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FINANCIAL DISCLOSURE REPORT FOR CAI.ENDAR YEAR 2009


2. Cour! or Organiz~lion Middle District Icnn~ylvania 5a. Reporl T) pe (check appl opt ia~c I~ pc)

in Government .4c~ of 19 78

I. Person Rlmrling (|as! name. tirol, middle initial) Conner. Christol~hcr C. 4. Tide (A~icie Ill.judges indicale acdve or senior status; magisirale udg~ ind~cale lhll- or parl-lmm)

3. Date of Rrpor( 06/I 1.~2010 b. I{po~in~ Ptrlod 01/01,2009 I .,. 1, .0( 9

Nomi~alion.

[)alc

5b. ~ Amended Report 7. Chambers or Office Address P.O. Box 847 tla~isbur~, PA 17108-0847 8. On Ihe basil llflhe inh~rlnalimi conlained in Ihil Ilrporl Ind Iny modificalion~ pertaining Iherlo, il Is In my opinion, i~ ~i/h applicable lawl and regulaliuns. Re~ic~ing Officer Date

IMPORTANT NOTES: The ins~ruc~i,ms aco, mpanyi,,g this ~,r,,, must be foll,,wed Complete ull part~,
checking the NONE box~r each part ~here you have no reportable in~rmation. S(gn on last page.

NONE (Nn reportable positions,)


POSITION NA M E (,)F ORG,~ N IZATION/ENTITY
Fidehty Ad~iso~ 529 College Savings Plans ~l and #2 Truslce Accounl fll

1. 2.

Cusmdia~ Trustee

II. AGREEMENTS. n~,,,,a.g indivldual onl).; ,ee pp. 14-16 ,![.f!ling in,tructi,m~.)

N ONE (]Vo reportable agreements.) DATE PARTIES AND TERMS

Conner, Christopher C.

FINANCIAL DISCLOSURE REPORT

Page 2 of ] 1

Conner, Christopher C,

05/I 1/2010

II1. NON-INVESTMENT INCOME. cR~por,i.~, i.di,,id.al a.d~. ....


A. Filcrs Non-Investment Income ~ NONE (,~ reportable nott-investment income.) DATE I. 2. 3. 4.

: ,~, p~,. ~7-~ o//ili~ ~.~,~.~o~.~

SOURCE AND TYPE

~
(yours, Iml spouses)

B. Spouses NolloIIlvestlilent ]ilcome - if you were married during any portion of the reporting.rear, complete this
~ NONE ~0 reportahle non-investment income.) DATE I. 2009 2. 2009 3. 4, SOURCE AND TYPE Commonwealth of Pennsylvania The Pennsylvania State University

IV. REIMBURSEMENTS .-,,~,~,~o,,,,,,,.


NONE (No reportable reimbursements.) ~ 1. ~ LOCATION PURPOS~ ITEMS PAID OR PROVIDED

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 1 1

N ....

fP ......Reporting

Da,eofReporl

co,.e,, Christopher C.

I)5/11/2010

~-]

NONE (No reportable gifts.) SOURCE DESCRIPTION

I. 2. 3. 4. 5.

VI. LIAB 1 LITI ES. a,,.i,u~,. ,ho,.e of ,p ...... ~ dependent children; see pp. 32-33 t~f fillng in, truction~;)
~-~ NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 1 l

Name of Person Rrporting

Date of Report 05/I 1/2010

[ Conner, Christopher C.

---]

NONE (No reportalde income, assets, or transactions.) A. Dcscriplion of Assets 0ncluding ~rust asse~s) B Income during reporting period C. (]ross value at end of reporting period Value Code 2 (I-P) D. Transaclions during rcporling period

P~e"(r ar~~e~h ~s~:,


exempt from prior disclosure ............................................... I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17. Metro Bank cash accounts (fomaerly Commerce Bank/Harrisburg) PNC Bank, NA cash accounts Pennsylvania State Employees Credit Union Dow Chemical Company common stock PNM Resources Inc. common stock Conseco Life Insurance Co. - flexible premium life ins pol RENTAL PROPERTY, Mechanicsburg, PA (2004, $302,250) FIDELITY ADVISOR 529 COLLEGE SAVINGS PLAN #1 - FA 529 Diversified International Portfolio - FA 529 Mid Cap Portfolio - FA 529 Small Cap Portfolio FIDELITY ADVISOR 529 COLLEGE SAVINGS PLAN ~2 - FA 529 Diversified Intemaliona! Portfolio - FA 529 Mid Cap Portfolio - FA 529 Small Cap Portfolio MERRILL LYNCII IRRA #I - ML Bank money market account

Amount I Type { l S .
Code I (A-II) renL I div.,in[ ) or

[ Value
Method [ Code3 [ 1 (QW)

Type ( [ l ~ l buy, sell, redemption} _

I Da,o ]Valu
mm/dd/yy . [ J Code 2 [J-P)

Gain
Code I (A-|l)

hlcraity of

buyer/seller {if private t ........ non)

A A A A A A E

Interest Interest Interest Dividend Dividend Interest Rent

J J J J J J N

T T T T T T R

None None None

K K K

T T T

None None None

K K K

T T T

Dividend

2. Value Codes

J =$15,000 or less

K :.$15.00t - $50,000

L -$50,001 - $100,000

M =$100,001 - $250,000

3. Value Ntclhod Codc~

Q =Appraisal

R =Cost (Real Estate Only)

S =Assessment

T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 11

Conner, Chr slopher C.

