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NATO's Counter-Terrorism Strategies in Afghanistan
Online Publication Date: 01 January 2007
To cite this Article: Rane, Prasad P. (2007) 'NATO's Counter-Terrorism Strategies in
Afghanistan', Strategic Analysis, 31:1, 73 - 91
To link to this article: DOI: 10.1080/09700160701353548
URL: http://dx.doi.org/10.1080/09700160701353548
Abstract
With the North Atlantic Treaty Organisation (NATO) taking over com-
mand from the US-led Coalition Forces in southern Afghanistan and the
United States focusing on the eastern part of Afghanistan, particularly
along the border with Pakistan, crucial questions have arisen regarding
securing Afghanistan and its transition to democracy. How will NATO
perform its new responsibilities and what will be its counter-terrorism
strategies? Will it be substantially different from the US counter-terrorism
approach and how will the differences on the issue of ‘use of force’ among
the NATO members be reconciled? These are some of the questions that
this article addresses in the broader context of NATO’s transformation
from its earlier ‘support role’ to now that of a ‘lead role’.
Introduction
Soon after the 9/11 terrorist attacks on mainland United States, the
North Atlantic Treaty Organisation (NATO) invoked Article 5 of the Treaty
for the first time in the history of the Alliance and declared this attack as
being against all NATO member countries. Following upon this decision,
NATO decided to deploy forces and other assets in support of the US-led
global war on terrorism (GWOT).1 Ironically, while this unique decision
reflected cohesiveness and undeterred unity; prior to the incident serious
doubts about the future of the transatlantic alliance were being raised.2
Soon after the initial euphoria, new dividing lines were drawn on the issue
of ‘use of forces’. Subsequently, NATO got involved in the International
Security and Assistance Force (ISAF)3 and in August 2003 took command
and coordination of the ISAF, leading to its first ‘out-of-area operations’.
with the military. However, due to shortcomings and certain grey areas,10
in both types of responses, nations usually opt for the expanded criminal
justice model (ECJM), a hybrid of CJM and WM11 (Table 1).
Counter-terrorism measures in light of the above models can be classi-
fied as ‘defensive’ as well as ‘offensive’. Defensive measures are meant to
reduce vulnerability to terrorist acts while offensive measures are meant
to prevent, deter and respond to terrorism. Offensive measures carry a
contingency plan, which enables a nation-state to respond and address the
challenge of any terrorist incident. There is need for these diverse responses
due to the dynamic nature of terrorism and its capability to act at various
plains and levels. Counter-terrorism measures broadly cover the following
areas of activity12 :
Expanded Criminal
Criteria War Model Justice Model Criminal Justice Model
General feature Terrorism is regarded as a Terrorism is regarded as an Terrorism is regarded as a
tactic exercised in exceptional phenomenon crime.
guerrilla activities or that is not necessarily an act
even acts of rebellion. of war, yet also deviates
from the standard
definition of a felonious
crime.
State aims and Apprehending terrorists Arrest and penalisation of Arrest and penalisation of
means and the elimination of terrorists. terrorists while adhering to
terrorism. the ‘rule of law’ and liberal
democratic standards with
respect to the institution of
law and enforcement.
Democratic The exercise of military The expansion of the concept The use of this model
acceptability force and strategies with of the rule of law by corresponds with the
the intention of adopting special legislation elements to the liberal
eradicating terrorism in a in the battle against democratic orientation. Rigid
certain society will lead terrorism and constitutional boundaries.
the country significantly administrative regulations
away from acceptable will divert the regime away
democratic standards. from liberal acceptability,
yet will not completely
violate democratic
boundaries.
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Constitutional legal Laws of war dictate The expansion of The state responds to
aspects counter-terrorism constitutional boundaries terrorist incidents in
measures and by adopting administrative compliance with state
consequently any regulations or special laws criminal law and is
constitutional or legal in the fight against subject to constant
consideration is solely terrorism, and the judiciary regulation.
secondary. differential treatment by
the court system of offences
defined as terrorist.
Operational aspects Forces responding to Forces responding will be The forces responding will
terrorism are the army primarily police and secret be the police. The nature
and special units. The service, occasionally of the response is
nature of their response complemented by special circumscribed by the
resides in military anti-terrorism units. The standard rules of
doctrine. nature of the response will authority accorded to an
include preventive arrests, anti-criminal police force.
surveillance techniques and
gathering intelligence data
– a typical method used by
secret services. All this with
the intention of bringing
suspects to trial.
