Robert H Cleland Financial Disclosure Report For 2009

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
itt GoveJm~ent Act ~1" 1978
1. ~er~on R~porting (Insz r, anle. first, middle CI.ELz~ND, Robcrl H. 4. Title tAnide Ili udges indicalc active or senior Umtcd
Active
,...~ l ...... ,
~ A .......
Fi,,~
1" 12.:31:2009
5b. ~ .k,nended Report 7. Chan~llers or ()Trice ,~dd ross 707 Theodore Levin Cou~housc 23t W. Lafayette Blvd Detroit. MI ~822b 8. On Ihe I)~si~ of tht-in[ornlalioll onlalned in this Repi)rl ;~nd any modilltalion~ pe~aining thereto, it is, in my opinion, i~ compliance wilh ai~Idi~ahh
IMPORTANT NOTES: Tt~e i~tstrmtion.~ accampank,ing thisJbrm must beJolloBed. Complete allpart.~,
thecking the ..YONE btta" for each port where you Ita~e ~to reportable it~formatioJ~. Sight on last page.
NONE I)Vo reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY
"FR 1" through "FR 5"~ though nt~t necessardy m that ~)rder
1.
Seven of these entities constitute those fiduciary relatior~sh~ps listed as
2_
Co-Trustee
Trust
FINANCIAL 6 5 DISCLOSURE REPORT Page 2 of~
CLELAND. Robert !1.
08~13/20
Ill. NON-IN~ ES IMEN I IN(,.OME. ~,,,,i,.~

A. Filers Non-Investment Income NONE (M~ reportable n(m-ihvestment income DATE
1. 2.
B. Spouses NOrI-InvesII~P~I [BgOl~ - Uyou were married during u~l, pottion tq the reporting year, complete rhi~ yecritm.
NONE (No reportable non-tm.,estment income.)
SOURCE AND TYPE

I.
3.
4
IV. RE 151BURSE M ENTS ......
1 ............. IOgl, l~tirt.~% Jot, d. ..... .............
N(.)NI2. (No rel)<~rt.hle rtimbttr.sement.~.) SOURCE DATE~ I.()CATION PURPOSE [TENIS PAID OR PROVIDED
2. 3. 4 5.
FINANCIAI~ DISCLOSURE REPORT
Page 3 o~ 65
CLELAND. Rob~rt H.
08 13/2010
V. GIFTS. a.,.~.a.,~,hos.,o ~o.s. 0,,, dependent children: see pp. 2d-3 t

NONE (No reportable SOURCE
I. 2 3. 4. 5.
DESCRIPTION
VALUE
NONE (No r~7~ortable liatSiliti~:.v.) CREDITOR DE S(R IPTION VAI_UE (iOI.) E
3.
20/39 FINANCIAL DISCLOSURE REPORT
| ] Name of Person Reporting Robert H. Cleland
Date of Repo[t 08/I 3/I 0 (Includes those of spouse anddependem children. See pp. 36-54 ~ylnstructtons.) C. Gross value at end of reporting period (I) Value Code (J-P) {2) Value Method Code (O-W) D. Transactions during reporting permd
VII. Page 4
INVESTMENT and TRUSTS - income, value, transactions B Income during report ing per lad (I) Anmunl Code (A-H) (2) Type (e.g., dividend, rent or interest)
A. Description of Assets Indicate ~,h ere applicable owner of the ~tvset by using the parenthetical "(J)" for joint ownership of reporting individualandspouse, "(S)"for separate ownership by spouse- ."(DC)" .lOt ownership by dependent chilt Place an "(X)" after each asset exempt.l?ompriordiselosure,
I f not exempt fiom disc Insure (I) Type {e.g., buy, sell, partial (3) sa~e, merger, (2) Value Gain redemption Date: MonthCode Code Day (J-P~ (A-H)
Identity of buyer/seller (if private transaclion)
I Sl
Dividends & Capitol Gains
PI
2 Fractional share of FP,.5

