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ML Detection of MIMO-OFDM Signals in Selected Spatial-Temporal

Subspace for Prewhitening with Recursive Eigenvalue Decomposition


in Mobile Interference Environments
Fan Lisheng, Kazuhiko Fukawa, and Hiroshi Suzuki
Communications and Integrated Systems
Tokyo Institute of Technology
2-12-1, O-okayama, Meguro-ku, Tokyo, 152-8550, Japan
E-mail: {fanls, fukawa, suzuki}@radio.ss.titech.ac.jp
AbstractThis paper proposes a maximum likelihood (ML)
detector with spatial-temporal lters prewhitening cochannel
interferences for MIMO-OFDM mobile communications. The
proposed detector consists of several branch metric generators
and an ML detector using metrics which the generators produce.
In the branch metric generator, the spatial-temporal lter for
received signals suppresses interfering signal components while
prewhitening them. Subtracting replica signals from the lters
outputs and squaring the result yield the metrics. Coefcients
of the lters and channel impulse responses for the replicas
are estimated by using the eigenvalue decomposition (EVD) of
an autocorrelation matrix of both the received and transmitted
signals. To select appropriate eigenvectors for the branch metric
generators, the proposed detector adopts a channel capacity
criterion, and avoids prohibitive complexity by using a fast search
algorithm. Another problem is that it requires a large amount
of computational complexity for channel tracking because it
performs parameter estimation using the nonrecursive EVD.
To solve such a problem, the recursive EVD is applied, which
can track the time-varying fading channel while simultaneously
reducing the complexity. Computer simulations demonstrate that
the proposed scheme can maintain an excellent BER performance
in correlated channels and track the fast fading channel with
reduced complexity.
I. INTRODUCTION
The multi-input multi-output (MIMO) orthogonal frequency
division multiplexing (OFDM) is one of the most promising
techniques for high bit-rate mobile communications because it
can utilize the spectrum efciently and improve the system ca-
pacity [1], [2]. Some conventional detectors, however, cannot
maintain sufcient BER performance in cochannel interference
environments.
The maximum likelihood (ML) detector with spatial-
temporal lters (STFs) that can suppress the interference has
been proposed [3]-[5]. This joint processing can be classied
into two types: one performs ltering of the received signals
prior to the fast Fourier transform (FFT) and estimates param-
eters in the time domain, which is referred to as Pre-FFT STF
[3]. The other combines FFT outputs of the received signals
and performs the estimation in the frequency domain, which is
referred to as Post-FFT STF [4], [5]. Since Pre-FFT STF can
estimate the parameters more accurately than Post-FFT STF
does with limited preamble symbols, the former outperforms
the latter in the cochannel interference environments. Thus,
this paper focuses upon Pre-FFT STF.
User 1
User NU
#LR #1
Receiver
#LT #1
#1
Transmitters
Supressing Signals
except User 1
(
(
#LT
Fig. 1. System model
Since Pre-FFT STF estimates coefcients of STFs and
equivalent channel impulse responses by using the eigenvalue
decomposition (EVD) of an autocorrelation matrix of both the
received and transmitted signals, Pre-FFT STF should select
appropriate eigenvectors. A conventional method selects the
eigenvectors under a SINR criterion, which degrades the BER
performance owing to correlation among estimated impulse re-
sponses [3]. To alleviate this degradation, the proposed method