Source: Ami Pedahzur & Magnus Ranstorp, ‘A Tertiary Model for Countering Terrorism in Liberal Democracies: The Case of Israel’,
Terrorism and Political Violence, 13 (2), Summer 2001, p. 5.
78 Strategic Analysis
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cooperation on terrorism and defined the partnership roles and the instru-
ments for fighting terrorism and managing its consequences.27 NATO’s
counter-terrorism strategy is based on the military concept. As discussed
earlier, NATO recognises counter-terrorism as an offensive military action
designed to reduce terrorists’ capabilities. The concept identified two broad
roles for NATO’s involvement in counter-terrorism operations. They are as
follows.
r NATO in Lead.
r NATO in Support.
NATO in Support allows the Alliance to provide its assets and capa-
bilities to any counter-terrorism operation undertaken by another interna-
tional organisation or coalition involving allies. NATO’s support function
includes
r a role as coalition enabler and interoperability provider;
r the ability to back-fill national requirements;
r forward deploying of forces in support of the broader coalition
efforts;
r the expression of political and military commitment;
r practical support as manifested by host-nation support and logis-
tic assistance, including over-flight and basing rights; and
r the use of NATO’s operational planning and force generation
capabilities to plan a mission and generate a force for a coalition
NATO’s Counter-Terrorism Strategies in Afghanistan 81
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as EU and G-8. But the grand strategy in Afghanistan will not be successful
merely by military solutions. The re-construction of Afghanistan and es-
tablishing peace and stability in the region needs a support of non-military
solutions. The US-led coalition retains responsibility for Afghanistan’s east-
ern region.37 It will be interesting to explore the reasons behind NATO’s
initial role as a support mechanism in OEF. Was it because of the diverse
views of the European members on counter-terrorism? And, what are the
reasons behind NATO being assigned a lead role in the later stages in OEF?
The above policy statements highlight the Europeans’ firm belief in the
ECJM model response to terrorism and as stated earlier, the United States
subscribes to the WM model of response. These differences at strategic
levels resulted in the United States involving NATO as a support mech-
anism and subsequently NATO Allies agreed to take eight measures to
supplement the United States in its campaign against terrorism:
r greater intelligence sharing;
r assistance to states threatened as a result of their support for
coalition efforts;
r increased security for the United States, and other allies’ facilities
on their territory;
r back-filling of selected allied assets needed to support anti-
terrorist operations;
84 Strategic Analysis
r
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blanket over flight rights for the US and other allies’ aircraft for
military flights related to counter-terrorism operations;
r access to ports and airfields;
r deployment of NATO naval forces to the eastern Mediterranean;
and
r deployment of elements of NATO’s airborne early warning and
control force to support counter-terrorism operations.42
Inferences
Certain inferences based on the prevailing situation in Afghanistan can
be drawn at this point. The inferences are as follows.
Notes
1
Web edition of Chapter 19: “The Alliance’s Role in the Fight against Terrorism and
Proliferation of Weapons of Mass Destruction”, NATO Handbook, 2006, p. 167, at
http://www.nato.int/docu/handbook/2006/handbook-2006.pdf (Accessed May
23, 2006).
2
Philip H. Gordon has extensively elaborated on the reasons behind the divide in
the transatlantic alliance prior to September 11. He highlights two main reasons
for this divide. According to him, a ‘value-gap’ was emerging in the transatlantic
relations, due to major differences over the issues such as the death penalty, the
NATO’s Counter-Terrorism Strategies in Afghanistan 87
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10
For a detailed discussion on grey areas in counter-terrorism models, see Ami
Pedahzur and Magnus Ranstorp, “A Tertiary Model for Countering Terrorism
in Liberal Democracies: The Case of Israel”, Terrorism and Political Violence, 13
(2), Summer 2001, pp. 1–2. The article’s primary aim is to present an expanded
taxonomy between WM and CJM. It also addresses the grey areas in these two
respective models.
11
For information in this regard, see Graeme C. S. Steven and Rohan Gunaratna, no.
9, pp. 100–101.
12
For a detailed discussion on counter-terrorism measures, Ibid, pp. 102–120;
and the list of the measures at http://www.undcp.org/terrorism measures.html
(Accessed March 2, 2006).