3 CUB Investmem Partnership 4 S Fidelity Cash Reserves Fund Fidelipv Daily Income Fund Sell 04.r20 M G
6 Florida residential real estate held |or rental 7 Investment Club (A fractional share of Investment Club, a Michigan Limited Liability Cnrnpany. see part VIII for comments) 8 Michigan residcntml real estate held rental 9 Abl~~tt I.aboratories(comm0n)
Partial Sale Partial Sale Partial Sale Partial Sale Sell Buy Buy Sell Buy Buy
04108 03/30 0,1]16 04128 05120 04/07 ()~11{7 0Zi17 09129 10113
J J J J .I J J ~J J J
None None None None None
It3. Abbott kabo~atorie~ (common) il 12 13 14 15 I~, 17 18 Abhor| Laboratories (common) Abl~-~rl l.aboraloi~es (common) Abbott Laboratories (commoo) Ace l..~mited [common) Ace L~mtled (commoo) Actiwslon BliT.Ta~d In| Icnmmon) Aetna Inc (common) Aetna Inc {common)
None
I lnc]Gain Codes: A~I.000 or less (Col BI, D4) F~551},000-$100,000 2 Val Codes: J=$15,000or less (Cot CI, 17;3) O~5!)0,000-$1,000,000 3 Val Mth Codes (col C2) Q=Appraisal U=Book Value
B=$1,001.$2,500 (.1=$100,1)01-1,000,000
C=2,501-$5,000 11=$1,000,001-55.000.000
I)=$5,001-515.000 t12=55,000.001 or more
E=515,001-$50~000
K=$15,001-$50.000 1=$50,001-100,000 M=$100-001-$250,000 N=5250,001-$500:000 PI= 5 1,000,001-55,000,000 P2=$5,U00,001-525,000,000 P3-525,000,001-550.000,000 P4=550.000.001 or more R=Cusl {real estate oul)) V=(.)thcr S=Assessment W:,:Estimale T+:Cash/Market
2009 FINANCIAL DISCLOSURE REPORT
] Name of Person Reporting
Dale of Reporl 08/13/10 (Includes those of spouse and dependent children. See pp. 36-54 of lnsrructio~m.) (.. Gross ;,:due at end of ~epon ing period (l) Value Code O-P) (2) Value Method Code tQ-w) D. Transactions during reporting period
Vll. Page 5
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (|) Amount Code ~A-H) (2) Type (e.g.. dividend. rent or interest)
Robert H Cleland
A. Description ot" Assets Indicate where applicable owner of the asset b.v using the parenthetical "(J)" for joint ownership of reporting individual andspouse, "(S)"for separate ownership byspouse. "(DC)" for ownership by dependent child Place an "IX)" a]?er each asset exempt frotn prior disclosure,
(I) Type (e.g , buy, sell, parlial so|e, merger, redemption
II- not exempt from disclosore
(2) Date: MonthDay 01/09 02102 09/t 8 11/17 I 1/30 08/25 01,Q3 05107 06/!5 07/21 08/04 09124 09/28 10/22 I 0,30 11i24
(3) Value Code (J-P} J J J J J J J J J J J J J J J J
(4) Gain Code CA-H)
(5) ldentit2,. of buyer/seller (if private transaction)
19 Aflac Inc(common) 20 Aflac Inc (common) 21 A~r Products & Chemicals Inc (common) 72 Air Products & Chemicals Inc (common) 23 Air Products & Chemicals Inc (common) 24 AK Steel Holding Corp (common) 25 Alcon Inc (common) 26 Alcon lac (common) 27 28 29 Alcon Inc (common) Alcon Inc (common) Alcon lnc (common~ .
Buy Sell Buy Buy Buy Buy Partial Sale Partial Sale Boy Buy Buy Bny Buy Buy Buy Buy
None
None None
30 Alton lnc (common) 31 32 33 34 Alcon In (commonl Alton Inc (common) Alcon Inc (common) Alcon lnc (common)
35 Alliance Bernslein Cash 36 Altslate Co*ptcommon) 37 Allstate Corp~common) 38 AIIstale Co~lcommon) 39 Allera Corp (common) Partial Sale Partial Sale Partial Sale Buy 05/0-I 06/02 ~2/02 07/27 J J J J None None None
I I nctGain Codes: A= 1,000 or less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col CI, 03) O=500,000-$1,000,000 3 Val Mth Codes: Q=Apptaisal U=Book Value (col C2)
B=$ 1.001 -$2.500 G=$100,001-1,000.000
(=2,501 -$5,001) I 1~$1.000.001-$5,000.000
D=$5,00 I-$15,000 t12=$5,000,001 or more
E=$ t 5,001 -$50.000
M=$100,[~)1-$250,000 N=$250~00l-$500,000 K=$15,001-$50.000 1.=$50,001-100,000 PI" $ 1.000,1)01-$5,000,000 1~2=$5,(X)0.001-$25,000,000 P3=$25,000,001-$50,000.000 P4=$50,000,001 or mote R-CI)sI (toni cstale only) V=Other S=Asscssmcnt W-I!sllm;~tc T=Cash~larket
Name of Person Reporting Robert H. Cleland
Date of R.epola 08/13110 (Includes those of spouse and dependent children. See pp. 36-34 of lnstructior~s.)
VII. Page 6
INVESTMENT and TRUSTS - income, value, t~ansactions B. Income during reporting period (1) Amount Code {A-l-I) {2) Type (e.g., dividend, rent or interest) C. Gross value at end of reporting period (1) Value Code (.I .p) {2) Value Method (;ode (Q-W)
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" forjoint ownership of reporting individual andspouse. "(S)"for separate ownership b)" spouse. "(DC)" for ownership by dependent child Place on "(X)" after each as.vet e~en~ot from prior tlisclos~*re,
D. Transactions during reporting
{I) Type (e.g.. buy= self, partial sale, merger, redemption
If not exempt from disclosure
(2) Date: MonthDay 10/29 11105 0~/30 07/10 07113 09110 05/21
(3) Value Code (J-P) J J J
(41 Gain Code A A None
{5) Identity of buyer!seller tif private transaction)
40 Altera Carp(common) 41 AIIerO (?orp (common)
Partial Sate Sell Partial Sale Buy Buy Partial Sale Buy
42 Altria Group lnc (common) .13 Altria Group Inc (common) 44 Altria Group lnc (common)
45 Altria Group lnc (common) 46 Amazon Cam lnc (common) 47 America MoviI-ADR Series L (common) 48 American International Group(common) 49 American Tower Carp {common) 50 American Tower Carp(common) 51 Ametiprise Financial Inc (common) 52 Aragon lot{common) 53 AmgLo Inc (common) 5"4 Anhcuser-Bush Inbev (common) 55 AOI. Inc (t:ommun)
J J
None
Sell Buy Sell Buy Partial Sale Sell Buy Buy Buy Buy Buy Buy Bt~
03/18 07/10 10/09 I 1!04 06/25 07/13 I 1/12 0~/07 04123 06110 01il6 04130 06/01
J J J J J J J J J J J J J
None
None
A A
St, AOL h~c (common) 57 AOI. Inc lcommon)
58 Apache Carp (common) 59 Apache (7orp (common1 60 Apache torp (common)
I luc/Gain Codes: A-I,000 or less {Col BI, D-l) F=$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col(I, D31 ()=500,000-$1,(100.000 3 Val Mth (?odes: ()=Appraisal [.l=~Book Value (col (72)
B=$1,001-$2,500 G=$100,001-1,000,000
C=2,501-$5,000 H=$1,000,001-$5,000,000
19~$5,001"$15,000 H2=$5,000,001 or more
E=$15,001-$50,000
L,=$50,00 I-I 00,000 M=$100.O01 -$250,000 I1=$250,001-$500,000 K=$15,001-$50,000 PI= $1,000,001-$5,000,000 P2=$5,000,001-$25,000~000 P3=$250000,001-$50,000,000 P4=$50.000,001 or more R=Cost (real estate only) V=Olher S=Assessmenl W=Estimalc T=Cash]Market
I Name of Person Reporting I Robert H Cleland
I Date of Report I 08/I 3/I 0 (Includes those of spouse and dependent children. See pp. 36-54 of Instruction&) C. Gross value al end of reporting period (I) Value Code (.I-p) (2) Value Method Code (Q-W) D. ~, Transactions during rePOrting period
Vll. Page 7
INVESTMENT and TRUSTS - income, value, Iransactions B. Income during rclx~ fling period (I) Amount (ode (A-H) (2) Type {e.g.. dividend. tent nr interest)
A. Description of Assets Indicate where applicable owner of the a~set by using the parenthetical "(J)" for]oint ownership of reporting individual and spou~e, "(S)"fot separale ownership by spous~ "(DC)" for ownership by dependent chiltt Place an "(X)" after each asset ~emptfromprlor disclosur~
(I) Type (e.g.. boy, sell, partial sale, merger. redemption
I f not exempt from disc!osate
(2) Date: MonthDay 07i17 08107 09/17 09/30 10/12 10/22 11/03 01/06 01/15 03/30 09/21 06/02 08/05 01/20 02104 02i05 01127 04i07 04/15 06/17 06/19 06/23
(3) Value Code {J-P) J J J J J J J .1 J J J J J J J J J J J J J J
(4) Gain (ode (A-H) None A None None A A None None None A A
(5) Identity of buyer/seller (if private transaclion)
61 Apache Corp (common) 62 Apache Corp (common) 63 ApacheCorp(common) 64 ApacheCorp(common) 65 Apache Corp (common) 66 Apache Cotp (common) 67 ApacheCorp(common) 68 Apple Inc (common) 69 Apple lnc (common) 70 Apple Inc (common) 71 Apple Inc(coramon) 72 .Arcelormittal SA t.uxembourg (common) 73 Arcelormittal SA Luxembontg (common) 74 Archer Daniels Midland Co (common) 75 Archer Daniels Midland Co (common] 76 Archer Daniels Midland Co (common) 77 AI-&T Inc (common) 78 AT&T Inc (common) 79 AT&.T Inc (common) 80 AT&.T Inc (common) 81 AT&T In (common)
Partial Sale Partial Sate Partial Sale Partial Sale Partial Sale Partial Sale Sell Partial Sale Paaial Sale Partial Sale Partial Sale Buy i3uy Buy Buy Buy Parlial Sale Buy Buy Buy Buy Buy
None
82 AT&T Inc (common)
1 Inc/Gain Codes: A= 1,000 or less (Col BI, D4) F=$50,000-.$100,000 2 Val Codes.: J=$15,000 or less (Col C1, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q=Apptaisal (col C2) U=Book Value
B=$1,001 -$2,500 G=$100,001-1,000:000
C=2,501 -$5,000 tt=$1,000,001-$5.000.000
D=$5;001 -$15,000 H2=$5,000,001 or mote
E=$15,001 -$50,000
K=$15,001-$50.000 I.=$50.001-100,001) M=$100,001-$250,000 N=$250,001-$500,000 PI= 5; 1,000,001-$5,000,000 P2=$5.000,001-$25,000,000 P3=$25,000,001-$50.000~000 P4=$50,000,001 or more R=Cost 0eel ,estate only) V=Other S=Assessment W=Eslimate l-=4._asi~Market
2009 FINANCIAL. DISCI.OSURE REPORT
] Name of Person Reporting
Date of Report ,~ 08/13110 {Includes those of spouse and dependent children. See pp. 36-54 of Instructions ) C. Gross value at end of reporting period (I) Value Code (J-P) (2) Value Method Code (Q-W) D Transactions during reporling period
Vll Page 8
INVESTMENT and TRUSTS - income, value, transactions B. Income during reportiug period {I) Amount Code (A-H) (2) q,ype (e.g., dividend, rent or interest)
Robert H. Cleland
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J) "for joint ownership of reporting individual and spouse, "(S)" for separate ownership by spouse. "(IX)" for ownership by dependent child Place an "6~) " after each asset exempt from priar disclosure,
(1) Type (e.g.. buy sell, partial sale, merger. redemplion
If out exempl from disclosure
(2) Date: MonthDay 07/27 ()712t 04/I 7 03/20 08/31 12/07 12109 01/14 04/21 06105 09/09 09/30 01/t4 05/01 05/05
(3) Value (.ode I J-l"~ J .I J .t J .I J .1 J J J J .I J .!
(4) Gain Code (A
(5) Identity of buyer/seller (it" private transaction)
,.
83 AT&T Inc (common) 84 Au~.otiv hie (cbmmon) 85 ] Bank New York Mellon Coo3 (common) 80 Bank of America Coo3 (common) 87 ] Bank of America Coo3 (common) 88 Bank of America (?0o3 (common) 89 Bank ofAmer,ca Corp (common) 90 Baxter hucma|ional In (common) 91 Baxter International Inc (common) 92 Baxter International Inc (common) 93 Baxter International Inc (common) 94 BB&T Coo3 (commonk 95 Becton I)ickin:;on & Co (common) 96 Becton I)ickinson & Co (cnmmou) 97 Becton Dickinson & Co (conrmem) 98 Bernstein Emerging Markets Portfolio (fund) 99 henastein "la:,:-Managed Intem;monal Portfolio (fund) 100 tO1 102 103 Black & I)ecket (:uq,~(common) Black & Decker Cot9 (common) Black & r)eeker (:orp(comn~on) BP PI,C (eommon)
Buy Sell
BUy
None
Pamal Sale Buy Buy Buy Partial Sale Buy Parlial Sale Partial Sale Buy Partial Sale Partial Sale Sell
None
None
None None
None None None
Partial S~le Buy Sell Partial Sate
0f/t5 09114 12/30 01/30
J J J J
None
A None
1 lnciGain Codes AI,000 or less (Col B1, 1)4) F=$50,000-$100.000 2 ValCodes: J:=,$15,()00ot less (Col C I. D3) O=500.000-$I,000,000 3 Val Mlh (?t)dcs L~App~aisal IJ~13ook V~due (col (.~2)
B=$1,001.$2,500 G=$100,001-1,000,000
C=2,501-$5,000 H=$1,000,001-$5,000,000
D=$5,O01-$15.000 1-t2=$5,000,001 or more
E=$!5,001-$50,000
K=$15,001_$50,000 L=$50,001_100,000 M=$100,001-$250,000 N=$250:001-$500,000 PI= $1.000,001-$5,000.000 P2=$5,000,001-$25,000,000 1,3=$25,000,001-$50,000.000 P4=$50.000,001 or more R=Cosl (real estate only) V--a)thcr S~Asscssment W=Estimate q-=CaslvMatket
Name of Person Reporting Robert ft Cleland
Dale of Report 08113110 [Includes those of spouse and dependent children. See pp. 36-.54 oflnslrttclio~ta.)
V]L Page 9
INVES~MENT and TRUSTS - income, value, transactions B Income during reporting period (I) Amount Cude (A-H) (2) Type (e.g, dividend, rent or interest) C. Gross value at end of reporting period (I1 Value Code i-I-P) {2) Value Method (.ode (Q-W)
A. Desoripiion of Assets Indicate where applicable owner of the a~set by using the parenthetical "(J) forjotnt ownership of reporting tndividual and spouse, "(S)for separate owner~hip by spouse. (DC)" for owner.~hip by dependent child Place an "(X)" after each anset exempt from prior disclosure,
D. Transactions during reporting period
(l) Type (e.g., buy. sell, partial sale, merger. redemption
I f not exempt from disclosure
(2) Date: MonthDay 11)/2_0 I !110 04108 04/13 06115 01116 10107 10123 06/05 08/03 03105 05/27 07/14 07/28 10126 11il3 12i09 01/30 I Ill 1 05/14 08103
(3) Value Code (J-P) J
(4) Gain Code A
(5) ldentir.v of buyer/seller (if private transaction)
104 105 106 107
BP PI.C (common) Broadcom Corp- CL A (common) Bunge l.td (common) Bunge 1.tdlcornmon)
Sell Buy Partial Sale Panial Sale Buy Buy Partial Sale Sell Partial Sale Sell Partial Sale Buy Buy Buy Partial Sale Partial Sale Iartml Sale lluy Partial Sale Parlial S~le ParlialSale
J J
A A
108 Cameron International Icommon) 109 Capita~ One Financial {common) I I0 Capital One Financial (common) II| ! 12 Capital One Financial (common) Cardinal Health Inc (emnmon)
J J J J J J A A None None None
113 Cardinal Health Inc (common) ! 14 115 Caterpillar [nc (common) Caterpillar Inc I.common)
I 16 Caterpillar Inc (common) 117 Caterpillar Inc Icommon) 118 Caterpillar Inc (common) 119 Caterpillar Ine (common)
J J J J .I A A A
120 Ca~erpdlar Inc fcommon) 121 CBS Corp - CI. B (comlnon)
122 CBS (;orp- CL B (common) t23 124 Celgene Corptcommon) Celgene Corp{common)
J J J
None None None
I Inc/Gain Codes: A=l,000or less (Col B Ii D4 ) F=$50,000-$ 100,000 2 Val Codes: .!=$15,000 or less (Col CI, 03) O=500.000-$1,000,000 3 Val Mth Codes: Q=Appraisal (col C2) lJ=Book Vah,e
B=$1,001-$2,500 G:$ 100,001 - 1,000,000 K=$15:001-$50,000 PI= $ 1.000.001-$5.000,000 R=Cost I real estate onlyl V=Other
C=2,501-$5.000 H ~$1.000,001-$5.000,000
I)=$5,001-$15.000 H2=$5,000,001 or more
E=$15,001-$50,000
I.=$50,001-100.000 M=$100,001-$250.000 N=$250~001-$500,000 P2=$5.000,~.~)1-$25.000.000 P3=$25,000,001-$50,000,000 P4:-$50,000_001 or more S~ Assessme~tt W=Esdmate T=Cash/Market
2009 FINANCIAL DISCLOSURE REPORI"
Date otr Report O8! 13/10 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.)
VII. Page I 0
INVESTMENT and TRUSTS - incomel value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type {eg., dividend, rent or interesl) C. Gross value at end ~ of reporting period (I) Valoe Code (J-I0 12) Value Method Code (Q-W)
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "J)" forjoint ownership of reporting indi~idualandspouse, "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent child Place an "IX)" after each asset e.xemptfroraprior disclosure,
D. Transactions during reporting period
(I) Type (e.g , buy, sell, partial sale. merger, redemption
If nnt exempt frorn disclosure
(2) Date: MonthDay t 1/03 O4/04 0,11t6 06/10 06/16 07/10 08/10 12104 12/08 08/06 I 1/24
(3) Value Cnde (J-P) J J J J J J J I J J J
(4) Gain Code (A-H) None
(5) Identity of buyer/seller (if private transaction)
125 Celgene Corp (common) I26 Chevron Corp (common) t27 Chevron Corp (common) 128 Chevrou Corp (common)
Partial Sale Buy l~uy Partial Sale Partial Sale Partial Sate Partial Sale Partial Sale Partia! Sale B,y Buy Partial Sale Partial Sale Partial Sale Partial Sale Flay Partial Sale
A A None A A A
129i Chevron Corp(common) 301 Chev~on Co[p (commot~) t31 132 133 134 Chevron Corp(common) Chev=on Corp (common) Chevron Corp(common) Cimarex Energy Co(common)
135 ! Cimarex Energy Co (common) 136i Cisco Systems Inc (common) 137 Cisco Systems Inc (common)
04115 05/26 07/01 08/03 J 09!22 I 1/13
J .! J J
None None None None
138i
cisco Systems Inc (commonl
139i Ciscn Systems Inc (common) 140 Cisco Systems Inc (common) 141 142 143 44 Cisco .Systems Inc (common) Citizens I"irst Bancorp lnc (common) Citigroup Inc (commun) Ciligrot~p Inc (common)
None
Partial Sale Sell
01/15 02/20
J J
None None
I I ncl(iain (;odes: A= 1.000 ot less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15.0IFOot less {Col CI, D3"~ O~500.000-$1,000.000 3 Val Mth (_:odes: Q=Appraisal (col (12) U=Book Vldoc
B=$1,001 -$2,500 G=$ !O0,001-1.000.000
C=2,501 -$5,000 H=$1,000,001-$5:O00,0(X)
ry=$5,001 -$15,000 H2~$5~000.001 or mote
E=$15,001 -$50,000
K=$15.001-$50,000 1,=$50,001-100,000 M=$100,001-$250,000 N=$250,001"$500,000 Pl- $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50.000,001 or more R=Cost (~eal eslate only) V=Othct S=Assessment W=Eslimale T=Cash!Matket
Name of Person Reporting Robert H. C~eland
Dat~ of Report 0g/I 3/] 0 (Includes those of spouse and dependent children See pp. 36-54 of lr~lructio~s.) (" Gross value at end of reporting period tl ) Vah~e Code (J-P) (2) Value Meth(~l Cod~ (Q-W) D, Transactions during reporting period
VII. Page I I
IN VESTMENT and TRUSTS - income, value, transactmns B Income during reporting period (I) Amount Code (A-H) (2) lypc ~e.g.. dividend, rent or interest)
A. De~cripition of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" forjoim ownership of repor6ng individual andspouse, "(A)"for separate ownership by spouse. "(D~)" for ownership by dependent chila~ Place an "(X)" after each asset exerapt from prior disclosur~
(!) Type (e.g. ~ buy, sell, partial sale, merger, redemption
If not exempl From disclosure
(2) Date: MonthDay 01/30 02106 04103 05i01 05/11 09~16 01/27 04107 04116 05/05 II/0~ 04/15 06/17 12/17 02/03 08/t4 10/I)2 11/05 I 1/17 12/03 0gi14 10112
(3) Value Code (J-P) J J J J J J J J J J J J J J J J J J J J J J
(4) Gain Code (A-]l) None None None None None None
(5) Identity of buyer/seller (ifprivate transaction)
145! C/vIE Group Inc (common) 146 147 148 (?ME Group Inc (common) CME Group Inc (common) Coca Cola Co (common)
Partial Sale Partial Sale Pamal Sale Patlial Sale Partial Sale Sell Buy Partial Sale Parlial Sale Pa~lial Sale Sell Buy Partial Sale Buy Partial Sale Eh~y Buy Buy Bay Buy 13uy Buy
149! Coca Cola Co (common) 150 151 152 153 154 155 156 1.57 158 159 160 161 Coca Cola Co (common) Colgate-Palmolive Co(common) Colgate-Palmolive (20 (common Colgate-Palmolive Co (common) Colgate-Palmolive Co (common) Colgate-Palmolive Co (common Comcast Corp (common) Comcasl Corp (common) Comcast Corp (common) ConocoPhillips (commonl ConocoPhillips (common) ConocoPhilhps (common)
None None None A
None
None
i62 ConocoPhdlips (common) 163 ConocoPhillips (common) ConocoPhilhps (common) 164[ 165 Constellation (common) 166 Coop~r Industries(common) 1 l nciGain Codes: A=1,000 or less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15.000 or less (Col CI, D3) O~500,000-$1,000,0(10 3 Val Mth Codes: Q=Appraisal U=Book Value (col C2)
B=$1,001 -$2.500 O=$]00,00l-l,000.000
C=2.501 -$5,000 H=$1.000.001-$5.000.000
13=$5,001-$15,000 H2=$5.000.001 or more
E=$15,001 -$50.000
K=$15,001-$50J)00 L=$50.001-100,000 M=$100~001-$250~000 N=$250.001-$500.000 Pl= $ 1,000.001-$5,000,000 P2=$5.00fl=001-$25J)00,(100 P3=$25.000,001-$50.000.000 P4=$50.000,001 or more R~4.?~).~t (real estate only) V:O~her S=Assessment W=Eshmatc l=Cash/Market
2009 FINANCIAL DISCLOSUKE REPORT
Name of Person Repomng Rob~r~ H. Cleland
Dale of Reporl 08113/10 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C. Gross vahm at end of reporting period (I) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 12
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amounl Code (A-H) (2) Type (e.g.. dividend. rent or interest)
A. Description of Assels Indicate where applicable owner of the asset by using the parenthetical "(J) " forjoint ownership of reporting individual and spouse, "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent child Place an "IX)" after each asset &remptfromprior disclosure,
(I) Type (.c.g , buy, sell, partial sale, merger. redemption
If not exempt from d~sclosure
(2) Date: MonthDay 01/21 12/16 02/10 06/23 09t04 12/07 09/08 05/~ t 07/21 t0/09 06/I6 04/01 05/27 06/05 0g/I I 09/17 10/07 03/05 01/23 02112 07/I 5 08/12
(3) Value Code (J-P) J J 3 J J J J J J J J J J J .t" J J J J J J J
(4) Gain Code (A-H)
(5) Identity of buyer/selle~ 01 private transaction
167 Cor~rmg lnc (common) 1~,8 Coming Inc (common) 169 170 171 Coslco Wholesale Carp (common) Costco Wholesale Carp (common) Costco Wholesale Carp (common)
Buy Famal Sale Buy Buy Pa~ial SaFe Buy Buy Buy Buy Sell Buy Buy Buy Buy Buy Buy Buy Sell Buy Partial Sale Buy Buy
None
172 Covidien (common) 173 Credit Suisse Group(common) 17,1 175 176 177 Credit Suisse Group (common) Cro,,,vn Caslle Intl (common) Crowne Caste Intllcomrnon) DR I.Iorlon lnc (common)
178 Danaher Carp(common) 179 Danaher Carp(common) 180. 181 182 183 184 185 186 187 188 Danahcr Co~(common) Danahct Carp (common) Danahe~ Carp (common) Deao Foods Co (common) Deere & Co(common) Dell (common) Dell Inc (common) Dell (common) Dell (common)
None
None
I InciGain Codes: A=I,000 or less (Col BI, [)4) F=$50,000-$100,000 2 Val Codes: J=$15,000ol less (ColCI, D3)O=500,000-$I.000,000 3 Val Mth Codes Q=Appraisal (col C2) U=Book Value
B=$1,001-$2.500 G=$100.001"I,000,000
C=2,501-$5.000 H=$1,000.001-$5,000,000
D:-$5,001-$15,000 15=$15,001-$50,000 H2=$5,000,001 or marc
K=$15,001-$50.000 L=$50,001-100.000 M=$100~001_$250,000 N=$250,001_$500,000 Pl~$1~000,001-$5,000.000 P2=$5.000,001-$25,000,000 P3=$25,(/00:001-$50,000,000P4=$50.000,001 ormore R=t.ost (real eslatc only) V=()thcr S=Assessmcnt W=Estimate T~..2ash,~,iarket
2009 FINANCIAl.. DISCLOSURE REPORT
/ Name of Pcrson Reporting Robert H, Cleland 08/13/I0
Dale of Report
VII Page 13
INVESTMENT and TRUSTS - income, value, transactions
(Includes those of spouse and dependent children. See pp. 36-34 of Instructions.) Gross value at end of reporting period (I) Vahle Code I J-P) (2) Vatuc Method Cod~i (Q-W) Transactions during reporting period
Description of Assets Indicate where applicable owner of the a~et b)" using the parenlhetical " (J) " for jolnt ownership of reporting individual and spoose. "(3")"for separate ownership by spous~ "(DC)" for ownership by dependent child Place an "IX)" after each asset exempt from prior disclosure,
Income during reporting period (I) Amount Code (A-H) {2) Type (e g., d~vidend, rent or interest)
(ll Type (eg.. buy. sell, partial sale, merger. redemption
tf not exempt from disclosure
(2) Date: MonthDay t1123 12/14 04/16 05/I 8 02!03 02110 04/06 06/01 07115 11/19 12/03 04109 1")5/21 05/27 06,/08 06/24 06/25 06126 05/19 ! 1/23 11124 04107
113) Value (:ode I Jr-P) J
(4) Gain Code (A-H)
(5) . Identity of buver/seller (if private ~ransaction)
189 Dell(common) 190 [)ell (comnmn) 191 i Deutsche Bank AG Registered (commmO 192 [ Devon Energy (common) 193 Devon Energy (common)
Buy Buy Pa:tial Sale Buy Buy Buy Buy Partial Sale Buy Buy Buy Buy Buy Buy iluy Buy I~uy Buy Partial Sale Partial Sale Sell Buy
.i J J J
None
194! Devon Energy. (common) 195 Devon Energy (common)
196 Devon Energy (common) 197 198 Devon Energy (common) Devon Energy (common)
J J
None
199 Devon Energy. (common) 200 201 202 203 204 205 206 207 208 209 210 Du Pont (E.I.) De Nemours (common) Du Paul (E.I.) De Nemours Icommon) Du Pont (E.I.) I)e Nemours (common) Du Pont (E.I.) De Ncmourslcnmmon) Du Paul (E.I.) l)c Nemours (common) Du Pont (E 1 ) De Ncmnnrs (common) Du Paul I E I ) De Ncmours (common) Eastman Chemical Co ~common) Eastman Cl~em~cal Co ~common) Eastman Chemical Co (common) Eli Lily (common)
1 J
J J ] J A A A
I Inc/Gain Codes: A=I,000 o~ less (Col B I, D4) F=$50,000-$100,0(10 2 Val Codes: J=$15,000 or less (Col Ct, D3) O=500,000-$I.000,0110 3 Val Mth Codes: Q=Appraisal I)=Book Value (col (_?2)
B=$1.001-$2,500 G=$ I (10,0(ll - 1,000,00(I
(~2.501-$5.000 tt:$1,000,001 -$5,000.000
I)=$5,001-$I 5,000 112=$5,000,001 o~ m~~rc
E=$15,001-$50,000
K=$15,001-$50,000 1..=$50.001-100,000 M=$100,001-$250.000 N=$250,001-$500,000 PI= $1,000.00I-$5,000,000 12=$5.000.(101-$25,000.000 p3=$25.000,001-$50.000:000 P~=550,000,001 or mote R=CosI (real estale only) V~:Othcr g-Assessment W=[:i~lim~lc T=Cash/Market
Name of Person Reporting Robert H. Cle]and
Date of Report 08/13/IO (Includes those of spouse and dependent children. See pp. 36-54 of htstructiott~.) C. Gross value at end of reporling period (I) Value Code (.l-P) (2) Value Method Code (Q-W) D. Transactions during r~portmg period
VII. Page 14
INVESTMENT and TRUSTS- ~ncome value, transactions B. Income during reporting period (I) Amount Code CA-H) (2) Type (e.g., dividend, rent or inlerest)
A. Description of Assets Indicate where applicable owner of the avset by using the parenthetical "(d)" forjoint ownership of reporting individual and spouse, "(S)"for separate ownership by s~oouse. "(DC)" for ownership by dependent chilc Place an "(S) " after each asset ~remptfrom prior disclosure,
(I) Type (e.g. , buy, sello partial sale, merger, redemption
If not exempt fiom disclosure
(2) Date. MonthDay 07122 09/29 08/05 08/(17 09/23 10/26 12121 01/30 04101 05i29 08./05 08/t9 09/16 10/22 06102 Oit~20 01123
(31 Value Code O-P) J J .I J J J .I l J .I J J J J J J J
(4) Gain (.;ode (A-H) A A
(5) lde ntil) of buyer/seller (if private transaction)
21 t 212 213 214 215 2te, 217 218 219 220 221 222 223 ~24 225 226 227 228 229 230 231
Eli Lilly Co (common) Eh Lilly Cu (common) EMC Cnrp (comn~on) EMC Corp (common) EMC Corp (common) EMC Corp (common) EMC Corp(common) Emerson Electric 12o (con.unon.) Emerson. Electric Co(common.) Emerson. Electric Co (common) Emerson Elects~e Co (common) Emerson Electric Cn Icommon.) Emerson Electric Co (common.~ Emerso~ ElecOic Co (commol~) Ec~5o Int] loc(commont EOC; Rcs Inc (commou) EOG Rcs Inc (cornmon~ EO(5 Res Inc (commun) EO(.; Res Inc (comnton) EOG Res Inc Icommun) EOG Res Inc (common)
Partial Sale Sell Buy Buy Buy Buy Buy Buy Buy Partial Sale Partial Sale Partial Sale Partial Sate Sell Buy Buy Buy Buy Buy Partial Sale P~trtiat Sale
None A A A A
O2/03 04/22 05t27 06i24
J J J J None None
I lnciGain Codes: A=l,O00or less t,(ol Bt, D41 F:$50,000-$100,000 2 Val Codes J=$15,00Oor less (Col C1, D31 O=500.000-$1.000,000 3 V~I Mth Codes O-Apprais~d U=llook Value !col C21
B=$1,001-$2,500 G=$100,001-1,000,000
(?=2,501-$5,000 H:$I,000,001-$5,000,000
D=$5,001-$15,000 tl2=$5,000,001 or more
E=$15,00!-$50,000
K=$15,001-$50,000 L=$50,001-100,000 M=$100,001-$250,000 N=$250,001"$500,000 111= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 p3=$25,000,001-$50,000.000 P~=$50.000:001 or more R=Cost (real estale only) V=Other S=Assessmenl W=Eslimate "l:Casl~%.|arket
Name of Person Reporting Robert H. Cteiand
Date of Report 08113110 (Includes those ofspou$e anddependenl children. See pp. 36-54 of Instructions.) C Gross value at end of reporting period (I) Value Code !J-P) 12) Value Method Code (Q-W) Transactions during reporting period
VII. Page 1.5
INVESTMENT and TRUSTS - income, value, transactions B Income during reporting period (11 Amount Code (A-H) [2) Type t.e.g. dividend. rent or intcresl)
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reporting individual andspause, "(S)"for separate ownership by spouse "(DC)" for ownership b.v dependent child. Place an "(S)" after each asset ~remptfrompriordiselosure.
(I) Type ties., buy, sell, partial sale, merger, redemption
ft,.not exempt from disclosure
(2) Date: /vtonthDay O7101 07/IO 08/03 08/20 10/29 11116 03/30 06/05 08/18 07/10 08/18 10/01
(3) Value Code (J-P) l J J J J J J J J J J J
(4) Gain Code A-H) None None A A A A None None None None None A
15) Identity o f bu3,eriseller (il private transaction)
232 233 234. 235 236 237 238 239
EOG Res Inc (common) EOG Res Inc (common) EOG Res Inc (common) EOG Res lnc (common) EOG Res lnc (common) EOG Res Inc (common) Ericsson L M Tel Co (common) Ericsson L IVl Tel Co (common)
Partial Sale Pania! Sale Partial Sale Partial Sale Partial Sale Sell Partial Sale Partial Sale Sell Partial Sale Partial Sale Sell
240 Ericsson L M Tel Co (common! 241 242 243 244 245 246 247 248 249 250 251 Exxon Mobile Corp (common) Ex.xon Mobile Corp (common) Ex.xon Mobile Corp(common) Fannie Mac (common)
Should have been listed
Fedex (COlOnlot0 Fiflh Third Bancorp (common) Fluor Corp (common) Frartklin Resources lnc (common) Franklin Resources Inc (common) Franklill Resources Inc (common) Franklin Resonrces lnc (cornmon)
.Buy Sell Sell Partial Sale Partial Sale Buy Buy
08107 O3/16 09/17 01/21 06/04 11104 11/09 J J J J J J None None None None
1 lot/Gain Codes: A=I,000 or less (Col B 1. D41 F=$50,000-$ 100,000 2 Val Codes: J=$15,000 OT less (Col CI, D31 O=500,000-$1,000.000 3 Val Mth Codes: Q=Appraisal U=Book Value (col C21
B=$1,001-$2,500 G=$ 100.001 - 1,000,000
C=2.501-$5,000 11=51,000,001-55.000,000
D=$5,001-$15,000 I-t2=$5,000,001 or more
E=$15,001-$50,000
K=$15,001~$50,000 L::$50.001-10U,O00 M=$100,001-$250,000 N=$250,001-$500,000 PI= $1,000,001-55.000,000 P2~$5,000.001-$25,000,000 P3=$25,000,001-$50.000,000 P4=$50,000,001 or more R-Cosl (teal estate only) V=OIhcr S-:Assessment W=Estimale T=CaslffMarkcl
2009 FINANCIAl.. DISCLOSURE REPORT
I [ Name of Person Reporting
Date of Report 0g/13/10 (Includes those of spouse and dependem children. See pp. 36-54 of lnstructioru.) C. Gross value at end of rel~)rting period (I) Value Code (J-P) (2) Value Method Code (Q-W) D Transactions during reporting period
VII. Page 16
INVESTMENT and TRI.tSTS - income, value, transactions B Income during reporting period (1) Amount Code (A-HI (2) Type (e.g., dividend. rent or interest)
Robert H. Cleland
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" forjoint ownership of reporting individual and spouse. "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent chil~ Place an "(g)" after each asset ~:empt from prior disclosur~
(I) Type (e.g., buy, sell. partial sale, merger. redemption
If not eempt from disclosure
(2) Date: MonthDay O5/05 06/OI 06~5 08/06 10!23 04124 02/10 O7/23 I 1/19 01/20 02/03 03/26 01/14 10/26 10/27 I t/I 7 12/I 7
(3) Value Code (J-P) J J J J J .1 J J J J J K J J J J J
14) Gain Code (A-H)
(5) lder, t~ly of bnyer/sellcr (if pr~vale t~ansactioa)
252 253 254 255 256 257
Freeport-McMoran COpl:x:t (commonl Freepon-McMoran Copper (common) Freeport-MuMoran Copper (common) Freeport-McMoran Copper (common) Frecporl-McMnran Copper Icommon) Gannett Co (common)
Buy Buy Buy Buy Parlial Sale Sell Buy Sell Buy Buy Buy Sell Partial Sale ~3uy Buy Buy Buy
None None
258 Gap lnc (common) 259 Gap Inc (common)
26Oi Garrnin I..td (common) 26!! Genentech lnc (common)
2621
263 264 265
Genentech lnc (common) Genentech Inc (common) General Electric Co (common) General Electric Co(common)
- C None
266 General Electric Co (common) 267i General Electric Co (common) 268 ! General Electric Co (commor0 269 270 27] 272 General Mills [common) Genworth Financial (com~nm0 Gilead Soences lnc (common) Gilead Sciences lttc (common)
Sell Parhal Sale Partial Sale
06/1 I 01/30 02/06
J J J
None A A
I Inc/Gain Codes: A=I,000 or less (Col [3 I, D4 ) F=$50,000-$ I [!0,000 2 Val Codes: J=$15,000 or less (Col CI, D3) O=500,000-$1,000,000 3 Val Mth Codes. Q=Appraisal U=Book Value (col C2)
B=$1,001-$2,500 G=$100,001 - 1.000,000
C=2,501-$5,000 I 1=$ t ,000.001 -$5,1Y00,000
I)=$5,t~01-$15.000 112 =$5.000.001 or more
K=$15,001-$50,000 I,=$50.001-100,000 M=$100,001-$250,000 N=$250.t}OI-$500.O00 PI= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25.000,001-$50;000,000 P4~-$50,000,001 or more R=Cost (real estate only) V=Other S=Asses~ment W=Esfimatc "l-=Cash/Market
Name of Person Reporting Roberl H. Cleland
Dale of Report 08113110
VII. Page 17
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) 12) Type (e.g., dividend, rent or interest) C Gross value at end of [eponmg period (I~ Value Code (!-P) (2) Value Method (_ode (Q-W}
(Includes those of spouse and dependent children. See pp. 36-54 of htctraction.r,) D. T~ansactions during reporting period
A. Description of Asse~s Indicate where applicable owner of the asset by using theparenthgtical "(J)" for ]oint ownership of reporting ..... indi~iduala~dspouse, "(S)"for separate ownership by spous~ "(DC)" for ownership b.v dependent child Place an ~Ot)" after each asset ~remptfrom prior disclosure,
(I) Type reg., buy. sell, partial sale, merger, redemption
If not exempt liom disclosure
(2) Date: MonthDay ~130 10115 04107 11116 02110 04i09 0.51t I 05128 06/16 09/11 09/24 10/16 10/19 10122 I 1/04 01/16 04/07 04/15 04120 10/19
(3) Value (?ode (J-P) J J
(4) Gain Code (A-H) A A
273
Gilead Sciences Inc (common)
Paaial Sale Pa.,aial Sale 13uy Partial Sale Buy Partial Sale Bu.v Bny ,. Buy Buy Parlia] Sale Buy Buy Buy Buy Buy Paniol Sale Partial Sale Parl~al Sale Partial Sale
274 Gilead Sciences Inc (common) 275 Glaxosmtthkline (common)
276 Glaxosmilhkline (common) 277 278 Goldlr~afl Sachs Group Inc (comrnon) Goldman Sachs Group Inc (common)
None
279 Goldman Sachs Group lnc (common) 280 Goldman Sachs Group lnc Icommon) 281 282 283 284 285 286 287 288 289 290 291 292 293 Goldman SachsGroup Inc icommon) Goldman Sachs Group Inc (common) Goldman Sachs Group lnc (common) Goldman Sachs Group lnc Icommon) Goldman Sachs Group Inc (commnn) Goldman Sachs Group Inc (common) Goldman Sachs Group Inc (common) Google Inc (common) Google Inc-Cl. A (common) Google Ioe-CI, A (common) Google Inc-C[, A (common) Google Inc-CI, A (con~mon) Greenlield Financial Group (common)
J J J .1 J J None None A A
1 lnc/Gain Codes: A-I.000 o~ less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J~$lS,000or less (ColCI, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q::Appraisal l.J=[:~ook VahJc (col (72)
B:$1.001-$2,500 (1~$100,001-1,000,000
C-2.501-$5,000 H~$1.000,001-$5.000,000
D=$5,001-$15,000 H2=$5:000.001 or mn~e
E:$15.001-$50.000
M=S100.001-$250.000 N=$250,001-$500,000 K=$15.001-$50,000 I.:$50,001-100.00() PI= $1,00O,001-$5.0!)0,000 P2~$5.000,001-$25.000.1;00 P3=$25,000,001-$50,000.000 P4=$50,000:001 or more R;".Cos! (real cstale only) V: Olhcl S=Asscssmcnt W=Estimatc T=(ashiMarkel
I Name of Person Reporling
Date of Report 08/I 3/I 0 (Includes those of spouse and dependent children. See pp. 36-54 of lnstr~tctions.) C. (]ross value at end of reporting period (t) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 1 g
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period !l) Amount Code (A-H) (2) Type leg., dividend, rent or interest)
Robert H. Cleland
A. Description of Assets Indicate where applicable owner of the a.iset by using the parenthetical "(J)" forjoint ownership of reporting individual and spouse, "(S)"for separate owrtership by spouse. "(DC)" for ownership by dependent chih~ Place an "IX)" after each asset exempt from prior disclosur~
(I) Type (e.g. , buy, sell, partial sale, merger, redemption
(2) Date; MonthDay 02104 08/12 04/07 05,"01 1~/04 06124 07116 08,28 10i05 02/I0 01/16 05/06 12/16 05/28 06/25 0g/14 t)()i()3 09108 09/23 1(2,122 I 1/13
(3) Value Code (J-P) J J J J J J .1 J ]
(4) Gain Code (A-H) None None Nooc None None None None A A
(5) Identity of buyerlseller (ff private transaction)
294 295 296 297 298 299 300 301 302 303 304 305 306
Hartford Financial Svcs Grp (connnor~) Hartford Financial Svcs Grp (common) tlewlett-Packard Co (common) Hewtett-Packard Colcommon) Hewlcrl-Packard Co (commnn) Hewlett-Packard Co (common) Hewlett-Packard Co (common) Hewlett-Packard Co (common) Hewlett-Packard Co (commun) Home Depot Inc (common) Honeywell Imernationul (common) Honeywell Internatmnal (commnn) Huntsman Corp (common)
Partial Sale Sell Partial Sale Partial Sale Partial ~tle Partial Sale Partial Sale Partial Sale Partial Sale Buy Buy Sell Buy Buy Buy Buy Buy Buy Buy Buy Buy
None
307 lllinois "1"~1 Works (common) 3081 lllinois Tool Works Icommonl 309 310 311 Illinois Tool Works (common) Illinois "l~nl Works (comn~on~ Illinois Tool Works (common)
J .I J
3121 Illinois Tool Works t,:ommon) 313 314 Illinois Iool Works(common) 1}linois Tool Works(common)
J J
1 lnc/Gain Codes: A=I.O00 or Jess (12ol BI, D41 F=$50,00(1-$10(),000 2 Val Codes: J.~:$15,000 or less (Col CI, D3J O=500,000-$1,000,000 3 Va{ Mth Codes: Q=App~aisal U=Book Vatuc (col C2)
B=$1,001-$2.500 G=$100,001-t,000,0U0
C=2.501-$5,000 H=$1,000,001-$5,000,000
D=$5,001-$15,000 H2=$5,0O0,001 or more
E=$15,00]-$50,000
M=$100.001-$250,000 N=$25(J.f~41t$500,000 K=$I 5,001-$50,000 L=$50,001-100,000 l-l"- $1:000,001-$5,000,000 P2=$5,000,001-$25,000,000 p3=$25,000,001-$50,000,000 P4~$50,000,001 or more R=Cosl (real estate only) V-Other S=Asscssment W=Estimate T=CashlMarkel
Dale of Repo~l 08/13110 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C. Gross value at end o| reporting period (I) Value Code (J-P) (2) Value Method Code IQ-W) D. Transactions during reporting period
VII. Page 19
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting permd (1) Amount Code (A.H) (2) Type (cg. dividend. renl or inlcrest)
A. Description of Asset~ Indicate where applicable owner of the asset by using the parenthetical "(J)" forjoint ownership of reporting individual and spouse, "(S)"for separate ownership by spouse_ "(DC)" for ownership by dependent chil~ Place an "IX)" after each asset exemptfrora prior disclosur&
(I) Type (e.g , buy, sell, partial sale. merger, redemption
If not exempt fiom disclosure
(2) Date: MonlhDay I 06/03 10/09 10/22 I 1/12 04/23 06/0t 07/17 09110 11t23 03/30 05/01 0t/09 02111 05/08 05/20 08/07 09/17 09/18 03/31 05106 05t08 05/15
(3J Value Code (J-P)
(4) Gain Code (A-H)
(5) Identib of buyer/seller (if private transactionJ
315 Ingersoll-Rand PLC (common) 316 ! Ingersoll-Rand PLC Icommon) 317 Ingersoll-Rand PLC (common) 318 319 Ingersoll-Rand PLC (common) Intel Carp(common)
Buy Buy Buy Buy Buy Buy Buy Buy Buy Partial Sale Partial Sale Buy Buy Partial Sale Sell Buy t~uy Buy Partial Sale Buy Buy Buy
320 Intel Carp (common) 321 322 323 324 325 326 327 328 329 330 331 332 333 334 335 336 Intel Carp(common) Inlel Carp{common) Intel Carp (common) JC Penney Co JC Penney Co Jacobs EngineeringGrouptcommon) Jacobs Engineering Group {common) Jacobs Engineering Group Inc (common) Jacobs Engineering Group In (urnmon) Johnson Controls Inc (common) Johnson Controls Inc Icommon) Johnson Controls Inc (common.) JP Morgan Chase & Co (common) JP Morgan Chase & Co ~common) JP Morgan Chase & Co (common) JP Morgan Chase & Co (common)
J J J
J J J J J J J J J J J J
None A
None
I Inc/Gain (?odes: A=I,000 or less (Col BI, D4) 1=$50,000-$100,000 2 Val Codes: J=$15,000 at less (Col C), 133) O=500,000-$1,000,000 3 Val Mth Codes" O=Appraisal U=Book Value (col C2)
B=$1,001-$2,500 G=$100,001.1.000.000
(~=2.501-$5.000 H=$1,000,001-~;5.0f)0.000
D=$5,001-$15,000 H2=$5,000,001 or more
F.=$15~001-$50,000
K=.$15,001.$50.000 L=$50,001-100,000 M=$100,001-$250.000 N-$250,001-$500.000 Pl= $1,000,001-$5.000.000 P2=$5,000,001-$25,000.000 P3=$25,000.001-$50,000~000 P4=$50,000,001 o~ more R=Cost (real estate only) V=Other S=Assessmcnt W:~istimate T=Cash/Market
2009 FINANCIAL DISCLOSUR-E REPORT
Date of Repo~ 08/I 3/I 0 (Includes those of spouse and dependent chddren. See pp. 36-54 of Instructions.) C. Gross value at end of reporling )eriod (I) Value Code (J-P) (2) Value Method Code (Q-W) I D. Transactions during reporting period
Vl 1. Page 20
INVESTMENT and TRUSTS - income, value, transaclions B. Income during reporling period (I) Amount Code (A-H) (2) Type (e.g., dividend, rent or interesO
A. Descriplion of Asselx Indicate where applicable owner of the taset by using the parenthelical "(J)" for join t ownership of reporting individual and spouse, "(,$9" for separate ownership by sp(mse. "(DC)" for ownership by dependent child. Place an "(X)" after each asset ~rempt from prior disclosure,
(1) Type (eg. buy, sell. paalal sale, merger. redemption
If not exempi from disclosure
(2) Date: MonthDay
(3) Value Code

