I

ao 1o
Re~. i/20!0

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S.C.A., Second Circuit 5a. Report Type (check appropriate type) iV-] Nomination, [] initial Da~ [] Annual [] Final

Repo,.t Required by the Ethics

in Government Act of 1978

(~ u.s.c, avp. ,+" 101-1#1)

3, Date of Report 05/I 112010 6. Reporting Period 01/01/2009 to t 2/31/2009 ,

. Person Reporting [last name, first, middle initial) NEWMAbI, Jon O. 4. Title (Article ]II judges indicate active or snnior status; magistrate judges indicate full- or part-time) Senior Circuit Judge

7. Chambers or Office Address U.S. Courthouse 450 Main Street Hartford, CT 06103

5b. ,[---] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto~ it is, in my opinion, in compliance with applicable laws and regulations, Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this farm mast be followed. Complete all par~s, checking the NONE box for each part where you have no reportable information. Sign on last page.

NONE (No reportablepositior~.) pOSITION _NAM]~ OF ORGANIZATION/ENTITY

Hartford Hospital Institute of Living Hartford Atheneum University of Hartford Connecticut Appleseed Foundation Friends of the Library of the Supreme Court ~f Israel, I ,no.. Endowment Foundation of the Jewish Federation of Greater Hartf6rd, Inc. No.. Trust "

1. 2. 3. 4. 5. 6. 7. 8+

Corporator Corporator Elector Life Regent Board Member Chair Committee Member Trustee

II. AGREEMENTS. #++i,o,a,+ +o~+,i++oi o~++: ,eepp. t4-U o/:t+n+

~ NONE (No reportable agreements.) pARSES AND TE~S
I.

FINANCIAL DISCLOSURE REPORT I Page 2 of 27

05/1 t/2oto

IlL NON-INVESTMENT INCOME. ~R,~oen.~ ~nd~d.o~a~o.~ ~ ~7-2~ o/~ ~nstructlon~.)

A. Filers Non-Investment Income [] NONE (No reportable non-investment income,) DATE
1, 10/I 1109 2.

SOURCE AND TYPE

Hartford Courant - for article

INCOME
(yours, not spouses) $40.00

3. 4.

B. Spouses Non-lnvestment Income - lfyou we,emarrteddurln8 anyportlonoflherportingyear, eompletethlssectior~

(Dollar amount not required except.for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

2.

3, 4.

IV. REIMBURSEMENTS -- ,,..,~or~aaon. tod~.~.Zoo~. ~.,,,,o~..e.~

(Includes those to spouse ~d depen~nt chil~en: see pp, 25-27 ~l~f!ling inst~clions.)

NONE (No reportable reimbursemencs.) ~

I.

LOCATION

PU~OSE

ITEMS PAID QR PROVIDED

2. 3. 4. 5.

Name o[ Person Reporting

Date of Repurt

FINANCIALpage 3 of 27 DISCLOSURE REPORT I

NEWMAN, Jon

O.

05/11/2010

NONE (No reportable g~s,)

~
I. 2. 3. 4,

DESCRIPTION

5.

V I. LIABILITIES. a,,~,~
NONE (No reportable liabilities.) ~
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

Name of Person Reporting

Date of Report

PageFINANCIAL4 of 27 DISCLOSURE REPORT [

NEWMAN, Jon O.

05/11/2010

-"-]

NONE (No reporlable income, assets, or transactions.) A. Description of Assets (including trust assets) P|acc"(X)"aP, ereaehasset exempt from prior disclosure B. Income during reporting period Amount Code I (A-H) Type(e.g., div., rent, orint.) C. Gross value at ~nd of reporting period Value Code 2 (J-P) [ Value [ Method Code3 Type(e.g.. buy, sell, redemption) D. Transaclions during reporting period Identity of buyer/seller (if private

Date [ Value Gain ~ m,n/d&ty3, t Code2 i Code I i 0-P) i(AH) i

1. 2. 3. 4, 5. 6. 7.

BANK ACCOUNTS AND CASH: Bank of America -- West Ht fd. CT., Checking Acct. Smith Barney, New Haven, CT., Money Market AccL ~ Peoples Bank :,~ Sovereign Bank BONDS: U.S. Treasury Bond I 1.5 E Interest Redeemed 11/16/09 N A A A A Interest Interest Interest Interest L M J K T T T T

8.
9. 10. 1 I. 12. 13. 14+

Houma La. Transit 11

Lafayette La. Transit 11 W. Monroe La.10 W. Monroe La. 11 CT Health 12 6.5 Conn. Health 4.9 13 Cheshire 5.010

C
B B A C B B

Interest
Interest Interest Interest Interest Interest Interest

L
K

T
T Matured 08/03/09i J

T Redeemed 07101/09 J

K L

T T

15,
16.

Conn. Refunding09 5.25

Stratford 10 3.0

B
A

Interest
Interest K T

Matured

03/16/09

17.

New Haven 17 6,0

Interest

Redeemed

11/02/09

1. Income Gain C0dcs: 2. Vatue Codes (See Columns CI and O3~ ~

A ~$1.000 or 1$s J =$15,000 or less N ~$250,001 - $500,000 P3 --$25.000,001 - $50,000.000

B K O =$500.001 - $ t.00~,000

PI =$1,000,001 - $5,000.000 P4 =More Ih~ $50.000,000

P2 =$5,~00.00l - $25.000.000

Name of Person Reportlug

Date or Report

PageFINANCIAL5 of 27 DISCLOSURE REPORT [

NEWMAN, J0n O.

