Sei sulla pagina 1di 20

AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization US COURT OF APPEALS 5TH CIRCUIT
5a. Report Type (check appropriate type) ] Nomination. Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~.~ 101-111)

I. Person Reporting (last name, first, middle initial) WIENER, JR., JACQUES L. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/10/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

JUDGE 5TH CIRCUIT COURT-ACTIVE

[] Initial

5b. [] Amended Report 7. Chambers or Office Addrt~s U S COURT OF APPEALS BLDG 600 CAMP STREET, ROOM 244 NEW ORLEANS. LA 70130 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P 0 S I T I 0 N S. t R e~,orang individual only; see pp. 9-13 of filing instructions.)

D
1. 2. 3. 4. 5.

NONE (No reportable positions.) POSITION


SENIOR OFFICER TRUSTEE

NAME OF ORGANIZATION/ENTITY COUNCIL, LOUISIANA STATE LAW INSTITUTE


TRUST # 1

II. AGREEMENTS. ~Repora.g individual o.ty; se, pe. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Wiener, JR., Jacques L.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting \VIENER, JR., JACQUES L.

Date of Report 05/10/201 I

III. NON-INVESTMENT INCOME. tRepo~,gl,di,iduolandspouse:seepp. 17-24 of filing instructions.)


A. Filers Non-Investment Income

~]

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


FISHER & PHILLIPS, LLP (ATTORNEY/PARTNER)

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 t~ffiling instructions.)

~]

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 05/10/201 I

V. GIFTS. ancludes,hose,o spouse and dependent children; see pp. 28-31 of filing instruclion~)

D
I. 2. 3. 4.

N ONE (No reportable g~s.)

SOURCE
SEE PART Vlll

DFSCRIPTION

VALUE

5.

VI. LIAB IL ITIES. ancludes those of spouse ~nd dependent children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 05/10/201 I

VII. INVESTMENTS and TRUSTS -i.come, v.l.e, ~on~.~ion~ (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asse~s) Place "(X)" a~er each asset exempt from prior disclosure B. Income during reporting period (I) , Amount i Code I i (A-II) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 D. Transactions during reporting period

(I) Type (.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm!dd/~y Code 2 Code I (J-P) (A-H)

(Q-W)
1. CASH:

(5) Identity of buyer/seller (if private transaction)

2.
3.

BANCORPSOUTHACCOUNT#I
BANCORPSOUTH ACCOUNT #2

B
A A

Interest
Interest Interest

N
J K

T
T T SEE PART VIII

4. 5.

REGIONS BANK ACCOUNT #1 REGIONS BANK ACCOUNT #2 TREASURY FUND-CAPITAL RESERVES

A A A

Interest Dividend Dividend

T Sold Buy (addl) Buy (addl) Sold (pa~) Sold (part) Sold 03/05/10 01/14/10 03/05/10 04/16/10 06/18/10 07112/10
06/15/10 07/12/10 09122110 12/29/10 02/01/10

J K M M K L
L L L M J K

7. 8. 9. 10.

FEDERATED GOVT OBLIG TAX MGD

12. 13. 14. 15. 16. 17.

FEDERATED TAX FREE OBLIG

Dividend

Sold (part) Sold (part) Sold (part) Sold (part)

BANK DEPOSIT SWEEP PROGRAM

Interest

Buy

Merged 08/31/10 (with line 19)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes tSe Columns CI and D3) 3. Value Melhod Codes ~Sce Cohlmn C2)

A =$1,000 or less F =$50.001 - $ 100.000 J -515.000 or less N 5250.001 - $500.0~O P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Boak Value

B $1,001 - $2.500 G =5100.001 - $ 1.000.000 K =515.001 - $50.000 O =$50~.001 - $ 1.000.000 R =Cos! (Real ~ta~c Only) V =O~her

C $2,501 - $5,000 111 =$1,000.001 - 55.090.000 L =$50,001 - 5100.00) P 1 =$1.0~0.001 - $5.000.000 P4 =More lhan 550.0(~.000 S =Asscssmcm W =Eslimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =5100.001 - 5250.000 P2 =55.000.001 - $25.000.000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Pe~on Reporllng WIENER, JR., JACQUES L.