(J-P)
(4) Gain Code IA-H)
(5) Identib of buyer/seller (if private transaction)
337 Jp Morgan Chase & Co (common) 338 jp ~..lorgan Chase & Co (common) 339 .1p Morgan Chase & Co (common) 340 JP Morgan Chase & Co (common) 341 342 343 344 345 346 347 348 349 350 351 352 JP Morgan Chast: & Cn (common) JP Morgan Chase & Co (common) JP Morgan Chase & Co (common) .1p Morgan Chase & Co (common) KLA-Tencor Corp(common) Kl..A-Tencor Corp (common) Kohls Corp (common) Kohls Corp (common) Kohls Corp (common) 1.ibeay Enterlainment (common) Liberty Enlerlainloem (common) 1.iberty Enlcrtamment (common) ..
Buy Buy Buy Buy Parxial Sale Partial Sale Buy Buy Buy Buy Buy Buy Pactial Sale Buy Palaial Sale Sell 13,uy Buy Parlial Sale Paalal Sale Sell
05~7 06105 06/12 07107 09/04 10/09 12/10 12114 09/I I I0/01 04130 06/02 12/!)4 04~1 07/22 08/05 04/15 1)1127 ) 1/30 04/21 05107 J J J J J J J A None None A A J None J 3 ) J J J None A J
353 Limited Brands (commnn) 3541 Lincoln Nal~onal Co~p (conm~on) 355 356 357 l..incoln Nalional Corp (t:ommnn) Lockheed Martin Corp (common) Lockheed Marlin Corp (common)
1 lnciGain Codes: A=I,000 or less (Col BI, D4) F=$50.000-$100,000 2 Val Codes: J~$15,()(Xlor less (Col CI, D3) O,=500,000-$1,000,000 3 Val MIh Codes: O=Appraisal t~-Book Value (col C2)
B=$1,001-$2,500 G=$100.001"I,000,000
C~2:501"$5,000 H=$1,000,001-$5,000,000
D=$5,001-$t5.000 H2~$5,000,001 or mote
~!=$15.001-$50.000
M=$100,001-$250,000 N:$250.()01-$500,000 K=$15.001-$50,000 L:$50,001-100,000 PI= $1,000,001-$5,000.000 t2=$5.0(10,001-$25,000,000 p3=$25,000,001-$50.0OU.000 P-t=$50.O00.001 or more R=Cost (real estate only! V=Other S=Asscssmcnt W=Estimate T=~ash.fb"larkcl
Name of Person Reporting Ruben H. Cleland
Date of Report 08/13/I 0 (Includes those of spouse and dependent children. See pp. 36-54 of lnstructiotti.) C. Gross va_}ue at cud of reporting period (13 Value Code J-P) (2) Value Method Code (Q-W/ D Transactions during reporting period
VII. Page 21
INVESTMENT and TRUSTS - income, value, transaclions B. Income during reporting period (I) Amount Code (A-H) (2) Type (e g.. d vidend, rent or interest)
A. Description o| Assets Indicate where applicable owner of the asset by using the parenthetical "(2)" for joinI ownership of reporting individual and spouse, "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent child. Place an "Or)"" after each as~et ~xemptfroraprior disclosur~
(I) Type (e.g.. buy, sell, partial sale. merger. redemption
{.2) Dale: MonthDay 04121 07109 09121 09/22 12tl8 02!09 05114 06/17
(3) Value Code. (J-P) J J J J J J J J
~43 Gain Code (A-H)
(5) Identity of buyer/seller (if privale transaction)
358 Lowes Cos Inc (common) 359 I.owes Cos Inc (common) 360~ l.owes Cos Inc (common) 3hi 362 363 364 365 366 367 368 369 370 371 Lowcs Cos Inc (common) I..owes Cos lnc (common) Macys Inc (cornmon) lViacys Inc (common) Macys Inc~common) Maralhon Oil Corp (common)
Buy Buy Buy Buy Partial Sale Partial Sale Partial Sale Buy
A None None
Should have be~n listed a.s fidl sell on 2008 Report, line 272 Buy Buy Parlial Sale Parlial Sale Partial Sale Pan)at Sale Sell Pa:lial Sale Partial Sale Partial Sale Partial Sale 05/18 02110 05/04 07/16 08/04 09/I 6 10112 03130 09!16 10/21 03/31 J J J J J J J J J J J None Notre None A A No~te A A None
Masco Corp (common) McDonalds Corp (common) McDonalds Corp common) lvlcDonalds Corp(common) McDonalds Corp (common) Mcl)onalds Corp (common)
373! IxlcDnna ~ s ( mp (comlno~~) 374 375 376 377 Medco Health Sohltt(nts luc (conunonl Medco Health Solutions lnc (common) Medco ttealth Solul~ons Inc {common) Merck & Co Inc (common)
I Inc/Gain Codes: A=I,000 or less (Col BI, 1343 1:=$50,000-$100,000 2 Val Codes: J~$15.000 ot less ~,Co} CI, D33 0~5!)0.000-$1.000,000 3 Va! lVlth Codes; ()~Appratsal I.~=Book Value icol (.?2)
B=$1,001-$2.500 G=$100,001-I,000,000 K=$15,001-$50,000 PI= $ 1,000,001-$5,000,000 R=L:ost (real estate only) V=Olhe~
D=$5,001-$15.000 C=2.501"$5.000 H=$1,000.(~)1-$5~000,000 H2=$5,000.001 or more
E=$15,001-$50,000
L~$50,00l100.000 M=$100,001-$250000 N=$250001-$500000 P2=$5.000,001-$25,000,0t)0 1,3=$25,000,001-$50,000,000 P4=$50,000,001 or more S~Assessmenl W=Estimate [=Cash/Markct
t [ Name of Person Reporting Robin H. Cleland
Dale of Repor~ 08/13/I 0 (Includes those of spouse and dependent children. pp, 36-54 of Instructions.) C. Gross value at end of reporting period (I} Value Code (J-P) (2) Value Method Code (Q-W} D. Transactions during reporting period
VII. Page 22
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (1) Amount Code (A-H) (2) Type (e.g, dividend, rent or interest)
A. Descriplion of Assets Indicate where applicable owner of the a~set by using the parenthedcal "(jr) "for joint ownership of reporting individual and spouse, "(S)"for separate ownership by spouse, "(DC)" for ownership by dependent chil~L Place an "(X)" after each asset exempt[tempt(or disclosure,
(l) Type (e.g., bay, sell, partial sale, merger, redemption
11" not exempt flora disclosure
(2) Date: MonthDay 11/12 I 1/23 04/02 04/14 05/26 06/24 08/21 I I113 12/15 04/01 04/13 04/30 05/07 09/16 10/30 02/I I 05/05 02/06 03/30 05/28
(3) Value Code (J-P) J J J J J 1 .I J J J J J J J .I
(4) Gain Code (A-H) None None None None None None A A A
(5) Identity of buyedseller (if private transaction)
378 379 380 381 382 383 384 385 386 387 388
Merck & Co Inc (common) Merck & Co lnc (common) Mell.,ife lnc (common) Mell.,il~lnc(common) MetLifelnc(common) Me(Life Inc (common) Metl..i[e lnc (common) Me(Life Inc (common) MetLife Inc (common) Microsoft Corp(common) Microsol~ Cor9 (common)
Partial Sa}e Partial Sale Partial Sale Partial Sale Partial Sale Partial Sale Partial SaGe Partial Sale Partial Sale Buy Buy Parlial Sale Partial Sale Partial Sale Bay Day Sell Partial Sale Partial Sale Partial Sale
389 Microsoft Corp(common) 390 391 392 393 394 395 396 397 Microsoft Corp (common) Microsoft Corp (con(moo) Microsoft Corp (common] Molson Coors Brewin!~ Co (common) Molson Coors lYewiog Co (common) Monsanto Co (common) Monsanto Co (common) Monsanto Co (common)
A None A
J J J .~
A A A A
1 Inc/Gain Codes: A=I,000 o~ less (Col R I, [)4) F=$50,000-$ ~ 00,000 2 Val Codes: J=$15,000 or Ic.,s (Col CI. D31 O=500,000-$1.000,000 3 Val Mth Codes (col C21 Q=Appraisal (J=13ook Value
R=$1,001-$2,500 G=$ 100,001 - 1,000.000
(=2,50!-$5.()00 H=$ 1,000,001 -$ 5,01"~),000
D=$5,001-$15.000 E=$15,0017550,000 H2=$5.000,001 or more
K=$15.001-$50.000 I.=$50.001-100.000 M=$I00,001-$250.000 N=$250,001-$500,000 Pl= $ 1.000.001-$5,000,000 P2=$5,f)00,001-$25.000,000 p3=$25,000.001-$50,000.0001"4=$50,000.001 or more R=(~t~s,I (real estate only) V=Olher .%.=Assessment W=Estimate T=~ash/Ma[kcl
Name of Person Reporting Robert H Cleland
Date of Report 08/13/10
VII. Page 23
INVESTMENT and TRUSTS - income, value, transactions B Income during reporting period (I) Arnount Code tA-H) (2) Type (e.g., dividend. rent or interest) C. Gross valae at end of reporting period (I) Vatue Code (J-P) (2) Value Method Code (Q-W)
I (Includes those of spouse anddependem children See pp. 36-54 of lnstructiorts.) D. Transactions during reporting period
A. D~cription of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" for]mint ownersh tp of reporting individual and spouse, "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent child Placean "IX)" after each asset exempt from prior disclosur~
(I) Type ~,e.g .btb, sell, partial sale, merger, redemption
(2) Date: MonthDay 05/29 06/04 06/26 07/22 08/06 08/24 04101 04113 06t18 10/16 12/01 04/15 08/04 05128 04/21 05/29 01130 04/23 06/29 09122 06/1 I 07/13
(3) Value Code (J-P) J J J J J J "J J J J J J J J
(4) Gain (:ode (A-H) A
(5) Identify of bu.ver/seller (il- private transaction)
398 399 400 401 402 403 404 405 406 407 408 409 4t0 411 412 413 414 415 416 417 418 419
Monsanto Co (common) Monsanto Co(common) MonsantoCo(common) Monsanto Co (common) Monsanto Co(common) Monsanto Co (common) Morgan Stanley (common} Morgan Slanley (common) Morgan Stanley (i:ommon) Morgan Staoley (common) Morgan Stanley (commoo) Motorola Inc (common) Motorola Inc(common) NatiooaI-Oilwell (common) Netapp (common) Netapp Inc (common) News Carp Inc (common) News Carp lnc (common) NewsCorp Inc (common) News Carp Inc (common) Nexen lnc (common) Nexen Inc (common) B=$1.001-$2,500 G=$100.001-!,O00,O00
Partial Sale Partial Sate PartialSale PartiaISale PartiatSale Sell Partial Sale Partial Sale Partial Sale Buy Buy Buy Partial Sale Buy Buy Sell Buy Buy Buy Partial Sale Buy Buy
A A A A None None None
None
None
J J J J J E=$15,00t-$50,000 A
I lot;Gain Codes: A=I,000 ot less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15,000 at less (Col C!, D3) O=500,000-$1,000,000 3 Val MIb Codes: Q=Appraisal I.J=Book Value (c~l C2)
C=2,501-$5,000 H=$1,000,001-$5.000,000
D=$5,001-$15.000 1.t2=$5,000,001 ot more
K=$15,001-$50,01)0 L=$50.001-t00.000 M=$100,001-$250,000 N=$250,001-$500,000 PI= $1,000,001-$5.000.000 P2=$5.000.001-$25,000.000 p3=$25,000.001-$50,000.000 P4=$50,000,001 or more R=Cost (real estate only) V=Olhet S=Assessmem W=:l~stimalc T=Cash/Market
Name of Person Reporting Robert H. Cldand
Dale of Report 08/13/10 (Includes those of spouse and dependent children. See pp. 36-54 of b structions.) C. Gross value al end of reporting )e~iod (1) Value Code J-P) (2) Value Method Code (Q-W) D. Transactions during rel~)rting period
VII. Page 24
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (.I) Amount Code (A-H) (2) Type (e.g, dividend, rent or interest),
A. Description of Assels Indicate where applicable owner of the asset by using the parenthetical "(J) " forjoint ownership of reporting individual and spouse, "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent chil~L Place an "IX)" after each asset ~:empt from prior disclosure,
If not exempt from disclosure (I) Type (e.g., buy. sell. partial (4) sale, merger, (2) (3) Value Gain redemption . Date: MonthCode Code (J-P) (A-H) Day Sell Buy Buy Buy Partial Sale Parlial Sale Buy Buy Buy Sell Partial Sale Sell Buy Buy Buy Buy Buy Buy Buy Buy Buy Partial Sale (18127 01J27 02/05 02/10 04i21 07/I 04/07 08/14 05106 09/I I 04101 0b,~05 07/28 (18125 10/05 02103 06/25 06/29 07123 09/-91 10/13 ~0129 J J J J J J J J J J J J J J J J ] J J J J J A None None None None None None
(5) ldentily ofbuyer/sellel iif private transaction)
420 Nikc Corp(common) 421 ,122 423 424 425 426 427 428 Nokia Curp-Spon ADR (commun) Nokia Corp-Spon ADR (commnn) Nokia Corp-Spon ADR (common) Nokia Corp-Spon ADR (common) Nokia Corp-Spol~ ADR (common) NoahropGrumman Corp(common) Northrop Grumman Corp (comff~on) Nucor Cotp (common)
429 Nucor Corp(common) 430 Nvidia Corp (common) 431 432 433 434 435 436 437 438 Nvidia Corp(com~non) NVR Inc (common) NVR Inclcommon) NVR Inclcommon) Occ~deotal Pe ~olet ~ Cow (common) Occidental Petroleum Corp(contmort) Occidcnlal Petroleum Corp Icommon) Occidental Petloleum Corp (common)
439 Occidental Petroleum Corp (common) 440 Occidental Petroleum Corp (comnml0 441 Occidenlal Petroleum Corp {common)
1 Inc/Gain Codes: A=I,000 o~ less (Col BI, 1)4) F=$50,000-$100,000 2Val Codes: ]=$15,000 ot less (Col CI, D3) O=500,000-$1 000.000 3 Vat Mth Codes Q~Appraisal U=Book Value (col C2)
B=$1,001-$2,500 G=$100,001"I,000,000
I)=:$5:001-$i5,000 U=2-5!)1"$5,000 11=$1.000 00t-$5.000:000 |.12=$5,000,001 ot mote
E=$15"001-$50"000
Ly$50.001-100,00) M=$100,001-$250,000 N=$250,001-$500,000 K~$15,001-$50,000 PI = $ ,000,001-$5.000.000 P2=$:, 000,00t-$25, )00,000" P3-$25.000,001-$50.000,000 P4=$50 000.00] tn more R=Cosl (teal estate only) V=Olher S:/~ssessmcnt W:Estimale l::-CaslVM~ket
Date of Report 08/13/10 (Includes those of spouse and dependent children. See pp. 36.54 of Instructions.) C Gross value at end of repor~ing period (1) Value Code (J-l-z} (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 25
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (i) Amount Code (A-H) (2) Type (e.g ~ dividend, rent or interest)
A. Description of Assets Indicate where applicable owner of the asset by using the patenthetical "(J)" for joint ownership of reporting individual and spouse, "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent child Placean "(7~)" after each asset e.xempt from prior disclosure,
(1) Type (c.g . buy. ~ell, partial sale, merger. redemption
(2) Date MonlhDay 10/09 04/07 05tl4 04115 05/14 08/10 10/16 O&Ol 09123 09/25 I 1:24 11/25 04/09 08/14 04121 04/28 05/01 06/05 06/12 06i22 07,r27 10/19
(3) Valoe Code (J-P) J J J J J J J J J J J J J J J J J J J J J J
(4) Gain Code (A-H)
(5) ldentit), of buyer/seller (if private transaction)
442 443 444 4"-15 446 447 448 449 450 451
OffIce Depot Inc (common) Pacc~r Inc (Fommon) Paccar lnc (common) Pepsico Inc (common) Pepsico Inc(common) Pepsico Inc (common) Pepsico lnc (common) Petrolco Brasila~ro(common) Petroleo Brasileiro(common) Petroleo Brasileiro(common)
Buy Buy Sell Buy Parlial Sale Buy Partial Sale Buy Buy Buy Partial Sale Sell Partial Sale Bu~ Partial Sale Partial Sale Partial Sale Partial Sale Partml Sale ParUal Sale Sell Buy
None
None
None
452! Petroleo Brasileiro (common) 453[ Petroleo Brasileiro (common) 454[ Pfizer Inc (common) 455[ Pfizer Inc (common) 456 457 458 459 460 461 462 463 Philip Morns lntl (common) Philip Monis Inll (common) Philip Morris Intl (common) Philip Morris Intl (common) Philip Morris Inll (common) Phdip Monis lntl {common) Phihp Morris Intl (common) Principal Financml Group (common) B=$1,001-$2,501t (j=$1(.~),001-1,(l(!0,000
A A None
A None None None None None None
1 Inc!Gain Codes A=I,00{J or less (Col B|. D4) F=$50,000-$100.0(!0 2 Val Codes: J=$15,0~ or less (Col CI. D31 O=500,000-$1,0~,000 3 V~d M~h Codes: O=-Appraisal (col C2) U:Book Value
(.:-2,501-$5.0t)O t1=$1,000,001-$5,000,01)0
D=$5,001-$15,000 E=$15,1)01-$50.000 H2=$5,000.001 or more
K=$15A)01-$50.U00 M=$100,001-$250.000 N=$250-001"$500,000 I.=$50,001-100,000 PI~ $ 1,000.001-$5,0~,000 P2=$5.000.001-$25.000,000 P3=$25,000,001-$50.000,000 I4=$50,000,001 or more R=Cosl (real c~lale m~ty) v=()lhcr ~ -Assessment W:[Sslimalc T=Cnsh/Market
Nam~ of Person Reporting Robert FI. C leland
Date of Report O8/13110 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C Gross value at end of reporting period (1) Value Code (J-P) (2) Value Method Co~le (Q-W) D. Transactions during reporting period
Vll. Page 26
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A.I-1) (2) Type (e.g., dividend, rent or interest)
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reporting individual and spouse. "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent child Place an "(X)" after each asse~ exempt from prior disclosur~
(11 Type (e.g., buy, sel!, partial sale, merger, redemption
(2) Date: MonthDay 01/14 04/I 5 07/i0 08106 09/10 I 1/17 12/15 08/I I 01/23 04115 08/24
(3) Value Code [.l-p) J J .I J J .I J J J
14) Gain Code (A-H) None
(5) Identity of buyer/seller tit" private transaction)
,164 465
Procter & Gamble Co Icommon) Procter &. Gamble Co (common)
Partial Sale Buy Partial Sale Partial Sale Partial Sale Partial Sale Sell Buy Buy Buy Buy
4661 Procter & Gamble Co (common) 467 ,168 469 470 471 Procter&Gamble Co commonl Procter & Gamble Co (common) Procter & Gamble Co Icnmmon~ Procter & Gamble Co t common) Pulte Homeslnc (common)
A None A A B
472 Qualcomm lnc Icommon) 473 47,1 4.75 476 Qualcomm Inc (common) Quanta Services Inc (common) RRI Energy ff:a Reliant Energy (common) Research in M~.~m,n Icommon)
Repc, rl. line 365
478 Rio Tinto Iconurton) 479 180 181 482 483 484 Royal I)ulch .~hcll PI.(.ADR (~:ummon) Ruyal Dulch Shell PI.C-ADR (commol0 Royal l)ulch Shell PI.C.AI)R (common) Safe,.vay Inclcommonl Sanol-~Synlhe abolcommon) Scher rag-Plough Corp (common)
Sell Partial Sale Partial Sale Sell Sell Sell Partial Sale
11125 03./30 04~29 07/13 07i2.8 05i26 0t127
J J J J J J J
A Nolle None None None None None
I Inc/Gain Codes. A=I.000 Or less (Col Bt, D41 F-$50,0011-$100,0110 2 Val Codes: .I-$15,1)001~r leas (,Col Ct, D3) O-500A100-$1.000~000 3 Val ...vhh Code~. (.)=Appraisal (cot C21 U=Bo~,k Value
B=$1,001-$2,500 G=$100,001-1,000,000
C=2,501-$5,000 D=$5,001-$15,000 I-t=$1,000,001.55,0!10.01"10 |t2=$5,000.001 or more
E=$15-001-$50,000
N:$250.0111-$500.000 M:$100,001-$250,000 K=$15,0111-.$50,000 L=$50,001-100,000 PI= $ 1,000,001-$5,000 000 P2=$5,000,001-$25,000,000 p3=$25,000,001.$50,000,000 P4=$50.000001 or mote R=Cosl [real estate only) V=()lhet S=Assessment W=Estin,~lc T=Cash/Market
Name of Person Reporting Rob~l H. Cleland
Date of R~epor~ 08/13/I 0 (Includes those of spouse anddependent childre~. See pp. 36-54 of Instructions.) C Gross value at end ol repomng ~yeriod (~ Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 27
INVESTMENT and TRUSTS - income, value, Iransactions B. Income during reporting period (I) Amount Code (A-H) (2) Type leg.. dividend, rent or interest)
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J) "for joint ownership of reporting individual and spouse, "(S)" for separate ownership by spouse. "(DC)" for ownership by dependent chila~ Place an "(X)" after each asset ~en~t from prior disclosur~
(1) Type (eg : buy. sell. partial sa|e, merger. redemption
If not exmnpt fromdlsclosure
(2) Date: MonthDay 04/30 1 I104 12/16 O7/15 06/22 01128 07/30 og!10 10/28 06130 I 1!20 10/13 04/06 10il6 12/02 04/08 10/30 05;06 05107 IliI I 04115 06/23
(3) Value Code (J-P) J J J J J J J J --J J J J J J J J J J .I J J J
(4) Gain Code A-H)
485
Schering-Plough Corp(common)
Buy Sell Partial Sale Sell Buy Partial Sale Buy Bay Buy Buy Buy Buy Partial Sale I~uy Buy Buy Bu). ~t)Buy Sell Buy Buy
496 Schering-Plough Corp (common) 487 498 489 490 491 492 493 494 495 496 ,197 Schl mberger t.td (common) Schwab (Charles) Corp (common) Smithfield Foods Inc (common) Sprint Nextel Corp(common) Sprint Nextet Corp (common) Sprint Nextcl Corp (common) Sprint Ncxtel Corp(common) SPX Corp(common) Steel Dynamics lnc (common) Soncor Energy (common) Supervalo Inc (common)
A None A
Nm~e
None
498 Supervalu Inc (common) .-199 .... 500 501 502 503 504 505 506 Supe~.alu Inc (common) Symantec Corp (common) Symanlec Corp (common) Taiwan Semicondnctor(common) Taiwan Semiconductor (common) Taiwan Semiconductor (common) Target Corp(common) Targel Corp(common)
None
I Inc/Gain (?odes: A=l.000or less ICol B I, D4) F=$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col CI, D3) (.)=500,000-$1,000,000 3 Val Mlh Codes: Q=Apprmsal U=f3ook Value (col C2)
B=$1,001-$2.500 G=$ 100,001 - 1,000,000
C=2:501"$5,000 t I=$ 1.000,001 -$5,000,000
D=$5,001"$15:000 E=$15001"$50000 H2=$5,000,001 or more
L=:$50.001-100.000 M=$100,001-$250.000 N=$250,001"$500,000 K=$15,001-$50~000 = $ 1,000,001-$5,000.000 p2=$5.000,001-$25,1)00,000 p3=$25,000,001-$50.000,000 P4:~$50~000.001 or more pl R=Cosl (real estate only) V=Olhe~ S~Assessmenl W~Estimate T=Cash/Market
2009 FINANCIAl., DISCLOSURE REPORT
Name oJPerson Reporting Robert H. Cleland
Date of Report 0~I13110 (lncludes rhose of spouse and dependem children. See pp. 36-54 of h~structtons,) C. Gross value at end of reporting period (|) Value Code IJ-P) 12) Value Method Code (Q-W) D. Transactions dunng reporting period
VII. Page2g
INVI~qTMENTand TROSTS-income, value, lransactions B Income during reporting period (I) Amount Code (A-H) (2) Type leg.. dividend. rent or interest)
A. D~cription of Assets Indicate where applicable owner of the aSset by using the parenthetical "(d) " forjoinl ownership of reporling individual and spouse, "(S)"for separate ownership by spouse_ "(DC) for ownership Itv dependent child Plaeean "IX)" aftereach asset exempt from prior disclosur~
(I) Type (e.g. , buy, sell, partial sale, merger, redemplion
IInot exernpt from disclosure
(2) Date: MonthDay 06/25 10113 10126 04/30 05/07 1t)23 01/30 07114 04121 05129 07120 08/03 04/07. 04/15 05/(15 09/09 12/16 01/07 04/23 06/16 12116 05115
Value Code (J-P) J l J J J .1 J
Gain Code {A-H)
Identity of buyer/seller (if privale transaction)
507 508 509 510 51 I 512 513 514 515 516 517 518 519 520 521 522 523 524 525
Target Corp (commoo) Target Corp (common) Target Corp (common) Teva Pharmaceutical-.SP AI)R (common) Teva Pharmaceuhcal-SP ADR (common) Teva Phatmaceut~caI-SP ADR (common) Texlron In((common) Textron In((common) The Walt Disney C~; (common) The Walt Disney Co Icommon) The Walt Disney Co (common) " The Walt D~sney Co (common) Time Warner Cable (common) Time Warner Cable(common) "Fime Warner Cableltommon) "time Warner Cable (common) Time Warner Cable (common) Time Warner In,: (eommoM Ttme Warner lnc (cormnonl
Buy Buy Buy Partial Sale Parlial Sale Partial Sale Partial Sale Buy Buy . Partial Sale Partial Sale Partial Sale Buy Buy Buy Partial Sale Buy Buy Buy Buy Parlial Sale Sell
None None A None
J J J J J J J J J i J J J J None A A A A A
526 Time Warner In(0:ommon) 527 528 Time Wamel lrlc (common) TJX Cornpamcs In((common) B=$1,001.$2,500 G=$I00,00I-I.000,000 K =$ I 5,001-$50,000 P]: $1,000,001-$5,000,000 R=CosI ([cat estate only) V-Other C=2.501-$5,000 H:$1,000.001-$5.000,000
I lnc/Gain Codes: A=I,000 or less (Col B1, D41 F~$50,000-$100,000 2 Val Codes: J=$15,I)l)l) or less (Col C1. [)3) (i)"500,000-$1,000.0110 3 Val Mth (:odes: Q=Appraisal [J -Book "~aluc (ol C2t
D=-$5.001-$15,000 H2=$5.000,001 or more
t!=$15,001-$50.000
M=$100,001 -$250.000 N=$2q0.001 -$500.000 L=$50.001 - 100.000 P2:$5,(~ff)0.00I-$25,000.000 P3=$25,000,00t-$50,000,000 P4=$50,0(.81,001 o~ more S~Assessment W=Estimalc T=CashlMatkct
2009 FINANCIAl. DISCI.OSURE REPORT
Name of Person Repomng Rob~rl H. Cleland
Date of Report 08/13/10 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C Gross value at end of reporting period (I) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 29
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type (e.g., dividend. rent or interest)
A. Description of Assels Indicate where applicable owner of the asset by using the parenthetical "(J)" forjoirtt ownership of reporting individual and spouse, "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent child Place an "(X)" after each assel exemptfrora prior disclosur~
(I) Type (e.g.. buy. sell. partial sale, merger, redemption
I f not exempt from disc!osure
(2) Date: MonthDay 05/04 08/03 01/14 04/21 04/24 05/27 09/22 03/30 06/05 06/29 04/30 05/21 08/10 1!/25 06/23 08/04 01/05 05/01 11/04 12/03 09/17 09/tl
(3) Value Code (.l-p) J J J J J J J J J J J J J J J J J J J J J 3
(4) Gain Code (A-H)
529 530 531 532 533
Torchmark (common) Torchmark (common) Toyota Motor Corp (common) Toyota MotorCo~p(common) Toyota Motor Corp (common)
Buy Sell Partial Sale Partial Sale Partial Sale Buy Partial Sale Par.t~al Sale Sell Pamal Sale Buy Buy Buy Buy Partial Sale Sell Partial Sale Buy Partial Sale Partial Sale Buy Buy
A None None None
534: Toyota Motor Corp (common) 535 536 537 538 539 540 541 542 543 544 545 546 547 548 549 Toyota Motor Corp (common) Travelers Co Inc (common) Travelers Co lnc (common) Travelers Co Inc (common) "l-yco Electronics Ltd (common) Tyco Electronics Ltd (common) Tyco Electronics Ltd (common) Tyco Electronics Ltd (common) Tyson Foods Inc (common) Tyson Foods Inc (common) Union Pacific Corp(common) Union Pacific Corp(common) Union Pacific Corp (common) Union Pacific Corp (common) United Parcel Services Icomon)
A None None None
None A None
A A
550[ United Technologies Corp (common)
I Inc/Gain Codes: A=I,000 or less (Col B 1, D4) F=$50,000-$ 100,000 2 Val Codes: J=$15,000or less (Co! CI, D3) O=500,000-$1.000,000 3 Val Mth Codes: Q=Appraisal U=Book Value (col C2)
B=$1.001-$2.500 G=$ 100,001 - 1.000.000
C=2.501-$5,000 H=$ 1,000,001 -$5,000.000
D=-$5,001-$15,000 1-12=$5,000,001 or more
E=$15,001$50.000
1.=$50,001-100,000 M=$I00,001-$250,000 N=$250001"$500:000 K=$15,()01-$50,000 P1 = $ 1,000,001-$5.000,000 P2=$5,000,001-$25,000.000 p3=$25,000,001-$50,000,000 P4=$50,000,001 of mote R=Cost (real estate only) V-Other S=Assessment W-Estimale T=Cash]Marker
Dare of Report 08113/l 0
VI I. Page 30
INVESTMENT and TRUSTS - income, value, transactions
(Includes those of spouse and dependent children. See pp. 36-54 of Ins[rue[iota.) C. Gross value at end of reporting period (I) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
"A. Descriplion of Assels ndicate where applicable owner of the asset by using theparenthetical "(J) forjoint ownership of reporting individual and spouse, "(S)"for separate owner.~hip by spouse. "(DC)" for ownership b.v dependent child Place an "(X)" after each asset exempt from prior disclosur~
B. Income during reporting period
(I) Amount Code (A-H)
(2) Type (e.g. dividend, ten! or interest)
(1) Type (e.g., buy, sell, partial sale, merger. redemption
I f nor exe mp[ fiom disclosure
(2) Dale: MonthDay I II19 04122 05Iig 05121 10/05 11/Ig ] 1!27 07/15 07130 08119 01/30 02/t I 11/16
(3) Value Code J-P) J J J J J J J J J J J J J
(4) Gain Code (A.H) A
(5) Identi~ o f buyer/seller (if private transaction)
551
Uniled Technologies Corp (comnton)
Sell Buy Buy Buy Buy Partial Sale Buy Buy Buy Buy Partial Sale Sell Buy
~32 Unum Grouplcommon) 553 5~4 5~5 556 557 558 559 560 561 562 563 564 565 566 567 568 569 570 57l 572 US Bancorp (common) US Bancorp~common) [jS Bancorp(comn*~on) US Bancorp (common) Vale SA (common) Valero Energy Corp (eolllmon) Valero Energ3," Corp(common) Valero Energy Corp(common) Verizon Communicationsln,: (common) Verizon Commuuications lnc (common) Vertex Pharmaceuticals Inc (common) Vtacom In [common) VISA Inc (commOn) VISA Inc icommon) VISA lnc (common) Vodalonc Group FI.C (common) Vodafone Group PLC (common) WaI-Mart Stores (common) WaI-Marl Stores [common) Wells Fargo & Co (common)
None None
Buy Buy Partial Sale Buy Buy Partial Sale Partial Sale Buy
04/21 05/06 . 10106 " 04129 07/21 04/28 10121 02110
J J J J J J J J None None A
I lot/Gain Codes: A (Col BI, D4) F=$5(1,(~0-$10(1,000 2 Val Codes: J=$15.000 or less (Col CI, D31 O=500.000-$1,000,000 3 Val MOt Codes; Q=Apl)~aisal U=Book Value (col C21
G~$100,001-1,000,000
H=$1.000,001.$5,000,000 I.-12=$5,000.001 or more
N=$250001$500000 K=$15,001-$50,000 L=$50,001-100,000 M=$100"001"$250"000 p1= $ 1,000,001-$5,000,000 P2=$5.000,001-$25,000,000 p3=$25,000,001.$50,000.000 P4=$50,000,001 or more R~Cosl (real eslale only) V=Other S-Assessment W=Estimate q-=Cash/Markel
I Name of Person Reporting
Date of Repoa 08/13/10 (Includes those of spouse and dependent children See pp. 36-54 oflnstructior~.) C. Gross value at end of reporting period (I) Va~ue Co~e (J-P) (2) Value Method Code Q-W) D. Transactions during reporting period
I
VII. Page 31
Robert H. Cteland
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type (e.g.. dividend, rent or interest)
A. Description 0f Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" for ]otnt ownership of repoaing individual andspouse, "(S)"for separate ownership by spouse. "(DO" for ownershi, o by dependent child~ Placean (X)" aftereach a.~set exempt from prior disclosure,
(1) Type (e.g., buy sell, partial sale, merger, redemption
(2) Date: MonlhDo3) " 03110 05/08 I 1/25 12/17 05/20 05/29/09 04/09
(3) Value Code (J-P) J J
(4) Gain Code A-it) None ,
(5) Identity of buyer/seller (i|" private transaction)
573 57,1 575 576 577 578 579 580
Wells Fargo & Co (common) Wells Fargo & Co(common) Wells Fargo & Co (common) Wells Fargo & Co (common) Western Digital Corp (common) Western Digital Corp (common) Wyeth (common) XL Capital Lid (common) C Drvidend & Capital Gains N T
Partial Sale Buy Buy Buy Parlial Sale Partial Sale Sell
J J J
Nonc Notre None
581 82 582 DFA Large Cap Intemalional Fund
Sell
02/17
None
Should have been listed as partial sale on 2008 report, line 471
583 584 585 586 587 588 589 59(.)
DFA Emerging Market Core Equity Fund DFA US Vector Equity Fund DFA US Vector Eqtoty Fund Financial Select Sector SPDR FSIF Greenfield Commcrc=al Credtt I.I.C Hussman Strategic Growth Fund iShares S&P 500/Barra Growth Fund Lincoln National (common)
Sell Bu.s. Se~l Sell
05/08 01126 05/08 !)1/21
J J J J
None
A None
Buy Sell
02/18 05;08 J None
591i Marketfield Fund 592 Matthews Asian Growth and Income Fund
Sell Sell
05/08 05/08
.) J
A A
I lnclGain Codes: A=I,000 or less (,Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col CI, D3) (~500,000-$1,000,000 3 Val Mth Codes: Q=Appraisal (col (72) U-Book Value
B=$1,001.$2,500 G=$100,001-1,000,000
C=2,501-$5.000 H=$1,000,001-$5:000,000
D=$5,001-$15,000 E---$15,001-$50,000 H2=$5,000,001 or more
M=$100,(XH$250"000 N~$250001-$500000 K=$15.001-$50,000 1-=$50.001"100,000 PI= $ 1.000,001-$5,000.000 P2=$5.000.001-$25.000,000 P3=$25,000-001-$50,000,000 D4=$50000"001 or more R=Cosl (real estate only) V:()the~ S=Assessment W=Eslimalc T=Cash/Market
Date of Report 08/13/10 (Includes those of spouse and dependent children. See pp. 36.54 of Instructions.) C. Gross value at end of reporting ~eriod (1) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 32
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) A mount Code (A-H) (2) Type (e.g.. dividend, rent or ~nterest)
A. Description of Assets ~ndicat~ where applicable owner of the asset by using the parenthetical "(J)" forjolnt ownership of reporting individual and spouse, "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent chil~L Place an "(X)" after each asset ~xerapt from prior disclosure,
(1) Type (e.g., buy, sell, partial sale, merger, redemplion
If not exempt |?ore disclosure
(2) Date: MonthDay 05/08 05/O8
(3) Value Code (.l-P) J .I
(4) Gain Code (A-H) None None
593 59,1 595
Third Avenue Value Fund Tweedy Browne Global Value Fund IRA 1 c Dividend & Capital Gains N T
Sell Sell
596 Artio Global High Income Fund 597 598 ~99 600 601 DFA Emerging Market Core Equity. DFA Large Cap lntl DFA US Large Cap Value Fund DFA US Vector Equib Financial Select Sector SPDR ETF
Sell
05/18
A J K J J None None None
Sell Sell Buy Sell
02117 02/27 01/26 01/21
602! Hemtessy Focus 30 - Insll Shs 603 604 605 606 607 608 609 610 611 Hodges Small Cap Hussman StrategicGro~,!.h Hussman Strategic Growth iShares S&P 500 Growlh Index Fund iShares TR Russell2000 Grov,~h Index Fund Marketl~eld Fund Matthe~.vs Asian Gtovah & Income Fund Third Avenue Value Tweedy Browne Global Value Fund Vanguard Consumer Staples Fund Buy Buy Buy 02/18 03/02 J K
I I nc/Gain Codes: A= 1,000 or less (Col BI. D4) F=$50,000-$100,000 2 Val Codc~: J=$15,000 or less (C01 CI, D3) O-500.000-$1,000,000 3 Val Mth Codes: Q=Appraisal U=Book Value (col C2)
B=$1,001-$2,500 G=$100,001.1,000,000
C=2,501 -$5,000 H=$1,000,001.$5,000,000
13=$5,001 -$15,000 H2=$5,000,001 or more
E=$15,001 -$50,000
L=$50,001"100,000 M=$100001-$250000 N=$25000!-$500000 K=$15,001-$50,000 pl~ $ 1.000.001-$5,000,000 P2=$5,000,001-$25,000,000 p3=$25,000,001-$50,000,000 P4-$50,000,001 or more R=Cost (real estate only) V=Othct S=Asscssment W=Estimate T=Cash/Market
Name of Person Reper~ing Robcr~ H. Cleland
Date of Report 08/13/I 0 (Includes th~se of spouse and dependent children. See pp. 36-54 of In,tractions.) C Gross value at end of reporting period (I) Value Code (J-P) (2";, Value Method Code tQ-W} D. Transactions during reporting period
Vll. Page 33
INVESTMENT and TRUSTS - income, value, transactions B. Income during repo~ing period (I) Amount Code (A-H) (2) Type (e g. dividend, rent or interest)
A. Description of Assets Indicate where applicable owner of the asset by using Ihe parenthetical "(J) " forjoint ownership of reporting individual and spouse, "(S)"for separate ownership l9" spouse. "(DC)" for ownership by dependent chila~ Place an "(,Y)" after each asset exempt from prior 6isclosure.
II) Type (c. g.. buy. sell. partial sale, merger. redemption
(2) Date: MonthDay
(3) Value Code (J-P)
(4) Gain Code (A-H)
613 IRA2
614 615 616 617 618 Anio Global High Income Fund Marketfield Fund Matthewa Asian Growth & Income Fund Vanguard Consumer Staples Fund
Dividend & Capital Gains
Sell
05/18
Buy D t)iv~dends & Capita~ Gains M r
05/19
FR1
Anio Total Return Bond Fund
619
Sell Buy Pamal Sale Buy Partial Sale Sell Sell 13uy
06tl5 09/22 11/30 O9/21 09/21 02!17 02/27 09/24
K J J K J J J J
None
620 Artio Total Return Bond Fund 621 622 623 624 625 626 627 628 629 630 Anio Total Return Bond Fund DFA 2-yr Global Fixed Income DFA Emerging Market Core Equity Fund DFA Large Cap International Fund DFA US Large Cap Value Fund DFA US Vector Equity Fidelhy Cash Reserves Fund Financial Select Sector S[H)R ETF Goldman Core Fixed Income Fund Hennessy Focus 30 Fund
B None None
Sell Sell Pamal Sale
01/21 O1/21 09/21
J K J
None None C Should have been lisled as partial sale 2007 ~ct)orl. line .154
631
Hodges Small Cap
Buy
09/21
1 lnc/Gain Codesl A=I,000 us less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col CI, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q=Appraisal U=Book Value (col (?2)
B=$1,001-$2,500 O,:$100,001-1,000,000
C=2,501-$5,000 1-1=$1,000,001-$5,000.000
D=$5,001-$15,000 E=$15,001-$50,000 1-12=$5,000,001 or more
K=$15,001-$50,000 I.=$50,001-100,000 M=$100,00t-$250,000 N=$250,001-$500,000 PI= $1.000.001-$5,000,000 P2=$5,000.00I-$25,000,000 ~3=$25,000.001-$50,000,000 P-1=$50,000.00! or more R=Cost (real estate only) V~Olhcr S=:Asscssmcnt W=Estimate "l=Cash!Market
I 2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Robert H. Cleland VII. Page 34 INVESTMENT and TRUSTS - income, value, transactions B Income during reporting period (I) Amoum Code (A-H) (2) Type (e.g., dividend. rent or interest) C. Gross value at end of reporting period (I) Value Code O-P) (2) Value Method Code (Q-W) [
Date of Report O8113/10
I (Includes those of spouse and dependent children, See pp. 36-54 of lnstructions.) D. . Transactions during reporting period
A. Description of Ass~Is lndicate where applicable owner of the asset by using Ihe parenthetical "(J)" for joint ownership of reporting individual and spouse, "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent child. Place an "(X)" after each asset exempt from prior disclosur~
(I) Type (e.g., buy, sell. partial sale, merger. redemption
(2) Datc: MonthDay 09121 09/21 0912 t
(3) Value Code (J-P) J J J
(4) Gain Code (A-H) A None None
(5) Identity of buyedseller 0f private transaction)
632 633 634 635 636 637 638 639 640 641
Hussman Strategic Growth Fund iShares S&P 500/Barra Grov,th Fund iShares TR Russell 2000 Growth Index Fund t.incuh~ National tcommon) Marketfield Fund Mat~hews Asian Growth & Income Fund Pimco Total Return Pimco Total Return Pimco Total Return Pimco Total Return
Sell Partial Sale Partial Sale
Partial Sale Partial Sale Buy Sell Buy .Partial Sale Partial Sale Partial Sale
09/21 09121 01/22 09!t6 09/21 11130 09/21 09,r21 09!24
J J K K J J J J J K
13 B
A None None
642! Third Avenue Value Fund 643 Tweedy Browne Global Value.Fund
644 Vanguard Consumer Staples 645 ! Vanguard Fixed In(: Sh Term Corp 646 Buy C t)ividend & Capilal Gams N T
09/22
Fa2 {previously FR3)