05/I 1/2010

VII. INVESTMENTS and TRUSTS ~nc~m~value~trar~a~ms(~n~ud~st~$e~fsp~uset~nddep~t~den~c~ildren;$eepp~3~-6~f~linginM~actl~n~)

NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior diac|o~ure B. Income dudng reporting period Amount I Type (e.g.. CodI [ div..rent, ~AHI_ ] orint.) 18, 19, 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31, 32, 33. 34. Meridenll 3.75 StamfordI0 3.0 CT Rfdg 09 4.5 CT G.O104.9 CT Tax 12 4.3 Seymour CT ! 3 3.5 Brookfield CT 11 4.25 CT Spl. Tax 12 5.5 Groton 12 4.0 CTI3 4,25 Puerto Rico 14 5.25 CT Refundingll 5.5 Shreveport LA 10 6.75 S.E. Texas Hospt. 09 7.5 Bridgeport 11 4.25 CT Clean Water10 4.5 Bridgeport 12 5.0 B B B B A A B B B B C C B B B B B Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest L T L T Redeemed 07/15/09 K K J L K K L L K T T T T T T T T Redeemed Redeemed Matured 12/15/09 09/01/09 12/01/09 K J J L L T T Matured 03/16/09 K C. Gross value at end of reporting period Value Cod~2 (J-P) Value I Method | Code3 Type (e.g,. buy.~ell, rexlemption) D. Transactions during reporting period

Date i Value I Gain | mtrudd/y~t Code2 ]Codel| I 0-P) I (A-B)/

Identity of buyerlsellcr (ifprivate

FINANCIAL DISCLOSURE REPORT

Nn.,e of Person Reporting NEWMAN, Jon O,

Page 6 of 27

] Date of Report 05/11/2010

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclesare B, Income during reporting period Amount / Type (e.g.. Code I I div.,rent, (A-IO orint.) C. Gross value at end of reporting period V~lue [ Value COde2 I Method {J-P) ~1 COde 3 D. Transactions during reporting period

Type (e.g., Dale Value [ Gain [ buy, sell, mm/dd/yy Code2 [Code 1 [ redemption) I (A-H) [ (JP) L 2

Identity of buyer/seBer (ifprivale transaction)

35. 36. 37. 38. 39. 40.. 41. 42. 43. 44. 45. 46_ 47. 48. 49. 50. 5 l.

CTG.O, 13 5.0 Hartford Cry. 13 3.25 Fairfield 15 4.25 Bridgeport 13 5.0 CT G.O. "~3 5.375 Fairfield 09 5.0 CT G,O. 145.0 CT Health 10 4.4 Glastonbury13 4.25 West Haven 10 5.5 CT G.O, 20 5.0 CT G,0. 10 3.5 UConn10 2.9 UConn 11 3.2 Cl- RFDG, 16 5.0 "CT Spl. Tax 15 2.75 CT Health 16 5.0

13 C B B C C C B B B C A A A C B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest None

L M L L M

T T T T T Matured 07/15/09 L

M L L L M K J J M M M

T T T T T T T T T T T Buy Buy Buy 01/30/09 01/30~09 08104/09 M M M

I. Inco,~e Gain Codes:

A =$1,000 ,.n" le~s

B =$1.001 - $2,500

C =$2.501. $5,000

D =$5,001 - $15,~

E =St S,001 . S50.00~

FINANCIAL DISCLOSURE REPORT Page 7 of 27

Name or" Person Reporting [ NEWMAN, Jon O.

Date of Repor~

OS/l i/2OlO

VII. INVESTMENTS and TRUSTS - income, ,~t,e, t,o.s.~,ions (:n~ua~ t~ose of Spo;tse and dependent hildren; see pp, $4-60 Of filing
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) B. Income during reporting period C. : Gross value al end : of reporting p~riod Transactions during repotting period

. (A-H)

olinL)

(I-P)

/~ode3

t+edemplin)

I (J-I>) ! (A-t0 I

(ifprivai,~

~Z $3. 54. 55. 56. 57. 58. 59. 60. 6 I. 62. 63, 64. 65. 66. 67. 68.

New Haven 12 4.0 CT I-lealih 15 3.4 Hartford 15 5.25 North Branford16 3.75 CT G.0 16 4.0 STOCKS: Royal Dutch Petroleum Air Products Johnson Contr. Merck Cummings Engine Minn. Mining Johnson & Johllsoll Microsof~ Cis~o Total Fina Devon Energy D A D C C D B B C B C A

None li3.terest Nor.e Interest None

L L L L L

T T T T T

Buy Buy Buy Buy Buy

08/20/09 L 08/14t09 i 09114/09 11/01/09 12/30/09 L L L L

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend

M M M L L L L K L M L

T T T T T T T T T T T Sold (part) 12/22/09 M F

A =$1,000 or le.,is

B ~$1,001 - $2,51)0

C =$2,$01 - I5,~0

D =$5,~1 -

Name of Pe~ea Reporting

Date of Report

PageFINANCIAL8 of 27 DISCLOSURE REPORT

NEWMAN, Jon O.

05/I 1/2010

VII. INVESTMENTS and TRUSTS - ~uco~,e0 ~o~,e., ....... t~o~, (Include~ those o/spouae and de~ndem chil~: see pp. ~4-60 of filing instructions.)
NONE ~o reportable income, ~sets, or transaction.) Description of Assets (including ~st ~se~s) ~ Inc~e during ~ reining period ....... ~of wponing period ....... ~---~/ Tr~ctions during ~rdng period

,, ....... ......... ...........

: [ Sold (puff) O-P) ] (A-H) J [ ,mn~tion)(ifphvate

exemp, from prior disclosurc

[C~el [ di .... n~ C~e2 [Method ] 2~orint.) .... (J-P) ~ Code3tQ_W) r~emption)

69. 70.

FNMA Medeo

None None

J L

T T

12/18/09

71,
72. 73. 74. 75. 76. 77. 78. "~9. 80. 81. 82. 83. 84.

