AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization US District Court MI (Eastem) 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) Ludington, Thomas L.

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 4/18/201 l 6. Reporting Period 1/1/2010 to 12/31/2010

U. S. District Judge

5b. [] Amended Report

7. Chambers or Office Address U. S. Courthouse 1000 Washington Avenue Bay City, M148708

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be foilowe~L Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of f!ling instructions.)

D
I. 2. 3. 4. 5.

NONE(No reportable positions.) POSITION

Director Director Trustee Director

NAME OF ORGANIZATION/ENTITY
R. M. Gerstacker Foundation Saginaw Valley State University Foundation Albion College Thomas L. Ludington Foundation

II. AGREEMEN TS. (Reportlug individuat only; se~ rr. 14-16 offiling instructions.)

NONE (No reportable agreements.) DATE PARTIES AND TERMS

Michigan Judges Retirement System

I. 01/01/03 2. 3.

Ludin_qton, Thomas L.

FINANCIAL DISCLOSURE REPORT Page 2 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/20| !

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income --] NONE (No reportable non-investment income.) .DATE
1.2010 2. 3. 4. Federal Court Salary

SOURCE AND TYPE

INCOME (yours, not spouses)

$165,000.00

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~
1. 2. 3. 4.

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

V. GIFTS. aneludes those to spouse and dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anctude~ tl, ose o/spouse and dependent children; see pp. 32-33 offiling instructions,)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/201 I

VII. INVESTMENTS and TRU STS - i.come, ,,.rue, ,ru.s.ctlo.s a.ctud~s ,hos. of spous~ .nd ~pendent chi~dre.; s~ r~. 34-60 of fillng instructions.)
[] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) Transactions during reporting period

(1) Type (e.g., buy, sell, redemption)

(2)
Date

(3)

(4)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)

Value mm/dd/yy Code2 (J-P)

Chemical Bank & Trust (checking & savings) 2. 3. 4.

5.

A A A
A

Interest Interest Interest

Interest

K K K
J

T T T
T

Dow Chemical Employees Credit Union TD Ameritrade Money Market Merrill Lynch Money Market Amgen Stock Covance Stock Coming Stock Blackrock Global Stock IBM Stock

A A A

Dividend Dividend Dividend None

J K

T T Sold 09/20/10 L 09/21/10 L F

6. 7. 8.

L K K K M J L K K M

T T T T W
T T T T T

Buy

A A B

Dividend Dividend Dividend None None None None None None

10. 11. 12. 13. 14. 15.

16.

Quest Diagnostics Stock Chemical Financial Stock Petoskey MI Condo Am Cent Real Est (Dow Savings Plan) KKL 401K Fidelity Contrafund (Dow Savings Plan) KKL 401K Fidelity Diversified Intl (Dow Savings Plan) KKL 401K Growth Equity (Dow Savings Plan) KKL 401K Interest Income Fund (Dow Savings Plan) KKL 401K

17.

1. Income Gain Codes: ( See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$ 50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ 1.000,001 - $ 5.000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000.000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~ NONE (No reportable income, assets, or transactions.) Description of Assets
(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) K K K J J K K J K K T T T T T T T T T T

Transactions during reporting period

(i) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32.

Vanguard Convertible Sec (Dow Savings Plan) KKL 401K Vanguard Global Equity (Dow Savings Plan) KKL 40 IK SSgA Stable Value - State of Michigan 457 Plan (TLL) PIMCO Total Return-State of Michigan 457 Plan (TLL) Dodge & Cox Stock-State of Michigan 457 Plan (TLL) SSgA Stable Value - State of Michigan 401K plan (TLL) PIMCO Total Return - State of Michigan 401K plan (TLL) Oakmark Equity & Income Fund-State of Michigan 401K (TLL) MFS Total Retum- State of Michigan 401K plan (TLL) Dodge and Cox Stock - State of Michigan 40 IK plan (TLL) Lord Abbett Mid-Cap Value A; State of Michigan 401K (TLL) T Rowe Price Mid Cap Value Fund-State of Michigan 401K (TLL) RidgeWorth Funds - State of Michigan 401K (TLL) American Funds Europacific Gr - State of Michigan 401K (TLL) Chemical Bank Savings - FBO #1 A
A