Date of Report 05/10/201 I

VII. INV ESTM ENTS and TRU STS - i.co,ne, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionsO
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure B. Income during ~orting period (I) tAmount , I Code I (A-H) [ (2) Type (e.g., div., rent, or inf.) C. Gross value at end of reporting I~riod (I) (2) Value Value Code 2 Method (.l-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if private transaction)

I
18. JP MORGAN BROKERAGE CASH BALANCE CITIBANK NA SOUTH DAKOTA BANK DEPOSIT PROGRAM 20. 21. 22. 23. 24. MUTUAL FUNDS: JPMORGAN SHORT DURATION BOND JPMORGAN STRATEGIC INCOME OPP JPMORGAN HIGH YIELD BOND FUND

A A

Interest Interest

O K

T T

Buy Buy

12/07/10 08/31/10

O K

D D C B

Dividend Dividend Dividend Dividend

N O M

T T T

Buy (addl) Buy (addl) Buy Buy Sold

08/02/10 10/22/10 08/02/10 08/02/10 10/08/10

L M L N N

25. JPMORGAN COREBOND FUND 26. 27. 28. 29. 30. 31. 32. 33. 34. BECKMAN COULTER INC
STOCKS:

ACCESS PHARMACEUTICALS INC COM HESS CORP AMERICAN ELECTRIC POWER A B

None Dividend Dividend

J L

T T T Donated (part) Donated (part) Donated (part) 01/15/10 01/15/10 05/10/10 01/15/10

Dividend

Donated (part)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ISc Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F :$50.001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.0OI - $50.000.000 Q =Appraisal U = Lkaok Value

B =$1,001 - $2,500 G =$100,001 - $1.000,000 K =$15.0OI - $50.00~ O =$500,001 - $1.00(1.000 R =Cosl (Real Estate Only) V =O~her

C =$2,501 - $5,000 III =$1,00~,001 - $5.000.000 L =$50.001 - $ 100,000 PI =$1.000.(~1 - $5.000.000 P4 =More tl~atl S =Assessnumt W -Estimated

D =$5.001 - $15,000 112 =More than $5.000.000 ~,t =$ I 0~.001 - $250.000 P2 =$5.000.001 - $25.000.000 T ~h Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 05/10/2011

VII. INVESTMENTS and TRUSTS - i,co.,. ,.at,e, uo,~ac,~o~ a.rl.d~ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period (2) (3) (4) Date Value Gain mm!dd!yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

Type (e.g., buy, sell, redemption)

(Q-W)
35. 36. BOEING 38. 39. 40. 41. 42. 43. IST SUMMIT BANCORP OF JOHNSTOWN, INC (PER ANNUAL REPORT) CHEVRON CORP NEW EXXON MOBIL CORP LUFKIN INDUSTRIES NUVEEN MUN VALUE FDNFSC A B B A
C

Donated (part) Donated (pan) Dividend Dividend Dividend Dividend Dividend


Interest

01/15/10 01/15/10

M K L M L T T T T

Dividend

SEE PART VIII

44.

45. 46. 47. 48. 49.

STOCKS: UNLISTED COASTAL CLUB GREEN DOT CORP B (IGEN/NEXT ESTATE) GREEN DOT CORP C (IGEN/NEXT ESTATE) None None None L W Merged (with line 53) Sold (paa) 12/31/10 07/22/10 PI O O N G

Merged 12/31 / 10 (with line 53) None Donated (parl) 12/22/10

50. GREEN DOTCORPC-I

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (.S~ Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.0~0 or [~,s N =$250.001 - $500.000 P3 =$25.00~.001 - $50.00~.000 Q =Appraisal U BookValue

B =$1.001 - $2.50~ G =$100.001 - $ 1.000.0O0 K =$15.001 - $50.000 O =$500.001 - $1.0OO.0~O R -Cosl (Real E~.la~e Only) V Other

C =$2.501 - $5.000 III $ 1.000.091 - $5.0(~.000 L =$50.001 - $100.0~) PI =$1.0(]Q.001 - $5.000.000 P4 =More than $50.0~0.000 S =Assessment W=Eslimalcd

