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March 2002 doc.: IEEE 802.

15-02/133r1
Project: IEEE P802.15 Working Group for Wireless Personal Area Networks (WPANs)

Submission Title: [Ultra-Wideband Tutorial]


Date Submitted: [March 11, 2002]
Source: [Matt Welborn] Company [XtremeSpectrum]
Address [8133 Leesburg Pike, Suite 700, Vienna, VA 22182]
Voice:[(703) 269-3052], FAX: [(703) 269-3092], E-Mail:[mwelborn@xtremespectrum.com]
Source: [Kai Siwiak] Company [Time Domain]
Address:[7057 Old Madison Pike, Huntsville, Al. 35806]
Voice:[(256) 990-9062], FAX: [(256) 922-0387], E-Mail:[kai.siwiak@timedomain.com]
Re: [N/A]
Abstract: [This document is a Tutorial that describes the FCC’s first Report and Order on Ultra-Wideband
Technology. Preliminary details of the R&O are presented as well as background information on UWB
technology. ]
Purpose: [This Tutorial is intended to inform the membership on the UWB R&O and UWB in general.]
Notice: This document has been prepared to assist the IEEE P802.15. It is offered as a basis for
discussion and is not binding on the contributing individual(s) or organization(s). The material in this
document is subject to change in form and content after further study. The contributor(s) reserve(s) the right
to add, amend or withdraw material contained herein.
Release: The contributor acknowledges and accepts that this contribution becomes the property of IEEE
and may be made publicly available by P802.15.

Submission Slide 1 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Ultra-Wideband Tutorial

Editors: Matthew Welborn and Kai Siwiak

Reviewers: Bob Huang, Jeff Foerster, John McCorkle, and Michael Dydyk

Sponsors: Sony, Intel, Siemens, Sharp Labs, TI, Motorola, IBM, Time Domain and XtremeSpectrum

Submission Slide 2 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Ultra-Wideband Tutorial

• Goal: To provide the 802 standards


committee with information about new
developments in ultra-wideband technology
• Roadmap
– New rules for UWB devices
– History of UWB
– Short introduction to UWB technology
– Relevance to IEEE 802

Submission Slide 3 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

FCC’s UWB Proceedings


• Notice of Inquiry: September 1998
• Notice of Proposed Rulemaking: May 2000
– Over 900 documents on record
• Government, academic and commercial groups
• Empirical and analytical studies
• Characterized interaction mechanisms and measured thresholds
for impact of UWB signals on government and commercial
systems
• First UWB Report & Order: Adopted February 2002
• Full text of the R&O is not yet released [as of 3/11/2002]
• FCC has issued preliminary emission guidelines
• NTIA has issued a summary analysis with emission and usage
recommendations
Submission Slide 4 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Summary of the FCC Rules


• Significant protection for sensitive systems
– GPS, Federal aviation systems, etc.
• Lowest Limits Ever by FCC
• Incorporates NTIA recommendations
• Allows UWB technology to coexist with existing
radio services without causing interference
The R&O rules are “designed to ensure that existing and
planned radio services, particularly safety services, are
protected.”

Submission Slide 5 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

FCC UWB Device Classifications


• R&O authorizes 5 classes of devices –
Different limits for each:
– Imaging Systems
1. Ground penetrating radars, wall imaging, medical imaging
2. Thru-wall Imaging & Surveillance Systems
– Communication and Measurement Systems
1. Indoor Systems
2. Outdoor Hand-held Systems
– Vehicular Radar Systems
1. collision avoidance, improved airbag activation,
suspension systems, etc.

Submission Slide 6 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Summary of Preliminary R&O Limits


Application Frequency Band for User
Operation at Part 15 Restrictions
Limits
Imaging 3.1 to 10.6 GHz Yes
(GPR <960 MHz)
Through-wall and 1.99 to 10.6 GHz Yes
Surveillance
Communications 3.1 to 10.6 GHz No
(indoor & outdoor)*
Vehicular 24 to 29 GHz No

*Indoor and outdoor communications devices have different


out-of-band emission limits

Submission Slide 7 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

UWB Emission Limit for Indoor Systems

3.1 10.6
1.99

GPS
Band

0.96 1.61

Submission Slide 8 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

UWB Emission Limit for Outdoor Hand-held Systems

3.1 10.6
1.99

GPS
Band

0.96 1.61

Submission Slide 9 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

R&O is Ultra-Conservative
Says FCC
• R&O is described as a “cautious first
step” by the Commission
• One commissioner describes the R&O
limits as “ultra-conservative” and
“intentionally at the extreme end of what
FCC engineers … believe necessary.”

