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Journal of Chromatography A
journal homepage: www.elsevier.com/locate/chroma
a r t i c l e i n f o a b s t r a c t
Article history: Food processing industry is accompanied with the generation of a great production of wastes and by-
Received 16 December 2020 products exceptionally rich in bioactive compounds (especially phenolics), with antioxidant activity. The
Revised 22 May 2021
recovery of these health molecules constitutes a key point for the valorization of by-products, with the
Accepted 25 May 2021
possibility of creating new ingredients to be used for the formulation of food and cosmetic products. One
Available online 28 May 2021
of the main limitations to reuse by-products is linked to the high cost to obtain bioactive compounds,
Keywords: consequently in order to exploit these resources commercially valuable it is necessary to develop inno-
Agricultural food by-products vative, economic and environmentally friendly extraction strategies. These extraction methods should be
Polyphenols able to reduce petroleum solvents, energy consumption and chemical wastes, protecting both environ-
Green extraction ment and consumers and ensuring safe and high-quality final products. The purpose of this review is
SFE to summarize current knowledge and applications of the new extraction techniques such as supercritical
PLE
fluid extraction, pressurized liquid extraction, ultrasound assisted extraction applied to polyphenols ex-
UAE
traction from agricultural food by-products. Particular attention has been paid to theoretical background,
highlighting mechanisms and safety precautions. Authors concluded that relevant results of these tech-
niques represent an opportunity to industrial scale-up, improving the extraction yields, minimizing time,
costs and environmental impact.
© 2021 Elsevier B.V. All rights reserved.
https://doi.org/10.1016/j.chroma.2021.462295
0021-9673/© 2021 Elsevier B.V. All rights reserved.
I. Pagano, L. Campone, R. Celano et al. Journal of Chromatography A 1651 (2021) 462295
processing; consequently, a standardization process is necessary. must be take into consideration to select the best extraction
Agricultural food by-products are characterized by their biological techniques.
instability due to their high microbial load that can affect prod- Conventional extraction techniques usually include Soxhlet and
uct safety and naturally accelerate microbial degradation and high- maceration. The main drawbacks of these techniques are: a large
water load which increases weight, leading to higher transporta- volume of solvents is required, the organic solvents used are of-
tion costs. High values of Chemical Oxygen Demand (COD) and ten hazardous, long extraction times, low selectivity and low yields
Biochemical Oxygen Demand (BOD) mostly due to their organic of extraction. Alternative techniques are currently in demand to
nature, also caused by the presence of compounds with antioxi- overcome all these disadvantages. These non conventional tech-
dant and antimicrobial activity, prevent disposal via the classical niques must provide short extraction times, and reduced volumes
wastewater treatment, irrigation and fertilization of fields [7]. Agri- of hazardous organic solvents; they are straightforward in execu-
cultural food by-products have been mainly utilized as animal feed, tion, with a decreased use of energy and water [14]. In line with
in fuel and energy production, but recently researchers have be- aim of Green Chemistry, the green extraction can be defined as
gun to explore the characteristics of these by-products as sources being “based on the discovery and design of extraction processes
of bioactive compounds (carotenoids, dietary fibers, minerals and which will reduce energy consumption, allows use of alternative
polyphenols) for pharmaceutical, cosmetic and nutraceutical sec- solvents and renewable natural product, and ensure a safe and
tors due to the great chemical heterogeneity [8]. high quality extract/product” [15]. Based on the above, the use
Amongst all the bioactive compounds that can be obtained from of alternative solvents, renewable raw materials for botanical ex-
agri-food by-products, in recent years, phenolic compounds have tracts, and decreased energy consumption by energy recovery are
attracted the attention of researchers due to their health bene- demanded.
fits [9]. Phenolic compounds are a large class of secondary plant Solvent selection depends on the format of the raw botanical
metabolites that are derivatives of pentose phosphate, shikimate material and its bioactive compounds, cost and availability. Almost
and phenylpropanoid pathway [10]. From the chemical point of all solvents originate in crude oil, with only ethanol derived from
view phenolic compounds showing a broad range of structure fermentation. Water represents the obvious solution, but only for
from rather simple phenolic molecules to high polymerised com- the extraction of polar compounds.
pounds; the simpler compound consists of an aromatic ring with Valorisation of by-products involves increasing the added value
one or more hydroxyl substituents e.g. phenolic acids. Despite this of these agricultural by-products, initially only used as fertilizers
wide range of chemical structures this class of compounds is of- or animal feed and recently under consideration for energy pro-
ten called polyphenols. However, in order to make their classifica- duction [16] or as potential sources of bioactive ingredients [17].
tion easier, it is possible to divide the polyphenols into two ma- Most of these products do not see further use due to the lack of
jor types, flavonoids and non-flavonoids. The flavonoids are built suitable extraction techniques [18]. Extracting bioactive compounds
around a C6-C3-C6 carbon skeleton (flavones, flavanones, flavonols, from by-products must follow standard and simple principles:
dihydroflavonols, flavan-3-ols, flavan-3,4-diols, chalcones, dihydro-
• maximization of extraction yield;
calchones and aurones). Non-flavonoids include phenolic acids, cin-
• adaptation to industry demands; clarification and removal of
namic acids, stilbenes and lignans [11]. Chemically, polyphenols
toxic impurities;
possess an aromatic and a benzene ring with one or more hydroxyl
• maintaining functionality and preventing deterioration as a
groups. Several studies have reported that a diet rich in these
consequence of extraction; maintaining the food grade of the
bioactive compounds correlates with the prevention of degenera-
final product [19].