None None None None None None None None None None None None None None Interest
Dividend

Sold (part) Buy Buy

03/22/10 03/22/10 03/22/10

J J J

Sold (part) Buy

03/22/10 03/22/10

J J

Sold K K K K
K

02/26/10 02/26/I 0

K K

T T T T
T

Buy

33. Federated Balanced (CFC) - FBO #1

34. MI Edu Savings Program - FBO #1

None

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001- $2,500 G =$100,001- $1,000,000 K =$15,001- $50,000 O=$500,001- $1,000,000 R =Cost(Real Estate Only) V =Olher

C =$2,501- $5.000 HI =$1,000,001- $5,000,000 L =$50,001- $100,000 PI =$1,000.001- $5,000,000 P4 =Morethan $50,000,000 S =Assessment W=Estimatcd

D =$5,001 - $15.000 H2=Morethan $5,000,000 M $I00,001 -$250,000 P2 -$5,000,001 -$25,000,000 T =Cash Market

E =$15,001 -$50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

Vll. INVESTMENTS and TRU STS -i.co .....

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H)

lue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)

C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D, Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mrn/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

(2) Type (e.g., div., rent, or int.)

35.

Chemical Bank Savings - FBO #2 MI Edu Savings Plan - FBO #2

None None Interest None Dividend L K Sold Buy (addl) Sold 11/17/10 03/11/10 07/19/10 07/19/10 J J J J

37. 38. 39. 40. 41. 42, 43. 44. 45. 46. 47. 48. 49. 50. 51.

Schwab Money Market Alger Hlth Sci Fund Canadian Tire Corp A

Apple Ine FBR Gas Util Index Fund FBR Small Cap Fund Fidelity Slct PortfFund First Eagle Overseas A Fund A A A A

None Dividend Dividend Dividend Dividend

J K J J K

T T T T T T

Buy

Buy (addl) Sold (part) Buy Sold

03/11/10 11/17/10 03/I 1/10 11/17/10 07/19/10 07/I 9/I 0 07/19/10!

J J J J J J J

Canadian Natural Resources General Dynamics, lnc Church & Dwight Co Citigroup lnc Dollar Tree Stores Inc

A A A

Dividend Dividend Dividend None None

J J J

T T T

Buy Buy Buy

I. Income Gain Codes: (See Columns B I and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less =$50,001 . $100.000 =$15.000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal =Book Value

B =$1,001 -$2,500 G =$100,001- $1,000.000 K -$15,001 -$50,000 O-$500,001- $1,000,000 R =Cost(Real EstaleOnly) V =Other

C ~$2,501- $5,000 HI =$1,000,001- $5,000,000 L -$50,001- $100,000 PI -$1,000,001- $5,000,000 P4 =More than $50,000,000 S =Assessment W=Estimated

D=$5,001 -$15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001 o $25,000,000 T =Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code l (A-H) (2) Type (e.g, div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (l) Type (e.g., buy, sell. redemption) D. Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) I (5) Identity of buyer/seller (if private transaction)

Gain Code I (A-H)

52. 53. 54. 55. 56. 57. 58. 59.

60. 61. 62. 63.

L-3 Communications, lnc Flower Foods Meridian Value Fund ING Global Natural Resources A Fund MFS Utilities Fund Royce Low-Priced St Fund

A A

Dividend Dividend None None None None J K K T T T J T

Sold Buy Sold Buy

11/17/10 07/19/10 03/11/10 11/17/10

J J K J

Buy (addl) Buy (addl)

03/11/10 11/17/10

J J

Columbia Seligman Comm Fund

1TT Education Services Inc Vanguard Energy Fund A

None
None Dividend

K
J K

T
T T T Buy Sold (part) Buy (addl) Sold 07/19/10 03/11/10 07/19/10 07/19/10 J J J J

Vanguard Spc HIth Fund

None

64. 65. 66. 67.

