Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
INTRODUCTION
In the wake of the Spanish-American War, the United States acquired possession
of Guam, the Philippines and Puerto Rico, and these new territories gave the United
States unprecedented strategic and economic advantages over the rest of the world.1 In
pursuit of these economic and military objectives, the United States became an imperial
power and began to exercise dominance over the rest of the world.2
In this paper I will argue that through the pursuit of imperial objectives, the
United States violated the human and civil rights of the inhabitants of their newly
acquired territories out of political convenience, global strategic advantage, and economic
avarice. In colonizing the spoils of the Spanish-American War, the United States
government contradicted their ideals and customs regarding the acquisition of new land.
I intend to demonstrate that the Supreme Court was complicit with the other branches of
government in this quest for imperialism and that part of the reason for their decisions
was motivated by the elitist belief that the Anglo-Saxon civilization and traditions
somehow granted this country a divine right to exercise domain over these territories.
The origins of U.S. territory acquisition began before the Constitution was written
when the Continental Congress the passed of the Ordinance of 1787. The Ordinance of
1787 was the country’s first formal procedure for admitting a new territory into the
1
Spain relinquished sovereignty over Cuba in the Treaty of Paris (See: Thomas A. Bailey, A Diplomatic
History of the American People. Ninth Edition. Pgs 474. Prentice Hall (1974)).
2
In 1898, the same year in which the Treaty of Paris was executed, the United States annexed the Hawaiian
Islands. (See: David Barnard, Law, Narrative, and The Continuing Colonialist Oppression of Native
Hawaiians, 16 Temp. Pol. & Civ. Rts. L. Rev. 1, 3 (Fall 2006)).
1
United States.i The Ordinance was developed for the land located north of the Ohio
River and to the west of the thirteen original colonies, the area also referred to as the
Northwest Territory.
The Ordinance was drafted with the purpose of gradually assimilating the
Northwest Territory into statehood and to eventually naturalize its inhabitants with full
representational rights, having no voting rights and only one representative allowed in
Congress, but as the populations of the territories grew, the citizens of the territory would
be assured of freedoms of religion, trial by jury, due process of law, in addition to the
outlawing of slavery.ii The Ordinance of 1787 set a model for the incorporation of new
territories with its guarantee that new states and it’s inhabitants would eventually be on
equal footing with existing states in terms of constitutional rights and protections.iii
The Louisiana Purchase in 1803 raised the issue of whether new territories could
question in the affirmative by determining that land acquisition by treaty is inhered to the
sovereign dominion of the United States.iv Within the plain language of the Louisiana
Purchase Treaty of 1803, the rights of inhabitants are directly addressed in Article III
“The inhabitants of the ceded territory shall be incorporated into the Union of the United
States and admitted as soon as possible according to the principles of the federal
Constitution.”v
inhabitants of territories acquired by treaty seemed again answered with the Treaty of
Guadeloupe Hidalgo in 1848. The Treaty provided for the in the annexation of California
2
from Mexico. The treaty permitted all inhabitants of the area who chose not to preserve
their previous rights to be incorporated into the United States and would therefore have
full Constitutional rights.vi This would be the last major treaty the United States entered
into that provided for the full incorporation of a territory and its inhabitants.
The determination of territorial rights reached another decisive point during the
pre-civil war era, in 1857 in Dred Scott v. Sanford. The Supreme Court in Dred Scott
held that Congress alone had the final determination on the question of slavery rights in
new territories and did not conflict the Due Process Clause, and the Property Clause
under the Fifth Amendment as it applied to states. The countervailing argument in Scott
made the case for popular sovereignty, which was the idea that the inhabitants of a U.S.
