AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization USDC/SDNY 5a. Reporl Type (check appropriate q,pe) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Governraent Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) Holwell, Richard J.

4. Title (Article II I judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report

07/21/7011
6. Reporting Period

01/01/2010
to

U.S. District Judge - Active

12/31/2010

5b. [] Amended Report

7. Chambers or Office Address

500 Pearl St. Chambers 1950 New York, NY 10007-1312

8.On the basis of the information eontalned in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ss~th applicable laws and regulations.
Re~e~ing Officer Date

IMPOR TA NT NOTES: The instructions accompanying thls form must be followea[ Complete all parts,
checking the NONE box for each part where you have no reportable information~ Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions,)

D NONE (No reportablepositions.)

POSITION
I. 2. 3. 4. 5. Parmer

NAME OF ORGANIZATION/ENTITY
Van Duyn (SEE SECTION VIll, Paragraph I)

II. AGREEMENTS. (R,porti,g inaivid,~t o,ty; seo pp. 14-16 of filing instructions.)

NONE (No reportable agreements.) DATE

PARTIES AND TERMS

Please see section viii, paragrapgh 2,

1, 8/01/2000

Holwell, Richard J.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Hohvell, Richard J.

Date of Report 07/21/201 I

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~

NONE (No reportable

DATE
I. 2010

non-investment

income.) SOURCE AND TYPE INCOME

(yours, not spouses)

White & Case LLP (post retirement payments fixed at time of retirement on November I, 2003. White & Cse LLP (Pension)

$31,737.96

2.2010 3. 4.

$52,468.44

B. Spouses Non-lnvestment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.) DATE

SOURCE AND TYPE
Self-employed architect

1. 2010 2. 3. 4.

IV. REIMBURSEMENTS - tru.~portatio., lodging, food, entertainment.

(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

NONE(No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

Name of Person Reporting

Date of Report 0712112011

PageFINANCIAL3 of 9 DISCLOSURE REPORT I tlolwell, R~hard J.

NONE ~o reportable g~s.) SOURCE DESCRIPTION VALUE

I. 2. 3. 4.

5.

VI. LIABILITIES. a, aude~ ,ho~e of ,pou~ a,a d~p~,d~,l chiUre,; ~ ~. 32-~J of filing instructions.)
NONE (No reportable liabilities.)

CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Holwell, Richard J.

Date of Report 07/21/201 I

NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting period O)

Amount Code I (A-H)

Gross value at end of reporting period O)

Value Code 2 (J-P)

Transactions during reporting period (0

Type (e.g., buy, sell, redemption)

(2)
Type (e.g., div., rent, or int.)

(2)
Value Method Code 3

(2)
Date mnddd!yy

(3)
Value Code 2 O-P)

(4) Gain Code 1 (A-H)

Identity of buyer/seller (i f private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

Van Duyn Assoc., NY, NY Bell South Common Stock (certificate) Brokerage Account(Schwab Reg) # I Ford Motor Credit Tortoise Energy Infrastrucutres Baird Core Plus PIMCO Mortgage Backed See NY City Muni Wtr Fin, 6/15/31 NY City Muni Wtr Fin, 6/15/24 NYS Dorm Revs St Supp, 2/15/16 PIMCOTotal Return Aston Lake Partners Fund PIMCO Global MultiAsset Schwab Money Market Fund Transatlantic Holding, Inc. Bond Vanguard S-T Inv Grade SPDRS&P Div

E A

Rent Dividend

PI J

W T

A A B D D D C D A B A B D D

Interest Dividend Interest Interest Interest Interest Interest Interest Dividend Int./Div. Int./Div. Interest Interest Dividend

M L L M

T T T T

Buy Buy Buy Buy Matured

07/14/10 07/27/10 07/27/10 06/29/I 0 06/15/10

L K K L N

M M M L L J

T T T T T T Sold 03/25/10 M Buy Buy Buy 03/3 I/I 0 12/16/10 12/16/10 L K K

M N

T T

I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns CI and D3) 3. Value ISlcthod Codes ISce Column C2)