68.

Janus Overseas T Fund MSCI Canada Index Fund Dodge & Cox lntl Stock Fund

Dividend None None

K J

T T

Buy Buy Buy (addl) Sold

07/19/10 07/19/10 03/11/10 07/19/10

11/17/10

K J J K
J

Metro lnc Class A

None

Buy

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See ColumnsCI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,O01 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V :Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/201 I

VII. INVES TMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code l (A-H) (2) Type (e.g., div., rent, or int.I C, Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporung period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

MFS Intl New Discovery A Fund Pepsico Inc Morgan Stanley Inst Intl Real Estate Fund T Price Media & Tel Fund Owens & Minor Inc Alexanderslnc ATCO Ltd Class I Bank of Nova Scotia Power Financial Corp Shoppers DrugMart Corp Harris Cap PFD Permian Basin Royalty Tr A A A A A A

None Dividend None None None None Dividend Dividend Dividend Dividend Dividend None

K J K K J K K J T T T T T T T Sold (part) Buy Buy Sold (part) Sold 11/17/10 11/17/101 11/17/10 03/11/10 ! 07/19/10 03/11/10 07/19/10 J j K J J J J B B C
Buy 07/19/10 J

(part)
Sold

J J K

T T T T T

Buy (addl)

Buy (addl) Sold (part) Sold (part) Sold Sold Sold (part)

03/11/10 03/11/10 07/19/10 11/17/10 11/17/10 03/11/10

J J J J J J B B B

CenovusEnergy Inc EnCana Corp Sabine Royalty Trust

A A

Dividend Dividend None

1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See ColumnsCI and D3) 3. Value Method Codes (See Column (2)

A =$1,000 or less F =$50,001 - $ 100.000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G = $100.001 - $ 1.000,000 K =$15,001 - $50,000 O =$500,001 ~ $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1.000,001 - $5,000,000 L =$50.001 - $I00,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 -$50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/201 I

VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reponing period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)

Transactions during reporting period

(1) Type (e.g., buy, sell, redemption)

(2)
Date

(3)
Value

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

mm/dd/yy Code 2 (J-P)

86. 87. 88. 89. 90. 91.

Magellan Midstream

None

T T

Sold (part) Sold (part) Sold (part) Sold (part) Buy Sold

03/11/10 11/17/10 03/11/10 11/17/10 08131/I0 11/17/10

J J J J K J

A B A A

NuStar Energy

None

T T

NationaIHealth Investors

Dividend

T T

A B B A A A A

(part) 92. 93. 94.

95.

SunocoLogistics Partners

None

T T

Sold (part)

03/11/10 07/19/10 07/19/10

11/17/10

J J J
J"

(part)
Sold (part)
Sold

Sold

C & S Realty Fund

Dividend

T
T

(part)
96.
97. 98. 99.
100. Health Care Ppty lnv, lnc 101. 102. B Dividend

Energy Transfer Partners

None

T
T

Sold (part)
Sold (part) Sold (part) Sold
Buy (addl) Sold (part) Sold

03/11/10
11/17/10 07/19/10 08/31/10
03/11/10 07/19/10 11/17/10

J
J J K
J J K

Entertainment PptysTr

Dividend

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =550,001 - 5100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =525,000,001 - $50,000,000 Q =Appraisal U ~Book Value

B =51,001 - $2,500 G =$100,00! - $! ,000,000 K =515,001 - $50,000 O =5500,001 - 51,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001 - 5100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (t) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