Territory should be the final arbiters of which rights applied to them, to include owning
explained popular sovereignty as it applied to the slavery question in this way “it is more
in accordance with the genius of our Government to surrender all legislation over persons
or property, to the people concerned;” and that “no party in the Free States will legislate
to protect Slavery in the Territories, contrary to the will of the people concerned.”3
Although Dred Scott was decided in favor of slave owner rights by a 7-2 margin, one
issue on which the court was unanimous was the idea that “the form of government to be
ORIGINS OF IMPERIALISM
3
4
Dred Scott v. Sanford, 60 U.S. 393 (1857)
3
The Treaty of Paris resulting from the Spanish American War in 1898 war took
one month longer to negotiate than the war itself took to fight.5 This Treaty signified a
major divergence from Louisiana Purchase and Guadalupe Hidalgo Treaties because it
required that Congress would be the sole determinant of when and if the inhabitants of
the new territories would be granted full citizenship and when and if these territories
would ever become states.6 Thus two changes became clear: first, that the national
attitidue toward new territories and their people was different, and second, that the United
One reason for unuusal length of the negotiations of the Treaty was the Cuba
issue. Spain sought to grant Cuba to the America while America insisted that Cuba be a
free and independent nation, further the U.S. was uninterested in acquiring Cuba because
of the $400 million debt they would inhereit from Spain, which it had accrued in fighting
the rebels during the Cuban Insurrection.vii The other sticky issue during negotiations
was the fate of the Philippines, which President McKinley at first viewed as a savage
country without much value.viii however the knowledge that emerging business interests
in China were already being utlized by other imperial powers changed the value of the
Philipines in McKinley’s mind and upon reflecting on the trade and naval potential that
would open up as a result of a port in Manila, he soon agreed to accept the Philipines
Although it was never seriously in debate before, by the end of the 19th century,
after 1898, Congress had plenary authority over territories, regardless of how acquired. x
The difference was that in 1898, the power began to be used custodially rather than in a
5
Lazos Vargas, Sylvia R. History, Legal Scholarship, and LACRIT Theory: The Case of Racial Transformation Circe
The Spanish American War, 1896-1900. 78 University of Denver 91, at. 927 (2001).
6
Treaty of Paris, 30 Stat. 1758 (1898).
4
supervisory capacity as it was up until that point. After 1898, Congress began to direct
and control territorial governments, rather than gradually letting them assmilate by their
own choices into statehood. This treatment left the unicorporated territoies and their
inhabitants in a constitutional purgatory with no say over whether they would become a
state, and no real opportunity short of revolt to cede from territorial property status. The
remainder of this paper attempts to answer the question of what had changed within the
territories.
There were a host of factors which led to the United States entry into the Spanish
American War, but the three most prominent were: 1.)Cuban Idenpendance over Spain,
2.) The American Drive for Imperialism, 3.)and the sinking of the U.S.S. Maine.
Cuban Independance
Cuba was a Spanish colony leading into the 1890’s having already waged the
“Ten Years War” for independence from 1868 to 1878, and a simmering geurilla war
contuined thereafter.xi the Cuban people were seeking independence from Spanish
Colonial rule. By the election of 1896, both the Democratic, for reasons tied mainly to
religious expansion, and the Republicans for reasons of ecomonic expansion and military
advanatge, were in favor of interevening on behalf of the Cubans against Spain in their
During the Cuban Insurrection of 1895, peasants revolted against Spain because
they had failed to institute reforms they had promised at the conslusion of the Ten Years
5
War in 1878. Upon the revolt, Spain’s military countered with brutal tactics including the
rounding up of the peasants Cubans whom they feared might provide aid and comfort to
the fighting rebels, and placing them in concentration camps in which thousands died
from disease or malnutrition.xiii Spanish General Valeriano Weyler Nicolau, also known
as “The Butcher”, was reponsible for setting up the camps and commited countless
brtual acts from 1895 to 1898, and the descriptions these these publications fed to the
American people caused a groundswell push toward intervention on behalf of the rebels.
American Imperialism
Although very few politicans or Supreme Court Justices used the word, Alfred T.
Mahan, the naval strategist who favored territorial expansion, most aptly defined it as
“the acquistion and holding of colonies and depnedancies” and politically speaking,
Mahan defined it as “the extension of national authority over alien communties”.xiv The
United States came to adopt this definition of imperialism by conduct if not admission
The U.S. was the leading consumer of energy in the world by 1890 due to the
shift from an agrarian ecomony at the end of the Civil War to an industrial market which
placed business and technology at a premium.xv Signs of the times, such as the emrgence
of the industrial giants Andrew Carnegie, John D. Rockefeller, and J.P. Morgan, indicated
that expansion was imminent because these corporate giants and their monopolies began
to squeeze the laboring class to their breaking point. As was seen in the Pullman
Railroad Strike of 18947 and the Haymarket Riots of 1886xvi. Although the corporations
7
During the economic depression of 1893, the Pullman Palace Car Company severely cut wages and the
railroad workers went on strike in response. The strike had a far reaching affect on United States because
6
were not all in favor of imperialism per se, they all had practical business interests in
expending trade routes and opening up new markets overseas in order to lower their
U.S.S. Maine
William McKinley, elected in 1896, was a pragmatic politician and was not
anxious to push for war with Spain. However, two significant events both occuring within
days of the other would alter McKinley’s perspective. In the first incident, the Spanish
Minister in the United States, Enrquie Dupuy De Lome, wrote a letter to an associate in
politican” and a “bidder for the crowd who tries to leave a door open behind himself
while keeping on good terms with the jingoes of his party.” xviii William Randolph
Hearst’s New York Journal intercepted a copy of the letter and published it nationally
One week after the Dupay De Lome letter was published in the Journal, the USS
Maine exploded on February 15, 1898. News of Maine explosion, depite its unkown
cause at the time, was exacerbated by the “yellow press”. Hearst’s New York Journal,
and Joeseph Pulitzer’s New York World held a virtual monopoly on information. These
great extent both papers insisted abd sensationalized that Spain had destroyed the U.S.S.