tive and cardiovascular diseases [12,13]. Phenolic compounds ex-
hibit a wide range of physiological properties such as antioxi- In solid-liquid extractions, the compounds of interest should be
dant, anticarcinogen, antimutagen, antiallergen and antiaging ac- dissolved in the solvent while interfering compounds should re-
tivity, moreover, they can be used in functional foods as natural main in the matrix [20]. These ideal conditions are rarely reached,
antioxidants. so it is necessary to continue researching better extraction con-
Chemical determination of polyphenols involve combining ad- ditions for the improvement of recovery of these compounds, fo-
vanced separation tools with advanced sample preparation tech- cusing on solvent, particle size, temperature, pressure, time and
niques. Sample preparation is a vital step for the selective and effi- amount of matrix.
cient extraction of target compounds. It converts the plant matrix Qualitative and quantitative studies of bioactive compounds in
into a suitable sample for subsequent analytical techniques. Cur- plants are principally based on the selection of a correct method
rently the development and application of modern techniques for of extraction [18]. Green Chemistry is the conception of chemistry
sample preparation provide several advantages. acting with the aim to protect the environment by developing pro-
The preparation and extraction of bioactive polyphenols de- cedures which restrict the use and generation of hazardous sub-
pends on the individual structure of the sample matrix and also stances [21]. Green and non-conventional extraction techniques are
on chemical properties of desired compounds. For liquid samples, based on respecting the ideals of Green Chemistry: the most used
liquid-liquid extraction (LLE) is performed, whereas for solid sam- are supercritical fluid extraction (SFE), pressurized liquid extraction
ples, solid-liquid extraction (SLE) is carried out. Amongst all pa- (PLE) and ultrasound assisted extraction (UAE) [22].
rameters to consider, the chemical properties of target compounds
are important features in the selection of the most appropriate 2. SFE supercritical fluid extraction
extraction process. In particular, polarity, molecular structure, and
number of hydroxyl groups play a crucial role in polyphenols ex- Supercritical fluid extraction (SFE) is used at the laboratory and
traction, and so must be considered with great attention. Moreover, commercial scale to extract target compounds or to recover large
phenolic compounds in plant and foods are often associated by scale of bioactive compounds, for example the well-known decaf-
hydrophobic and/or hydrogen bonds with carbohydrates, proteins, feination of coffee beans. Supercritical fluid exceeds its specific
and lipids, resulting in the alteration of polarity of not bounded. critical pressure and temperature, and so possesses properties of
After the extraction drying steps such as air-drying, oven-drying both liquids (low surface tension, high solvent power) and gases
or freeze-drying, are often necessary in order to concentrate ex- (decreased viscosity, high diffusivity), and these may be modulated
tracted compounds or to avoid their degradation, preserving the by small variations in the pressure and temperature. Furthermore,
antioxidant activity of samples. For these reasons also drying steps supercritical fluids spread easily due to low viscosity and show
2
I. Pagano, L. Campone, R. Celano et al. Journal of Chromatography A 1651 (2021) 462295
rapid penetration due to low surface tension within the solid ma- SFE can be divided into two steps: the solubilisation of bioac-
trix, increasing extraction efficiency [23]. The critical temperature tive compounds from the solid matrix, and their separation in Sc-
is defined as the hottest temperature allowing gases to transition CO2 solvent. The reduction of pressure and the increase of tem-
into liquids under high pressures, with the critical pressure be- perature at the end of extraction releases the extract from solvent
ing the greatest pressure under which liquids transition to gases [23]. Once the compounds are extracted, solvent can be easily re-
at high temperatures [23]. The most frequently used supercritical moved by evaporation [33].
fluid is carbon dioxide, CO2 , (Tc=31.1 °C and Pc=7.38 MPa) and rep- SFE aims to be highly selective, with quick extraction times,
resents the ideal solvent for SFE. It has generally recognized as safe prevention of pollution and use of non-toxic organic solvents [28].
(GRAS) status by the European Food Safety Authority and United SFE is more environmentally friendly than conventional solvent ex-
States Food and Drug Administration [24–27]. CO2 is non-toxic, in- traction, is rapid, automatable, and selective; it avoids using large
ert, inexpensive, non-carcinogenic, not flammable, harmless, and volumes of toxic solvents and has tunable solvent density. Fur-
food-grade. The supercritical region lies above the critical pressure thermore the lack of light and air in the course of extraction de-
and temperature, and under these conditions CO2 exists in a phase creases the degradation of compounds [34]. In addition, the re-
with gas and liquid properties. peat reflux of the supercritical fluid around samples allows for
Carbon dioxide allows for minimal alteration of bioactive com- complete extraction. SFE is an environment-friendly technique as
pounds, preserving their functional and biological properties, and it uses minimal amount of organic solvents, the supercritical fluid
is easily dispersed from samples as a gas at room temperature[28]. can be reused and recycled, thus minimizing waste and materials
Sc-CO2 provides a gentle treatment for heat-sensitive materials [22]. Another advantage is the coupling of SFE and analytical chro-
[25]. matographic techniques including gas chromatography (GC) or su-
The main parameters that affect the extraction are: tempera- percritical fluid chromatography (SFC) [35]. The principal disadvan-
ture, pressure, time, solvent-to-feed ratio, and co-solvent concen- tages of SFE are the high cost of equipment and setup [35]. More-
tration [29]. A unique characteristic of a supercritical fluid (SCF) over, optimising SFE involves awareness of thermodynamic data
solvent is the sharp variability of density, with the variation of (solubility, selectivity) as well as kinetic data (mass transfer coef-
pressure and temperature, on which also depends the solvent ca- ficients) [35]. Ultrasound assisted SFE is another technique which
pacity at the supercritical fluid state. The increase of temperature provides decreased extraction time and increased extraction yields
leads to a decrease of density, facilitating analyte diffusion, favour- over regular SFE [33].