103. Home Properties of NY 104. 105. Rayonier Inc 106. SL Green Realty 107. 108. 109. Thomburg Intl Value Fund 110. American Gen Fin - Bond 12115111 11 I. American Gen Fin - Bond 6115/10 112. Andrews Co, TX -Bond 8/15115 113. BerkshireHathaway- Bond 8/15113 114. Camden, NJ-Bond 1115115 115. Capital One Bank-CD 12/19114 116. Caterpillar Fin - Bond 7/15/10 117. Caterpillar Fin - Bond 7/15/12 118. Cary, IL-Bond I I11113 119. Cook Co, IL-Bond 12/1113

None

Sold (part) Sold

07/19/10 J 11117110 K

A A

Dividend Dividend

K K

T T T T

Buy Sold (part) Sold (part) Sold (part)

11/17/10 03/11/10 07/19/10 I 1/17/10

K J J J
B B A

A B A

Dividend Interest Interest None None None None

K K

T T Matured 06/15/10 11/19/10 K K

K K K J

T T T T

Buy

Buy Buy Matured

11/29/10 08/10/10 07/15/10

K J J

A A

Interest Interest None None K J J T T T

Buy Buy

03/I 1/10 07/27/10

J J

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See ColumnsCI and D3) 3. Value Method Codes [See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250,001 - $500.000 P3 =$25,000.001 o $50.000,000 Q =Appraisal U =Book Value

B =$1,001- $2,500 G =$100.001 -$1,000,000 K =$15,001 -$50,000 O=$500,001 -$1,000,000 R =Cost(Real Estate Only) V =Other

C =$2,501- $5.000 HI =$1,000,001- $5,000,000 L =$50.001- $100,000 PI =$1.000,001- $5,000,000 P4 =Morethan $50,000,000 S =Assessment W=Estimated

D =$5,001 -$15,000 tt2 -More than $5,000,000 M=$100,001- $250.000 P2 =$5,000,001- $25,000.000 T -Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVESTMENTS and TRUSTS - i.come, ,,atae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

B. Income during
reporting period

C. Gross value at end

of reporting period

D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P)

(l)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
120. GE Capital Coo-Bond 11/14/14 121. John Hancock - Bond 2/15/12 122. Lehman Bank - Bond 1/18/12 123. Merrill Lynch -Bond 3/15/I 1
124. John Hancock-Bond 11/15/15 125. NStar Ele Co - Bond 5/15/10

B A

Interest Interest None

K J J K
J

T T T T
T

A A B

Interest Interest Interest None

Buy Matured Matured

07/20/10 05/17/10 05/17/10 05/18/10 05/17/10 03/12/10 05/19/10 07/15/10

J L J K K K K J

126. NStar Elec Co-Bond 5/15/10

127. Lewis

County, WA-Bond 12/1/14

Interest None

K K K K

,T T T T

Buy Buy Buy Buy Matured

128. Mishawaka, IN-Bond 3/1/15 129. New York St-Bond 3/15/15 130. Palatine, IL-Bond 12/I/14 131. Protective Life - Bond 7/15/10 132. Puerta Rico-Bond 8/1/11 133. Household Finance - Bond 12/15/11 134. HSBC- Bond 7/15/12
135. HSBC-Bond 7/15/12

A A A

Interest Interest Interest None

J K J J

T T T T

B A

Interest Interest None

136. Indiana Health - Bond 11/15/10

Interest

Matured

11/15/10 K

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See ColumnsCI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500.000 P3 -$25,000~001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$ 100,001 - $ 1,000,000 K =$15,001 - $50.000 O=$500,001 - $ 1,000,000 R -Cost (Real Estate Only) V =Other

C =$2.501 - $5,000 H I =$ 1,000,00 ! - $5,000,000 L =$50.001 - $ 100,000 P I =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T ~Cash Market

E -$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) (2) Amount Type (e.g., Code 1 div., rent, C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method

Transactions during reporting period

(i) Type (e.g., buy, sell, (2) Date mm/dd/yy (3) (4) Value I Gain Code 2 I Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

(A-H)

or int.)

