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FINANCIAL DISCLOSURE REPORT [

FOR CALENDAR YEAR 2009

Repo,tin GovernmentRequired ActbY theoflgZ

(5 u.s.c, app. lOl-II l)

I. Person Reporting (last name, first, middle initial) GRIFFIN, R/CHARD A. 4, Title (Article 1II judges indicate acti,~e or senior status; magis~:rate judges indicate full- or part-time) CIRCUIT JUDGE, ACTIVE

2, Court or Organization 6TH CIRCUIT US COURT OF APPEAL 5a. Report T~pe (check appropriate t~pe) [] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 04128/2010 6. Reporting Period 01/01t2009 to 12/3112009

5b. [] Ammded Report 7. Chambers or Office Address 13919 S. WEST BAYSHORE DR. SUITE 208 TRAVERSE CITY, M149684 8. On the basis of the information contained In this Report and any modifications pertaining thereto, It is, In my opinion, In compliance with applicable laws and regulations. Date

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed, Complete allparts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY..

S.

Fi"l

II. AGREEMENTS. (Rporang iadlvldual

~ NONE (No reportable agreemems0 ~
1. PENSION PL

pARTIES AND TE~S

MICH. ~DGES ~TI~M~NT SYSTEM, DEFINED B~EFIT 234 P.A. 1992, AS AMENDED BY 95 P.A. 2002

Griffin, Richard A.

FINANCIAL DISCLOSURE REPORT

Name of Person Reportiag

Date of Repor~

Page 2 of 6

GRIFFIN, RICHARD A.

04/28,2010

IlL NON-INVESTMENT INCOME. ~Repo,,i,g individual and ~pouse see pp. 17-24 of fding instructions.)
A, Filers Non-Investment Income NONE (No reportable non-investment income.) DATE
I. 2. 3. 4.

SOURCE AND TYPE

INCOJ~tE
(yours, not spouses)

B. Spouses Non-Investm ent In come - 1/.you w~re married during any portion o/tht reporting ),ear, compiete this section.
(Dollar amount not required except for I~onoraria.)

NONE (No reportable non-investment income.) DATE

1.
2.

SOURCE AND TYPE

3.
4.

IV. REIMBURSEMENTS - ,,~,~,o,t,tio,~

lodging, food, (Includes those to spouse and dependent children; see pp. 2J-27 of filing instructions)

,nte_rtalnmcnt;

NONE (No reportable reimbursements.)

SOURCE
I.
2. 3.

DATE~

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

4. 5.

FINANCIAL DISCLOSURE REPORT

Page 3 of 6

N ....

[Person Repor~iag

Da~e Of Repor~

GRIFFIN, RIEIIARD A.

04128/2010

1
V. GIFTS. a.et.d~,ho~e ,o ~p .... .a dependent children; see pp. 28-31 of filing instructions.)
[] NONE (No reportable gifts.) SOURCE
I.

DESCRIPTION

VALUE_

2. 3. 4. 5.

VI. LIABILITIES. a~cl,de~ ~ho~ o~,o~ ~d ~r~do,~ children; seept~ ~2-3~ of Jdi~g instruc~ians~)
NONE (No reportable liabilities.) CREDITOR
1.

VALUE CODE

2, 3. 4. 5.

FINANCIAL DISCLOSURE REPORT [ GRIFFIN, R1CtIARD A. Page 4 of 6

04/28/2010

VII. INVESTMENTS and TRUSTS -- ~eo..e, ,,ot.e, , .... aio,~ (lnchwl~s those of,pause and dependent children; see pp. 34-60 of filing instructions.)
I-~ NONE reportable income, assets, transactions.) or (JVo
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during [ reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) orint.) C. Gross value at cud of reporting period (1) Value Code 2 (J-P) T3~e (e.g., buy, sell, reden~ption) D. Transactions during reporting period

Date

Value I Gain

Method Code3 [ (Q-W) Value T

mm/dd/yy Code 2 [ Code I (JP) I (A-It) [

Identity of buyer/leller (if private ~-ansaction)

1.

HUNTINGTON NATIONAL BANK ACCOUNTS MICHIGAN JUDGES P, ETIKEMENT SYSTEM, PENSION PLAN

Interest

2.

None

3.

11. 12. 13. 14. 15.

!. Income G~n Co~c~:

A -$ 1,000 or less

B ,=~ I ,~ ] - $2,500

C ~2,501 - $ ~,~

D =S ~.~ I - $15,000

E ~ 15,00 ] - $50.~0

(S~ Columns CI and D3) 3. V~ Melhod C~= ~S~ Column ~)

N =$250.~ I - $5~,~0 P3 =$25,~0,001 - $50,~0,000 Q =Appral~ U =Book V=~

O =$500,001 - $1,0~,0~ R ~Co~ (~eal ~tme Only) V -O~=

PI =$1,~,~1 - $5,~0.0~ p4 =More th~ $50,~,~ . S =~s~ment W =~timated

P2 =$5,~0,~1 - $25,~,~ T ~ Market

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 5 of 6

i CR~VWN, mCHARa A.

04~8,2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (IndlcalepartofReport.)

SECTION VII., LINE 2 - MICHIGAN JUDGES RETIREMENT SYSTEM, DEFINED BENEFIT PENSION PLAN (1992 P.A. 234, AS AMENDED BY 95 P.A. 2002) - CONTINGENT ON MEETING AGE AND SERVICE REQUIREMENTS

FINANCIAL DISCLOSURE REPORT

Page 6 of 6
IX. CERTIFICATION.

~,n,e of Person Reporting

GRIFFIN, RICHARD A.

Date of Report

04t28~010

I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been repor~:d are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WilO KNOWINGLY AND W1LFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544