ing mass-transfer kinetics, and decreasing surface tension [30]. In SFE technology preserves the bioactivity of the recovered com-
order to optimize transport properties, it’s possible to vary sol- pounds improving the functional characteristics of final extract. In
vation power by adjusting pressure and temperature [28]. In ap- fact the low temperature allows to recover thermolabile and oxid-
proaching the critical point, the properties of the solvent begin to able compounds [36].
change quickly in response to small pressure variations. Sc-CO2 has A further application of SFE is Supercritical Antisolvent Frac-
a particular and easily tunable density range that allows selective tionation (SAF). In this case, carbon dioxide is used as an anti-
extractions of target compounds [31]. Supercritical carbon diox- solvent. SAF involves a flow of Sc-CO2 and a flow of a polar mix-
ide is intrinsically non-polar and it is an excellent solvent for ex- ture of liquids, in continuous contact as they traverse a pressurized
traction of non-polar compounds and some low molecular weight, chamber. Usually, the polar mixture consists of a sample extracted
volatile, and less effective in the extraction of polar compounds from raw material with an ethanol/water mixture. Polar compo-
such as polyphenols. Low polarity is the main drawback of this nents in the liquid mixture are insoluble in Sc-CO2 and thus pre-
technique. To overcome this the addition of small amounts of a cipitate, while less polar compounds and ethanol dissolve into the
cosolvent can be used. A cosolvent is an organic substance i.e. Sc-CO2 flow and may be recovered later through reducing pressure
ethanol, acetonitrile, acetone, methanol or water, which is often downstream [37]. Technical parameters are critical, such as pres-
added in a small concentration (1 to 5 mol%) to the supercritical sure, mass percentage of water in feed and mass ratio of feed: sc-
fluid in order to change the solvent characteristics, such as polarity CO2 [38]. The lipophilic nature of CO2 is the main advantage of
and specific interactions, without changing the density and com- SAF, as it allows polar compounds present in organic extracts to be
pressibility of the original SCF solvent [31].ì. By selecting a cosol- separated and concentrated.
vent or just simply changing the molar ratio of a selected modifier,
the properties of the fluids can be drastically modified. Although 2.1. Applications SFE
water could be the solvent that attracts the most interest as a co-
solvent in the SFE process the most common polar solvents used The focus of this review is the use of Sc-CO2 to extract polyphe-
as a modifier in SFE remain ethanol and methanol. The main draw- nols from various by-products. Table 1 lists the main polyphenols
back of water as cosolvent in SFE, compared to other polar solvents and the experimental conditions of extraction provided by recent
such as methanol and ethanol, is the low solubility since only 0.3% studies.
(v/v) of water can be completely miscible with CO2 . This low sol- The by-products receiving most attention include grape
ubility could not sufficiently improve the polarity of CO2 as much residues, guava seeds, onion skins, and cacao hulls. It is possi-
as methanol and other polar solvents [32]. Ethanol represents the ble to use low concentrations of a solvent modifier (ethanol in
best choice due to its lower toxicity [24]. Addition of ethanol in- most cases) to extract polar compounds. Temperature, pressure,
creases the critical temperature, so the extraction temperature and and extraction time are the main independent variables that can
pressure must be increased to keep the solvent mixture in its crit- be changed. The efficiency of extraction is measured in terms of
ical region. A solvent modifier can be introduced and mixed with extraction yield or percentage total phenols. A wide range of tem-
CO2 by installing a second pump feeding into a mixing chamber, peratures (40–90 °C) is reported (Table 1). The recommended ex-
or it can be injected directly into sample before extraction [25]. traction pressure varies between 20 and 30 MPa; at high pres-
Compounds must be soluble in Sc-CO2 but it is possible to vary sures there is an increase in solvent density. A recent study in-
solubility by varying the temperature and pressure during extrac- vestigated response surface methodology, with the aim of opti-
tion. Moreover, modifiers can further increase solubility. Generally, mizing extraction of nutraceutical compounds from the by-product
when the pressure increases, solvent density and solubility of de- of brown onion skin, using supercritical carbon dioxide/cosolvent.
sirable compounds increase. In this case, a smaller volume of sol- Onion skins are rich in polyphenols but remain under-explored as
vent is thus required for each extraction [25]. a by-product. The study optimized pressure, temperature and sol-
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I. Pagano, L. Campone, R. Celano et al. Journal of Chromatography A 1651 (2021) 462295
Table 1
Extraction conditions used to extract polyphenols from agricultural food by-products using supercritical fluid extraction.
