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The findings of this report indicate that there has been very limited improvement in
reducing overfishing since 1998, when NMFS issued its first report on the status
of U.S. fish stocks. The most recent report to Congress on the status of stocks
(for 2006) actually showed an increase in the number of stocks experiencing
overfishing, for the first time in eight years.2 Moreover, the findings of this report
indicate that overfishing is still a chronic problem in many U.S. fisheries, primarily
in regions where managers have failed to employ science-based catch limits and
to close fisheries when the catch reaches those limits. Specific findings include:
• For the majority (54%) of managed fish stocks, NMFS still does not know if
overfishing is occurring.
• Despite limited progress in reducing the number of stocks subject to overfishing
since 1998, the practice persists and is threatening overall ecosystem health.
• In general, overfishing has continued on stocks managed by councils that
implemented ineffective effort-based controls, such as limiting the days a vessel
can go to sea, rather than enforced catch limits.
• In regions where annual catch limits are employed and enforced, chronic
overfishing is not occurring.
The failure to end overfishing fueled the debate over reauthorization of the MSA
in 2006. The new Magnuson-Stevens Reauthorization Act (MSRA) removes the
discretion that allowed managers to avoid imposing limits in the past; the MSRA now
requires annual catch limits in all U.S. fisheries as well as accountability measures.
These requirements, together with the stipulation that catch limits may not exceed
the fishing level recommended by the councils’ scientific advisors,3 are aimed at
addressing the underlying causes of chronic overfishing. Now it is time for NMFS
to write clear, unambiguous rules for implementing the new requirements and to
enforce those rules when regional fishery management councils fail to comply.
1
INTRODUCTION: THE WHAT AND WHY OF OVERFISHING
When fishing fleets take more fish than a population is producing, that stock
experiences overfishing. If allowed to continue for a long period, overfishing can
cause profound changes not only in the target fish stock but also in the sea around
it. Numerous scientific reports, congressional hearings, and scientific journal
articles have identified overfishing as a persistent problem in U.S. fisheries for
decades,4 with predictable results: many depleted fish stocks have not recovered
and fisheries fail to realize their long-term potential yield.
For the first 20 years of U.S. fishery management following the passage of
the Magnuson Fishery Conservation and Management Act in 1976, the law
required councils to define overfishing for managed species and stipulated
that they should prevent overfishing. But neither the law nor National Marine
Fisheries Service (NMFS) guidelines explicitly compelled the councils or the
agency to halt the practice. Many managers have been persuaded to mistrust
scientific recommendations or find them unpersuasive in the face of stakeholder
demands. Short-term economic concerns pressure managers to keep catch
limits high. The 1996 amendments to the Magnuson-Stevens Act attempted to
tackle overfishing by amending management requirements in several key areas,
as shown in the box below.
But loopholes in the MSA and the regulations implementing the new requirements
allowed managers to put off tough measures to halt overfishing. Managers have
continued to ignore scientific advice. Fishing has continued without hard and
fast catch limits, and NMFS never fulfilled its legal responsibility to disapprove
deficient plans and develop measures to end overfishing if a council failed to do
so. In some cases, deadlines for recovery of overfished stocks stretch so far into
the future that some stocks may never recover. Ten years after passage of the
MSA, overfishing is still common practice.
The failure to end overfishing fueled the debate over reauthorization of the MSA in
2006. The highest priority in the newly amended law is to end overfishing, a chronic
condition in too many of our nation’s fisheries. The amendments to the fisheries law
require the regional fishery management councils to set annual catch limits for all
managed fisheries, accompanied by measures to ensure accountability.5 The new
law also requires the preparation and implementation of a plan that immediately
2
MSA AMENDMENTS OF 2006
ends overfishing and commences rebuilding of overfished stocks within two years
of being identified as overfished or approaching overfished.6 These requirements,
together with the stipulation that catch limits may not exceed the fishing level
recommended by the councils’ scientific advisors,7 are aimed at addressing the
underlying causes of continued overfishing.8
NMFS is now revising its regulatory guidelines to implement the new MSRA
requirements in order to end overfishing. Last revised in 1998, the National Standard
Guidelines are intended to provide fishery management councils with guidance on
how to implement the law’s 10 national standards, the first of which concerns
overfishing and “optimum yield.” National Standard 1 stipulates: “conservation
and management measures shall prevent overfishing while achieving, on a
continuing basis, the optimum yield from each fishery.”10 To accomplish this goal,
the new rules for implementing annual catch limits and accountability measures
must provide clear guidance to the councils or risk allowing the councils to interpret
the law as they see fit.