A =$1,0~0 or less F = $50,001 - $ 100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,0~1 - $50.000.000 Q =Apprai~l U =Book Value

B =$1.001 - $2,500 G =$ 100.001 - $1.000,000 K -$15,001 - $50.000 O =$500.001 - $1,090,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1.000,001 - $5,000.000 L =$50,001 - $100.000 PI =$1,000.001 - $5,000.000 P4 =More than $50.000,000 S =As~cs~,mcnl W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000.0OO M -$100.0OI - $250.000 P2 -$5,000.001 - $25.000,000 T -Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Hohvell, Richard J.

Date of Report 07/21/2011

VII. INVESTMENTS and TRUSTS -income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assem) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g.. div., rent. or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

O)
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code I (A-H)

(s)
Identity of buyer/seller (if private transaction)

Date Value mm/dd/yy Code2 (J-P)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Baird Int Muni Bond Fund

A D

Int./Div. Int./Div. Dividend

Redeemed 01/06/10

A A

(pan)
Redeemed 12/16/~0 M

(pan)
Merrill Lynch IRA - ML Pacific Bond Fund Brokerage Acct Schwab IRA #1 - lshares MSCI Aus ldx Fd - MS CAPTRIII - Buffalo Mid Cap - OakmarkEquity Income - PIMCO Total Return D (2009 -partial sale not full sale) - PIMCO Total Return Inst - Schwab Money Market Fund - DowChem Bond - Morgan Stanley Bond (2009 partial sale not full sale) -Terex Corp Bond - Baird I-T Bond Fund - JP Morgan Emerg Mkt Debt Int./Div. PI T Buy Buy Buy Buy 03/17/10 04113110 04/12110 04/09/I 0 K L K K A T

I. Income Gain Codas: (See Columns BI and D4) 2. Value Codes (Sc Columns CI and 3. Value Method Codes 1Sc Column C2)

A =$1,000 or less F ~$50.001 - $100,000 J =$15.000 or less N =$250.0~1 - $500.000 P3 -$25,000,001 - $50.000.000 Q =Apprai~l U ~Book Value

B =$1,001 - $2,500 G =$10O.001 - $1.000.0~0 K $15.001 - $50,000 O = $500.001 - $ 1,000.000 R -Cosl (Real Estate Only) V Other

=$2,501 - $5,000 I =$ 1.000.001 - $5.00~.0~0 =$50,001 - $100.000 PI $1,000.001 -$5,000.000 P4 = More than $50,000,000 =As.c~smenl W =Estimated

D =$5.001 - $15,000 112 =More than $5.000,000 M =$100.001 - $250,000 P2 $5,000.091 - $25.000.009 I =Cash Markcl

E =$ I 5.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Holwell, Richard J.

Date of Report 0"//21/2011

VII. INVESTMEN TS and TRU STS - i.co,.e, ,,al.o, ,.a.sactlo~s a=l.des those o/spouse and dependent children; see pp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period

O) Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 (J-P)

(4)
Gain Code (A-H)

(Q-W)
35. 36. - JP Morgan Strategic Income - PIMCO Foreign Bond

Identity of buyer/seller (if private transaction)

37. - JP Morgan Mortgage Backed Sec (2009 referenced as PIMCO)

38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. White & Case SIP - Pimco Total Return Int./Div. PI T Redeemed 01/08/10 M (part) - Matthewslndia - Ishares TR S&P Mid Cap Brokerage Account Schwab IRA # 2 - Metro West Total Return - Oakmark Equity Income -TCW Total Return - JP Morgan Strategic Income - Permanent Portfolio(PRPFX) - Eaton Vance Global Macro Fidelity Annuity - Fidelity Money Market Fund None T Sold (part) Sold (part) 02/19/10 10/08/I 0 L K Buy 01/08/10 J Int./Div. M T