13
The Presidential Decision Directive (PDD) series is used to promulgate Presiden-
tial decisions on national security matters. PDD-39 related to Counter-terrorism
Policy was institutionalised on June 21, 1995. PDD-62, which is related to Pro-
tection against Unconventional Threats to the Homeland and Americans Over-
seas, was institutionalised on May 22, 1998. Information regarding PDD is avail-
able at http://www.fas.org/irp/offdocs/pdd/index.html (Accessed February 5,
2006).
14
The Homeland Security Act, at http://www.dhs.gov/interweb/assetlibrary/hr
5005 enr.pdf (Accessed January 10, 2006).
15
Other points of the primary mission of the DHS are listed in the Homeland Security
Act on H.R 5005-8 of the Act.
16
Frank Bolz, Jr., Kenneth J. Dudonis and David P. Schulz, The Counterterrorism
Handbook: Tactics, Procedures, and Techniques, CRC Press, Taylor & Francis Group,
2005, p. 32.
17
Andrew Feickert, “U.S. Military Operations in the Global War on terrorism:
Afghanistan, Africa, the Philippines, and Colombia”, CRS Report for Congress,
February 4, 2005, p. 1, at http://www.fas.org/man/crs/RL32758.pdf (Accessed
January 11, 2006).
18
http://www.globalsecurity.org/military/ops/enduring-freedom.htm (Accessed
February 4, 2006).
19
Ibid.
20
See Benjamin S. Lambeth, Air Power against Terror: America’s Conduct of Operation
Enduring Freedom, RAND Corporation, 2005, p. 78.
21
As of November 8, 2001, it was reported that more than 50,000 American sol-
diers, sailors, airmen and Marines were deployed across an area stretching from
the Red Sea to the Indian Ocean. About half the total American forces were
aboard naval ships operating in the northern Arabian Sea. Approximately 3,000
American personnel were said to be in Oman, including soldiers from the 3rd
Battalion, 75th Ranger Regiment. Another 1,500 to 2,000 Americans, including
soldiers from the Army’s 10th Mountain Division, as well as special operations
NATO’s Counter-Terrorism Strategies in Afghanistan 89
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forces, were reportedly based at a former Soviet air base in Uzbekistan. By early
January 2002, it was reported that the total number of US ground forces de-
ployed in Afghanistan had grown to nearly 4,000 troops. By late January 2002,
the total number of US troops in Afghanistan was reportedly more than 4,000,
including conventional forces to protect bases, along with engineers, forensic
experts and interrogators. By August 2002, there were about 8,000 US troops
in Afghanistan. See http://www.globalsecurity.org/military/ops/enduring-
freedom orbat-01.htm (Accessed March 3, 2006).
22
The attacks on the first day were carried out by the American and British forces
collectively. On the second day only the American troops carried out the attacks.
Very soon, they were joined by many countries such as Canada, Australia,
United Kingdom, New Zealand, France, Germany, Italy, the Netherlands,
Denmark, Norway, Croatia, Czech Republic, Bahrain, Jordan, Japan, Portugal,
Lithuania, Poland and Romania. The detailed contribution of these countries can be
accessed from http://en.wikipedia.org/wiki/United States war in Afghanistan#
Coalition Response; http://www.globalsecurity.org/military/ops/enduring-
freedom orbat-03.htm (Accessed March 3, 2006).
23
The flow chart of “Operation Enduring Freedom: Chain Command” is cited by
Johann Price, at http://www.cdi.org/program/document.cfm?documentid=
1144&programID=39&from page=../friendlyversion/printversion.cfm, dated
June 26, 2002. It is noted that the chart representing the chain of command in 2002
has undergone a lot of structural as well as personnel change.
24
One can find a detailed discussion on the paradoxes in War on Terror and on
Karzai’s balancing act with the Warlords in Afghanistan, in Vishal Chandra, “War-
lords, Drugs and the ‘War on Terror’ in Afghanistan: The Paradoxes”, Strategic
Analysis, 30 (1), January-March 2006, pp. 64–92, and Vishal Chandra, “Warlords
and Karzai’s Balancing Act”, Strategic Analysis, 29 (1), January-March 2005, pp.
155–161, respectively.
25
The 1999 Strategic Concept was approved during the Washington Summit held
during April 23–24, 1999, at http://www.nato.int/docu/pr/1999/p99-065e.htm
(Accessed March 1, 2006).
26
Text of the Partnership Action Plan on Terrorism (PAP-T), at http://www.
nato.int/docu/basictxt/b021122e.htm (Accessed March 12, 2006).
