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Reporl Required by the Ethics in Government Act of 1978 0 u.s.c, app..~;.{ 1oi-t11)
3. Date of Report 05/t4/2010 6. Rep~rtlng Period 01/01/2009 to 12;31/2009
i. Person Reporting (last name, first, middle initial) Jordan, Kent A. 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicatg f~ll- or part-time) Circuit Judge
[] lnilial
,,
5b. [] Amended Report 7. Chambers or Office Address 844 King Street Lock Box 10 Wilmington, DE 19801 8. On the basis of Ihe information contained in this Report and any modiflcatiol~s pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Offiter D ate
IMPORTANT NO TES: The instructions accompanying this form musl be followea~ Complete all paris,
checking the NONE box for each part where you have no reportable information Sign on last page.
I. POSITIONS. ~R~,a,s
~] NONE (No reportable positiora.)
POSITION
1. Member of Executive Committee
NAME OF ORGANIZATION/ENTITY
Richard S. Rodney Inn of Court
2. 3. 4.
II. AGREEMENTS. (Reporting individ.al onl);" see pp. 14-16 of flllng instructions~)
[~ NONE (No reportable agreemems.) DATE I. PARTIES AND TERMS
Jordan, Kent A.
[ Date of Report
05/14/2010
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; :;ec pp. 17-24 of filing instracaons,) A. Fliers Non-Investment Income
[]
I. 2/2009
NONE
(No reportable
DATE
non-investment income.) SOURCE AND TYPE INC.~QME (yours, not spous*s) $8,000.00 $10.000 $8.000.00
Vanderbilt University * teaching University of Pennsylvania School of Law - teaching Vanderbilt University - teaching
2.09/2009 3.09/2009 4.
B, Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) ~ NONE (No reportable non-investment income.) DATE 1.1/09-3/09 2. 3. 4.
5.
4/1/09
Philadelphia, PA
Speaker at program
transportation
6.
4/7-8/09
Boston, MA
Reporting
DateofReport
05/14/2010
6/18-20/09
conference participant
9.
Vanderbuilt University
10/1 l-18/09
leach
11. 12.
1. 2. 3. 4. 5.
[~
CREDITO~
I. 2. 3.
DES~RIPTI~)N
VALUE CODE
5,
NameofPerson Reporting
Date of Report
05/14/2010
tions (Includes those of sp ..... nd dependent children; see pp. 34-60 of filing instructions.)
[---] NONE (No reportable income, assets, or transactions.) B. Income during reporting period AmountI Type(e.g., Code I [ div.,rent, C. Gross value at end of reporting period Value COde2 D. Transactions during reporting period
I Value
[ Method (Q-W) ....
l. Schwab U.S. Treasury Money Fund 2. 3. 4. 5. 6. 7. 8. 9. I 0. 1 l. 12. 13. 14. 15. 16. 17. Loomis Sayles Bond Galeway Index Plus Fund
Dividend None
K J
T T Buy 01/05/09 J
Buy
01/07/09 J (addl) Sold (pan) Sold 02/24/09 Buy (addl) None K J J J J J J J J J J T T T T T T T T T T T Buy Buy (addl) Buy (addl) Buy (add]) Buy (addl) 02/20/09 J 04/13/09 J 01/22109 K 01/29/09 02/24/09 03/24/09 04/28/09 J
A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Buy 05/27/09 (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) 06/23/09 07/28/09 08/25/09 09/22/09 10/27/09
Date of Reporl
Page 6 of 10
VII. INVESTMENTS and TRUSTS - ~.co ..... t.., ,, .... ao.,~ a.ct.~ ,hos. oSs~ ..... d ae~,~.a., chuar..;
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including !.rest assets) B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporling period
05/14/2010
~,T-T .....i~) .....T ~i)--I--~) i ..... -f-i) .... i-(-~i--~ i~i-?-(,-Tj ..........i~S .....
,\mon,t T>~(0.g.,
(A-H) [ orint.)
(J-P) ~ (A-II) I
(ifprivate
18. 19. 20. 21. 22, 23. 24. 25, 26. 27. 28, 29, 30, Ivy Asset Strategy Gateway Index Plus Fund Rydex Inverse GoD Long
A A
J J
T 3"
Buy (addq) Buy (addl} Buy Buy (add]) Sold (pan) Sold
11/24/09 12/1 ~/09 01/22/09 01/29/09 03/20/09 04/02/09 04/02/09 04/!4/09 06/26/09 09/25/09 !t2/22/09 ! 04106/09 04/13/09 J J
None
A A A
3 J 3 J
T T T T
31.
32, ProFunds Rising Rates Opportunity Fund
Dividend
None
(addl)
Buy
Buy
12/10/09
05/28/09
33.
Buy
07/08109
(par0
07/31/09
(See Colu~
0s/J4/2010
tu,, , ..... hans (Includes those of spauae and ~pendem church; seepp. 34-60 O/~g ~xtructions.)
~o)
:: Amount ~ Cede I ~ (A-H) :
~)
T~ (e.g., div., rent, or int.)
o) [ ~
Value C~c 2 (J-P) [ Value Me~od C~e 3 (Q-~ .......
o)
T~ (e.g,, buy, sell, redemption)
~) ~) .... ~ ...............~--~
Date ,m~d~ ~ ~ Value C~e 2 (J-P) Gain Code I (A-H)
.............
Sold
[ ............................................. ~
08/18/09 06/03/09 06/30/09 07/31/09 08/31/09 09/30!09 10/30109 1/30/09
12/31/09
J K
K J J J J J J
J
T T T T T T T
T
(addl)
Buy (addl) Buy (addq) Buy
(addEl Buy
(addl)
44. American Fund Growth Fund of Am. None J T Buy 07/22/09
45,
J
A Dividend J
T
T
Buy
(addl)
08/31/09
46.
(addl)
Buy Buy (addl) [~uy (addl) Buy (addl) Buy
Buy
12/2 ]/09
None
J J
T T T T T
.I J J
Oa~e ot R~,,,~
05114/2010
] Value T~ (e.g., ~: Date :: Val~ Gain ] Mc~ buy, sell, ~m~d~yy :: C~e 2 Code I redemplion) [ Code 3 [ (J-P) : (A-H) (Q-~ .... r ~ trade,ion) T T T T T Buy (addl) Buy (addl) Buy Buy (addl) Buy (addl) 09/I 5/09 J 09/30/09 J 10/30/09 11/30/~ 12/31/09 J
52. 53. 54. 55. 56, 57. 58. 59. 60. 61. 62. 63. 64. 65. Fideli~ lnves~ent - DelawareCollege Investment (~ Fideli~ lnves~ent - Delaware College Investment (~ FideIi~ Investmenl - Delaware College lnves~ent (Y) Fideli~ Inves~enl - Delaware College {Y) ING Direct (Money Market Accts) (Y) Texaco/Chevron Corp. Common Stock Texaco/Chevron Corp. Common Stock Texaco!Chevron Corp. Common Stock A A A Dividend Dividend Dividend A A A A Dividend Dividend Dividend Dividend
J J J J J
J J
T T
A =$1,000 or less
C =$2,501 - $5,000
D =$5,001 - $ t5.000
E =$15.001 - $50.000
Date of Report
] N ....
[ Jord.n, Kent A.
D.,eofR I po
05/1412010
I certify that all information given above (including information pertaiedng to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signatur~
NOTE: ANY INIDIVIDUAL ~ViIO KNOWINGLY AND WILFULL FALSIFIES ( AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544