of the reliance on the railroad system and eventually, US marshals and the U.S. Army Troops were called in
to quell the strike due to interference with mail delivery.
7
Maine and called for U.S. retailation. Following the demise of the U.S.S. Maine and at
The members of the Supreme Court from 1898 to 1922, are in effect the legal
arhcitects of territorial incorporation. The two justices who figure most prominently are
Edward D. White, who would become the Chief Justice in 1910 and Henry B. Brown.
As discussed, the Doctrine of Incrorporation was defined in Downes, and it was Justice
Brown who defined it by answering the question of whether the Constitution would apply
in new territories.
Constitution would apply and that Congress was only limited by Consitional provisions
which expresly forbade a Congressional decision regarding the territory. Justice White
further this distinction in a concurring opinion which was the precursor to the
whether a territory demonstrated a general fitness for statehood and that is why he created
the unicorportaed versus incorporated distinction. It was because White knew that certain
territories might not be worth having a states, that he defined incorporation as he did.
For example, believing possibly that the Phillipines was a place where the United
States needed to gain control over possible civil unrest the court held in Dorr v. United
States that a trial by jury for the offense of criminal libel was not a right owed to an
8
individual within an unincorporated territory. The facts of the case were that the Plaintiff,
a was a member Philippine Commission,8 prosecuted the defendants who were the editors
of the newspaper ‘Manila Freedom.’ The Plaintiff was the prosecuting witness against
another editor from a different publication on trial for the same crime of criminal libel,
and that defendant read to the court what was actually written as evidence of it’s truth in
his libel defense. The defendants in Dorr printed their account of what was read by that
defendant in ‘Manila Freedom’ and called him a “Traitor, Seducer and a Perjurer”, and
for this they were prosecuted for criminal libel and denied a Grand Jury or a Jury at
Trial.xx
The Supreme Court trial by jury is not a fundamental right and therefore not
trial is not a trial suited for Filipino people and the “uncivilized parts of the archipelago
In Dorr, The Court focused on the extended the view that inhabitants of
unicorporated territories are less able to operate a sophisiticated government and said that
Congress couls control their activities indefintely and that the inhabitants “are not of right
entitled to participate in political authority until the territory becomes a state. Meantime
they are in a condition of temporary pupilage and dependence; and while Congress will
wise, its discretion alone can constitute the measure by which the participation of the
9
The conduct of the Philippine Commission taken together with holding in Dorr
provides evidnce of the imperial goals of the United States. The Taft Commission was the
second attempt at an imperial government because the first Philippine Commission had to
be beefed up after a bloody Philippine insurrection which began in February of 1899, and
lasted two years.xxii There is another less obvious reason for the courts to determine that
grand jury and jury trial are not fundamental. If the goal of the imperial power is to
control the colony to serve it’s interest, then they would want to control the courts to the
greatest extent possible, and sine the government they establsihed appointed the judges,
the last thing they would want are citizens have an active role in deciding guilt or
There is another very obvious contradiction to facts of Dorr. In Dorr the suit was for libel
against the editors of the local newspaper who printed allegations about a Philippine
Commission Member, which they believed to be true. The court never addresses the first
amendment rights of the reporters although, in other cases, the 1st Amendment has always
been held fundamental even in unincorporated territories. In Downs v. Bid well, the
court announced that Congress is limited only by the Federal Constitution in making
the need to preserve Congress’ ability to govern territorial possessions, and may be
10
overruled by Congress. A legislative determination that a constitutional provision may
Immediately following the Treaty of Paris, there were a number of strategic, ecomonic
and moral questions which remained to be answred regarding the treatment of the
inhabitants of the newly acquired territories. In dealing with each of these territories,
Congress and the Supreme Court were faced with determining the issue of whether the
Constitution would “follow the flag”. Meaning that the moment the US flag was raised,
Once the lands resulting from the Treaty came into U.S. posession, President McKinley
became increasingly concerned with the treatment of the territorial populations of Cuba,
Puetro Rico and the Phillipines and his goal was at once to protect these new assets from
