The working frequency of source cell and target cell are same
Advantages
Enhance the using efficiency of the OVSF code and hardware
resource
Disadvantages
High call drop possibility because of the intra-frequency
interference
Application scenarios

Without Iur interface between two RNCs or the Iur interface jam
(only happened in inter-RNC handover)

The different strategies can be used for different conditions, such


as code resource condition, the QoS condition and so no.

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45

The Measurement, Decision and Execution of


Intra-frequency Hard Handover

Measurement
Similar to soft handover
Decision
1D event
Execution
UE reports CFN-SFN information
Synchronization hard handover
Use the original DOFF value
Continuous CFN
UE does not report CFN-SFN information
The hard handover based on timing
Re-configure DOFF
Calculate CFN according to DOFF

Internal Use

46

Intra-frequency Hard Handover Flow

Intra-frequency hard handover flow


UE

Target
NODEB

Source
NODEB

SRNC

1.RADIO LINK SETUP REQUEST


2. RADIO LINK SETUP RESPONSE

3.ALCAP establish
4. PHYSICAL CHANNEL RECONFIGURATION
5. RADIO LINK
FAILURE INDICATION
6. PHYSICAL CHANNEL RECONFIGURATION COMPLETE
7. RADIO LINK
DELETION REQUEST
8. RADIO LINK
DELETION RESPONSE

9.ALCAP release

Internal Use

47

Key Parameters

Handover decision threshold based on BE speed


UE should do soft handover when the speed of BE service is
less than the threshold.
UE should do intra-frequency hard handover when the speed of
BE service is greater than the threshold.
The parameters about 1D event:
time to trigger hysteresis
The parameters should be set accord with the Qos

Internal Use

48

Chapter 3 The Basic Handovers


Section 1 Soft Handover

Section 2 Intra-frequency Hard Handover


Section 3 Inter-frequency Hard Handover
Section 4 Inter-system Hard Handover
Section 5 HSDPA Handover
Section 6 Compressed Mode

Internal Use

49

The Brief Introduction of Inter-frequency


Hard Handover

Characters

Advantages

Compare to intra-frequency hard handover, the success


possibility is higher
The load balance among cells with different frequencies
Can realize the reasonable configuration for hierarchy cells

Disadvantages

The working frequency is different after handover


The compressed mode needed if the UE only has one receiver
Usually, the timing re-initiation hard handover is used for hard
handover

Compressed mode results in extra radio resource occupied


The timing re-initiation hard handover increase the time of
handover and the risk of call drop

Application scenarios

Internal Use

Disconnected coverage
Handover based on load
Hierarchy cells
50

The Inter-frequency Hard Handover Measurement


Values and Events

The Inter-frequency hard handover measurement values


Measurement values:
CPICH RSCPCPICH Ec/N0
Different handover purpose for different measurement type:
In the edge of carrier coverage: CPICH RSCP
In the center of carrier coverage: CPICH Ec/No

Internal Use

51

The Measurement Values and Events of Interfrequency Hard Handover

Measurement reporting
Periodic reporting
Event reporting
2A: The best frequency changes;
2B: The estimated quality value of the used frequency is
lower than a certain threshold, and that of the non-used
frequency is higher than a certain threshold;
2C: The estimated quality value of the non-used frequency is
higher than a certain threshold;
2DThe estimated quality value of the used frequency is lower
than a certain threshold
2E:The estimated quality value of the non-used frequency is
lower than a certain threshold
2F:The estimated quality value of the used frequency is
higher than a certain threshold

Internal Use

52

Compressed Mode Initiation in Inter-frequency


Hard Handover

Conditions for measurement initiated


2D event can be used to enable the compressed mode
to perform inter-frequency measurement.
Enable inter-frequency measurement by moving speed
estimation algorithm
Conditions for Measurement stopping
2F event
After the best cell is changed, the cell does not contain
inter-frequency neighbor cells.
Inter-frequency measurement timer expired
Because the moving speed of UE is changed, the interfrequency handover measurement is stopped by cell
hierarchy algorithm.

Internal Use

53

Cells Hierarchy Algorithm Based on UE


Moving Speed

When UE is in one of the hierarchy cells, the moving speed


estimation algorithm is initiated
Handover events in a while decides whether the speed of UE
satisfies the current cell hierarchy condition
UE is remained in the current cell if the speed is medium.
If the speed is very high, it will be handed over to higher
hierarchy cell. And if not, hand it over to lower hierarchy cell.
UEs moving speed decided the result.
If the hierarchy is configured by different frequencies, the
inter-frequency
blind
handover
or
inter-frequency
measurement handover can be initiated.
If the hierarchy is configured by one frequency, the intrafrequency handover can be initiated.