Artm Global High Income Fund Art~o Global High Income Fund CUB Investment Partnership DFA Emerging Market Core Equity DFA Large Cap International Fund DFA US Large Cap Value Fund
647 648 649 650 651 652
Parlml Sale Sell
05108 05/18
J )
A A
Partial Sale Sell Sell
05108 02/17 O2/27
J ) K
None None None
I InclGain Codes: A=I,000 or less F=$50,000-$100,000 (Col BI. D4) 2 Val Codes. J=${5,00Oor less (Col CI, D3) O=500,000-$1.000,000 3 Val Mth Codes: Q.::Appraisal IJ=Book Value (col C2)
B=$1,001-$2.500 G=$100,001-1,000.000
C=2,501-$5,000 H=$1,000,001.$5,000,000
D=$5.001-$15,000 E=$15,001-$50,000 112=$5,000,001 or mo,c
K=$15.001-$50,000 1.=$50,001-100,000 M=$100,001-$250,000 N=$250,001-$500,000 PI= $ 1.000,001-$5,000,000 P2=$5,000,001-$25,000,000 p3=$25.000~001-$50.000:000 P4=$50:000:001 or more R...:(Jost real estate ord y) V~Olhc~ S=Assessment W=Eslimatc T=CashiMarket
Date of Report 08113/I 0 ~lncludes thoze of spouse and dependent children. See pp. 36-54 of Instructions.) C. Gross valu~ at end of reporting permd (1) Value Cod~ I J-P) (2) Value Me~hod Code (Q-W) ~ D. Transactions during reporting period
Vll. Page 35
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reporting indivldual and spouse, "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent chilt Place an "(X)" after each asset exempt from prior disclosur~
(I) Type (e.g., buy, sell, parlial sale, merger. redemphon
1 f not exempt lom disclosure
(2) Date: MonthDay
(4) Gain Code (A-H)
(5) Identity o f buyer/seller (if private transaction)
653 654
DFA US vector Equity Fund Financial Select Sector SPDR ETF Sell 01/21 J None
655 Greenfield Commercial Credit (common) 656 657 658 659 660 661 Hennessy Focus 30 Fund Hodges Small Cap Fund Hussman Strategic Growth Fund l-.lussman S~rategic Growth Fnnd !Strafes S&P 500/Barra Growlh Index Fund iSharesTR Russell2000 Growth Index Fund Buy Buy Partial Sa}e 02/18 03/O2 05108 J K J None Parhal Sale (15108 J None
662 _Lincoln National (common) 663 664 665 Marketfie}d Fund Matthews As~an Gro;vlh and Income Fund Third Avenue Value Fund Partial Sale Partial Sale Partial Sale Partial Sale Buy D Dwldend & Capital Gams N T 05/08 05/08 05108 05/08 05119 J J J J J A A None None
6661 Tweed) Browne Global Value Fund 6671 Vanguafd Consumer Staples Fund 668 FR3 (previously FR4)
6691 BP PI.,C Sponsored ADR 670 IAncoln National(common) 671 Nisouree tcommon) 672 Fidelity Spartan Florida Municipal Income Fund
I Inc!Gain Codes: A=I,000 ot less {Col B1. D4) F=$50,000-$100,000 2 Val Codes: J=$15.000 or less (Col CI, D3) O~500,000-$1,000,000 3 Val M.th Codes: Q=Appraisal U=Book Value (col (72)
B=$1,001-$2.500 G=$100,001-1,000.000
U=2,501-$5.000 H=$1,000,001-$5~000,000
D=$5,001-$15,000 E=$15,001-$50,000 H2=$5.000,001 or more
L=$50.001-100,000 M=$100.001-$250.000 N=$250,001-$500,000 K=$15,001-$.50,000 PI= $1,000,{101-$5.000.000 P2=$5.000,001-$25:000.000 P3=$25,000.001-$50,000,!)00 P4-$50,000o001 or more R=Cost (rea! estate only) V=OIher S=Assessment W=Estima~e T=Cash,%~arket
2009 FINANCIAl, DISCLOSURE REPORT
Name of Person Reporting Robert H Clelar~t
Date of Report 08/13/10 (Include~ zho~e of spouse and dependem children. See pp_ 36-54 of ]tt31rl~CliOYt$.) C. Grass value at end of reporting ~eriod (l) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during repmling period
VII. Page 36
INVESTMENT and TRUSTS - income, value, transactions B, Income during repotting period (I) Amount Code (A-H) (2) Type {e.g.. dividend. rent or interest)
A, DescriptiOn of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" forjoint ownership of reporting indivldual and spouse, "(S)"for separate ownership by spouse. "(DC)" for ownership b_v dependent child. Place an "(X)" after each asset exempt from prior disclosure,
(1) Type (e.g., buy. se!l, parlial sale. merger; redemption
(2) Date MonthDay
(3) Value Code O-P)
(4) Gain Code (A-H)
(5) Identity of buyer/seller (if" private transaction)
673 674
Fidelity Fund (MM)
FR4 (previously FRS)