selects the eigenvectors under a channel capacity criterion, and
avoids prohibitive complexity by using a fast search algorithm.
Another problem is that Pre-FFT STF requires a large amount
of computational complexity for channel tracking because it
employs the nonrecursive EVD. To solve this problem, the
proposed detector applies the recursive EVD to the parameter
estimation and can track the time-varying fading channel while
simultaneously reducing the complexity.
II. SYSTEM MODEL
A. MIMO-OFDM uplink system
Let us consider the uplink of the MIMO-OFDM system as
shown in Fig. 1. There are N
U
users sharing the same fre-
quency band, and each user has L
T
transmit antennas, whereas
the receiver has an L
R
-element array antenna. Without loss of
generality, the rst user is assumed to be the desired one.
B. Transmitter
Fig. 2 shows a block diagram of the MIMO-OFDM trans-
mitter. An information bit sequence is divided into L
T
parallel
streams. Then each stream is fed into an OFDM modulator to
generate the OFDM signals that have N subcarriers with the
1550-2252/$25.00 2007 IEEE 2114
S/P
Pulse
Shaping
Pulse
Shaping
Information
bits
#1
#LT
OFDM Modulator #1
OFDM Modulator #LT
S/P
Subcarrier
Modulator
IFFT
GI
Insertion
#0
#N-1
Subcarrier
Modulator
Fig. 2. MIMO-OFDM transmitter
MLD
Detected
Signal
+
-
#0
#N-1
| |
2
| |
2
Replica
Generator
+
Spatial-temporal
Filter (STF) #1
-
Fractional
Transversal
Filter(1,1)
Fractional
Transversal
Filter(1,LR)
Branch Metric Generator #1
GI
Removal
FFT
#0
#N-1
Symbol
Candidate
#1
#LR
Parameter Estimator
Recursive EVD DFT
Filter Coefficient
Frequency
Response
Eigenvector Selector
Branch Metric Generator #LB
Impulse
Response
Replica
Generator
Fig. 3. Pre-FFT STF with eigenvector selection and recursive EVD
guard interval (GI). After the pulse shaping, the OFDM signals
are up-converted into RF signals and transmitted.
C. Receiver
Fig. 3 shows a block diagram of Pre-FFT STF with the
recursive EVD based parameter estimation and the eigenvector
selection. First, the signals received by the L
R
antennas are
fed into L
B
branch metric generators. The generator is mainly
composed of STF and replica generators. STF consists of
L
R
fractional tap-spacing transversal lters (FTF) and an
adder to combine the FTFs outputs. STF can suppress the
cochannel interference and noise by prewhitening them. Signal
components corresponding to GI are removed from the STFs
outputs. FFT transforms the resultant signals into N subcarrier
signals. Subtracting replica signals from the subcarrier signals
and squaring the result generate N subcarrier branch metrics.
The branch metrics are combined and passed into the ML
detector (MLD) that outputs detected signals. Multiplying
symbol candidates which MLD also provides by estimated
channel frequency responses yields the replica signal.
A parameter estimator employing the recursive EVD pro-
vides STFs coefcients and equivalent channel impulse re-
sponses that are transformed into the channel frequency re-
sponses, as the set of eigenvectors. For the L
B
branch metric
generators, the eigenvector selector selects appropriate ones
from the set. The detected signal is fed back to the estimator
in order to track time-varying fading channels.
III. PRE-FFT STF WITH EIGENVECTOR SELECTION AND
RECURSIVE EVD
A. Signal Model
a) Transmitted Signal: All signals are expressed in the
complex baseband equivalent form. Let T
S
, T
F
and T
G
denote
the OFDM symbol, FFT, and GI durations, respectively. T
S
=
T
F
+ T
G
and the sampling period
t
is T
F
/N. Then the
MIMO-OFDM signal s
k
(m) which the k-th (1 k L
T
)
antenna transmits at discrete time m
t
is given by
s
k
(m) =
N1