(J-P)

Code 3 (Q-W) T T T T T

redemption)

137. Indiana Bond Bank-Bond 7/15/15 138. Anchor Life Policy 139. Trust Mark Life Policy 140. Indianapolis Life Policy 141. MetLife Policy 142. Oakmark Equity & Income 1 Fund 143. 144. Capmark Bank CD 7/23/12 145. Citizens First Bank CD 12/28/12 146. Discover Bank CD 9/24/13 147. GE Capital Fin CD 9/18/12 148. GE MoneyBank CD 11/20/12 149. Goldman Sachs Bank CD 11/19/13 150. Goldman Sachs Bank CD 12/17/13 151. Wachovia Bank CD 9/30/13 152. Westembank CD 11/20/14 153. Westembank CD 11/20/14

None None None None None None None None None Interest None Interest None None None Interest None

K K L K K

Buy

07/20/10 K

Buy Sold J J K J J L K J T T T T T T T T Sold Sold Buy

03/11/10 07/19/10

K K

05/18/10

05/10/10 05/10/10

L K
A

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ 100.000 J =$15,000 or less N =$250.001 - $500,000 P3 -$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15.001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M -$ I00,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of" 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVE STMENTS and TRU STS -income, value, transactions (Includes those ospouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code 1 (A-H) (2) Type (e.g., div.. rent. or int.) C. Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code l (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

154. GE Cap Financial CD 10/16/12 155. Paragon Comm Bank CD 12/15/14 156. Syracuse, NY Bond 10/15/14 157. Wyandotte Co, KS Bond 8/1/11 158. Royce Penn Mutual Fund 159. 160. Schwab Money Market - FBO #1 161. FBR Sn~all Cap Fncl Fund - FBO #1 162. First Eagle Overseas A Fund-FBO# 1 163. ING Global Natural Resources A Fund 164. Magellan Midstream - FBO #1 165. Columbia Seligman Comm Fund - FBO #1 166. Royce Low-Priced Stock Fund-FBO#1 167. MFS lntl New Discovery A Fund - FBO #1 168. Stratton Sm Cap Value Fund-FBO# 1 169. T Rowe Price Media & Tele Fund-FBO#1 170. A A A A A A A A

None None Interest Interest None None None Dividend Dividend None Dividend None Dividend Dividend None Dividend

K K K K

T T T T

Buy Buy Buy Buy Sold (part) Sold

03/26/10 05/26/10 05/17/10 03/11/10 03/11/10 11/17/10

K K K K J J

J J J J J J J J

T T T T T T T T
Buy Sold (part) Sold 07/20/10 11/16/10 07120/10 07/20/10 11/16/10 J J J J J

Buy

1 !/16/10

T T

Buy Buy (addl)

I. Income Gain Codes: ( See Columns B 1 and D4) 2. Value Codes (See ColumnsCI and D3) 3. Value Method Codes (Scc Column C2)

A =$1,000 or less F = $50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =525,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

D 655,001 - $15,000 H2 =More than $ 5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 14 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVESTMENTS and TRUSTS - income, valae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) i Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) D. Transactions during reporting period

171. Thomburg Intl Value A Fund - FBO #1 172. 173. Janus Overseas T Fund-FBO#1 174. Morgan Stanley Inst Intl Real Est - FBO #1
175. Vanguard Energy Fund - FBO #1

Dividend

Buy (addl)
Sold

03/10/10 J
07/20/10 J A

None A
A

J J
J

T T T T T

Buy

07/20/10

Dividend
Dividend

176. ATCO Ltd Class I - FBO #1

Dividend

Sold (part) Buy Sold Matured

03/10/10 1 !116110

J J

177. Canadian Natural Resources-FBO#1

None

178. Power Financial Corp - FBO #1 179. American Gen Fin - Bond 5/15110-FBO#1 180. Caterpillar Fin - Bond 2115/1 I-FBO#1
181. GE Cap Corp Bond-FBO#1 8/15/15

