Responsive Document - CREW: SEC: Regarding Efforts by Wall Street Investors To Influence Agency Regulations: 7/11/2011 - FOIA Log 1-1-10 To 7-11-2011

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08-00033-FIFO 10-00001-CONG 10-00002-CONG 10-00003-GOVT 10-00004-GOVT 10-00005-GOVT 10-00006-GOVT 10-00007-FIFO 10-00007-GOVT 10-00008-GOVT 10-00009-FIFO 10-00009-GOVT 10-00010-FIFO 10-00010-GOVT 10-00011-FIFO 10-00011-GOVT 10-00012-GOVT 10-00013-GOVT 10-00014-FOPA 10-00014-GOVT 10-00015-FOPA 10-00015-GOVT 10-00016-FOPA 10-00018-FOPA 10-00019-FOPA 10-00020-FOPA 10-00021-FOPA 10-00021-REMD 10-00022-FOPA 10-00022-REMD 10-00023-FOPA 10-00023-REMD 10-00024-FOPA 10-00024-REMD 10-00025-FOPA 10-00025-REMD 10-00026-FOPA 10-00026-REMD 10-00027-FOPA 10-00027-REMD
Cohan, William McHenry, Patrick Austria, Steve Reed, Ellen Thomas, Kenneth Galeassi, Christina Davies, Christopher Christensen, Eric Learoyd, Jenna Froot, Steven Dukes # 37823037, Marcus Osaki, Larry Willingham, Brain Barry, William Mishaan, Albert Barry, William Simpson, Robert Edwards, Michael b6 Kokal, Trevor b6 Williams, Shari b6 b6 b6 b6 b6 Gavin, J. b6 Gavin, J. b6 Danison, Tracey b6 Cohn, Steven b6 Lee, Michael b6 Cuneo, Jonathan b6 Dukes # 37823037, Marcus
Westar Energy Inc FOIA Log For 2009 and Explanation of Data Parsons Securities Inc aka Columbus Equities International Inc Defense Contract Audit Agency Agreement
8/18/2008 3/25/2010 7/19/2010 2/26/2010
Correspondence between Chairman Bernanke and 8/4/2009 Chairman of SEC from January 1 2009 to July 31 2009 Deway and Boyle Capital Management X-17A-5's 3/22/2010 Annual Audit Repots Calamos Advisors LLC 4/6/2010 Morgan Stanley & CO Inc and Morgan Stanley Subsidiaries Just For Feet Inc referral from FBI 2/19/2010 3/13/2008
American International Group (AIG) Independent 9/24/2009 Consultant Reports Referred by DOJ Financial Warfare Club Inc and Marcus Dubois Dukes JT Wallenbrock and Associates Citadel Capital Management Group and Larry T Osaki Yolanda Holtzee Communicaitons with the SEC Anheuser-Bush Companies Inc Third Point LLC Adolph Coors Company T-3 Energy Services fka Industrial Holdings Form S-8 for 1993 TC Horne & Co Thomas C Horne SEC File # 34158 (8-14675) b6 Rubio Wealth Management LLC b6 TEP Family Limited Partnership Form D b6 b6 b6 b6 b6 Lennar Corp b6 Healthsouth Corp b6 First Eagle Funds b6 Moodys Corp b6 Terex Corp b6 OIG 509 Bernard Madoff Report underlying documents b6 Financial Warfare Club Inc and Marcus Dubois Dukes 5/14/2010 7/26/2010 7/20/2010 7/26/2010 9/7/2010 7/26/2010 7/30/2010 9/9/2010 12/26/2009 9/16/2010 12/30/2009 9/23/2010 1/18/2010 1/19/2010 1/12/2010 1/21/2010 1/12/2010 1/13/2010 2/5/2010 1/27/2010 2/22/2010 1/27/2010 3/13/2010 1/28/2010 3/24/2010 1/29/2010 4/8/2010 3/1/2010 4/15/2010 3/17/2010
10-00028-FOPA 10-00028-REMD 10-00029-FOPA 10-00029-REMD 10-00030-FOPA 10-00030-REMD 10-00031-FOPA 10-00031-REMD
b6 Gavin, J. b6 Carollo, Russell b6 Rigas, Michael b6 Kelley, Matt
b6 Sempra Energy b6 Travel Records of Chairman and Commissioners since January 1 2009 b6 Adelphia Communications Corp b6
4/22/2010 3/26/2010 5/12/2010 4/19/2010 5/14/2010 4/19/2010 4/29/2010
Senator Bill Nelson and SEC communication on 4/19/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008 b6 OIG Report 494A and 494B re: FWRO Kimberly Garber Rose Romero and Mary Walters b6 OIG Reports 494A and 494B FWRO complaints regarding Rose Romero and Kimberly Garber b6 York International Corp b6 Ameriprise Financial Inc b6 Interval Leisure Group Inc b6 OIG Report 512 Unauthorized Disclosure of NonPublic Information obtained from a Commission database b6 Royal Ahold HO-9654 CTR Letters b6 Bernard L. Madoff b6 SEC v Daimler AG case No 1:10-CV-00473 b6 Putnam Investment Management and Peter Scannell statements b6 Openwave Systems Inc b6 Computer Associates International Inc CA b6 Royal Ahold HO-9654 CTR Letters b6 5/13/2010 5/25/2010 6/2/2010 5/25/2010 6/11/2010 6/14/2010 8/31/2009 6/14/2010 6/22/2010 6/18/2010 6/18/2010 7/12/2010 7/5/2010 7/16/2010 7/10/2010 7/27/2010 7/29/2010 7/29/2010 7/29/2010 8/2/2010 8/2/2010 8/4/2010 8/4/2010 8/12/2010 8/4/2010 9/13/2010 5/10/2010
10-00032-FOPA 10-00032-REMD 10-00033-FOPA 10-00033-REMD 10-00034-FOPA 10-00034-REMD 10-00035-FOPA 10-00035-REMD 10-00036-FOPA 10-00036-REMD 10-00037-FOPA 10-00037-REMD 10-00038-FOPA 10-00038-REMD 10-00039-FOPA 10-00039-REMD 10-00040-FOPA 10-00040-REMD 10-00041-FOPA 10-00041-REMD 10-00042-FOPA 10-00042-REMD 10-00043-FOPA 10-00043-REMD 10-00044-FOPA 10-00044-REMD 10-00045-FOPA 10-00045-REMD 10-00046-FOPA 10-00046-REMD 10-00047-FOPA 10-00047-REMD 10-00048-FOPA
b6 Preuitt, Julie b6 Roth, Debra b6 Esseks, David b6 Gavin, J. b6 Gavin, J. b6 Patch, David b6 Hershenson, Thomas b6 Jones, Steve b6 Kaiser, Karen b6 Parrilli, Robert b6 Gavin, J. b6 Gunther, Christopher b6 Hershenson, Thomas b6 Schmidt, Patrick b6 Berg, Kenneth b6 Jones, Ronald b6
Chief FOIA Officer written communication with 9/13/2010 FOIA staff from December 19 2005 to the present b6 Carl Silver and or Carl Silver Holding Co LLC b6 IAA release No 1406 file No S7-8-94 b6 8/31/2010 9/13/2010 8/9/2010 9/22/2010 9/20/2010
10-00048-REMD 10-00049-FOPA 10-00049-REMD 10-00050-FOPA 10-00050-REMD 10-00051-FOPA 10-00051-REMD 10-00052-REMD 10-00058-APPS 10-00059-APPS 10-00060-APPS 10-00061-APPS 10-00062-APPS 10-00063-APPS 10-00064-APPS 10-00065-APPS 10-00066-APPS 10-00067-APPS 10-00068-APPS 10-00069-APPS 10-00070-APPS 10-00071-APPS 10-00072-APPS 10-00073-APPS 10-00074-APPS 10-00075-APPS 10-00076-APPS 10-00077-APPS 10-00078-APPS 10-00079-APPS 10-00080-APPS 10-00081-APPS 10-00082-APPS 10-00083-APPS 10-00084-APPS 10-00085-APPS 10-00086-APPS 10-00087-APPS 10-00088-APPS 10-00089-APPS 10-00090-APPS 10-00091-APPS 10-00092-APPS
Black, Barbara b6 Agle, Daniel b6 Battaglia, David b6 Battaglia, David Gavin, J. Westbrook, Jesse Cuneo, Jonathan Ackerman, Andrew Ackerman, Andrew Ackerman, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Gavin, J. Gavin, J. Gavin, J. Grimes, Jonathan Molenda, David Carson, Joe Sponsel, TY Sponsel, TY Sponsel, TY Bryan, Christopher Dukes # 37823037, Marcus Carollo, Russell Gavin, J. Gavin, J. Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Patrick Gavin, J.
IAA release No 1406 file No S7-8-94 b6 Real Estate Partners Inc et al Case No 8:07-cv01022-AG-MLG b6 Broadcom Corp transcript of Dr Henry Samueli b6 Broadcom Corp Henry T Nicholas Henry Samueli William J Ruehle and David Dull Take Two Interactive Chairman Shapiros Meeting Schedule since January 2009 OIG 509 Bernard Madoff Report underlying documents Banc of America Securities, LLC. and Banc of America Investment Services, Inc Merrill Lynch Pierce Fenner & Smith, Inc Deutshce Bank Kimco Realty Corp Brooks Automation Inc Oracle Corp Healthsouth Corp Laboratory Corporation of America Holdings Raytheon Company Chevron Corp Interval Leisure Group Inc Charles Kallman of Cerno Holdings Ltd
9/22/2010 9/20/2010 9/24/2010 9/20/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 1/6/2010 1/7/2010 1/5/2010 1/5/2010 1/5/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/4/2010
Reliant Resources Inc nka RRI Energy 001-16455 2/17/2010 SEC Prevention of Prohibited Personnel Practices Morgan Keegan @ Co 2009 Wells Notice 2/22/2010 3/1/2010
Morgan Keegan @ Co and Morgan Asset 3/1/2010 Management 2009 Wells Notice Morgan Keegan @ Co Morgan Asset Management 3/1/2010 and James C Kelsoe Jr 2009 Wells Notice Christopher Bryan and Overstock.com Financial Warfare Club Inc and Marcus Dubois Dukes Travel Records of Chairman and Commissioners since January 1 2009 Sonic Automotive Inc Fedex Corp Foster Wheeler AG Sempra Energy J P Morgan Chase & Co Cisco Systems Inc ENSCO International Inc Doral Financial Corporation Premierwest Bancorp Pride International Inc. Hartford Financial Services Group Inc Force Protection Inc Dyncorp International Inc 3/6/2010 3/9/2010 3/23/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010
10-00093-APPS 10-00094-APPS 10-00095-APPS 10-00096-APPS 10-00097-APPS 10-00098-APPS 10-00099-APPS
Preuitt, Julie McFarlane, Jonathan Radano, Robert Evans, Kevin Rigas, Michael Roth, Debra Kelley, Matt
OIG Report 494A and 494B re: FWRO Kimberly Garber Rose Romero and Mary Walters Broadcom Corp Henry Nicholas and William Ruehle OIG Report 470 allegation of conflict of interest and investigative misconduct OIG Report 503 Use of SEC Computers to Access Pornography Adelphia Communications Corp OIG Reports 494A and 494B FWRO complaints regarding Rose Romero and Kimberly Garber
3/26/2010 3/22/2010 3/30/2010 3/25/2010 4/2/2010 4/6/2010
Senator Bill Nelson and SEC communication on 4/12/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008 General Electric (GE) B-02107 Representation of Mary Schapiro or Commission by Gibson Dunn & Crutcher LLP Counsel for Finra OIG 509 Bernard Madoff Report Underlying Documents Regarding Mary Shapiro OIG 509 Bernard Madoff Report underlying documents Royal Ahold Regulatory Consolidation of NASD and NYSE Hans Beerbaum and Beerbaum & Beerbaum Financial AP 3-12316 Carl Silver and or Carl Silver Holding Co LLC OIG Investigation Reports issued from December 1 2007 through January 19 2010 York International Corp GMAC Form 8-K Exhibit 10.1 Securities Purchase and Exchange Agreement Navarre Corporation Bidz.com Inc 4/9/2010 4/9/2010 4/9/2010 4/12/2010 4/13/2010 4/15/2010 4/10/2010 4/21/2010 4/28/2010 4/28/2010 4/22/2010 4/22/2010 5/6/2010
10-00100-APPS 10-00101-APPS 10-00102-APPS 10-00103-APPS 10-00104-APPS 10-00105-APPS 10-00106-APPS 10-00107-APPS 10-00108-APPS 10-00109-APPS 10-00110-APPS 10-00111-APPS 10-00112-APPS 10-00113-APPS 10-00114-APPS 10-00115-APPS 10-00116-APPS 10-00117-APPS 10-00119-APPS 10-00120-APPS 10-00121-APPS 10-00122-APPS 10-00123-APPS 10-00124-APPS 10-00125-APPS 10-00126-APPS 10-00127-APPS 10-00128-APPS
Greenfield, Richard Greenfield, Richard Greenfield, Richard Cuneo, Jonathan Oud, Willem Greenfield, Richard Beerbaum, Hans Berg, Kenneth Smallberg, Michael Pavlovic, Vladimir Campbell, Dakin Tomkins, John Sokolowski, Andrew Menshawy, Mohamed Nolan, Michael Hershenson, Thomas Patch, David Sole, Mark Cuneo, Jonathan Greenfield, Richard Scarpati, Jennifer Gavin, J. Gavin, J. Patrick Gavin, J. Gavin, J. Gavin, J. Gavin, J. Parrilli, Robert
the name of the Egyptian Official named in SEC v 4/30/2010 Daimler AG case NO 1:10-CV-00473 Burton D Greenberg January 1 2003 to present Royal Ahold HO-9654 CTR Letters OIG 512 Unauthorized Disclosure of Non-Public Information MedCap Management & Research LLC OIG 509 Bernard Madoff Report underlying documents Regulatory Consolidation of NASD and NYSE Medifast Inc United States Steel Corp National Oilwell Varco Inc Athenahealth Inc Oracle Corporation Zoltek Companies Inc Interval Leisure Group Inc Putnam Investment Management and Peter Scannell statements 5/7/2010 5/12/2010 5/21/2010 5/18/2010 5/24/2010 5/24/2010 6/2/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/2/2010
10-00129-APPS 10-00130-APPS 10-00131-APPS 10-00132-APPS 10-00133-APPS 10-00135-APPS 10-00136-APPS 10-00137-APPS 10-00138-APPS 10-00139-APPS 10-00140-APPS 10-00141-APPS 10-00142-APPS 10-00143-APPS 10-00144-APPS 10-00145-APPS 10-00146-APPS 10-00147-APPS 10-00148-APPS 10-00149-APPS 10-00150-APPS 10-00151-APPS 10-00152-APPS 10-00153-APPS 10-00154-APPS 10-00155-APPS 10-00156-APPS 10-00157-APPS 10-00158-APPS 10-00159-APPS 10-00160-APPS 10-00161-APPS 10-00162-APPS 10-00163-APPS 10-00164-APPS 10-00165-APPS 10-00166-APPS 10-00167-APPS 10-00168-APPS 10-00169-APPS 10-00170-APPS 10-00171-APPS
Gavin, J. Camil, Eric Irvy, Bob Gavin, J. Gavin, J. Gavin, J. Patrick Houser, Keith Ghobrial, Maggie Ahmed, S Rothschild, Andrew Camil, Eric Asaro, Michael Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Gavin, J. Gavin, J. Gavin, J. Patrick Gavin, J. Gavin, J. Shenon, Philip Ratliff, Evan Harris, Donte Gunther, Christopher Scarpati, Jennifer Schmidt, Patrick Sole, Mark Rappaport, Adam Spencer, Debbie Spencer, Debbie Taylor, Philip
Laboratory Corporation of America Holdings American Dairy Inc Citigroup Inc and Richard M Bowen III 2008 correspondence re mortgage underwriting Ameriprise Financial Inc Chevron Corp Kinder Morgan Energy Partners BioTech Medics Inc SEC v Daimler AG case No 1:10-CV-00473 Koss Corporation
6/8/2010 6/7/2010 6/18/2010 6/14/2010 6/14/2010 6/14/2010 6/23/2010 6/25/2010 6/23/2010
The Medical Center Hospital Authority Series 2007 6/30/2010 revenue bonds for Spring Harbor at Green Island American Dairy Inc OIG Report 496 concerning Allied Capital Corporation Google Inc Toll Brothers Inc Boeing company Avon Products Inc Freeport McMoran Copper & Gold Inc Textron Inc Openwave Systems Inc Knight Capital Group Inc Mylan Inc St Jude Medical Inc McAfee Inc Motorola Inc S1 Corp Tyson Foods Inc Hartsford Financial Services Group Inc TASER International Inc Raytheon Company Life Time Fitness Inc Sterling Financial Corp copies of all telephone and visitors logs for SEC chairwoman Mary L Schapiro Josef von Habsburg Admin proceedings Fidelity Bond Information Computer Associates International Inc CA Pre-Paid Legal Services 6/26/2010 7/12/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/15/2010 7/26/2010 8/10/2010 7/27/2010 8/12/2010
Chief FOIA Officer written communication with 8/23/2010 FOIA staff from December 19 2005 to the present MedCap Management & Research LLC and Fred Toney Post Madoff Reforms Quellos Capital Management LP Quellos Fixed Income Advisors LLC Quellos Custom Strategies LLC exam records Quellos Capital Management LP et al Bull Option Strategy and GRAT Strategy Internap Network Services Corp 8/27/2010 8/25/2010 9/2/2010 9/2/2010 9/2/2010
10-00172-APPS 10-00173-APPS 10-00174-APPS 10-00175-APPS 10-00176-APPS 10-00177-APPS 10-00178-APPS 10-00179-APPS 10-00180-APPS 10-00181-APPS 10-00182-APPS 10-00183-APPS 10-00184-APPS 10-00185-APPS 10-00186-APPS 10-00187-APPS 10-00188-APPS 10-00189-APPS 10-00190-APPS 10-00191-APPS 10-00269-PUBS 10-00270-PUBS 10-00271-PUBS 10-00272-PUBS 10-00273-PUBS 10-00274-PUBS 10-00275-PUBS 10-00276-PUBS 10-00277-PUBS 10-00278-PUBS 10-00279-PUBS 10-00280-PUBS 10-00281-PUBS 10-00282-PUBS 10-00283-PUBS 10-00284-PUBS 10-00285-PUBS 10-00286-PUBS 10-00287-PUBS 10-00288-PUBS 10-00289-PUBS
Jones, Ronald Hershenson, Thomas Stachewicz, Jeff Agle, Daniel Ravnitzky, Michael Black, Barbara Battaglia, David Battaglia, David Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Patrick Weiss, Miles Floresca, Lauri Dannhauser, Robert Laughlin, Thomas Guglielmo, Joseph Dickerson, Brandon Bondi, Debby O'Dell, Anthony Scott, Anna McPartlan, Michael Johnson, Ernessa Phan, Hang Ortiz, Jonas Garrasi, Robert Arnett, Cameron Kain, Michelle Smith, Julie Johnson, Ernessa Choi, Richard Clegg, Alex Jordan, Allan David, Athip Keeley, Karen Talland, Ross Koukoui, Dossou Rose, Stacey
IAA release No 1406 file No S7-8-94 Royal Ahold HO-9654 CTR Letters PPIRS CPAR Final Contractor Performance Rating Reports for past 3 years Real Estate Partners Inc et al Case No 8:07-cv01022-AG-MLG Office of Investigations Audit Reports listing for 1993 to present IAA release No 1406 file No S7-8-94 Broadcom Corp transcript of Dr Henry Samueli Broadcom Corp Henry T Nicholas Henry Samueli William J Ruehle and David Dull AMAG Pharmaceuticals Inc Premierwest Bancorp Computer Programs & Systems Inc Kraft Foods Inc Take Two Interactive MB Financial Inc NewAlliance Bancshares Inc Doubleline Funds Trust Trust Co of the West and Form N-1A filed January 12 2010 List of formal orders of investigation issued in 2008 and 2009 Computer Associates International Inc
9/9/2010 9/8/2010 9/13/2010 9/10/2010 9/7/2010 9/3/2010 9/16/2010 9/16/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/15/2010 9/15/2010 9/16/2010
MGIC Investment Corp C-BASS and Radian Group 9/20/2010 Inc Signalife Inc fka Recom Managed Systems Inc cka 9/21/2010 Heart Tonics Inc Berkshire Hathaway Inc 1/3/2010 CWALT Inc Alternative Loan Trust 2007-25 Trustee assigned to Bank of NY Mellon IEC Electronics Rule S-K Release Nos 33-6276 and 33-6332 and Rule 462A Release No 33-6334 Accounting Series Release No 153 In the Matter of Touche and Ross List of ADVs for past 2 months Amex Rulemaking 34-54851 SR-Amex-2006-48 1/4/2010 1/1/2010 12/30/2009 12/30/2009 1/4/2010 12/30/2009
Fifth Third Bancorp Best Buy and World Wrestling 12/30/2009 Entertainment Provident Bank and Northwest Bank Pooling and 1/4/2010 Servicing Agreement Certificate Series 1999-3 Northwest Airlines Corporation Floridinos International Holdings Inc Mary Beth Stevens AP File No 3-13553 Ivy Asset Management Envont LLC ITT Corps 1992 10-K Premier Cruises Companys Charter or Constitution Historic 13F Filings for Zion BlueMountain Capital Management LLC Report on Auditor Independence dated March 1994 AGO Inc and Subs or Avant Garde Optics Inc 1/4/2010 1/4/2010 1/4/2009 1/5/2010 1/5/2010 1/1/2010 1/4/2010 1/5/2010 1/5/2010 1/6/2010 1/5/2009 1/7/2010
10-00290-PUBS 10-00291-PUBS 10-00292-PUBS 10-00293-PUBS 10-00294-PUBS 10-00295-PUBS 10-00296-PUBS 10-00297-PUBS 10-00298-PUBS 10-00299-PUBS 10-00300-PUBS 10-00301-PUBS 10-00302-PUBS 10-00303-PUBS 10-00304-PUBS 10-00305-PUBS 10-00306-PUBS 10-00307-PUBS 10-00308-PUBS 10-00309-PUBS 10-00310-PUBS 10-00311-PUBS 10-00312-PUBS 10-00313-PUBS 10-00314-PUBS 10-00315-PUBS 10-00316-PUBS 10-00317-PUBS 10-00318-PUBS 10-00319-PUBS 10-00320-PUBS 10-00321-PUBS 10-00322-PUBS 10-00323-PUBS 10-00324-PUBS 10-00325-PUBS 10-00326-PUBS 10-00327-PUBS 10-00328-PUBS 10-00329-PUBS 10-00330-PUBS 10-00331-PUBS
Rose, Stacey Rose, Stacey Rose, Stacey Ainscow, Donald LaTorre, Stephen Phillips, Joanne Boothby, Peter Deering, Matt MacDonald, Michael Blackburn, Chris Motuzenko, Slava Sowersby, Rob Pynchon, Susan Langston, Chip Williamson, Pat Jung, Steven Budde, Oliver Johnson, Ernessa Areej, K. Johnson, Terence Mears, Aaron Ainscow, Donald Jackson, Mark Johnson, Ernessa Sharp, Lee Choi, Victoria Morgan, Sue Morrison, Michael Essers, Natan Moreno, Arancha Amico, Richard Ifrim, Alexandru Johnson, Ernessa Hull, Kathryn Knuts, Robert Tveritinova, Anna Obermeyer, Frank Endale, Wuleta Johnson, Ernessa Johnson, Ernessa Johnson, Ernessa Scott, Anna
Luxottica US Holdings Inc Cole National Group Inc or CNC Holding Corp First American Health Concepts Inc Tutogen Medical Inc
1/7/2010 1/7/2010 1/7/2010 1/6/2010
Books and Records Requirements for Brokers and 1/6/2010 Dealers Release No. 34-44992 S7-26-98 Columbia Acorn Trust Form N-8A SkyTerra Communications Inc Broker dealer list Mercer Capital Ltd State Gold Corp or B Gold International LLC Washington Mutual Form 10-K 2001 SEC Form D Election System Software Inc Glen Rose Petroleum Corporation D A Davidson & Co Purpose Financial Holdings Inc Lehman Brothers Holdings Inc Form 144s Cantor Fitzgerald Securities Prudential Securities Inc AP 3-8209 Transcript of Banking History Commonwealth of Australia Tutogen Medical Inc Dow Chemical Company Towers Perrin Forster & Crosby Inc TRW Inc Enzon Inc Dates 1985-1993 Forms 3 4 or 5 Insider Ownership Reports and Form S-1 IPO Countrywide Securities Corporation Cedar Fair LP List of public companies which have filed for chapter 11 bankruptcy General Motors Health Care Costs Richard Amico U-4 List of Companies CentreInvest Inc and OOO CentreInvest Securities AP No.3-13304 Applied Biosystems Applera Perkin Elmer Report of the Advisory Committee on Enforcement Policies and Practices "Wells Committee" Baldor Electric Company Filings Air Force Village Foundation Inc Pursuit Investment Management LLC Wausau Paper Corp fka Wausau Paper Mill Corp 1/6/2010 1/8/2010 1/7/2010 1/11/2010 1/10/2010 1/6/2010 1/8/2010 1/12/2010 1/12/2010 1/11/2010 1/11/2010 1/12/2010 1/11/2010 1/11/2010 1/13/2010 1/14/2010 1/13/2010 1/13/2010 1/13/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/18/2010 1/18/2010 1/18/2010 1/15/2010 1/14/2010 1/19/2010 1/14/2009 1/15/2010 1/19/2010 1/19/2010 1/14/2010