Calamoa Fund
Legg Mason Fund GE Henderson Fund Jennison Fund Dreyfus Fund Mainstay Fund Arkema Fed Max Cap Fund Schwab 1000 Fnnd OTHER: ~1/2 Int. W. Htfd., CT., Condo purchased 8/9/88 $115,000 Thames & Hudson Royalty Contract ~Condo, University Park, FL purchased ~9/99, $179,000

A
B A A

Dividend
Dividend Dividend Dividend None None None

T
Sold Sold 07/30/09 12/23/09 L J

K K J K

T T T T Sold 12/15/09 J C

A A A

Dividend Dividend Dividend K K T T

None C Royalty None B Interest

L J M K

R W R T

85. AIG Annuity (IRA)

I, Income Gain Codca: (Sec Cohlnms HI and D4] 2. Value Codes tScc Columns CI and D3) 3. Value Method Codes (See Colun~n C2)

A =$ 1.004) or Ices F =$50,001 - $100,000 J -$15,000 or Icss N =$250.0~1 - $500,0t~ P3 =$25,O00,001 - $50.000.000 Q =Appraisal U =Book Value

B ~$1,001 - S2.500 G ~$lO0,001 - $1,000,000 K ~$15.001 - $50.000 O ~$500,001 - $1,000.00~ ~ =Coal (Real E~late Only) V =Giber

C *$2.501 - $5,000 HI =$1,1~0,001 - $5,000,0~0 L -$50.001 - $100,000 I~l =$1,O00,001 - $5,000,000 Pq =MOte Ihan S =Assessment r-"

D =$5.O01 - $15,001) 112 ~Mor~ than bt =$100,001 P2 =$5,000,001 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 27

Name of Person Reporting

Date of Report

05/11/2010 I NEWMAN, Jan O.

VII. INVESTMENTS and TRUSTS - ~,,~o,,,~, ,,a~,, ...... ao,,~ (Includes those of spouse a~d deptadtn children; see plx 34-60 of filing instructio#l,~)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets (including Irust assets)

B.
Income during repor~in_g period

C.
Gross va!ue at end of reporting period

D.
Transactions during reporling period

Place "(X)" after each asset .exempt from prior disclosure

Amount ~ Type (e.g., Code 1 div., rent,

orint.) I (AH)

Value Code 2
(J-P)

/ Value] ] Method
~ Code3 i

Type (,g., buy, sell,

redemption)

Date Value I Gain ! mm/dd/yy Code 2 [ Code I

(J-P) [ (A-H) [

Identity of buyer/seller
(if private

86. 87.

AIG Annuity (IRA) TRUST # 1

A E

Interest InL/Div.

J PI

T T

88.
89. 90. 91, 92. 93. 94. 95. 96. 97. 98, 99. 100.

- Conn. Bond09 5.4

-CT G.0.105.0 - Conn. G.0. 5.0 09 - Notwalk09 4~25 - Dupont - Exxon Mobil - G.E. - Norfolk Southern - M & T Bank - Pfizer - lnsteel - Alexander and Baldwin -Coming

Matured

03116/09

Matured Matured

06/15/09 [01/15/09

K K

101. - Honeywell 02. - Lucent

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting NEWMAN, Jon O.

Page I0 of 27

[ Date of Report 05/11/2010 [

NONE (No reportable income, assets, or transactio~O

A.
~ription of Assets (including trust ~ssets) Pla~ "(X)" a~er ~ch as~t exempt from~ior disclosure

~.,i ]
! income during mpoOing period

c.
~ Gross value al end ~... of r~ming ~ri~ ...........

Tran~etlo~ during m~ning ~riod

Amount ~ T~ (e.g., Co~ I I die., ren~ Code 2 ] Method I buy, ~ll, m~d@~ ICode 2 IC~e I orint.) I (JP) ~ C~e3 ] ~emption) [ (J-P) [(A-H) I [ IA-H)

buyertseller (if private

103. - Pitney Bowes

105. - Tyco 106. - Hartford Cry. 12 3.125

107. - CT Health 27 5.125 108. - New Caanan 13 3,75 109~ - CT New Money 11 3.625 Matured 06/15/09 K

110. - Wallingford 09 5.0 111. - Newtown*15 3.5 112. - Ledyard13 5.0 113. , New Haven 20 5.0 114. - Covidien 1 i5. iNTRUST # 2 116. - Federated Govt. Fund 117. - Hanesbrands 118. - Home Depot 119. - McDonalds G Int./Die. J PI T T

Buy Buy Spinoff (from line 105)

01/28/09 M 01/28/09 K 07/06/09 J

Sold Sold

02/28/09 N 06/16/09 J D

(Sec Columns BI and D4)

F =$50.001 . $100.000

O =$100.001 - $1.000.000

H I =$1,000,001 - $5,000.000

H2 =More thlm $5.000.000

Name of Person Repo~ting

Date of Report

FINANCIALpage 11 of 27 DISCLOSURE REPORT ] NEWMAN, Jon O.

:

I
o.

o~/,,/2o,o

VII. INVESTMENTS and TRU STS - ~o~e, ~, ,~.~ a~a~de~ ,~o~. of spouse and dependent childrtn; see pp. J4-60 of fillng
[-] NO1NE (No reportable income, assets, or transactions.)

...................... -A-7 ..................