Submission Slide 10 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

History of UWB Technology


• Before 1900: Wireless Began as UWB
– Large RF bandwidths, but did not take advantage of large
spreading gain
• 1900-40s: Wireless goes ‘tuned’
– Analog processing: filters, resonators
– ‘Separation of services by wavelength’
– Era of wireless telephony begins: AM / SSB / FM
– Commercial broadcasting matures, radar and signal processing
• 1970-90s: Digital techniques applied to UWB
– Wide band impulse radar
– Allows for realization of the HUGE available spreading gain
• Now: UWB approved by FCC for commercialization
Submission Slide 11 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

What is UWB?
• UWB signals are typically modulated pulse trains
– Very short pulse duration (<1 ns)
– Uniform or non-uniform inter-pulse spacing

• Pulse repetition frequency (PRF) can range from


hundreds of thousands to billions of pulses/second
• Modulation techniques include pulse-position
modulation, binary phase-shift keying and others

Pulse width Inter-pulse spacing: uniform or variable

Submission Slide 12 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Large Relative (and Absolute) Bandwidth


Narrowband (30kHz)

Wideband CDMA (5 MHz) Part 15 Limit

UWB (Several GHz)

Frequency

• UWB is a form of extremely wide spread spectrum


where RF energy is spread over gigahertz of spectrum
– Wider than any narrowband system by orders of magnitude
– Power seen by a narrowband system is a fraction of the total
– UWB signals can be designed to look like imperceptible
random noise to conventional radios

Submission Slide 13 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Very Low Power Spectral Density (PSD)


• FCC limits ensure that UWB emission levels are
exceedingly small
– At or below spurious emission limits for all radios
– At or below unintentional emitter limits
– Lowest limits ever applied by FCC to any system
• Part 15 limits equate to –41.25 dBm/MHz
– For comparison, PSD limits for 2.4 GHz ISM and 5 GHz U-
NII bands are 40+ dB higher per MHz
• Total emissions over several gigahertz of bandwidth
are a small fraction of a milliwatt

Submission Slide 14 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Large Fractional Bandwidth

• Original FCC UWB definition (NPRM) is 25%


or more fractional bandwidth
– Fractional Bandwidth is the ratio of signal bandwidth (10 dB)
to center frequency: Bf = B / FC = 2(Fh-Fl) / (Fh+Fl)

• Preliminary FCC rules enable in excess of


100% fractional bandwidths
– 7.5 GHz maximum bandwidth at –10 dB points

• Large fractional bandwidth leads to


– High processing gain
– Multipath resolution and low signal fading
Submission Slide 15 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Scalable Technology with Low Power

• UWB benefits from basic information theory


results when: Signal Bandwidth >> Data Rate
• Power efficient low-order modulation can be
used even for relatively high data rates
• Data rates can scale independent of PRF by
integrating bit intervals over multiple pulse
intervals

Submission Slide 16 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Multipath Performance
• Ultra-wide bandwidth provides robust performance in
multipath environments
– Less severe signal fading due to multipath propagation means fade
margin of only a few dB
– Extremely short pulses enable resolution and constructive use of
multipath energy using RAKE receiver techniques

Submission Slide 17 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Ranging and Imaging Capabilities


• Many early applications of modern
UWB technology were in radar systems
• Sub-nanosecond time resolution leads
to precision ranging and imaging
capabilities
• Capabilities result from the large
relative and coherent bandwidth

Submission Slide 18 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

UWB in Wireless Applications


• Simple RF architectures
– No power amplifiers required
– No IF filtering
– Minimal off-chip components/low BOM
• Low transmit power due to power-efficient
modulation techniques
• Must handle strong narrowband interferers
• Rich multipath environment

Submission Slide 19 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Implications for Applications


• UWB characteristics:
– Simultaneously low power, low cost high data-rate
wireless communications
– Attractive for high multipath environments
• Enables the use of powerful RAKE receiver techniques
• Low fading margin
– Excellent range-rate scalability
• Especially promising for high rates ( >100 Mbps)

• Candidate Applications:
– Wireless Video Projection, Image Transfer, High-speed
Cable Replacement
Submission Slide 20 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Challenges for UWB

• Wide RF Bandwidth Implementation


• In-Band Interference
• Signal Processing Beyond Current DSP
(today requires analog processing)
• Global Standardization
• Broadband Non-resonant Antennas

Submission Slide 21 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Relevance to IEEE 802

• UWB now has preliminary approval for


unlicensed use in the United States
• UWB is complementary to other radio
technologies in existing 802 standards
– Potential to meet un-served application needs

Submission Slide 22 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Appendix

• Details of emission limits for UWB devices


• Detailed results of coexistence analyses

Submission Slide 23 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

UWB Emission Limits for GPRs, Wall Imaging, & Medical Imaging Systems

3.1 10.6
1.99

GPS
Band

0.96 1.61

Operation is limited to law enforcement, fire and rescue organizations, scientific research
institutions, commercial mining companies, and construction companies.

