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1. Person Reporting (last name, first, middle initial) Rogers, Judith W. 4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization D.C. Circuit 5a. Report Type (check appropriate type) ] Nomination,
[] Initial
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
Date
[] Annual [] Final
U.S. Court of Appeals 333 Constitution Av., N.W. Washington, D.C. 20001
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The ingtructions accompanying this form must be followea~ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
DATE
Ro_clers, Judith W.
II I. N O N-INVES T MENT IN C O ME. (Repo.ing individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income [] NONE (No reportable non-investment income.)
DATE
1.2010 2. 3. 4.
INCOME
(yours, not spouses)
$96,147.40
B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[]
PURPOSE
2. 3. 4. 5.
V. GIFTS. anelnde, ,ho,e to spo .....d dependent children; see pp. 28-31 of filing instructions.) D NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5. C. Marvin necklace
DESCRIPTION
VALUE
$1,200.00
VI. LIABILITIES. anetuaes those olspouse a.d dependent children; see pp. 32-33 of fihng instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - inco,,e, v,lue, tr,,~ctions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)
1. 2.
A D
Interest Dividend
M N
T T
3.
4. 5. 6. 7. 8.
D
D C C A A
Dividend
Dividend Dividend Dividend Dividend Dividend
N
N N M L J
T
T T T T T T T T Buy (addl) Buy 03/24/10 03/24/10
03/24/10 03/24/10
J J
J J J K K
Am.Fds: Capital World Bond Fd-A Am.Fds:Capital World Bond Fd-! Am.Fds: New World Fd-A Am. Fds: US Govt Sec. Fd.-A Inc. Fd. Amer. (IRA)
Am.Skd: T.Rowe Price Lg Cap Growth
A A A A D
J K K L
Distributed 04/07/10 J
L
Am.Skd: Marisico Cap Growth Am.Skd: Goldman Sachs Sm Cap Val Am.Skd: Intematl Growth
L K L T
2. Value Codes (See Columns C| and 133) 3. Value Melhod Codes (See Column C2)
: $100 000 J =$15.000 or less 1"4 =$250,00| - $500,000 P3 =$25,000,001 - $50.000~000 Q =Appraisal U =Book Value
G =$100.001 : $1.000:000 K =$15,001 ~ $50.000 O =$500,001 = $1,000,000 R =Cost (Real Estate Only) V =Other
L ~$~0100i ~ $i00~000
s =As~e ...... ,
W =Estimated
VII. INVESTMENTS an d TRU S TS -income, vulue, ~u~actlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D
18. 19.
Arn.Skd: Value Portfolio Arn.Skd: Wells Fargo Adv. VT Small Cap Grth Class 1
None None
L K
T T
1. income Gain Codes: 1See Columns BI and D4/ 2. Value Codes (See Columns CI and D3] 3. Value Mcthod Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.00~ or lass N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 O =$100.001 - $1,000,000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R -~2ost (Real Estate Only) V =Othe~
C =$2,501 - $5.000 HI --$1.000.001 - $5.000.000 L =$50.001 o $100.000 PI =$t.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15.000 H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5,000.00i - $25,000.000 T =Cash Market
E -~$15.001 - $50.000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544