I

Rev. i/2010

.~o 10

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FINANCIAL DISCLOSU RE REPORT

NOMINATION FILING
2. Court or Organization Supreme Court of the United States 5a. Repl~rt Type (check apprepriate type) i [] Nomination, [] Initia~ Date [] Annum [] Final

Report Required by the Ethics

in Government Act of 197,~

(5 t~s.c, app. .~ tO~-J lO

3. Date of Report 05/t 1/2010 6, Reporting Period I/1/2009 to 12/31/2009

I. Person Reporting (last name, first, middle initiai) Sototnayor, Sonia 4. Title (Articlc 111 judges indicate active or senior status: magistrate judges indicate full- or pamtlme) Associate Justice

I 5b. [] Amended Report 7. Chambers or Offi,ce Address l First Street, NE Washington, DC 20543 ~ 8. On the basis of the information contained in tfila Report and any modifications pertaining thereto, it is, in my opinion, in compliance with ~pplicablc laws and regulations. I Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete atlparts, checking the NONE box for eachpart where you have na reportable information. Sign on las~page.

I. POSITIONS. (Ret~orting individual only; ~,~ pp. 9-~ of firing instructions.)

~ NONE (No reportable positions.)
POSITION
1. Lecturer-ln-Law

NAME QF ORQANIZATION/ENTITY
Cotumbia Law School

1 I. A G RE E 5IENTS. (~.~.o.i.~ i.~.,id.~t o,,y; ,,, ~. ,.t~ o/~,,~

NONE (No reportable agreements.) DATE
I.

PARTIES AND TERMS

Sotomayor, Sonia

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting

Date of R,port [ 05/I 1/20 l0 [

j Sotomayor, Sonia : see pp. 17-24 offiling instructions.)

111. NON-INVESTMENT INCOME. (R~por,i.g i.~i~idu.l ~.d ~ ....

A. Filers Non-Investment Income
NONE (No reportable non-investment income.) DATE Lecturer-ln-Law

SOURCE AND TYPE

INC_QME
(yours, no! spouses) $13,440.00

1. 1/09-4/09

B. Spouses Non-Investment hlcome - If you were married during any porlion of the reporting year, complete this section. (Dollar amount not required ~rcept for hvnoraria.)

[]
1.

NONE

(No reportable
DATE

non-investment income.) SOURCE AND TYPE

IV. REIMBURSEMENTS - ,,~.,,,,r,.tio., lodging, food, entertainment.

(Include~ tho~e to spouse and d~pendem children; see pp. 23-27 of.tiling instructions J ---] NONE (No reportuble reimbursements.)

",;(3IJR(?E
I. National Urbaa Fellows

~
1114/2009-1!18!2009

I,OCATION
Ft. Laaderdale, Florida

pURPOSE
Keynote speaker [or National Urban Fellows 39th Annual Leadership Conference Byme Judicial Clerkship Institute Conference

ITEMS PAID OR PROVIDED

Transportation, lodging, meals

2.

Pepperdme University

3/19/2009-3/2112009 Malibu, California

Transportation, lodging, meals

3.

American Civil Liberties Union Historical Foundation of the Supreme Court of PR & Federal Bar Association

4128/2009-5/4/2009

Sao Juan, Puerto Rico

Speaker at American Civil Transportation, lodging, meals Liberties Union Event Speaker & visitor to the State and Federal Courts Transportation, lodging, meals

4.

12/16,t2009-12/22/200~ Puerto Rico

Page 3 of 6

Sotomayor, Sonia

05/11/2010

V. GIFTS. tt.~tua~s ,nos, to sp ...... a aet,e.a~,,t children; see pp. 28-31 of filing inxtructions.)
[--1 NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5. 6. 7. Da,~n Cardi Marie Antonicci Former Law Clerks Yale Law School Andrew Drexler Tom Bacbtell Nancy Gray

DESCRIPTION
Paid for services ofa perso~:al shopper Gift Certificate to Day Spa ,ludicial Robe Judical Robe Fountain Pen Sketch Art - Water Color of Three Owls for office $50000 $565.00 $493.00 $500.00 $500.00 $750.00 $1,125.00

NONE (NO reportable liabilities.,) CREI)ITOR DESCRIPTION Retail Credit Card Retail Credit Card Retail Credit Card Retail Credit Card Dental Work

VALUE CODE
J J .I J K

I. 2. 3. 4. 5_

American Express Discover Visa Master Card NIarlha Cortez

FINANCIAL DISCLOSURE REPORT

....r, .....

Page 4 of 6

I o,t,o,.e .rt
|

So|omayor, Sonia

I
Type (e 8, buy,~,ll, redemption) Date Value Gain ! mrvJddlyy Code 2 ~ Code I (J-P) IA-II)

05/11/2010

VII. INVESTMENTS and TRUSTS - i~ ........ t.o. t ...... ,io.s (Includes those of so ...... d dependent children: xee pp. 34-60 Of filing instructiom.)
NONE (No reportable income, assets, or transactions.)
A De~;crlption of Assets (including trust ~set~) Ptace"(X)" after each asset cxcmpt flora prior disclosure B. Income during reporting period [ Amount ] Type (t:.g, i Code I div., rent, (A-H) or int.) C. I Gross value at end : of reporting permd Value Code 2 (J-P) ! Value ] Method Code 3 (Q-W) D. Transactions during repu~mg period

idcmtt~ of buyer/seller (ifpnwle transzcti~n)

I.

Citibank, N.A. Saviags

Interest

2.

Citibank, N.A. Checking

Interest

10. 11. 12. 13.

15. I6. 17.

FINANCIAL DISCLOSURE REPORT

Page 5 of 6

~" .... fl~ ..... Rel~rting

Sotomayor, Sonla

O,,,,f,,,0r,
05111,2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,aic,,t~,a,~oiRopo,~.)

Additional Information to Part V. GIFTS. Daring my Confirmation process, many people sent me ~ifls of books, art, jewelry and personal clothing. I have no reason to believe that any of those exceeded the $335.00 limit. Ifl should learn otherwise, I will amend this form.

FINANCIAL DISCLOSURE REPORT

I.~ .... IP ....

Reporting

OatofRtpor! 05/11/2010

Page 6 of 6
IX. CERTIFICATION.

Sotomayor, Sonia I

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and bel el, and that any information not reported was v, Rhheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ,,vhich have been reported are in compliance ~sith the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WltO KNOWINGLY AND M,q[LFULLY FAI.SIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies Io: Committee on Financiul Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544