Abbott t,aboratooes (commou) Abbott Laboratories (common) Abbott Laboratories [common) Abbott Laboratories (common) Abbott Laboratories (common) Ace Limited(common) Ace .~.imited (common) Activision Hlir.zard lnc (common) Aetna. Inc (common) Aetna, luc (common) Aetna, Inc (common) Aetna: Inc (common) Afiac Inc Icommon) Air Products & Chemicals Inc (common) Air Products & Chemicals Inc (common) Air Products & Chemicals Inc Icommon) AK Steel HoldmgCorp(common) AK Steel Holding Carp Iconnnon)
Diwdend & Capital Gains
PI
675 676 677 678 679 680 681 682 683 684 685 686 687 688 689 690 691 692
Parlial Sa!e PartiaISale Partial Sale Partial Sale Sell Bay Buy Sell Buy Buy Bu., Parliat Sale Sell Bu~. Buy Buy [~,uy Buy
03/24 04108 04116 04128 05/20 03~7 04/17 02/17 09/29 09130 10/14 I I,"09 02/02 06/25 11/12 I t/30 08/25 10!28
J J J J 3 J .I J J J J J J
None
None None
I Inc/Gain Codes: A=I,000 or less F=$50,000-$100,000 (Co! BI. 1)4) 2 Val Codes. J=$15,000 or less (Col Ct, D3) ()~500,000-$1,000,000 3 Val Mth Codes: Q=Appraisal U=Book Value (col C2)
B=$1,001-$2,500 G=$100,001-1.000,000
C=2.501-$5,000 H=$!,000,001-$5,000,000
D=$5,001-$15-000 ft2=$5.000,1301 at more
E=$15,001-$50,000
i.=$50.00|_100,000 M=$100,001-$250.000 N=$250Jhgl-$500,000 K=$15,001.$50.000 PI= $ 1,000,001-55,000,000 P2=$5,000,001-525,000.000 p3=$25.000,00|-$50,000.000 P4=$50.000,001 or more R=CosI (real estatc otd~,) V=Other S=Asscssment W-Estimate T~Cash~4arkcl
2009 FINANCIAL DISCLOSURE REPORI-
Date of Report 08113/10 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C Gross value at end of reporting ~er~od (I) Value Code J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 37
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A- H) (2) "lype (eg., dividend, ient or interest)
A. Description of Assels Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reporting individual andspouse, "($)"for separate ownership by spoas~ "(DC)" for ownership by dependent chilt Place an "(X)" after each asset exempt from prior disclosure,
{I) Type (e.g, buy, sell, partial sale, merger, redemption
tf not exempt from disclosure
(2) Date: MonthDay 07121 07/28 08/04 09/24 10/13 11/02 12/21 01/23 05/07
(3) Value Code (J-P) J J J J J J J J J
(4) Gain Code (A-H)
{5) identity of buyer/seller (if private transaction)
693 694 695 696 697 698
Alcon Inc (common) Alton lnc(common) Alcon lnc (common) Alcon Inc (common) Alcon Inc(common) Alconlnc (common)
Buy Buy Buy Buy Buy Buy Buy Partial Sale Partial Sale
699 Alton Inc (common) 700 701 702 703 704 705 706 707 Alcon Inc(common) Alton Inc (common) Alliance Bernstein Cash AllstateCorp (common) Allstate Corp (common) Allstale Coq) {common) Altera Corp(common) ,A;Itera Corp(common)
None None
Partial Sale Partial Sale Partial Sale Buy Partial Sale ..Sell Buy Buy Buy Buy Partial Sale Partial Sale
05/04 06/02 12102 07/27 10/29 11/05 04/09 07/10 07/13 08/04 05114 09/10
J J J J J J J J J J J J
None None None
None None
708 Altera Corp(common) 709 710 71 712 713 714 Altria Corp (common) Altria Corp {common) AItria Cotp (common) Altria Corp(common) Altria Co~p(common) Altria Co~p (common)
None None
I Inc/Gain Codes: A= 1,000 o~" less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$lS,0b0 or less (Col CI, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q=Appraisal Ll=Book Value (col C2)
B=$1,001"$2,500 G=$100,001"1.000,000
C=2501$5000 13=$5001-$15000 H=$1,000,001.$5,000,000 1-{2=$5,000,001 or more
E=$15001$50000
L=$50-001-100,000 M=$100"001"$250"000 N=$250001"$500000 K=$15,001-$50,000 pI= $ 1,000.001-$5,000.000 P2=$5,000,001-$25,000.000 p3=$25,000,001-$50,000,000 P4=$50,000,001 or more R=Cosl (real estate only) V=Olher S=Asscssmcnt W=Estirnatc T=Cash/MaJkct
Date of Report O8/13/I 0 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C. Gross value at end of leport ing period (1) Value Code (J-P) (2) Value Melhod Code (Q-W) D. Transactions during reporling period
VII. Page 38
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (1) Amount Code (A-H) (2) Type (e.g., dividend, rent or interest)
A. Description of Assels lndicate wheri~ applicable owner of the asset by using thgparenthetieal "(J)" for joint ownership of reporting individual and spouse, "(S)"for separate ownership by .spous~ "(DC)" for ownership bx dependent child Place an "(X)" after each asset exempt from prior disclosure,
(1) Type (e.g. boy, sell, partial sale, merger, redemption
(2) Date: MonthDay 05/21 03/18 07/10 03118 10/26 04107 06125 07/13 11112 01112 08/14 03131 04123 07117 08107 09/17 00130 10112 I 0~ l~ I 1/03 01106 01/I 5
(3) Value Code (J-P) J J J J
Gain Code (A-H)
Identity of buyer!seller (if private transaction)
715 716 717 718
Amazon Cam Inc (common) American Intl Group. Inc trainman) AmencanTowerCorp (common) AmericanlowerCorp (common)
Buy Sell Buy Sell Buy Buy Partial:::;ale Sell Buy Buy Buy Buy Buy Partial Sale Partial Sale Partial Sale Parlml Sale Pamal Sale Partial Sale Sell Partial Sale Partial Sale
None
719 Ameriprise Financial Inc (common) 720 721 722 723 724 725 726 727 Amgen Inc (cc, mmon) Amgen Inc (common) An-~geri lnc (common) Anheuser-Bush Inbev (common) AO[. lnc (common) AOL Inc (common) Apache Carp (common) Apache Carp(common)
J J J A A
J .!
J J ~i J J J J J .I . J None A None A f3 A None None None
728] Apache Corp(cornmon) 729 Apache Carpi, common)
730 Apache Carp (common) 731 732 733 734 735 736 Apse;he (.orp (common) Apache Corplcommon) Apache Carp(common) Apache Carp(common) Apple Compuler Inc (common) Apple Computer Inc (common)
I Inc!Gain Codes: A=I,000 or less (Col BI, D4) F~$50,000-$100,000 2 Val Codes: J=$15,00Oor less {Col C I, D3) O=500,000-$1,000.000 3 Val Mth (?odes: ()::Appraisal IJ-q3ook Value (ct:,l C2)
[t=$1,001-$2,500 G=$100,001-1,000o000
C=2-501-$5,000 H=$1,000,001-$5,000,000
1)=$5001"$1501)0 H2=$5,000,001 or more
E=$15001-$50000
K=$15.001-$50.000 I-=$50,001-100,000 M=$100-001"$250,000 N=$250001-$500000 pI= $1,000,001-$5.000,000 P2=$5,000,001-$25,000,000 p3=$25,000,001-$50,000,000 P4=$50.000,00! or more R=.Cos~ (real estate only) V=()thcr S-.Assessment W-:l!.siimatc l=CastliMgukcl
Name of Person Reporting Robert H_ Cleland
Dare of Report 08113/10 (Includes those of spouse and dependent chi/dren. See pp. 36-34 of tnstruetiona.,) C. Gross value at end of reporting period (I) Value Code (J-P) (2) Value Melhod Code (Q-W) Transactions during reporting period
VII. Page 39
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) A mount Code (A-H) (2) Type (e.g., dividend, rent or iotereso
A. Des~rlpllon of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" for yoint ownership of reporting individual and spouse, "(S)"for separate o~,nership by spous~ "(DC)" for ownership by dependent child Place an "IX)" after each asset exempt frorn prior disclosur~
(I) Type (e.g. , buy, sell, partial sale, merger, redemption
(2) Date: MonthDay 09121 06/02 08/05 01/06 01120 04/15 06/17 06/23 06/25 08/06 01/27 12/08 07121 04120 01107 08/31 t2/07 12/09 03120 05/12 09/09 09130
(3) Value Cnde (J-P) J J .I J J J J J J J J J J .I J J J J 1 J J
(4) Gain Cede (A-H) None
(,5) Identity of buyer/seller (if private transaction)
737 738 739 74.0 74t 742 743 744 745 746 747
Apple Computer lnc (common) ArcelormittaI-SA Luxembourg(common) Arcelo~mittaI-NY Registered (common) Archer-Daniels Midland Ce (common) Archer-Daniels Midland Co (common) AT&T Inc (commun) AT&T Inc (common) AT&T Inc (common) AT&T Ine(common) AT&T Inc (common) AT&]" Inc (common)
Partial Sale Buy Boy Buy Buy Buy Buy Buy Buy Buy Partial Sale Partial Sale Sell Buy Buy Buy Buy Buy Partia~ Sale Partial Sale Partial Sale Buy .
None Nune None
748 AT&T lnc (emmon) 749 750 751 752 753 754 755 756 757 758 Autoliv lnc (common) Bank New York Mellon (common) Bank of America Corp (common) Bank of America Corp (common) Bank ofAmericaCorp (connnol"l} Bank of America Corp (common) Bartk of America Corp Icommon) Baxter International Inc (commnn) Baxter International Inc (common) BB&T Corp(common)
None None None
1 Inc/Gain Codes: A=I,000 or less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col Ct, D3) O=500:000-$10000.000 3 Val Mth Codes: Q=Appraisal U~Book Value (col t?2) "
B=$1,001-$2,500 G=$100,00I-I,000,000
C=2,501-$5,000 1.1=$1,000~00t-$5,000.000
D=$5,001-$15,000 E=$15,001-$50,000 1-12=$5,000,001 or more
K=$15.00~-$50,000 L=$50.001-100.000 M=$100~001-$250.000 N=$250,001-$500,000 PI= $ 1,000,001-$5,000,000 P2-$5,000,001-$25,000.000 P3=$25~000,001-$51),000,000 P4=$50.000~001 or more R-Cost (real eslale only) V=-(.3ther S=Assessmcnl w~Estimatc T=CashiMarket
Name o f Person Reporting Robert tl Cleland
Date or Report 08113/10 (lncludesthose ofsl~uSe and dependent children. See pp. 36-54 of lnstruction~.) C. Gross value at end o1" reporting period (I) Value Code (J-P) (2) Value Melhod Code (Q-W) D. Transactions during reporting period
VII. Page 40
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type (e.g.. dividend. rent or interest)
A. Description of .~sets Indicate where applicable owner of the t~set by using the parenthetical " (J) " for joint ownership of reporting individual andspouse, "($)"for separate ownership by spous~ "(DC)" for ownership by dependenl chiltZ Place an "(X)" after each asset ~emplfrorapriordisclosure.
(1) Type (e.g., buy, sell. partial sale, merger, redemption
(2) Date: MonthDay 10t05 10/26 05/01 05/05
[3) Value Code (J-P) J J J .~
(4) Gain Code (A-tl)
(5) Identity of buyer.tsetler (if private trans0tion)
759 760 761 762 763 764 765
BB&T Carp(common) BB&T Carp(common) Becton Dickinson & Co (common) Becton Dickinson & Co (commoo) Bernstein Emerging Markets Portfolio Bernstein Tax-maaaged Inll Pan(alia Black & Decker Coq) (common)
Buy Buy Partial Sale Sell
None None
Buy Partial Sale Buy Sell Partial Sale Sell Sell Buy Partial Sale Partial Sale Buy }3t;y Partial Sate Partial Sale Sell Partial Sale Partial Sale
0t/26 02/03 09/14 12130 01/30 10/02 07/20 I I!l0 04/08 04/13 04123 01116 07;17 10/07 10/23 05/27 06105 J 3, J B None None ) J .I J J A A A I. J J J J J J B Nooe None A None
766 Black & Decker Carp (common) 767! Black & Decker Carp (common) 768 BP PLC (common) 769 770 771 772 773 774 775 776 777 778 BP PLC (common) Bristol-Myers Squibb Co (common) Broadcom Carp (common) Bunge Lid(common) Bunge Lid (common) Cameron Inlernalinnal (commonl Capital One Finanemt Corl~ (common.} Capital One Financial Cntp (cnmmon) Capital One Financial Carp (common) Capilal One Financial Carp (common)
779 Cardinal Heallh Inc (common) 780 Cardinal Heahh Inc {cotnn~ou)
1 InciGain Codes: A=I,000 or less {Col BI, 134) F~$50,000-$100,000 2 Val Codes: J=$15,000or less (Col CI, D3) CY:500,000-$1,000,000 3 Va! Mth Codes: Q=Appraisal t)=Book Value (col C2~
B=$1.001-$2.500 G~$100~001-1,000,000
H=$1,000,001.$5,000~000 H2~$5,000,001 or more
I.=$50,001-100,000 M=$100,001"$250,000 N=$250001-$500~000 K=$15o001-$50,000 PI= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 p3=$25,000,001-$50,000,000 P4=$50,000,001 or niobe R=Cosl (real estate only) V=Other S=As~cssment W=Estima~e T~SashlMarket
Date of Repoa Og/I 3/I 0 (Includes those of spouse and dependent children. See pp. 36-54 of lnslruction.~.) C. Gross value at end of ~eporting period (I} Value Code (J-P} (2) Vague Method Code (Q-W) D. Transaclions during reporting period
Vll. Page 41
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2} Type (e.g., dividend, rent or imerest)
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "())"for joint ownership of reporting individual and spouse, "(S)"for separate ownership by spouse" "(DQ" for ownership by dependent child~ Place an "IX)" after each asset ~emptfrorn prior a~sclosur~
(I) Type (e g.. buy. sell, partial sate, merger, redemption
(2) Date: MonthDay 06/30 0811)3 05127 07114 07128 03105 113,r26 ! 1113 12109 11113 05114 08/03 10130 12/16 03/30 I)4/14 t)6ilO 06/16 07!10 08/10 10/16 10/19
(3) Value Code (J-P,I J J .I J J J J J .I J J J J J J J J J J J J J
(4) Gain Code (A-It) None None
(5) Identit), of buyedse!ler (if private transaction)
781 782 783 784 785 786 787 788 789 790 791 792 793 794 795 796 797 798 799 800 801 802
Cardinal Health Inc (common) Cardinal llealth Inc (common) Caterpillar Inc (common) Caterpillar Inc (common) Caterpillar Inc (common) Caterpillar Inc (common) Caterpillar lnc (common) Caterpillar Inc (common) Caterpillar ]nc (common) CBS Corp - CL B (corers)n) Celgene Coil) (conlmon) Celgene Corp(common) Celgene Corp(common) Celgene Corp (common) Chevron Corp (common/ Chevron Cotp iommon) Chevron Corp tcommon} Chevron Corp(common} Cbewon Corp(common) Chevron Corp(common) Chevron Cotp(common) Chevron Corp(common)
Partial Sale Sell Buy Buy Buy Partial Sale Partial Sale Partial Sale Panml Sale Partial Sale Partial Sale Partial Sale Partial Sale Partial Sale Buy Buy Partial Sale Partial Sale Partial Sale Partial Sale Partial Sale Partial Sale
None I:l B A None None None None None
A A None A A A
1 IncKiain (:odes: A=l.000or less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col CI, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q=Appraisal U=Book Value (col C2)
13=$1,001.$2,500 G=$100,001-1,000.000
C=L501-$5,000 H=$1.000.001-$5.000.000
D=$5,001-$15,000 H2=$5.000.001 o~ mo~e
E=$15,001-$50,000
K=$15,001-$50,000 L~$50,001-100,000 M=$100,001-$250.000 N=$250,00 I-$500,000 PI~ $1.000,001-$5,000,0(10 P?~$5,000.001-$25,000,000 P3=$25,000.001-$50,000.00D P4:$50.000.001 or more R=Cosl (real estate only) V=Olhc~ 5:Asscssment W=Estimatc T=CashlMarket
2009 FINANCIAL DISC1.OSURE REPORT
Name of Person Reporting Robert H CIOand
Date of Report 08113110 (Includes those of spouse and dependent children. See pp_ 36-54 of lnstruction~.) C. , Gross value at end o1" reporting period (.I) Value Code (J-P) (2) Value Method Code (Q-W) D Transaciions during reporting period
VII. Page 42
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-HI (2) Type (e g.. dividend. rent or interest)
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reportlng individual and spouse, "(S)"for separate ownership by spouse, "(DC)" for ownership by dependent child~ Place an "(X)" after each asset ~empt from prior disclosure. "
(I) Type (e.g., buy, sell. partial sale, merger, redemption
(2) Date: MonthDay 10/20 10/22 06110 08/06 10128 09/22 05/25 07/01 08/O3 11/13 01/15 02/20 01/14 0~06 07/07 12/21 09/16 01/27 04/07 04/16 05/(15 11/06
(3) Value Code (J-P) J J J J J J J ,J .I J J J J J J J J J J J J J
(4) Gain Code (A-H) A A A
803 804 805 806 807 808 809 810 81 I 812 813 814 815 816 817 818 819 820 821 822 823 824
Chevron Coop (common) Chevron Coop (common) Chevron Corp (common) Cimarex Energy Co(common) Cimarex Energy Co (common) Cisco Systems(commonJ Cisco Systems (common) Cisco Systemstcommon) Cisco Systems (common) Cisco Systems (common) CiliGroup Inc (common) CiliGroup Inc (commoo) CME Group Inc(common) CME Group Inc(connnon) CME (;roup Inc(common) CME Gruup In,.:(conm~,on) Coco-Cola Co (common) Colgate.Palmohve Co (common) Co(gale-Palmolive Co Icommlm) Colgale-Palmolive Co (common) Colgate-Palmolive Co (common) Colgale-Palmolive Co (common)
Partial Sale Partial Sale Sell Buy Buy Buy Partial Sale Partial Sale Partial Sale Partial Sale Partial .Sale Sell Partial Sale Partial Sale Partial Sale Paltial Sale Sell t3u.,. Partial Sale Partial Sate Partial Sale Sell
None None None None None None None None None None None
None None None None
I Inc/Gain Codes: A=I,000 or less (Col BI. D4) F=$50,000-$100,00(~ 2 Val Codes: J=$lS,000 or less (Col CI, D31 ()=500,000-$1.000,000 3 Val Mth (.odes: Q=Appraisal (col (:2) !_l=Book Value
B=$1.001-$2,500 (~1=$100.001-1,000,000
C=2,501-$5.000 H=$1,000,001-$5.000,000
D=$5,001-$15~000 H2=$5,000,001 or more
E=$15,00l-$50,000
K=$15.001-$50.001) L=$50,001-100,000 M=$100.001-$250,000 N=$250,001-$500,000 PI= $ 1.000,001-$5,000,000 P2=$5,000,001-$25.0(10.000 P3=$25.000,001-$50.000~000 P4=$50,000,001 or more R=~os( (real estate only) V: Other S=Assessmcnt W:l~istimale T:~?ash/Market
Name of Person Reporting Robert H. Cldand
Dale of Report 08/13/10 (Includes those ofapoose and dependent children. See pp. 36-54 of lnstrucrtottr.) C. Gross value at end of reporting period (1) Value Code (J-P) (2) VaR~e Method Code (Q-W) D. Transactions during reporting period
VII. Page 43
A. Descriplion of Assets Indicate where applicable owner of the a~set by using the parenthetical .(j),, for joint ownership of reporting individual and speuse, "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent child Place an "(X)" after each a.~set e.rempt from prior disclosure,
(1) Type (e.g., buy, sell, partial sale, merger, redemption
(2) Date: MonthDay !2/17 10/02 11105 I 1/10 II/17 02/03 10112 01~1 09130 12116 02/10 06/05 09/04 12104 12107 05/11 09/2! 09122 06/16 03/31 05127 06125
(3) Value Code (J-P) J .! J J J J
(4) Gain Code (A-H)
15) IdentiW of bu).er/seller (if private transaction)
825 826 827 828 829
Comcast Corp (common) Conocophillips (common) Conocophillip~ (common) Conocophillips (common) Conocophillips (common)
Buy Bu) B~y Bus But, Partial Sale Buy Buy Buy Partial Sale 13uy Buy Partial Sale Buy Buy Bus. Buy Bu~.. Bu?, Buy Bu~,. Bu~.
830 ConocoPhillips (common) 831 832 833 834 835 836 Cooper Industries (common) Coming Inc (common) Cominglnc (common) Coming lnc (common) CostcoWholesale Corp (common) Costco Wholesale Corp (common)
None
J J J J J .I J J None None
837 ! Costco Wholesale Corp (common) 838 839 840 g41 8,)2 843 844 845 846 Covidien (common) Covidien (common) Credit Suisse Group(common) Credit Suisse Group (common) Credit Suisse Group (common) DR Honon lnc (common) Danahcr Corp(com~non) Danaher Corplcommon) Danaher Corp(common)
J J J J J J
I I.nc/Gain Codes; A=I,000 or ~ess (Co! BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15,0(10 or less (Col CI, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q=Appraisal (col C2) U-Book Value
B=$1,001-$2,500 {i-$100,001-1,0(}0,000
C=2,5(H-$5.000 11:$1,000.001-$5.(}{}0.(}00
D=$5.001-$15,000 E:$15,001-$50,000 H2=$5,000,001 or more
1.=$50,001-100,000 M=$100,001-$250,000 N=$250"00]-$500{K)0 K=$15,001-$50,000 pl= $1,000,001-$5,000,000 P2=$5.000.001-$25.000,000 p3=$25,000,001-$50,000.000 P4-$50,000,001 or more R=Cosl (real eslate only) V=Olher 5=Assessment W=listimate l:Castt/Markel
Date of Report 08/13/I 0 (Includes those of spouse ar~ddependent children. See pp. 36-54 of Instructions.) C. Gross value at end of reporting ~eriod (11 Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 44
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type (e.g, dividend, rent or interest)
A. Description of Assets Indicate where applicable owner of the asset by uMng the parenthetical "(J)" for joint ownership of reporting indlvidual and spouse, "(S)"for separate ownership by spous~ "(DC)" (or ownership by dependent child. Place an "tX)" after each mset exemptfrora prior disclosure,
(I) Type (e.g., buy. sell, partial sale, merger, redemption
If out exempt I)om disclosme
(2) Date: MonthDay 09/17 10107 03/05 01/23 07/15 08112 11123 02/12 05;18 04116 01/28 02/04 03130 07it5 08110 I Ill8 06101 01/14 04/09 05/26 05/28 06/24
(3) Value Code (J-P) J J J J J J J J J J J J J J J
(4) Gain Code
847 848 849 850 851 852 853 854 855 856 857 858 859 860 861 862
Danaher Corp(common) Dean Foods Corp (common) Deere & Co (common) Dell lnc (common) Dell Inc (common) Dell ]no (common) Dell lr~c (common) Dell lot (common) Deutsche Bank AG Registered (common) Deutsche Bunk AG Registered (common) Devon Energy Corp (common) Devon Energy Corp(common) Devon Energy Corp(common) Devon Energy Corp (common) Devon Energy Carp (common) Devon Energy Corp (ummon)
Buy Buy Sell Buy Boy Buy Bny Partial Sale Buy PartialSale Buy Buy Buy Buy Buy Buy Pamal .%.ale Sell Buy Buy Buy Buy
None
None
None
863: Devon Energy Corp (common1 864 865 866 86"; 868 Dom~mon Resonrces Inc Icommon) DuPonl (E.I) I)e Nemours (common) DuPont (E.I.) De Nemuurs (common) DuPont (E.I) De Nemours Icommon) DuPont (E I ) De Nemnurs (common)
J J J J
None None
I Inc/Gain Codes: A= 1,000 or less (Co! B I, D,H F=$50,000-$ 100.000 2 Val Codes: J=$15,000 or less (Col Ct, D3) O-500,000-$1,000,000 3 Val Mlh Codes: Q=Appraisal I.l=Ht)ok Value (cot C2)
B~$ I:00l -$2,500 G=$ 100,00 l- 1,000,000
(7=2,501 -$5,000 H=$ 1,000,001 -$5.000.000
D=$5.001 -$15,000 E~$15,001 -$50,000 H2=$5.000,00 t or more
M=$100,001-$250:000 N=$250,001-$500,000 K=$15,001-$50,000 1.=$50,001-100,000 PI- $ 10000 001-$5,000J)00 P2=$5,000,001-$25,000 000 p3=$25,000,001-$50,001),000 P4=$50~000 001 or mort: R=Cosl (real estate only) V=Othe~ S=Assessment W=Eslullate ]=Cash/Market
Date of Report 08/13/10 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C. Gross value at end of reporting period (I) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 45
INVESTMENT and TRUSTS .- income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type (eg. dividend: real or interest)
A. Description of Assets Indicate where applicable owner of the asset by using theparenthetlcol "(J)" forjoinl ownership of reporting individualandspouse, "(S)"for separate ownership by spouse. "(DO" for ownership by dependent chilt Place an "(X)" after each asset exempt from prior disclosure,
(t) Type (e.g, buy. sell, partial sale, merger, redemption
If not exemp~ from disclosure
(2) Date: MonthDay 06/16 10/23 04/07 07/22 09/29 08/05 09/04 09/25 11127 12/22 03131 05/29 08105 08/19 09116 10i22 05129 02103 02,qO 05101 O6/24 07/0t
(3) Value Code (J-P) J J J J J J J J J J J J J J J J J J J l .I J
(d.) Gain Code (A-H) None B
(5) Identib: of buyer/seller [if private transaction)
869 870 871 872 873 874 875 876 877 878 879 880 881 882 883 884 885 886 887 888 889 890
Eastman Chemical Co{common) Eastman Chemical Co (common) Eli Lilly & C.o(common) Eli Lilly & Co (common) Eli Lilly & Co (commbn) EMC Corp(common) EMU Corp(common) EMC Corp (common) EMC Corp(common) EMC Corp(eommon) Emerson Electric Co (common) Emerson Electric Co (common) Emerson Electric Co (common) Emerson Electric Co (common) Emerson Electric Co (common) Emerson Electric Co (common) Ensco International (common) E(X) Res Ine (connY~on) EOG Res Inc [common) EOG Rcs Inc (common) EOG Res Inc (common) EOG Res Inc [common)
Partial Sate Sell Buy Partial Sale Sell Buy Buy Buy Buy Buy Buy Partial Sale Partial Sale Partial Sale Partial Sale Sell Buy Buy Buy ParhalSale Partial Sale Partial Sale
A A
None A A A A I
None None None
I lnc/Gain Codes: A=I,O00 or less F=$50,000-$100.000 (Col B1. 1341 2 val Codes: J=$15,000ot less lCol CI. 1131 O=500,000-$1.000,000 3 Val lvl|h Codes: Q~Appff~isal U:,B<~ok Value (col (.72)
B~$1,001-$2,500 G=$1OO,OOI-I.OOO~O(~O
C=2.501-$5,000 11=$1,000,001-$5,000.000
D~$5,001-$15,000 H2=$5,000,001 o~ more
E=$15-001-$50.000
K=$15,001-$50,000 I.-$50,001-100,000 M=$104.t,001-$250.000 N=$250.001-$500,000 PI= $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3:$25,000,001-$50~000,000 P4=$50,000.001 or more R=(ost !~cal estate only) V~OIher S=Assessment W.:L:slimale T=CashiMarkct
Date of Report 08/13/10 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C Gross value at end of reporting period (I) Value Code (J-P) (2) Value Method Code IQ-W) D. Transactions during reporting period
VII. Page 46
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type (e.g., dividend, rent or interest)
A.. Description of Assets Indicate where applicable owner of the a~set by using the parenthetical "(J) " forjoint ownership of reporting individual and spouse, "6~)"for separate ownership by spouse. "(DC)" for ownership by dependent chilt Place an "(X)" aftereach asset exempt from prior disclosure,
(!) Type (e.g., buy, sell, partial sale. merger. redemption
If not exempt from disc Insure
(2) Date: MonthDay O7110 Ogi03 08120 10/29 I I116 01/06 03/24 06~3 08/18 07110 08/14 08tl8 10/01 O8/O6 03118 09117 l tiO5 I l/l(} 11/t2 05/20 06104 05/05
(3) Value Code (.I-P) J J ,! J
(4) Gain Code None A A A
(51 ldenmy of buyer/seller (il private Iransaction)
891 892 893 894 895 896 897 898 899 900 90,1 902 903 904 905 906 907 908 909 910 9tl 912
EOG Res lnc (common) EOG Res lnc (t.ommon) EOG Res lnc (corrtmnn) EOG Res lot. (common) EOG Res Int. (common) Ericsson L M Tel Co (commonl Ericsson I. M Tel Co (common) Ericsson 1. M Tel Co (common) E~icsson L M Tel Co [common) Exxon Mobile Corplcommon) Exxon Mobile Corp (t.ommon) Exxon Mobile Corp (cornmon) Exxon Mobile Coo (common) Fedex Corp(t.ommon) Filth "rh~rd Bancorp (comntoo) Pluor Corp(common)
Partial Sale Partial Sale Partial Sale Partial Sale Sell Buy Partial Sale Partial Sale Sel! Partial Sale Partial Sale Partial Sale Sell Buy Sell Sell Buy Buy Buy Partial Sale Partial Sale Buy
J J" J J J J J
A A t3 A A A A
J J J .I J J J
None A
i Flankhn Resources Inc (commo~l)