Elder berry and Anthocyanins, Modifier ethanol with CO2, Tc 40 °C at 15, 35 MPa [39]
grape marc phenols
Wheat germ Phenolic 10, 60 min extraction time, Tc (40, 60 °C) at 14.8, 60.2 MPa [40]
compounds
Canola Phenolic Modifier ethanol (95%) with CO2, 60 min extraction time, flow rate of CO2 70 g/min, Tc 50 °C [41]
compound and Pc 40 MPa
Strobilanthes Flavonoids Modifier ethanol with CO2 , 40, 60, 80 min extraction time, Tc (40, 50, 60 °C) at 10, 15, 20 MPa [42]
crispus
Psidium guajava L. Phenolic Modifier ethylacetate and ethanol with CO2, 120 min extraction time, Tc (40, 50, 60 °C) at 10, [43]
seed compounds 20, 30 MPa
Grape residues Polyphenols, Supercritical antisolvent extraction: methanol, Tc 40 °C, 11 MPa [44]
anthocyanins
Arbutus unedo Phenolic Modifier ethanol (0% to 20%) with CO2 , 60 min extraction time, flow rate of CO2 at 15 g/min, Tc [45]
fruits compounds 30 °C, 5 MPa
Spearmint leaves Flavonoids, Modifier ethanol with CO2 , 30, 60, 90 min extraction time, Tc (40, 50, 60 °C) at 10, 20, 30 MPa [46]
catechins
Wine grapes Flavonoids, 99.9% pure CO2 as solvent at Tc/Pc of 40 °C/35 MPa, S/F ratio of 6.6 [47]
phenolic acids
Coffee Phenolic Pc of 20 (husk) and 10 MPa (spent coffee), 4% and 8% ethanol (w/w) as solvents, Tc 50 (coffee [48]
compounds husks) and 60 °C(coffee grounds)
Bitter melon Flavonoids Modifier ethanol with CO2 40, 50, 60 min extraction time, Tc (30, 40, 50 °C) at 25, 30, 35 MPa [49]
Grape seeds Phenolic Temperature 44–46 °C, pressure 1.53–16 MPa [50]
compounds
Grape bagasse Anthocyanins, 20 g of bagasse as feed material, CO2 + 96% ethanol 10% (w/w) as modifier, Tc40 °C, 2 extraction [51]
catechins, flavonols cycles at Pc 2 and 35 MPa, S/F ratio 80 and 115, respectively
Blackberry bagasse Anthocyanins Modifier ethanol (10%) with CO2 , 55 min extraction time, flow rate of CO2 at 10 mL/min, Tc [52]
(Rubus sp.) 60 °C, 15 MPa
Punica granatum L. Flavonoids Modifier ethanol (80%) with CO2 , 120 min extraction time, flow rate of CO2 at 2 g/min, Tc 55 °C, [53]
peel 30 MPa
Cacao pod husk Phenolic Modifier ethanol with CO2 , 2.5 h extraction time, Tc 50 °C, 20 MPa [54]
compounds
Onion skin Flavonoids Modifier ethanol (85%) with CO2 , 120 min extraction time, flow rate of CO2 at 10 mL/min, Tc [55]
40 °C, 10 MPa
Wine-making Polyphenols Modifier ethanol (20%) with CO2 , 60 °C, 25 MPa, flow rate of CO2 at 2 mL/min, flow rate of [56]
by-products ethanol at 0.4 mL/min
Grape marc Polyphenols Modifier ethanol (10%) with CO2 , 40 °C, 8 MPa, flow rate of CO2 at 6 Kg/h, ethanol 449.73 g/L [57]
Apple pomace Phenolic Modifier ethanol (5%) with CO2 , 45 °C, 30 MPa, flow rate of CO2 at 2 L/h, 120 min [58]
compounds
vent modifier and in order to improve the efficiency of extraction a 20–35 MPa. These results indicate that an industrial SFE plant is
response surface Box–Behnken design was applied. Optimized con- feasible with a capacity of 0.5m3 , yielding an extract with a phe-
ditions calculated from chemometric analysis (40 °C, 10 MPa and nolic concentration expected to be close to 23 g/kg of extract,
with 85% ethanol as solvent) yielded desirability levels of 87% with with the estimated cost of manufacture of US$ 133.16/kg. SFE pro-
a 16% extraction yield [55]. This work represents the first time that cess was more efficient than Soxhlet to extract target compounds
SFE was applied to extract bioactive compounds from dried onion (23 vs 1.8 g/Kg extract), even if the extraction yield was lower
skins, recovering 18 compounds, and furthermore this process can [51]. Another interesting application was performed by Aresta and
be scaled up to industrial levels. collaborators. SFE was successfully employed for the extraction of
Another recent example of valorisation was demonstrated with polyphenols from wine-making by-products (pomace, skins, and
cacao pod husk, extracting phenolic compounds by means of su- seeds). Final extract was characterized in terms of the total an-
percritical fluid. This by-product is derived from the chocolate in- tioxidant capacity and polyphenol content. A comparison with con-
dustry. A Box-Behnken design is used here as well, to find the best ventional technique was performed (solid-liquid extraction with
extraction conditions to obtain a phenolic compound enriched ex- ethanol 70%). The SFE approach may represent a friendly strategy
tract. As in the previous example, temperature, pressure, and use due to the very limited used volume of ethanol for the extraction
of ethanol as a co-solvent were the main variables under investi- of polyphenols [56].
gation. dependant variables consisted of yield, total phenolics and Da Porto et al., developed a combined process based on ultra-
total antioxidant capacity (ABTS assay). Under the optimized condi- sounds coupled to SFE for the recovery phenolic compounds from
tions (60 °C, 29.9 MPa and 13.7% ethanol) the extraction yield was grape marc. This study revealed an increase of the recovery of
0.52%, with the resulting extract possessing 12.97 mg GAE/g and polyphenols of 28% than traditional SFE [57]. Ferrentino et al., re-
0.213 mmol TE/g. SFE is highly selective towards antioxidant com- ported the recovery of polyphenols from apple pomace. SFE extract
pounds, and moreover it can be considered as a potential method presents an antioxidant activity 2.74 times greater than Soxhlet ex-
for the valorisation of low cost, easily available and underexploited traction besides was obtained in shorter time (2 vs 6 h) [58].
cacao pod husk by-product [54].