Even though the short-term effect of stopping overfishing may result in reduced
catches, shorter seasons and decreased incomes, the long-term costs of allowing
overfishing to continue are much higher.
3
CHRONIC OVERFISHING BY THE NUMBERS
Has overfishing persisted long enough to be considered chronic? Certainly the
notion that overfishing is something to be avoided has been part of the Magnuson
Act since its passage in 1976. Since the 1996 amendments, the law has required
that managers actually keep track of overfishing and report to Congress on their
success at ending it.11
Figure 1. The bars represent the percentages, by status, of all managed stocks over the period
for which comparable data are available (1999-2006). Although the total number of managed
stocks reported to Congress annually has changed over time, the number of stocks subject to
overfishing has remained relatively constant at approximately 10%.
4
FIGURE 2. ASSESSED STOCKS SUBJECT TO OVERFISHING,
1999-2006
Figure 2. Comparing only assessed stocks, not all stocks, there has been no real
improvement in the percentage of stocks subject to overfishing since 2001, which has
hovered around 20 percent.
The first annual Report to Congress: Status of Fisheries of the United States, or
Status of Stocks (SOS) report was issued in 1998. Of the 152 species whose
status was reported in the first edition of SOS, 102 were classified as overfished
in 1998. By 2006, one-third (35) of those same species were still reported as
overfished. Eight of the original species are no longer reported because of changes
in status or NMFS made changes in how it reported status.12 Also among the
stocks no longer appearing in the annual report are 10 species of Pacific salmon
that are endangered, and 16 species of sharks that were known to be experiencing
overfishing, but disappear from the list after their consolidation in a shark complex
assessed as “status unknown.” In fact, a 2006 report by the Network found that
75 percent of the reduction in the number of stocks subject to overfishing is the
result of administrative shuffling and reclassification.13
Despite these changes and the difficulties of assessing trends when the baseline
of stocks reported to Congress has changed so dramatically, many of the assessed
stocks listed as experiencing overfishing have remained on the list year after
year. Depending on how one defines “chronic overfishing,” between 30 and 50
species14 appear on the list of species being fished too intensively on a routine
basis, including some of the most important in the country, such as cod and red
5
snapper. Defining “chronic” as subject to overfishing in six or more of the nine
years (1998-2006) results in 49 stocks that fit the definition. In addition, there are
the instances where no overfishing definition was in place for several years, but
once it was defined for a stock, overfishing has continued from that time to the
present – adding more stocks.
The bottom line? Chronic overfishing takes a toll. Of the 49 stocks on which
overfishing persisted for six or more years of the nine-year period since 1998, 31
were still subject to overfishing in 2006. In addition, the status of 12 shark stocks
which were previously subject to overfishing was reclassified as “unknown.” By
2006, only 6 of the stocks suffering a six or more year bout of chronic overfishing
showed enough improvement to be reclassified as “not overfished.” Figure 3
shows the number of stocks subject to overfishing, and for how many years
they experienced overfishing. Table 1, below, is an expanded view of the stocks
subject to chronic overfishing. It lists specific stocks, by council, that have been
subject to overfishing in six or more of the nine years since the first Status of
Stocks report assessed them.
Figure 3. Of the 49 stocks that have been subject to chronic overfishing for six or more years
since 1998, 31 were still subject to overfishing in 2006. Only 6 species actually showed enough
improvement to be reclassified as “not overfished.”
6
TABLE 1: STOCKS SUBJECT TO CHRONIC OVERFISHING BY COUNCIL
Years
Over NEFMC/
ASMFC CFMC GMFMC HMS MAFMC NEFMC MAFMC SAFMC
Fishing
American Vermilion 12 species large Black Sea
Lobster1 snapper2 coastal sharks Bass
6 Red Drum
Queen Red Snapper N. Atl. Blue Marlin Scup Gulf of Maine Cod Monkfish(N) Red Drum
Conch W. Atl Sailfish White Hake Monkfish(S) Black Grouper
W. Atl. Bluefin Black Sea Bass
White Marlin Gag Grouper
N. Atl. Albacore Golden Tilefish
9 Bigeye Tuna Red Snapper
Snowy Grouper
Speckled Hind
Vermilion Snapper
Warsaw
Grouper
1
American Lobster were subject to overfishing every year until 2004, when it 7
Cape cod yellowtail flounder were not subject to overfishing in 2003 but the
ceased to appear in the SOS. stock was during all other years included in the analysis.