05/1 I/2010

VI I. INVESTMENTS an d TRUSTS - i, co .... .alue. t ....... lions (Includes :base q Wous, and dependent children: see pp. 34-60 of filing inxtructions.)
NONE (No reportable income, assets, or transactions.)
A. Dcscriplion of Assets (including trust assets} Place "(X)" ~fler each ~et cxcmp~ t~om prior disclosure B. Income du:i~g reporting period ~Amount Y~e : Code I~ div.. rein. ~ 18. - M&T Bank Corp common stock A J Dividend C Gross value a~ end of reposing period D ] ran~acfions d,ricg reporting period

Code 2

Method (t~-W)

buy sell.

~mmdd"yy I Code 2 Code 1 [

buyer:seller transaction)

19.
20 - ConocoPhillips common stock A Dividend J 1"

Sold

9/25/09

2 I. 22. 23.
24.

- Dccre Company common stock - Southern Copper Corp common stock

A A

Dividend Dividend

Sold
- Lord Abbett Value Opportunities Fd Class F (lbrmedy CI A) None K T

10/23/09

25 26.

Sold (pan) Sold (panJ - Marathon Oil Corporation common stock A Dividend K T

07/31/09 08/26/09

K K

27.

28.
29. 30.

- Murphy Oil Corporation common stock


- Consolidated Energy lnc comrnon stock - Tyco Electronics Ltd common stock

A
A A

Dividend
Dividend Dividend

K
K

T
T

3 I. 32. 33.
34

Sold (pan) Sold - Harsco Corporation common stock Notae


Sold

09/I 0/09 9/10.,09

J J

05.11."09

FINANCIAL DISCLOSURE REPORT

~ ....

[P ......Rt.poHillg

DIl of Report

Page 6 of l 1

Conner, Christopher C.

05/I 1,2010

VII. INVESTMENTS and TRUSTS - ~ ........... ~.,.., ........ -,i,,,., (Includt,.~ th


NONE (No r~Tortttble income, assets, or transaclion.s.)
Dcscriptioe of Assets (iacluding trust assets) Place "(X}" at~er each asset exemp~ from prior disclosure Income during reposing period Anlount [A-H} ~}T (c.~., ally,, rcnl, or int.) (;ross value at olrcpo~ing period Value Code 2 (J-P) Value Method Code 3 ~ Type (cg, buy, sell, [ rcdcmpti,m) [)a~e Value~ G~n mm,ddyy Code 2 ~ Code I (J-P) ~ (A-Ill ~ ldcnlity of bu~er/~cl[cr 0f pri~atc transaction)

i
I 35.

- Tyro International l..td common stnck

Dividend

36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47 48 49 50. 51. - Franklin Limited MaTurity US Govt Securities Fund A A Dividend - Prt~cter & Gamble Co. comnum stock A Dividend - Fidelity Advisors Inflation Prolected Bond Class I l} Dividend L T - SPDR Gold Trust exchange traded funds Nor+e

Sold (part) St~ld (part) Sold

9il5/09 9/25/09 10/12;091

K J 3

D C A

Sold

12/22109 !

Sold (parl) Sold (part) Sold (part) Buy (addl) Sold (pall) Buy Sold Buy [].uy (addl) Sold

03/03/09 04/13/09 07/13/09 09/I 1/09 10/13,,09 03.,05/09 9/I 1/09 05/14."09 09,09/09 12/10,09

J J J K J J J K K L A A A A A

FINANCIAL DISCLOSURE REPORT Page 7 of 11

r~ .... ! P ...... Reporting

D,,t. of Report

c ...... r, Chr st,,Vher C.

0~.t V~O~0

NONE (No r~Tortahle income, assets, or tran.~actiom.) A. Description of ASSelS (including l~st .... ts) Placc"(X}"aflcreachassct exempt frnm prior disclosure B. [
Income tlurilig

] C. Gtnss value al end ~

D. Ttansacuons during rCpUlth~g pcriod (5) Identity of buyer/seller (if private Iransaction)

reporting period ~:Amun, T)pc(e.g., : Code I , div., rc~t, I (A-ID [ or im.I ~ Value Code 2 {J-P) Value T~pclc~, , Mclh~,d buy. sell. Ct}dc 3 redcmp:ion} (Q-W) ~ T Buy Buy (addl) Buy (addl) Iluy (addl) [late Value / Gain mm,ddyy Code 2 [ Code I (I-P) (A.Ill