Daseription of Assets
(including trust assets) Place "(X)" after each asset .... pl from prior disclosure

B.
Income during
reporting period Amount I Type le.g., Code l I div., rant, {A-H) ] print.)

Gross value at end

of reporting period Value Code2 (J-P) Value I Method i Code3

T
/,
Type (e,g., buy, sell, redemplion)

Transactions during, reporting period

[ [

Date Value Gain i [mroddd/yy [ Code2 [ Code l I I (J-P) I(A-H) [ [

Identity of buyer/seller (ifprivate

120. - General Mills t21. - Pepsico

22. - Procter & Gamble 23. - Sara Lee

i~24. - BP Amoco 125. - American Express

126. - Plum Creek Timber

127. - Transatlantic ttoldings

t28. ~ St, Paul Travelers 129, - Wells Fargo i30. - Baxter International Sold I2/15109 K

13t. -Cigna 132, - Edwards Lifeseience 133, - Medco Heatth Solutions 134. - TEVA Pharmaceutical 135. - Wyeth 136. - Dover Buy (addl) 10/13/09 J K E

110116/09 Merged (with line 192)

1. In~ome Gain Codes: (See Columns BI and D4) 2. Vaht Codes (See Columns C| and D3) 3 Value Metht~d Cod~s (See Colunm C2)

A =$1.000 or less F =$50,001 - $100,000 J =$|5.000 or less N =$250.001 - $500,000 P3 =$25,000,001 . $50.000,000 Q =Appraisal L? =8ook Value

B =$ 1.001 - $2,500 G =1100,001 - $1.000.000 K =$ IS,001 - $50,b~00 O =$500,001 - $1,000,000 R --Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 HI =$1.0~O.001 - $5,000.000 L =$50,001 - $!00,000 PI ~$t.O00,00! - S5,~)0,000 P,* =More thart $50.0003~ S =Assessment W ~Estimmed

D =$5,001 . $15,000 1!2 ~Mor than $5,000.000 M =$100,001 - $250,000 P2 =$5.000,001 - $25fl00.000 T =Cash Markel

E =$15,0Or - $50

FINANCIAL DISCLOSURE REPORT

[ Name of Person Reporting

I NEWMAN, Jon O.

Date of Report 05/I 1/2010

Page 12 0f27

VII. INVESTMENTS and TRU STS - tacos, e. ,al~o, ,,~,,.aons ancl,S~ t*o,e of spouse and dependent children; see pp. 34-60 of filing insIrucdons.)
[~] NONE (No reportable income, assets, or transactions.)
ADescription of Assets (including trtrst as.sets) Place "(X)" after each asset exempt from prior disclosure ]/ / L B, Income during reoorling period C. (.tress value at end of reporting period D. Transactions d~ring reporting period

o)

(2)

Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Value/ Code 2 (JP)

Value Method i Code 3 ,i (Q-W)

Type (e.g., buy, sell, redemption)

(l)

Date ] Value | Gain ] mmidd/yy ICode 2 | COde I | i (JP) ] (A-H) !

Identity of buyer/seller (ifprivate

t ....tion)

137. - Emerson Electric 138. - Textron 139. - Minnesota Mining 140, - Agilent 141, - Automatic Data 142. - Intel 143. - Microsoft 144. - RPM Intl 145. - Windstream 146. - Dominion Resources 147: - University CT09 3.35 148. - Colchester CT09 3.375 149. 150. - Stamford CT 09 4.0 - CT Housing 09 3.6 Matured Matured Matured Matured 02/17/09 06/16/09 11/02/09! 1 Ill 6/09 K K K K Sold 06]11109 J C Sold 6/11/09 J A

151. - Southbury CT 10 3.2 1521 - Windsor CT 10 4.0 Redeemed 07/15/09

153. - CT State 10 3.45

(See Colnmns BI and D41

F =$50,~1 - $1~,~

G ~$t~,~l - $1.0~.~

HI =$1.~.~1 - $5.~,0~)

H2 =Mo~ than

Q =Appraisal

R ~ost (Real Eslatc Only)

S =A~essmem

T ~C~h Ma~

FINANCIAL DISCLOSURE REPORT Page 13 of 27

I"
[ Code 2

Same of Perso, Reporting

NEWMAN, Jon O.

I1
Date of Report

05/11/2010

VII. INVESTMENTS and TRUSTS - in,o,~e, .,t,~. r,a,,~t:on$ ane~,d~, ~o~ of ,po~,~ ~,d dependent children; see p~ 34-60 of filing
NONE (No reportable income, ~set& or transaction.)
A.
D~fiption of Assels (i~luding I~st ~ts)

B.

C.
] G~ss value at end I ofrepofli~ pvri~ T~sacfio~ during reposing peri~

Income during topping period

-]~-~ ~)
exempt from prior disclosure Code I[

[--~-~- ~,~ ~-~~t~ ........ 1~ ...........

O-P)
I Mel~d buy, sell, [mm/d~fl [ Code 2 [ Code [ [ buyerl~ller

(A-H)

d~., ~nl,

orint,)

[ C~e3

~demp~ion) [

~ (J-P) [(A-H) t

(ifpri~t

"TJ4. - CT s,,~~o ~.9

155, - Cromwell CTIO

156. - Simsbury CT 11 3~75 157. - Glastonbury CT 11 3.75 158, - Ledyard CT 11 3.5 159~ - Waterbury CT 11 4.0 160. - CT State 11 4.4 I 61, - Stonington CT 11 4.0 162. - Bristol CT 11 3.0 Redeemed 09/01/09 L A

163. - Wethersfield CT 12 3.1 164. - CT State 12 4.0

165. - Regidnal School 12 3.65 166. - Easton CT q2 ~i5

167. - CT State 13 3,5 "168. - CT State 13 4,0

169. - Regional School 13 3.75 1701 - Orange CT 13 31~

FINANCIAL DISCLOSURE REPORT Page 14 of 27 VII. INVESTMENTS and TRUSTS -

I NEWMAN, no. O.

osn ~/2OlO

NONE (No reportable income, assets, or transactions,)

^.
D~scripfion of Assets (including in, st assets) Place "iX)" after each asset exempt from prior disclosure Income during reporting period Amount Code I Gross value at end of reporting period Transactions during reporting period

171: - T.!l~md CT 13 4.0 172. - University CT 14 3,7

173, - CT State 14 4.0

174.