2
Overfishing for Vermilion Snapper was not defined until 2000, when the stock 8
Georges Bank cod were subject to overfishing every year with the exception of
was listed as subject to overfishing, a status that remained consistent for the 2000 and 2001.
stock until it was no longer listed as subject to overfishing in 2006. 9
Atlantic Sea Scallop were subject to overfishing every year except 2003 and 2006.
3
Gulf Red Grouper stocks were listed to have an unknown overfishing status
until 2000. The stock was subject to overfishing every year afterward.
10
Middle Atlantic Yellowtail Flounder were subject to overfishing from 2000-02
(the stock’s status was previously unknown). In 2003, it was combined with
4
Dusky shark were subject to overfishing in every year of the analysis except the Southern New England Yellowtail Flounder stock, which was then listed at
2004 and 2005, when the stock was considered to be included in the large subject to overfishing in all subsequent years.
coastal shark complex. In 2006, the stock was again considered to be subject
to overfishing.
11
Sandbar Shark are considered part of the Large Coastal Shark complex but are
assessed separately.
5
Tilefish ceased to be subject to overfishing in 2005. 12
Summer flounder were not subject to overfishing in 2003 but the stock was
6
American Plaice were subject to overfishing every year until 2005. The stock during all other years included in the analysis.
continued to be listed as overfished in 2005 and 2006.
In general, overfishing has continued on stocks managed by councils that implemented ineffective effort-based controls on
fishing, such as limiting the days a vessel can go to sea, or gear restrictions. Councils such as the North Pacific and Pacific that
employ “hard” catch limits (requiring that fishing stop when the target catch is attained) have managed to avoid overfishing as
defined in the annual reports to Congress. In the Gulf of Mexico region, the council employs hard catch limits but has failed to
prevent continued overfishing because the limits have been set too high for some stocks.15
7
CHRONIC OVERFISHING BY
MANAGEMENT REGION
The regional councils with the highest percentages of stocks subject to chronic
overfishing are those that do not employ hard catch limits: the New England
Council’s groundfish complex, the South Atlantic Council’s reef fish complex and
the large coastal shark complex managed by NMFS. Figure 4 shows the percentage
of managed stocks experiencing chronic overfishing by council.
Neither the Pacific nor North Pacific council had stocks that were subject to
chronic overfishing by this report’s definition. Overfishing has occurred in some
years on some species within the Pacific groundfish complex, where management
was confounded by lack of data and flawed assumptions in stock assessments.
Subsequent management actions to limit catches on seven badly overfished
rockfish stocks have prevented chronic overfishing, but it took a lawsuit by
conservation groups to compel council action. In the North Pacific, intermittent
overfishing has occurred on several crab stocks, but imposition of reduced catch
limits also prevented overfishing from becoming chronic.
The most telling point is that where managers ended overfishing, and stocks
were healthy enough to be reclassified from overfished to not overfished, the
management plans included concrete annual catch limits that were enforced.
8
SOURCES OF CHRONIC OVERFISHING
9
Ignoring the Best Available Science. Yet another contributor to chronic
overfishing is a failure by managers to follow the scientific advice provided to
them by their own experts. For example, stock assessment scientists urged a
50 percent reduction in mortality for spiny dogfish for many years, only to be
overruled repeatedly in council votes. As predicted, overfishing continued until
2003, and spiny dogfish continue to be depleted today. In the case of red snapper
in the Gulf of Mexico, scientists have been recommending catch levels be set
well below what the council has consistently allowed, delaying rebuilding of this
stock indefinitely.
One of the reasons Gulf of Mexico scientists have urged tighter limits on red
snapper catch is because this species is subject to extraordinary levels of bycatch
mortality; perhaps as many as 80 percent of juvenile snappers are killed in other
fisheries. Bycatch of overfished species such as yelloweye rockfish (in directed
fisheries on the rest of the Pacific groundfish complex) has complicated rebuilding
plans there. Bycatch (the catching and killing of non-target fish and other ocean
wildlife) is one reason why catch or mortality limits are exceeded. Others include
lack of enforcement, failure to account for exceeding caps in subsequent season
limits, and just plain cheating.