The economic feasibility of large-scale SFE operation was eval- 3. Pressurized liquid extraction (PLE)
uated by Farías-Campomanes et al., this study reports extraction
of phenolics form grape bagasse. Kinetic parameters for extrac- At elevated pressures and temperatures solvents possess differ-
tion and costs of extract preparation were estimated. Chosen ex- ent characteristics which can improve extraction speed. Ideally, de-
perimental conditions: CO2 with 10% ethanol (w/w) at 40 °C and sired compounds would show higher solubility in the chosen sol-
vent and interfering compounds should remain insoluble in the
4
I. Pagano, L. Campone, R. Celano et al. Journal of Chromatography A 1651 (2021) 462295
5
I. Pagano, L. Campone, R. Celano et al. Journal of Chromatography A 1651 (2021) 462295
Table 2
Extraction conditions used to extract polyphenols from agricultural food by-products using pressurized liquid extraction.
Bitter melon Phenolic acids and 1 g, water, 10 MPa, 200 °C, 2 mL/min flow rate, 60 min, 120 mL solvent volume [65]
(Momordica catechins
charantia)
Red grape pomace Procyanidins 50% ethanol, pressure 6.8 MPa, temperature 80–140 °C, 0.5 g [66]
Apple pomace Phenolic acids, 60% ethanol, pressure 10.3 MPa, temperature 102 °C, 5 min, 1 g [67]
flavonols and
dihydrochalcones
Citrus pomaces Flavones Temperature 200 °C, pressure 1.4 MPa, 60 min [68]
Pomegranate peel Hydrolyzable 10 g, 100% water, pressure 10.2 MPa, temperature 40 °C, 5 min [69]
tannins
Red grape pomace Anthocyanins 0.5 g, 50 and 70% ethanol, pressure 6.8 MPa, temperature 40–140 °C [70]
Oregano, tarragon Phenolic acids, 1.5 g, ethanol and water and mixture 25/75- 50/50- 75/25, 10.34 MPa, 20 min, 50–200 °C [71]
and wild thyme flavones,
flavanones and
flavonols
Onion skin Flavonols 100% water, pressure 9–13.1 MPa, temperature 165 °C, 15 min, 1.5:2.5 sample: DE [72]
Potato peel Phenolic acids 100% water, pressure 6 MPa, temperature 180 °C, 30 min, 2 mL/min [73]
Abuticaba (Plinia Anthocyanins Pressure 5 MPa, temperature280 °C, 9 min (static mode), 4.5 g, ethanol [74]
cauliflora) skin
Citrus (Citrus Flavanones 1 cycle of PHWE at 170 °C temperature and pressure 10.13 MPa, 10 min [75]
unshiu)
Pomegranate seeds Phenolic acids Temperature 220 °C, 30 min, pressure 6 MPa, solid to water ratio 1:40 [76]
Potato peels Anthocyanins 10 g/min, time 3 h, pressure 20 MPa, temperature 80 °C, ethanol 80% pH 2.6 [77]
Mango peels Phenolic Temperature 180 °C, 90 min, solid to water ratio 1:40 and pH 4 [78]
compounds
Mango peel Polyphenols Ethanol, 330 min [79]
Spent coffee Phenolic acids Temperature 177 °C, 55 min, pressure 5 MPa, 14.08 g/L [80]
grounds
Raspberry pomace Polyphenols Temperature 80 °C, pressure 10,3 MPa; ethanol/water (50:50), 15 min [81]
White grape Phenolic Temperature 210 °C, pressure 10 MPa, 30 min, 5–10 mL/min [82]
pomace compounds
Grape pomace Proanthocyanidins Temperature 90 °C, pressure 10.3 MPa, water/ethanol (85:15) [83]
Cocoa bean hulls Phenolic Temperature 70 °C, pressure 10 MPa, ethanol, 20 min [84]
compound,
anthocyanins
Artichoke bracts Phenolic acids and Temperature 93 °C, number of cycles 2, ethanol 10% v/v, static time 5 min, 1 g, 10.34MPa [85]
and leaves flavones
Grape marc Anthocyanins Temperature 40 °C, pressure 10 MPa, acidified ethanol/water (50:50), 40 min [86]
Wine-making Catechins, tannins, Temperature 100 °C, number of cycles 2, ChClUl 30% (Choline chloride combined with urea), [87]
by-products flavonols, static time 10 min, 2 g, 10.34MPa
hydroxycinnamic
acids
Pomegranate peel Phenolic acids, Temperature 200 °C, ethanol 77% v/v, 10.34MPa [88]
flavonoids,
hydrolysable
tannins
sents 10.5% of the pomegranate fruit fresh weight. PLE method tures, DESs are known as NADESs (natural deep eutectic solvents).