D $5.001 - $15.0~) 112 =More than $5.000.000 M -$10~.001 - $250.000 P2 -$5.0~0.001 - $25.000.000 T -~w.h Mark~

E $15.001- $50.0~O

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 05/10/201 I

VI I. INVESTMENTS and TRUSTS - i.come, ~o~e, ~a.soc,lo.s a.clades those

[~]

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) i Amount Type (e.g., Code 1 div., rent, (A-It) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period
O) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

51. 52. 53. 54. 55. 56. 57. GREEN DOT CORP CONTENT DIRECTIONS INC B CONTENT DIRECTIONS INC C GREEN DOT CORP A (IGEN/NEXT ESTATE) GREEN DOT CORP B (IGEN/NEXT ESTATE) None None None None None None None None P2 J T W P2 K K T
W

Sold (part)

12/07/10

O PI P2

Merged 12/31/10 (with line 53) Buy 12/31/10

W Merged 12/31/10 (with line 59) Merged 12/31/10 (with line 59) Merged 12/31/10 (with line 59) Buy 12/31/10 L PI N P2
SEE PART VIII SEE PART Vlll SEE PART VIII SEE PART VIII SEE PART Vlll

58. GREEN DOT CORP C (IGEN/NEXT ESTATE) 59. GREEN DOT CORP

60. CONTENT DIRECTIONS C 61. 62. 63. 64. 65. 66. 67. INVESTMENTS/PARTNERSHIPS: WW URBAN PROPERTIES LLC WW RURAL PROPERTIES LLC CENTRAL INDUSTRIAL COMPLEX LAMA LIMITED PARTNERSHIP LAMA89 LIMITED PARTNERSHIP A

None Distribution None None None

K K J J J

W W U W W

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ISee Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 .$500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$I00.001 . $1.000,000 K =$15,001 - $50.000 O $500.001 - $1.000.000 R -~Sost (Rcal Estate Only) V -O/her

C -$2.501 - $5,000 III =$1.000.0~1 - $5.000.000 L =$50.001 - $100.0(10 PI -$1.000.001 - $5.0~O.000 P4 =More than $50,000.000 S =Asscssmen! W =Estimated

D =$5.001 - $15.000 112 -More than $5,000.000 M =$100,001 . $250,000 P2 =$5.000.001 -$25,000.000 T -~Sash Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 05/10/2011

V I I. I N V E S T M E N T S a n d T R U S T S - incom,, vat.e. ,~a,~oc,ion~ ana,,t,, ,hose oI,~,o,,, a,d ,~,nd, nt ~hildren; see pp. 34-60 o/filing instruction~.)
"--] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) i Amount Code I (A-H) (2) Type (e.g-, div., rent, or int,)
Gross value at end of reporting period

D. Transactions during reporting period O) Type (e.g., buy, sell, t~lemption) (2) (3) (4) Value Gain Date mm, tdd~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3

68. 69. 70. 71. 72. 73. 74. 75. 76. 77. 78.

RENREW MINERALS, LTD TEE ENERGY, CO., L.L.C. JADOBE INVESTMENTS, LLC JADOBE INVESTMENTS 1998, LLC JADOBE INVESTMENTS 2000, LLC JASAN, LLC LOUIS ROSEN TRUSTEE PROVEN LEGACY, LLC TENFOLD, INC. NEXT IGEN LLC: SERIES A YETA(Y)

G E

Distribution Distribution None None None

O N K K N L K N J K M

W W W W W W W U W W W Buy (addl)
04/12/10 SEE PART VIll

E C

Royalty Distribution None

Distribution None None

I. Income Gain Codes: (See Cohimns BI and D4) 2. Value Codc~ ISle Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $ I 0O.000 J =$| 5,000 or less N $250.001 - $500.0~0 P3 =$25.000.0OI - $50.000.000 Q -Appraisal U = Book Value

B =$1,001 - $2.500 G =$100,001 - $1,000,000 K =St 5.001 - $50.~ O =$500.001 . $1,000.000 R -~osl (Real Eslate Only) V -Olhcr