SUMMER FLOUNDER
Summer flounder is second only to striped bass in its popularity from states, dealers and fishermen, all contributed to excessive
with Mid-Atlantic anglers, and is in the top 10 for both commercial catches. Overages in the recreational fishery and to a lesser extent
and recreational species in pounds and numbers of fish landed. Yet the commercial fishery have all contributed to excessive catches.
summer flounder, also known as fluke, has been subject to overfishing State and federal managers have adhered to a risk-prone policy of
for years in both sectors. Conservation groups sued successfully in setting the summer flounder landing limit at the maximum allowable
1999 arguing that quotas were set too high. As recently as November level, allowing no margin of safety against discard mortality or excess
2007, managers were urging allowable landings in excess of scientific catch in the recreational sector. As a consequence fishing mortality on
recommendations and complaining that the current limits are too low. this stock has surpassed target levels consistently, resulting in chronic
The recreational fishery for fluke was shut down in November after overfishing. The 2006 stock assessment advised a precautionary
exceeding the quota. Total Allowable Landings (TAL), lower than what might be indicated
The council approved the first plan for summer flounder in 1988; by projections, to compensate for the history of underestimation of
an overfishing definition was adopted in 1991 and quotas set for fishing mortality and overestimation of stock biomass.
the first time in 1993. Initial management measures included gear Most recently, the council and states have recommended a 2008
specifications, mesh restrictions, minimum fish sizes, possession TAL well well above recommendations of their scientists. NMFS
limits and area restrictions. Later action limited entry to the fishery. has issued a proposed rule that fails to adhere to the scientific
Managers have been trying to cut fishing mortality on summer recommendations and cautionary advice offered by the agency’s own
flounder since the late 1980s, but an unwillingness to impose economic regional administrator.
burdens on fishermen, overly optimistic quota setting, underreporting
10
Lack of Accountability. It is not enough just to have a catch limit. Instances where
limits are in place but are routinely exceeded underscore the need for accountability
measures to accompany catch limits. For example, discards in the summer flounder
fishery in the Mid-Atlantic are not monitored. The fishery operates with a size limit
so that both the commercial and recreational sectors discard undersized fish.
Mortality associated with these discards is not adequately accounted for in setting
catch limits. Further, landings from the recreational sector in that fishery and in the
Gulf of Mexico red snapper fishery are not known until after the season has ended.
The recreational limits have been exceeded annually in both fisheries for many
years without any reduction in the limits for subsequent seasons.
In another example of the need for accountability, the large Pacific whiting trawl
fishery was closed in summer 2007 after it exceeded the widow rockfish bycatch
limit – established based on the rebuilding plan for this overfished stock. In one
case, enforcement officers found that a whiting boat had disabled its monitoring
camera and dumped an unreported widow rockfish catch overboard.
11
HOW MSRA CAN HELP
MANAGERS END OVERFISHING
The new provisions in the MSRA remove the remaining discretion that has allowed
fishery management councils to put economic considerations above biological
imperatives. These provisions close the loopholes with respect to the time allowed
for responding to overfishing, and they demand that managers heed the advice of
their scientific experts. NMFS is now proceeding with rulemaking to implement
the new directions called for in the MSRA. NMFS plans to have guidelines in
place in 2008 that will incorporate guidance for annual catch limits into its existing
guidelines for National Standard 1. Councils have until 2010 to bring their plans
into compliance with new requirements to end overfishing through the use of
ACLs and accountability measures for stocks subject to overfishing, and 2011 for
all other stocks. In the meantime, councils are required to follow scientific advice
when setting catch limits.
Critical issues that advocates will watch for in the coming months include
application of the precautionary approach, avoiding the boom and bust cycles that
result from targeting displaced effort to unassessed stocks, rigorous response –
either in-season or in subsequent years – to cases where fishing exceeds annual
limits, and explicit guidance for moving toward a more holistic, ecosystem-based
approach to fishery management, in which the food needs of other fish and wildlife
are considered and accounted for when setting ACLs.19
To ensure that the new provisions are effective, NMFS must write strong rules
and enforce compliance when councils fail to live up to the intent of Congress. The
Network believes that the revised National Standard 1 guidelines must include the
features summarized in the next page.
12
MARINE FISH CONSERVATION
NETWORK RECOMMENDATIONS
The National Marine Fisheries Service is now drafting new rules that are intended
to guide council implementation of the requirements for annual catch limits and
accountability measures in all U.S. fisheries. The revised National Standard 1
guidelines must close the loopholes that have allowed overfishing to occur on a
routine basis, and NMFS must exercise its legal responsibility to ensure that the
councils comply.
• Annual Catch Limits (ACLs) should be set for each managed stock and based
on an explicit set of decision rules. These limits must be numeric (e.g., pounds
or numbers of fish), fully account for all sources of fishing mortality (including
bycatch and discards), and peer reviewed independently of the council
management process.
• As required by the MSRA, a council may not exceed the limit recommended by
its scientific advisors when setting an ACL and the ACL should account for the
inherent uncertainty in that advice; the greater the uncertainty, the greater the
precaution the council should take.