Internal Use

54

Inter-frequency Hard Handover Decision


Algorithm

The inter-frequency hard handover decision


The coverage triggers the handover
2B event
the quality in the used frequency is lower than absolute
threshold, but the quality in another non-used frequency
is higher than another absolute threshold.
The load triggers handover
2C event
the quality in another frequency is higher than an
absolute threshold

Internal Use

55

The Execution of Inter-frequency Hard Handover

The execution of Inter-frequency hard handover


UE report the timing information
UE with two receivers does not need compressed mode.
Synchronization hard handover
Using the original DOFF
Continued CFN
UE does not report timing information
UE with a single receiver has to initiate compressed mode
If the NodeB of target cell is not the same one which the cells
in active set belong to
the timing re-initiation hard handover
Re-configure DOFF
Calculate the CFN according to DOFF
If the NodeB of target cell is the same one which the cells in
active set belong to
Calculate the target cell timing relationship
Synchronization hard handover
Using the original DOFF
Continued CFN

Internal Use

56

Inter-frequency Hard Handover Flow

Signaling flow
UE

Target
NODEB

Source
NODEB

SRNC

1.RADIO LINK SETUP REQUEST


2. RADIO LINK SETUP RESPONSE

3.ALCAP established
4. PHYSICAL CHANNEL RECONFIGURATION
5. RADIO LINK
FAILURE INDICATION
6. PHYSICAL CHANNEL RECONFIGURATION COMPLETE
7. RADIO LINK
DELETION REQUEST
8. RADIO LINK
DELETION RESPONSE

9.ALCAP released

Internal Use

57

Key Parameters (I)

Inter-frequency coverage handover parameters:


Inter-frequency measurement reporting: periodic reporting or
event reporting
Inter-frequency measurement values: CPICH Ec/No or CPICH
RSCP
Inter-frequency measurement layer 3 filter coefficient, delay
trigger time and hysteresis
Inter-frequency initiated and stopped threshold: Considering the
different demands of CPICH Ec/No and CPICH RSCP for PS
domain and CS domain, the different 2D and 2F parameters are
configured.
Inter-frequency handover based on coverage: the quality
threshold of target cell
Using frequency quality threshold in inter-frequency hard
handover
The minimum access threshold for inter-frequency handover

Internal Use

58

Key Parameters (II)

Inter-frequency handover parameters caused by noncoverage ability

Inter-frequency measurement layer 3 filter coefficient, delay trigger


time and hysteresis
Inter-frequency handover based on non-coverage ability

Internal Use

59

Chapter 3 The Basic Handovers


Section 1 Soft Handover

Section 2 Intra-frequency Hard Handover


Section 3 Inter-frequency Hard Handover
Section 4 Inter-system Hard Handover
Section 5 HSDPA Handover
Section 6 Compressed Mode

Internal Use

60

The Brief Introduction of Inter-system Hard


Handover

Application scenarios
WCDMA FDD <>GSM
WCDMA FDD <>WCDMA TDD
WCDMA FDD <>CDMA2000
Characters
Different radio access technology is used after handover
Usually, compressed mode should be used to help the
measurement
Advantages
For coverage, it can solve the problems from one system
to another system
For capacity, it can enhance the utilizing efficiency of old
equipments(2G->3G)
Disadvantages
The flow is complicated, and it demands higher
compatibility for equipments
Demands more complicated UE

Internal Use

61

The Measurement for Inter-system


Compressed Mode Initiated

The inter-system measurement (GSM measurement)


Measurement type:
GSM Carrier RSSI
BSIC Identification
BSIC Reconfirmation
The process of measurement: layer 1 filter, layer 3 filter
Measurement reporting
Event reporting
2D Event: initiate GSM measurement
2F Event: stop GSM measurement

Internal Use

62

The Inter-system Hard Handover


Decision Algorithm

The inter-system hard handover decision


Inter-system handover caused by coverage
Event reporting:
3A event The estimated quality value of the used
UTRAN frequency is lower than a certain threshold, and
that of the other system is higher than a certain
threshold .
Periodic reporting:
Evaluation According to the periodic reported GSM
RSSI measurement value and the BSIC confirming state
of target cell of GSM system, and meanwhile the UE
evaluates the GSM RSSI of target cell is greater than the
absolute threshold, then consider the cell confirmed by
BSIC.