Submission Slide 24 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1
UWB Emission Limits for Thru-wall Imaging & Surveillance
Systems

GPS
Band 1.99 10.6

0.96 1.61

Operation is limited to law enforcement, fire and rescue organizations.


Surveillance systems may also be operated by public utilities and industrial entities.
Submission Slide 25 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Regulations Insure Exceedingly Safe


• Example - Effective Noise Figure of a 2dB NF GPS
– Assumes No Thermal Antenna Noise (antenna cannot see the earth)
– Assumes all UWB devices transmitting simultaneously (but really TDMA)
– All UWB devices 10m from GPS antenna
4

3.5
dB

2.5

2
0 10 20 30 40 50
# of units
Submission Slide 26 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

In-door Aggregation Is Insignificant


WPAN Range to Power received % of total Accumulated Location of WPANs
# Victim by Victim energy Power
Receiver Receiver received by Received By
m picowatt/MHz victim Victim
receiver Receiver
1 3 0.029506 90.957 0.029506 Net in same room
17 Nets, 8 in adjacent rooms (left, right, above,
below, left-above, right-above, left-below, right-below)
2-18 7 0.001880 5.796 0.031386 PLUS 9 across the hall
19-50 11 0.000580 1.789 0.031966 32 Nets 16 in 2nd adjacent Rooms + 16 across hall
51-98 15 0.000252 0.776 0.032218 48 Nets, 24 in 3rd adjacet rooms + 24 across hall
99-162 19 0.000130 0.402 0.032348 64 Nets 32 in 4th adjacent rooms + 32 across hall
163-242 22 0.000091 0.280 0.032439 80 Nets 40 in 5th adjacent rooms + 40 across hall

Total Interference = .032439 picowatts/MHz = -104.9 dBm/MHz =1.099 times the power from the closest emitter

• By 4th ring, there are 64 simultaneous transmitters added at equal distance,


yet together they produce less the 1/2 percent of the total interference power
• The tiny received noise does not increase without bound
• The more distant WPANs become insignificant
• i.e. In-building aggregation is insignificant
Submission Slide 27 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

In-door Aggregation Is Insignificant


• Yes, Power adds Linearly
• But…as the number of devices grows, the energy added becomes
insignificant
• i.e. Aggregation effect is immaterial

0.98
Percent of Energy

0.96

0.94

0.92

0.9
0 20 40 60 80 100 120 140 160 180 200 220 240
Number of Devices
Submission Slide 28 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Outdoor Aggregation Is Insignificant


• As height goes down
– Blockage by buildings tends to reduce the signal, but
– The shorter path tends to increase the signal
• Okumura-Hata propagation model

• Antenna patterns
– GPS antenna: 0 dB at horizon, -10 dB straight down
– UWB antenna: -2dB average

Submission Slide 29 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Low Altitude Airborne GPS Safety Criteria Satisfied


Airplane 28 meters above buildings (RTCA worst case)
-112
-117 Thermal Noise
-122
-127
23 dB
dBm/MHz

-132
R-Squared
-137
-142
34 dB below Thermal noise!
-147
Hata
-152
-157
-162
0 0.5 1 1.5 2
Distance Traveled (km)
• City with 200 UWB devices per sq. km—aggregation is insignificant
– Emitter density from NTIA report
– All devices transmitting simultaneously
– All devices outside, no building attenuation
– Plane passes over highest elevation UWB
• Margin greater than 30dB
Submission Slide 30 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)
March 2002 doc.: IEEE 802.15-02/133r1

Higher Altitude Airborne GPS Safety Criteria Satisfied


-115
Thermal Noise
-120
-125
Noise Dies with Altitude
dBm/MHz

-130
Aggregation is immaterial
-135
R-Squared
-140
-145
-150
Hata
-155
-160
25 75 125 175 225 275
Height Above Buildings (m)
• City with 200 UWB devices per sq. km —aggregation is insignificant
– Emitter density from NTIA report
– All devices transmitting simultaneously
– All devices outside, no building attenuation
– Plane directly over highest elevation UWB
• Margin greater than 30 dB and increases with altitude
Submission Slide 31 Matt Welborn (XtremeSpectrum) and Kai Siwiak (Time Domain)

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