- Glastonbury 14 3.75

175. - CT State14 4.0 176. - South Central Water 15 4.0

177. - Groton CT 15 3.75 178, - CT State 15 3.5

179. - Becton
180. - T. R~we Price 181. CT Hsg. Fin. 16 3.9

182. -~T HealthIS 3.5 183. - CT Health 17 3.5 18-I. i 185. - Hartford County 18 3,5 - Watertown CT 17 4.0 Buy Buy 02/03/09 04/03/09

86. - Dentsply 87. - CT Elee. 16 4.0

I.tncomeGamCodes

A=$ 000or ess

B=$ ,0O -$2~00

C~$2,501-$5,000

D=$5001-$15000

E=$15001 SsO~0

FINANCIAL DISCLOSURE REPORT

Name ol Person Reporting

Date of Report 05/I 1/2010

Page 15 of 27
[ NEWMAN, Jon O.

VII. IN VESTMENTS and TRUSTS - i~,.e, ~lue, ,,~,,,,et~,~ (Includes those of spouse and dependent chlldeen; see pp. 34-60 of filing instructions,)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ] Amount I Type (e.g., Code ~ |div., r~nt, C. i Gross value at end of reporting period Value C~e 2 Value , Method Type (e,g., buy, sell, Transactions during reporting period

| Date ] Va~ue Gain [mtrdddlyy [ Code 2 [ Code I

Identity of buyer;seller

188. 189,

- CTI 4 3.3 - IBM

Buy Buy Buy Buy Distributed Buy Buy Buy Buy F int.ff)iv, PI T

05/04/09 06/11/09 07/02/09 09/09/09 ! 0/I 6/09 11/30109 12/07/09 12/15/09 02/28/09

L K L K K L L K M

90. - Southington CT 18 3.5 91. - Plymouth CT 17 3.0 192. - Pfizer

1~3~ - Bethel CTI7 3.0 i94. - Guilford CT 18 3.0 195. - Peoples United Fin, "1961 - New Alliance Bank 197, ~ TRUST #3 198. , Staples 199. -Target 200. - Pepsico 20i~ - Procter & Gamble 202. - Apache 203. - ExonMobil 204. - Weatherford

FINANCIAL DISCLOSURE REPORT Page 16 of 27

] Name of Person Reporting

I NEWMAN, JunO.

DateufRelmrt ]

I
D. Tran~ctions during ~porfing ~ri~

05.11201o

VII. INVESTMENTS and TRUSTS NONE (No reportable income. ~sets, or transactiom.)
A, ~ption of Asse~ (inelud~g t~st a~ets) Place "(X)" after c~h as~t exemptfiompriordisclosur B. Income during ~oging period Amount C~ I ~ div.,~nt, ~-H) ~ or,re.) C. Gross value at end of ~po~ing ~ri~

C~2

(J.p) . Code3 1 r~,mp,,on) [

Method ~ buy,~[L

m~d~ C~e2 C~I 1

.......
20~, - JP Morgan Ch~e 206, - Bank of N~w York

l (J-P) ~ CA-H) ~

buy~/selle~ (ifprivate

207. - Wells Fargo

208. - Abbott Labs

1209, -Johnson&Johnson
210. - Medtronic 2111 ~ Schein Hemy

212. -TEVA Pharmaceudcal 213. - Minnesota Mining 214. - Danaher

215. - Emerson Electric

216. G,E. 2t7. 218, - United Technologies - Accenture Sold (part) 02/25/09 J

219." - Adobe

220, - Automated Data Processing

221. - Intel

Value Me~od C~es (See Column C2)

Q =Apprai~ U =B~k Value

R ~ost (Real ~tate Only) V :,Oth~

S =~se~mcr, t W ~F~ti~ted

T =C~h Mark~

FINANCIAL DISCLOSURE REPORT

r~ame or~*r,on Reporting

DateofReport [

Page 17 of 27

r~Wr~AN, aon o.

05/11/20~ 0

VII. INV ESTlVlENTS and TRUSTS - ~.oo~, ~t.., t,,,,ocno,~ (Includes thee of ,po~e a~ de~ndent children; see p~ 34-60 of filing
~ NONE (No reportable income, assets, or transactio~O

................................................. ~ A.
~seriotion of As~ts (including t~t ~se~) ~ Place "(X)" after ~ch a~et exempt ~m prior disclosure

B.
Income during re~ing ~fi~ Type (e.g, div.,mn~ or int.)

c.
Gro~ value of repoging period Value Code2 (JP) ~ Value [ Method t C~e 3 at end

Transactions ~ring r~fling ~ri~

Amount ] C~ I ~

T~e (e.g., bud.sen, ~demption)

Date ~ Vnl~ ~d~ ~ Code2 (JP)

Identity of Gain [ Co~ I [ - buyer!~ller / trms~ti0n)

222, - IBM 223. - Microsoft 224. - Qualcomm 225. -Air Products 226, - Eeolab 227. - MDU Resources 228. - Fidelity Intl Fund 229. - Federated Govt. Fund 230. - Colchester CT 09 3.375 231. - CT State 10 3.0 232. 233. - Bristol 11 3~0 - CT State I 1 3.125 Sold Matured 02/28/09 06/15/09 M K Sold 051|9/09 K

234. - SouthbuD, CT 11 3.75 235. 1236. 1 237. - Wethersfield CTI2 3,1 -CT Sta~e12 ~.0 - Jacksonville FL 12 5.375 Redeemed 07/01/09 J A

(part)

238. - Regional School 12 3.65

3, Value Merhod Codes

O =Appraisal

R "*Cost (Real Estate Only)

S =Assessmen!