27
Web edition of Chapter 19: “The Alliance’s Role in the Fight against Terrorism and
Proliferation of Weapons of Mass Destruction”, NATO Handbook, 2006, p. 171, at
http://www.nato.int/docu/handbook/2006/handbook-2006.pdf (Accessed May
23, 2006).
28
See NATO’s Military Concept on Defence Against Terrorism, at http://www.nato.
int/ims/docu/terrorism.htm (Accessed May 23, 2006).
29
Ibid.
30
http://www.nato.int/issues/terrorism/in practice.html (Accessed April 13,
2006).
90 Strategic Analysis
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31
For information on ISAF, visit http://www.afnorth.nato.int/ISAF/about/about
history.htm (Accessed April 13, 2006).
32
http://www.afnorth.nato.int/ISAF/structure/structure structure.htm (Accessed
April 13, 2006).
33
http://www.afnorth.nato.int/ISAF/structure/structure whoswho.htm (Acces-
sed April 13, 2006).
34
PRTs are small teams of civilian and military personnel working in Afghanistan’s
provinces to provide security for aid workers and help reconstruction work.
They are a key component of a three-part strategy for Afghanistan – security,
governance and development – helping to spread stability across the country.
See http://www.nato.int/issues/afghanistan/in practice.htm (Accessed May 2,
2006).
35
Ibid.
36
Ibid.
37
http://www.nato.int/docu/pr/2006/p06-096e.htm (Accessed May 2, 2006).
38
In the post–Cold War period, NATO has expanded eastwards by undergoing
double enlargement. During the Washington Summit of 1999, it welcomed three
new members, Poland, Hungary and Czech Republic, and in 2004, it welcomed six
new members, Bulgaria, Latvia, Lithuania, Romania, Slovakia and Slovenia.
39
David Brown, “The War on Terrorism Would Not Be Possible without NATO: A
Critique”, Contemporary Security Policy, 25 (3), December 2004, p. 413.
40
Philip Gordon, “NATO after 11 September”, Survival, 43 (4), Winter 2001–02, pp.
94–95.
41
Council of the EU, “Conclusions and Plan of Action”, Extraordinary Euro-
pean Council Meeting held on September 21, 2001, at http://europa.eu.int/
comm/external relations/110901/actionplan01.pdf (Accessed May 12, 2006).
42
Web edition of Chapter 19: “The Alliance’s Role in the Fight against Terrorism and
Proliferation of Weapons of Mass Destruction”, NATO Handbook, 2006, p. 168, at
http://www.nato.int/docu/handbook/2006/handbook-2006.pdf (Accessed May
23, 2006).
43
Speech by NATO Secretary General Jaap de Hoop Scheffer at the Royal
United Services Institute, London on June 18, 2004, at http://www.nato.int/
docu/speech/2004/s040618a.htm (Accessed February 23, 2006).
44
Details on Pakistan earthquake relief operation at http://www.nato.int/issues/
pakistan earthquake/index.html (Accessed July 1, 2006).
45
Ibid.
46
http://www2.hq.nato.int/ISAF/Update/media faq.htm (Accessed April 20,
2006).
47
http://www.nato.int/issues/afghanistan/index.html (Accessed April 20, 2006).
NATO’s Counter-Terrorism Strategies in Afghanistan 91
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48
Afghanistan Compact is a 5-year plan between the Government of Afghanistan
and the International Community. This plan sets the goals regarding the
security, governance and economic development of Afghanistan. The Compact
follows the formal end of the Bonn Process in September 2005, with com-
pletion of the Parliamentary and Provincial elections, and will establish an
effective mechanism for co-ordinating Afghan and international efforts over the
next period.Details of The Compact, launched on January 31, 2006, at http://
www.fco.gov.uk/servlet/Front?pagename=OpenMarket/Xcelerate/ShowPage&
c=Page&cid=1134650705195 (Accessed February 1, 2006).
49
http://www.nato.int/docu/update/2006/09-september/e0906a.htm (Accessed
October 10, 2006).
50
Riga Summit of NATO was held on November 28–29, 2006. the information re-
garding the summit is available at http://www.nato.int/docu/comm/2006/0611-
riga/index.htm (Accessed February 2, 2007).
51
The major Western European states – Germany, France, Spain and Italy – agreed to
send in emergency forces for the rescue of others whenever required. This has left
the operations to be carried out by British, American, Canadian, Danish, Estonian
and Dutch troops.