was developed using a mixture of ethanol:water and under opti- A modern methodology was applied to extract valuable phenolic
mal conditions (after experimental design) total phenolic content compounds from wine-making by-products by NADESs as cosol-
(TPC) content was 164.3 ± 10.7 mg gallic acid equivalent (GAE)/g vent. Choline chloride combined with urea 30% at temperature of
DW, in terms of phenolic acids, flavonoids, and hydrolysable tan- 100 °C led to an efficient and superior extraction compared to only
nins [88]. subcritical water in terms of significant increase of phenolic con-
Sequential PLE process with change of solvent and increase of tent (i.e. for catechin an increase of 45.05% and for epicatechin of
temperature in the second step was performed to extract antho- 47.98%). The temperature rise allowed an increase in the phenolic
cyanins from grape marc [86]. content (40–120 °C). The implementation of subcritical water with
In recent years, the use of alternative solvents, DESs (deep eu- NADESs to recover phenolic compounds from winery by-products
tectic solvents) has been emerging for the green extraction of phe- had never be done before [87].
nolic compounds from agricultural by-products. DES is a mixture
of a halide salt or another hydrogen bond acceptor (HBA) and one 4. Ultrasound assisted extraction (UAE)
or two hydrogen bond donors (HBDs). DESs are usually formed
by choline chloride (quaternary ammonium salt) as HBA and un- Ultrasounds are a form of sound wave beyond the frequencies
charged compounds, such as sugars, amines, carboxylic acids, alco- humans are able to perceive; as sound waves, they travel through
hols as HBDs [89]. This new generation of solvents possesses excel- media as a compression and expansion. At high enough frequen-
lent biocompatibility and low toxicity. Unfortunately, the high vis- cies this leads to cavitation, in which bubbles are formed, grow
cosity of these solvents results in time-consuming solvent transfer and then collapse due to high pressure and temperature (4726 °C
operations and slow mass transfer. Adding water to DES helps to and 101 MPa). In a plant matrix, cavitation facilitates leaching from
overcome these problems. If natural components (choline chloride, the matrix by increasing mass transfer and solvent diffusivity; af-
sucrose, trehalose) are used for the formulation of eutectic mix- ter breaking cell wall, solutes diffuse and are captured. A study of
6
I. Pagano, L. Campone, R. Celano et al. Journal of Chromatography A 1651 (2021) 462295
the matrix reported fragmentation under irradiation, with an en- lent/100 g FW), as was flavanone concentration (70.3 mg naringin
hanced hydration matrix [90]. Some authors observed erosion of and 205.2 mg hesperidin/100 g FW) and extraction yield (10.9%),
the raw plant material after ultrasound treatment, resulting in en- proving the efficiency of UAE in comparison with conventional
hanced extraction [90]. techniques. Furthermore, studies on antioxidant activity ((2,2 -
This technique is not time consuming and does not consume diphenyl-1-picrylhydrazyl radical) DPPH• and (Oxygen Radical ab-
solvent [22]. sorbance Capacity) ORAC assays) demonstrated that UAE is suitable
UAE uses ultrasonic energy (>20 kHz), it makes cavitation bub- for preparing antioxidant-rich extracts from by-products.
bles, which collapse producing high shear. This mechanism ensures There has been much recent demand for new extraction meth-
a complete extraction. In particular, the suspended powdered sam- ods to be developed, to reduce extraction time and obtain extracts
ple induces asymmetric bubble collapse [91]. Bubbles absorb en- with high yield and biological activity. Some researchers have
ergy until this reaches an unsustainable limit before collapsing: performed studies on dried peel from pomegranate marc, aim-
this collapse is called cavitation in sonochemistry [24] . ing to improve antioxidant yields, activities and extraction kinet-
UAE combines the merits of acoustic excitation and solvents ics by continuous ultrasound-assisted extraction (CUAE) and pulsed
to extract desirable compounds. Ultrasounds provide instantaneous ultrasound-assisted extraction (PUAE). For CUAE, the major factors
formation and collapse of cavitation bubbles, generating instanta- studied were treatment time and intensity level, whereas for PUAE
neous high pressure and temperature. Thus, solvent penetration intensity level, number of repeat pulses, pulse duration and inter-
into cellular parts, cell wall disruption, and the subsequent release val were the deciding elements. The results show that treatment
of analytes are very efficient [33]. Ultrasound is applied directly by time is the only one of these variables with significant effects on
a probe system or indirectly by a water bath [23]. the activity of extracted antioxidants. All factors were found to sig-
Temperature and pressure change after implosions, causing nificantly affect the antioxidant yield; with a 59.2 W/cm2 intensity,
shear disruption, cell membrane thinning and breakdown of cells. PUAE at a pulse duration of 5 s and interval of 5 s was found to
The penetration of solvent into cells is thus enhanced and the have similar antioxidant yields as CUAE (14.5% and 14.8%) and sim-
mass transfer of desired compounds into solvent is increased. The ilar DPPH scavenging activities (5.8 and 5.5 g/g) with a 60 min ex-
implosions accelerate the diffusion by causing turbulence. Ultra- traction time, at 25 ± 2 °C with a water/peel ratio of 50/1, w/w.
sonic wave implosions provide easier hydration and subsequent CUAE and PUAE improved antioxidant yield by 24% and 22% and
swelling of the matrix. Some parameters are fundamental: fre- decreased time of extraction by 90% and 87%, respectively, when
quency and intensity of ultrasound, viscosity and surface tension compared to conventional extraction [109].
