Securities Market (Basic) Module

NATIONAL STOCK EXCHANGE OF INDIA

LIMITED

Test Details:
Sr.

Name of Module

No.
1
2
3
4
5
6
7
8
9
10
11
12
13

14

15
16
17
18
19
20
21
22
23
24
25
26

27
28
29
30
31
32
33

Fees

(Rs.)

Financial Markets: A Beginners Module *

1500
Mutual Funds : A Beginners Module
1500
Currency Derivatives: A Beginners Module
1500
Equity Derivatives: A Beginners Module
1500
Interest Rate Derivatives: A Beginners
1500
Module
Commercial Banking in India: A Beginners
1500
Module
Securities Market (Basic) Module
1500
Capital Market (Dealers) Module *
1500
Derivatives Market (Dealers) Module *
1500
FIMMDA-NSE Debt Market (Basic) Module
1500
Investment Analysis and Portfolio
1500
Management Module
NISM-Series-I: Currency Derivatives
1000
Certification Examination
NISM-Series-II-A: Registrars to an Issue and
1000
Share Transfer Agents
Corporate Certification Examination
NISM-Series-II-B: Registrars to an Issue and 1000
Share Transfer Agents
Mutual Fund Certification Examination
NISM-Series-IV: Interest Rate Derivatives
1000
Certification Examination
NISM-Series-V-A: Mutual Fund Distributors
1000
Certification Examination *
NISM-Series-VI: Depository Operations
1000
Certification Examination
NISM Series VII: Securities Operations and
1000
Risk Management Certification Examination
Certifi ed Personal Financial Advisor (CPFA)
4000
Examination
NSDLDepository Operations Module
1500
Commodities Market Module
1800
Surveillance in Stock Exchanges Module
1500
Corporate Governance Module
1500
Compliance Officers (Brokers) Module
1500
Compliance Officers (Corporates) Module
1500
Information Security Auditors Module
2250
(Part-1)
Information Security Auditors Module
2250
(Part-2)
Options Trading Strategies Module
FPSB India Exam 1 to 4**
Examination 5/Advanced Financial Planning
**
Equity Research Module ##
Issue Management Module ##
Market Risk Module ##
Financial Modeling Module ###

Test
No. of
Maximum
Pass Certificate
Duration
Questions
Marks
Marks
Validity
(in minutes)
(%)
(in years)
120
60
100
50
5
120
60
100
50
5
120
60
100
50
5
120
60
100
50
5
120
60
100
50
5
120

60

100

50

105
105
120
120
120

60
60
60
60
60

100
100
100
100
100

60
50
60
60
60

5
5
3
5
5

120

60

100

60

120

100

100

50

120

100

100

50

120

100

100

60

120

100

100

50

120

100

100

60

120

100

100

50

120

80

100

60

75
120
120
90
120
120
120

60
60
50
100
60
60
90

100
100
100
100
100
100
100

60 #
50
60
60
60
60
60

5
3
5
5
5
5

120

90

100

60

1500
2000 per
exam
5000

120
120

60
75

100
140

60
60

5
NA

240

30

100

50

NA

1500
1500
1500
1000

120
120
120
150

65
80
50
50

100
100
100
75

55
55
55
50

2
2
2
NA

0*

Candidates have the option to take the CMDM test in English, Gujarati or Hindi language. The workbook for the module is
presently available in ENGLISH.

0*

Candidates have the option to take the tests in English, Gujarati or Hindi languages.

# Candidates securing 80% or more marks in NSDL-Depository Operations Module ONLY will be certified as Trainers.
** Following are the modules of Financial Planning Standards Board India (Certified Financial Planner Certification)
-

FPSB India Exam 1 to 4 i.e. (i) Risk Analysis & Insurance Planning (ii) Retirement Planning & Employee Benefits
(iii) Investment Planning and (iv) Tax Planning & Estate Planning
0-

Examination 5/Advanced Financial Planning

## Modules of Finitiatives Learning India Pvt. Ltd. (FLIP)

### Module of IMS Proschool

The curriculum for each of the modules (except Modules of Financial Planning Standards Board India, Finitiatives Learning India
Pvt. Ltd. and IMS Proschool) is available on our website: www.nseindia.com > NCFM > Curriculum & Study Material.

CONTENTS
1
CHAPTER 1: SECURITIES MARKET IN INDIAAN OVERVIEW ............................... 1
1
1.1 INTRODUCTION ...................................................................................... 1
1
1.2 PRODUCTS, PARTICIPANTS AND FUNCTIONS .................................................. 2
SECURITIES MARKET AND FINANCIAL
1
1.3 SYSTEM ...............................................
4
1
1.4 DERIVATIVES MARKET ................................................................................. 6
REGULATORY
1
1.5 FRAMEWORK ..........................................................................
7
Legislations .................................................................................. 1
1.5.1
.
7
1
1.5.2 Rules Regulations and Regulators .................................................... 9
Reforms Since
1
1.5.3
1990s......................................................................
9
ROLE OF NSE IN INDIAN SECURITIES
3
1.6 MARKET ...............................................
1
3
CHAPTER 2: PRIMARY MARKET ............................................................................ 7
3
2.1 INTRODUCTION ...................................................................................... 7
MARKET
3
2.2 DESIGN ......................................................................................
7
2.2.1

2.2.2
2.2.3
2.2.4
2.2.5
2.2.6
2.2.7

SEBI Issue of Capital and Disclosure Requirements (ICDR)

Regulations
2009 ..........................................................................

3
7
4
Merchant Banking .......................................................................... 4
Credit
4
Rating .................................................................................
5
Demat
4
Issues ................................................................................
5
4
Private Placement .......................................................................... 5
Virtual Debt
4
Portal .........................................................................
6
ADRs/GDRs .................................................................................. 4
.
6

4
CHAPTER 3: SECONDARY MARKET ....................................................................... 9
4
3.1 INTRODUCTION ...................................................................................... 9
MARKET
4
3.2 DESIGN ......................................................................................
9
Stock
4
3.2.1
Exchanges ...........................................................................
9
5
3.2.2
Membership in NSE ........................................................................ 3

3.2.3
3.2.4
3.2.5
3.2.6
1

Listing of
securities ........................................................................
Delisting of
Securities .....................................................................

5
8
5
9
6
Listing of Securities on NSE ............................................................. 1
Dematerialisation .......................................................................... 6
.
4

Activate your software for less than $20

http://www.pdfonline.com/easyconverter/

Thank you for evaluating

BCL easyConverter Desktop

This Word document was converted from PDF with an evaluation
version of BCL easyConverter Desktop software that only
converts the first 3 pages of your PDF.
CTRL+ Click on the link below to purchase