ao Io

~ev. l/2oto

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization D~stricl Court, W.D Texas 5a. Reporl Type {check approprm~e type) [] Nomination, hm,al (talc

~eporl Requwed by the Ethics

tn Gove~,lment Act c~1978

I. Person Reporting (last name. first, meddle ]nilial~. Yeakel 111, Earl L. 4. Title (Article Ill judges md~calc active or sen+or status, magistrate judges Iodlcate fidl- ur part-tu~e) U.S D,str,elJudge-acl,ve

3. Date of Report 05/17/2010 6. Reporlmg Period 01/0t/2009 12131/2009

[]

~ ~ Annua~ _ 5b. [] Amended Report g. On the b~sis of Ihe Information contained in this Report attd ~n~. modi[~cations pertalnh~g ti~erelo, h ~.s, in my opinion, m compliance whh applicable laws and regulations.

7. Chambers or Office Address. UIIiled Stales Courthouse 200 West 8th Strcel Austin, Texas 78701

Revtewing Officer___

IMPORTANT NOTES: The instruction,., accompanying this form must be followed. Complete all part~,
checking the NONE box]br each part where you have no reportable information. Sign on last page.

1. POSITIONS. ~.ro.i,.~ utdtvidual onl.v; .~ee pl,. 9-13 of.filing m~trations.)

~ NON E (No reportable positrons.) POSITION 1 2. 3 4 5 6 7 Trustee &Vtce Chatrman Trustee &Vtce Chalrmatt Member Member Member Member E~ecuttve Commiltee Member NAME OF QR(~ANIZATIQN./ENTITY Theodore Roosevell Assoctal~on Auslm Rotary Club Foundation Llmverstty of Texas Longhorn Foundatton Advtsory Counc=l Texas Commission on Uniform State Laws National Conference of Comnuss~oners on Umform State Laws Board at Advisors, Auslm Lawyers Chapter, The Federahsl Society Roberl W Calvert Chapter, American Inns of Court

NONE (No reportable agreements.) DATE ~RP..~_~..T.L~S AND TERMS ~-~ 70

-3

-~ !."

FINANCIAL DISCLOSURE REPORT Page 2 of 9

S~m~
Yeakel III, Earl L.

0511312010

IlL N ON-IN VESTMENT I N COME. ~Sepo,,,nS. i,,div, a,a~ ~o~ ,p .... : see pp. 17-24 t~ffihng instruct ..... )
A. Fliers Non-Investment Income

~
1.

NONE

(~o reportable
~

non-investment income )

SOl/RCE AND TY PE

IN~OM ~
{yours, not spouses)

B. Spousels Non-Investment Income - tj you were marrwd durtng attt. portion of the reporting year, complete this secttot~
(Dollar amount riot requt~d ~cepl fi~r honorarta )

~
I. 2~9 2. 2009

N ONE (No reportable non-investment income.J

DATE SOURCE AND TYPE State Bar oFTexas - Salary Employees Retirement System olTexas - Remement

IV. REIMBURSEMENTS -,~o~.,~,,~r,,,,,.~oagi~x..~oo~ ...... .......,. ,ol

[~ NONE (No reportable reimb,t~:ements ) SOURCE I National Conference of Commissioners on Untlbrm Slate Laws National Conference of Commissioners on Umlorm State Laws State Bar of Texas DATES January 28-3 I, 2009 LOCATION Nev, Orleans, Loutsmna PURPOSE Committee on Style ITEMS PAID OR PROVIDED Transpurtal~on, Meals, & Lad(tag

Aprd 29-May 3, 2009

Clncago, llhno~s

Committee on Style

Transportahon, Meals, & Lodging

3.

May 15, 2009

Dallas. Texas

Federal Court Practice Seminar 5th Annual Advanced Palenl Lltlgahon Course Com)ntltee on C~tyle

Transportation

4,

State Bar of Texas

July 22-25, 2009

Inehne Vdlagc, Nevada

Transportation, Meals. & Lodging

Nattona[ Conference of

September 9-13, 2009 Ch)cago I[hno~s

Fransportahon, Meals & Lodging

FINANCIAL DISCLOSURE REPORT

Name of Person Rep,,r|ing

Page 3 of 9
Slate Laws 6. Campbell Untvers~ty September 22-24, 2009

Yeakel Ill. Earl L,

05/13/2010

Raleigh, North Carohna

Norman Adrian Wtggins School of Law ProlesStOllailstt~ Lecture Comnnltlee Io Revise NCCUSL Drafting Process

Transponatton, Meals, & Lodging

National Conference of Comm~sstoners oil Unifom~ State Laws

November 20, 2009

Chicago, llhnots

Transportation & Meals

FINANCIAL DISCLOSURE REPORT Page 4 of 9

N~e of P ..... Reporting Yeakel II1, Earl L.