n=0
b
kn
(i)e
j
2n[m(i+1)
G
]
N
, (1)
where iT
S
m
t
< (i + 1)T
S
. b
kn
(i) is the modulation
signal for the k-th antenna at the n-th (0 n < N) subcarrier
of the i-th (i
i
i i
f
) symbol, where i
i
and i
f
denote the
rst and last OFDM symbol numbers in a burst, respectively.

G
(= T
G
/
t
) should be a positive integer.
b) Received Signal: r(t) is an L
R
-by-1 vector having a
signal received by the l
r
-th (1 l
r
L
R
) antenna as the l
r
-th
element, and is given by
r(t) =
L
T

k=1
M
f

m=M
i
h
k
(t m
t
)s
k
(m) + i(t) + n(t), (2)
where M
i
= i
i
(N+
G
) and M
f
= i
f
(N+
G
)1. The L
R
-
by-1 vectors h
k
(t), i(t) and n(t) represent the channel impulse
response, the interfering signal and additive noise components,
respectively.
B. Estimation Error and Metric
An error signal (l
b
, m) of the l
b
-th (1 l
b
L
B
) branch
metric generator at discrete time m
t
is expressed as [3]
(l
b
, m) = y
r
(l
b
, m) y
s
(l
b
, m), (3)
where y
r
(l
b
, m) is the output of STF, and y
s
(l
b
, m) is the
replica signal of y
r
(l
b
, m).
y
r
(l
b
, m) can be approximated with nite FTFs taps as [3]
y
r
(l
b
, m)

= w
H
l
b
x(m), (4)
x
H
(m) = [r
H
(m
t
M) r
H
(m
t
M + )
r
H
(m
t
+ M)], (5)
w
H
l
b
= [w
H
l
b
,M
w
H
l
b
,(M1)
w
H
l
b
,M
], (6)
where
H
denotes Hermitian transposition, and is a sampling
period given by =
t
/ where is a positive integer. M
is a nonnegative integer and (2M +1) is equal to the number
of FTFs taps. w
l
b
,p
with M p M is an L
R
-by-1
coefcient vector, which is multiplied by r(m
t
+ p).
Similarly, the replica signal can be approximated with the
maximum delay D
0

t
as
y
s
(l
b
, m)

= C
H
l
b
s(m), (7)
C
H
l
b
= [C
H
1l
b
C
H
2l
b
C
H
L
T
l
b
], (8)
C
H
kl
b
= [c
l
b
(k, 0) c
l
b
(k, 1) c
l
b
(k, D
0
)], (9)
s
H
(m) = [s
H
1
(m) s
H
2
(m) s
H
L
T
(m)], (10)
2115
s
H
k
(m) = [ s

k
(m) s

k
(m 1) s

k
(m D
0
)], (11)
where the asterisk denotes complex conjugate. C
l
b
is an
L
T
(D
0
+ 1)-by-1 vector representing the equivalent channel
impulse response. s
k
(m) is a replica of s
k
(m) given by
s
k
(m) =
N1

n=0
b
c
kn
(i)e
j
2n[m(i+1)
G
]
N
, (12)
where b
c
kn
(i) is a candidate of b
kn
(i). Note that b
c
kn
(i) =
b
kn
(i) during preambles.
The ML detection performed in the frequency domain uses
the following branch metric that is obtained from the discrete
Fourier transform of (l
b
, m) [3]:

f
(i, n) =
L
B

l
b
=1

Y
l
b
(i, n)
L
T

k=1
H
l
b
(k, n)b
c
kn
(i)

2
, (13)
where Y
l
b
(i, n) is the discrete Fourier transform of y
r
(l
b
, m).
H
l
b
(k, n) is the channel frequency response and is given by
H
l
b
(k, n) =
D
0

d=0
c
l
b
(k, d)e
j
2nd
N
. (14)
The detector searches for {b
c
kn
(i)| 1 k L
T
} that minimize

f
(i, n) in order to detect {b
kn
(i)| 1 k L
T
} .
C. Parameter Estimation
From (4) and (7), (3) can be rewritten as
(l
b
, m) = w
H
l
b
,ext
x
ext
(m), (15)
w
H
l
b
,ext
= [w
H
l
b
C
H
l
b
], (16)
x
H
ext
(m) = [x
H
(m) s
H
(m)], (17)
where w
l
b
,ext
and x
ext
(m) are L-by-1 vectors, and L = (2M+
1)L
R
+ L
T
(D
0
+ 1). Owing to the prewhitening, (l
b
, m)
should satisfy the following equation:

(l
b
, m)(

l
b
, m) = w
H
l
b
,ext

x
ext
(m)x
H
ext
(m)
_
w

l
b
,ext
=
l
b

l
b
|(l
b
, m)|
2
, (18)
where denotes the statistical averaging and
ij
is Kro-
neckers delta. Thus, w
l
b
,ext
can be set parallel to an eigen-
vector of

x
ext
(m)x
H
ext
(m)
_
, and EVD is applied to the
autocorrelation matrix for the parameter estimation.
After obtaining the L eigenvalues {
l
| 1 l L}
and L corresponding eigenvectors {p
l
| 1 l L} of

x
ext
(m)x
H
ext
(m)
_
, {w
l
b
,ext
| 1 l
b
L
B
} are estimated as
w
l
b
,ext
= p
l

b
/
_

b
, (19)
so that |(l
b
, m)|
2
can be normalized to one. Here l

b
(1
l

b
L
B
) is a positive integer and the selection of the
eigenvectors p
l

b
is discussed below.
TABLE I
CAPACITY BASED EIGENVECTOR SELECTION
G = [H
1
(n)
T
H
2
(n)
T
H
L
(n)
T
]
T
for l = 1, ,L
T
k
l
= arg max
lqL
H
q
(n)
2
r
k
l
,k
l
= H
k
l
(n)
H
k
l
(n) H
k
l
(n)/r
k
l
,k
l
for q = l, , L, q = k
l
r
q,k
l
= H
q
(n)H
H
k
l
(n)
H
q
(n) H
q
(n) r
q,k
l
H
k
l
(n)
end
exchange the row l and k
l
in G
end
D. Capacity Based Eigenvector Selection
L
B
is set to L
T
, and L
T
eigenvectors are selected under a
channel capacity criterion. First, {Y
l
b
(i, n)| 1 l
b
L
B
} are
expressed from (13) in a vector form as
Y(i, n) = H(n)b(i, n) + e(i, n), (20)
Y(i, n) = [Y
1
(i, n) Y
2
(i, n) Y
L
B
(i, n)]
T
, (21)
H(n) = [H
T
1
(n) H
T
2
(n) H
T
L
B
(n)]
T
, (22)
H
l
b
(n) = [H
l
b
(1, n) H
l
b
(2, n) H
l
b
(L
T
, n)], (23)
b(i, n) = [b
c
1n
(i) b
c
2n
(i) b
c
L
T
n
(i)]
T
, (24)
where
T
denotes transposition. Each row of the L
B
-by-L
T
matrix H(n) corresponds to the frequency channel response of
the STF output in each branch metric generator. The L
B
-by-1
vector e(i, n) represents the residual interference and noise
after the prewhitening. The covariance matrix of e(i, n) is
equal to
1
N
I where I is the L
B
-by-L
B
identity matrix, because
of the normalization of (19).
Next a hypothetical channel capacity

C is dened as

C = log
2
det[I + NH(n)H
H
(n)]. (25)
Then L
T
eigenvectors to maximize

C are searched among total
L eigenvectors [6]. Although an exhaustive search can solve
this problem, it requires prohibitive complexity. Thus, the
proposed method applies an algorithm that searches L
T
eigen-
vectors to maximize det[H(n)H
H
(n)] instead of

C. The larger
det[H(n)H
H
(n)], the larger

C. Note that det[H(n)H
H
(n)] =
| det[H(n)]|
2
when L
B
is set to L
T
. The optimization problem
becomes equivalent to nding H(n) that has the maximum
determinant. Such an optimization problem can be solved by
the algorithm shown in Table I, where G has the channel
frequency responses of all L eigenvectors.
E. Recursive EVD
To reduce the complexity of parameter update of Pre-FFT
STF, the recursive EVD method is applied [7]. First, the
autocorrelation matrix of x
ext
(m) is expressed in a recursive
form as
R
x
(m) = R
x
(m 1) + x
ext
(m)x
H
ext
(m). (26)
where (0 < 1) is a forgetting factor. Provided that
the L eigenvalues {
l
| 1 l L} and L corresponding
eigenvectors {q
l
| 1 l L} of R
x
(m 1) are obtained and
2116
that
1

2

L
, the eigenvalues {
l
| 1 l L} of
R
x
(m) can be simultaneously searched in parallel as

l
<
l
<
l1
, (27)
where
0
=
1
+ x
H
ext
(m)x
ext
(m). The search interval is
restricted to I
l
= (
l
,
l1
) = (, u). Then the Newtons
method is applied into an iterative search to identify the l-th
eigenvalue
l
[7]

