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R. 1/20,0
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I
I. Person Reporting {last name, first, middle initial) Hancock, James H. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-tlme) Senior U. S. District Judge
7. Chambers or Office Address U. S. Courthouse, Ste. 681 1729 5th Avenue North Birmingham, AL 35203
5b. [] AmendedRepon 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulalions. Reviewing Officer Date
IMPOR TANT NO TES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on lastpage.
N~ME OF ORGANIZATION~NTITY
,. 1
-:3
.~
Hancock, James H.
I
[
~108/2010
IlL NON-INVESTmeNT INCOME. (~,vo,a,~ i, ai~a,~t,,a.,~ .... ; ~,~ ~v. ~-2~ o/~i,~ ~,~,~no,,.)
A. Filers Non-Investment Income NONE (No reportable non-investment income.)
DA~
I. 2. 3. 4.
SO~CE A~ ~PE
~COME
@ou~, not s~es)
B. Spou ses Non-Inves tment Income - tf ~ou w,,~ ma~i~d du~ng any ponion of th~ ~poning year, comp&~ th~s sectio~
(Dollar ~ount not required ~ceFl for honororia.)
SO~CE A~ ~PE
4.
LOCATION
Gallatin Gateway, Mon~na
~
Se~n~ for F~eral and State Supreme Cou~ Judg~ ~d ~w Profe~o~
1.
2. 3. 4. 5.
~, o~,o~
04/08/2010
1. 2. 3. 4. 5.
VI. LIABILITIE S. a,a,a,., ~o,, o:,p ...... d dependent children,- see I~P. 32-33 of fill.g instructlon~)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3.
4.
DESCRIPTION
VALUE CODE
5.
Page 4 of 7
VII. INVESTMENTS and TRUSTS -i,om~. ,,t,~., ..... ao,~ a,~t,~e~ ~ho,e of .~,o~e
~] NONE
~o reportable
income, assets, oF transactions.) B. Income durlag repo~ting period Amoun (I): Code
(A-H)
A. Description of Assets (including trust assets) Place "CA)" a~er each asset exempt from prior disclosure
C. Gross value at end of reporting period (0 (2) Value Value Code 2 Method
(J-P) Code 3
Date mm/dd/yy ,
Value Code 2
(J-P)
Gain Code I
(A-H)
Identity of buyer/seller
(if private
(Q-W) I. 2. 3. 4. 5. 6. 7. 8. Exxon Mobil - Stock CMA Tax Ex. - Money Mkt. BP Amoco - Stock ING Ser Fd Inc Growth Income Fd - Class A - A Mut. Fund Archer Daniels Mdl. - C Stock Morgan Stanley - Stock Regions Bank - Ck Acct. Et Paso Corp. - Stock D A B B B A A A Dividend Interest Dividend Dividend Dividend Dividend Interest Dividend N L K M K J J J T T T T T T T
trartsactiot~)
2/9/09
9.
10. 11. 12. 13. 14. 15. 16. 17.
A
B B A A B A A A
Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J
K K J J K J L J
T
T T T T T T T T
1. Income Gain Cnd~s: ($ec Columns BI and D4) 2. Value Cod~ {See Coltwngl CI and D3) 3. Value Method Codes (See Column C2)
A -$1.000 ot less J -$ I 5.000 or legs N =$250,001 - $500,000 P3 -$25.000,00 t - $50.000,000 Q -Appraital U -8ook Valoe
B =$1.001 - $2,..q30 K -$15.001 - $50,D00 O =$500,001 - 51,000,0~0 g ,,.Cost (Real Esm Only} V ,=O:he~
C -$2.~01 - $5.000 L -550,00| . $100,000 P! =$1,000,001 - $5,000,000 P4 =Mor~ than 550,000.000 S -Assessment W =Estirr~ed
E ~$15.001 - $50.000
Date of Report
Page 5 of 7
VII. INVESTMENTS and TRUSTS - i .... ,, val.,
~aneock, James n.
ttansaenon$ (Includ~ thus* of spouse and dependent childr,n; $, pp. 34-60 of filing instructions.)
04/08/20
(Q-~
18. W~te Management - St~k A Dividend J T
19.
A A
Dividend
20.
~eris Banco~
Dividend
21.
Interest
22.
None
Sold
08/24109
23.
Ques~r- St~k
Dividend
24.
A A
Interest
25.
Dividend
26.
Em~son El~trie
Dividend
27.
Dividend
28.
Comerica-Stock
Southern Company- Stock Vulcan Materials- Stock
Dividend
29.
D C
Dividend Dividend
M L
T T
30.
31. 32.
Dividend Dividend
J K
T T
33.
Conagra Foods
Dividend
34.
Dividend
1. Income Gain Codes: 2. Value Codes (See Columns Cl and D3) 3. Value Method Codc$ (See Column C2)
A =$1.000 or less J ~$15,000 or less N =$250,001. $500.000 P3 =$25.000.001 - $50,000,000 Q =Apprai~l U =Book Value
B =$1,001 - $2.500 K =$15,1X)I - $50.000 O =$~;00,001 . $1,000,000 R =4::osi (Real Estate Onl)) V =Other
E -$1S,00l - $50.000
Line 4 Line 22
On 2/9/09 exchanged 1: ] shares oflNG FIN. SVES. FUND (in a lax free exchange) for ING SER FD INC GROWTH INCOME FUND CLASS A
"]shares of
On 8/24109 sold shares of Colonial Bancgroup common stock for a total o!~:] experiencintg almost 100% loss.
04/08/2010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provifion$ permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. 501 eto seq, 5 U.S.C. 7353, and Judicial Conference regulations.
Signaturel NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Commiltce on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544