Brightwater Capital Management fka Westlb Asset 1/14/2010 Management LLC Exchange Act Release No. 34-12999 Dated 1/14/2010 November 22 1976 Pursuit Capital Partners Pursuit Opportunity Fund 1/20/2010 I LP Pursuit Opportunity Fund I Ltd
10-00332-PUBS 10-00333-PUBS 10-00334-PUBS 10-00335-PUBS 10-00336-PUBS 10-00337-PUBS 10-00338-PUBS 10-00339-PUBS 10-00340-PUBS 10-00341-PUBS 10-00342-PUBS 10-00343-PUBS 10-00344-PUBS 10-00345-PUBS 10-00346-PUBS 10-00347-PUBS 10-00348-PUBS 10-00349-PUBS 10-00350-PUBS 10-00351-PUBS 10-00352-PUBS 10-00353-PUBS 10-00354-PUBS 10-00355-PUBS 10-00356-PUBS 10-00357-PUBS 10-00358-PUBS 10-00359-PUBS 10-00360-PUBS 10-00361-PUBS 10-00362-PUBS 10-00363-PUBS 10-00364-PUBS 10-00365-PUBS 10-00366-PUBS 10-00367-PUBS 10-00368-PUBS 10-00369-PUBS 10-00370-PUBS 10-00371-PUBS 10-00372-PUBS 10-00373-PUBS 10-00374-PUBS 10-00375-PUBS
Grote #22670-424, Danny Cervino, Petra Chaput, Richard Arredondo, Rebecca Arredondo, Rebecca Millen, Matthew Koontz, Thomas Green, Laura Slaughter, Gloria Sadiq, Salman Parsons, Roger Rugg, Deborah Rugg, Deborah Riordan, Brooke Johnson, Ernessa Mirko, Valerie Buckwalter, Jessica Barker, Jimmy Barker, Jimmy Barker, Jimmy Bernstein, Gerald Marcus, Stacy Luo, Jian Beaubien, Darlene Spruitenburg, Gina Bourke, Elaine Dalia, Mary Reynolds, John Rohan, Diane Johnson, Ernessa Johnson, Ernessa Rhyne, Stephen Amos, Gillian Schaper, Christina Judelson, Charles Ortiz, Jonas Olson, Max Olson, Max Pfeiffer, Darien Simpson, Mary Behnous, Nadia Perkins, Paul Wheeler, Charles Mackle, James
Annual Report for Berkshire-Hathaway Fountain Capital Management LLC Century Properties Equity Fund 73 Focus Surgery Inc Union Valley Corporation Cooper Industries Inc 10-Q's for 1984-1995 Weyerhaeuser Financial Annual Statemants Anthony Correra AP No. 34-28426 Registered Investment Advisors list Nexicon SB-2 effective dates NASD AP 1990-1996 US Bank NA Pooling and Servicing Agreement for Home Equity Loan Trust Series 2004-HE7 Wells Fargo Bank NA Pooling and Servicing Agreement for Asset Backed Funding Corp Series 2007-NCI Hershey Co Annual Reports Lexington Precision Corp Citigroup Global Markets Inc Standard Metals Corp 10-Ks for 1973-1979 Berry Petroleum Company Berry Petroleum Company 1987 Form S-4 Berry Petroleum Company 1992 10-K Raytheon Corporation Netformx First National Bank Alaska SEC Rules Verilink Corp Form 144s Schroder Investment Management Focus Report Form X-17A-5 Cisco Systems Inc KV Pharmaceutical Company Republic of Argentina 333-163784 SB dated 12/16/09 FAM Global Investments Inc IARD# 121046 Climate Change Release Forms 3, 4 and 5 Golden Queen Mining Co Ltd Nexell Therapeutics Inc Forms 4 and 5 Fifth Third Bancorp Charles Schwab World Wrestling Entertainment Inc and Best Buy Berkshire Hathaway 10-Ks Coca Cola Co 10-Ks Cadogan Management LLC Dan River Mills The Consumer Discretionary Select Sector SPDR List of Investment Advisors Carlisle Plastics Inc Deltona Corporation
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Fiduciary Trust Company International StockerYale Inc APS Financial Corp Nuverse Advisors LLC 2002-2007 ADVs name change certificate from Bear Stearns & CO to JP Morgan Securities GSAMP Trust 2007-NC1 Morgan Stanley ABS Capital Inc Trust 2006-WMC Trinity Industries Inc SB Partners First American Investment Funds Inc exemptive order IC-22589 Ameritrade Scottrade Fidelity and ETrade brokerdealer order routing statistics Accounting and Auditing Enforcement Release AAER-529 JP Morgan letter regarding buyback data for GSEs New England Private Wealth Advisors ADV filings American Financial Resources Clarium Capital Management LLC Renaissance Technologies LLC DIGI International Inc Entertainment Marketing Mesa Energy Russell Industries ING Pilgrim Investment Scudder Weisel Capital Entrepreneurs The Danek Group Inc Innovative Network Space Stanford International Bank Ltd Bayou Group LLC MFS Plan of Distribution AP 3-11393 Striker Legacy and Striker Petroleum Form Ds Wagner Electronic Company Peterson International Berkshire Hathaway
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WaMu Mortgage Pass thru certificates series 2007- 6/25/2010 HY6 Community Health Systems 10-K 6/25/2010 Zenith Electronics Corp 10-Ks 1989-1992 Clearcomm LP fka PCS 2000 LP NBTY Inc Form DEF 14A 1989-1994 Exxon Corp 10-K 1972 1973 Centene Corp LaBarge Inc CIK 0000057139 The Ohio Company Broker-Dealer status M Securities Investment Inc Form BD and Focus Reports Exemption for foreign private investors 12g3-2B proposed rules circa 1967 Gallery Rodeo International Edward D Jones & Co LP 8-00759 6/30/2010 6/30/2010 6/30/2010 6/28/2010 6/30/2010 6/29/2010 6/28/2010 6/29/2010 6/28/2010 6/29/2010 6/30/2010 7/1/2010
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E Trade Securities LLC 8-29106 SIG Securities LLC 8-51230 RBC Capital Markets Corp 8-01672 First Manhattan Bank Pope Investments LLC Pope Investments II LLC Lamar Advertising Co Cal Fed Bancorp Inc Pinnacle Entertainment Inc S-4s President Riverboat Casino Missouri Inc S-4s State of Wyoming
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a list of public companies who filed for chapter 11 8/8/2010 bankruptcy US Bank NA PSA for home equity loan trust series 8/4/2010 NC 2006-HE2 Vintage Group Inc 8/4/2010 Phillip C Peckman Korbel Restoration and Services Martin-Marietta Form 10K from 1958-1970 GMAC Countrywide and SLM Corp bonds supplements and prospectus Bernstein Sanford C Fund Inc 89-95 filings Eric Fessler litigation release 14449 Nordson Corporation Gillette Co 1996 no action letter Unocal Corp 1996 no action letter Mellon Bank Corp Form 10-K from dates 18881989 Mike Henry Oil Company old stock certificate First Paramount Equity Corporation stock certificate 8/5/2010 8/7/2010 8/9/2010 8/5/2010 8/6/2010 8/10/2010 8/10/2010 8/11/2010 8/11/2010 8/10/2010 8/10/2010 8/6/2010
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Goldens Foundry and Machine Co and GFMCO LLC 8/17/2010 shareholder information Forum Funds N-18F1 pre 1998 8/20/2010 Four Phase Sys Inc Merrill Lynch & Co Inc Digital Switch Corp aka DSC Communications Corp Sensormatic Electrs Corp Scan Optics Rohr Inds Inc Household Fin Corp aka Household International Inc Sheller Globe Corp International Harvester Sun Inc aka Sunoco Inc PMI form Certnys Associated Dry Goods Corp Institutional Investor Study Report of the Securities and Exchange Commision Washington Natl Corp aka Washington National Corporation Monsanto Co aka Pharmacia Corp Trans World Airlines Inc Ethyl Corp aka Newmarket Corp Anacomp Inc Atlantic Richfield Co Gulf & Westin Inds Inc aka Paramount Communications Inc Ogden Corp aka Covanta Energy Corp The PMI Group Inc FMC Corp Johnson Ctls Inc aka Jonson Controls Inc Rockwell Intl Corp Fund Investors Inc Navistar International Truck NYSE No Action Letter dated November 18 1983 Norvanco Inc Forms 1-A and 1-A/A 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/19/2010 8/17/2010 8/19/2010 8/17/2010 8/19/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/18/2010 8/17/2010 8/17/2010 8/17/2010 8/19/2010 8/19/2010 8/20/2010 8/20/2010
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Greenfield, Richard Zhan, Julia Willingham, Brain Willingham, Brain Willingham, Brain Willingham, Brain
Mortgage Information from Professional 11/27/2009 Mortgage, Litton, Homeside, SPS Select, Portfolio, Aegis, UBS, Long Beach, Castle Point, and Act Properties OIG 509 Bernard Madoff Report Underlying 1/9/2010 Documents Regarding Mary Shapiro Securities Class Actions Data Yolanda Holtzee Communications with the SEC Claims for Damages on behalf of Madoff Victims including by Gaytri Kachroo or Kahroo Legal Services Yolanda Holtzee Testimony FOIA Requests about Yolanda Holtzee, Alcap LLC or Plus Six Sigma Profit and Requests from Yolanda, DeAnn Isackson or Jane McGowan OIG Report 487 Allegations of Retaliatory Action by Sec Division of Enforcement Staff Artfest International Inc Acquisition Agreement Exhibit A GunnAllen Financial Focus Reports NASD Regulation Comment Letters Release NO. 34-48701, SR-NASD-99-60 NeurAxon USA Inc Lawrence E Bloch John S Andrews Robert A Medve Suman Rakhit Tom Lategan Shawn Maddaford 12/14/2009 1/7/2010 1/7/2010 1/8/2010 1/7/2010
10-03298-FOIA 10-03299-FOIA 10-03300-FOIA 10-03301-FOIA 10-03302-FOIA 10-03303-FOIA 10-03304-FOIA 10-03305-FOIA 10-03306-FOIA 10-03307-FOIA 10-03308-FOIA 10-03309-FOIA 10-03310-FOIA 10-03311-FOIA 10-03312-FOIA 10-03313-FOIA 10-03314-FOIA 10-03315-FOIA 10-03316-FOIA
Frumes, Max Sterlikova, Luba Cornish, Robert Rhodes, William Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Goldstein, Matthew Goldstein, Matthew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
1/6/2010 1/4/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010
Katrina Santa Maria aka Katrina Santa-Maria aka 1/11/2010 Katrina SantaMaria aka Katrina Maria aka Katrina Santa Katrina Wallis 1/11/2010 TMA Management LLC Foia Processing Data 1/1/2010 1/12/2010
Confidential Treatment Request Statistics for Corp 1/12/2010 Fin and IM Manhattan Associates Inc 1/8/2010 Manpower Inc Lyondell Chemical Company 1/8/2010 1/13/2010
10-03317-FOIA 10-03318-FOIA 10-03319-FOIA 10-03320-FOIA 10-03321-FOIA 10-03322-FOIA 10-03323-FOIA 10-03324-FOIA 10-03325-FOIA 10-03326-FOIA 10-03327-FOIA 10-03328-FOIA 10-03329-FOIA 10-03330-FOIA 10-03331-FOIA 10-03332-FOIA 10-03333-FOIA 10-03334-FOIA 10-03335-FOIA 10-03336-FOIA 10-03337-FOIA 10-03338-FOIA 10-03339-FOIA 10-03340-FOIA 10-03341-FOIA 10-03342-FOIA 10-03343-FOIA 10-03344-FOIA 10-03345-FOIA 10-03346-FOIA 10-03347-FOIA 10-03348-FOIA 10-03349-FOIA 10-03350-FOIA 10-03351-FOIA 10-03352-FOIA 10-03353-FOIA 10-03354-FOIA 10-03355-FOIA 10-03356-FOIA 10-03357-FOIA 10-03358-FOIA 10-03359-FOIA 10-03360-FOIA 10-03361-FOIA 10-03362-FOIA 10-03363-FOIA
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
LoopNet Inc Legg Mason Inc Laboratory Corporation of America Holdings K Tron International Inc Kohls Corporation Kroger Co Thermogenesis Corp Noble Energy Inc Marvel Entertainment Inc MTS Systems Corp Electro Optical Sciences Inc Medtronic Inc Allscripts-Misys Healthcare Solutions Inc Mcdonalds Corporation Matthews International Corp Masimo Corp Murphy Oil Corporation PF Changs China Bistro Inc Perot Systems Corp Priceline.com Inc Old Republic International Corporation Old Diminion Freight Line Inc VA Norfolk Southern Corp Nike Inc Netflix Inc Newmont Mining Corp Nabors Industries Ltd Quality Systems Inc Papa Johns International Inc Plains Exploration & Production Company Pioneer Natural Resources Company Quanta Services Inc Patterson UTI Energy Inc Powersecure International Inc Presidential Life Corporation Polycom Inc Protective Life Corp Silicon Laboratories Inc Sangamo Biosciences Inc Starbucks Corporation Sally Beauty Holdings Inc fka New Sally Holdings Inc Ryland Group Inc RadiSys Corporation RR Donnelley & Sons Co Ross Stores Inc Reinsurance Group of America Inc Progressive Corp
1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/12/2010 1/12/2009 1/12/2010 1/12/2009 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/14/2010 1/14/2010 1/14/2009 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010
10-03364-FOIA 10-03365-FOIA 10-03366-FOIA
Palmeri, Christopher Greenfield, Richard Whitaker, Matthew
CitigroupAuction Rate Securities Settlement Monthly Reports & Correspondence Representation of Mary Schapiro or Commission by Gibson Dunn & Crutcher LLP Counsel for Finra
1/11/2010 1/11/2010
Greenlight Capital Materials Submitted by James 1/11/2010 Brickman David Einhorn Cheryl Einhorn Jules Kroll James Carruthers Eastbourne Capital and Business Loan Express BLX Acacia Research Corporation Amendment 5 to Form S-4 Exhibits 10.18 10.19 Collagenex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 American International Group AIG Form 8-K Exhibits 10.1 10.2 and the Rule 24b-2 Confidential Treatment Requests Hershey Co Trademark Technology License Agreement Supertex Inc Form 10-K Exhibit 10.22 Triangle Pharmaceuticals Inc Form S-1 Exhibits 10.19 10.22 Aviron Form 8-K Exhibit 10.15 Price WaterhouseCoopers & Fairfax Financial Holdings 2006 Subpoena Pharmasset Inc Form 10-K Exhibit 10.24 Alliance Pharmaceuticals Corp Form S-3 Exhibit 10 c Applied Molecular Evolution Inc Form S-1 Exhibit 10.8 Marriott Corp Employee Benefits Administration Agreement with 1993 8-K Supertex Inc Form 10-K Exhibits Signal Pharmaceuticals Inc Form S-1 Exhibits 10.32 10.39 10.41 10.51 Centocor Inc Form 8-K Exhibit (c) (28) (a) 12/21/2009 12/28/2009 1/14/2010 1/11/2010 1/11/2010 12/21/2009 12/21/2009 1/11/2010 12/21/2009 12/21/2009 12/21/2009 1/13/2010 1/13/2010 12/14/2009 12/14/2009
10-03367-FOIA 10-03368-FOIA 10-03369-FOIA 10-03370-FOIA 10-03371-FOIA 10-03372-FOIA 10-03373-FOIA 10-03374-FOIA 10-03375-FOIA 10-03376-FOIA 10-03377-FOIA 10-03378-FOIA 10-03379-FOIA 10-03380-FOIA 10-03381-FOIA 10-03382-FOIA 10-03383-FOIA 10-03384-FOIA 10-03385-FOIA 10-03386-FOIA 10-03387-FOIA 10-03388-FOIA 10-03389-FOIA 10-03390-FOIA 10-03391-FOIA 10-03392-FOIA 10-03393-FOIA 10-03394-FOIA 10-03395-FOIA 10-03396-FOIA 10-03397-FOIA 10-03398-FOIA 10-03399-FOIA
Dukes, Sara Dukes, Sara Bekesha, Michael Malik, Nosheen Laiwala, Nadim Dukes, Sara Dukes, Sara Tinio, Rebecca Dukes, Sara Dukes, Sara Dukes, Sara Gitterman, Abraham Laiwala, Nadim Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Wiggins, Brad May, Tammy DePeau, Andrew Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen
Pharmacopeia Inc Form 10-Q Exhibit 10.32 10.33 12/14/2009 Pharmacopeia Form 10-Q Exhibits 10.29 10.30 10.31 Cytotherapeutics Inc Amendment to Form S-1 Exhibits 10.5A 10.33 Codon Pharmaceuticals Inc Form SB-2 Exhibits 10.5 10.6 10.7 10.8 10.10 Corvas International Inc Form S-1 Exhibits 10.18 10.21 10.22 10.23 10.24 10.25 10.27 AutoImmune Inc Exhibits Offshore Pipelines Inc Form 10-K Years 19851993 Jerome Stephen Contro 12/14/2009 12/14/2009 12/14/2009 12/14/2009 1/13/2010 1/13/2010 1/8/2010
William Donald Chatfield aka Bill Donald Chatfield 1/11/2010 Peter Alden Engelbach J Alden Associates Inc Normandy Hill Capital LP Michael J Connell Geoffrey Gold Anthony Yoseloff Davidson Kempner Advisers Inc Davidson Kempner Capital Management LLC ARISE Technologies Corporation 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/8/2010 1/8/2010 1/8/2010 1/7/2010
10-03400-FOIA 10-03401-FOIA 10-03402-FOIA 10-03403-FOIA 10-03404-FOIA 10-03405-FOIA 10-03406-FOIA 10-03407-FOIA 10-03408-FOIA 10-03409-FOIA 10-03410-FOIA 10-03411-FOIA 10-03412-FOIA 10-03413-FOIA 10-03414-FOIA 10-03415-FOIA 10-03416-FOIA 10-03417-FOIA 10-03418-FOIA 10-03419-FOIA 10-03420-FOIA 10-03421-FOIA 10-03422-FOIA 10-03423-FOIA 10-03424-FOIA 10-03425-FOIA 10-03426-FOIA 10-03427-FOIA 10-03428-FOIA 10-03429-FOIA 10-03430-FOIA 10-03431-FOIA 10-03432-FOIA 10-03433-FOIA 10-03434-FOIA 10-03435-FOIA 10-03436-FOIA 10-03437-FOIA 10-03438-FOIA 10-03439-FOIA 10-03440-FOIA 10-03441-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen DePeau, Andrew Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Costello, Maureen Costello, Maureen Dukes, Sara Dukes, Sara Dukes, Sara Mirowski, Michael Greenfield, Richard Kohler, John Kohler, John Dukes, Sara Dukes, Sara Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Howe, Amanda Wall, Lindsay Wall, Lindsay DePeau, Andrew Hartshorn, Kaitlin Dukes, Sara Dukes, Sara Price, Henry Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Greenstein, Eli Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
CD Howe Institute York University Development Corporation Symcor Inc RBC Financial Group Michael Stark Samuel Isaly Caduceus Orbimed Advisors LLC Wayne Stephen Chambless North American Life Assurance Company Nortel Networks Access Pharmaceuticals Inc Form 10-Q Exhibit 10.12 Access Pharmaceuticals Inc Form 10-Q Exhibit 10.27 Gene Logic Inc Form S-1 Exhibits 1028 10.29 10.30 10.31 Infinity Group Co and Claim of Michael E Mirowski Regulatory Consolidation of NASD and NYSE General Motors Form 8-K Exhibit 10.1 General Motors Form 10-K Exhibit 10bbb Vivus Inc Form S-1 Exhibit 10.4 Shire Pharmaceuticals Inc Amendment Form F-4 Exhibit 10.27 Brynn Heegan Lyxor Asset Management Inc Brynn Coursey Stephen Struna Francis Joseph Carroll III WCG Management LP Barry Stuart Wittlin Balestra Capital Management Ryan Gary Atkinson Orapharma Inc Form 10-K Exhibit 10.13 Gilead Sciences Inc Form 10-QA Exhibit 10.42 Henry Price Bonds Cephalon Inc Form 10-K Exhibits 10.4b 10.12b Biomarin Pharmaceutical Inc Amendment 1 Form to S-1 Exhibits 10.17 10.18 Sonus Pharmaceuticals Inc Form 10-Q Exhibit 10.52 Diversa Corp Form 10-Q Exhibit 10.37 Pathogenesis Corp Form 10-Q Exhibit 10.29
1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 12/21/2009 12/21/2009 12/28/2009 1/12/2010 1/11/2010 1/7/2010 1/7/2010 12/21/2009 12/28/2009 1/6/2010 1/6/2009 1/6/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 12/28/2009 12/21/2009 1/7/2010 12/14/2009 12/21/2009 12/21/2009 12/21/2009 12/28/2009
Verifone Holdings Inc SF-3312 Transcripts of 1/13/2010 Douglas Bergeron Barry Zwarenstein Paul Periolat and Laura Merkl Cellegy Pharmaceuticals Inc Form 10-K Exhibit 12/21/2009 10.10 Immunogen Inc Form 10-Q Exhibit 10.2 10.3 12/21/2009 Immunogen Inc Form 10-K Exhibit 10.48 Molecular Dynamics Inc Form 10-K Exhibit 10.41 12/21/2009 12/28/2009
Onyx Pharmaceuticals Inc Form SB-2 Exhibit 10.5 12/21/2009
10-03442-FOIA 10-03443-FOIA 10-03444-FOIA 10-03445-FOIA 10-03446-FOIA 10-03447-FOIA 10-03448-FOIA 10-03449-FOIA 10-03450-FOIA 10-03451-FOIA 10-03452-FOIA 10-03453-FOIA 10-03454-FOIA 10-03455-FOIA 10-03456-FOIA 10-03457-FOIA 10-03458-FOIA 10-03459-FOIA 10-03460-FOIA 10-03461-FOIA 10-03462-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Neumann, Jeannette
Zymogenetics Inc Form S-1 Exhibit 10.15
12/21/2009
Landec Corporation Form 8-K Exhibits 2.1 2.2 2.3 12/28/2009 Calgene Inc Form 10-Q Exhibit 10.86 Calgene Inc Amendment 2 to Form 10-K Exhibit 10.84 Calgene Inc Amendment 1 to Form 10-K Exhibit 10.50 Iomed Inc Form S-1 Exhibits 10.10 10.24 12/14/2009 12/14/2009 12/14/2009 12/28/2009
GelTex pharmaceuticals Inc Form 10-Q Exhibit 12/21/2009 10.1 Galagen Inc Amendment to Form S-1 Exhibit 10.1 12/28/2009 10.2 Ergo Science Corp Form 10-Q Exhibit 10.1 12/28/2009 Cerus Corporation Form 10-QExhibit 10.37 Molson Coors Brewing Co Sensient Technologies Corporation Steris Corp SRA International Inc Sempra Energy Sonic Corporation Sonoco Products Company Solera Holdings Inc Schlumberger Limited aka Schlumberger NV Res Care Inc 12/21/2009 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010
Correspondence with NY Attorney General Cuomo 1/14/2010 during investigation of credit rating agencies Standards & Poors Moodys and Fitch Inc Sagam Capital AP No 3-8023 Lawrence P Friend and Weber Lipshie Report List of Acquisition Officers 1/14/2010 1/15/2010
10-03463-FOIA 10-03464-FOIA 10-03465-FOIA 10-03466-FOIA 10-03467-FOIA 10-03468-FOIA 10-03469-FOIA 10-03470-FOIA 10-03471-FOIA 10-03472-FOIA 10-03473-FOIA 10-03474-FOIA 10-03475-FOIA 10-03476-FOIA 10-03477-FOIA 10-03478-FOIA 10-03479-FOIA 10-03480-FOIA 10-03481-FOIA 10-03482-FOIA
Kelly, William Manalac, Minerva Molenda, David LaRoche, Greg Campbell, Dakin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kopiwoda, Jeffrey Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Reliant Resources Inc nka RRI Energy 001-16455 1/15/2010 Form BD data GMAC Form 8-K Exhibit 10.1 Securities Purchase and Exchange Agreement Visa Inc United Technologies Corporation US Physical Therapy Inc Universal Forest Products Inc Under Armour Inc Tupperware Brands Corp fka Tupperware Corp Trimble Navigation Ltd Tootsie Roll Industries Inc Thermo Fisher Scientific Inc TJX Companies Inc Superfund Asset Management et al fka Quadriga and Global Asset Management Inc Targeted Genetics Corp Exhibit 10.1 Form 8-K Targeted Genetics Corp Exhibit 10.1 Form 10-Q Targeted Genetics Corp Exhibit 10.2 Form 8-K StemCells Inc Exhibit 10.50 Form 10-K 1/4/2010 1/15/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/18/2010 12/14/2009 12/14/2009 12/14/2009 12/14/2009