T ~C~h Market

FINANCIAL DISCLOSURE REPORT

Na,,~e of Perso~l Reporting [ NEWMAN, Jon O. [

Date of Report 05/I 1/2010

Page 18 of 27

VII. INVESTMENTS and TRUSTS - ~,,.ome. ~u~. ,ro~,a~on, a,d,~,~, o/,~ .... o~ de~nden, chil~en; ~e pp. 34-60 of filing i~truetions.)
NONE ~o reportable income, assets, or transactions.)
~scription of Asse~ (including trast ~sets) ~ [ncome during r~.ing pefi~ Gross value at end of r~aing peri~ Value Code2 (J-P) ] Value [ Meth~ , Code 3 T~e(e,g., buy.~ll, DaZ [ Value ~Gain / ~d~[ Code 2 ~Code 1[ Identityof buyer/~ller (if private t~saction)

Ptace"(X)an .....

h~set

Amoont T~e(e.g,. C~e 1 div.,~nt.

239. - N.J. State13 5,7 240. - Or~ge CT 13 3.4

R~eemed

05t01/09 J

241. - Easton CT 13 3.625 242. - University CT 14 3,7 243. - Glastonbury CTI4 3.75

244. - ATT 245. - Therrao Fisher 246. - General Dynamics 247. - TI Rowe Price 248. - Dentsply 249. - Telefonica 250. - Kraft Foods 251. -Apple Sold 05112/09 K

252. - CT ST 14 3,0
253. - CT HSG, 17 5.350 254. - Noble

255. - Oracle

I. Income Gain Code.s: (Sc Colun~rm B I and D4~ 2. Value Codes (See Colmnns C I and D3) 3. Valuc Method Codes

A ~$ L000 or le~s F =$50.001 - $ 100,000 J =$15.000 or less N ~$250.001 - $500,000 P3 ~$25.O~RI.00t - $50,b~)0,000 Q =Appraisal

B =$1,001 . $2.500 (i =$ 100.00 t - $ 1,000,000 K =$15,001 - $50.000 O =$500.001 - $1,000,000 R --Cost (Real Estate Only)

C =$2.501 - $5,000 FI 1 =$ 1.000.00 t - $ 5.000.000 L =$50.O01 - $100,000 PI =$1.000,001 - $5,000.000 P4 =Mote than $50.000.000 S =Assessment

D =$5,0oi -$15.000 tl2 = More tha~ $5,000,000 M =$ !0O,O01 - $250.090 P2 =$5,O00.001 . $25,000,000 T =Cash Market

E =St 5.001 - $30,t~O

FINANCIAL DISCLOSURE REPORT Page 19 of 27

Nameof Person Report|rig

DateofReport

NEWMAN, aon O.

05/I 112010

NONE (No reportable income, assets, or transaction.)

A. Description of A~ts (including ~st ~ts) B. lnc~e during re~ing period C, Gross value at end of r~rfing pefi~ D. Tran~tions during ~po~ing ~ri~

exempt from prior disclosnre

Co~ l ] (A-~

div., rent, or int.)

Code 2 (J-P)

buy, sell, ~ Method [ r~emption) C~e3(Q_W) Buy

m~d*~ C~e 2 Code ! [

buy~/seller

tmnsaction)(if private (JP) all (A-H)....... L[! .................. ~] 02/23/09 K K L

256. - CVS

257. - Niko CI~s B

Buy Buy

05/12/09 07./02/09

258. - Southington CT 18 3.5 259. - Peoples United Fin. 260. - Research in Motion

Buy Buy

07/13/09

07/13/09 08106/09

K K

261. - CT High 17 3.85

Buy Buy

262. - New Alliance Bank lnt./Div. Pl T

02/28/09

263. ~ TRUST #4

264. - Staples
265. - Target 266. - Pepsico

267. - Procter & Gamble 268. - ExxonMobil 269. - Noble

~ 270. - JP Morgan Chase

271. - Bank of New York 272. - Wells Fargo

Columns B I and D4)

F =$50,001 - $|00,000

G =$1@.~1 - $ I,~,~

HI =$I,~,~1 - $5,~,~

H2 =Mo~ ~n $5,~,~

............................................................................................................................................................. ]

FINANCIAL DISCLOSURE REPORT Page 20 of 27 VII. INVESTMENTS and TRUSTS -

NameefPersoa Reporting NEWMAN, Jon O.

Date of Report ] 05/1112010 I

NONE (No reportable income, a~sets, or transactio~O

A.

De~dption or Assets

T [

B. Income during

C, ~ Gross value at end [

D. Tr~ctio~ during reposing ~dod

e~ "(x}" ~a~ ~h ~
exempt from prior di~losure [ C~e } ~ div., rant. (A-H) ] orint.) (J-P) buy, roll, Code3[ re0~ption) [ ] (J-P) ] (A-H) ] (ffpfivate

~7~. - A~tt Labs

274J - Johnson & Johnson 275. "Medtronic 276. - Schein Henry 277. - TEVA Pharmaceutical "~78. - Danaher 279. - Emerson Electric 280. - G.E.

281. - United Technologies 282. - Aceenture 283. - Automatic Data Processing 284. - Cisco 285. - lntel Sold (pa~) 02/25!09 J

~86. -IBM
287. - Microsoft 288. - Ecolab 289. -MDU Resources

1. hlcome Gain Ctxtcs: (So: Columns B I and D4) 2. Value Codes (See Coluams CI and D31 3. Value Method Codes (See Columr~ C2)

A =$1.000 or less F =$50,001 - $100,000 J .=$15,1)00 or le~s N -$250.001 - $500.090 P3 =$25.000.001 - $50,000,000 Q ~Appraisal U =Book Value

B =$1,001 - $2,500 O =$100,001 - $1,000.000 g =$15,001 - $50.000 O =$51YO.001 - $1.000.000 R --Cost (Real Estate Only) V =Other

C =$2.50! - $5.0~O !l I ~$1.000.001 - $5,000.000 L =$50,001 - $100.000 P I =$t.O00,001 - $5.O00.000 P4 =Mo~c than $50,0~0,000 S =As.se.&sment W =Estimated

D =$5.001 - $15,000 tt2 =More than $5.000,000 M =$100.001 - $250.000 P2 -$5.000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50,000 --2

[ I

FINANCIAL DISCLOSURE REPORT

Page 21 of 27

"Name of Person Reporting

Dote of Report

05n 1/2010

[ NEWMAN, Jo. O. VII. INVESTMENTS and TRUSTS -i.co~,,, value, transactions ancludes those of spouse and de~ndent chlldren: see pp. 34-60 of flllng lns~uaionx.)
NONE ~o reportable income, assets, or transaction.)

