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1/2011
Report Required b,t the Ethics in Government Act ofl978 (5 U.S.C. app. ,.,q,~q I01-111)
I. Person Reporting (last name, first, middle initial) Watkins, William K. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or parl-time)
[] Initial
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Rosewood Martin, LLC DQV, LLC Powermaster, Inc.
II. AGREEMENTS. R,ro~ang individual only: see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS
Watkins, William K.
III. NON-INVESTMENT INCOME. ( Ropo,ing indi,,Uuut und spouse; see pp. ! Z-2 of , l l.g ins~.uc, io,s.)
A. Filers Non-Investment Income
[~]
1.4/15/2010 2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
1. 2010 2. 3. 4.
2. 3. 4. 5.
V. GIFTS. anelud, those to s, ouse a,d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5. DESCRIPTION
VALUE
VI. LIABILITIES. a.cl.des those o~" spo.se and de~,e.dent children; see pp. 32-33 of filing instructions.)
~] NONE (No reportable liabilities.) CREDITOR 1. Wells Fargo Bank (Name change from Wachovia Bank on prior report) Troy Bank and Trust Company Regions Bank DESCRIPTION DQV, LLC Real Estate Loan VALUE CODE N
2. 3. 4. 5.
L J
c VII. INVESTMENTS and TRU STS -incomo, value, ~ ....tio.~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period ~ O) i Amount ,, Code I , (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (0 (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period (i) Type (e.g.. buy, sell, redemption) (2) Date mm!dd!yy (3) Value Code 2 (J-P) (4) Gain Code I (A-H) (5) Identi~y of buyer/seller (if private transaction)
(Q-W)
I. 2.
3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.
Rental - DQV, LLC (51% interest), Troy, AL *See VIII Pike Co. AI. Farm #1
Farm (I/4 interest), Coffee County, AL North Carohna Jackson Co.,,,~. ~.. ~,~ (Appraisal 7/23/04) North Carolina, Jackson Co *See VIII North Carolina Land, Jackson Co. (Appraisal 8/8/02) Barn Property Troy, AL Pike Co. AL Farm #3 Pike Co. AL Farm r4 - Mineral Pike Co. AL Farm #5 - Mineral Pike Co. AL Farm #6 (19% interest) Pike Co. AL Farm #6 (19% interest) Mineral WE, LLC (50%interest) Powermaster, Inc. O/3 interest) Wells Fargo Advisors Brokerage Cash Regions Financial Corp. - common American Funds- Investment Co. of America Class C Share
Rent None
None None None None None None None None None None None None
N O
L M K N K L J J K J J K
A A A
T T
I. Income Gain COdes: (SccColumns BI and D4) 2. Value Codes (See Cohlmns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F $50.001 - $10~.000 J $15.000 or less N $250.001 - $500.000 P3 = $ 25.000.001 - $ 50.000.00~ Q -Appraisal U =Bt~k Value
B $1,001-$2.500 G =$100.001 - $1.090.000 K =$15,001 . $50.000 O =$500.001 . $1.000.000 R =Cosl (Real [state Only) V =Other
C =$2.501 . $5.000 III =$1.000.001 -$5.009.000 L =$50.001 . $10~.00~ p I =$ 1.000.001 - $5,000,000 P4 = M o~e than $ 50.000.000 S =Assessment W =Estimated
D :$5.001 - $15.000 112 =Morcthan $5.000.000 M =$100.001 - $250.000 p2 = $5.000,001 - $25.0~0.000 T Gash Markd
E =$15,001- $50.000
olue, VI 1. INVESTMENTS and TRUSTS - ;nco .... transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (2) i (I) Amount Type (e.g., Code I div., rent, (A-H) or int.) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Date Value mm/dd~,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
Gross value at end of repotaing period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30.
31.
Wells Fargo AdvisorsSEP-IRA Brokerage cash *See VIII Wells Fargo Common Stock E.D. Moseley Note Wells Fargo Bank (formerly Wachovia Bank) - Dimensions Acct. Principal: Variable Univemial Life Policy Principal #302 Universal Life Variable
A A
A A A A A D
U T T T T T
Norlhwestem MutualTM 010 Extraordinary Life American Funds- Investment Co. America Class A Shares American Funds- Capital Income Builder Fund Class F Columbia Seligman Communications & lnfo. Fund Class C American Funds - Wash Mutl Invs Fd Inc Class A Shares Colonial BancGroup Inc. General Electric Common Stock
Kraft Foods Class A
Dividend None
A
A
Dividend
Dividend
Sold
Sold Sold
07/07/10 J
07/07/I 0 J 07/07/10 J
32. 33.
34.
A A
A
Dividend Dividend
Dividend
Sold
07/07/10 J
1. Income Gain Codes: (Scc Columns BI and IM) 2. Value Cods (S, ColumtLs C| and D3) 3. Value Method Codes ~See Column C2)
A =$1.000 or less F ~$50.001 - $ 100,000 J =$15,000 or less N =$250.0OI - $500.000 P3 =$25.000.001 - $50.090,000 Q -Appraisal U -Book Value
B =$1,001 - $2,500 G -$ 100.001 - $1,000.000 K =$15,0OI - $50.0~O O $500.001 - $1,000o000 R -~Sost (Real Estawe Only) V =O/hta"
C =$2,501 - $5,000 ! I I =$1,000.0OI - $5.000.000 L =$50.001 - $100.000 PI =$1.000,001 - $5,000,000 P4 =More than $50.000.000 S =Assessmen! W Eslimatcd
D =$5.0OI - $15,000 112 =More than $5.000.0OO M =$100.001 - $250,000 P2 =$5.O00,0OI - $25,000.0OO T -~ash Markc~
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transaction~ anclud~ those of spouse and dependent children; see pp. 34-60 of filing instruction~)
"--] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) " O) B. Income during reporting period (2) C. Gross value at end of reporting period 0) (2) (I) (2) (3) (4) (5) D. Transactions during reporting period
] Amount
I Code 1 (A-|I)
Type (e.g.,
div., rent, or int.)
Value
Code 2 (J-P)
Value
Method Code 3 (Q-W)
Type (e.g.,
buy, sell, redemption)
Date
Value
(J-P)
Gain
Code I (A-H)
Identity of
buyer!seller (if private transaction)
mm!ddP~y Code 2
35. 36.
A A
Interest Interest
J L
T T
Open 07113/10
1. Income Gain Codes: (See Columns B I and D4 ) 2. Value Cod,-s (Scc Columns CI and D3) 3. Value htcihod Codes (See Column C2I
A =$1,000 or less F =$ 50,001 - $ I 0~.000 J =$15.0tqO or less N $250.001-$500.000 P3 =$25.000.001 - $50.000,000 Q -Appraisal U Book Value
B -$1,001 - $2.500 G =$ 100.001 - $ 1,000.000 K =$15.01)1 - $50.000 O=$500.001-$1.000.000 R -~?os! (Real Estate Only) V =Other
C =$2.501 - $5,000 I I 1 =$1,000,001 - $ 5.000.000 L =$50.0OI - $100.000 P I =$1.000.001 - $5.000,000 P4 =More than $50.000.000 S =Assessmen! W =Estimated
D =$5.001 - $15,000 112 = More t ha n $5.0OO.000 M =$100.001 - $250.01]O P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15.0~1- $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544