(+1)
l,
=
()
l


_

()
l
_

()
l
_
, (28)

(+1)
l
=
_

(+1)
l,
If
(+1)
l,
I
l

()
l
+u
2
If
(+1)
l,
> u,
()
l
replaces

()
l
+
2
If
(+1)
l,
< ,
()
l
replaces u
(29)
where is the number of iterations, and
() = 1 +
L

l=1

q
H
l
x
ext
(m)

l

, (30)

() =
L

l=1

q
H
l
x
ext
(m)

2
. (31)
The iterative search stops and
l
=
()
l
when

(+1)
l

()
l

<
(+1)
l
, where is the convergence threshold.
After updating the eigenvalues, the corresponding eigenvec-
tors {p
l
| 1 l L} of R
x
(m) are parallelly obtained as
p
l
=
L

=1
q
H
l
x
ext
(m)

l

l
q
l
, (32)
p
l
=
p
l
p
l

. (33)
IV. COMPUTER SIMULATION
A. Simulation Conditions
In order to evaluate the performances of the proposed
scheme, computer simulations under the IEEE 802.11a stan-
dard were conducted in a fading channel. The simulation
parameters are summarized in Table II.
A 17-path Rayleigh fading model with the maximum
Doppler frequency f
D
was used, where the average power
of each path was subject to the exponential distribution. An
average power ratio of the rst propagation path to the last
one was set to 10 dB. It was also assumed that D
0
=
G
. A
linear array was assumed as the receive antenna. The distance
between the antenna elements was half of the wavelength. The
difference among average incident angles of the users was set
to 60 Deg, and the incident angles were assumed to be subject
to Gaussian distribution with the standard deviation of 4 Deg.
B. Effect of Branch Number
Fig. 4 shows BER performance of Pre-FFT STF using the
eigenvector selection under the SINR criterion with L
B
as
a parameter, when there is no interference (N
u
= 1) and
TABLE II
SIMULATION CONDITIONS
Modulation scheme QPSK
Packet format 14 Symbols
Preamble: 4, Data: 10
Number of trans. antennas: L
T
2
Number of rec. antennas: L
R
3
Number of interfering users 0, 1
Number of active subcarriers 52
Pilot: 4, Data: 48
Subcarrier interval:
f
312.5 kHz
Symbol duration: T
S
(= T
G
+T
F
) 4.0 s
Guard interval: T
G
0.8 s
FFT points: N 64
Number of FTFs taps: 2M + 1 3
Sampling rate: 2N
f
40 MHz
Carrier frequency: f
c
5.0 GHz
Convergence threshold: 10
5
10
-5
10
-4
10
-3
10
-2
10
-1
10
0
0 5 10 15 20 25 30
A
v
e
r
a
g
e

B
E
R
Average E
b
/N
0
(dB)
CMLD
Pre-FFT STF
= 2
L

= 5
L

= 4
L

=
L

Nu = 1
f
D
= 0Hz
Fig. 4. BER performance with L
B
as a parameter
f
D
= 0Hz. For comparison, the result of the conventional
MLD (CMLD) that cannot suppress the interference was also
plotted as a lower bound. It can be seen that the performance
of Pre-FFT STF improves as L
B
increases, which brings more
diversity effect to the detector. However, the improvement
is saturated with L
B
= 4L
T
, and the remaining branch
metric generators make little contribution to the improvement.
Thus, the search of the proposed eigenvector selection is
limited to the 4L
T
eigenvectors associated with 4L
T
largest
SINR instead of the total L eigenvectors, which reduces the
complexity of the search without performance degradation.
C. Effect of E
b
/N
0
Fig. 5 shows BER performances of the proposed and con-
ventional schemes versus E
b
/N
0
in a cochannel interference
environment with N
u
= 2. Note the proposed scheme applies
the capacity based eigenvector selection to Pre-FFT STF with
L
B
= L
T
. It is superior to Pre-FFT STF with L
B
= L
T
, and
the performance difference increases with average E
b
/N
0
. In
high E
b
/N
0
region, the proposed scheme nearly achieves BER
performance of Pre-FFT STF with the optimal L
B
because
det[H(n)H
H
(n)] is a good approximation of