outside attack while ruling these territories consistent with the interests and wishes of
their citizens. In 1899, McKinley ordered his newly appointed Secretary of War, Elihu
Root to handle the integration of the colonial government into the American system for
Root was fortunate that in the week he took control of Puero Rico, a hurricane struck the
island killing over 2,000 people and decimating the island’s crops. Root took this
opportunity to transform the U.S. Army into a relief coprs and estblished massive
vacination programs, built new schools, and through his lobbying efforts, passed
legistlation allowong for Peurto Rican Products to be shipped within the United States
and sold without having to pay a duty tax.xxiv In addition, Root determined that the
existing legal framework established by Spain was more beneficial for the Puerto Rican
11
Amercian system remarking that the Spanish legal sysetm was far better than anyhting
Root believed that the people of the Puerto Rico were less sophisticated and unqualified
for independent government or autonomous self-rule and because of this took a measured
approach to implementing an American system of laws and civility. Root’s concept for
Puerto Rico came alive when Congress passed the Foraker Act on May 1 1900. The Act
allowed for the exchange of the military governing structure remaining from the war to a
civil government with an American appointed governor as executive officer of the island
who was advised by bi-cameral legislature. The citizens elected the lower house, but the
From human rights standpoint, the Foraker Act made into law a system in which
the inhabitants of Puerto Rico held subseviant roles to that of the United States. And this
relationship was solidified by the Supreme Court in their opinion in Downes v. Bidwell.
In Downes, a New York fruit importer challenged the taxes the government charged him
for fruit imported from Puetro Rico. The plaintiff asserted that the duty taxes on Puerto
Rico goods violated the Uniformity Clause of the Constitution, which requires equal duty
and import tax through the United States.10 However, if under the doctrine of
incorporation, Puerto Rico was deemed not a part of the U.S. even though it is subject to
its rules, led to the court to conclude that Congress could disregard the requirement of
The decision in Downes reflected the elitist and imperialist attitude of the United
States in all dimensions. American popular opinion at the time held the belief that
10
US Const Art I, § 8, cl 1
12
inhabitants of the newly acquired territories were not sophicated enough to comprehend
U.S. politcal systemsxxvii And the Supreme Court was unwilling to grant full citizenship
to the people of Puerto Rico because they understood that Congress was attempting to
preserve as much strategic flexibility as possible in dealing with territories. And the court
was aware that the new territories could easily become an unpopular burden to the
With these conditions present, the Supreme Court created a bifurcated formula for
determining the rights of a territory; whether a territory was incorporated, or destined for
statehood, or whether it was unincorporated, and not at present destined for same. This
Territorial Incorporation Doctrine “TID” was the tool the court provided Congress to
avoid being saddled with the reponsibilities a government owes to full citizens.
The result of the TID was that the United States turned away from a century old
Congress was not yet certain that making Puerto Rico a state would benefit their interests,
they created the doctrine of incorporation and the court assisted them in shaping the
The facts and circumstances surrounding the territory acquisition in the wake of
the Treaty of Paris demonstrate that the United States now had its sights set on becoming
an imperial power.xxix For the first time in American history, territories were no longer
acquired with the ultimate goal of making them a state, territories were acquired now as if
they were capital or strategic assets and the United States acquired these territories with
no clear intention to make them into states, effectively leaving the inhabitants of these
13
Justice White’s opinion in Downes reflects the elitist idea held by Root and the
U.S. in considering the granting of full citizenship to those whom they considered to be
unworthy of it. White opined in Downes that giving the inhabitants of Puerto Rico,
would be gravely detrimental to the and would degrade the current standard of
citizenship. White suggested that the immediate granting of full citizenship to Puerto
Rico’s inhabitants would be a mistake because the natives were “absolutely unfit to
receive it.xxx
After Downes, unincorporated territories had only fundamental rights which were
direct control over the constitution could be asserted, fundamental rights were loosely
defined as rights which applied to citizens that are so important to the underlying
purposes of the constitution, that they could not be transgressed.9 Thus it became
relatively simple for Congress and the Court to define what was fundamental selectively
in each case.