of the medium, pressure and temperature. As agricultural and industrial by-products, olive leaves repre-
UAE acts in two steps: solvent enters the matrix following dis- sent an inexpensive, renewable and abundant source of polyphe-
ruption of the cellular matrix, particle size is reduced, with me- nols. Şahin and Şamlı, optimised ultrasound-assisted extraction
chanical effects; extracts are washed out of the matrix with the of olive leaf extract, by means of a response surface methodol-
increase of surface area of contact between solid and liquid phases ogy [111]. The ideal combination of solvent concentration (0–100%
[92]. A suitable solvent is mixed with the sample and sonicated at ethanol (EtOH), v/v), solid to solvent ratio (25–50 mg/mL) and ex-
a specific temperature for a precise amount of time. This technique traction time (20–60 min) were investigated by response surface
has been used in both static and dynamic mode [14]. To increase methodology (RSM). The final settings were found to be 500 mg
the extraction efficiency ultrasounds are also used in conjunction solid to 10 mL solvent ratio, extraction time of 60 min and a 50%
with another innovative extraction technique [93]. UAE can de- EtOH solvent. Solvent concentration was the most significant pa-
grade active principles from plant matrices, as a result of oxidative rameter in affecting extraction performance of UAE of those inves-
pyrolysis caused by hydroxyl radicals under cavitation. tigated. During the production of olive oil, olive pomace contains
UAE represents an inexpensive green extraction technique and also high-added value compounds. Ultrasound increases the aque-
it is very simple; it allows rapid extraction of thermo-labile com- ous extraction of phenolic compounds with high antioxidant activ-
ponents at low/mild temperature. In the last decade, some patents ity, improving the extraction efficiency of water and yielding ex-
have been registered regarding the use of ultrasounds for the ex- tracts at these conditions: 250 W power, extraction time 75 min,
traction of ingredients. In particular, Mitchell and collaborators in- 2 g dried pomace/100 mL water as recently reported by Goldsmith
vented a process for the fractionation and extraction of new ac- and co-authors [117]. Quercetin is the most abundant compound of
tive compounds from plant material [94,93] and several processes onion by-products and UAE was successfully employed to extract
for isolating lignin, cellulose and water-insoluble compounds from this important bioactive compound [104,113].
biomass [95–97], without degrading them. These patents demon- Several studies demonstrated as main advantages of UAE reduc-
strate the potential industrial applicability of this extraction tech- tion of time and energy. For example, this technique was success-
nique using high frequency pulses and shear forces, with the cor- fully applied for the extraction of phenolic compounds from red
related advantages. araçá peel, with an increase of 12% in the content of anthocyanins
and a 25% reduction time of extraction compared to maceration
4.1. Application UAE [123].
In the last years, DES solvents have emerged as new sustainable
The potential of UAE has been explored by several studies in eco-friendly extractants.
recent years: Table 3 presents some examples of ultrasound being To enhance the extraction efficiency, DES can be combined with
used to extract polyphenols from by-products. UAE. The heat generated by ultrasounds decreases the DES viscos-
Some authors investigated extraction of polyphenols from or- ity, enhancing its penetration into vegetable matrix. For example,
ange (Citrus sinensis L.) peel (an abundant food by-product), with an environmentally friendly method for the extraction of phenolic
a focus on flavanones, by means of ethanol used as a food compounds was developed by de los Ángeles Fernández and col-
grade solvent [100]. A response surface methodology (RSM) was laborators. The combination of lactic acid, glucose and 15% water
used to evaluate process settings, feeding into a central com- (LGH-15) were utilized in onion, tomato, olive and pear industrial
posite design (CCD) approach. Statistical analysis showed opti- by-products. A high-efficiency and very versatile UAE method was
mised conditions of a 40 °C process temperature, sonication power developed. To demonstrate the potential of LGH-15, comparison of
of 150 W and an ethanol: water ratio of 4:1 (v/v). The re- extraction efficiency was made with methanol and water, and re-
sulting phenolic content was high (275.8 mg gallic acid equiva-
7
I. Pagano, L. Campone, R. Celano et al. Journal of Chromatography A 1651 (2021) 462295
Table 3
Extraction conditions used to extract polyphenols from agricultural food by-products using ultrasound assisted extraction.
Grape seeds Phenolic compounds, US bath (40 kHz, 250 W, 10 L), temperature [98]
anthocyanins 33–67 °C, time 16–34 min, 2 g, 100 mL ethanol,
ethanol concentration: 33–67%
Orange peel Polyphenols 30 W, temperature 30 °C, time 40 min, and 30 W, [99]
temperature 40 °C, time 10 min, 2 g in 80%
methanol
Orange peel Flavonoids Ethanol:water ratio 4:1 (v/v), 40 °Cand 150 W UP, [100]
extraction time 30 min
Citrus peel Flavonoids 60 kHz, temperature40 °C, water as solvent, [101]
extraction time 30 min, citrus peel:water ratio
1:10 g/mL
Rice bran Polyphenols US bath (35 kHz, 140 W), temperature 51–54 °C, [102]
time 40–45 min, ethanol 65–67% (v/v)
Prunella vulgaris L. plant Flavonoids Ethanol 41% (v/v), temperature 79 °C, time [103]
30.5 min, liquid to solvent ratio 30:1 (mL/g)
Onion skin Quercetin 43.8% ethanol (v/v), 21.7 min, 606.4 W [104]
Grapes Flavonoids Water–ethanol (50:50), extraction temperature [105]