Internal Use

63

The Inter-system Hard Handover


Decision Algorithm

The inter-system hard handover decision


Inter-system handover caused by non-coverage
Event reporting
3C event: The estimated quality value of the other
system is higher than a absolute threshold.

Internal Use

64

Inter-system Handover Flow

The execution of inter-system handover


UE

Node B

SRNC

CN
1. Relocation
Required

6. Relocation
Command

MSC
2. Prepare
Handover

5. Prepare
Handover
Response

BSC

3. Handover
Request
4. Handover
Request Ack

7. DCCH : Handover
from UTRAN Command
8. Handover
Detect
9. Handover Complete

12. Iu Release
Command
13. Iu Release
Complete

Internal Use

11. Send
End
Signal
Request

10. Handover
Complete

14. Send End


Signal Response

65

Key Parameters (I)

Inter-system handover caused by coverage parameters


Inter-system measurement initiated and stopped threshold:
Considering the different demands of CPICH Ec/No and CPICH
RSCP for PS domain and CS domain, the different 2D and 2F
parameters are configured
Inter-system measurement values (2D, 2F)
CPICH Ec/No
CPICH RSCP
BSIC confirmed (Optional)
Inter-system handover caused by coverage parameters
configure the GSM RSSI threshold of CS domain and PS
domain separately
Using inter-system frequency quality handover threshold
Configure the delay trigger time, hysteresis for each event

Internal Use

66

Key parameters (II)

Inter-system handover caused by non-coverage parameters


The period of inter-system measurement report
The decision threshold for inter-system handover: configure the
CS, PS, signaling separately
Time delay trigger : configure BSIC with acknowledged and
unacknowledged mode
Inter-frequency measurement layer 3 filter coefficient and
hysteresis
Penalty time

Internal Use

67

Chapter 3 The Basic Handovers


Section 1 Soft Handover

Section 2 Intra-frequency Hard Handover


Section 3 Inter-frequency Hard Handover
Section 4 Inter-system Hard Handover
Section 5 HSDPA Handover
Section 6 Compressed Mode

Internal Use

68

The Brief Introduction HSDPA Handover

Internal Use

Application Scope
Related to the handover between the HS-DSCH channel
of HSDPA
The service cell update of HSDPA
HSDPA<>DCH
Purpose
the service which data rate satisfied the threshold of
HSDPA should use the HSDPA resource. To realize the
maximum traffic volume, the service cell with HS-DSCH
should be the best cell in the active set.

69

HSDPA Measurement

HSDPA handover measurement


Measurement type: CPICH RSCPCPICH Ec/N0Path
loss
The process of measurement: layer 1 filter coefficient and
layer 3 filter coefficient
Measurement reporting
Periodic reporting
Event reporting
Reporting type: 1A, 1B, 1C, 1D
The event reporting converted to periodic
reporting

Internal Use

70

Service Cell Change Algorithm

Change the service cell for HS-PDSCH in active set


According to 1D event to decide the best cell, and hand it over
to the cell.
After handover, initiate the timer to forbid the ping-pong
handover
Change the service cell for HS-PDSCH after hard handover
Establish the HSDPA channel in target cell with hard handover
Establish DCH channel if the target cell can not support HSDPA
Change the service cell for HS-PDSCH during soft handover
The service should be handed over to the cell which support
HSDPA when the best cell does not support HSDPA and the
original service cell for HSDPA already deleted from active set.

Internal Use

71

Direct Retry for HSDPA

Direct retry from R99 cell to R5 cell


Conditions
UE in cell 1 requests to establish an BE/streaming RAB, or
UE of Cell-FACH state has much BE/streaming data
volume to transfer (Switch channel type from FACH to HSDSCH)
Existing cells: support HSDPA, with same coverage area
Advantage: To make full use of HSDPA resource

Carrier A

Carrier B

Internal Use

CELL2 R99

CELL 1

CELL A

R99

Direct retry
HSDPA
resource

R5

72

Service Cell Update Flow

Internal Use

73

Key Parameters

HSDPA handover protecting timer


Configure the T-HSDPA to avoid the influence for the data
service caused by the ping-pong handover. During this period,
the service cell for HSDPA can not be changed.
The value scope ( 0 1024) seconds

Internal Use

74

Chapter 3 The Basic Handovers


Section 1 Soft Handover

Section 2 Intra-frequency Hard Handover


Section 3 Inter-frequency Hard Handover
Section 4 Inter-system Hard Handover
Section 5 HSDPA Handover
Section 6 Compressed Mode