A A A

Dividend Interest Interest

None

03/10/10 J 05/15/10 K

B A

K J J J J J J

T T T T T T T Sold (part) Buy Sold (part) Buy (addl) 07/20/10 11/16/10 11/16/10 03/10/10 J J J J
A

Buy Buy

12/20/10 11/16/10

J J

182. Metro Inc A -FBO#1

None

183. Harris Cap- FBO #I

Dividend

184. C & S

Realty Inc A Fund - FBO #1

Dividend

185. MSCI Canada Index Fund-FBO#1

Dividend

186. Avalon Bay Communities Inc-FBO#1

Dividend

187. Cenovus Energy-FBO#1

Dividend

1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or less F =$ 50,001 - $ 100,000 J -$15,000 or less N =$250,001 - $500,000 P3 ~$25,000,001 o $50,000,000 Q =Appraisal U ~Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000;000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50.001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 15 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVESTMENTS and TRUSTS - income, vatae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div.. rent. (A-H) or int.) C. Gross value at end of reporting period (|) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemptionj (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H)

Identity of buyer/seller (if private transaction)

188. 189. EnCana Corp-FBO#1 190. Shoppers Drug Mart Corp-FBO#I 191. 192. Firstbank Puerto Rico CD-FBO#1 7/11/13 193. GE Money Bank CD-FBO#1 12/13/10 194. St Bank oflndia, NY,CD-FBO#1 9/26/12 195. Wachovia Bank CD-FBO#1 8/15/13 196. Westernbank CD-FBO#1 11/20/14 197. Ft. Walton DefBond-FBO#1 6/15/12 198. Superior, WI Bond-FBO#1 3/1/14 199. MarlboroTwp, NJBond-FBO#1 12/1/13 200. Goldman Sachs Bond-FBO#1 10/15/15 201. Sabine Royalty Trust - FBO #1 202. Alger Hlth Sci Fund - FBO #1 203. MFS Utilities Fund - FBO #1 204. T Rowe Price Fincl Srvc Fd - FBO #1 A A A A A A A A A A Interest Interest Interest Interest Interest None Interest Interest None Dividend None Dividend Dividend J J T T K K J J J T T T T T J J T T J T A A Dividend Dividend

Sold Sold Buy Sold

11/16/10 11/16/10 03/10/10 11/16/10

J J J J

A A

Matured

12/13/10

Sold

04/30/10

Buy Buy Buy

05/21/10 05/18/10 12/21/10

K J J

Sold

11/16/10

I. Income G a in Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Mcth0d Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$ 1,001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5.000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 16 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE(No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T T T
Transactions during reporting period

(i)
Type (e.g., buy, sell, redemption)

(2) Date mm/dd!yy

(3) (4) Value Gain Code2 Code 1 (J-P) (A-H)

Identity of buyer/seller (if private transaction)

205. Sunoco Logistics Partners - FBO #1 206. 207. 208. 209. 210. Schwab Money Market Fund - FBO #2 211. FBR Small Cap Fncl Fund - FBO #2 212. Meridian Value Fund - FBO #2 213. Columbia Seligman Comm Fund - FBO #2 214. Vanguard Energy Fund - FBO #2 215. MFS Intl New Discovery A - FBO #2 216. Thornburg Intl Value A - FBO #2 217. Oakmark Equity & Income Fund-FBO#2 218. ATCO Ltd Class I - FBO #2 219. Power Financial Corp - FBO #2 220. Royce Low-Priced Stock Fund-FBO#2 221. Stratton Small Cap Value Fund-FBO#2

Dividend

Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold (part)

03/10/10 05/17/10 08/I 6/10 I 1/15/10 I 1/16/10

J J J J J
A

None A Dividend None None A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend None J J J J J J