10 °C, 200 W and 24 kHz, extraction time 6 min,
1g
Marjoram Flavone, phenolic acid, US probe (20 kHz, 19 mm), 0.5 g, 25 mL, [106]
diterpene MeOH/H2 O 80/20% (v/v), time 5– 15 min,
temperature 15–35 °C
Apple pomace Flavans, flavonols, phenolic Solid liquid ratio 150 mg/mL, US bath (25 kHz, [107]
acids 150 W), temperature 40 °C, time 40 min, 50 mM
malate buffer pH 3.8
Black chokeberry Polyphenols US bath (30 kHz, 100 W), temperature 20–80 °C, [108]
time 0–255 min, ethanol:water ratio 50:50 (v/v)
Pomegranate peel Polyphenols US bath (20 kHz, 2.4–59.2 W), temperature 25 °C, [109]
time 60 min, water/peel ratio 50:1 w/w
Hawthorn seed Flavonoids Ethanol 72% (v/v), temperature 91 °C, time [110]
37 min, 40 W, solid to liquid ratio 1:18
Olive leaves Flavonoids 50% ethanol, sample/solvent ratio (500 mg dried [111]
leaf to 10 mL), 220 V and 50 Hz, extraction time
60 min
Grape seeds Flavonols, tannins, US bath (20 kHz, 150 W), temperature 30 °C, time [112]
anthocyanins 30 min, methanol
Onion Quercetin US bath (40 kHz, 469 W), temperature 49 °C, time [113]
15–35 min, ethanol 59% (v/v)
Wheat dried distiller’s grain Total polyphenols US bath (24 kHz, 400 W), temperature 20 °C, time [114]
0–20 min, water
Chilean papaya Isothiocyanates, phenolic 5 g papaya seeds + 250 mL of 80% aqueous [115]
acids, and flavanols methanol, 42 kHz and 130 W of ultrasound bath
extractor, extraction time 10 min, solid liquid
ratio of 1:2
Riceberry bran Phenolic acids, flavonoids, 5 g powder + 100 mL of 65% aqueous ethanol, [116]
anthocyanins 43 kHz of ultrasound bath extractor, extraction
time 40 min, temperature 51 °C
Olive pomace Phenolic compounds 250 W, 75 min, 2 g/100 mL water [117]
Potato (peel and outer layer) Caffeoylquinic acid 55% (v/v) ethanol/water ratio, 34 kHz, extraction [118]
time 35 min, temperature 35 °C, solid liquid ratio
of 1/10 (w/v)
Olive leaves Oleuropein, phenolic acids, 250 mg powder olive leaves + 20 mL of 50% [119] [115] [115] [115]
flavonoids acetone, 37 kHz ultrasound bath extractor,
extraction time 10 min, 60 °C, solid liquid ratio of
1:2
Onion, tomato, olive and pear by-products Phenolic compounds lactic acid, glucose and 15% water NADES [120]
(LGH-15), 200 W, 20 kHz, 30–60 min, 40 °C
Spent coffee grounds Phenolic compounds 1,6-hexanediol:ChCl molar ratio of 7:1 (HC-6) [121]
67.5% w/w, 10 min, 60 °C
Spent coffee grounds Chlorogenic acid, 244 W, 40 °C, 40 min, 1.17 g/mL SL, ethanol [122]
protocatechuic acid
Red araçá peel Anthocyanins 154 W, 90 min, 40 KHz, ethanol 90%+0.1% HCl [123]
sults confirm a good extractability both for polar and weak polar capacity. However, in large scale application, for the recovery of
compounds compared to traditional solvents [120]. valuable compounds from agricultural by-products, further studies
DESs show promising uses due to their many advantages: their are mandatory.
synthesis is cheap and simple; are tailor-made solvents, they in-
volve low toxicity and biodegradability and therefore represent ex-
cellent alternative to commonly green solvents. Moreover, these 5. Conclusions and future perspective
solvents present the possibilities over the conventional solvents to
design them for specific aims, low volatility and higher extraction With the increase in environmental awareness, there is grow-
ing interest in circular economy and on the valorisation of food
8
I. Pagano, L. Campone, R. Celano et al. Journal of Chromatography A 1651 (2021) 462295
by-products which are still underestimated. Agricultural and food Declaration of Competing Interest
by-products are usually considered a great problem for industry
in terms of cost and environmental effects induced by their dis- The authors declare that they have no known competing finan-
posal. Nowadays, these matrices are considered as a cheap source cial interests or personal relationships that could have appeared to
of bioactive compounds usable as functional additives in different influence the work reported in this paper. The authors declare no
products, leading at same time benefits for environment. However, conflict of interest.
in order to make food by-products interesting and economically
sustainable source of bioactive compounds, the selection and op- CRediT authorship contribution statement
timization of a suitable environmentally friendly extraction tech-
nologies which allow the recovery and sustainability of target ana- Imma Pagano: Writing – review & editing. Luca Campone:
lytes is indispensable. Sustainability and circularity of processes are Conceptualization, Writing – review & editing, Supervision. Rita
key words for industrial sector, reducing postharvest losses, val- Celano: Software, Writing – review & editing. Anna Lisa Piccinelli:
orizing by-products, and extracting bioactive compounds. Writing – original draft, Writing – review & editing. Luca Rastrelli:
The large amount of agricultural by-products determines the Project administration, Funding acquisition, Supervision.
need to develop scalable technology for industrial application able
to rapid, applicable, efficient, with high recovery, short process Acknowledgement
time, low costs, and allow the use of small volume of organic sol-
vent. Financial support from the Italian Ministry of University and
Conventional extraction techniques to obtain these high added Research (MIUR) through grant “Dipartimenti di Eccellenza 2017
values ingredients which are time, and energy consuming, labo- to University of Milano Bicocca, Department of Biotechnology and
rious, employ large amount of toxic solvents have been consid- Biosciences is also acknowledged.
ered the limiting factor until now. At present, development and
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