C. Conversely,
Post-FFT STF cannot converge to this supreme BER because
2117
0 5 10 15 20 25 30
A
v
e
r
a
g
e

B
E
R
Average E
b
/N
0
(dB)
10
-5
10
-4
10
-3
10
-2
10
-1
10
0
CIR = 0 dB
Nu = 2
f
D
= 0Hz
Average
Pre-FFT STF with the optimal L
Post-FFT STF

L

=
L

Pre-FFT STF,
Proposed scheme
Fig. 5. BER performance versus E
b
/N
0
10
-5
10
-4
10
-3
10
-2
10
-1
10
0
-20 -10 0 10 20 30
A
v
e
r
a
g
e

B
E
R
CIR (dB)
Average15 dB E
b
/N
0
Average30 dB E
b
/N
0
Nu = 2
f
D
= 0Hz
Average
Pre-FFT STF with the optimal L
Post-FFT STF

L

=
L

Pre-FFT STF,
Proposed scheme
Fig. 6. Effect of CIR on BER performances
the interference and limited number of preamble symbols
cause inaccurate parameter estimation.
D. CIR Resistance
Fig. 6 shows BER performances of several schemes versus
CIR. Difference in BER between the proposed scheme and
Pre-FFT STF with L
B
= L
T
or Post-FFT STF increases with
CIR. When average E
b
/N
0
is not high, the performance of the
proposed scheme is a little worse than that of Pre-FFT STF
with the optimal L
B
.
E. Effect of the Doppler Frequency
BER performance of the proposed scheme versus the
Doppler frequency is shown in Fig. 7. There are two update
schemes: one uses the nonrecursive EVD and the other uses
the recursive EVD. The Doppler frequency has signicantly
negative effect on a nonupdate scheme that performs the pa-
rameter estimation only during the preambles, while the update
schemes can track the fading channel sufciently even when
f
D
is very high. It can be also seen that BER performances
of these two update schemes are almost the same.
Table III shows the computational complexity of the two
update schemes. Here the nonrecursive EVD employs the
cyclic Jacobi algorithm, and
M
and n
s
are the maximum
number of iterations and the number of sweeps, respectively.
A
v
e
r
a
g
e

B
E
R
10
-5
10
-4
10
-3
10
-2
10
-1
10
0
0 2.0x10
3
4.0x10
3
6.0x10
3
8.0x10
3
1.0x10
2
f
D
T
S Normalized Doppler Frequency
Nu =2
Nu =1
CIR = 0 dB

= 0.99

= 10
-5
Average
Nonupdate scheme
(Update schemes)
: Nonupdate
: Recursive EVD
: Nonrecursive EVD
Fig. 7. BER performances versus the Doppler frequency
TABLE III
COMPUTATIONAL COMPLEXITY
Operation Recursive EVD Nonrecursive EVD
Mul. N(2L
2
+L
M
) 4L
2
(L 1)n
s
+
3NL
4
(L + 1)
Add. N(2L
2
2L +
L
M
2
) 2L
2
(L 1)n
s
+NL(
L
2
+
1
2
)
Generally, the accurate result of EVD can be obtained in about
4 to 10 sweeps for 4 L 2000. The number of complex
multiplications of the recursive update is about 20 percents of
that of the nonrecursive update when n
s
= 4, and about 9
percents when n
s
= 10. Similarly, the recursive scheme can
reduce the number of complex additions to about 36 percents
when n
s
= 4, and to 15 percents when n
s
= 10.
V. CONCLUSION
In this paper, a capacity based eigenvector selection method
was proposed for Pre-FFT STF in order to alleviate the
performance degradation due to the correlated channels, and a
recursive EVD method was applied to the parameter estimation
of Pre-FFT STF. Computer simulations demonstrated that the
proposed scheme can improve the BER performance and track
fast fading channels with reduced complexity.
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