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

- Fidelity Advisors S~ra~cgic Income Fund

Divideud

08.03.09 K 09.09,09 09/I 1:09 09;28/flq 08.,27/I)9 09/09/09 09,11/09 09/28/09 10/21/09 12/14/09 12/22/09 J K K J J K K L K

- Tcmpleton Global Bond Fnnd

Dividend

Bu~, Buy (addl) Buy [addll Buy laddl) Buy ~ addl)

- ING Global Bond Fund Class A

Dividend

Buy Buy (addl)

MERRILL LYNCtl IRA #2 (Ibnnerly referred to as IRRA #2) - Ivy Global Natural Resources Fund, Class . Ilenderson International Opportunities Fund Class 13 BROKERAGE ACCOUNT - ML Bank USA money market account - Ilenderson European Focus Fund A

Dividend

lnterest None

"1-

FINANCIAL DISCLOSURE REPORT Page 8 of 1 1

N ..... fP ..... R.por,i,,~ co..e,-, Chrislopher C.

O.,of.c~.o. 05/I I,2010

NONE (No reportable income, assets, or transactions.) Description of Assets (including trust ~scls) Place "(Xy alicr each asset exempt I$om prior disclosure hwome during t~orhng period Amounl Code I i (A-lb Type (c.g div., rent,
orirL)

[ Oro~s *a[u at end of reporting period I


]

Transactions during tcpt~rhng pcrkM

Value Code 2

Value Mc~hod

Type (c~.,

buy ~ell.
rcdcmplion)

Dal Value mmdd,y) , Code 2


~ {IP)

Gain Code I
[ L,-ll)

hkmlily of
(,fptlvatc

(,l-[)(,,de 3

69.
70. - Hcndcrson Global |:quily Fund (.!lass A A [)b, ider~d

Sold

3127/09

7 I, 72. 73.
74.

Sold - iShares Silver Trust ETF Nonc Buy Sold


Buy

3127;09 0111)2/09 2/27/09


4ii;I19

J J J
J

75. 76. 77. 78. 79. 80. gl. 82. 83. 84. 85. - FT 1790 Target Focus 4 fund A Di, idend TRUSTEE ACCOUNT - M L Bank money market account - Van Kampen Unit Trust 683 CSD ED Stra~ Cohen & Steers Msl - Lord Abbctl Bond l)cbenturc Fund Class A A D D Intercsl Diddend Divideod J L T T

Sold (pan) Sokt

4.15/I)9 5/14"09

Sold (part) Sold (part) Sold

113/25;09 04/02~09 7/17/09

K K J

Sold (part)

7/27:09

FINANCIAl, DISCLOSURE REPORT Page 9 of I 1

..... ......
Conner, Chrislopher C.

05/I 1/2010

NONE (No reportable income, assets, or transactions.) A. (.inchtding ~m~t assc~s~ Place "(X)" after each asset exempt l?om prior disclosure B. repo~i~g period (0 ~ (2) Amount i 7>~c (e.g., div., rent. ~ Code I (A-H) orinl.) (" of rcptn~ing pcrio~_ ~) Value Value Code 2 Mct}:t~d LI-P) Codc~ (Q W) D

T~ ~c g., boy, sell, / rctlcmplion) / Sold

Dale [ Value Gain mm~detyy ~ Code 2 ~ (~dc I ] O-P) , {A-I{)

Identity of buyer/seller litprivate transaction)

86.
87. 88. - Certificate of dcposil, Goldman Sachs Bank USA B Intcrc~.!

I I ~02 1)9

Sold

9,2309 L

89. 90. 91. 92. 93. 94. 95. 96.

- Certificate of deposit, Capital One NA McLean - Cerlificate of dcposil, First Business Bank - Certificate of deposit, BMW Bank of Nortl Anaerica

A A B

Interest Intercs! Interest

J J

T T

Buy Bny Buy Sold

2/26;09 341)9 3/3 I.,09 ~q !20/09 7;2409 I)8/21/09 09/02,09 11,05:09

J J L L J L L K

- Certificate ofdcposfi, DN Midfirst Bank - Certificate of deposit, DN Bank ttapoalim [WI NY - Franklin tllgh Yield Tax Free Income Fund Class A

A B A

ln~eres~ Interest Dividend

J L I.

"1 T T

Buy Buy Buy lluy (addl)

Page 1 0 of 1 1

Conner, Christopher C.

05/I I,2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Pagell ofll IX. CERTIFICATION.


I certify tha! all information given above (including information pertaining to my spouse and min~r or dependent cMhlrcn, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any in formalion not reporled svas withheld because II met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and hou~raria and the acceptance of gifts which have been reported arc lu compliance with the provisions of 5 U.S.C. app. 501 el. seq.. 5 U.S.C. 7353, and Judicial C~mference rcgulati~ms.

Signatur,

NOTE: ANY INDIVIDUAL WIIO KNO\VINGLY AND WII,FULL~" FAioS1EIES OR FALLS TO FII,E TillS REPORT [~IAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS {5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies lo: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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