Franklin Resources Inc Icommon) Franklin Resources Inc (common~ Franklin Resources Int. (common) Franklin Resources Inc (common) Freeport-McMoran Copper (common)
None None
l Inc/Gain Codes: A= 1,000 or less (Col BI, D41 F=$50,000-$100,000 2 Val Codes. J=$lS,000or less (Col C[, D3) O=500,00D-$1,000.000 3 Val MID Codes: Q=Appraisal (col C2) U=Book Value
It=$ 1,001 -$2,500 (1~$100,001-1,000,000
C=2,501 -$5>000 H=$1,000,001-$5.000,000
D=$5>001 -,1,1.5,000 H2=$5,000,001 or more
K=$15.01H-$50,000 I.=$50,01"11-100,000 M=$100.001-$250,000 N=$250J)l)l-$51)0001~ PI~ $ 1,01]0.1101-$5,000,0110 P2::$5,0011,001-$25,1100.000 P3-$25,000;001-$50.000,f.tOf) I14-$50.000,001 or more R=Cosl (i,"al esliltt, only) V=Olhcr S=Asst.ssmcnt W=Estimatc T=Cash!Market
2009 FINANCIA L DISCLOSURE REPORT
Date of Report 08/]3/10 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C Gross value at end of zeporling period (1) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 47
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type (e.g, dividend, rent or interest)
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" for joint ownership of reporting individual and spouse, "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent child. Place on "(X)" after each asset e.xemplfromprtor disclosure,
(1) Type (e.g., buy. sell, partial sale, merger, redemption
tf not exempt trom disclosure
(2) Date" MonthDay 06/24 06/25 08/26 10/23
(3) Value (?ode (J-P) J J J J J
(4) Gain Code (A-H)
(5) Identify of buyer/seller 0f private transaction)
913 914 915
Frecpon-McMoran Copper (common) Freeport-McMoran Copper (common) Freepon-McMoran Copper (common)
Buy Buy Buy Partial Sale Buy Sell Buy Sell Buy Buy Sell Buy Buy Buy Partial Sale Buy Sell Ia~ml Sale Partial Sale Partial Sale Buy l"atlial Sale
916 Freepon-McMoran Copper (common) 917 918 Gannett Co(common) Gannett Co (common)
04/24 021 I(] 07.-23 11/19 01120 03/26 10/19 I 1/17 12/17 01114 03/31 I)6/11 02/06 04/30 10/15 01/14 I 1/16 J
J J J J J K J J
None
919 Gap I nc (common) 920 921 Gap Inc (common) Gan-oin Ltd(common)
922 Genentech Inc (common) 923 924 Gencntech Inc (common) General Eleclrm Co (common)
925 General Electric Co (common) 926 General Electric Co (common) 927 928 929 930 931 932 933 934 General Electric Co (common) General Mills Inc (common) t-icnvvorth Financial Ioc (common) Gilead Socnces Inc (common) (hlcad Sctences Inc (common) Gile~,d Sciences Ine (common) Glaxosmithkline PLC (com~non) Glaxosm~tbkline (common)
J J J J J J J J
None
None A A A
1 IndGain Codes: A=I,000 o~ less (Col BI, [)4) F=$50,000-$100,000 2 Val C(~les: J=$15,000 or less (Col CI. D3) O=500,000-$1,00().000 3 Val Mth Codes: Q=Appraisal (col C2) U=Book Value
B=$1,001-$2,500 G=$100,O01-1,000,000
C=2.501-$5,000 H=$1,000,001-$5.000.000
1)=$5.001-$t5~000 t-t2=$5,000,001 or mo~e
K=$15,001-$50,000 L-$50,001-100,000 M=$100,001-$250,000 N=$250.001-$500,000 PI"~ $ 1,000,001-$5=000,~)0 P2=$5,000.001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50:000,001 or more R=Cost (real estate only) V=Other S=Assessment W=kstitnatc T=Cash/Ma~kct
Name of Person Reporling Rober~ H Cleland
Dale of Report 08113/I 0
VII. Page 48
iNVESTMENT and TRUSTS - income, value, transactions
(lncludez those of~pouse aaddependem children. See pp. 36-54 of Jnstructiot~.) C. Gross value a~ end of re~ing ~riod (I) Value Code (I-P) (2) Value Melhod C~e (Q:W) D. Transactions during re~ing ~dod
A. DescHptio~ of Assets Indicate where applicable owner of the ~et by using the pare~haical "(J) " forjoint ownership of repoSing individual and~pouse, "(S)"for separate ownership by ~ouse. "(1)~" for ownership by dependent chil~ Place an "IX)" ~ter each ass~ ~emptftom prior disclosure.
B. Income during reining ~riod
(I) Amonm Code (A-H)
(2) Type (e.g., dividend, ~enl or inleresl)
(I) Type (e.g., buy, sell, partial sale, mergeL redemption
If not exempl from d~sclosure
(2) Date: MonthDay 05/I 1 ~101 06i23 09/I I 10/21 10122 11106 04109 09124 01/30 04/I 5 04/20 10/19 12/18 02/04 I
(3) Valne Code (J-P) J J J J J .1 .1 J .I ~ J J J J J
~4) Gain Code (A-H)
(5) Id~nl~ o1" buyer/seller (i~ pnva~e transaction.
935 936
Goldman Sachs Groap Inc (common) Goldman Sachs Group lnc (common)
Buy Buy Buy Bny Buy Boy Bny Pa~ial Sale Partial Sate Paaiaf Sale Pa~iat Sale Partial Sale Partial Sate Partial Sale Partial Sale
937 Goldman Sachs Group Inc (common) ...... 938 939 940 941 Goldman Sachs Groop Inc (common) Goldman Sachs Groap Inc [common) Goldman Sachs Group lnc .cnmmon) Goldman Sachs Group Inc (common)
942 Goldman Sachs Group Inc (common) 943 944 945 Goldman Sachs Group Inc (common) G~gle Inc471. A (common) Google Inc-Cl. A (common)
B A None None None A A None ~ ~
946~ Google Inc-Cl. A (common) 94~ Google Inc-CL A (cnmmnn) 948~ Google lnc-Cl, A (cnmmon} 949 Ha~12)rd Financial Se~,ices Group
(common)
950 l-lartlY~rd Financial Sc~,ic~ (houp (common) tlewletl-Packatd Co (common) Hewlell-Packard Co(common) Hewtell-Packard Co~comrnon) HewletI-Packard Co(common) Hewlett-Packard Co Icommonl Sell 08/I 2 _l None
9M 952 953 95,1 955
Buy Partial Sale Partial Sale Partial Sale Partial Sale
IO/26 03~4 05107 06/04 06124
J .1 J _1 J None None None None
I I nciGain Codes: A = 1,00(I or less (Col B I, D4) F=$50,001)-$ 100.l)00 2 Val Codes: J=$15,000 o~ tess (Col CI, D3) O=500,000-$1,000.000 3 Vat Mth (odes: Q=Appraisal (col C2) IJ:Book Value
B=$1,001 -$2.500 G=$100,00 I- 1.000,000
C=2,501 -$5,000 11=$ 1.000.001 -$5,000.000
D=-$5,00 I-$! 5.0510 E:$15,01)1 -$50.000 H2=$5,000,001 or more
K=$15,001-$50,000 L=$50.001-100.000 M:$100,001-$250.000 N=$2:,0.001-$500.000 P I = $1,000,001-$5.000,000 P2=$5.000,001-$25~000,000 P3:$25,000,001-$50,000.000 P4=$50,000.001 or mole R=Cosl {real cstme only) V=-Other S:Asscssment W=E.~timate T=Cash/Markct
] Name of Person Reporting Robert H. Cleland
Dale of Report O8/I 3/I 0 (Includes those of spouse and dependent child~,en. See pp. 36-54 of lnstrucrions.) C. Gross value at end of reporting period (I) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 49
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J) "for ]oin t own ersh ip of reporting individual andspouse, "(S)" for separate ownership by spous~ "(DC)" for ownership by dependent chilt Place an (X)" after each asset e,~emptfrompriord~sclosure,
(1) Type (eg., buy; sell, partial sale, merger, redemption
(2) Date: MonthDay 07/16 08/28 10/05 12/04
(4) Gain Code (A-H) None A A A
956 957 958
Hewlett-Packard Co (common) Hewlert-Packard Co(common) Hewleu-Packard Co(common)
Partial Sale Partial Sale Partial Sale Partial Sale
959 Hewlett-Packard Co (common) 960 Home Depot Inc (common) 961 962 963 9(~4 965 966 967 968 969 970 971 972 973 974 975 976 977 Honeywell Internationallnc (common) Honeywell International Inc (common) Honeywell International lnc (common) Huntsman Corp(common) Illinois Tool Works (common) Illinois Tool Works (common) lllinois Tool Works (common) Illinois Tool Works (common) Illinois TooIWorks (common) Illinois Tool Works (common) Ingersoll-Rand Co LTD(common) Ingersoll-Rand Co LTD(common) Ingersoll-Rand PLC (common) Ingersoll-Rand PLC (common) Ingersoll-Rand PLC (common) Ingrarn Micro Inc (common) Intel Corp(common)
Buy Buy Sell Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Sell Buy
01/09 02/11 05/06 12/16 05/2i 06/25 08/14 09/17 10/26 I tl27 06/03 06/09 10/22 11/03 11/09 01/15 04/21
J J J J J J J J J J J J J J J J J None A
I Inc/Gain Codes: A=I,000 or less (Co! BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col CI, D3) (.)=500.000-$1.000,000 3 Val Mth Codes: Q=Appraisal (col C2) i J=Flook Value
B=$1,001"$2,500 G=$100,001"I,000.000
C=2-501"$5,000 H=$1,000,001-$5,000,000
D=$5"00!$15,000 1.12=$5,000,001 or more
E=$15,001"$50000
K=$15,001.$50,000 1+=$50,1)01-100.000 M=$100,001-$250.000 N=$250,001-$500,000 PI= $ 1,000.001-$5,000,000 p2:$5,000,001-$25,000,000 p3=$25,000,001-$50,000,00014=$50~000.001 or more R=Cosl (real estate only) V=Olher S=Assessment W=Estimate T=Cash/Market
Name of Person Reporting Robert H Cleland
Date of Report 08/13/10 (Includes those ofspoase and dependem children. See pp. 36-54 of Instructions.) C. Gross value at end of reporting p~riod (I) Value Code (J-P) (2) Value Method Code (Q-W) D. gransactions during reporting p~riod
VII. Page 50
INVESTMENT and TRUSTS - income, value, ~ansactions B. Income during reporhng period (I) Amount Code (A-H) (2) Type (e.g., dividend. rent or iuteresO
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical " (J) " for joint own ersh ip of reporting individual and spouse, "(S)"for separate ownership by spous~ "(DO" for ownership by dependent child. Place an "{X)" after each asset ~emptfrom prior disclosur~
(I) Type (e.g. , buy sell, partial sale, merger, redemption
{2) Date: MonthDay 06/05 06!15 07/08 07/17 09108 ~1!23 03!24 04/14 01/09 05/20 08107 09/04 11/20 04/30 05/08 05/13 t)5115 05121 05/27 06112 06/15 08/I I
(3) Value Code (J-P) J J J J J J J J J J J J J J J J J J J J J J
(4) Gain Code (A-H)
(5) ldenlii3, of buyerlseller (if private Iransaclion)
978 979 980 981 982 983
Intei Corp (common) lntel Corp (common) lntel Carp(common) lntel Corp(common) Intel Corp (comrnon) Intel Corp(common)
Buy Buy Buy Buy Buy Bu} Partial Sale Pardal Sale Buy Sell Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
984 JC Penney Co (common) 985 JC Penney Co (common)
A A
986 Jacobs Engineering Group. Inc (common) 987 988 989 Jacobs Engineering Group. Inc (common) Johnson Controls Inc (common) Johnson Coutrols lnc (commtm)
990 Johnsen Controls lnc (common) 991 992 993 (.~94 995 996 997 998 999 JP Morgan Chase & Co (common) JP Morgan Chase & Co (common) JP Morgan Chase & Co (~:ommon) JP IVIorgan Cha,:e & Ct~ (~.:ommon) JP Morgan Chase & Co (cu.nnor)) JP Morgan Chase & Co (common) JP Morgan Chase & Co (common) JP Morgan Chase & Co Iommon) JP Morgan Chase & Co (common)
I Inc/Oain Codes: A= 1.000 o, less (Col BI, D4) F=$50,000-$100,000 2 ValCodcs: J=$15,000orlcss !Col CI, D3) ~500.000-$1.000,000 3 ValMthCodes: Q-~App~msal (col C2) t)=Book Value
B"$1.00l -$2.500 G=$100,001-1,000,000
(=2.501 -$5,000 11=$1.000.001-$5,000,000
I)=$5,001 -$15,000 t12=$5,000.001 or more
E=$15,001 -$50,000
K=$15,001-$50.000 L=$50.00II00.000 M=$100,001"$250,000 N~$250.00!-$500,000 PI= $ 1,000,001-$5,000,000 P2~$5.000.001-$25,000-000 p3=$25,000,001-$50,000,000 P4=$50,000,001 ol more R=(."ost(realeslaleonly) V:()lhct S=Assessment V,:=E.41imatc T=(~ash/Markct
2009 fINANCIAL DISCLOSURE REPORT
Date of Reporl 08/13/10 (Includes thane of~pouse and dependent children. See pp. 36-54 of Instructions.) C. Gross value at end of reporting period [I) Value Code (J-P) (2) Value Melhod Code (Q-W) D. Transactions during reporting period
VII. Page 51
A. Description of Assets Indicate where applicable owner of the asset by using the paren/he~ical "(J) " forjoint ownership of reporting individual andspouse, "(S)"for separate ownership by spouse "(DC)" for ownership by dependent child Place an "(X)" after each asset exempt from prior disclosure,
(1) If not exempl from disclosure Type (e.g., buy, seli, partial sale, merger, (2) (3) (4) redemption Date Value Gain MonthCode Code Day (J-P) (A-H) Bt~, Buy Buy Partial Sale Partial Sale Partial Sale Partial Sale Buy Buy Buy Bu~ Buy Buy Buy Buy Buy Partial Sale Sell Buy Buy Partial Sale Buy 07/22 08/05 0MI5 01127 11/30 Nol nec J J J J J B A A 12/10 t 2/14 !2/21 03124 09/0"4 09/1 I 10/09 09/11 10101 10/02 01/27 03131 06!05 04/21 04/23 J J J J J J J J J l J J J J J None A None A
(_5,) Identity o f buyer/seller (if private transaction)
I000 100l 1002 1003 ~004 1005 !006
3P Morgan Chase & Co (common) JP Morgan Chase & Co (common) JP Morgan Chase & Co (common) JP Morgan Chase & Co (common) JP Morgan Chase & Co (common) JP Morgan Chase & Co (common) JP Morgan Chase & Co (common)
1007 Kl..A-Tencor Corp(cornmon) 1008 1009 1010 101 1012 KLA-Tencor Cotp (common) KLA--Iencor Corp(common) Kohls Carp(common} Kohls Carp (comrnon) Kohls Corp(common)
10131 Liberty Entertainment (common) IOI4 1015 1016 1017 1018 1019 1020 1021 Liberty Emenainment(common) IAberty Enlertainmenl (common) I.~be~W F.ntertainmenl icommon) Liberry Enlertamment (common) Limited Brands Inc Icommon) Lincoln Nationallcommon) Lincoln Natmnal (common) Lockheed Martin Carp(common)
InciGain (?,)des: A~l.000ot less (Col BI, D4) F~$50,000-$100,000 2 Val Codes: J=$15,000 or less (Col CI, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q=Appraisal (col (72) [ !=Hnok Value
B.-..$I,001-$2,500 G=$100,001-!.000,000
C=2,501-$5,000 H=$1,000.00!-$5,000,000
D=$L01)I-$1&000 H2=$5,000,001 or more
K=$15,001-$50,000 1.=$50.001-100.000 M=$100,001-$250,000 N=$250,001-$500.000 PI: $ 1,000,001-$5,000.000 P2=$5.000.001-$25.000,1)00 P3:$25.000,001-$50,000~000 P4=$50.000.01)1 or more R--Cosl freal eslate only} V =Olher S=Assessmcm W=Estlmalc T=Cash/Masket
Name of Person Reporting Robert H. CleJa~/
Date of Repon 08113/10 (Includes those of spouse onddependent children. See pp. 36-54 of lnsrructio~g.) C. Gross value at end of reporting period (1) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting peered
VII. Page 52
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-tit (2) Type (e.g., dividend, renl ot interest)
A. Description of Assels Indicate where applicable owner of the asset by using thepdrenthetical "(J)" forjoint ownership of repoaing individual and spouse, "(S)"Jbr separate ownership by spous~ "(DC)" for ownership by dependent child Placean "(2~)" ttfterea(h asseY e.~emptfrom prior disclosure,
(I) Type (e.g., buy, sell, partial sale. merger, redemption
If not exempt from disc tosure
(2) Date: MonthDay
(4) Gain Code (A-H)
(5) Identily of buyer/seller (if private transaction)
1022 t023 1024 1025 1026 1027 1028 1029 1030 103t 1032 1033 1034 1035 1036 1037 1038 1039 1040 1041 1042 1043
Lockheed Martin Corp (common) Lockheed Martin Corp (common) Lockheed Martin Corp(common) Lowes Cos (common) Lowes Cos (common) Lowes Cos (common) l.o,,ves Cos {common! Lowcs Cos (common) Macys Inc (common) Macys lnc (common) Macys lnc (common) Masco Corp (common) McDonalds Corp (common) McDonalds Corp(common) McDonaldsCorplcommon) Mcl~)nalds Corp (common! McDonalds Corp ~,common) McDonalds Cotp Icontmon) Medco Health Solutions Inc (common) Medco Health Solutions Inc (common) Medco tleallh Solutions Inc/common) Medco Health Solutions Inc (common)
Buy Parlial Sale Sell Buy Buy Buy Buy Partial Sale Buy Partial Sale Parlial Sale Buy Buy Partial Sale Partial Sale Partial Sale Partial Sale Sell Partial Sale Partial Sale Partial Sale Partial Sale 04/2~ 05/07 04121 05127 07109 07/13 12/I 8 06/17 0211Y) 05/t4 05/18 02110 05/27 07/16 08/04 09/16 10112 02/I I 05/I I 09116 10121 J .I J J J J J J J None A None A B A A A t3 J J J None None J 3 J .I A J J None None
I InclGain Codes: A=I,000 or less (Col BI, D4") F=$50,000-$I00,0(X) 2 Val Codes: J=$15,000ot Jess (Col LI. D3) O=500,(100-$1,00t).00!) 3 Val Mth Codes: (.,)=Appraisal U=Book Value (col C2)
fI=$I,001-$2,500 G=$I00,001-1.000.000
C~2,501-$5~(100 H=$1,000.001-$5,000,000
D=$5,001-$15,000 H2=$5,0(X),001 or mote
K=$15,001-$50.00() L=$50,001-100.000 M=$100,001-$250.000 N:=$250.001-$300,000 PI= $1.000.001-$5.000.000 P2=$5.000,001-$25,000.000 P3=$25,000.001-$50,000,000 P~$50,000.001 or mote R-=Cosl (real tslale only) V~()ther S=,Assessment W=Estimate T-:Cash/Markel
2009 FINANCIAL DISCLOSURE REPORr
[ Name of Person Repoaing
Date of Repor~ 0g/I 3/10 (lncludea those ofapouse anddependem children See pp. 36-54 of lnsrruction~.) C. Gross value at end of reporting period (I) Value Code (.l-p) (21 Value Method Code (Q-W) D. Transacri?ns during reporting period
VII. Page 53
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporling period ~, I ) Amount Code (A-I-I) 121 Type (e g, dividend. rent or interest)
Robert H. Cleland
A. Description of Assets Indicate where applicable owner of the asset by using the parenthetical "(J)" forjoint ownership of reporting individual andspouse, "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent chilt Place on "IX)" a.Der each asset ~temptfrorn prior disclosur~
(I) Type te.g, bu).. sell: partial sale, merger. redemption
If not excmpl from disclosure
(2) Date: MonthDay 12/18 03/31 11120 12109 01/22 03126 0,11t4 05i26 06/24 1 |/13 12/15 03131 I 0/19 10i30 12/2! 05/01 06122 09/It, 01/30 04,"30 05/05 02106
(3) Value Code (J-P) J J J J J J J J J J J J
(4) Gain Cude (A-H) B None None N~mc
(5) Identi~ of buyer/sellcr (if private transaction)
104,1 1045 !046 10,17 1048 I1149 !050 1051 1052 1053 1054 1055 1056 1057 ~058 1059 1060 1061 1062 1063 1064 1065
Medco Health Solutions Inc (common) Merck & Co Inc (common) Merck & Co Inc (common) Merck & Co Inc (common) MtLife lnc (common) MetLife Inc Icommon) MetLife lnc (common) Melt.ire Inc(common) MetLd~, Inc (common) Mell.il~ Inc (common) MetLife Ine (common) Microsoft Corp {common) Microsoft Corp (common) Microsoft Corp (common) M~crosol~ Corp (common) Microsot~ Corp(common) Microso0 Corp (common.) Microsoft Corp(common) Molson Coors Brewing Co (commnn) Molson Coors Brewing Cp (common) Molson Coors Brewing Co(common) Monsanto Co(common)
Partial Sale Parlial Sale Partml Sale Partial Sale Buy Partial Sale t"artiat Sale Portia/Sale PartiaISale Partial Sale Partial Sale Buy Buy Buy Buy Partial Sale Parhat Sale Parhal Sale Buy Partial Sale Sell Parlial Sale
None None None None None None
J J J J J J J J J None A None A None
I I nc!Gain Codes; A= 1,000 o~ I~ss (Col B !, D41 F=$50,000-$ 100.000 2 Val Codes: J=$lS,000or (ess (Col CI. D31 (~500,000-$1,000.000 3 Val Mth Codes: 1".)=Appraisal I I:~Book Value (col C2)
B=$ 1,00 I-$LSO0 (;=5;100001 - I ,IN)0.000
C=2.501 -$5,000 I-t=$ 1,000,6~) I-$5~000.000
D=-$ _~,001 -$15.(100 H2=$5,000,001 or more
E=$15~001 -$50,000
L=$50,1101-1011.000 M=$100.001-$250.000 N=$250,001-$500.000 K=$t50001-$50,000 PI= $1,000.001-$5,000,000 P2=$5,0011,001-$25.000.000 P3=$25J)00,001-$50,000,000 P4=$50,000.001 or moic R-~a.?osl (real eslalc only) V=Other S=Assessmcnt W=Eslimate T=CashiMa~kcl
21X.~9 FINANCIAL DISCLOSDRE REPORT
Date o fReport 08/I 3/I 0 (Includes those ofsponse and dependent children. See pp, 36-54 of Instructions.} C. Gross value at end of reporling period (1) Vah~e Code O-Pt (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 54
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I) Amount Code (A-H) (2) Type (e.g., dividend, rent or interest)
A. Descriplion of Assets Indicate where applicable owner r~f the asset by using the parenthetical "(J)" forjoint ownership of reporting tndividuM and spouse. "(S)"for separate ownership by spouse. "(D(9" for ownership by dependent child Place an "IX)" after each asset exempt from prior disclosure,
(1) T,vl:~ (e.g., buy, sell, partial sate, merger, redemption
(2) Date: MonthDay 04/09 05/28 06/04 06/26 07/22 08i06 08/24 10i21 10/30 03/27 04114 06/18 03/27 05/14 08/04 05/28 07/17 I)4/21 06/04 01115 0-1123 06/29
(3) Value Code (J-P) J J J J J 3 J J J J J J J J J J J J J J J J
(4) Gain Code (A-H) A B C B C B B
(5) Identib of buyer/seller (if privafe t~ansaction)
!066 I067 1068 1069 t070 1071 1072 1073 1074 1075 1076 1077 1078 1079 1080 1081 1082 !083 1084 1085 1086 t087
MonsantoCo (common) Monsanto Co (common) MonsantoCo (common) Monsanto Co (common) MonsantoCo (common) MonsantoCo (common) Monsanto Co (common) Morgan Stanley (common) Morgan Stanley {common) Morgan Stanley (common) Morgan Stanley (common) Morgan Stanley (common) Motorola Inc(common) Motorola Inc (common) Motorola Inc (common) NationaI-Oilwell Inc ~cmnmon) NationaI-Odwel! Inc (cnmmcm) Netapp, Inc (commonl Netapp. Inc (common) News Corp (common) News Cor~ (common) News Corp(common)
Partial Sale Partial Sale Partial Sale Partial Sale Partial Sale Partial Sale Sell Buy Buy Partial Sale Partial Sale Partial Sale Buy Partial Sale Partial Sale Buy Buy Buy Sell l]uy Buy Buy
None None None
None A
t Inc/GainCodes A=l,000ot less (Co! BI, D4) F=$50,000-$100.000 2 Val ()odes: J:$15,01)0 or le~s (Col CI~ D3) O-~500,000-$1,000,000 3 Val Mlh Cotles: Q=Appraisal (col C2) U=Book Value
B=$1.001-$LS00 G=$100.ll0l-l.000.000
C=2.501-$5,000 1.1=$1,000,001-$5,000.000
D=$5,001-$15,000 E=$15,001-$50,(XI0 H2=$5,000;001 or more
I.:$50.001-100,000 M=$100,001-$250.000 N=$250,001-$500,000 K:$15,001-$50,000 PI= $ I,O00.OOI-$5,00(LO00 1~2-$5,00{),001-$25.000,1,~00 P3=$25,000,001-$50,000,000 P4=$50,000,0l)1 or mote R-~OSl (real estate only ) V"~()ther S=Assessmenl W=l{stim,qlc T=Cash/M~uket
Date of Report 07,/13/10 (includes those of spouse and dependent children. See pp. 36-54 of lnstructions.) C. Gross value at end of reporting period (I) Value Code (J-P) (2) Value Methnd Code (Q.W) D. Transactions during reporting peri(~l
VII. Page 55
INVESTMENT and TRUSTS - income, value, Ixans~ctions B. Income during reporting period t1) Amount Code (A-H) (2) Type [e.g., dividend, rent or interest)
A. Description of Assets Indicate where applicable owner of the aaset by using the parenthetical "(J)" for }olnt ownership of reportlng individualandspouse, "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent chitt Place an "(X)" after each asset ~remptfrorapr/or a~sclosur~
(I) Type (e.g.. buy, sell, parha| sale, merger. redemption
If not exempl from disclosure
(2) Date: MonthDay 09122 06/02 f~5/08 07/17 O8/27 01121 02/05 02/10 04/21 07/14 03/27 04/17 08/17 10/08 05106 09/t t 1)3/26 06/05 07/28 10/12 02/03 06117
(3) Value Code (J-P) J J J J J J J J J J J J J J J J J 3 J J J J
(4) Gain Code (A-H) A
(5) Identity of buyer/seller (if privale transaction)
1088 1089 1090 1091 1092 1093 1!)94 1095 t096 1097 IO98 1099 1100 I I01 1102 1103 1104 l i05 1106 1107 l t08 1109
News Corp(common) Nexen Inc(common) Nexen Inc (common) Nexen Inc(common) Nike lnc (common) Nokia Corp-Spon ADR (cornmon) Nokia Corp-Spon ADR (common) Nokm Corp-Spon ADR (comrnon) Nokia Corp-Spon ADR (common) Nokia Corp-Spon ADR (common) Northrop Grumtnan Corplcommon) Northrop Gmmman Corp (common) Northrop Grumman Corp (common) Northrop Grumman Corp (common) Nucor Corp(commor0 Nucor Corp(common) Nvidia Corp(common) Nvidia Corplcommon) NVRIne(commnn) NVRInc(common) Occidental Petroleum Corp (Common) Occidental Petroleum Corp (Common)
Partial Sale Buy Buy Buy Sell Buy Buy Buy Partm| Sale Partial Sale Buy Buy Buy Buy Buy Sell P~rtu~l Sale Sell Buy Buy Buy Buy
None
None None
A None None
I lnc/Gain Codes: A~l.000 ot less (Col BI, I)4) F~$50,000-$100,000 2 ValCodes: J=$15,000Ot less ICol CI, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q:~App~aisal IJ:,13ook Value (col C2)
B=$1,001-$2.500 G=$100,001-1,000.000
C=2,51)1-$5.0A10 H=$I,00O,0OI-$5,000.000
1)=$5,001-$15,000 H2=$5.000,001 or more
~=$15.001-$50,000
K~$15,001-$50,000 I.=$50,001-100.000 M=$100,001-$250,000 N=$250,001-$500,000 PI= $ 1,000.001-$5.000.000 P2=$5.000,001-$25.000.000 P3=$25,000,001-$50,000,000 P4=$50,000,00~ or more R=Cost (real estate only) V=()ther S=Assessmenl W=Estimate "r=(?ash/Market
Name of Person Reporting Robert H. Clcland
Date of Report 08/13/10 (Includ~ those of spouse and dependent chiIdren. See pp. 36-54 of Instructions.) C, Gross value at end of reporting period /,|) Value Code (.I-p) (2) Value Method Code (Q-W) D, Transactions during reporting period
VII. Page 56
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (!) Amount Code (A-H) (2) Type (e. g., dwtdend, rent or interest)
A. Description of Assets Indicate where applicable owner of the a.~set by using the parenthetical "(J)" for joint ownership of repotting individualandspouse, "(Stfor separate ownership by spous~ "(DC)" for ownership by dependent chilc Placean "(X)" after each asset exempt from prior disclosure,
(l) Type (e.g.. buy, sell, partial sale, merger, redemption
(2) Date: MonthDay 06129 08/31 09/21 10/29 04/07 05114 02/10 03131 O7117 05/08 I0/01 06/01 09125 I 1/24 11/25 08;14 toll6 tM/09 10/16 04121 05/01 {~/05
(3) Value Code (J-P) J J J .I I J I J .I J J J J ~ J J J J J J J J
(4) Gain Code (A-H)
(5) Identity of buyer/sel~er (if private transaction)
I 1 l0 ~IIt I 112 I I 13 I 114 1115 I 116 I 117 I 118 I 119 1120 1121 1122 I 123 1124 1125 1126 1127 1128 1129 I |30 1131
Occidental Petroleum Corp (Common) Occidental Petroleum Corp (Common) Occidental Petroleum Corp (Common) Occidental Petroleum Corp (Common) Paccar Inc (common) Paccar Inc (common) Pepsico Inc (common) Pepsico lnc (common} Pepsico lnc (common) Pepsico Inc (common) Pepsico Inc (common) Petroleo Brasileiro (common) Petroluo Brasileiro(common) Petroleo Brasilciro (common) Petroleo Br~sile~ro (common) Pfizer Inc (common) Pfizer lnc (common) Pfizer Inc t, cnmmon) Pfizer In t.colnmon) Philip Morris Internatinnal (common) Philip Morns International (comm0u) Philip Morr*s Intelnational Icommon)
Buy Buy Buy Partial Sale Buy Sell Buy Buy Buy Partial Sale Partial Sale Buy Buy Partial Sale Sell Buy Buy Partial Sale Parhal Sale Partial Sale Partial Sale Partial Sale
None None
A B
I Inc/Gam Codes: A=I,000 or less (Col BI, D4) F=$50,000-$100,000 2 Val Codes: J=$15o000 or less (Col CI, D3) O=500.000-$1,000.000 3 Val MIb Codes: Q=Appraisal U: Book Value (col C2)
B=$1,001-$2,500 G=$I00,001.1,000,000 K=$15,001-$50.000 PI= $ 1.000,001-$5,000,000 R=Cost (.real eslatc only) V=Othcr
C=2,501-$5.000 H=$1,000,001-$5.000.000
D=$5,001-$15,000 I-|2=$5,000.001 or more
E=$15.001"$50-000
I.=$50,001-100,000 M=$100,00!-$250,000 N=$250-001"$51)0,000 P2=$5,001).001-$25J)00,000 p3=$25,000,001-$50.000,000 P4=$50.000,001 or more S=Assessment W=Fslimate "l~-Cash/Market
2009 FINANCIAL DISCLOSURE- REPORT
[ Name of Person Reporting Rober~ H. Cteland
Dale of Report 08/I M I O (Includes those of spouse and dependent children. See pp. 36-54 of lnstructions.) C. Gross value at end of reporling period (I) Value Code (J-P) t2) Value Method Code (Q-W) 1). ]ransactions during reporting period
VII. Page 57
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (1) Amount Code (A-H) (2) Type (e.g., dividend. renl or interest)
A. Deserlplion of A~els Indicate where applicable owner of the asset by using the parenthetical "{J) "for joint ownership of reporting individual and spouse, "(S)"for separate ownership by spou$~ "(DC)" for ownership by dependent chilt Place an "(X)" after each asset exempt from prior disclasure,
(I) Type (e.g.. buy. sell partial sale, merger. redemption
I fnot exempt from disclosure
(2) Date. MonthDay 06112 06/22 07/27 10/19 06/11 06/16 I17/07 08/07 09/10 I 1/!7 12/15 08/I I 01/07 03/31 051(17 08124 I.}t)/I 5 I I,25
14~, Gain Code (A-H) A None A
{5) Identib" of buyer/seller {if private transaction)
1132 I i33 1134
Philip Morris International (common) Philip Morris International lcommon) Philip Morris International (common)
Partial Sale Partial Sale Sell Buy Buy Buy Buy Parlial Sale Partial Sale Partial Sale 5ell t~,uy Buy Buy Pa.,-tial Sale Buy Bt~. Sell
I 135 Principal Financial Group (common) I 1361 Procter & Gamble Co (common) 1137i Procter & Gamble Co (common) I 138 1139 1140 Procter & Gamble Co (common) PTocter & Gamble Co (common) Procter & Gamble Co (commoa)
J J J J J J J J J J J J J A None None None None B
! 141 Procter & Gamble Co (common) 1142 1 I 43 1144 1145 1146 Procter" & Gamble Co (common) Puhe Homes. Inc {common) (,)ua/comm Inc (common) Qualcomm Inc (common) Qualcomm Inc (common)
I 147 Quanta Services Ioc (commot~) 1148 I !49 1150 1151 I 152 I 153 RIo "llnlo (commorl) Rio Tinto (common) RRI Energy Inc flea Reliant Energy (common) Royal Dutch Shell PLC-ADR (cnmmon) Royal Dutch Shell PI.C-ADR (common) Royal Dntch Shell PLC-ADR (common)
Partial Sale Partia~ Sale Sell
03/24 0429 07/13
J J J
None None A
I Inc/Gain Codes: A=I.000 or !ess (Col BI, D41 F-$50.000-$100,000 2 Val Codes: .1=$15.000 or Jess {Col CI, D31 O=500.000-$1,000,000 3 Val Mth Codes O=Appraisal {col (72) U-Book Value
B=$1,001-$2,500 G=$100,00I- 1,000,000
C-2,501-$5,000 H$10000.001-$5,000,000
D=$5:001-$15,000 H2=$5,000,001 or more
E=$15,001-$50.000
K~$15,001-$50.000 I.~$50,0(11-100.000 M..$100.001-$250.000 N=$250.001-$500.000 PI= $ 1,000.001-$5,000.000 P2=$5,000,001-$25.000,000 13=$25.000.001-$50.000,000 P4=$50.000.001 or more R=Cost (real cslale only) V=Othcr S=Assessment W=Eslimatc l-=(?ash/Market
Date of Report 08/| 3/I 0 (Inch~des those ofspouse and dependent children. See pp. 36-.$4 of lnatructions~) C. Gross value at end of reporting period (1) Value Code (J-P) (2) Value Me, hod Code (Q-W) D. Transactions during reporling period
VII. Page 58
INVESTMENT and TRUSTS - income, value, transactions B Income during reporting period (I) Amount Code (A-H) (2) "type (e.g., dividend. rent or interest)
A. Description of Assets Indicate where applicable owner of the asset by using the parentheticM "(J) " for joint ownership of reporting individual andspouse, "(S)" for separate ownership by spouse. "(DC)" for ownership by dependent child Place an "(X)" offer each asset exemptfrotnpr~or disclosure,
(I) Type (e.g., buy, sell, partial sale, merger, redemplion
(2) Date: MonthDay 05/22 07/28 05/26 I 1/04 08/14 I 1/09 07/15 06/22 07130 08/10 10/28 01/28 1~/3t) I I120 10/13 I I/27 It)!16 |2/03 04/06 041t5 10/30 05/06
(3) Value Code (J-P) .1 J J J
(4) Gain Code (A-H) None None None B
(5) Identity of buyer/seller (if private ~ransaction)
1154 1155 1156 1157 1158 1159 1160 1161 1162 | 163 1164 1165 1166 1167 1168 I 169 1170 I 171 1172
Safeway Inc (common) Safeway Inc (3:ommon) Sanofi Synthelabo (cnmmun) Sobering-Plough Co=p (common) Schlumberger L.td (common) Schlumbcrger Lid (common) Schwab (Charles) Corp/common) Smithfield Foods Inc (common) Sprint Nexlel Corp (common) Sprinl Nextel Corp (conmmn) Sprint Nextcl Corp(common) Sprint Nextel Corp(common) SPX Corp (common) Steel Dynamics toe (c.ommon) Suncor Energ,,, Inc (common) Suncor Energy Inc (common~ Supervalu In (cgm~nunl) Supe~alu Inc (con~mon) Supe~alu Inc (common)
Partial Sale Sell Sell Sell Buy Partial Sale Sell Buy Buy Buy Buy Partial Sale Buy Buy Bu,, Buy t)uy Buy Partin~ Sale Buy Buy Buy
J J J
None A
J .I
None
J .t J
J .I J J
Nnne
1173i Syman~ce Corp (common) 11741 Symantec Corp (commo))) 1175 Taiwan Sere)conductor (common~
1 Inc/Gain Codes. A~I,000 o~ less (Col BI. D4) F=$50,000-$100.000 2 Val Codes: J=$15,000or less /Co! CI, D3) O=500,000-$1,000.000 3 Val Mth Code; (.)=Appraisal (J=Book Value (col C2)
B~$1,001-$2,500 G=$100.001-1,000.000
C=2,501-$5,000 H=$1,000,001-$5,000,000
D=$5,001-$15.000 E-$15.001-$50.000 H2=$5,000,001 or more
K=$15,001-$50,000 1.=$50,001-100,000 M=$100,001-$250,000 N-$250.001-$500.000 PI= $1,000,001-$5,000,00(! P2=$5,000,001-$25.000.000 P3=$25,000,001-$50,000:000 P,~=$50,000.001 o more R=Cos! ~real e~tatc only.) V-:Other S=Assessmenl W:..Eslimate T=Cash/Marke~
[ Name of Person Reporting Robert N. Cleland
Dale of Report 08/13/I0 (Includes lhose of spouse and dependent chi/dren. See pp. 36-54 of ln,~truclior~.) C. (,;ross value at end of reporting period (I) Value Code [.|-P) (2) Value Melhod Code (Q-W) D. Transactions during reporting period
Vl|. Page 59
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (I} Amount Code (A-H) (2) Typ~ (e g.. dividend, rent o~ interest)
A. Description of A~ets Indicate where applicable owner of the trtsel by using the parentheticol "(J)" forJoint ownership of reporting individual and spouse, "(A~)"for separate ownership by spouse. "(DC)" for ownership by dependent child. Place an "(X)" after each asset exempt from prior disclosure,
(I) Type (e.g., buy, sell, partial sale, merger, redemplion
(2) Date: MonthDay 05107 I I,"11 04/15 05/28 O)/22 09/23 10/26 05/04 05/07 10/23 07/24 01/30 03131 05/20 07/20 08103 04/07 04il 5 05/05 08/03 01!|2 08/14
{3) Value Code (J-P) J J J J J J J J J J J J J J J J J J J J J J
(4) Gain Code (A-I-I)
(5) tdenti _ty of buyer/seller lif private transaction)
1176 1177 I 178 1179 I 180 t Igl 1182 1183 1184 I 185 1186 1187 1188 1189 1190 1191 1192
Taiwan Semicnnduclor {common) Taiwan Semiconductor fcommon) Targel Coq~ (common) Target Corp (common) Ta~get Corp (common) Target Corp (common} Target Corp(common) Teva Pharmaceutical Industries (common) Teva Pharmaceutical Industries {common) Teva Pharmaceutical industries Icommun) Textron lnc (common) Textron Inc (common) The Walt Disney Co (common) The Walt D~snev Co (common) The Walt Disney Co (common) The Walt D~sney Co (common) Time Wmne~ Cable Inc (comnlon)
Buy Sell Buy Buy Buy Buy Buy Pamal Sale Partial Sale Partml Sale Buy Par0al Sale Buy Partial Sale Partial Sale Partml Sale [Juy Buy Buy Buy Buy Buy
None
None None A
None
A A A
I 193! Time Wame~ Cable Inc (cnmmon) 1194 1195 1t96 1197 Time Warne~ Cable Inc ~cnmmon) Time Warner Cable Inc (commonl "l~me Warner Inc(common} Time Warner lnc(common)
I lnciGaio Codes: A=1,000 or less (Cot B I, D4) F=$50,000-$ 100,000 2 Val Codes: J=$15.000 or less (CoICI, D3) O=500,000-$1,000,000 3 Val Mth Codes: Q=App*aisal (col C2} U=Book Value
B=$1.001-$2,500 G=$100.00 I- 1,000,000
C=2.501-$5,000 1=$ 1,000,001 -$ 5,000,000
D=$5,001-$]5,000 1 !2=$5.000,001 or more
E=$15.001-$50.000
K =$15,001-$50.000 L=$50.001 - 100,000 M=$100,00 I-$250,000 N-$250.00]-$500fl)00 PI= $ 1,000,001-$5,000.000 P2=$5,000,001-$25,000.000 P3=$25,000,00!-$50,000,000 P4=$50.000,001 or mo~e I?,=Cost Oeal eslate ordy) V=Othcr S=Assessment W=Estimate T:Cash/Market
Date of Report
VII. Page 60
IN VESTMENT and TRUSTS -- income, value, transactions B. Income during reporting period (1) Amount Code (A-It) (2) " Type (e.g., dividend. rent or interesl) C. Gross value at end of reporting period (l) Value (..ode (J-P) (21 Value Method Code (Q-W)
08/13/10 I glncludes those of spouse and dependent children. See pp. 36-54 of h~struetions.) D. Transactions during reporting period
A. Description of Assels Indicate where applicable owner of the asset by using the parenthetical "(J)" for ]oint ownership of reporting individual and spouse, "(S)"for separate ownership by spous~ "(DC)" for ownership by dependent chilt Placean "(X)" after each asset ~xempt from prior disclosure,
(l) Type (e.g., buy, sell, partial sate, merger, redemption
If not exempt from disclosnre
(2) Date: MonthDay 09/09 01/02 05!15 05/04 08/30 05/28 04/21 04124 09/22 03127 06129 04!30 05/15 08110 10113 12102 01114 06123 08/04 05/01 01/05 11/04
(3) Value Code (J-P) J J J J J .I J J J J J J J J J .I J J J J .I J
i41 Gain Code (A-H) A
(5) Identib, of buyerlseller (if private transaction)
1198 I t99
Time Warner Inc (common) TJX Companies, in (c.ommon)
Partial Sale Buy Sell Buy Sell Buy Partial Sale Partial Sale Sell Partial Sale Partial Sale Buy Buy Buy Buy Buy Buy Partial Sale Self Buy Ianial Sale Partial Sale
1200 TJX Companies. inc (common) 1201 1202 1203 1204 Torchmark Corp(common) Torchmark Corp (common) Toyola Meier Corp (coromon) Toyota Motor Corp(common)
B A A
None None A None Nune
12051 Toyota Motor Corp (common)
12o61
1207 1208 1209
Toyota Molor Corp (common) Travelers Companies Inc. (common) Travelers Companies lnc (common) "lyco Electronics LTI)(common)
1210 Tyco Electronics LTD(common) 1211 t212 1213 1214 Tyco Electronics LTD (common) Tyco Electronics I.TD (common) ryco Electronics t.TD(common) Tyson Foods Inc (common)
1215 Tyson Foods Inc (coromon) 1216 1217 1218 1219 Tyson Foods lnc (common) Union Pacific Corp(common) Union P~cific Corp (commou) Union Pacific Corp (common)
None A
None A
I lnc/Gain Codes: A= 1.000 o~ less (Col BI, 041 F=$50.(K)0-$100,000 2 Val Codes: J=$15,000 or less (Col CI, D3) O=500,000-$1,000.000 3 Val Mlh Codes: Q=Appraisal (col C21 U=P, ook Value
B=$1,001 -$2,500 G=$100.001-1,000.000
C=2,501 -$5,000 H=$1.000,001-$5,000.000
171=$5.001 -$15,000 E=$15,001 -$50,000 H2=$5,000.001 or more
K=$15,001-$50.000 1.=$50.001.100,000 M=$I00,001 -$250,000 N=$250.001-$500,000 PI= $ 1,000,00I-$5,UOD.000 P2=$5,000.001-$25,000,000 P3=$25,000,001-$50,0110.000 P4=$50,000,001 or more R=Cosl {real estate only) V=Other S=Asscssmenl W=Eslimate "l=Cash/%.larkel
I [ Name of Person Reporling Roberl H. Cleland
Date of Report 08113110 (Includes those of spouse and dependent children. See pp. 36-54 of Instructions.) C: (;ross value at end 6/- reporting permd (It Value Code O-P) (2) Value Method Code (Q-W) D. Transactions duringreporting period
Vll. Page 61
INVESTMENT and TRUSTS - income, value, transactions B. Income during reporting period (11 Amount Code (A-H) (21 Type (e. g., dividend. tent or interest)
A. Deser]p/io6 of As~t.s Indicate where applicable owner of the asset by using the parenthetical "(J) "for joint own ership of reporting individual omd spouse, "(S)"for separate ownership by spouse. "(DC)" for ownership by dependent child. Place an "(g)" after each asset e.reraptfrompriordisclosu~r~
(I) T?,-pe (e.g . bu~,., sell. partial sale. merger, redemption
If not exempt from disc Iosure
(2) Date. MonthDay 12/03 09/15 09/I I 10/02 I 1/19 04/22 05/18 05/21 10/08 I 1/18 11/25 07/15 07/29 07130 08/19 I 1/09 04/29
~4) Gain Code (A-H)
(5) Identi _~ of buyer/seller (if private transaction)
12201 Union Pacific Carp (common) 1221 1222 t 223 1224 1225 1226 1227 1228 1229 1230 1231 1232 1233 United Parcel Service (common) United Technologies Carp (common) I Jnited Technologies Carp (common) United Technologies Carp (common) Unurn Group (common) US Bancorp (common) US Bancorp (common) [)S Bancorp (common) US IAancolp (common) Vale SA (common) Valero Energy Carp(common) Valero Energy Carp (common) Valero Energy Carp (common)
Partial Sale Buy Buy Buy Sell Buy Buy Buy Buy Partial Sale Buy Buy Buy Buy Buy Buy Sell
.I
J .I .I
J .I J J A
1234 Valero Energy Carp (common) 1235 Vertex Pharmaceulicals [oc (cornmoll) 1236 1237 1238 1239 1240 1241 Verizon Communications lnc (cOmmon) Viacomlnc(cammon) VISA Inc (common) VISA Inc (common) VISA Inc (common) Vodalbne Group PLC Icommon)
J .1 .1 None
Buy Buy Partial Sale Buy
04/21 65106 10i06 04/29 J A
! lnclGain Codes: A~ 1,00(lor less (Col BI, D41 F=$50,000-$100,000 2 Val Codes: J=~$15.000 o[ less (Col CI, D31 O=50i0,000-$1,000,000 3 Val Mth (:odes: O=Appraisal (col C2"~ U=Book Valoe
B=$1,001-$~,500 G=$100,001-1,O00,000
C=2,501-$5.000 H=$1,000.001-$5,000.000
D=$5.001-$15.000 112=$5:000,001 or more
E=$15 001.$50A)00
K=$15,001-$50,000 1.=$50,001-100,000 b1=$100.001-$250.000 N=$250,001.$500.000 PI= $ 1,000,001-$5,000.000 P2~$5.000.001-$25=000.000 P3=$25:000,001-$50,000.000 P4=$50:000,001 or more R=LosI (real estate only.,) V=Other S=Asscssmenl W~Estimatc I~Cash/Market
Name of Person Reporting Roberl H. Cleland
Date of Report 08/13/10 (Includes those ofspou~e and dependent children See pp. 36-54 of Instructions.) C. Gross value at end of reporting period (I) Value Code (J-P) (2) Value Method Code (Q-W) D. Transactions during reporting period
VII. Page 62
tNVESTMENI" and TRUSIS -- income, value, transactions B Income during reporting period (I) Amount Code (A-H) (2) Type (e.g., dividend, rent or interest)
A. Description of Assets Indicate where applicable owner of the a~set by using the parenthetical "(J)" forjoint ownership of reporting indiridual and spouse, "{S)for separate ownership by spous~ "(DC)" for ownership by dependent chil~ Place an "(X)" after each asset ~remptfrompriordisclosur~
11) Type (e.g., buy, sell. partial sale, merger. redemption
(2) Date: Mo,thDay 04130 O4/28 10/2,1 02/10 05108 I 1/19 11/20 12/14 12/17 03110 05~O 05/29 04/30 04/0) 10/16 05/27
(3) Value Code (J-P) J .I J J
(4) Gain Code (A-I-I)
(5) Identib o1" buyer/seller (if private t~ansaction)
1242 ! Vodafone Group PLC (common) 1243 1244 1245 I246 1247 1248 1249 1250 1251 1252 1253 1254 1255 1256 1257 1258 WaI-Marl Stores. Inc (common) WaI-Mart Stores, lnc (common) Wells Fargo & Company {common) Wells Fargo & Company (common) Wells Fargo & Company (common) Wells Fargo & Company (common) Wells Fargo & Company (common) Wells Fargo & Company (common) Wells Fargo & Compa.y (common) Western Digital Corp (common) Western Digital Corp (common) Wisconsin Energy Corp (common) Wyeth {common) Wyeth (common) XL Capital L]D (common) 17R5 (previously FR6) A Imcr,.~it; Dividtud .I
Buvo Partial Sale Parlial Sale Buy Buy Buy Buy Buy Buy Partial Sale Partial Sale Partial Sale Sell Partial Sale Scll Buy
None None
J 1 J J J J .1 J .I J None None None None None B
1259 Fidelily (:ash Reser,es 1260 1261 1262 1263
I InciGain Codes: A=l.000or less (Col B I, D4) F=$50,000-$ 100,000 2 Val Codes: J=$15,000 or less (Cot/,71, D3) O=500,000-$1,000.000 3 Val Mth Codes: Q=Appraisal I.J=[3ook Value (col (~2)
B=$1,001-$2,500 G=$100,001 - 1,000,000
C=2,501-$5,000 H=$ I ,(R)O,001 -$5,000,000
D=$5,001-$15:000 112=$5,000,001 or mote
E:$15,001-$50.000
M=$100,001-$250,1)00 N:-$250,i)01-$500,000 K=$15,001-$50.000 I.=$50,001.100,000 Pl= $1,000,001-$5,01)0.000 P2=$5 000,001-$25,000,000 P3=$25,000,001-$50,000,000 [4=$50 000,0)1 or more R=Cost (real cstalc only) V=Other S=Assessment W=Estimate "l=CaslffMarket
FINANCIAl_. DISCLOSURE REPORT Page~ 64 of 65
[ ~ ..... f~ ..... a~p,,,.,~...
08;13:2010 [ CLELAND. Robert H.
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