• Overfished stocks should be restored as soon as possible and within the ten-
year rebuilding time frame required by the MSRA. Crucially, the MSRA clarifies
that overfishing must not be permitted during a rebuilding program.
13
END NOTES
1
National Research Council. 1999. Sustaining Marine Fisheries. National Academy Press. Washington, D.C.
2
NOAA Fisheries. Report to Congress: Status of Fisheries of the United States for 2006.
3
MSRA Sec. 302(h)(6) (16 U.S.C. 1852(h)(6))
4
See, for example, CEQ, 1981; American Fisheries Society, 1989; Fox et al, 1990; S.Rpt. 101-414, 1990; Hearings House Merchant
Marine & Fisheries on H.R. 780, 1993; Our Living Oceans, 1999.
5
MSRA Sec. 303(a)(15) (16 U.S.C. 1853(a)(15))
6
MSA Sec. 304(e)(3).
7
MSRA Sec. 302(h)(6) (16 U.S.C. 1852(h)(6))
8
See USCOP (2004), Recommendations 19-1, 19-2, and 19-3 requiring regional FMCs to set catch limits within the bounds
recommended by the councils’ science and statistical committees.
9
Somma, A. 2003. The environmental consequences and economic costs of depleting the world’s oceans. Economic Perspectives,
electronic journal of the U.S. Department of State. Vol. 8 No. 1, Jan. 2003. Available online at http://usinfo.state.gov/journals/
ites/0103/ijee/somma.htm
10
MSA sec. 301(a)(1); 16 U.S.C. 1851.
11
“The Secretary shall report annually to the Congress and the Councils on the status of fisheries within each Council’s geographical
area of authority and identify those fisheries that are overfished or are approaching a condition of being overfished. For those
fisheries managed under a fishery management plan or international agreement, the status shall be determined using the criteria for
overfishing specified in such plan or agreement.” 16 U.S.C. 1854(e)(1).
12
No longer appearing in SOS are two stocks of silver hake, one determined in 2002 to be rebuilt, the other in 2003 to be rebuilding;
red hake, whose status was last reported in 2001 as unknown; Bering Sea snow crab, not overfished as of 2005, Washington-
Oregon-California Bank rockfish, not overfished as of 2000; Washington-Oregon-California silvergrey rockfish, whose last status was
reported as unknown in 2002; yellowtail snapper, reported last in 2003 as not overfished; pelagic armorhead, combined in a complex
in 1999, and squirrelfish snapper, also combined in a complex in 1999 and reported as not overfished.
13
For a detailed examination of how administrative changes affected the picture of stock status, see, Marine Fish Conservation
Network. Shell Game: How the Federal Government is Hiding the Mismanagement of Our Nation’s Fisheries. Washington, D.C.
(2005).
14
The Status of Stocks Report to Congress lists “stocks” rather than species. Some of these stocks are collections of species grouped
or separated for management purposes, sometimes to account for geographically discrete populations of the same species, or for
other reasons. This report has attempted to examine not only the complex but also the component species within it. Where SOS
has split a species into several stocks, or grouped species into a complex the analysis follows the species groupings assessed in
Our Living Oceans, which preceded the SOS.
15
Marine Fish Conservation Network. Gulf of Mexico Fishery Management Council Report. Washington, D.C. (2006).
16
Restrepo (Convenor) et al. 1998. Technical Guidance on the Use of Precautionary Approaches to Implementing National Standard 1
of the MSFCMA. NOAA Technical Memorandum NMFS-F/SPO July,1998.
17
National Marine Fisheries Service. 1991. Strategic Plan.
18
In the past, fishery managers operated under a presumption that in the absence of information about a stock, especially a previously
unexploited one, fishing could proceed without restriction. As established fisheries became depleted, fleets moved on to new
targets. Without status information or catch limits, stocks such as monkfish, spiny dogfish and tilefish soon became overfished,
too.
19
National Research Council, Committee on Ecosystem Effects of Fishing, Phase II. Dynamic Changes in Marine Ecosystems: Fish,
Food Webs, and Future Options. National Academies Press, Washington, D.C. (2006) 160 pp.
The Marine Fish Conservation Network wishes to acknowledge the work of Sherry L. Bosse, JD, and Suzanne Iudicello,
JD, in preparation of the background documents and analysis that went into this report.
Photo Credits: All photos are from the National Oceanic and Atmospheric Administration Library.
14
Marine Fish Conservation Network
600 Pennsylvania Ave. SE, Suite 210
Washington, DC 20003
P 202. 543. 5509 • F 202. 543. 5774
network@conservefish.org
www.conservefish.org