10-03483-FOIA 10-03484-FOIA 10-03485-FOIA 10-03486-FOIA 10-03487-FOIA 10-03488-FOIA 10-03489-FOIA 10-03490-FOIA 10-03491-FOIA 10-03492-FOIA 10-03493-FOIA 10-03494-FOIA 10-03495-FOIA 10-03496-FOIA 10-03497-FOIA 10-03498-FOIA 10-03499-FOIA 10-03500-FOIA 10-03501-FOIA 10-03502-FOIA 10-03503-FOIA 10-03504-FOIA 10-03505-FOIA 10-03506-FOIA 10-03507-FOIA 10-03508-FOIA 10-03509-FOIA 10-03510-FOIA 10-03511-FOIA 10-03512-FOIA 10-03513-FOIA 10-03514-FOIA 10-03515-FOIA 10-03516-FOIA 10-03517-FOIA 10-03518-FOIA 10-03519-FOIA 10-03520-FOIA 10-03521-FOIA 10-03522-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Howe, Amanda Howe, Amanda DePeau, Andrew Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Hartshorn, Kaitlin Reinhardt, Kelly
Gilead Sciences Inc Exhibit 10.26 Form 10-K
12/14/2009
Napro BioTherapeutics Inc cka Tapestry 12/14/2009 Pharmaceuticals Exhibits 99.1 99.2 99.3 Form 8-K CV Therapeutics Inc Exhibit 10.43 Form 10-Q Schering Aktiengesellschaft cka Bayer Schering Pharma Exhibit 1 Form 6-K Clean Energy Fuels Corp Exhibits 10.18 10.19 Form S-1 Deutsche Bank Securities Inc Goldman Sachs Execution & Clearing LP Goldman Sachs & Co Banc of America Securities LLC UBS Securities LLC Merrill Lynch Pierce Fenner & Smith Inc 12/14/2009 12/14/2009 12/14/2009 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010
The Bearn Stearns Companies Inc aka JP Morgan 1/14/2010 Clearing Corp Bear Stearns & Co Inc or JP Morgan Securities Inc 1/14/2010 Credit Suisse Securities USA LLC 1/14/2010
TASER Securities trading by Goldman Sachs 1/14/2010 Execution & Clearing LP TASER Securities trading by Goldman Sachs & Co 1/14/2010 TASER Securities trading by Bear Stearns & Co 1/14/2010 Inc or JP Morgan Securities Inc TASER Securities trading by The Bear Stearns Cos 1/14/2010 Inc aka JP Morgan Clearing Corp TASER Securities trading by Merrill Lynch Pierce Fenner & Smith Inc TASER Securities trading by Deutsche Bank Securities Inc TASER Securities trading by UBS Securities LLC TASER Securities trading by Banc of America LLC 1/14/2010 1/14/2010 1/14/2010 1/14/2010
TASER Securities trading by Credit Suisse 1/14/2010 Securities USA LLC TASER Securities trading by Morgan Stanley & Co 1/14/2010 Sven Borho of Caduceus (Orbimed Advisors LLC) SAC Capital Management LLC SAC Capital Advisors LLC Charles Keydel Huebner Krishnamurthy Narayanan Trident Investment Management LLC Norman John Cerk Michael Paul Dever Ignite LLC Brandywine Asset Management Pentwater Capital Management LP Henry Ilhyung Lee of MKP Capital Stephen Maresco of Eminence Capital Matthew Charles Halbower Kevin Blake Darcy Paul Evan Orlin (Porter Orlin LLC Amici Capital LLC) 1/8/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/11/2010 1/13/2010 1/13/2010 1/13/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/18/2010 1/18/2010
10-03523-FOIA 10-03524-FOIA 10-03525-FOIA 10-03526-FOIA 10-03527-FOIA 10-03528-FOIA 10-03529-FOIA 10-03530-FOIA 10-03531-FOIA 10-03532-FOIA 10-03533-FOIA 10-03534-FOIA 10-03535-FOIA 10-03536-FOIA 10-03537-FOIA 10-03538-FOIA 10-03539-FOIA 10-03540-FOIA 10-03541-FOIA 10-03542-FOIA 10-03543-FOIA 10-03544-FOIA 10-03545-FOIA 10-03546-FOIA 10-03547-FOIA 10-03548-FOIA 10-03549-FOIA 10-03550-FOIA 10-03551-FOIA 10-03552-FOIA 10-03553-FOIA 10-03554-FOIA 10-03555-FOIA 10-03556-FOIA 10-03557-FOIA 10-03558-FOIA 10-03559-FOIA 10-03560-FOIA 10-03561-FOIA 10-03562-FOIA 10-03563-FOIA
Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Hartshorn, Kaitlin Hartshorn, Kaitlin Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Smallberg, Michael Burr, Barry Sheridan, Robert Nolan, Michael Nolan, Michael
Formula Investing LLC Amici Capital LLC Porter Orlin LLC Vicis Capital LLC Shadron Lee Stastney of Vicis Capital LLC Nathaniel Furman Ceki Medina Nicholas Deleonardis Milton Lewin Adam Pokornicky Scottwood Master Scottwood Fund Scottwood Capital Scottwood Partners Meyer Chatfield Corp Bennett Stephen Meyer RCP Advisors LLC Jon Ian Madorsky of RCP Advisors LLC
1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/11/2010 1/11/2010 1/12/2010 1/12/2010
William Frederick Souder aka William Fritz Souder 1/12/2010 aka Fritz Souder of RCP Advisors LLC Matthew Mastro Matthew A Cantor Eric Adam Bittelman of Caduceus (Orbimed Advisors LLC) John Eric Petry Gotham Capital Intuitive Surgical Inc Exhibit 10.1 Form 8-K Biomatrix Inc Exhibits 10.4 10.5 Form 10-Q Trimeris Inc Exhibit 10.1 Form 10-Q Columbia Laboratories Inc Exhbit 10.34 10.36 Form 10-Q Critical Therapeutics Inc Exhibit 10.3 Form 10-Q Advanced Magnetics Inc Exhibits 10.1 10.2 Form 10-Q Shire Pharmaceuticals Group PLC Exhibit 10.6 Form F-1 Vivus Inc Exhibit 10.22B 10.31A Form 10-K Acambis Plc Exhibits 4.37 4.38 Form 20-F 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010
Amylin Pharmaceuticals Inc Exhibit 10.3 Form 8-K 1/4/2010 Shaman Pharmaceuticals Inc Exhibits 10.48 10.49 1/4/2010 Form 10-K SpectRx Inc Exhibit 10.21c Form 10-K 1/4/2010 OIG Investigation Reports issued from December 1 2007 through January 19 2010 Facilitating Shareholder Director Nominations Proposed Rule File No S7-10-09 Sowood Capital Management LP B-02314 Burton D Greenberg January 1 2003 to present Joel E Greenberg January 1 2003 to present 1/19/2010 1/20/2010 1/15/2010 1/8/2010 1/8/2010
10-03564-FOIA 10-03565-FOIA 10-03566-FOIA 10-03567-FOIA 10-03568-FOIA 10-03569-FOIA 10-03570-FOIA 10-03571-FOIA 10-03572-FOIA 10-03573-FOIA 10-03574-FOIA 10-03575-FOIA 10-03576-FOIA 10-03577-FOIA 10-03578-FOIA 10-03579-FOIA 10-03580-FOIA 10-03581-FOIA 10-03582-FOIA 10-03583-FOIA 10-03584-FOIA 10-03585-FOIA 10-03586-FOIA 10-03587-FOIA 10-03588-FOIA 10-03589-FOIA 10-03590-FOIA 10-03591-FOIA 10-03592-FOIA 10-03593-FOIA 10-03594-FOIA 10-03595-FOIA 10-03596-FOIA 10-03597-FOIA 10-03598-FOIA 10-03599-FOIA 10-03600-FOIA 10-03601-FOIA 10-03602-FOIA 10-03603-FOIA 10-03604-FOIA 10-03605-FOIA 10-03606-FOIA
Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Lowson, Beth Bunyan, John Mierzejewski, Mark Mierzejewski, Mark Howe, Amanda Wall, Lindsay Malinowski, Thomas Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Kiernan, Cortney Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Malinowski, Thomas Huang, William Huang, William Huang, William Huang, William Huang, William Inglese, Tara Inglese, Tara Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Senol Taskin January 1 2003 to present Alejandro Garcia January 1 2003 to present Thomas Sundell January 1 2003 to present Georges Youssef El Khoury January 1 2003 to present James (Jim) Halperin
1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010
M&P Global Financial Services Inc and M&P Global 1/8/2010 Financial Services Europe January 1 2003 to present GTI Holdings Inc January 1 2003 to present 1/8/2010 Transglobal Financial Services Inc January 1 2003 1/8/2010 to present Gold Coast Importing Inc January 1 2003 to 1/8/2010 present Lancelot Holdings AG January 1 2003 to present 1/8/2010 National Stock Exchange Inc Exhibit Ks Nations Warranty Group Inc A-3108 John Craddock and Jonathan Mikula transcripts Fortelus Capital Mangement Timothy Babich William Todebush Avenue Capital Group Charles Keydel Huebner Steven A Cohen Ryan Mark Schaper Point Lobos Capital LLC Mark D Brodsky of Aurelius Capital Management LP Element Capital Holdings LLC Element Capital US Feeder Fund LLC Element Capital Management LLC Jeffrey Marc Talpins of Element Capital Management LLC Brendan Driscoll Alfred A Jackson of Capital Point Partners LLC Matthew E Goldman Goetz Eggelhoefer The Rohatyn Group Jeffrey Alan Silver Edward Perlman Brian Goldenberg Marc Gelbtuch Chun Wai Mui Michael Koss William L Jackson Jr of Lakewood Capital Management LP Anthony T Bozza DNage BV Promedex Inc Promedex Merger Corporation Landacorp Inc Hypercom Corporation 1/20/2010 1/20/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/12/2010 1/12/2010 1/13/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/13/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/19/2010 1/19/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/21/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Hartshorn, Kaitlin Hartshorn, Kaitlin Wall, Lindsay Wall, Lindsay Wall, Lindsay DePeau, Andrew Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Hypercom Latino America Inc Fernway Limited Executone Inter Tel Business Information Systems Pieter Muntendam Michael W Rogers Noubar Afeyan BG Medicine Inc Indevus Pharmaceuticals Endo Pharmaceuticals Advanced Health Corporation AutoImmune Inc Psivida Ltd Interneuron Pharmaceuticals Inc Andrew P Sandham Aaron Davidson Kenneth Galbraith Jonathan R Goodman Richard Meadows Deepa Pakianathan Samuel Wertheimer Jericho Road Ltd Plant Bioscience Ltd Over Community Enterprises Ltd Alpheus Alexander Porter aka A. Alex Porter William C Verdi David L Cohen Bing-Le Wu Peter Lyons Early Julio N Garcia York Capital Management James Gerard Dinan Anthony Barket Jr Randel Howard Freeman William Joseph Heffron aka Bill Joseph Heffron Anne C Dinning HFF GP Aquisition LLC HFF Holdings Heritage Property Investment Trust Inc Heritage Realty Management Inc Heritage Commonwealth Corp Heritage SPE Corp Heritage Buckingham Place SPE MGR LLC Inter-Tel Business Information Systems Inc Inter-Tel Technologies Holliday Fenoglio Fowler LP Holliday GP Corp Amresco Inc
1/21/2010 1/21/2010 1/21/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/20/2010 1/19/2010 1/19/2010 1/20/2010 1/19/2010 1/20/2010 1/20/2010 1/20/2010 1/19/2010 1/20/2010 1/22/2010 1/22/2010 1/22/2010 1/23/2010 1/22/2010 1/22/2010 1/22/2010 1/21/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Rohan, Diane Danison, Tracey Sponsel, TY Sponsel, TY Sponsel, TY Driscoll, Frank Schwartz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Scannell, Kara Ward, Adrienne Hargrove, Jack Patch, David Goldstein, Matthew
Boorhem-Fields Inc Fowler Goedecke Ellis & O'connor Inc Fowler Goedecke & Co Gilbane Building Company Gilbane Inc Berkshire Development LLC Boston Properties Management Inc Boston Properties Inc Centro Watt Interxion Holding NV David C Ruberg Manishi Vinayakrai Josi aka Josh Joshi John C Baker Robert M Manning aka Rob Manning Peter Eklund Cees Van Luijk Paul Schoder Thomas Lategan NitroMed Inc Applied Molecular Evolution aka AME Metaphore Pharmaceuticals Inc Lifetree Clinical Research MCR Research Inc KV Pharmaceuticals 10-K Filings from 1982-1983 International Value Advisors LLC Morgan Keegan @ Co 2009 Wells Notice
1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/21/2010 1/21/2010 1/22/2010
Morgan Keegan @ Co and Morgan Asset 1/22/2010 Management 2009 Wells Notice Morgan Keegan @ Co Morgan Asset Management 1/22/2010 and James C Kelsoe Jr 2009 Wells Notice Madoff OIG Report 509 Bear Stearns & Co and Transcripts of Michael Alexander Hecht Zix Corporation Zions Bancorporation U Store It Trust Yahoo Inc XTO Energy Inc Wyndham Worldwide Corporation Wal-Mart Stores Inc WMS Industries Inc Imation Corp International Game Technology Gerson Lehrman Group IBSG International Pittsford Capital Private Placement Memo OIG 512 Unauthorized Disclosure of Non-Public Information Obtained from a Commission Database Confidential Treatment Repository with National Security Information 1/19/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/22/2010 1/15/2010 1/14/2010 1/21/2010 1/25/2010
10-03699-FOIA 10-03700-FOIA 10-03701-FOIA 10-03702-FOIA 10-03703-FOIA 10-03704-FOIA 10-03705-FOIA 10-03706-FOIA 10-03707-FOIA 10-03708-FOIA 10-03709-FOIA 10-03710-FOIA 10-03711-FOIA 10-03712-FOIA
Sauer, Joel Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gay, Faith Ravnitzky, Michael Preuitt, Julie
OIG Reports Released Under FOIA Whirlpool Corporation Verizon Communications Inc Vertex Pharmaceuticals Inc Verisign Inc Vanda Pharmaceuticals Inc Meridian Bioscience Inc Veeco Instruments Inc ValueClick Inc Valassis Communications Inc Vascular Solutions Inc Auction Rate Securities (ARS) Market Mandatory declassification review procedures
1/25/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/26/2010 1/19/2010
OIG 494A Allegations of Retaliatory Personnel 1/27/2010 Actions FWRO and OIG 494B Violation of Standards of Ethical Conduct in regards to Official Government Travel FWRO Fisher Investments Form ADVs 1/26/2010
10-03713-FOIA 10-03714-FOIA 10-03715-FOIA
Cosgrove, David Agee, Terence Kelley, Matt
Mortgage Loan Information from Pacific Premier 1/22/2010 GreenTree Colorado Federal National City and Bank of America Senator Bill Nelson and SEC communication on 1/27/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Pete Sessions and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Charles Rangel and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Senator Christopher Dodd and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Pete Olson and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Charlie Gonzalez and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Gregory Meeks and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Senator Richard Shelby and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 1/27/2010
10-03716-FOIA
Kelley, Matt
10-03717-FOIA
Kelley, Matt
1/27/2010
10-03718-FOIA
Kelley, Matt
1/27/2010
10-03719-FOIA
Kelley, Matt
1/27/2010
10-03720-FOIA
Kelley, Matt
1/27/2010
10-03721-FOIA
Kelley, Matt
1/27/2010
10-03722-FOIA
Kelley, Matt
1/27/2010
10-03723-FOIA
Kelley, Matt
Senator Patty Murray and SEC communication on 1/27/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008 Senator Harry Reid and SEC communication on 1/27/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008
10-03724-FOIA
Kelley, Matt
10-03725-FOIA
Kelley, Matt
Representative Michael Arcuri and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008
1/27/2010
10-03726-FOIA
Kelley, Matt
Senator Byron Dorgan and SEC communication on 1/27/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008 Senator Jack Reed and SEC communication on 1/27/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008 Western Union Co Texas Instruments Inc Praxair Inc Genuine Parts Company Google Inc Dicks Sporting Goods Inc Chattem Inc Church & Dwight Co Inc Buffalo Wild Wings Inc Burger King Holdings Inc 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010
10-03727-FOIA
Kelley, Matt
10-03728-FOIA 10-03729-FOIA 10-03730-FOIA 10-03731-FOIA 10-03732-FOIA 10-03733-FOIA 10-03734-FOIA 10-03735-FOIA 10-03736-FOIA 10-03737-FOIA 10-03738-FOIA 10-03739-FOIA 10-03740-FOIA 10-03741-FOIA 10-03742-FOIA 10-03743-FOIA 10-03744-FOIA 10-03745-FOIA 10-03746-FOIA 10-03747-FOIA 10-03748-FOIA 10-03749-FOIA 10-03750-FOIA 10-03751-FOIA 10-03752-FOIA 10-03753-FOIA 10-03754-FOIA 10-03755-FOIA 10-03756-FOIA 10-03757-FOIA 10-03758-FOIA 10-03759-FOIA 10-03760-FOIA 10-03761-FOIA 10-03762-FOIA 10-03763-FOIA 10-03764-FOIA 10-03765-FOIA
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cheney, Annie Ivry, Bob Ivry, Bob Capizzi, Orion Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Mierzejewski, Mark Wall, Lindsay Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Fidelity Investments Jeffrey N Vinik and Michael S 1/27/2010 Gordon Paulson & Co Inc and American International 1/27/2010 Group AIG Goldman Sachs Group Inc and American 1/27/2010 International Group AIG Trading in Certain OTC Securities NY-06375 1/27/2010 transcript of Orion Capizzi Intermedia 1/22/2010 Phone One Inc Massachusetts Intermedia Access Network Services Inc Business Internet Inc Ben B Baldanza Basil B Baldanza Barry L Biffle David Lancelot Spirit Airlines Inc Spirit Aviation Services Atlas Worldwide Aviation Logistics Inc Deep Kumar Sean Nicholas Parker David James Smith of Pinnacle Fund Administration LLC Terrence John Connelly Jr of MKP Capital Management LLC Jan-Dirk Lueders of CMT Investments LLC Christopher Zaback of DE Shaw & Co LLC Louis Salkind of DE Shaw & Co LLC Akami Tech Stk Broadview Networks Holdings Leisure & Gaming Public Limited Company Telecity Limited Telecity UK Limited 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010
10-03766-FOIA 10-03767-FOIA 10-03768-FOIA 10-03769-FOIA 10-03770-FOIA 10-03771-FOIA 10-03772-FOIA 10-03773-FOIA 10-03774-FOIA 10-03775-FOIA 10-03776-FOIA 10-03777-FOIA 10-03778-FOIA 10-03779-FOIA 10-03780-FOIA 10-03781-FOIA 10-03782-FOIA 10-03783-FOIA 10-03784-FOIA 10-03785-FOIA 10-03786-FOIA 10-03787-FOIA 10-03788-FOIA 10-03789-FOIA 10-03790-FOIA 10-03791-FOIA 10-03792-FOIA 10-03793-FOIA 10-03794-FOIA 10-03795-FOIA 10-03796-FOIA 10-03797-FOIA 10-03798-FOIA 10-03799-FOIA 10-03800-FOIA 10-03801-FOIA 10-03802-FOIA 10-03803-FOIA 10-03804-FOIA 10-03805-FOIA 10-03806-FOIA 10-03807-FOIA 10-03808-FOIA 10-03809-FOIA 10-03810-FOIA 10-03811-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Howe, Amanda Howe, Amanda Malinowski, Thomas Howe, Amanda Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Miniscribe Corp Sealed Air Corp Instapak Corp Field Air Inc Intermedia Comm Stk Innovative Solutions and Support Adnexus Therapeutics Inc Affinnova Long Distance Savers Longview Inc Transnet Telecommunications Inc Shared Technologies Fairchild Telecom Inc MCI Intermedia Telecom Inc LDS I America Inc Mark Alan Brostowski Aaron Thomas Garvey Merritt Chad Charles Horning III of Chase Merritt Financial LLC Christopher Robert Dornin of Chase Merritt Financial LLC Maximilian Max Stone Eric Wepsic of D E Shaw & Co LLC Galle Global Macro Partners Sri Priyal Wijegoonaratna Christopher M Kaster Richard Lightburn Peter A Thiel Highfields Capital Management LP or Highfields Associates Richard Grubman of Highfields Capital Management LP Stuart (Stu) Steckler Biosearch Inc Celera Genomics ChemGenics Pharmaceuticals Codon Devices Inc Color Kinetics Commensa Corporation Compound Therapeutics Denovo Therapeutics Inc Flagship Ventures Genstruct Inc Manish Vinaykrai Joshi aka Josh Joshi Storm Telecommunications Holdings Limited Storm Investments Limited Pinnacle Fund Administration LLC John Peter Kelly of Pinnacle Fund Adminstration LLC Antigenics Applera Corporation Armenia 2020 Armenian Assembly of America Inc Ensemble Discovery
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Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Howe, Amanda Reinhardt, Kelly Lichtcsien, Susan Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen McGlamry, Darryl Orce, Kenneth Miller, William Ohrstrom, Lysandra Gross, Robert Orce, Kenneth Bulman, Richard Bulman, Richard EVANS, ROB Roosth, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
EXACT Sciences Corporation Flagship Ventures 2007 General Partner Harvard MIT Division of Health Sciences and Technology Daniel Schaeffer
1/27/2010 1/27/2010 1/27/2010 1/27/2010
Justin P Fishner Wolfson of The Founders Fund LP 1/27/2010 Jonathan (aka John and Jon) Scott Jacobson of Highfields Capital Management LP D E Shaw & Co Telecity Finance Limited Telecity Holdings Limited Telecity Investments Limited Baker Capital Corp CherryRoad Technologies DemoGraFX QSC AG Fore Systems Inc Incepts Inc Storm Networks Limited Storm Telecommunications Limited 1/27/2010 1/27/2010 1/26/2010 1/26/2010 1/26/2010 1/26/2010 1/26/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/26/2010 1/26/2010
Empire Development Group LLC Private 1/12/2010 Placement Memo Thomas Malinowski Cotal Systems FOIA Request 1/25/2010 Regarding Steven Alan Cohen FOIA Number 0704826-FOIA Preston Tucker and Tucker Automobile Corp 1948- 1/22/2010 1950 Investigation G.L.Ohrstrom & Co 1937-1945 AP Records 1/25/2010 Sunrise Living Inc Testimony of Bradley Rush 1/25/2010
Patricia Cohen Gruntal Requests FOIA Number 08- 1/25/2010 00196-FOIA Gregory J Halpern CEO of So Act Network Inc 1/26/2010 So Act Network Inc AstraZeneca PLC 1/26/2010 1/26/2010