Date 05/13t2010

V. GIFTS. O~a~d~ ,ho~ ,o ~, ........ ~ z~r~d~, ~,,~,~; ~ ; ~p. 2~-Z ~ o~,.~.

NONE (No reportable g~s.) DESCRIPTION I. 2 3. 4 5.

V1. LIABILITIES. a.~.dc, ,J,o,~ oI~po.,c ~.a a,,p,,,,a.., ,,~,i~a ....... .~,. ~2-~.~ ,,~.~,.g ,,~,,,~,,o~.~
~ NONE (No reportable habthties) CREDITOR 1. 2. 3 4 5 Prosperity Bank Line of Credn DESCRIPTION VALUE CQDE K

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Veake1111, Earl L. 05/13.:2010

NONE (No reportable income, assets, or transactions.)

A Descr=ptmn of Assel~ (mcl~mg trust assets) Place "(X)" alter each assei exempl l~om prior d~aclosurc ...... I. SCII Common Slock Dividend B Income dUrlllg . reposing permd Al~lotml ~ Type ( g, Code I , d~v. rent. (A-H) or mL) I C o rep?~mg _ ._~Gross valuep~r~_od Valne Code 2 (J-P) Vah~e Mclhod Code 3 (Q-W) Type (e g buy. ~lf. r~empuon) "~ ; (3~ ~ (4) Gain [ Dave . Vatt~e }mndd~ , Code 2 ~ Code I (J-P) (A-H) (5) Idenh~ of buyeffseller 0f prlval transacnon) D

2.
3.

CVX Common Stock

C Common Stock

B
A

Dividend
D=wdend

L
J

T
T

4
5.

DELL Common Stock

XOM Common Stock A

None
Div,dend

K
K

T
T

6 7. 8. 9 10. 1I 12
13

F Common Stock JPiM Common Stock MSFT Common Stock Rogers Commumcatlons, Inc Class B Common Stock Royal Dutch Shell PLC Common Slock LUV Common S~ock SPND.OB Common Slock
DIS Common Stock A

None A A A B A Divldeud Dwidend Dw~dend D~vidend D~vldend None

I)~wdend

J K J J K L J
J

T T T T T T T
T

14
15

Fidehty Blue Ch~p Growth Mutual Fund

F~clelity China Region Mulual Fund

A
A

D~v~dend
Diwdend

K
J

T
T

16 17.

Fidelity New Millenmum Mutual Fund F~delity Municipal Money Market Mulual Fund

A A

[)lwdend Interest

J J

T T Buy (addl) 06/29/09 J

Income Gain Codes

A =$1.000 or less

B -,$ I.OD I - $2,500

t.." -$2 50 [ - $5 000

O =$5,001 - $15,090

|: ~$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 9 VII. INVESTMENTS a n d TRU STS - i.~. ........

N .... f ~ ...... |~t,or,,n~ Veake~ m, ~r~ L. ~.~. transactions (Include* tho*e of s~ ......
B C ol reporting period (t) {2} Value ~ V~IUC Code 2 Method IQ-W)

~a,e of aepor,

d dependent children; set pp. 34-60 of finns instruction~)

N ONE (No reportable income, assets, or transactions.)

A (including ImSt assets) Place "(X)" after each as~el exempt frmn prior d~sclosure D

repornng pe~ md (U (2/ ~ Amounl q ype (e g. Code ~ d~v, rent,

~)
T~e (e g.

buy, sell,

(2~ (3) ~ (4) D~tc Value : Gain :m~Wd&~C~e 2 Code ~ .........