A.
~scdpti0n of As~ts (including t~t ~se~) Place "(X)" after e~h ~set

B.
Income during reporting pcri~ Amount Type (e.g.. (A-H) or int.) Value

c.
Oro~ value at ~d of re~ing pcri~

Code 1 (J-P)

j 290. - Dodge & Cox Intl Fund 291. - Fide~ty Intl 292. - Federated Govt. Fund 293, - Colchester CT 09 3.375 294. - CT State 10 3.0 295, - Bxistol CTI 1 3.0 296. - CT State 11 3.8 297. - Wethersfield CTI2 3.1 298. - CT State 12 4.0 .... 299. - Regional School 12 3.65 300. -Orange CT13 3.4 301. - Easton CTI3 3.625 "~02. "- University CT 14 3.7 303. - Glastonbury CT 14 3.75 304. - U.S, Treasury18 9.0 305. - Somers C~4.0 10 ~06. - CT State 11 3.125 .... i Sold Matured 02/28/09 06/15/09 L K

(See Coltlmns B I and D4) i i 2. ValucCode.s (Scc Columns CI and 03) 3. Value Meth~d Codes (See Column C2)

F =$50.001 - $100,000 J =$15,000 or lcss N =$250.001 - $500,000 P3 =$25.000.001 - $50.000,00t1 Q -Appraisal U ~Book Value

O =$100,001 - $1,000,000 K~$15,0OI .$50,000 O =$500,~)1 - $1.0D0,IRXI R =~st ~Rcal Eslate Only) V --~q~hcr

H I =$1.000,00t - $5,000,009 L=$50.001-SI00,(h30 P I =$1.000,001 - $5,000,000 P4 =More than $50.000,000 S =Asscssmcnt W =Estimaled

H2 =More lhan $5,000,000 M=$100,0~I -$250,00~ P2 =$5,000,00t - $25,1~0,000 T =Cash Marke~

FINANCIAL DISCLOSURE REPORT

Name of Persou Reporting NEWMAN, Jan O.

DateofReport 05/1112010

Page 22 of 27

NONE (No reportable income, assets, or transaction.)

De~ription of Assets (including trust assets) Place"(X)"aacreaehas~, exempt from prior di~losu~ ] Income during [ Gross value at end Tmn~tion~ duriog ~ing period

(~) ] e) ~ O)

(2)

O)

(2) ~ (3) ~ (4)

Da~ [Value: Gain ~d~ ~ Co~ 2 [ Code I 2 (2-P~2(A-H)

(5)
Identityof b~er/se!ler (ifp~va,~

[AmountI T~e(c.8., ~ Value [ Value I T~e(e.g., C~ I die., r~t, Code 2 [ Method buy, sell, (A-H) or int.)[ (J-P) [ Code3 [ r~emp, ion)

307. - ATT

308. - Theme Fisher 309, - Ebay

Sold

02/20109

3 I0. - General ~namics

31 I. - Oracle

[312. - Kra~ Foo~ 313. - Apple 314. - Dentsply

Sold

05/~2/09

Buy Buy

02/06/~9

--

315, - Nik CI~ B 316. - Southington CT I 8 3.5 317, - New Alli~ce Bank 318. ~ IRA consisting of Stoc~ and Co,orate Bonds: 319. - W~lt Disney ~20. - MCDonalds

05101/09 07102/09 02/28/09

J L

Buy Buy E Pl T

321. - Staples
322. - Pepsico

323. -Procter & Gamble

/See Cohlmns CI a~ D3)

N =$250.~1 - $5~.0~

O =$5~,~1 - $1,0~.0~

Pl =$1.~ ~1 - $~ 0~ 0~

P2 =$5 ~000t - $25 ~0 ~

FINANCIAL DISCLOSURE REPORT

Same of" P .... Report|rig NEWMAN, JonO,

Date of Report

Page 23 of 27 VII. INVESTMENTS and TRUSTS -

I
D. Transacdoms during ~ing ~riod

HONE (No reportable income, assets, or transactio~3 A. ~fiption of As~ts (including t~sl asse~) Place "(X)" afl~ ~h as~t " exem~ from prior discl~urc [ . B. Income during reposing period C. G~ss value at end of r~orting period Value Memod (Q-W) ,

[Amount [ T~e (e.g.. Value [ Co~ 1[ div., fen,. Code 2 (A H) or mt)

T~e (e.g, 1 Da~ ] Value ~ Gain [ buy, sell, [m~d~ [ Cod~ 2 I C~e I [
J-p) -

Identity of bwer/seller ~sactlon)

~
324. - ExxonMobil 325. - Bank of New York

~ .... ~

~ ..... ~

326. -Johnson & Johnson

327. - Medtronic 328. - Emerson Electric 329. -G.E. 330. -AumrnatedDam 331. - Intel 332. - I.B,M, 333. - Microsoft 334. - Oracle 335. - Ecolab 336. - Verizon 337. - Federated Govt. Fund 338. - Morgan Stanley 09 3,875 339. - Anheuser Busch 10 5,625 340, - Prudential 1 I 5,1 Sold Matured 02/28/09 L 01/15/09 K

(See Columns UI and D4) Value Cod~ (S~J Cohlll~l~18 C[ ~,nd D3)

Valtic Method Ct~es

(See Colunm C2)

F ~$50.0OI . $ I00,000 J =$15.000 or le~s N ~$250,001 - $500.000 P3 "425,000,001 - $50,000,00n Q =Appraisal

G ~$100.0OI - $ I .O00.000 K =$15.001 - $50.000 O =$500,001 - $1,000,000

[11 =11.000.001 - $5,000.000 L =$50.001 - $100,900 PI =$1,000,001 - $5.000,000 P4 =Mere than $50.000.009

H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000

i [

U =Book Value

R =Cost (Real Estate Only) V =Olh!