Duke Energy and Spectra Energy Corp Separation 1/25/2010 Agreement 2006 Exhibit 2.1 Schedule 11.5 (b) Smith International Inc Oceaneering International Inc Illumina Inc Idexx Laboratories Inc Harsco Corporation Greenhill & Co Inc Goodrich Petroleum Corp Eaton Vance Corp Avis Budget Group Inc Bucyrus International Inc US Airways Group Inc Gannett Co Inc Genpact Limited Forward Air Corp Foster Wheeler AG 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010
Gavin, J. Patrick Smith, Jason Gavin, J. Patrick Smith, Jason Gavin, J. Patrick Smith, Jason Gavin, J. Patrick Smith, Jason Gavin, J. Patrick Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Williamson, Pat Katz, Jerome Oud, Willem Smith, Jason Gavin, J. Patrick Ettinger, Andrew Gavin, J. Patrick Gavin, J. Patrick Sonn, Jeffrey Ayers, Carl Gavin, J. Patrick Gavin, J. Patrick Floresca, Lauri Brush, Silla Gavin, J. Patrick Molenda, David Gavin, J. Patrick Miller, William Gavin, J. Patrick Gavin, J. Patrick Van Zant, Stephen Gavin, J. Patrick Gavin, J. Patrick Michel, Lou Gause, Shelley Gavin, J. Patrick
Airgas Inc Roger L Shoss Ansys Inc Anthony Fareri Fareri Financial Services dba Ameri Financial Acadia Realty Trust Secure Solutions Holdings Inc Akamai Technologies Inc Paul Harary Douglas Zemsky Secure Solutions Holdings Inc and American Financial Holdings Alliance Data Systems Corp Axcan Pharma Inc S-4 Applied DNA Sciences S-1 Ryder Truck Rental LT S-3 Banctrust Financial Group Inc S-3 Cerus Corp S-3 Republic of the Philippines S-B Israel State S-B REP Holdings Ltd S-4 Unitil Corp S-3 Bacardi Corp PRE 13e3 February 26 1987 Caesars New Jersey Inc Royal Ahold Patron Systems Inc Price T Rowe Group Inc Tycoon Group LLC Curtis Brown Target Corporation AT&T Inc fka SBC Communications Inc
1/29/2010 1/28/2010 1/29/2010 1/28/2010 1/29/2010 1/31/2010 1/29/2010 1/28/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 2/1/2010 1/31/2010 1/25/2010 1/29/2010 1/25/2010 1/25/2010
Medical Capital Holdings Medical Capital Corp and 1/31/2010 Medical Provider Funding Corp list of investors OCIE script Sysco Corp Staples Inc List of formal orders of investigation issued in 2008 and 2009 Congressional correspondence 17 ES numbers Lowes Companies Inc David Parrin J P Morgan Chase & Co Preston Tucker and the Tucker Automobile Corporation circa 1948 - 1950 Express Scripts Inc Costco Wholesale Corporation Michael P Melnick Allergan Inc Illinois Tool Works Inc SEC Senior Executives bonus pay 2004-2009 OIG Report 528 CMKM Diamonds Inc Iron Mountain Inc 1/29/2010 1/25/2010 1/25/2010 1/29/2010 1/29/2010 1/25/2010 1/28/2010 1/25/2010 1/28/2010 1/25/2010 1/25/2010 2/1/2010 1/25/2010 1/26/2010 1/29/2010 1/31/2010 1/26/2010
Beeson, Edward Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Hartshorn, Kaitlin Hartshorn, Kaitlin Hartshorn, Kaitlin
Report of actions taken in response to OIG Report 1/28/2010 recommendations since December 2007 Corning Inc Fastenal Company Emerson Electric Co EMC Corporation C H Robinson Worldwide Inc Sean Kelly Coleman Commonwealth Principals LLC Luminant Worldwide Corporation Yazam Capital Inc Yazam.com Inc US Technologies Inc Applied Materials Inc Altera Corp Agilent Technologies Inc Bally Technologies Inc BE Aerospace Inc Anaren Inc AAR Corp Alliance Imaging Inc Apollo Investment Corp Amerigroup Corp Arch Coal Inc Arch Capital Group Ltd Americredit Corp LDS Oklahoma City Inc LDS Communications Inc LDS-Natchez Inc Long Distance Savers Inc Long Distance Savers Longview Inc Yarmouth Investors LLC Proworks Inc Digex Inc DMX Inc PlusTV Wine.com eVineyard Bolt Technology Antonio Miguel Galloni Lyster Watson & Co Robert Carter Lyster Firebird Holdings LLC Firebird Avrora Advisors LLC Firebird Management LLC Ian C Hague of Firebird Management LLC Gerard D Doroski Kenneth Alan Howery Joseph Howard Train 1/26/2010 1/26/2010 1/26/2010 1/26/2010 1/26/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 1/26/2010 1/26/2010 1/26/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/29/2010 1/28/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 2/1/2010 1/29/2010 2/1/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/29/2010 1/28/2010 1/28/2010
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Brown, Ellen Duncan, Daniel Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Zernik, Joseph Zernik, Joseph Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Robert C Watson Steven J Swain Regiment Capital Management LLC Regiment Capital Advisors LP Timothy S Peterson Macmillan Company 1935-1937 Annual Reports Deutsche Lufthansa AG Universal Electronics Inc Curtiss Wright Corp Ceradyne Inc Compass Minerals International Inc Catalyst Health Solutions Inc Cal-Maine Foods Inc CACI International Inc Bio Reference Laboratories Inc Bill Barrett Corp Blackboard Inc Bank of America Corp
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Joseph Zernik complaints against Bank of America 1/26/2010 Corp and Countrywide Financial Corp Helix BioMedix Inc Exhibit 10.12(b) Form 10-K XTL Biopharmaceuticals Ltd Exhibit 10.43 Form 20-F NxStage Medical Inc Exhibit 10.1 Form 10-Q Masimo Corp Exhibits 10.33 10.35 10.37 10.38 10.39 Form 10-K MultiCell Technologies Inc Exhibit 10.1 Form 8-K Penwest Pharmaceuticals Exhibit 10.4 Form S-1 Response Biomedical Corp Exhibit 4.9 Form 20-F TomoTherapy Inc Exhibit 10.38 10.39 Form 10-K ABB LTD Allianz SE Banco Bilboa Vizcaya Argentaria SA American Express Co Astrazeneca PLC Banco Santander SA Abbott Laboratories Amgen Inc Altria Group Inc AT&T Inc AXA Fluor Corp Ebix Inc Dollar Tree Inc Computer Task Group Inc Cisco Systems Inc Computer Programs & Systems Inc 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen DePeau, Andrew DePeau, Andrew DePeau, Andrew Hartshorn, Kaitlin Mierzejewski, Mark Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Cohn, Scott Cohn, Scott Cook, John Berg, Kenneth Lavine, Kim Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Lichtcsien, Susan Malinowski, Thomas Howe, Amanda Cheney, Annie Tippets, Rachel Hart, David
CareFusion Corp AMAG Pharmaceuticals Inc fka Advanced Magnetics Inc Advisory Board Co Advance Auto Parts Inc NeurAxon Inc Strategos Fund LP Constantinos John Christofilis Archon Capital Management LLC Andrew Blair Frieman of Lyster Watson and Company Intercontinental Capital Group Inc Tyco International Ltd Ber S-4 Flushing Financial Corp S-3 TransCanada Pipelines Ltd F-9 Bank of Montreal S-3 State Bancorp S-3 Pozen Inc S-3 Northern Technologies International Corp S-3 Entergy New Orleans S-3 Peru Republic Of S-B RC2 Corp S-3 OIG 496 allegations of unauthorized disclosure by former employee and improper enforcement investigation OIG 512 unauthorized disclosure of non-public information obtained from a Commission database OIG Report 503 use of SEC computers to access pornography Carl Silver Holdings Co and National Bank of Fredericksberg and Mercantile Bank Kim Lavine Mommy Millionaire Media and Green Daisy Inc CBS Corp Canon Inc Bank of America Corp Bristol Myers Squibb Co Boeing Co BHP Billiton Plc BHP Billiton Ltd Berkshire Hathaway Inc Bellsouth Corp Barclays Plc Anthony Lynn Davis (Tony Davis) of Anchorage Advisors LLC Nilam R Patel Matthew McPherron of Brookside Capital LLC
2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010 2/3/2010 2/3/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/2/2010 2/2/2010 2/2/2010 1/23/2010 2/2/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/3/2010 2/3/2010 2/4/2010
Fidelity Investments Jeffrey N Vinik and Michael S 2/2/2010 Gordon Secured Principal LLC 2/2/2010 Kansas City Southern de Mexico S A 2/3/2010
10-04032-FOIA
Jaffe, Matthew
American International Group (AIG) letters to Mike Berlin in NYAGs Office in September 2008 July 2009 and September 2009
2/3/2010
10-04033-FOIA 10-04034-FOIA 10-04035-FOIA 10-04036-FOIA 10-04037-FOIA 10-04038-FOIA 10-04039-FOIA 10-04040-FOIA 10-04041-FOIA 10-04042-FOIA 10-04043-FOIA 10-04044-FOIA 10-04045-FOIA 10-04046-FOIA 10-04047-FOIA 10-04048-FOIA 10-04049-FOIA 10-04050-FOIA 10-04051-FOIA 10-04052-FOIA 10-04053-FOIA 10-04054-FOIA 10-04055-FOIA 10-04056-FOIA 10-04057-FOIA 10-04058-FOIA 10-04059-FOIA 10-04060-FOIA 10-04061-FOIA 10-04062-FOIA 10-04063-FOIA 10-04064-FOIA 10-04065-FOIA 10-04066-FOIA 10-04067-FOIA 10-04068-FOIA 10-04069-FOIA 10-04070-FOIA 10-04071-FOIA
Porter, Thomas Porter, Thomas Porter, Thomas Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Schneider, Susan McIntosh, Andrew Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Merriman Curhan and Ford et al wrt William Del 2/3/2010 Biaggio SF-03316 David Scott Cacchione wrt William Del Biaggio SF- 2/3/2010 03316 William J Del Biaggio III SF-03316 2/3/2010 CTC Cable Corporation CTC LP1 LLC CTC Renewables LLC CTC Towers & Poles Corporation CTC Winds Systems Corporation Composite Technology NRG Devon Operations NRG Middletown Operations NRG Montville Operations NRG Norwalk Harbor Operations Southern Fitness Services Eldorado Financial Group Benton Wilcoxon aka Benton Wilcox Domonic Carney aka Dominic Carney or DJ Carney John P Brewster Media Partners UK Limited Getronics AB Novestra 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010
OIG 496 Allegations of unauthorized disclosure by 2/3/2010 former employee and improper enforcement investigation Arvco Financial Ventures LLC 2/3/2010 Virologic Inc Exhibit 10.1 Form S-1 1/11/2010 Aviron Exhibits 10.20 10.21 10.22 10.23 Form 10- 1/11/2010 K Cardiac Pathways Corp Exhibit 10.28 Form 10-K 1/11/2010 Vical Inc Exhibit 10.33 Form 10-K Vical Inc Exhibit 10.30 Form 10-K Targeted Genetics Corp Exhibit 10.52 Form 10-K Targeted Genetics Corp Exhibit 10.34 Form 10-K Biovail Corporation International Exhibit 10.17 Form S-1 Spectrum Pharmaceuticals Inc Exhibit 10.1 Form 8-K Spectrum Pharmaceuticals Inc Exhibit 10.1 Form 8-K Spectrum Pharmaceuticals Inc Exhibits 10.1 10.2 10.3 Form 10-Q Tercica Inc Exhibits 10.7A 10.7B 10.7C 10.8 Form S-1 BioTime Inc Exhibit 10.1 Form 8-K 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010
Vion Pharmaceuticals Inc Exhibit 10.23 Form 10-K 1/11/2010 Vion Pharmaceuticals Inc Exhibits 10.34 10.35 Form 10-Q Santarus Inc Exhibit 10.5 Form S-1 1/11/2010 1/11/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Hartshorn, Kaitlin Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly
Santarus Inc Exhibits 10.4 10.5 Form 10-Q Xoma Ltd Exhibits 2 3 Form 8-K Xoma Ltd Exhibit 10.1 Form 10-Q Trimeris Inc Exhibits 10.30 10.31 Form 10-K Trimeris Inc Exhibit 10.6 Form 10-Q Vicuron Pharmaceuticals Inc Exhibits 10.1 10.2 Form S-3 Hybridon Inc Exhibit 10.1 Form 10-Q MedImmune Inc Exhibits 10.91 10.92 Form 10-K Sangamo Biosciences Inc Exhibit 10.21 Form 10K Inamed Corp Exhibits 10.27 10.28 Form 10-K EntreMed Inc Exhibits 10.39 10.40 Form 10-Q Gliatech Inc Exhibit 10.21 Form 10-K Pozen Inc Exhibit 10.20 Form 10-K Zymogenetics Inc Exhibits 10.18 10.19 10.20 10.21 10.24 10.25 Form S-1 Galagen Inc Exhibits 10.30 10.31 10.32 Form 10K Neurogen Corporation Exhibits 10.43 10.44 Form 10-K Penwest Pharmaceuticals Co Exhibits 10.1 10.2 10.3 10.7 10.8 10.9 Form S-1 Salix Pharmaceuticals Ltd Exhibits 10.4 10.5 10.6 10.7 10.8 10.9 10.10 10.11 10.12 10.13 Form S1 Martek Biosciences Corp Exhibit 10.23 Form 10-K
1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010
Martek Biosciences Corp Exhibit 10.30 Form 10-Q 1/18/2010 Capital Solutions Group Carolyn Downey aka Carolyn Wade aka Carol Downey aka Carol Wade Robert Hartheimer Kenneth Saverin aka Ken Saverin Peter Burnim aka Peter Burnin Daniel Leyden Paul Ullman Spirits of Gold AB FilmNet Benelux Framfab Madison Capital Investors Madison Square Capital Highland Financial Holdings New Milford Ridge Preservation Association Millennium Investment Management Fifth Ave Investment Management Enterprise Mortgage Acceptance Company Crescendo Capital Trust Steven Jeffrey Gordon of MKP Capital and MKP Credit Offshore Brookside Capital LLC Domenic J Ferrante Harrier Hawk Capital LLC 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010
Reinhardt, Kelly Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Costello, Maureen Deyneha, Natalia Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Costello, Maureen Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Harrier Hawk Management LLC Harrier Hawk Advisors LLC Milestone Capital MGMT DC Stoddert Soccer League Hartheimer LLC Hartheimer/OTT LLC Promontory Financial Group B2 Bredband Media Partners Filmnet Bee TV BV Diino Systems AB Chang Han Ming aka Han Ming Chang
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Tsu Cheng Yu aka Tsu-Cheng Yu aka TsuCheng 2/11/2010 Yu William Tsu-Cheng aka Tsu-Cheng Yu aka Yu Tsu- 2/11/2010 Cheng aka William Yu Chia Huei Liu aka Chia-Huei Liu aka ChiaHuei Liu 2/11/2010 Diana Chia-Huei Liu aka Diana Liu aka Chia-Huei Liu aka Liu Chia-Huei Yong Hui Li aka Hui Li Yong William Yu Diana Liu Smart Success Investment Limited AutoChina Group Inc AutoChina International Limited AutoChina Group aka ACG Kaiyuan Real Estate Development Co Ltd 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010
Shijiazhuang Hi-tech Zone Kaiyuan Auto Trade Co 2/11/2010 Pergo Destinations of Distinction CitiCorp Inc IQ Venture Partners Inc LF Rothschild BDR Investments LLC Blue Eyed Sea Holdings Dew Investments LLC Capital Solutions Group Federal Deposit Insurance Corporation Friedman Billings Ramsey & Co Aldata Scribona Byteck Klippan AB Gemini Securities Co PSC Polaris Securities Polaris Securities Co En-trust Securities Corp Advanced Capital Financial Advisory Ltd Goldbond Securities Ltd 2/9/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/12/2010 2/11/2010 2/12/2010 2/12/2010 2/12/2010 2/12/2010
Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Menendez, Robert Warton, Ronald Farnen, James Evans, Kevin Smallberg, Michael Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Dukes, Sara Katz, Jerome Stewart, Andrew Katz, Jerome Katz, Jerome Dukes, Sara Dukes, Sara Katz, Jerome Dukes, Sara Katz, Jerome Katz, Jerome Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Fancy Think Limited Honest Best International Ltd aka Honest Best Int'l Ltd Octagon Advisors Pte Ltd Adriaan L van Zyl Adrian Vanzyl Adriaan L Vanzyl Adrian L van Zyl Telos Technology POC Solutions Intrinsyc Software The Shodan Company Optoplex Corp Cansbridge Capital Spring Creek Acquisition Prime Acquisition
2/11/2010 2/11/2010 2/12/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010
Congressional Correspondence Relating to Banks 2/12/2010 and Bank Holding Companies Dating Back to 1-12008 OIG Report 503 Use of SEC Computers to Access 2/17/2010 Pornography OIG Report 528 CMKM Diamonds Inc 2/17/2010 OIG Report 503 Use of SEC Computers to Access Pornography OIG Report 501 Recommendation Memo Supergen Inc S-3 American Bar Association Members State Street Collective TR S-1 Ivy Multi Strategy Hedge Fund LLC N-2 Emagin Corp S-1 Cord Blood America Inc S-1 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
Avant Immunotherapeutics Inc Form 10-K Exhibit 2/17/2010 10.17 Public Service Co of Oklahoma S-3 2/17/2010 Mortgage Information from Freemont Investment 2/17/2010 & Loan Litton Loan Servicing and US Bank NA TIB Financial Corp S-3 First Financial Holdings Inc DE S-3 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 Santarus Inc Form S-1 Exhibit 10.7 Taylor Capital Group Inc S-3 Corixa Corp Form S-1 Exhibit 10.18 Illinois Power Co S-4 CHS Inc S-1 CIK 0000823277 Viscal Inc Form S-1 Exhibit 10.9 CIMA Labs Inc Form 10-K Exhibit 10.3 Cambridge Neuroscience Inc Form 10-K Exhibit 10.27 Vertex Pharmaceuticals Inc Form 10-K Exhibit 10.26 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Myriad Genetics Inc Form S-1 Exhibit 10.28 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
Dukes, Sara Katz, Jerome Katz, Jerome Umbaugh, Susan Dukes, Sara Dukes, Sara Dukes, Sara Katz, Jerome Katz, Jerome Cheney, Annie Molenda, David McArdle, Sean Greenfield, Richard Garza, Jeremiah Thurow, James Frumes, Max Gross, Deborah Hunt, Richard Dotts, Jason Bronson, Kent Ferrigo, Matthew Gause, Shelley Cahan, Kathryn Cahan, Kathryn Piazza, Michael Piazza, Michael Piazza, Michael Piazza, Michael Piazza, Michael Hill, James Headrick, Joe Mitchell, Peter Duda, John DeSantis, Jim Smith, Dennis Susman, Harry Susman, Harry Susman, Harry Susman, Harry Cohen, Patricia Cohen, Patricia
VI Technologies Inc aka Panacos Pharmaceuticals 2/17/2010 Form 10-Q Exhibits 10.40 10.41 Citizens First Corp S-3 Kayenta Kreations Inc S-1 Richard Goldthorpe Cypress Bioscience Inc Form 8-K Exhibit 2.2 NuVasive Inc Form 10-Q Exhibits 2.1 2.7 Telik Inc Form 10-Q Exhibit 10.23 Capstone Turbine Corp S-3 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
American Express Receivables Financing Corp II S- 2/17/2010 3 Jeffrey N Vinik Records Recieved From NASD nka 2/17/2010 Finra Terry Leitch 2/5/2010 Teekay Corp Form F-1 Exhibit 2.16 General Electric (GE) B-02108 American International Group (AIG) Form 8-K Exhibit 10.1 Schedule A File Number 1-8787 Ashland Coal 1992 Coal Lease Agreement W/Allegheny Land Co Registered Investment Advisors State Street Bank and Trust Banc of America Citibank and Smith Barney Auction Rate Securities Investigations DBSI & Douglas Swenson Testimony Exhibits Fairfield Greenwich Group et al 2/11/2010 2/12/2010 1/28/2010 2/5/2010 2/9/2010 2/4/2010 2/12/2010 2/8/2010 2/12/2010
The Formula Inc and Brian Ackerman Neiman FL- 2/3/2010 03287 CMKM Diamonds Deposition of Robert Maheu 2/10/2010 Barry Minkow Communications Regarding Lennar Corp Barry Minkow Communications Retail Pro Inc fka Island Pacific Retail Pro Inc and Ron H Furman Retail Pro Inc and Barry M Schechter Retail Pro Inc and Harvey Braun Retail Pro Inc and SingerLewak Harvey Pitt Memo Dated 2/04/2003 OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc Highbridge Capital Mgmt LLC and Daniel B Zwirn Highbridge Capital Mgmt LLC Daniel B Zwirn and Highbridge Capital Mgmt LLC et al D B Zwirn & Co LP 2/9/2010 2/9/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/5/2010 2/4/2010 2/5/2010 2/5/2010 2/5/2010 2/5/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010
SAC Trading Steven A Cohen Brett K Lurie Steven 2/17/2010 Mark Donald Cohen as Released in 09-03467FOIA RCA Corp Investigation HO-1793 2/17/2010
Snyder-Scott-El, Myra Schieken, Chad Mendel, Frank Rochman, Jesse Di Brino, Richard Papp, Eric Papp, Eric Papp, Eric Papp, Eric Papp, Eric Papp, Eric Moran, Nathaniel Linkletter, David Linkletter, David Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Mierzejewski, Mark Schultz, Andrew Kiernan, Cortney Kiernan, Cortney Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Hartshorn, Kaitlin
Municipal Credit Union Home Mortgage Records List of 1859 Broker-Dealers Referenced in IA2968 File No. S-09-09 RBC Wealth Management Retail Ventures fka Value City Dept Stores Travis Correll Global Finance JTA Enterprises Lucre Fund et al FW-03092 HO-2820 SEC v. Dynkowski Mangiapane Riviello Brown et al Civ Action No. 09-361 SEC v. Dynkowski Mangiapane Riviello et al Crim Action No. 09-23-JJF and Siliconinvestor.com SEC v. Dynkowski Mangiapane Riviello et al Crim Action No. 09-23-JJF and Investorshub.com Civ Action No. 09-361 Joseph Mangiapane Jr Civ Action No. 09-361 Marc Riviello Civ Action No. 09-361 Advantage Investment Strategies Inc Royalite Petroleum Co Inc First Coast Capital Management Bay Cove Financial Eric M Jacobs Kieran William Goodwin Franklin S Edmonds Jr Bruce Scott Darringer Brian J Higgins Ottavio Francis Biondi Jr King Street Europe LP King Street Europe Ltd King Street Europe Master Master Fund Ltd King Street Europe Masters Advisors LLC King Street Europe Advisors LLC King Street Capital LP King Street Capital Ltd King Street Capital Master Fund Ltd King Street Capital Master Advisors LLC King Street Advisors LLC King Street Capital Management GP LLC King Street Capital Management LP Mitchell Jay Katz of Endeavour Capital Advisors Inc David M Einhorn Lending Club and Prosper Cato Partners Management LLC Derk William of Cato Partners Management LLC Interaxion BV Cellmax Technologies AB PlusTV OY Brendan Pearsall Rogers of Severn River Capital Management LLC The Sosnowski Fund LP
