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5b. ~ Amended Rcpola 7. Chambers or Office Address U.S. COURTHOUSE. SUITE 71 I 0 1 COURTHOUSE WAY BOSTON. MA 02210 8. On the basis of the information contained in thi~ Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applieabte laws and regulations. Reviewing Officer Date
[MPORTANT NOTES: rl, e instructions aeeompanying thls form must be followed. Complete alt parts,
checking the ~VONE box for each part where you have no reportable information. Sign on lastpage.
lions.)
POSITION
i. TRUSTEE
NAME OF ORGANIZATION/ENTITY
BROWN UNIVERSITY. RHODE ISLAND
11. AGREEMENTS. Reporting indivlduM onlyz see pp. 14-16 oJfiling instructions~)
NONE (No reportable ~Nreements.) DATE PARTIES AND TERMS
Tauro, Joseph L.
T~t:RO, JOSE~H
A. Fliers Non-lnvestment Income NONE ()Vo reportable non-inve.stment income.) DATE .SOl ;RCE AND TYPE INCOME (yours, not spouses)
3. 4.
B. Spotlse$ Non-I n vestment Income - ~f),,,. ~..,~rr~d d.~Z,,~ anyportion of the repor~ingyear, complete l~iv sectior~
~
I. 2009 2. 3.
4.
NONE (No reportable not~-investmt:nt income.) DATE SOURCE AND TYPE self-employed physical therapist
NONE (No reportable reimbursements.) SOURC~ 1. 2. 3. 4. 5. DATE~ LOCATION PURPOSE ITEMS PAID OR PROVIDED
~ ....
fP ..... Reporting
Date of R~-p~rt
T.~tRo.
[
DESCRIPTION
VALUE
3. 4.
5.
.~
I. 2. 3. 4. 5
FINANCIAL DISC LOSURE REPORT Page 4 of 7 VII. INVESTMENTS and TRUSTS - i ..........
l--] NONE
~ ....
[ P .....Rel, or*ing
Date of Repq*rt
"rauuo, JOSEPII L.
05/06/2010
lue, t ...... ions (Includes tl ....... ~f .vp ...... d dependent children; seepp. 34-60 of filing instructions.) t
......................... ~.A
Ocscr~plion of As~els (including trvs~ asscls) Place "(X)" at/cr each asset cxcmpl from prior disclosure
D
Transactions during reporting ~crmd
~i;--~ ~:~
Amount Co~e I (A-H) Type (e.g.. div.rem. or int.) ]
~ - ~s> ::
Value Code 2 (J P} Value , Mc~hod [ Code 3 ~ (Q-W) T
.)
Type (e g. buy, sell, rcdemplmn)
i.
None
2. i 3. 4. 5.
6.
Interest
Dividend None
K K
J
T T
T
7. 8. 9. 10.
11. 2.
Dividend
A A
13
Dividend Dividend
Dividend
J J
K
"F T
T 01!12/09 J
Sold
(olumbia Mid Cap Grnwlh Fz:nd - -cnd of brokerage acct. AT&T Inc. Verizon Vodafone Comcast Corp. 13 A A A
J K J J J
T T "1" T T
N =$250.~11 - $500.0K1
0 :SS0{l.~0l - $1.000.(~~!
Pl =$l.0f)0.001 - $5.099,000
FINANCIAL DISCLOSURE REPORT Page 5 of 7 VII. INVESTMENTS and TRUSTS .- i,,.,,,~,, oot,e. ,r .....
Date of Report
05,:06/20tt)
NONE
(No reportable
income, assets,
or
transactions.)
Gross vMuc a{ end of reporting period Value Mclhod Code3 (Q-W} Type (e.g. buy, sell. redemption) : Transactions d~ring reporting period
Description uf A~scts (ir~cluding trust assets) Place "(X)" after each asset exempt from prior disclosure
~Amount Type (c g., i Valu~ ~ Code I div.. rent, Code 2 ; IA-HI i ormt) J-PI :
t8. 19.
Fideli~ -IRA, Pension Plan and Pro~t Sharing National Grand Bank Accts.
Dividend
Int.!Div. Int./Div.
K M T Open 08/25/~9 L
20.
21. 22.
2~.
Merrill Lyncti (formerly Banc ofAmerica Investment Services) line 22 cored.- IRA
MeIl.ife 403B (formerly Citistrect 403B~
E
A
Dividend
Dividend
M
K
T
T
24. 25.
Interest
Dat~ or R~p~r~
TACaO, JOSEPll L.
05/06!2010
DateofReport
TAURO, JOSEPH L.
05"06/2010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true. and complete to the best of my knowledge and belief, and that any information nol reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptarlce of gifts ~hich have been reported are in compliance with the prnsrisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INI)IVIDUAL WIIO KNOWINGLY AND \VILFULLY FALSI FIE,ffOffF.~IL,VTO-FIE?UTIHS]~EPORT ~ITk~I~BE,X;LBJECT 1-0 CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Ffi~ancial Disclosure Administrative Office of the United Slates Courts Suite 2-30! One Columbus Circle, N.E. Washington, D.C. 20544