C =$2,501 - $5,000 III =$1,000.001 - $5,000,000 L =$50.001 - $|00.000 p I =$1.0~0,001 - $5.000.000 P4 =More than $50.000,000 S =As~ssmcnt W -Estimated

D =$5,001 - $15.000 112 =More than $5,000.000 M p2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.0~1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 05/10/2011

VI II. ADDITIONAL INFORMATION OR EXPLANATIONS. a.dica,epa~ of report)


RE: V-GIFTS: NONE AS TRUE GIFTS, BUT ON A RECIPROCAL BASIS-I ACCEPT INVITATIONS FOR HUNTING OR FISHING WITH FRIENDS WHO I INVITE TO HUNT OR FISH WITH ME. SOME SUCH RECIPROCAL INVITORS,INVITEE, ARE ATTORNEYS, MANY OF WHOM WERE FREINDS AND HUNTING OR FISHING PARTNERS BEFORE 1 BECAME A JUDGE. I NEVERTHELESS RECUSE MYSELF WHEN SUCH FRIENDS ARE REPRESENTING CLIENTS BEFORE THIS COURT. RE: VII-ASSETS OF TRUST FOR BENEFIT OF~ MEMBER OF WHICH I AM TRUSTEE AS INDICATED IN PART I. RE: VII-YETA, LLC: PARTNERSHIP ASSET INADVERTENTLY OMITTED FROM PRIOR YEAR.

FINANCIAL DISCLOSURE REPORT Page I0 of 10 IX. CERTIFICATION.

Name of Person Reporting \VIENER, JR., JACQUES L.

Dale of Repor~ 05/10/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

! further certify that earned income from outside employment and honoraria and the acceptance of gifts ~hich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/JACQUES L. WIENER, JR.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization US COURT OF APPEALS 5TH CIRCUIT 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app. ~,~ I01-111)

I. Person Reporting (last name, first, middle initial) WIENER, JR., JACQUES L. 4. Title (Article Ill judge~ indicate active or senior status; magistrate judges indicalc full- or part-time) JUDGE 5TH CIRCUIT COURT-ACTIVE

3. Date of Report 08/16/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report 7. Chambers or Office Address U S COURT OF APPEALS BLDG 600 CAMP STREET, ROOM 244 NEW ORLEANS, LA 70130 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it i~, in my opinion, in compliance ,Mth applicable laws and regulations.
Revie~ing Officer Date

IMPORTANT NO TES: The instrucaons accompanying this form must be followed Complete atl parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P 0 S I T I 0 N S. Repomng individual only; see pp. 9-13 of fdlng instructlon~)


----] NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. SENIOR OFFICER TRUSTEE

NAME OF ORGANIZATION/ENTITY
COUNCIL, LOUISIANA STATE LAW INSTITUTE

TRUST #1

II. AGREEMENTS. cRew,orang individual onO~; see pp. 14-16 of filing instruction~)
NONE (No reportable agreements.)
DATE
I. 2. 3.

PARTIES AND TERMS

Wiener, JR., Jacques L. A

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 08/16/201 I

III. NON-INVESTMENT INCOME. (Repo~.g individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


FISHER & PHILLIPS, LLP (AI~ORNEY/PARTNER)

1. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertalnmenL


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

[]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION


PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting WIENER, JR. JACQUES L.

Date of Report 08/16/2011

V. GIFTS. (lnclude~ those to spouse and dependent children; see pp. 28-31 of filing instruction~) D NONE (No reportable gifts.) SOURCE
I. SEE PART Vlll

DESCRIPTION

VALUE

2. 3. 4.

5.

VI. LIABILITIES. ancludes those o/spo.se and dependent children; see pp. 32-33 of filing instructlon~.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 08/16/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 oJfiling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets} Income during reporting period Gross value at end of reporting period Transactions during reporting period

(i) Place "CA)" after each asset exempt from prior disclosure
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

O)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

O)
Type (e.g., buy, sell, redemption)

~2)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm/dd~y Code 2 (J-P)

I. 2. 3.

CASH: BANCORPSOUTH ACCOUNT #1 BANCORPSOUTH ACCOUNT #2


REGIONS BANK ACCOUNT #1

B A A A A A

Interest Interest Interest Interest Dividend Dividend

N J K K

T T T T
Sold Buy (addl) Buy (addl) Sold (part) Sold (part) Sold SEE PART VII!