2/2/2010 2/16/2010 2/11/2010 2/15/2010 2/16/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/5/2010 2/11/2010 2/8/2010 2/8/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/10/2010 2/10/2010 2/16/2010 2/4/2010 2/4/2010 2/5/2010 2/5/2010 2/5/2010 2/5/2010 2/5/2010
Hartshorn, Kaitlin Howe, Amanda Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas DePeau, Andrew Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Hartshorn, Kaitlin Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Hartshorn, Kaitlin Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Walter Francis Sosnowski III aka Walter Sosnowski Kelly Ross Perkins of Lighthouse Capital LLC
2/5/2010 2/5/2010
Robert Owen Dunleavy of Anchorage Advisors LLC 2/5/2010 Michael David Craig-Scheckman aka Michael Scheckman Deer Park Road Corporation Alan L Leibel Paul Christopher Orwicz Sursum Capital Management LP Lighthouse Investment Partners LLC Sean Gerard McGould aka Sean Girard McGould Michael Offner aka Mike Offner of Greenlight Capital Jay Ryan Joshua Jac Feldman Brevet Capital Management Douglas A Monticciolo Of Brevet Capital Management Matthew John Cooleen aka Matt Cooleen of Hudsoncross Daniel Moshe Aharon of Ionic Capital Management LLC Nantahala Capital Management LLC Stanford Lee Kurland Joel Martin Frank Harold Andrew Kelly Jr David Windreich Daniel Saul Och Nick Brown Patricia L Willis Touk Sinantha Scott Mullet GW Capital Inc Thomas Parkhurst Wyeth Urban Outfitters Inc SEI Investments Co First BanCorp ENSCO International Inc Doral Financial Corporation Crocs Inc Constellation Energy Group Brooks Automation Inc Aviat Networks Inc New Jersey Resources Corp Dennys Corp Deltic Timber Corporation Data Domain Inc Chipotle Mexican Grill Inc Clorox Co 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/10/2010 2/9/2010 2/9/2010 2/9/2010 2/16/2010 2/16/2010 2/15/2010 2/15/2010 2/15/2010 2/16/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Mierzejewski, Mark Malinowski, Thomas Howe, Amanda Howe, Amanda Mierzejewski, Mark Hartshorn, Kaitlin Hartshorn, Kaitlin Mierzejewski, Mark Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Wall, Lindsay Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Reinhardt, Kelly Mierzejewski, Mark
Clearwire Corp Colonial Properties Trust CIT Group Inc Aspen Insurance Holdings Ltd Sterling Financial Corp Senior Housing Properties Trust Premierwest Bancorp Pride International Inc. NVIDIA Corporation Life Time Fitness Inc Sun Microsystems Inc Hartford Financial Services Group Inc Force Protection Inc James Keith Brown Kaushik Ghosh Barbara Scanlon Prom Vatanapradit Howard A Kurzrok Wayne N Cohen Joseph A samuels Sean A Rhatigan Jeffrey Charles Blockinger James Kenneth O'Connor Zoltan Varga Rockwell Automation Inc Greenlight Capital LLC Jay Glenn Goldman Christopher Scott McGuire of Phalanx Capital Management LLC Phalanx Capital Management LLC Daniel A Schwartz York Capital Management LP James Gerard Dinan aka Jamie Dinan of York Capital Brent Hankins Joshua William Wallace of System Capital LLC Justin Balas Welton Investment Corporation Patrick Welton Nicholas A Prouty aka Nick A Prouty HudsonCross Financial LLC Wilmot Bain Harkley Mark J Callahan Guillaume Detrait Stuart Peterson of Artis Capital Management Artis Capital Management Gary Chang Forrest Fowler Butler of Butler Capital Investments LLS Michael W Harden
2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/19/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/10/2010 2/17/2010 2/17/2010 2/17/2010 2/10/2010 2/17/2010 2/17/2010 2/17/2010 2/10/2010 2/11/2010 2/19/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/12/2010 2/12/2010 2/12/2010 2/12/2010 2/12/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/16/2010 2/16/2010 2/17/2010 2/17/2010 2/17/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Howe, Amanda Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John
Marc Strobel Mike Calovini Ralf Geiger Frank Hyldmar Jerry Lauzze Capital-C Ventures Intersafe Holdings BV PontMeyer NV Burgfonds BV Inter Crown Investments Hebei Chuanglian Trade Co Ltd Hebei Kaiyuan Real Estate Development Co Hebei Hua An Investment Co Ltd Hebei Huiyin Investment Co Ltd Hebei Tianmei Insurance Agency Co Ltd Hebei Shijie Kaiyuan Logistics Co Hebei Shijie Kaiyuan Auto Trade Co Ltd Shanxi Chuanglian Auto Trade Co Universal Health Services Inc Inland Real Estate Corp Impax Laboratories Inc Iberiabank Corp IAC Interactivecorp Delphi Financial Group Inc DE Dean Foods Company Dyncorp International Inc Dime Community Bancshares Inc Donaldson Co Inc Petroquest Energy Inc Portland General Electric Company Pool Corp Pinnacle Entertainment Inc Protalix BioTherapeutics Inc Clean Harbors Inc Cleveland Cliffs Inc Colgate-Palmolive Company Checkpoint Systems Inc Seacor Holdings Inc Daniel J Mack Curtis Joseph Schenker of Scoggin Capital Management LLC Lilly Eli & Co Merrill Lynch & Co Inc Nippon Telegraph & Telephone Corp ING Groep NV Merck & Co Inc Merck Sharp & Dohme Corp Mizuho Financial Group Inc Morgan Stanley
2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/17/2010 2/17/2010 2/10/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/16/2010 2/16/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010
Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Gooden, Amy Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Spriggs, Judith Weismann, Anne Goldstein, Matthew Smillie, John Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark
Coca Cola Co China Mobile Ltd ADR Glaxosmithkline PLC
1/25/2010 1/25/2010 1/25/2010
Federal National Mortgage Association Fannie Mae 1/25/2010 Chevron Corp Senator Daniel R Coats Correspondence Ebay Inc Daimler AG ENI Spa E on AG Credit Suisse Group AG Cisco Systems Inc China Life Insurance Co Ltd Deutsche Telekom AG Transcription Services Post Madoff Reforms OIG Report 521 Allegations of Failure by SEC to Investigate (Dendreon) Google Inc John Collin Schuhmacher Thomas Schneider Michelle Fung Jane Elizabeth Korach Jeffrey Fu Jen Lee Shai Simon Tambor Daniel Edrich Krueger Daniel Joe Sapadin Jeffrey Alan Altman Owl Creek Asia Fund LTD Owl Creek Socially Responsible Investment Fund Ltd Owl Creek Overseas Fund Ltd Owl Creek Asia II LP Owl Creek Asia I LP Owl Creek II LP Owl Creek Advisors LLC Owl Creek I LP Owl Creek GP LLC Owl Creek Asset Management LP Steve A Babus Michael Salatto Michael Silver Jonathan M Dulman Luc McCarthy Dowling Eleanor N Chan David Newman Daniel Gropper Mark David Brodsky Southpoint Capital Advisors LP John S Clark II 1/25/2010 2/18/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/18/2010 2/19/2010 2/18/2010 1/25/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010
McFarlane, Jonathan Jacobs, Michael Smillie, John Schleinkofer, Raymond Schleinkofer, Raymond Schleinkofer, Raymond Schleinkofer, Raymond Smillie, John Smillie, John Cornish, Robert Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Cohen, Patricia Miller, Stanley Reynolds, Diane Friedman, Gabe Toney, William Sonn, Jeffrey Carollo, Russell Carollo, Russell Aden, Emily McElhatton, Jim
Broadcom Corp Henry Nicholas and William Ruehle National Sorbents Inc Nsi Holdings LLC and Daan and Leslie Jones Goldman Sachs Group Inc Munros Capital Management Neil Dunn Munros Capital Management Steward Capital Management LLC Anmar K Sarafa of Steward Capital Management LLC Genentech Inc France Telecom Turan Petroleum Market Making Reports Comcast Corp Nokia Corp CNOOC LTD Publix Super Markets Inc Philip Morris International Inc Qualcomm Inc DE Nortel Networks Corp Royal Bank of Canda O2 PLC Oracle Systems Procter & Gamble Co Pricewaterhousecoopers Services BV Coopers & Lybrand Europe Limited Pricewaterhousecoopers Management Consulting Europe Limited Mark Munday Ralf Schuler Roy Sutterfield Theo Bettray Lars Beumar John Bluth Wolfgang Esau Thomas Preute Christoph Schauerte Burghard Straub All Materials and Exhibits from the Testimony of Mr Brett K Lurie submitted to the SEC Consumer Complaint Files HO1331315 and HO1329027 Bank of Canton Mortgage Note Enforcement Actions for 2008 2009 and 2010 by Regional Office Invest Financial Corporation Securities America Inc Registered Representatives Travel Database for SEC Employees or Financed by SEC Travel Records of Chairman and Commissioners since January 1 2009 Representative John Boozman correspondence Transition Team Report for November 2008 to January 2009
2/10/2010 2/17/2010 1/25/2010 2/17/2010 1/17/2010 1/17/2010 2/17/2010 1/25/2010 1/25/2010 2/5/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/14/2010 2/16/2010 2/9/2010 2/22/2010 2/22/2010 2/22/2010 2/18/2010 2/18/2010 2/16/2010 2/11/2010
Shewan, Scott Schleinkofer, Raymond Schleinkofer, Raymond Schleinkofer, Raymond Sutera, Elizabeth Johnson, Ernessa Johnson, Ernessa Hartshorn, Kaitlin Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Howe, Amanda Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Mierzejewski, Mark
FINRA Arbitrator Selection Process Discovery Group LLC Discovery Equity Partners LP and Daniel J Donoghue Discovery Equity Partners LP and Michael R Murphy Dyadic International AP 3-13504 Newbridge Securities Corp and Testimony of David E Paulukaitis AP 3-13099 Newbridge Securities Corp and Testimony of Donald T Sheldon AP 3-6626 Samuel E Schuster aka Sam Schuster of Brevet Capital Guy Watanabe Michael Leslie Cohen Dan Manor GW Capital Inc Massimo Bertoli David a Stonehill Anthony Fobel Joshua H Ross Richard Eugene Lyon III Boaz Sidikaro Butler Capital Investments LLC Ralph Alan Butler Jr aka R Alan Butler of Butler Capital Investments LLC Privatebancorp Inc Pain Therapeutics Inc PriceSmart Inc Public Storage Inc Parexel International Corp Prosperity Bancshares Inc Park National Corporation Perrigo Co Partnerre Ltd Portfolio Recovery Associates Inc John C Richardson of Ionic Capital Partners LP Residex Venture Capital Network Dutch Venture Capital Association Life Sciences Partners Funds P3 Technology Fund DMX-Europe UK Limited Howard Dyer Simon Beresford-Wylie Christoph Schmidt-Wolf Gregor Hilverkus Steven Koltes Providence Investment Management LLC Russell J Jeffrey R G Niederhoffer Capital Management Lp Roy Gary Niederhoffer Christopher Aristides
2/9/2010 2/19/2010 2/19/2010 2/19/2010 2/22/2010 2/22/2010 2/22/2010 2/18/2010 2/17/2010 2/17/2010 1/17/2010 1/17/2010 1/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/17/2010 2/18/2010 2/18/2010 2/8/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Molenda, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Molenda, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Christopher M James Brian D Grossman Arun Sarna Partner Fund Management LP Marjorie Ellen Hogan fka Marjorie Ellen Foddy Capstone Credit Advisors LLC James Minessale Torchmark Corp Talbots Inc Tellabs Inc Tekelec Tiffany & Co Titanium Metals Corp Stratasys Inc Scripps E W Company The Stage Stores Inc Sonosite Inc Mark Logan Hodge DeForest R Hinman Stanley M Westhoff Jr Paul Timothy Nichols Mark Joseph Keeler John Butler Walthausen John Hawkins Dicken Jr of Dicken Commodities Inc Elena Sherman Dmitrovskaya aka Yelena Dicken Commodities Inc
2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/17/2010 2/17/2010 2/15/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010
Dustin A DiMisa of InterContinental Capital Group 2/19/2010 Inc KLS Diversified Fund LP 2/19/2010 KLS Diversified Asset Management LP KLS Diversified GP Holdings LLC Harry William Lengsfield II of KLS Diversified Asset Management LP Jeffrey William Kronthal of KLS Diversified Asset Management LP Nicholas C Adams Li Yonghui aka Yonghui Li Chang Hanming aka Hanming Chang Matthew Walter Dhane William Joseph Dezellem Tieton Capital Management Walthausen & Co RRI Energy Inc f/k/a Reliant Resources Inc f/k/a Reliant Energy Inc Valmont Industries Inc Valero Energy Corporation Volcom Inc Vector Group Ltd V F Corporation Vasco Data Security International Inc EOG Resources Inc 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/17/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Wall, Lindsay Wall, Lindsay Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Hartshorn, Kaitlin Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Orce, Kenneth Kang, Haynee Matetsky, Ira Greenstein, Eli Andersen, Geoffrey Goodman, Benny Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Entegris Inc Enernoc Inc EMC Insurance Group Inc Straine Consulting Kerry Kevin Straine of Straine Consulting
2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010
Lynn Perkins aka Katherine Lynn Perkins formerly 2/23/2010 Struble and Medlin WCG Management LP 2/24/2010 Barry Stuart Wittlin Schlumberger LTD NV Royal Bank of Scotland Group PLC Siemens Aktiengesellschaft Telefonica S A Royal Dutch Shell PLC Sanofi Aventis Total SA Toyota Motor Corp Time Warner Inc UBS AG Ford Motor Company Eagle Materials Inc ExlService Holdings Inc ev3 Inc Energy Transfer Partners LP Eaton Corporation Evergreen Solar Inc Eagle Rock Energy Partners L P Enterprise GP Holdings L P EnerSys Michael Beerman Seth Rosen Kenneth Joseph Ulbricht of WCG Management LP Jorge R Sanchez of WCG Management LP John Steinhardt of KLS Asset Management LP Seminole Management Company Inc 2/24/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/25/2010 2/25/2010 1/25/2010 1/25/2010 1/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/24/2010 2/25/2010 2/25/2010
Michael Gerard Messner of Seminole Management 2/25/2010 Company Inc Patricia Cohen FOIA Requests 2/23/2010 Bank of America or Banc of America Securities LLC Auction Rate Securities Imagesat International NV fka West Indian Space NV Verifone Holdings Inc SF-3312 Transcripts of Leslie Baker, Brian Dowd, David Gilford and Patrick McGivern World Wrestling Entertainment Inc F5 Networks Inc OZ Overseas Fund Ltd OZ Overseas Fund II Ltd OZ Domestic Partners LP OZ Domestic Partners II LP Och Ziff Holding Corporation 2/23/2010 2/22/2010 2/23/2010 2/17/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Och Ziff Holding II LLC OZ Advisors II LP OZ Administrative GP LLC Och Ziff Holding LLC OZ Advisors LP OZ Management LP OZ Management II LP Och Ziff Management Europe Limited Och Ziff Capital Management Hong Kong Limited Ziff Investment Management LLC OZ Master Fund Ltd OZ Advisors II LP Och Ziff Capital Management Group LLC Stephen Maresco Ian Robert Goodman Harvey Partners LLC Gcore Capital Jeffrey Craig Moskowitz DW Investment Management LP DW Investment Partners LLC David Robert Warren of DW Investment Management LP Amyris Biotechnologies Inc John G Melo Jeryl L Hilleman Jack D Newman Kinkead Reiling Neil Renninger Ralph C Alexander L John Doerr aka Louis Doerr aka John Doerr Geoffrey M Duyk aka Geoff Duyk Carole Piwnica Fernando Reinach aka Fernando de Castro Reinach Samir Kaul Paul J Iacovacci of Brevet Capital Neoven Consultants Ltd Syntaxin Ltd Synosis Therapeutics Inc Syntaxin EBT Ltd Bioindustry Association Oncocene Ltd Xenova Research Ltd Ionix Pharmaceuticals Ltd Novacta Biosystems Ltd Oldco Ltd Morgan Stanley Medicis Pharmaceuticals Corp Medical Properties Trust Inc
2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gallu, Joshua Greenblatt, Matthew Santos, Rose Canter, Nancy Sackett, Andrew Wong, Alex Whitaker, Matthew
Movado Group Inc Modine Manufacturing Co Mannkind Corp Magellan Midstream Partners LP Mellanox Technologies Ltd Farmer Brothers Company First Advantage Corp Incyte Europe Holdings Ltd The Cambridge Guitar Company Ltd Phytomics Ltd Synosa Therapeutics Signature Bioscience Inc HIG Ventures Gemin X Biotechnologies Inc Oncogenex Technologies Inc OncoGenex Pharmaceuticals Inc Salmedix Inc Stein Mart Inc Keith Reiling aka K Kinkead Reiling Amyris Brasil Pesquisa e Desenvolvimento Ltda Jeryl Albright John and Mary Melo Foundation John G Melo Services Co Symx Technologies Inc Geron Corporation AAA Wedding Photography Xenoport Xenoport Ordinary Xeno Port Inc MeadWestvaco Corporation Markwest Energy Partners LP Mueller Water Products Inc fka Mueller Holdings Inc Minerals Technologies Inc Microstrategy Inc Microsoft Corp Granite Construction Inc Gentiva Health Services Inc Gran Tierra Energy Inc Goldman Sachs Group Inc
2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010
cooperation agreements deferred prosecution 2/25/2010 agreements non-prosecution agreements and immunity requests Wintergreen Advisors David J Winters and Steven 3/1/2010 Graff Contract SECHQ105A0363 2/25/2010 General Acceptance Corporation GAC First Fidelity et al AP No 3-8917 Release No. 36694 KHD Humboldt Wedag International and Wabush Iron Co Ltd 10-K exhibits Sunrise Senior Living Inc Testimony of Bradley Rush 2/25/2010 2/26/2010 2/25/2010 2/26/2010
Radano, Robert Spurgiesz, Bruce Barr, David McKenna, Thomas Kastle, Chad Minkow, Barry Bagley, Judd Madoff, Gail Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Marcus, Sally Marcus, Sally Howe, Amanda Howe, Amanda Breidenbach, David Scarpace, Michael Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
OIG Report 470 allegation of conflict of interest and investigative misconduct OIG complaint filed by Bruce Spurgiesz Congressional Correspondence on six persons BankAtlantic Bancorp Inc CUSIP Numbers Barry Minkow and the Fraud Discovery Institute Fails to Deliver Data October 12 to November 11 2009 SES Members Senior Executive Staff British Petroleum Innovene Inc Riverstone Holdings LLC Coastal Carolina CNAA AES Solar Foster Wheeler Anglo American plc NYU Polytechnic Air BP Limited BP Oil International Limited BP Africa Limited Superior Energy Services Inc Suburban Propane Partners LP Sonicwall Inc Synopsys Inc Lexington Realty Trust fka Lexington Corporate Properties Trust Lawson Software Americas Inc formerly Lawson Software Inc Continental Airlines Inc AsiaInfo Holdings Inc AMR Coporation Alaska Air Group Inc Lightbox Capital Management LLC Andrew A Ellner Kimberly Smith Laila Festani Srouji Thomas Claugus GMT Capital Corporation American Home Mortgage AT&T and Hewlett Packard 10-K and 10-Q Filings Xenoport Inc Form 8-K Exhibit 10.27 dated 11/30/05 Xenoport Inc Form 10-Q Exhibit 10.34 dated 9/30/07 Xenoport Inc Form 10-Q Exhibit 10.29 dated 3/31/07 Xenova Group Plc Form 20-F Exhibits 4.19 4.20 4.21 4.22 4.23 4.25 4.26 4.27 4.28 4.29 4.30 and 4.37 dated 12/31/03 Xenova Group Plc Form 20-F Exhibits 4.28 4.29 4.30 and 4.32 dated 12/31/04
2/25/2010 2/19/2010 2/17/2010 2/23/2010 2/22/2010 2/20/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010
Dukes, Sara Dukes, Sara Dukes, Sara Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
American Home Products Corp nka Wyeth Form 10-K Exhibit 10.3 dated 12/31/00 Coherent Inc Form 10-Q Exhibit 10.1 dated 12/27/08 Wyeth Form 10-K Exhibit 10.9 dated 12/31/05 CCI Healthcare Partners LP CCI Healthcare Partners II LP Columbus Circle Investors Management Inc Columbus Circle Investors Inc Oliver Adrian Marti of Columbus Circle Investors Eminence Capital LLC Ricky Sandler Aurelius Capital Management LP Aurelius Capital International Ltd Alder Biopharmaceuticals HyperBranch Medical Technology Novadaq Technologies Inc Quinnova Pharmaceuticals Tranzyme Pharma Ventures West Management Inc AnorMed Inc OLT Inc Angiotech Pharmaceuticals Cardiome Pharma Corporation Carole Callebaut Michelle Underwood Gass of Paradigm Advisors LLC Paradigm Advisors LLC Vyteris Holdings fka Treasure Mountain Holdings Inc Exhibits 10.5 10.6 10.7 Form SB-2 AndRx Corp Exhibit 10.67 Form 10-K Endorex Corp Exhibit 10.21 Form 10-K Tripos Inc Exhibit 10.19 Form 10-K
