Sei sulla pagina 1di 7

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Rogers, Judith W. 4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization D.C. Circuit 5a. Report Type (check appropriate type) ] Nomination,
[] Initial

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report 04/29/20 6. Reporting Period 01/01/2010 to 12/31/2010

Date
[] Annual [] Final

Circuit judge, active

5b. [] Amended Report

7. Chambers or Office Address

U.S. Court of Appeals 333 Constitution Av., N.W. Washington, D.C. 20001

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The ingtructions accompanying this form must be followea~ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P OSITI ON S. tRevorang individual only; see pp. 9-13 of fillng instructions.)


~] NONE (No reportable positions.) POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)


~] NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Ro_clers, Judith W.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Rogers, Judith W.

Date of Report 04/29/2011

II I. N O N-INVES T MENT IN C O ME. (Repo.ing individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income [] NONE (No reportable non-investment income.)
DATE
1.2010 2. 3. 4.

SOURCE AND TYPE


D.C. Judges Retirement Fund

INCOME
(yours, not spouses)

$96,147.40

B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertalnmen~


(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

[]

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Rogers, Judith W.

Date of Report 04/29/2011

V. GIFTS. anelnde, ,ho,e to spo .....d dependent children; see pp. 28-31 of filing instructions.) D NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5. C. Marvin necklace

DESCRIPTION

VALUE
$1,200.00

VI. LIABILITIES. anetuaes those olspouse a.d dependent children; see pp. 32-33 of fihng instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Rogers, Judith W.

Date of Report 04/29/2011

VII. INVESTMENTS and TRUSTS - inco,,e, v,lue, tr,,~ctions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)

1. 2.

SunTrust Bk. Am.Fds: Inv. Co. of Amer.

A D

Interest Dividend

M N

T T

3.
4. 5. 6. 7. 8.

Am.Fds.: Wash. Mut. Inv. Fd.


Am.Fds.: New Persp. Fd. Am.Fds.: Growth Fd. Amer. Am.Fds.:Cap.Wrld.Gwth & Inc. Fd. Am.Fds.: Sm.Cap.Wrld.Fd. Am.Fds: New World Fund-A

D
D C C A A

Dividend
Dividend Dividend Dividend Dividend Dividend

N
N N M L J

T
T T T T T T T T Buy (addl) Buy 03/24/10 03/24/10

Buy (addl) Buy (addl)

03/24/10 03/24/10

J J

J J J K K

9. 10. 11. 12. 13.


14.

Am.Fds: Capital World Bond Fd-A Am.Fds:Capital World Bond Fd-! Am.Fds: New World Fd-A Am. Fds: US Govt Sec. Fd.-A Inc. Fd. Amer. (IRA)
Am.Skd: T.Rowe Price Lg Cap Growth

A A A A D

Dividend Dividend Dividend Dividend Dividend


None

J K K L

Buy Buy (addl) Buy

03/24/10 03/29/10 03/29/10

Distributed 04/07/10 J
L

15. 16. 17.

Am.Skd: Marisico Cap Growth Am.Skd: Goldman Sachs Sm Cap Val Am.Skd: Intematl Growth

None None None

L K L T

2. Value Codes (See Columns C| and 133) 3. Value Melhod Codes (See Column C2)

: $100 000 J =$15.000 or less 1"4 =$250,00| - $500,000 P3 =$25,000,001 - $50.000~000 Q =Appraisal U =Book Value

G =$100.001 : $1.000:000 K =$15,001 ~ $50.000 O =$500,001 = $1,000,000 R =Cost (Real Estate Only) V =Other

L ~$~0100i ~ $i00~000

s =As~e ...... ,
W =Estimated

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Rogers, Judith W.

Date of Report 04/29/2011

VII. INVESTMENTS an d TRU S TS -income, vulue, ~u~actlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)

18. 19.

Arn.Skd: Value Portfolio Arn.Skd: Wells Fargo Adv. VT Small Cap Grth Class 1

None None

L K

T T

1. income Gain Codes: 1See Columns BI and D4/ 2. Value Codes (See Columns CI and D3] 3. Value Mcthod Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.00~ or lass N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 O =$100.001 - $1,000,000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R -~2ost (Real Estate Only) V =Othe~

C =$2,501 - $5.000 HI --$1.000.001 - $5.000.000 L =$50.001 o $100.000 PI =$t.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5,000.00i - $25,000.000 T =Cash Market

E -~$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Rogers, Judith W.

Date of Report 04/29/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~)


III. Net income reported. VII. Lines 14-19: I hold an annuity in Amerucan Skandia ("Am.Skd."), which buys and sells funds during the year. Holdings and valuations reflect year-end statement I received.

FINANCIAL DISCLOSURE REPORT Page 7 of 7

Name of Person Reporting Rogers, Judith W.

Date of Report 04/29/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Judith W. Rogers


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Potrebbero piacerti anche