5.
6.

REGIONS BANK ACCOUNT #2 TREASURY FUND-CAPITAL RESERVES FEDERATED GOVT OBL1G TAX MGD

03/05/10 01114/10 03/05/10 04/16/10 06/18/10 07/12/10


06/15/10 07/12/10 09/22/I 0 12/29110 02/01/10 08/31/10

J K M M K L L L L M J K

7.

8.
9.

10.

II.

12. 13. 14. 15. 16. 17.

FEDERATED TAX FREE OBLIG

Dividend

Sold (part) Sold (part) Sold (part) Sold (part)

BANK DEPOSIT SWEEP PROGRAM

Interest

Buy

Merged (with line 19)

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (Scc Cohmm C2)

A $1.000 or less F =$50.001 - $100.000 J $15.000 or less N $250.001 - $500.000 P3 =525.000.001 - 550,000.000 Q =Appraisal U Book Value

B $1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.009 O = 5500.001 - 51.000.000 R -~?ost (Real Estate Only) V =OIhcr

C =$2.501 - $5,000 I 11 -$1.000.001 - $5,000.000 L =$50.001 . $100.000 p I -$1.0~0.001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W -Estimated

D =55,001 - $15.000 112 =More than $5.000.000 M -$100.001 - $250.000 p2 =$5.0(10.001 - $25.0~0.000 T =Cash Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 08/16/201 I

VII. INVESTMENTS and TRUSTS - income, ~ulue, ~unsu.io~ ancludes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) (2) Gross value at end of reporting period (I) (2) (I) (2) (3) (4) (5) Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

Amount
Code I (A-II)

Type (e.g.,
div., rent, or int.)

Value
Code 2 (J-P)

Value
Method Code 3 (Q-W)

Type (e.g.,
buy, sell, redemption)

Date

Value

Gain
Code I (A-H)

Identity of
buyer/seller (if private transaction)

mm/dd~o, Code 2 (J-P)

18. 19.

JP MORGAN BROKERAGE CASH BALANCE CITIBANK NA SOUTH DAKOTA BANK DEPOSIT PROGRAM

A A

Interest Interest

O K

T T

Buy Buy

12/07/10 O 08/31/10 K

20. 21. 22. 23. 24. 25. 26.


27.

MUTUAL FUNDS: JPMORGAN SHORT DURATION BOND JPMORGAN STRATEGIC INCOME OPP JPMORGAN HIGH YIELD BOND FUND .IPMORGAN CORE BOND FUND D D C B Dividend Dividend Dividend Dividend N O M T T T Buy (addl) Buy (addl) Buy Buy Sold 08/02/10 10/22/I0 08/02/10 08/02/10 10/08/10 L M L N N D

28. STOCKS: 29. 30. 31. 32. 33. 34. BECKMAN COULTER INC A Dividend L T ACCESS PHARMACEUTICALS INC COM HESS CORP AMERICAN ELECTRIC POWER A B None Dividend Dividend J L K T T T Donated (part) Donated (part) Donated (part) Donated (part) 01/15/10 01/15/10 05/10110 01/15110

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes IScc Colum~ CI and D3) 3. Value Method Codes (See Cohlmn C2)

A =$1,000 or less F =$ 50.001 - $ 100.000 J =$15.000 or less N =$250.0~1 - $500.0~O P3 =$25.000.001 - $50.000.000 Q =Appraisal U -Book Value

B =$! ,001 - $2.500 G =$ 100,001 - $ 1.000.000 K -$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Eslate Only) V =Other

C =$2,501 - $5,000 I I I =$ 1.000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.0~0.000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5,001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 =$5.000.001 - $25.000.000 T =Cash Markcl