2/1/2010 2/1/2010 2/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/3/2010 3/3/2010 2/1/2010 2/8/2010 2/8/2010 2/8/2010
Women First Healthcare Inc Exhibit 10.21 Form 2/1/2010 10-Q Women First Healthcare Inc Exhibit 2.1 Form 8-K 2/1/2010 Women First Healthcare Q Women First Healthcare Q Women First Healthcare 10.22 10.23 Form 10-K Women First Healthcare Q Women First Healthcare K Women First Healthcare Q Women First Healthcare 10-K Women First Healthcare Inc Exhibit 10.1 Form 10- 2/1/2010 Inc Exhibit 10.1 Form 10- 2/1/2010 Inc Exhibit 10.20 10.21 2/1/2010
Inc Exhibit 10.1 Form 10- 2/1/2010 Inc Exhibit 10.2 Form 82/1/2010
Inc Exhibit 10.1 Form 10- 2/1/2010 Inc Exhibit 10.40 Form 2/1/2010
Inc Exhibit 2.1 Form 8-K 2/1/2010 2/8/2010 2/8/2010
Xenogen Corp Exhibits 10.1 10.2 Form 10-Q Xenogen Corp Exhibit 10.1 Form 10-Q
10-04837-FOIA 10-04838-FOIA 10-04839-FOIA 10-04840-FOIA 10-04841-FOIA 10-04842-FOIA 10-04843-FOIA 10-04844-FOIA 10-04845-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Xenogen Corp Exhibit 10.2 Form 10-Q Xenogen Corp Exhibits 10.26 10.27 Form S-1 Xenogen Corp Exhibits 10.22 10.23 10.24 10.25 Form S-1 Xenogen Corp Exhibits 10.15 10.16 10.17 10.18 10.19 10.20 Form S-1 Xenogen Corp Exhibit 2.1 Form S-1 Xenogen Corp Exhibit 10.18 Form S-1
2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010
Xenogen Corp Exhibits 10.15 10.16 10.17 Form S- 2/8/2010 1 Xenogen Corp Exhibit 10.12 Form S-1 2/8/2010 Xcyte Therapies Inc nka Cyclacel Pharmaceuticals 2/8/2010 Inc Exhibits 10.28 10.29 10.30 10.31 10.32 10.33 10.34 10.35 10.36 10.37 10.38 Form S-1 Xcyte Therapies Inc cka Cyclacel Pharmaceuticals 2/8/2010 Inc Exhibits 10.29 10.30 10.31 10.32 10.33 Form S-1 Xcyte Therapies Inc nka Cyclacel Pharmaceuticals 2/8/2010 Inc Exhibits 10.33 10.36 10.47 Form S-1 Xcyte Therapies Inc nka Cyclacel Pharmaceuticals 2/8/2010 Inc Exhibit 10.1 Form 10-Q Xcyte Therapies Inc nka Cyclacel Pharmaceuticals 2/8/2010 Inc Exhibit 10.39 10.43 Form S-1 Xcyte Therapies nka Cyclacel Pharmaceuticals Inc 2/8/2010 Exhibits 10.1 10.2 Form 8-K Xcyte Therapies Inc nka Cyclacel Pharmaceuticals 2/8/2010 Inc Exhibit 10.1 Form 10-Q BC Biotechnology Alliance Canadian Bacterial Diseases Network Michael Smith Foundation for Health Research Fraser Health Authority Vancouver Aquarium Marine Science Centre Aquinox Pharmaceuticals Celator Pharmaceuticals Presidio Pharmaceuticals StressGen Biotechnologies Kinetek Pharmaceuticals BP Oil Vietnam Limited BP Oil Venezuela Limited BP China Limited Amoco UK Exploration Company Amoco Europe Limited Amoco UK Petroleum Limited BP Exploration Company Limited BP Exploration (Vietnam) Limited BP Exploration Operating Company Limited BP Exploration Services Limited EMP Exploration (Kangean) Limited BP Exploration (Algeria) Limited Unitrin Inc 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010
10-04846-FOIA 10-04847-FOIA 10-04848-FOIA 10-04849-FOIA 10-04850-FOIA 10-04851-FOIA 10-04852-FOIA 10-04853-FOIA 10-04854-FOIA 10-04855-FOIA 10-04856-FOIA 10-04857-FOIA 10-04858-FOIA 10-04859-FOIA 10-04860-FOIA 10-04861-FOIA 10-04862-FOIA 10-04863-FOIA 10-04864-FOIA 10-04865-FOIA 10-04866-FOIA 10-04867-FOIA 10-04868-FOIA 10-04869-FOIA 10-04870-FOIA 10-04871-FOIA 10-04872-FOIA 10-04873-FOIA 10-04874-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
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10-05157-FOIA 10-05158-FOIA 10-05159-FOIA 10-05160-FOIA
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Any buy in notifications, complaints, fines, short 3/5/2010 selling abuses. All communications, investigations, notes, 3/5/2010 regarding the complaint by James Luecke against TD Ameritrade, Inc. Mandatory Declassification Review Requests Log 3/4/2010 Medical Capital Holdings Inc Idenix Pharmaceuticals Inc Form S-1 Exhibit 10.21 OIG Report 521 Allegations of Failure by SEC to Investigate Dendreon Corp Madison Capital Advisors LLC or Madison Capital Management LLC Epitope Inc Form 10-Q Exhibit 10.1 Human Genome Sciences Inc Form 10-K Exhibit 10.66 Zymogenetics Inc Form 10-Q Exhibit 10.43 Zymogenetics Inc Form 10-K Exhibits 10.29 10.30 Zymogenetics Inc Form 10-K Exhibit 10.39 Zymogenetics Inc Form 10-K Exhibits 10.44 10.45 Zymogenetics Inc Form 10-K Exhibit 10.46 Zymogenetics Inc Form 10-Q Exhibits 10.1 10.2 Zymogenetics Inc Form 10-Q Exhibits 10.1 10.2 10.3 10.4 10.6 Zymogenetics Inc Form 10-Q Exhibits 10.1 10.2 2/1/2010 3/1/2010 3/15/2010 3/11/2010 3/1/2010 3/1/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010
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Zymogenetics Inc Form 10-Q Exhibit 10.1 Zymogenetics Inc Form 10-Q Exhibit 10.2 Zymogenetics Inc Form 10-Q Exhibits 10.3 10.4 Zymogenetics Inc Form S-1 Exhibit 10.28 Bruce Berkowitz Fairholme Capital Management
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All Correspondence Between Senator Christopher 3/15/2010 Dodd and the SEC From Jan 01 1990 to Dec 10 2008 All Correspondence Between Senator Charles 3/15/2010 Schumer and the SEC From Jan 01 1990 to Dec 10 2008 ASB Capital Management LLC 3/12/2010 Shepard Burr Ronald F Perrone Kevin Moore CFA John Edwards CFA Solomon J Kumin Daniel P Berkowitz Oscar Straus Schafer Ian P McDonald David Fiszel of SAC Capital Advisors LP US Gold Corp UTI Worldwide Inc Universal Technical Institute Inc United Therapeutics Corporation USEC Inc 3D Systems Corp TransDigm Group Inc TC Pipelines LP TCF Financial Corp American Apparel Inc fka Endeavor Acquisition Corp Vincent Raymond Marchisella of Wesley Capital Management LLC Nicholas Anthony Botta Jr Drew Hayworth of Madison Street Partners LLC Charles Leone of Madison Street Partners LLC Steven Christopher Owsley of Madison Street Partners LLC Madison Street Partners LLC Richard T Morena Richard A Biele Ailon Z Grushkin Alan Benjamin SMG Indium Kevah Konner of Halcyon Asset Management LLC Expo Capital Management LLC Paul Andrew of Expo Capital Management LLC Aaron L Cowen Westamerica Bancorporation 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/17/2010 3/17/2010 3/17/2010 3/17/2010 3/17/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hartshorn, Kaitlin Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Bergman, Edward Clair, Kenneth Seymour, Jeff Dukes, Sara Dukes, Sara Brenner, Christopher Maciasz, Megan Newman, James Derby, Dianne Caldiz, Adrian Gibert, Jimena Flynn, Sean
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Shmmuel Emmanuel Abijah Quijano Transcript In 3/16/2010 SEC V. Daniel T Todt etal 98 CIV 3980 SDNY Nestor Inc Board of Directors Meeting Minutes Section 31 Activity Fees Loewen Group and Alderwoods Group Argentina Amended Shelf Filing Argentina Amended Shelf Filing Ronald G Farrell 3/11/2010 3/18/2010 3/17/2010 3/18/2010 3/18/2010 3/4/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Howe, Amanda Howe, Amanda Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Marcus, Sally Marcus, Sally DePeau, Andrew Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Wall, Lindsay Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Aleutian Fund Ltd Alyeska Fund LP Alyeska Master Fund LP Alyeska Investment Group LLC Alyeska Investment Group LP Melisa O'Malley Jason Aaron Bragg Randall S Mitchell John Karl Turner Karl Dean Hamming Adam Jason Schwartz Carroll Christopher Gleason Charles Wood Chatham Jr Barry Lebovits of OSS Capital Management Anthony Cimini of OSS Capital Management LP Kori Kristen Skiba Richard Frederick McQuet Aaron Russell Taylor Anand Parekh Jeffrey M Saye Bennett J Kaufman Howard D Baum Gordon T Jones II Joseph A Niciforo The Molpus Company Molpus Timberlands Management LLC The Molpus Woodlands Group LLC Robert Lewis Lyle aka Bob Lewis Lyle of The Molpus Woodlands Group LLC Terrell Elton Winstead of Molpus Woodlands Group LLC PE Investments and PE Strategic Ltd Seth Hoenig Christopher Louis Pia Pia Capital Management LLC Rimrock Capital Management LLC David H Edington CRV Limited UK The Utilities Exchange Limited William C Martin Extol Group Inc Racal Electronics PJ Richardson Fred Arena Mark Neuhof Sumitomo Corporation Global Commodities Limited JEMM Development Group AIG Financial Products American Optical Corp
3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/19/2010 3/19/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010
Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Peterson, Kristina Peterson, Kristina Warren, Ben Gause, Shelley Graham, James Silverstein, Larry Mitchell, Erica Sood, Bhupinder Gismondi, Anthony Nassim, Mohammad Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark
Chicopee MFG Evergreen Capital LLC TUE Holdings Limited UK Specialty Metals Group Indium 24 Ludlow LLC Beit Chaverim Synagogue of Westport Norwalk Inc Beit Chaverim Inc Young Israel of Westport Inc Heritage Building Group LLC Heritage 9 Old Hill Farms Road LLC Warren Resources Williams Partners LP Watson Pharmaceuticals Inc Worthington Industries Inc VCA Antech Inc Whiting Petroleum Corp Wilmington Trust Corp Westwood Holdings Group Inc Woodward Governorn Co Winnebago Industries Inc United States Steel Corp Wynn Resorts Ltd Weyerhaeuser Co Williams Sonoma Inc White Mountains Insurance Group Ltd Willis Group Holdings Ltd Weingarten Realty Investors Interworkings Inc Enstar Group Inc El Paso Pipeline Partners LP Dendreon Corp ITT Corp T Factor LLC OIG Report 528 CMKM Diamonds OIG Report 528 CMKM Diamonds OIG Report 528 CMKM Diamonds Intake Policy on Tips Complaints and Referrals Audit Examination Contractors and Contracts for past three months Wonder International Education and Investment Group Corp CIK# 0001456137
3/18/2010 3/18/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/18/2010 3/18/2010 3/18/2010 3/19/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/21/2010 3/19/2010 3/20/2010 3/18/2010
SEC Commission meeting minutes August 1991 to 3/18/2010 March 1992 Charles F Gilroy Jr 3/19/2010 John T Faircloth of Tourmalet Advisors LP Charles Howard Winkler of Hudson Bay Capital Management Marcia Page aka Marcia Huepenbecker Varde Partners Inc Jeremy Hedberg 3/19/2010 3/22/2010 3/19/2010 3/19/2010 3/22/2010
10-05411-FOIA 10-05412-FOIA 10-05413-FOIA 10-05414-FOIA 10-05415-FOIA 10-05416-FOIA 10-05417-FOIA 10-05418-FOIA 10-05419-FOIA 10-05420-FOIA 10-05421-FOIA 10-05422-FOIA 10-05423-FOIA 10-05424-FOIA 10-05425-FOIA 10-05426-FOIA 10-05427-FOIA 10-05428-FOIA 10-05429-FOIA 10-05430-FOIA 10-05431-FOIA 10-05432-FOIA 10-05433-FOIA 10-05434-FOIA 10-05435-FOIA 10-05436-FOIA 10-05437-FOIA 10-05438-FOIA 10-05439-FOIA 10-05440-FOIA 10-05441-FOIA 10-05442-FOIA 10-05443-FOIA 10-05444-FOIA 10-05445-FOIA 10-05446-FOIA 10-05447-FOIA 10-05448-FOIA 10-05449-FOIA 10-05450-FOIA 10-05451-FOIA 10-05452-FOIA 10-05453-FOIA 10-05454-FOIA 10-05455-FOIA 10-05456-FOIA 10-05457-FOIA 10-05458-FOIA 10-05459-FOIA
Mierzejewski, Mark Hartshorn, Kaitlin Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hartshorn, Kaitlin Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Jason Spaeth Keith A Meister of Ichan Capital LP The Hamleys Group Limited Nutley Manor Shoot Limited Wooton Stores Limited Regent Street Association Limited Hamleys of London Limited Belhaven Brewery Company Ltd Haltermann Limited The Belhaven Group Limited House of Toys Limited UPF UK Limited Citizens Republic Bancorp Inc Corn Products International Inc ConocoPhillips Cooper Companies Inc Conns Inc Comverge Inc Coca Cola Bottling Co Consolidated Coach Inc Cogent Inc Cabot Oil & Gas Corp Vincent Intrieri of Icahn Enterprises LP George G Hicks Water Street Securities Inc Water Street Futures Inc Water Street International Inc Water Street Capital Inc WS Management LLP Water Street Management LLLP AMCOL International Corp Accenture Ltd Aceto Corporation American Campus Communities Inc Artic Cat Inc American Capital Strategies Ltd Ambac Financial Group ACCO Brands Corp Aaon Inc Asset Acceptance Capital Corporation Racal Health & Safety Racal Panorama of Dayton Racal Protection Ltd Reeves Emergency Management Systems Reeves Group Inc Reeves International Ltd Reeves Manufacturing The AireGroup Ltd TrailerLogic LLC
3/22/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010
10-05460-FOIA 10-05461-FOIA 10-05462-FOIA 10-05463-FOIA 10-05464-FOIA 10-05465-FOIA 10-05466-FOIA 10-05467-FOIA 10-05468-FOIA 10-05469-FOIA 10-05470-FOIA 10-05471-FOIA 10-05472-FOIA 10-05473-FOIA 10-05474-FOIA 10-05475-FOIA 10-05476-FOIA 10-05477-FOIA 10-05478-FOIA 10-05479-FOIA 10-05480-FOIA 10-05481-FOIA 10-05482-FOIA 10-05483-FOIA 10-05484-FOIA 10-05485-FOIA 10-05486-FOIA
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Rappaport, Adam Kamekona, Monica Eno, David Changlee, Jacob
Gentle Gale Apartment Corp American Financial Realty Trust Archon Atlantic Heritage 8 Division Street LLC Heritage 7 Burlington Court LLC Heritage 388 Reef Road LLC SMA Development Associates LLC SMA Development Association LLC Beit Chaverim Synagogue SMA Trust LLC MD Solar Sciences United Jewish Appeal Federation of Westport Weston Wilton Norwalk Inc AZG Capital Corp Velvet Asset Management LP Velvet Advisors LLC Velvet Capital Management LLC Action Sports International 20Twenty VFX Nano Cap Hyper Growth Partnership LP Nano Cap Millennium Growth Fund LP AZG Tangible Assets Fund LLC Video Memories LLC Wall Street Contractors Inc Congressional correspondence regarding Regulatory Reform proposals between March 1 2008 and the present SECHQ1-09-B-0158 HVAC Altercations and Minor Construction Tucker Corp Secret SEC Report given to Martin S Hayden in 1949 Mortgage Loan Information for Columbia Home Loans Mortgage Electronic Registration Service Christina Bank and Trust and Brokers Funding Services Whale Securities Co LP FOCUS Report Verifone Holdings Inc Transcript of Douglas Bergeron Timothy J Miller AP 3-11619 Transcripts TeliaSonera AB Schedule 13D Joint Venture Agreement OIG Report 528 CMKM Diamonds OIG Report 528 CMKM Diamonds Ethics Newsgrams and other publications OIG Report 528 CMKM Diamonds AIG Savings Bank Mortgage Note Fidelity Bond Information
3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/22/2010 3/8/2010 3/10/2010 3/12/2010
10-05487-FOIA 10-05488-FOIA 10-05489-FOIA 10-05490-FOIA 10-05491-FOIA 10-05492-FOIA 10-05493-FOIA 10-05494-FOIA 10-05495-FOIA 10-05496-FOIA 10-05497-FOIA 10-05499-FOIA 10-05500-FOIA 10-05501-FOIA 10-05502-FOIA 10-05503-FOIA
Crossmore, Edward Luria, Gil Thompson, Randy Taylor, Patrick Frank, Mark Walker, Steve Strother, Roger Noel, Michael Smart, Samuel Everett, James Stewart, Cheryl Hartshorn, Kaitlin Mierzejewski, Mark Hartshorn, Kaitlin Marcus, Sally Gavin, J. Patrick
3/16/2010 3/16/2010 3/16/2010 3/22/2010 3/22/2010 3/22/2010 3/23/2010 3/23/2010 3/23/2010 3/24/2010
Mortgage Notes for Paragon Option Que H&R 3/12/2010 Block GRP Loan Parkview SPS Select and Kondaur Capital Edward Mattner of Ichan Partners LP 3/23/2010 Gilchrist Berg Irene March aka Tina March David Benjamin Metz Mariner Energy Inc 3/24/2010 3/24/2010 3/24/2010 3/24/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Howe, Amanda Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Ravnitzky, Michael Jaffe, Matthew Dukes, Sara Dukes, Sara Dukes, Sara Scheer, David Moran, Laura
MDU Resources Group Inc Medcath Corp Meredith Corp MDC Holdings Inc Advent Software Inc Archer Daniels Midland Company ADC Telecommunications Inc Acxiom Corp Acacia Research Corp Princeton Financial Partners Andrew Garrett Inc SW Bach & Company Kirklin Securities Inc Press Realty Holdings LLC Press Communications LLC PMCM TV LLC Asbury Park Press Keith Cozza of Ichan Partners LP Peter Bernard Cook of Performance Trust Investment Advisor Douglas Steven Altabef Lon R Birnholz Steven George Roukis Jordan F Posner Steven Pisarkiewicz Laurie Skinner Gaeta Sherri Lynn Hurwitz David Adam Katz Matrix Asset Advisors First Trust Advisors LP Four Corners Capital Management LLC Smith Electric Vehicles US Bryan Hansel Robin Mackie Kevin Kelly Roy Stanley Emerging Sovereign Group LLC J Kevin Kenny Jr aka John Kevin Kenny Jr
3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010
Mandatory Declassification Review Request Letter 3/19/2010 OIG Reports Regarding misuse of Government resources and Official time XOMA Ltd Form 10-Q Exhibit 10.39 3/24/2010 2/22/2010
XOMA Ltd Form 10-K Exhibits 10.24C 10.24D and 2/22/2010 10.31B XOMA Ltd Form 10-Q Exhibit 10.37 2/22/2010 OIG Report 483 Failure to vigorously Enforce 3/24/2010 Action against W Holding and Bear Stearns at the Miami RO Sodexo Alliance SA CIK 0001169715 Response 3/24/2010 letter dated June 26 2006
10-05548-FOIA
Caplan, Michael
Morgan Stanley & Co Inc correspondence with the 3/24/2010 Chairman and Commissioners between September 1 and October 31 2008 Merrill Lynch & Co correspondence with the Chairman and Commissioners between September 1 and October 31 2008 J P Morgan Chase & Co correspondence with the Chairman and Commissioners between September 1 and October 31 2008 Goldman Sachs & Co correspondence with the Chairman and Commissioners between September 1 and October 31 2008 The Bear Stearns Companies Inc correspondence with the Chairman and Commissioners between September 1 and October 31 2008 Bank of America Inc correspondence with the Chairman and Commissioners between September 1 and October 31 2008 Gentle Gale Apartment Corp Sterling Springs Apartment Corp WHBA Investors Inc WHLN Gen Par Inc WMP II Gen Par Inc ACPRE LMG Gen Par LLC W2005 LMG Gen Par LLC Castle Bluff Corporation CPRE 1 End Greenlawn Gen Par LLC CPRE 1 End Greenlawn II Gen Par LLC CPRE 1 End Lakeline Gen Par LLC CPRE 1 End Shady Hollow Gen Par LLC Anthony Buffalano Kenneth A Froot FDO Partners LLC James A Schwartz of Harvey Partners LLC Aurelius Capital Management GP LLC Aurelis Capital International Ltd David Benjamin Metz Michael Silver GS Investment Strategies LLC Raanan Abraham Agus aka Richard Howard D Baum Eric M Jacobs King Street Capital LP King Street Capital Management GP LLC Capstone Investment Advisors LLC Paul Matthew Britton Carl Celian Icahn of Icahn Enterprises LP Owl Creek Overseas Fund II Ltd Owl Creek Asia Master Fund Owl Creek GP LLC 3/24/2010
10-05549-FOIA
Caplan, Michael
10-05550-FOIA
Caplan, Michael
3/24/2010
10-05551-FOIA
Caplan, Michael
3/24/2010
10-05552-FOIA
Caplan, Michael
3/24/2010
10-05553-FOIA
Caplan, Michael
3/24/2010
10-05554-FOIA 10-05555-FOIA 10-05556-FOIA 10-05557-FOIA 10-05558-FOIA 10-05559-FOIA 10-05560-FOIA 10-05561-FOIA 10-05562-FOIA 10-05563-FOIA 10-05564-FOIA 10-05565-FOIA 10-05566-FOIA 10-05567-FOIA 10-05568-FOIA 10-05569-FOIA 10-05570-FOIA 10-05571-FOIA 10-05572-FOIA 10-05573-FOIA 10-05574-FOIA 10-05575-FOIA 10-05576-FOIA 10-05577-FOIA 10-05578-FOIA 10-05579-FOIA 10-05580-FOIA 10-05581-FOIA 10-05582-FOIA 10-05583-FOIA 10-05584-FOIA 10-05585-FOIA
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Malinowski, Thomas Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Malinowski, Thomas Malinowski, Thomas Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wall, Lindsay Wall, Lindsay Hartshorn, Kaitlin Marcus, Sally Marcus, Sally Marcus, Sally
3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010
Marcus, Sally Marcus, Sally Carr, Anita Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Kiernan, Cortney