I. Income Gain Codes: {See Columns B I and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes lSee Column C2)

A =$1.000 or less F =$50.0~1 - $100.000 J=$15,000 or less N =$250.001 - $500.000 P3=$25.000.001 - $50.009.000 Q -Appraisal U =Book Value

B =$1,001 - $2,500 G -$100.0OI - $1.000.000 K $15,001 - $50.000 0 =$50~).001 - $1.000.000 R Co,t(Real E,taleOnly) V =Other

C =$2,501 - $5,1)00 H I =$1,000,001 - $5 L =$50,001 - $ I P1 =$1.0OO.001 - $5,0~O,000 P4 Morethan $50,000,000 S =Assessment W =Estirnalcd

D =$5,001 - $15,000 H2 =More Ihan $5.000,000 M =$100.001 - $250.000 P2 =$5,000.001 - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

VII. IN VESTMENTS and TRUSTS - i.come, valuo, t ......

Name of Person Reporting Hohvell, Richard J.

Date of Repor~ 07/21/2011

tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlons~)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

O)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

O)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

- State Street Money Market Fund - Permanent Portfolio (PRPFX) - PIMCO Global Multi Asset - Vanguard Infl Protection (partial sale in 2009, not total) -TCW High Yield - ING Money Market Fund - Ishares Brazil - Sector SPDR Energy -TFS Market Neutral - PIMCO High Yield - PIMCO Mortgage Backed - SPDR Index SHS S&P China - Vanguard Short Term Inv Grade - Wintergreen (WGRNX) Schwab IRA# 3 - TCW Total Return A Int./Div. T Buy 12/29110 Buy Buy 12/29/I 0 12/23/I 0
K

I. Income Gain Codes: (See Columns BI and 194) 2. Value Codes (See Columns CI and D3) 3. Valuc Mcthod Codes [See Column C2)

A =$1,000 or less F =S50,001 - $100.000 J $15,000 or less N =$250.001 - $500,0D0 P3 $25.000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$ 1,001 - $2,500 G=$100,001 - $1,000,000 K=$15,001 - $50.000 O =$500,001 - $1.090.00~ R =Cost (Real Estate Only) V =O~hcr

C =$2,501 - $5,000 H I =$ 1,000,001 - $5,000.000 L =$50.001 - $100,000 P I =$1.000,001 - $5 P4 =More than $50.000,000 S =Asscssrncnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5,00~,000 M =$ 100,001 - $250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Hohvell, Richard J.

Date of Report 07/21/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of repor~)

I. Regarding Section I: Partner, Van Duyn Associates. Van Duyn Associates is a general partnership formed under New York law pursuant to a restated and amended agreement dated December 21, 1979. ~-] own w th~-r~:;+n, a 60% interest in the partnership which owns the building~,.~.-, .~~

2. Regarding Section I1: White & Case Savings and Investment Plan ("SIP"). White & Case is my former law firm. The White & Case SIP was originally established in 1983. It is a qualified 401(K) plan. Subject to certain qualifications, all employees can participate in the plan and may remain in the plan after retirement. Participants are able to select their investments from among a limited list of mutual funds only. In addition, a brokerage account is also available to participants that allows for additional investments. White & Case Retirement Income Plan ("RIP"). White Case is my former law firm. Tbe White & Case RIP is a defined benefit pension originally adopted in 1985 and is limited to certain partners and employees of the Firm. Tbe RIP provides upon retirement an annual benefit which is a percentage of the total compensation earned by a participant during membership in tbe plan. The contributions to RIP are actuarially determined and are paid by the Firm to a trust fund. 1 am fully vested in the plan. Participants have no control over the trust funds investment. White & Case Partnership Agreement. White & Case is my former law firm. Tbe amended and restated partnership agreement dated August I, 2000 governs the operation of the Firm. The equity partners of the Firm are parties to the agreement. Upon ceasing to he an equity partner, such partners capital account is fixed and distributed in monthly payments over a term of six years. All such payments were made by December 31,2009.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporting Holwell, Richard J.

Date of Report 07/21/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. i further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544