Sold

03/10/10 J

T T

Sold (part) Buy

Sold (part) Sold Buy Sold

11/16/10 J 03/10/10
I 1/16/10 03110/10 07/20/I 0 J

J
J J A C

07/20/10 J

I. Income Gain Codes: (See Columns B I and 194) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 -$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Asscssmenl W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M ~$100,001 - $250~000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 17 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VII. INVESTMENTS and TRU STS - i .... e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NOllE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asse! exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent. or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code 2

Transactions during reporting period

(J-~)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transaction)

222. Metro IncA-FBO#2 223. MSCI Canada Index Fund-FBO#2 224. Merrill Lynch Bond - FBO #2 3/29/11 225. Miami l)ade Cnty - FBO #2 4/1/10 226. Sabine Royalty Tr - FBO #2 227. 228. Magellan Midstream - FBO #2 229. 230. C & S Realty Fund - FBO #2 231. Shoppers Drug Mart Corp FBO#2 232. 233. Alger Hlth Sci Fund - FBO #2 234. First Eagle Overseas A Fund-FBO#2 235. Capikal One CD - FBO #2 9/4/12 236. MFS Utilities Fund - FBO #2 237. T Rowe Price Fincl Srvc Fd - FBO #2 238. GE Money Bank CD-FBO#2 10/9/13 A A A A A A A A A A A A

None Dividend Interest Interest Dividend

J J J

T T T

Buy Buy

11/16/10 07/20/10

J J

Matured J T T Buy (addl) Sold (part) Buy (addl) Sold (part)

04/01/10 07/20/10 11/16/10 07/20/10 11/16/10

J J J J J

Dividend

T T

Dividend Dividend

T Buy Sold 03/10/10 11/16/10 11/16/10 03/10/10 J J J J A

None Dividend Interest Dividend Dividcnd Interest J J J J K T T T T T

Sold Buy (addl)

1. Income Gain Codes: (See Columns B! and 194) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G ~$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,00t - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S -Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 18 of 20

Name of Person Reporting Ludlngton, Thomas L.

Date of Report 4/18/2011

VII. INVES TMENTS and TRU S TS - i .... e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of.fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(l)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(s)
Identity of buyer/seller (if private transaction)

239. Blount Co, TN-FBO#2 6/1/15 240. AFLAC Inc 241. Boston, MA Bond-FBO#2 1/1/14 242. JP Morgan Bond-FBO#2 6/1/14 243. T Rowe Price Fincl Srvc Fund 244. AvalonBay Communities Inc 245. Archer Dan Midland Bond semi 4/15/11 246. Bankers Trust Bond semi 10/15/11 247. Oregon State Bond maty 6/1/12 248. Pepsico Bond maty 4/1/12 249. Wachovia Corp Bond semi 10/15/11

Interest None

Buy Sold

11/18/10 07/19/10 04/09/10 04/09/10

J J J J

A A

Interest Interest None

J J J K K K K K K

T T T T T T T T T

Buy Buy

Dividend None None None None

Sold (part)

07/19/10 J

Interest

I. Income Gain Codes: ( See Columns B 1 and D4) 2. ValueCodcs (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A -$1,000 or less F = $50.001 - $100,000 J $15,000 or lcss N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K $15,001-$50.000 O $500,001-$1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L=$50,001-$100,000 P I -$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =M ore than $5,000,000 M=$100,001-$250,000 P2 =$5.000,001 - $25.000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 19 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart ofreport.)

I. Deleted all assets from 2009 report that had been sold or matured. 2. Line 7 Coming Stock was sold due to conflict ofinterest~ 3. Line 8 Blackrock Global Stock bought as part of the conflict of interest sell of Coming Stock. 4. Lines 59,165, and 213 Fund had a name change to Columbia Seligman Comm Fund.

FINANCIAL DISCLOSURE REPORT Page 20 of 20

Name of Person Reporting Ludington, Thomas L.

Date of Report 4/18/201 I

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544