Owl Creek Asset Management LP Richard Eugene Lyon III JPMAC 2006-NC1 Newland Capital Management LLC Newland Fund LP Newland Partners LLC Michael David Vermut of Newland Capital Management LLC Joseph Yankovich of Newland Capital Management LLC Kenneth Ross Brodkowitz of Newland Capital Management LLC Petroleum Development Corp Pepsico Inc Pennsylvania Real Estate Investment Trust Plum Creek Timber Company Inc Paccar Inc Provident New York Bancorp Pitney Bowes Inc PAETEC Holding Corp H J Heinz Company Greif Inc Michael J Farrell Farrell & Co Farrell Reinecke Standard Steel Holdings Inc Thomas J Reinecke Reinecke Family Partnership Alan M Majewski Standard Steel LLC MK Rail Corporation MK Engine Systems Company Inc International Alloy Sales Company M&T Partners Compression Services Inc Pittsburgh Flatroll Company Inc Motor Coils Manufacturing Company Prototype Solutions LLC J Taylor Hersey Co Encoder Science Technology LLC Reyhan Corporation Reyhan PFG PSI Alliance I2HC LLC Taoz LLC Evo Medical Solutions North of England Microelectronics Institute Barry Alan Peterson of Private Capital Solutions LLC Karl Rodger Davis Jr of Private Capital Solutions LLC Miura Global Management LLC
3/26/2010 3/26/2010 3/17/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010
Kiernan, Cortney DePeau, Andrew DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Rothschild, Andrew Asaro, Michael Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen Kagan-Kans, David Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Francisco Alfaro aka Francisco Alfara Brujo Weiss Capital LLC Andrew M Weiss Weiss Asset Management LP Ashland Inc Administaff Inc Associated Banc Corp Arrow Electronics Inc Art Technology Group ARRIS Group Inc American Reprographics Co Arena Pharmaceuticals Inc Arena Resources Inc Ariba Inc
3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010
The Medical Center Hospital Authority Series 2007 3/26/2010 revenue bonds for Spring Harbor at Green Island OIG Report 496 Allied Capital Mark Braswell Green Light Capital et al Pershing Square International William A Ackman Heritage 152 North LLC Heritage 156 Easton LLC OIG Report 470 3/25/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/30/2010
Warren Naphtal of P/E Investments P/E Strategic 3/30/2010 Ltd Matthew Hulsizer of Peak6 3/30/2010 Peak6 David Benjamin Metzman Woodward Governor Co Millipore Corporation Middleby Corp Macquire Infrastructure Marshall & Ilsley Corporation Medco Health Solutions Inc Mohawk Industries Inc McGrath Rentcorp MFA Mortgage Investments MCG Capital Corp Christopher J Bowick Chris J Bowick The Bowick Group LLC Inlet Technologies Inc LiquidxStream Systems Inc Jones Futurex Inc Jones Intercable Inc Express Engineering (Thompson) Limited Omega North East Limited Exact Machining UK Limited PLJ Investments Limited Gauge & Tool Makers Association 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Howe, Amanda Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Rozmic Wireless Ltd Fabriam Limited A P Tooling Limited Barholm Tool & Gauge Company Limited Omega Plastics (UK) Limited George P Malanga Rex W Harrington 1798 Global Partners (USA) Corp 1798 Global Partners LLC Aziz Nahas of 1798 Global Partners USA Corp National Interstate Corp National Instruments Corp MYR Group Inc Mylan Inc Myers Industries Inc Micron Technology Inc Mueller Industries Inc MKS Instruments Inc McCormick & Co Inc Mobile Mini Inc Regional Projects North East Limited Fitstogether Limited Tooling Technologies Limited Product Futures Limited M F One Limited Partnership Investments 2 Limited Amsys Rapid Prototyping and Tooling Limited Ferrell International Limited Ferrellgas Partners LP Ferrellgas Inc Ferrell Management Company Ferrell Petroleum Inc Ferrellgas LP Ferrell Companies Inc Michael Rothkopf of PEAK6
3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 3/31/2010
William Alexander von Mueffling of Cantillon 4/1/2010 Capital Management LLC Robert Ian Bernstein of Macquarie Allegiance 3/1/2010 Capital LLC Four Corners Capital Management LLC Blue Rhino Global Sourcing LLC Blue Rhino Buckeye Gas Products Management Company Express 2 Automotive Limited Express Finishing Systems Limited Tanfield Engineering Systems Limited E Comeleon Limited Blowout LLC Morena & McAllan Oil and Gas LLC Morena Family Enterprises LLC 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010
10-05725-FOIA 10-05726-FOIA 10-05727-FOIA 10-05728-FOIA 10-05729-FOIA 10-05730-FOIA 10-05731-FOIA 10-05732-FOIA 10-05733-FOIA 10-05734-FOIA 10-05735-FOIA 10-05736-FOIA 10-05737-FOIA 10-05738-FOIA 10-05739-FOIA 10-05740-FOIA 10-05741-FOIA 10-05742-FOIA 10-05743-FOIA 10-05744-FOIA 10-05745-FOIA 10-05746-FOIA
Costello, Maureen Hartshorn, Kaitlin Hartshorn, Kaitlin Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Cohn, Scott Barnes, Peter
Silver Fox Investments LLC Lazard Asset Management LLC
4/1/2010 4/1/2010
Sean Hugh Reynolds of Lazard Asset Management 4/1/2010 LLC Phillip M Anderson aka Phil Anderson 3/31/2010 Thomas J Hutchison aka Tom Hutchison Mark Patten Kevin Rodman Kevin Rodman Consulting LLC Newell Rubbermaid Inc Nu Skin Enterprises Inc National Oilwell Varco Inc Nalco Holding Co Newfield Exploration Co Newport Corp Newmarket Corporation Nasdaq Stock Market Inc Navigant Consulting Inc Nacco Industries Inc Corsair Capital LLC Nicholas Biddle Paumgarten Jr OIG Report 526 Robert Allen Stanford Alleged Ponzi Scheme OIG Report 496 Allied Capital OIG Report 512 Unauthorized Disclosure of public Info and OIG 515 HQ Manager Awarding Contracts to Friends 3/31/2010 3/31/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 3/30/2010
Richard, Christine Jacobs, Charles Curto, Charles Drohan, Vivian Crowe, Daniel Parrilli, Robert Levin, Daniel Gibel, Brian Giles, Jim
OIG Report 496 Allied Capital Mark Braswell 3/26/2010 Greenlight Capital etal Exhibits 20 21 35 36 37 51 Conseco Life Insurance Daniel A Mckenna and Principle Profits Asset Management Inc Think Strategy Capital Management LLC Notice of Investigation US Bank National Association as Indenture Trustee for American Home Mortgage Investment Trust 2005-4 Putnam Investment Management and Peter Scannell statements Schnitzer Steel Industries (FOIA Request 0903391-FOIA) Alstom Transportation Inc summery data on search warrents, subpoenas, etc for Google, Yahoo, Microsoft, AOL, Facebook, Twitter, and My Space GE/RCA Corp HO-1793 Ed Bao Transcripts 4/2/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010
10-05756-FOIA 10-05757-FOIA 10-05758-FOIA 10-05759-FOIA 10-05760-FOIA 10-05761-FOIA 10-05762-FOIA
Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia
3/27/2010
GE/RCA Corp HO-1793 Steven Ginsberg 3/27/2010 transcripts GE/RCA Corp HO-1793 Andrew Stillman transcript 3/27/2010 GE/RCA Corp HO-1793 Seth Kanegis transcript GE/RCA Corp HO-1793 Larry Star transcript 3/27/2010 3/27/2010
GE/RCA Corp HO-1793 Kenneth Ginsberg 3/27/2010 transcript GE/RCA Corp HO-1793 Jerome Feldman transcript 3/27/2010
10-05763-FOIA 10-05765-FOIA
Cohen, Patricia Ayers, Carl
GE/RCA Corp HO-1793 Howard Silverman transcript OIG Report 496 Allied Capital OIG Report 505 Failure to Investigate Metromedia International Group Inc and OIG 526 Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's
3/27/2010 4/2/2010
Rubin, David Gill, Nancy Arnold, Cody Hanlen, Mike Gutermuth, Bob Hardesty, Dave Martin, Margaret Shaffer, Dennis Ory, Joel Canning, Clifford Smith, David Cohlmia, Garland Finley, Keith Fieldsend, Debbi Wolfe, Paul Kubich, Cyndi Wilkinson, Cassie Kennedy, Carla Teller, Fred Winningkoff, Kenneth Keenan, Cindy Trabold, John Hallman, Barney Gallagher, C Busceme, Virginia Mendez, Annalisa Bridges, Suzon Klug, Robert Montero, Hannielise Leu, Carroll Schmidt, Reese Zothner, Gordon
4/5/2010 4/5/2010 4/5/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010
10-05798-FOIA 10-05799-FOIA 10-05800-FOIA 10-05801-FOIA 10-05802-FOIA 10-05803-FOIA 10-05804-FOIA 10-05805-FOIA 10-05806-FOIA 10-05807-FOIA 10-05808-FOIA 10-05809-FOIA 10-05810-FOIA 10-05811-FOIA 10-05812-FOIA 10-05813-FOIA 10-05814-FOIA 10-05815-FOIA 10-05816-FOIA 10-05817-FOIA 10-05818-FOIA 10-05819-FOIA 10-05820-FOIA 10-05821-FOIA 10-05822-FOIA 10-05823-FOIA 10-05824-FOIA 10-05825-FOIA 10-05826-FOIA 10-05827-FOIA 10-05828-FOIA 10-05829-FOIA 10-05830-FOIA 10-05831-FOIA 10-05832-FOIA
Felsmann, Sally Kellermeyer, David Rosenthal, William Saleeby, Nadim Guennewig, Tom Stancioff, Alex Cosbar, George Feuenmayor, Maria Carey, John Keys, Ken Reinert, Jerome Teti, Lisa Derick, Bill George, Charles Higgins, Susan Antignolo, Ed Campo, Otto Levin, Barbara Hernandez, Thelma Hutcherson, John Ochea, Judith Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Padula, Gary Cohen, Patricia Cohen, Patricia Cohen, Patricia Orce, Kenneth Worms, Wolfram Agle, Daniel Shore, Richard Wall, Lindsay Howe, Amanda
OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme Harding Loevner Management LP Harding Loevner LP
Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's
4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/6/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 3/30/2010 4/2/2010 4/5/2010 4/6/2010 4/6/2010
Alexander Tuck Walsh of Harding Loevner LP Simon Hallett of Harding Loevner LP Red Kite Management LP GE/RCA Corp HO-1793 Martin Cohen transcript and trading records GE/RCA Corp HO-1793 Cindy Cohen transcript and trading records GE/RCA Corp HO-1793 Jack Cohen transcript and trading records Transcripts of testimony for Donald Cohen, Brett Lurie, Steven A Cohen and Steven Mark Standard & Poors Rating Services examination documents Real Estate Partners Inc et al Case No 8:07-cv01022-AG-MLG Michael Strauss former chairman and CEO of American Home Mortgage Clifford Vail Brokaw IV aka Cliff Vail Brokaw IV James Robert OBrien aka Jim Robert OBrien of Cantillon Capital Management LLC
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sun, Jim Gavin, J. Patrick Gavin, J. Patrick Paradise, Kirk Gavin, J. Patrick Scheer, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Denner, Keya Denner, Keya Denner, Keya Denner, Keya Denner, Keya Denner, Keya Denner, Keya Denner, Keya Smith, Jason Bates, James Richard, Craig Wall, Lindsay Tangel, Andrew Sokolowski, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay
Cooper Industries Ltd Chubb Corp ConAgra Foods Inc OIG Report 526 SEC Response to Stanford's Alleged Ponzi Scheme Bridgepoint Education Inc Black Hills Corp Desilu Productions BJ Services Company OIG Report 526 SEC Response to Stanford's Alleged Ponzi Scheme BJs Restaurants Inc BJs Wholesale Club Inc Bio Rad Laboratories Inc Axis Capital Holdings Ltd Kenneth R Bolton Victor K Kurylack Lara Coleman Celeste M Leonard Edward Okun Brian N Folland Paul Appelt First Montauk Securities Corp. Your Event Inc OIG Report 526 SEC Response to Stanford's Alleged Ponzi Scheme Wells Notices issued to NIC Inc Joseph Carney Mountain Capital Management Bidz.com Inc NCR Corporation Alliant Techsystems Inc Athenahealth Inc Amerigon Inc Ameriprise Financial Inc AMETEK Inc Albemarle Corporation AFLAC Inc Almost Family Inc Adobe Systems Inc Macquarie Infrastructure Company LLC Columbia Sportswear Co Concur Technologies Inc Conmed Corp Cleco Corp Centene Corporation Comtech Telecommunications Corp Cerner Corporation Career Education Corporation Belo Corporation Richard Edward Thornburgh
4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/31/2010 4/7/2010 4/1/2010 4/5/2010 4/6/2010 4/7/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/2/2010
10-05881-FOIA 10-05882-FOIA 10-05883-FOIA 10-05884-FOIA 10-05885-FOIA 10-05886-FOIA 10-05887-FOIA 10-05888-FOIA 10-05889-FOIA 10-05890-FOIA 10-05891-FOIA 10-05892-FOIA 10-05893-FOIA 10-05894-FOIA 10-05895-FOIA 10-05896-FOIA 10-05897-FOIA 10-05898-FOIA 10-05899-FOIA 10-05900-FOIA 10-05901-FOIA 10-05902-FOIA 10-05903-FOIA 10-05904-FOIA 10-05905-FOIA 10-05906-FOIA 10-05907-FOIA 10-05908-FOIA 10-05909-FOIA 10-05910-FOIA 10-05911-FOIA 10-05912-FOIA 10-05913-FOIA 10-05914-FOIA
Wall, Lindsay Howe, Amanda Howe, Amanda Howe, Amanda Hartshorn, Kaitlin Hartshorn, Kaitlin Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Peery, Harrison
Dharma Tejaignacio Jayanti aka D T Ignacio Jayanti Jacob Jay Gottlieb Visium Asset Management LLC Thomas R Ellis Richard Lockwood Chilton Jr of Chilton Investment Company LLC Chilton Investment Company LLC
4/2/2010 4/7/2010 4/7/2010 4/5/2010 4/7/2010 4/7/2010
Leigh R Goehring of Chilton Investment Company 4/5/2010 Inc Felix Frey of Scoggin LLC 4/6/2010 Isaiah Alexander Schmelzer aka Alex Schmelzer aka I Alex Schmelzer Brian Charles Black of Black Sheep Partners LLC and BCB Consultants Black Sheep Partners LLC BCB Consultants Christopher Andrew Plaford of Visium Asset Management LP David Scott Hampson of Loeb Capital Management Gideon Jeremy King of Loeb Capital Management Michael Brian Pohly of Kingdon Capital Management LLC Anthion Partners LP Anthion Capital GP LLC Anthion Management LLC David D Moradi of Anthion Management LLC Ferrill D Roll of Harding Loevner LP Peter J Baughan of Harding Loevner LP Bozza Jackson Holdings LLC Lakewood Capital Advisors LLC Lakewood Capital Partners LP Lakewood Capital Management LP Lakewood Capital Management GP LLC fka Lakewood Capital Management LLC Michael Christopher Antonacci Lakewood Capital Advisors LLC Anthony Theodore Bozza of Lakewood Capital Advisors LLC William Joseph Walsh aka Bill Joseph Walsh of Kingdon Capital Management LLC Alan Peter Winters of Kingdon Capital Management LLC Mohamad Pasha Bahadori Ali Pasha Bahadori aka Alexander Bahadori LuxEn Capital Management LP Countrywide Financial Corp and transcripts of John McMurray Angelo Mozilo David Sambol and Eric Sieracki with communications from CV 0903994 Merrill Lynch Communications regarding Lehman Brothers Colin J Lundgren 4/6/2010 4/7/2010 4/7/2010 4/5/2010 4/2/2010 4/5/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 3/24/2010
Foxman, Alan Molenda, David Dufresne, Charles Newman, James
4/5/2010 4/7/2010
Report of staff of the SEC on the operation of 4/7/2010 section 13f of the Exchange Act of 1934 at 17 dated Nov 29 1983 James Mitchell Newman registration & withdrawal 4/7/2010
Komar, Steve Vazquez, Teresita Matetsky, Ira Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
OIG report 526 SEC response to Stanfords 4/8/2010 alleged ponzi scheme OIG report 526 SEC response to Stanfords 4/8/2010 alleged ponzi scheme ImageSat International NV fka West Indian Space 3/29/2010 NV Robert Andrew Blum 4/6/2010 John Edward Stuart John Longino Gary J Kurtzman Richard S Kollender John H Dillon II Jeanne Cunicelli Michael C Diem Suzanne M Hanlon Keith A Goldan Terri B Sebree Jane H Hollingsworth Michael Cola Alesco Financial Inc Alesco Warehouse Conduit LLC Alesco TPS Holdings LLC Alesco Funding Inc Alesco Loan Holdings Trust TYI Holdings PLC TYI LTD Saxon Sanbec Limited Saxon Specialist Vehicles Limited Saxon Mortgage Services Inc Saxon Capital Inc SaxonAsset Securities Company Saxon Mortgage Inc Saxon Funding Management Inc Morgan Stanley Capital Holdings LLC Morgan Stanley Dean Witter Credit Corporation Morgan Stanley Credit Corporation Seaboard Equities LLC Full Circle Investments LLC Full Circle Funding CT LP Full Circle Funding LLC Independent Outdoor Advertising LLC Independent Outdoor III LLC Independent Outdoor Group LLC AllState Enterprises Financial Corporation Novus Financial Corporation Sears Consumer Financial Corporation Meritech Mortgage Services Inc Cram Mortgage Services Inc Dominion Mortgage Services Inc FV-I Inc 4/6/2010 4/6/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/6/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/7/2010 4/7/2010 4/8/2010 4/8/2010 4/8/2010 4/7/2010 4/7/2010 4/8/2010 4/7/2010 4/7/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/8/2010 4/7/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
SCI Services Inc NuPathe Inc Apex Inegrated Solutions Tanfield Group PLC Tanfield Powered Access Limited North East Regional International Trade Office Limited BGROUP Holdings Limited Kilimanjaro Coffee LTD The Fin Machine Company Limited Express Engineering Thompson Limited Omega North East Limited HMH Sheet Metal Fabrications Limited Joeknowsit? Limited Walkerwalls Limited SEV Group Limited Sandco 854 Limited Norquip Limited Clickhere Limited Business and Enterprise North East Limited Biophan Technologies Form KSB Exhibit 10.46 Alnylam Pharmaceuticals Inc Form S-1 Exhibits 10.17 10.21 10.22 Form S-1 A Exhibits 10.19 10.24 Gtc Biotherapeutics Inc Form 10-Q Exhibit 10.5
4/8/2010 4/9/2010 4/6/2010 4/7/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/8/2010 3/30/2010 3/30/2010 3/30/2010
Occam Networks Inc DE Form 10-K Exhibit 10.69 3/30/2010 Idenix Pharmaceuticals Inc Form S-1 Exhibits 10.24 and Form S-1A Exhibits 10.14 10.15 Idenix Pharmaceuticals Inc Form S-1 Exhibit 10.15 Critical Therapeutics Inc Form S-1 Exhibit 10.8 Critical Therapeutics Inc Form 10-K Exhibit 10.1 Nexmed Inc Form 10KSB40 Exhibit 10.7 SEQ 3 Dyadic International Inc Form 10KSB Exhibit 10.21.2 Candies Inc Form 8-K Exhibit 10.1 Curis Inc Form 10-K Exhibit 10.23 10.24 10.25 10.29 Cytokinetics Inc Form 10-Q Exhibit 10.56 Gen Probe Inc Form 10-12G Exhibit 10.6 Gen Probe Inc Form 10-K Exhibits 10.66 10.67 Diversa Corp Form 10-Q Exhibit 10.50 Diversa Corp Form 8-KA Exhibit 10.46 Seq 3 Parlux Fragrances Inc Form 10-Q Exhibit 10.66 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010
Magnachip Semiconductor LLC Form S-4 Exhibits 3/30/2010 10.27 10.28 10.29 Martek Biosciences Corp Form 10-K Exhibit 10.59 3/30/2010 Nutracea Form 10KSB Exhibit 10.8 3/30/2010
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Lyons, Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Bondi, Debby Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Jenkins, Peter Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Barrier Therapeutics Inc Form S-1A Exhibit 10.3
3/30/2010
Cragar Industries Inc DE Form 10QSB Exhibit 3/30/2010 10.2 Isis Pharmaceuticals Inc Form 10-K Exhibit 10.53 3/30/2010 Transcripts from SEC-hosted roundtable discussion Keeping Apace in Cyberspace Inter Video Inc Form 10-K Exhibit 10.6 Spectrum Pharmaceuticals Inc Form 8-K Exhibit 10.1 Spectrum Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Pooling and servicing agreement for HSBC USA as trustee for SEQ 204-9 Wintegra Inc Form S-1A Exhibit 10.22 Chiron Corp Form 10-Q Exhibits 10.74 10.75 Activision Inc NY Form 10-Q Exhibit 10.4 American Superconductor Corp DE Form 10-Q Exhibit 10.3 Cellegy Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.23 Medicines Co DE Form 10-K Exhibit 10.18 Nitromed Inc Form S-1 Exhibits 10.7 10.8 10.9 Prosper Marketplace Inc Chevron Corp Citrix Systems Inc Constant Contact Inc Cintas Corp Salesforce.com Inc Cree Inc Copart Inc Computer Programs & Systems Inc Calpine Corporation Campbell Soup Company Endo Pharmaceuticals Holdings Inc Equifax Inc Eclipsys Corp Ecolab Inc eBay Inc Dresser Rand Group Inc Dendreon Corporation Danaher Corporation DG FastChannel Inc Cypress Semiconductor Corporation 4/8/2010 3/30/2010 3/30/2010 3/30/2010 4/8/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010
Incara Pharmaceuticals Corp Exhibit 10.91 Form 8-3/15/2010 K Incara Pharmaceuticals Corp Exhibits 10.84 10.85 3/15/2010 Form 8-K Incara Pharmaceuticals Corp Exhibits 10.82 10.83 3/15/2010 Form 8-K Albany Molecular Research Inc Exhibit 10.22 Form 3/15/2010 10-K Albany Molecular Research Inc Exhibit 10.1 Form 3/15/2010 10-Q Adherex Technologies Inc Exhibit 4.36 Forn 20-F 3/15/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas DePeau, Andrew Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Hartshorn, Kaitlin Hartshorn, Kaitlin Wall, Lindsay Marcus, Sally Reinhardt, Kelly Molenda, David Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Corley, Jeremy LaRoche, Greg Wall, Lindsay Hartshorn, Kaitlin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Adherex Technologies Inc Exhibit 4.30 Forn 6-K Adeza Biomedical Corp Exhibits 10.3 10.5 10.6 10.8 10.13 Form S-1 Affymetrix Inc Exhibit 10.35 Form 10-Q Icos Corporation Exhibit 10.1 Form 10-Q Anu (Anupama) Murgai of Suranya Capital Partners LLC Suranya Capital Management LLC Mark Kessler of Suranya Capital Partners LLC Suranya Capital Management LLC Brian D Gottlieb Jarrett Blake Posner Sodaville Ventures Chino O hara aka Chino Ohara aka China Hara Concourse Global Metal Concourse Trading Black Gold Mining Sierra Diamond Explor Lucky Boy Mining and Development Adam Benjamin Blitz of Evanston Capital Management LLC Evanston Capital Management LLC David Jonathan Grain Jonathan G Berger Mark Elliot Kingdon of Kingdon Capital Management LLC Jason Neff Kingdon GP LLC Kingdon Capital Management Corp Kingdon Associates Kingdon Associates Parent LP Kingdon Family Partnership LP Kingdon Capital Management LLC Safeguard Scientifics Pennsylvania Biotechnology Clarient Inc Shire Us Inc Chromavision Medical Systems Inc Shire PA Incorporated Shire Incorporated Shire Pharmaceuticals Inc Shire US Holdings Inc Shire Regulatory Inc Shire US Manufacturing Inc Larry Wayne Ellis mug shot Form BD data Eliot H Powell John F Lepore of Basso Capital Management LP Google Inc Gentex Corp Gilead Sciences Inc Fuel Systems Solutions Inc