S =Assessment W =E~timeted

T :Cash Market

!
I
|1

FINANCIAL DISCLOSURE REPORT Page 24 of 27

~,,,~ of re.o. Repo,~t,,g

NEWMAN, Jan O.

~.t~ of a,po.
05/I 1/2010

! VlI. IN~ST~NTS and TRUSTS -~.~o~. ~.t., ,....,do,. a.~t~., t~o.. o/,r ..... ~ decadent childr~ see pp. 34-60 of flUng ins~uaion~)
NONE (No rearable income, assets, or transactions.)
A. Des~ption of Assets (including trust ~s*ts) E j ~ B. Income d~ring ~po~ing p~i~ C, Gross value at end of ~po~ing period ..... D. Tr~saetions during ~rling period

] ~ ......................
T~e(e.g., I Date I Value I Gala buy. ~11. lm~ I Code 2 I Code I Identity of buy~ll~ l I

Place "(X)" after each asset exempt from prior dlslosure

Amount T~ (e.g.,
t Code I air., real

Value [ Value C~* 2 ] Method

341~ - Goldman Sachs 12 5.7 342. -Kim~dy c1~"t3 5.0 343. - Pitney Bowes 14 4.875

3~. - Abbott Labs 345. - United Technologies 346, - Danaher Co~. 347. - ATT
348. - Thermo Fisher 349. - Dodge & Cox Fund 350. - CVS 351. - G.E. 14 5.65 352, - Target

353. - Walt Disney 11 5.7 354. - Accenture 355. - Bell South 16 5.2 356. - Lowes 15 5.0 357. - Fidelity Sold !04/08/09 J

Income Gain Code.s: (See Column* HI and D4)

A =$1.000 or less F =$50.001 - $100.000

B =$1.001 - $2.500 G =$100,001 - $1,000.000

C =$2.501 - $5,000 HI ~$t,000.001 - $~.000,000

D =$5,001 - $15.090 H2 =More thaa

E =$15,001 - $50,000

P3 ~$25.000,001 - $50.000.000

P4 =Marc than $50,0~0.009

F[NANCLAL DISCLOSURE REPORT Page 25 of 27 VII. INVESTMENTS and TRUSTS -ih,o~,~,

Name of Person Reporting

Data of Report

05/11/2010

[ NEWMAN, Jon O.

NONE (No reportable income, assets, or transactions.)

A, Dcseriplio~. of Assets B. l C. Income during I D. Gross value at end Transactions during reporting period

(including Irust assets) Place"(X)" aft .... h asset exempt from prior disclosure

reporting period Amount Type (e.g., Code I ! div,,rent, (A-H) [ or int.)

of reporting period Type (e.g., i Date i Value I Gain I buy, sell, lmm/dd!yy ] Code2 [ Code I I redemption)[ { ~:-W) Code3 [ (I=P) { (A-H) ] I Value I Method Identity of buyer/seller t(ifprivatelion) .....

/ Value ] Code2 I (JP)

358, - Caterpillar 15 4.75

359. - Bank of America 16 5.75 360. - Goldman Sachs M!C Fund 361. - TEVA 362. - New Alliance Bank Buy Buy Buy 04/08/09 10/13/09 02/28/09 J J L

1. Incon~ Gain Cod~::

A =$1.000 or less

El =$1,001 - $2,500

C -$2.501 - SS.~0

D =$5.001 - $!5,~

----~-~.~- ---]

3. Val~ Mclh~d C~cs ISce Column C2)

Q =Appr~i~l U =B~k Value

R =Cost (Real Estate Only] V ~lher

S =Asscssn~cnl W =~ti~ted

T =C~h Market

of O. FINANCIAL DISCLOSURE REPORT ] NEWMAN,.IonPerson Reporting

Page 26 of 27

[Name
]

Date of Report 0J/I 1/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,~.t.~,., of S~o.~

Part VII, line 85: Identification of Trust changed per instructions. Part VII, line 135: Wyeth shares were exchanged in merger for shares of Pfizer and cash. See also line 192. Part VII, line 152: The entry for Windsor CT~ 10 4.0 appeared as a duplicate entry on lines 162 and 163 of Part VII of my 2008 report, and now appears as a single entry on line 152 of this report. Part Vll, line 155: Interest rate is 3.75; it was incorrectly listed previously as 2.9. Part VII, line 192: Pfizer shares were distributed in connection with the merger of Wyeth into Pfizer. See also line 135. The entry for Thetmo Fisher, which was listed in Part VII, line 192, of my 2008 report, has not been listed on this report because that entry was incorrect; Thermo Fisher is an asset of Trust No. 3 (line 245), Trust No. 4 (line 308) and the IRA account (line 348), and was not purchased for Trust No. 2. The entry for Ecolab, which was listed in Part VI!, line 268, of my 2008 report, has not been listed on this report because the entry on line 268 was an additional purchase, which should have appeared on the entry for Ecolab on line 236 of the 2008 report. Ecolab now appears as a single entry on line 226 of this report.

FINANCIAL DISCLOSURE REPORT Page 27 of 27 IX. CERTIFICATION.

N.meorVer,on aepo.i.g N~WMAN, Jon O. [

Date of Report

05/I |/2010 1

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E, Washington, D.C. 20544