(5) Idenn~ of buyer/~ller ~ranszction)

18. 19. 20 21 22. 23 24. 25 26 27. 28. 29 30 31. 32. 33 34

F~dehty Municipal Money Marke~ Mutual Fund F~dehty Municipal Money Marke~ Mutual Fund Fidelay Mume~pal Money Market Mutual Fund Fidelity Municipal Money M~rke~ Mutual Fund F~dehly US Govt Reserves Mulual Fund Vanguard Prime Money Market Mutual Fund Prosperity Bank (CD) Prosperity Bank (CD) Prosperity Bank (Checking) Wells Fargo Bank (Checking) Wells Fargo Bank (Checking) Wells Fargo Bank (Sawngs) Calamos Growth & Income - A (Mutual Fund) Capital World Growth & Income (Mutual Fund) IShares TR S&P Small Cap 600 Index (Mutual Fund) Thornberg Global Opportumtes Class A (Mutual Fund) Thornberg lnveslmen! Inc. Builder A (Mutual Fund) A B B B A A C A A B A A Dw~dend Dividend lnlerest Interes~ Interest None Interest Interest D=v~dend I)w~dend D=wdend D~vtdeud Dw~dend L K L K J J J L t. L K K L T T T T T T T T T T T T T

Buy (addl) Buy (addl) Buy ~addl) Sold (part)

09119/09 12/t4109 12/24/09 12/28/09 K

J J

Bu3,

12/28/09

(See Columns LII and 1)4) 2 Value Cod~ (Scc Columns CI and D3)

I =$51),001 - $100,(100 J =$15,000 or less N -$250,001 - $500,000

(1 =$100.001 - $1.000,000 K =$15.001- $50,000 O =$500,001 - $1,U00.000

III =$i,ooa,i)lJi . $5,000 0(~d L=$S0,00I- $10O,O0~ I1 =$1.(KI0.001 - $5,U00,000

112 =More Ihan $5,000,000 M =$101),001- $250,000 12 ~$5.UOO.UUI - $25,000,000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

s .....

fP ...... I;teportlng

Yeake! Iii, Earl L.

I
D 1~) "fypc (c g . buy. sell, ~edempuon) (2~ (3~ Dale V~dtte mffudtliyy , Code 2 (J-P) (4) Gain Code I (A-H)

D,t, or|~epor,
05/13/2010

VII. INVESTMENTS and TRUSTS - i.,.o.,., ,a~.,, , ........... a.,.,.de, ,huse t,f .,I ........ d dependent cldldren:
]NONE (No reportable income, assets, or lransacttons.) 13 C

Place "(X)" after each a~.~el xcml!.l from poor d~sclosuie

(~1 Amo~tml Code I (A-H)

(2) qype (e g .
ttl., relll,

or int )

(~ Value Code 2 (J-P)

(2) Valt~ Method Code 3 (Q-.A,I T t

(5) [defltlly oI" buyer/.,,eller (ffpr~va~e Iransac l~0n)

35. 36. 37. : 38 39 40. 41 ~ 42. 43 44.

FPA Capital (Mutual Fund) DWS Dreman High Relurn Eqmty Fund Class A (Mutual Fund) Prime Money Market Fund (Mutual Fund)-See Note Btownwood TX ISD GO Bond (Tax Exempl Bond) Fed. Treas Ob Inst. Fund #68 (Mutual Fund) Federal Govt Obl Tax Mgd Fund #636 Federal Home Loan Mortgage Carp 2 50% Note Federal Home Loan Morlgage Association (Note) Federal Home Loan Bank 3/13% Note Federal Home Loan Mortgage Carp (Note)

A A A B A A A A A A A A

D~wdend D{vtdend Dw~dend Interesl Div~del~d D~wdend Interest Interes~ Inleresl Interest Interest Interest Noue None Nune

I
K K K "I T Redeemed J K T T Buy Buy Redeemed K T Buy Redeemed K J J J J T T T T T Buy 01/14/09 01/14/09 01/26/09 04/13/09 04/22/09 ()2124/09 05/04t09 K J K K K K K A A A

=: 45. Federal Home Loan Morlgage Corp. 3 00% i Note 46 47 48. 49 Denton, Texas ISD-PSF (Tax Exempt Bond) lnlrogen Therapultcs Ine Lynas Carp Ltd. United States Series I Savings Bonds

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting / Yeakel Ill, Earl L.

Date of ~eporl

os/~3/20~o

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

1. Parl VII, Item 37. Complete name ~s Prime Money Markel Fund RBC Investor Class Thts fund was previously named Tamarack lnveslment Funds Prime Money Market and so designated on prewous reports

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Veake~

I certit) that all information given above (including information pertaining to my spouse and minoror dependent children, if any) is accurate, true, and complete to the best of my know edge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside emplny~nent and honoraria and the acceptance of gifts which have been reported are In compliance wilh the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: AN~" INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECTTO CIVIl. AND CRIMINAL SANCTIONS (5 UoS.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copm~ to: Committee on Financial Disclosure AdrnimstraI~ve Office of the Umted Stales Coups Suite 2-301 One Columbtts Circle, N.E Washington, D.C. 20544