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 08/16/201 I

VII. INVESTMENTS and TRUSTS - incor.e, vulue, ~u.$aaions (includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period O) (2) Amount T)pe (e.g., Code 1 div.. rent. (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

O) Type (e.g., buy, sell, rodemplion)

(2)
Date

(3)
Value

(4)
Gain
Code 1 (A-H)

(5)
Identi~y of
buyer/seller (if private transaction)

mm/dd/yy Code 2 (J-P)

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43.
IST SUMMIT BANCORP OF JOHNSTOWN, INC (PER ANNUAL REPORT) BOEING CHEVRON CORP NEW EXXON MOBIL CORP LUFKIN INDUSTRIES NUVEEN MUN VALUE FD NFSC

Donated (part) Donated (part) C A B B A C B Dividend Dividend Dividend Dividend Dividend Interest Dividend L M K L M L T T T T T

01/15/10 01/15/10

SEE PART Vlll

44. 45. STOCKS: UNLISTED

46. 47. 48. 49.

COASTAL CLUB GREEN DOT CORP B (IGEN/NEXT ESTATE) GREEN DOTCORP C (IGEN/NEXT ESTATE)

None None None

W Merged (with line 53) Sold (part) Merged (with line 53) 12/31/10 07/22/10 12/31/10 12/22/10 PI 0 0 N

50. GREEN DOT CORP C-I

None

Donated (part)

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codc~ (See Columns CI and D3) 3. Value Mclhod Codes (SeeColumnC2)

A =$1.000 or less F = $50.001 - $ 100,000 J =$15.009 or le~s N =$250.001 - $500.0~O P3 =$25.000.001 - $50.000.0~O Q -Appraisal U BookValue

B =$1,001 - $2.500 G = $100.001 - $ 1,000,0~0 K =$15.001 - $50.0~ O =$50~.001 - $1.000.000 R ~2"ost (Rcal l=,stalc Only) V=O~hcr

C =$2.501 - $5,000 111 =$ 1.0~0.001 - $5.0~0.000 L =$50.0~1 PI =$1.000.001 P4 =More than $50.000.000 S =Assessment W Estimated

D = $5.001 - $15 112 =More than $5.0~L000 M =$10~.001 - $250.000 P2 =$5.0~0.001 - $25,000.0~O T =C~h Markct

E =$15,0~1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 08/16/201 I

VII. INVESTMENTS and TRUSTS - i,,co,,,e, vot,,e, o-,,~,,aion~ (lncludes those of xpouse and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period


(I) (2)

Gross value at end of reporting period


(I) (2) (I)

Transactions during reporting period


(2) (3) (4) (5)

Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W)

Type (e.g., buy, sell, ~-demption)

Date Value Gain mrn/dd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

51. 52. ,53. 54. 55. 56. 57. 58. 59. 60.
61.

Sold (part)

12/07/10

O PI P2

Merged 12/31/10 (with line 53) GREEN DOT CORP CONTENT DIRECTIONS INC B
CONTENT DIRECTIONS INC C

None None None None None None None None

P2 K K

T W W

Buy

12/31/10

GREEN DOT CORP A (IGEN/NEXT ESTATE) GREEN DOT CORP B (IGEN/NEXT ESTATE) GREEN DOT CORP C (IGEN/NEXT ESTATE) GREEN DOT CORP CONTENT DIRECTIONS C

Merged 112/31/10 (with line 59) Merged 12/31/10 (with line 59) Merged (with line 59) P2 J T W Buy 12/31/10 12/31/10

L PI N P2

SEE PART VIll SEE PART Vlll SEE PART Vlll SEE PART Vlll SEE PART Vlll

62. 63. 64. 65. 66. 67.

INVESTMENTS/PARTNERSHIPS: WW URBAN PROPERTIES LLC WW RURAL PROPERTIES LLC CENTRAL INDUSTRIAL COMPLEX LAMA LIMITED PARTNERSHIP LAMA89 LIMITED PARTNERSHIP A None Distribution None None None K K J J J W W U W W

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes tSce Column C2)

A =$1.000 or less F =$50.001 - $100,000 J =SI 5.000 or le~s N =$250.001 - $500.000 P3 =$25.000.0OI - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =~ost (Real Estate Only) V =OlhL"r

C -$2.501 - $5.000 Ill =$1,000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Eslimated

D =$5.001 - $15.000 112 :More than $5.000.000 M =$100.001 - $250.000 P2 -$5.000.001 - $25.000,000 T ~2ash Market

=$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting WIENER, JR., JACQUES L.