Historically, in deciding cases where territorial rights were at issue, the Supreme
Court had by precedent deferred to the judgment of Congress. The court articulated this
position in 1879 in National Bank v. County of Yankton,11 saying that the territories are
organized a mere subdivisions of the “outlying dominion of the United States”, compared
the territories relationship to the national government to that of a county within a state,
and said that the pre-existing organic territorial regulations should be followed only to the
11
101 U.S. 129 (1879)
14
extent that they do not conflict with Congressional intent.12 And ruled consistently
throughout the insular cases that the Constitution applies fully to the incorporated areas
off the United States and only “fundamental rights” would apply to unincorporated
territories. Territory that has been relinquished to the United States and annexed but not
Finally in 1922 the court decided in Balzac v. Porto Rico,12 that the extension of all
constitutional rights, including trial by jury, was inappropriate for people who had lived
under the locally administered civil law traditions for centuries. Only territories
incorporated within the United States or those acquired with promise of incorporation
were governed by the Constitution in all aspects. The Court in Balzac concluded that
even though Congress had extended many of the benefits of citizenship to Puerto Ricans,
that action did not constitute incorporation because that status requires express
congressional enactment.
Thus, by the end of the insular period, unincorporated territories were subject to the
whims and desires of congress while incorporated territories seems to have a more
complete package of rights, although the court never expressly said whether even
12
258 U.S. 298 (1922)
15
i
Fogner, Eric. & Garraty, John. A. The Reader’s Companion to American History, pg. 796. Houghton Mifflen Co. 1991.
ii
Linklater, Andro. Measuring America, How an Untamed Wilderness Shaped the United States and Fulfilled the Promise of
Democrasy. pp. 312. Walker Publishing Company, 2002.
iii
Fogner, Eric. & Garraty, John. A. The Reader’s Companion to American History, pg. 796. Houghton Mifflen Co. 1991
6
iv
Alan Tauber, The Empire Forgotten: The Application of the Bill of Rights to U.S. Territories, 57 Case W. Res. L. Rev. 147,
152, (2006).
v
Alan Tauber, The Empire Forgotten: The Application of the Bill of Rights to U.S. Territories, 57 Case W. Res. L. Rev. 147,
152, (2006).
vi
Alan Tauber, The Empire Forgotten: The Application of the Bill of Rights to U.S. Territories, 57 Case W. Res. L. Rev. 147,
153, (2006).
vii
Thomas A. Bailey, A Diplomatic History of the American People. Ninth Edition. Pgs 471-473. Prentice Hall (1974).
viii
Ibid.
ix
Ibid.
x
T. Alexander Aleinikoff, Puerto Rico and the Constitution: Condumdrums and Prospects, 11 Const. Comment. 15, 17
(1994)
xi
Johnson, Paul. A History of the American People. pp. 1088; Harper Collins 1998.
xii
Id.
xiii
Ivan Musicant, Empire By Default, The Spanish American War and the Dawn of the American Century. pg 256 pp 740,
Henry Holt and Company Inc. 2002.
xiv
Zimmerman, Warren. First Great Triumph, How Five Americans Made Their Country a World Power. pg 13; Farrar,
Straus and Giroux, 2002.
xv
Zimmerman, Warren. First Great Triumph, How Five Americans Made Their Country a World Power. Farrar, Straus and
Giroux, 2002.
xvi
James Green, Death In The Haymarket, A Story of Chicago, The First Labor Movement and the Bombing that Divided
the Guilded Age In America. Pantheon Books, (2006)
xvii
Zimmerman, Warren. First Great Triumph, How Five Americans Made Their Country a World Power. Pg. 26-27. Farrar,
Straus and Giroux, 2002.
xviii
Zimmerman, Warren. First Great Triumph, How Five Americans Made Their Country a World Power. Farrar, Straus
and Giroux, 2002.
xix
Ivan Musicant, Empire By Default, the Spanish American War and the Dawn of The American Century, pg 184, pp. 740,
Henry Holt and Company (1998).
xx
Dorr v. United States, 195 US 138, 149 (1904)
xxi
Ibid. (Citing: ’Cooley, Principles of Const. Law, 164.)
xxii
Ivan Musicant, Empire By Default, The Spanish American War and the Dawn of the American Century. pg 628 pp 740,
Henry Holt and Company Inc. 2002.
xxiii
Zimmerman, Warren. First Great Triumph, How Five Americans Made Their Country a World Power. Farrar, Straus
and Giroux, 2002.
xxiv
Ibid. at 369.
xxv
Ibid at 369.
xxvi
. Torruella Juan R. The Supreme Court and Puerto Rico: The Doctrine of Separate and Unequal, Published by Editorial UPR, 1985;
320 p.p.
xxvii
T. Alexander Aleinikoff, Puerto Rico and the Constitution: Condumdrums and Prospects, 11 Const. Comment. 15, 25
(1994)
xxviii
Id.
xxix
Christina Duffy Burnett, United States: American Expansion and Territorial Deannexation, 72 U. Chi. L. Rev. 797, 800
(2005)
xxx
Case western Law Law review.
9
1
8