(ion linuation of I~a~l I. Positions PO.~TITION NAME OF ORGANIZATh)N~NTITY
~. S. q ~.
Presidenl Co-Truslcc Mcmbcr Member
Sub-Chapter S Pa~nc~h~p I Board of D~rectors Condominium Association lnvesm~ent Club
FINANCIAL DISCLOSURE REPORT Page~ 65 of 65 IX. CERTIFICATION.
il[~ .... Reporling CLrL~nD. Robert H.
Dale ,ffRl~or 08;I ]
! N ....
! certify ~hal all inlormalion given above lincluding inlb,mation pertaining ~o my spouse and minor or dependerl~ children, il" an)) is accuralc, true, and m>mp|t.lc tn lht" bt.st uf my knowledge and bc~ic[, and lha! an,i inlormalion not reported was withheld b~causc it me~ applicable provi.;ions permitting non-disclosure. I further certil~" Iha~ earned income= from oulside employmcm and honoraria and the acceptance of gifts which have been reporled are in compliance with I he provisiun~ o1"5 U.S.{.. app. 501 el. seq.. 5 U.S.C. 7353, and Judicial (:onferenc~- regulaSons.
Signalure
.~/
NOTE: AN\.: INDIVIDUAl. \VHO KNOWIN(;I.\ ..~, NI.) \~.ll FUI..L~," FALSIFIES OR FAILS TO FII,E TItIS REPORT MAY BI:: SUBJECT "lO (IVIL AND (:RIMIN..Xl. SAN(TIONS (5 U.S.C. app. 104)
[:[LING INSrRUCTIONS
Mail signed original and 3 additional copies
(Onllllltt~:C OI1 I:immcial Disck)sure
Admmistram.,e Of rice of tile United Stales Courts
Suite 2-3(11
One Colmnbus Circle, N.E. Was ] n,,um D.C. 20544