Dale of Report 08/16/201 I

VII. INVESTMENTS and TRUSTS -inc~me~va~ue~transacti~ns(~nc~udesth~se~fsp~usea~ddependentchildren;seepp.34~6~f~i~gi~structi~ns~

[]

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) B. Income during reporting period (t) (2) i Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3

D. Transactions during reporling period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dd~yy Code 2 Code I (J-P) (A-It) (5) Identity of buyer/seller (if private transaction)

Place "(X)" after each asset exempt from prior disclosure

(Q-w)
68. 69. 70. 71. 72. 73. ! 74. 75. 76. : 77. 78. 79. YETA (Y) None M W RENREW MINERALS, LTD TEE ENERGY, CO., L.L.C. JADOBE INVESTMENTS, LLC JADOBE INVESTMENTS 1998, LLC JADOBE INVESTMENTS 2000, LLC JASAN, LLC LOUIS ROSEN TRUSTEE PROVEN LEGACY, LLC TENFOLD, INC. NEXT IGEN LLC: SERIES A A E C G E Distribution Distribution None None None Royalty Distribution None Distribution None O N K K N L K N J K W W W W W W W U W W Buy Buy (addl) Buy (addl)
10/26/10 12/14/10 04/12/10 J K

SEE PART VIll

I. Income Gain Codes: (See Columns BI and 1)4) 2. Value Cod~ (See Columns CI and D3) 3. Value Method Codes (See Cofumn C2)

A =$1,000 or less F =$50.001 - $109,000 J =$15.000 ~ less N =$250.001 - $500.000 P3 =$25,009.001 - $50.00~.000 Q =Apwaisal O Boak Value

B =$1,001 - $2.500 G =$100.0Ol - $1,0~0,000 K =$15,0OI - $50.000 O =$50~.001 - $1,000.000 R Cost (Real Estate Only) V =Olher

C $2.501 - $5,000 111 -$1.0~0,001 - $5.000.000 L =$50,001 - $100.0~ PI =$1,000.0~1 - $5,000.0~0 P4 =More lhan $50.000.000 S =Assessment W =Estimated

D-$5.091 - $15,000 112 -More than $5.000.000 M =$10~,001 - $250.000 P2 =$5.0(KI.001 - $25.000.000 1 :Cash Market

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of I0

Name of Person Reporting \VIENER, JR., JACQUES L.

Date of Report 08/10/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report)


RE: V-GIFTS: NONE AS TRUE GIFTS, BUT ON A RECIPROCAL BASIS-I ACCEPT INVITATIONS FOR HUNTING OR FISHING WITH FRIENDS WHO 1 INVITE TO HUNT OR FISH WITH ME. SOME SUCH RECIPROCAL INVITORS/INVITEE, ARE ATIORNEYS, MANY OF WHOM WERE FREINDS AND HUNTING OR FISHING PARTNERS BEFORE I BECAME A JUDGE. I NEVERTHELESS RECUSE MYSELF WHEN SUCH FRIENDS ARE REPRESENTING CLIENTS BEFORE THIS COURT.
RE: VII-ASSETS OF TRUST FOR BENEFIT Ol: .... :~,~ ..... MEMBER OF WHICH I AM TRUSTEE AS INDICATED IN PART 1. -: -i~

RE: VII-YETA, LLC: PARTNERSHIP ASSET INADVERTENTLY OMITTED FROM PRIOR YEAR.

FINANCIAL DISCLOSURE REPORT Page 10 of 10 IX. CERTIFICATION.

Name of Person Reporting WIENER, JR., JACQUES L.

Date of Report 08/16/201 I

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] JACQUES L. WIENER, JR.


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Potrebbero piacerti anche