Internal Use

75

The Purpose of Compressed mode

Internal Use

Purpose
Measure the inter-frequency cell or inter-system cell under
FDD mode
Cause:
Downlink compressed:
Since one receiver only can work in one frequency, the
UE has to stop working if it is going to measure the signal
from another frequency cell. To ensure the downlink
service unaffected, the remained data should be sent in
the limited time.
Uplink compressed
UE should stop the uplink transmission when the uplink
working frequency is very close to the measured
frequency, for example GSM 1800/1900 is very close to
the UMTS FDD uplink working frequency.
76

Compressed Mode Sketch Map

Compressed mode sketch map

One frame
(10 ms)

Internal Use

Transmission gap available for


inter-frequency measurements

77

The realization Methods of Compressed mode

Realization Methods
SF/2
Should use the replace scrambling code
Advantage: easy to handle for RNC
Disadvantage: occupied the resource of NodeB, decrease the
utilizing efficiency of OVSF, influenced the coverage and
increased interference caused by the replace scrambling code.
rate matching/puncturing
Decrease the coding redundancy
Advantage: easy to handle for RNC; the SF 4 can be used; no
influence to utilizing efficiency of OVSF
Disadvantage: limited to the property of channel coding;
decreased the coding gain
higher layer scheduling
MAC can restrict TFCS to change the downlink data rate.
Advantage: the interference is lower
Disadvantage: complicated for higher layer, only fit for nontiming data service.

Internal Use

78

Questions

Internal Use

What are the differences between soft handover and softer


handover?
What is compressed mode?
Draw out the hard handover signaling flow.

79

Summary

This chapter focus on the basic handovers in WCDMA: soft handover,


softer handover, intra-frequency hard handover, inter-frequency hard
handover and inter-system hard handover. It also introduced the
application scenarios for these different handovers

Meanwhile, compressed mode is introduced in this chapter

Internal Use

80

Chapter 1 Introduction of Handover


Chapter 2 Measurement of Handover
Chapter 3 The Basic Handovers
Chapter 4 Blind Handover and
Direct Retry Algorithm

Internal Use

81

Application scenarios and Trigger Conditions

RRC direct retry


During the initial signaling establishment, the RRC connection is
refused.
RRC redirection
The initial signaling is already established, but the requested
cell refused and RRC direct retry is failed.
RAB direct retry
The signaling is established successfully, but the service
establishment is failed.
Blind handover
Load balanced between inter-frequency cells
RRC direct retry
RAB direct retry

Internal Use

82

RRC Direct Retry (I)

Application scenarios (I)


Same sector covered by different frequencies

cell1
1
cell2

Internal Use

83

RRC Direct Retry (II)

Application scenarios (II)


The soft handover area

UE camping
cell1 first
cell1

cell2
2
1

Internal Use

84

RRC Retry Key Parameters

DRMaxNumber
The maximum allowed retry times for the direct retry module
after the initial failure
CsThreshold.
When the signal quality of a cell is higher than this threshold,
this cell will be included in the direct retry candidate set.
MinSignalRequired
The basic access threshold described in Section 2.2.8,
namely the minimum requirement of the UE form the receiving
CPICH Ec/No density during normal demodulation.
MaxRelatingTime
The maximum time that the RACH measurement report can
continue to be used for the direct retry candidate set.

Internal Use

85

RRC Redirection

Application scenarios
The signaling connection is failed, and RRC retry is also failed.
GSM cell
Inter-freq cell

cell1
2
1

Internal Use

86

RRC Direct Retry and Direction

The trigger condition should be the signaling permitting failure


if congestion happed, the RRC connection signaling is refused.
Advantages and disadvantages:
RRC direct retry can ensure the time delay.
RRC direction is more flexible, and can select to GSM cell. But
the time delay is longer.

Internal Use

87

RAB Direct Retry

Application scenarios

GSM CELL
4
UTRAN CELL
1

CN

Internal Use

Signaling process
1 RAB Assignment (from CN)
2 SRNS relocation (to CN)
3 Handover from UTRAN ( Inform UE
access to GSM system)
4 Handover Complete (GSM message)
88

Questions

Internal Use

What is the difference of RRC direct retry and RRC


redirection?
What are the trigger conditions for RRC direct retry and RRC
direction?

89

Summary

This chapter focus on RRC direct retry, RRC redirection, the


application scenarios of RAB direct retry and blind handover.

Internal Use

90

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