Robert H Cleland Financial Disclosure Report For 2009

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Robert H Cleland Financial Disclosure Report For 2009

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FINANCIAL DISCLOSURE REPORT

itt GoveJm~ent Act ~1" 1978

NONE I)Vo reportable positions.)

Seven of these entities constitute those fiduciary relatior~sh~ps listed as

FINANCIAL 6 5 DISCLOSURE REPORT Page 2 of~

CLELAND. Robert !1.

Ill. NON-IN~ ES IMEN I IN(,.OME. ~,,,,i,.~

SOURCE AND TYPE

IV. RE 151BURSE M ENTS ......

1 ............. IOgl, l~tirt.~% Jot, d. ..... .............

FINANCIAI~ DISCLOSURE REPORT

V. GIFTS. a.,.~.a.,~,hos.,o ~o.s. 0,,, dependent children: see pp. 2d-3 t

NONE (No r~7~ortable liatSiliti~:.v.) CREDITOR DE S(R IPTION VAI_UE (iOI.) E

20/39 FINANCIAL DISCLOSURE REPORT

| ] Name of Person Reporting Robert H. Cleland

Identity of buyer/seller (if private transaclion)

Dividends & Capitol Gains

2 Fractional share of FP,.5

None None None None None

I)=$5,001-515.000 t12=55,000.001 or more

2009 FINANCIAL DISCLOSURE REPORT

] Name of Person Reporting

(I) Type (e.g , buy, sell, parlial so|e, merger, redemption

II- not exempt from disclosore

(3) Value Code (J-P} J J J J J J J J J J J J J J J J

(4) Gain Code CA-H)

(5) ldentit2,. of buyer/seller (if private transaction)

B=$ 1.001 -$2.500 G=$100,001-1,000.000

(=2,501 -$5,001) I 1~$1.000.001-$5,000.000

D=$5,00 I-$15,000 t12=$5,000,001 or more

E=$ t 5,001 -$50.000

2009 FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Robert H. Cleland

D. Transactions during reporting

{I) Type (e.g.. buy= self, partial sale, merger, redemption

If not exempt from disclosure

(3) Value Code (J-P) J J J

(41 Gain Code A A None

{5) Identity of buyer!seller tif private transaction)

40 Altera Carp(common) 41 AIIerO (?orp (common)

St, AOL h~c (common) 57 AOI. Inc lcommon)

58 Apache Carp (common) 59 Apache (7orp (common1 60 Apache torp (common)

19~$5,001"$15,000 H2=$5,000,001 or more

2009 FINANCIAL DISCLOSURE REPORT

I Name of Person Reporting I Robert H Cleland

(I) Type (e.g.. boy, sell, partial sale, merger. redemption

I f not exempt from disc!osate

(3) Value Code {J-P) J J J J J J J .1 J J J J J J J J J J J J J J

(5) Identity of buyer/seller (if private transaclion)

82 AT&T Inc (common)

B=$1,001 -$2,500 G=$100,001-1,000:000

C=2,501 -$5,000 tt=$1,000,001-$5.000.000

D=$5;001 -$15,000 H2=$5,000,001 or mote

2009 FINANCIAL. DISCI.OSURE REPORT

] Name of Person Reporting

(1) Type (e.g.. buy sell, partial sale, merger. redemplion

If out exempl from disclosure

(3) Value (.ode I J-l"~ J .I J .t J .I J .1 J J J J .I J .!

(4) Gain Code (A

(5) Identity of buyer/seller (it" private transaction)

None None None