3/15/2010 3/15/2010 3/15/2010 3/15/2010 4/9/2010 4/9/2010 4/9/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mekay, Emad Ladd, Alan Blaney, Brian Lea, Heather Rude, Heidi Hartshorn, Kaitlin Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
First Mercury Financial Corp FMC Corp Fluor Corp Edwards Lifesciences Corp Electronic Arts Inc Epicor Software Corporation SEC v Daimler AG Case No 1:10-cv-00473 Pinnacle Business Management aka Serac Holdings CRT Capital Group 2009 Focus Report Bechtel Corporation and Freemont Investment Advisors FOIA Request 10-00912-FOIA Philip Raymond Platek of Basso Capital Mangement LP Maverick Capital Management LLC William Bates Brown aka W Bates Brown IHS Inc Helmerich & Payne Inc Hot Topic Inc Starwood Hotels & Resorts Worldwide Inc Honeywell International Inc Health Net Inc HMS Holdings Corp Helix Energy Solutions Group Inc Harvard Bioscience Inc Hasbro Inc Richard D Baier aka Rick Baier Daniel K Carr aka Dan Carr Edwin M Stanton aka Ed Stanton Nicholas J Rhodes aka Nick Rhodes BC Development Field Birmingham Office Field Jacksonville Office Lane4 Property Group Riverside Devco CB Richard Ellis Inc aka C B Richard Ellis Inc Utah Tech Center EN Com Properties SRS Investments Austin SSA LLC BOMA International Patrick R Gruber PhD Mark Lochlin Smith Gevo Inc Outlast Technologies Inc Lactech Inc NatureWorks LLC Green Harvest Technologies Replidyne Inc
4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/8/2010 3/31/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010
10-06140-FOIA 10-06141-FOIA 10-06142-FOIA 10-06143-FOIA 10-06144-FOIA
Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia
Nabi Biopharmaceuticals Neuromedical Systems Inc Genetrix Inc Segetis Inc Cathleen (Cathy) M Baier Kathleen (Kathy) M Baier Cathleen (Cathy) M Howard Kathleen (Kathy) M Howard Cathleen (Cathy) M Johnston Kathleen (Kathy) M Johnston Lloyds Register of Shipping Trust Corporation Clarkson PLC Britannia Bulk Plc Britbulk UK Holdings Royal Olympic Cruise Lines General Maritime Corporation Eurofin International Limited Rex Harrington Limited Doubleline Funds Trust Trust Co of the West and Form N-1A filed January 12 2010 Nexmed Inc Exhibit 10.7 Form 10-K Biosphere Medical Inc Exhibit 10.16 Form 10-K Genomica Corp Exhibits 10.27 10.30 Form S-1 Genetic Therapy Inc Exhibits 10.39 10.40 10.41 Form S-3 Entremed Inc Exhibits 10.34 10.35 Form 10-K
4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Weiss, Miles Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/13/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010
Lynx Therapeutics Inc Exhibits 10.18 10.19 Form 3/22/2010 10-Q Alpha 1 Biomedicals Inc Exhibit 10.2 Form 10-K 3/22/2010 Ostex International Inc Exhibit 10.37 Form 10-Q 3/22/2010
Regenerx Biopharmaceuticals Inc Exhibit 10.2 3/22/2010 Form 10-K Accumed International Inc Exhibit 10.33 Form 10- 3/22/2010 K Hybridon Inc Exhibit 10.1 Form 10-Q 3/22/2010 Hybridon Inc Exhibits 10.62 10.63 10.64 Form S- 3/22/2010 1 Adams Laboratories Inc cka Adams Respiratory 3/22/2010 Therapeutics Inc Exhibits 10.2 10.3 10.4 Form S1 Aclara Biosciences Inc Exhibits 10.24 10.26 Form 3/22/2010 10-K Aclara Biosciences Inc Exhibits 10.44 10.45 Form 3/22/2010 10-Q Acusphere Inc Exhibits 10.22 10.23 10.27 Form S- 3/22/2010 1 Acusphere Inc Exhibits 10.09 10.10 10.11 Form 3/22/2010 10-Q Acusphere Inc Exhibits 10.04 10.05 Form S-1 3/22/2010 Alexion Pharamaceuticals Inc Exhibit 10.28 Form 3/22/2010 8-K Alexion Pharmaceuticals Inc Exhibit 10.1 Form 10- 3/22/2010 Q Kroger Co The 4/14/2010 Kaydon Corp Kinetic Concepts Inc 4/14/2010 4/14/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Hartshorn, Kaitlin Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Fritz, John Sallie, Yvonne McKenna, Thomas Duncan, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Janus Capital Group Inc Jacobs Engineering Group Inc j2 Global Communications Inc J Crew Group Inc Johnson Controls Inc IPC The Hospitalist Company Inc Interval Leisure Group Inc
4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010
Patsy Morabito of Amerra Capital Management 4/14/2010 LLC Gary Paul Henson of Mariner Wealth Advisors LLC 4/14/2010 Nadya Y Frukter of Hudson Bay Capital Management fka Refco Gabelli & Company Mario Gabelli Amerra Capital LLC Amerra Capital Management LLC Northeast Bioenergy LLC New River Pharmaceuticals Inc Lotus Biochemical Corporation Lotus Spinco Corporation Auxilium Pharmaceuticals Inc Bio-Pharm Pharmaceutics Services Inc Affinity Pharmaceuticals Inc La Femme Inc Iabh Inc Aerie Africa Inc Omnicare Clinical Research Crystal Capital Partners LaSalle Bank NA and US Bank National Association MoneyGram International Inc 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/7/2010 4/7/2010
Principal Fund Inc Principal Management Corp 4/7/2010 Principal Global Investors LLC and or Principal Funds Distributor Inc Access Pharmaceuticals Inc Exhibit 10.26 Form 10-3/29/2010 Q Seattle Genetics Inc Exhibits 10.1 10.3 Form 10- 3/29/2010 Q Accentia BioPharmaceuticals Inc Exhibits 10.2 3/29/2010 10.8 10.9 10.10 10.11 10.13 10.14 10.66 Form S1 Accentia BioPharmaceuticals Inc Exhibit 10.6 3/29/2010 Form S-1 Accentia BioPharmaceuticals Inc Exhibits 10.5 3/29/2010 10.10 Form S-1 Aerogen Inc Exhibit 10.17 Form 10-Q 3/29/2010 Aerogen Inc Exhibit 4.6 Form S-1 Alkermes Inc Exhibits 10.4 10.5 10.6 10.7 10.8 10.9 Form 10-Q Alkermes Inc Exhibits 10.1 10.2 Form 10-Q 3/29/2010 3/29/2010 3/29/2010
Alliance Pharmaceuticals Corp Exhibits 10.2 10.3 3/29/2010 Form 10-Q Alliance Pharmaceuticals Corp Exhibit 10.77 Form 3/29/2010 10-Q Alliance Pharmaceuticals Corp Exhibits 10.78 3/29/2010 10.79 Form 10-Q
10-06218-FOIA 10-06219-FOIA 10-06220-FOIA 10-06221-FOIA 10-06222-FOIA 10-06223-FOIA 10-06224-FOIA 10-06225-FOIA 10-06226-FOIA 10-06227-FOIA 10-06228-FOIA 10-06229-FOIA 10-06230-FOIA 10-06231-FOIA 10-06232-FOIA 10-06233-FOIA 10-06234-FOIA 10-06235-FOIA 10-06236-FOIA 10-06237-FOIA 10-06238-FOIA 10-06239-FOIA 10-06240-FOIA 10-06241-FOIA 10-06242-FOIA 10-06243-FOIA 10-06244-FOIA 10-06245-FOIA 10-06246-FOIA 10-06247-FOIA 10-06248-FOIA 10-06249-FOIA 10-06250-FOIA 10-06251-FOIA 10-06252-FOIA 10-06253-FOIA 10-06254-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Blankenship, Ken Gamble, Sean Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Marcus, Sally
Alliance Pharmaceuticals Corp Exhibit 10.80 Form 10-K Advancis Pharmaceuticals Corp Exhibits 10.1 10.2 10.3 Form 10-Q Advancis Pharmaceuticals Corp Exhibit 10.1 Form 8-K Advancis Pharmaceuticals Corp Exhibits 10.41 10.42 Form 10-K Advancis Pharmaceuticals Corp Exhibits 2.1 10.1 10.2 Form 8-K Advancis Pharmaceuticals Corp Exhibit 10.1 Form 10-Q Advancis Pharmaceuticals Corp Exhibit 10.35 Form S-1 Advancis Pharmaceuticals Corp Exhibit 10.18 Form S-1 Commercial Metals Co CIK 0000022444 10-K 1975 1976 1977 1978 Rockwell Automation Inc Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.14 Form 10-K Oncologix Inc Exhibits 10.28 10.29 10.30 10.31 10.32 10.35 10.37 Form 10-K Novoste Corporation Exhibit 10.20 Form 8-K Therasense Inc Exhibit 10.12 Form S-1 Agraquest Inc Exhibits 10.7 10.8 10.9 Form S-1 Altair Nanotechnologies Inc Exhibit 10.1 Form 10Q GalaGen Inc Exhibits 10.38 10.39 10.40 Form 10K Alpharma Inc Exhibits 10.35b 10.38c 10.40 Form 10-K Alpharma Inc Exhibits 10.1 10.2 Form 10-Q Alpharma Inc Exhibit 10.31 Form 10-K Amarin Corporation Plc Exhibits 4.47 4.48 4.52 4.53 4.54 4.55 Form 20-F Amarin Corporation Plc Exhibits 4.24 4.41 Form 20-F Amarin Corporation Plc Exhibit 2.1 Form 20-F Altus Pharmaceuticals Inc Exhibits 10.13 10.14 10.15 10.16 10.26 Form S-1 Allos Therapeutics Inc Exhibit 10.01 Form 10-Q
3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 4/14/2010 4/14/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010
Allos Therapeutics Inc Exhibit 10.27.2 10.37 Form 4/5/2010 10-K Allos Therapeutics Inc Exhibit 10.27.1 Form 10-K 4/5/2010 Allos Therapeutics Inc Exhibit 10.27 Form 10-Q Alnylam Pharmaceuticals Inc Exhibit 10.1 Form 10-Q Alnylam Pharmaceuticals Inc Exhibit 10.1 Form 8K Alnylam Pharmaceuticals Inc Exhibit 10.1 Form 10-Q Alnylam Pharmaceuticals Inc Exhibit 10.24 Form S-1 Alnylam Pharmaceuticals Inc Exhibits 10.16 10.17 10.18 10.19 10.20 10.21 10.22 10.23 Form S-1 Eric Jacobs 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/15/2010
Anthony, Xavier Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Inglese, Tara Inglese, Tara Inglese, Tara Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Hartshorn, Kaitlin Hartshorn, Kaitlin Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hartshorn, Kaitlin Malinowski, Thomas
Union Capital Finance Corp Private Placement Memo NGM Biopharmaceuticals Inc Arthur D Levinson aka Art Levinson Apple Inc HLR (US) Inc Genentech Development Corporation Genentech Inc Genentech Research Corporation CalciMedica Synovex Metastatix Inc Protez Pharmaceuticals Christopher Dale Long
4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010
Robert Scott McLellan of Marble Arch Investments 4/15/2010 Timothy J Jenkins of Marble Arch Investments Michael Castor of Sio Capital Hudson Bay Capital GP LLC Hudson Bay Capital Associates LLC Hudson Bay Capital Management LP Charles Howard Winkler of Hudson Bay Capital Management LP formerly of Amaranth Sander Ross Gerber of Hudson Bay Management LP J & W Seligman & Company Incorporated Paul Henry Wick Mariner Wealth Advisors LLC Martin (Marty) Christopher Bicknell of Mariner Wealth Advisors LLC Brendan Peter McHugh of Anthion Management LLC Puricore Inc Sterilox Technologies Management Inc Dissident Capital LLC Biosyn Viopharma Inc S R One Trinity Biosystems Noble Energy Inc Murphy Oil Corporation Electro Optical Sciences Inc Allscripts Misys Healthcare Solutions Inc McDonalds Corporation Masimo Corp LoopNet Inc Legg Mason Inc Laboratory Corporation of America Holdings Kohls Corporation Tad Rivelle Alexander Nicholas Mitchell 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/16/2010 4/16/2010
Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Mara, Kennon Mara, Kennon Mara, Kennon Caleshu, Elias (Lee) Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Caleshu, Elias (Lee) Anderson, Mitchell Doner, John Caleshu, Elias (Lee) Kogutt, Angie Hall, Heather Cohan, William Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Hartshorn, Kaitlin Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen
Scopus Asset Management LLC Protective Life Corp Progressive Corp Priceline.com Inc Old Republic International Corporation Oracle Corporation NVIDIA Corporation Norfolk Southern Corp Targa Resources Partners LP Netflix Inc Newmont Mining Corp Suranya Capital Partners LLC Suranya Capital Management LLC Basso Capital Management LP Howard Irwin Fischer of Basso Capital Management LP Dwight Nelson of Basso Capital Management LP
4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/9/2010 4/12/2010 4/12/2010 4/13/2010
Joseph A LaNasa of Serengeti Asset Management 4/15/2010 LP Sempra Energy 4/17/2010 Sempra Energy Trading RBS Sempra Commodities LLC Abhay Deshpande Adolor Corp Form S-1 Exhibits 10.2 and 10.3 Adolor Corp Form 10-Q Exhibits 10.2 10.3 10.4 and 10.5 Adolor Corp Form 8-K Exhibit 10.1 Affymetrix Inc Form 10-Q Exhibits 10.57 10.58 10.59 10.60 10.61 and 10.62 Matthew McLennan Ballistic Recovery Systems Inc 8-K Exhibit 10.1 Schedule 2 Frontera, Frontera Resources, Frontera Bolivia, Frontera Caucasus Charles de Vaulx OIG Report 526 Exhibits to Stanford Report Koss Corporation and Sujata (Sue) Sachdeva Abacus CDO File No. HO-10911 Robert Q Wyckoff Jr John D Spears Thomas H Shrager William H Browne David J Winters Charles de Lardemelle Mitchell (or Mitch) Adam Flack Eric M Demarco 4/17/2010 4/17/2010 3/31/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/31/2010 4/16/2010 4/16/2010 3/31/2010 4/17/2010 4/16/2010 4/18/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 4/16/2010 4/16/2010
Deanna Lund aka Deanna Hom aka Deanna 4/16/2010 Petersen Laura Siegal aka Laura Lawson aka Laura Caceres 4/16/2010 Kratos Defense and Security Inc Bay City Capital LLC IDEV Technologies Inc 4/16/2010 4/16/2010 4/19/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Hartshorn, Kaitlin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Daniels, Willie Brewer, Meredith Armstrong, Martin Supple, Richard Bemis, Kristen Embler, Geoff Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Calypso Medical Technologies Inspired Technologies PTC Therapeutics Cacheon Inc Bioverum Partners LLC Neumans Property Owners Association CureMD Inc Encysive Pharmaceuticals Inc Tengion Inc Vertical Capital LLC Vertical CDO Management Acquisition-E LLC Brett Thomas Graham of Vertical Capital LLC Bryan Thomas Whalen Ross Stores Inc Reinsurance Group of America Inc Quality Systems Inc Papa Johns International Inc Plains Exploration & Production Company Pioneer Natural Resources Company Quanta Services Inc Patterson UTI Energy Inc PMC-Sierra Inc Presidential Life Corporation United Daniels Securities Inc Original Form BD
4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/13/2010
Raymond James and Associates et al Consumer 4/12/2010 Complaints Martin A Armstrong and Princeton Economics et al 4/10/2010 California State Treasurer Phil Angelides and JP Morgan Chase CMKM Diamonds Transcripts of Kristen Michelle Buck Goldman Sachs & Co planning of Public Announcement David Mark Siegel Two Sigma Investments LLC John Albert Overdeck Kenneth Charles Baron Sankar Das Gupta PhD Paul L Hart CA Electrovaya Inc Electrofuel Manufacturing Co HSA Reactors Ltd Paradata Systems Inc Bid.com International Inc Young Enterprise North East Lovely Bubbly Limited Training and Development Resource Limited LB Holdings (UK) PLC Northern Bear PLC 4/19/2010 4/19/2010 4/20/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Marcus, Sally Hartshorn, Kaitlin Howe, Amanda Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Hartshorn, Kaitlin DePeau, Andrew DePeau, Andrew DePeau, Andrew Lichtcsien, Susan Evans, David Evans, David Evans, David Evans, David Massara, Kathleen Scannell, Kara
Datasms Holdings PLC Datasms Limited Optare UK Limited Love Your Art Ltd Darwen LPD Limited Fred N Diem of Urban Oil & Gas Group LLC David Benjamin Metzman Bonnie Colleen Shea of Urban Oil & Gas Group LLC Stephen Daniel Hutchison Solera Holdings Inc Silicon Laboratories Inc Sangamo Biosciences Inc Starbucks Corporation
4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010
Sally Beauty Holdings Inc formerly known as New 4/20/2010 Sally Holdings Inc SAIC Inc 4/20/2010 Ryland Group Inc RadiSys Corporation Res Care Inc RR Donnelley & Sons Co Harry F Hixon aka Harry F Hixon Jr Paul V Maier Ronald M Lindsay aka Ron Lindsay Donald Kiepert aka Don Kiepert Robert Gaffey aka Bob Gaffey Jeffrey E Young Matthew (or Matt) Thomas Kirby Timothy E Carr Brian Edward Brennan RMBS Management LLC David Gordon Fried of Scoggin LLC Herbert David Graves Kelly Bret McNeill Edward Stewart Richmond Ram Liebenthal Goldman Sachs & Co and Angelo Mozilo e-mails related to charges filed by SEC SEC Communications with White House, National Economic Council and Treasury Department from March 1, 2010 to April 20, 2010 Goldman Sach Inc and/or Sullivan & Cromwell Communication with SEC Officials from July 2009 to April 16, 2010 David Arthur Leslie Robert G Corteau Carey Joseph Diamond William Chisholm Fraser Blaine Michael Hobson Pablo Batista Batista Garcia Denis Earl Sutton 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/19/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/20/2010 4/20/2010
Scannell, Kara Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
4/20/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010
Evans, David Evans, David Evans, David Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Howe, Amanda Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Harper, James Miller, Ken Child, Curtis Evans, David Evans, David Evans, David Evans, David Evans, David Hartshorn, Kaitlin
Meir Dahan Imris Inc Centara Corporation Michael Cohan Aurelius Capital Master Ltd Aurelius Capital GP LLC Aurelius Capital Partners LP Claren Road Asset Management LLC Claren Road Capital LLC John Edwin Eckerson of Claren Road Asset Management LLC Brian Peter Riano of Claren Road Asset Management LLC Benjamin D Slavet Malcom Paul Fairbairn Ascend Capital LLC William F Bartlett of Parallax Fund LP Prashant Gupta of Delaware Street Capital LP Tupperware Brands Corp fka Tupperware Corp Trimble Navigation Ltd Tootsie Roll Industries Inc Thermo Fisher Scientific Inc TJX Companies Inc Molson Coors Brewing Co Sensient Technologies Corporation Steris Corp Sempra Energy Sonoco Products Company Advanced Biohealing Inc Molecular Biometrics Inc Bioadvance GP II Inc BioAdvance Pluvita Corporation Alverix Inc Avid Pharmaceuticals Inc Garnet Biotherapeutics Inc Transport Pharmaceuticals Inc Quaker BioVentures Precision Therapeutics SECHQ1-05-R-0012 Verbatim Court Reporting Goldman Sachs & Co Transaction documents for Abacus 2007-AC1 Pax World Management Corp Robert G Corteau Full Circle Funding LP Richard Gifts Corporation Titan Outdoor Holdings Full Circle Capital Brian A Oliver of Aequitas Capital Management Inc
4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/21/2010 4/21/2010 4/21/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010
Reinhardt, Kelly Reinhardt, Kelly Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Zuckerman, Jason Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Seton, Corinne Lanham, Joyce Massara, Kathleen Massara, Kathleen Klug, Robert
Sean Patrick Fahey of Claren Road Asset Management LLC Albert Lawrence Marino Jr of Claren Road Asset Management LLC James Thomas Quist Robert Jesenik of Aequitas Capital Management Inc Patricia Jean Brown of Aequitas Capital Management Inc Meridian Bioscience Inc Orthovita Inc Veeco Instruments Inc ValueClick Inc Vascular Solutions Inc Visa Inc United Technologies Corporation US Physical Therapy Inc Universal Forest Products Inc Under Armour Inc Sprint Nextel Corp and Jack Jordan Inspire Pharmaceuticals Inc Form 8-K Exhibit 10.1 Urologix Inc Form 8-K Exhibit 10.1 Amylin Pharmaceuticals Inc Form 10-K Exhibits 10.48 and 10.49 Amylin Pharmaceuticals Inc Form 10-Q Exhibit 10.56 Amylin Pharmaceuticals Inc Form 10-Q Exhibits 10.62 and 10.63 Amylin Pharmaceuticals Inc Form 10-K Exhibits 10.43 10.44 and 10.45 Amylin Pharmaceuticals Inc Form 10-Q Exhibit 10.48 Amylin Pharmaceuticals Inc Form 10-K Exhibit 10.38 Curis Inc Form 10-Q Exhibit 10.02 Centocor Inc Form 10-K Exhibit 10.33 Surmodics Inc Form SB-2 Exhibit 10.7
4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/16/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010
Advanced Tissue Sciences Inc Form 10-Q Exhibits 4/12/2010 10.1 10.2 and 10.3 Anika Therapeutics Inc Form 10-K Exhibit 10.38 4/12/2010 Anika Therapeutics Inc Form 10-Q Exhibit 10.39 Anika Therapeutics Inc Form 10-K Exhibit 10.43 Novogen Ltd Form 20-F Exhibit 3.6 Amgen Inc Form 10-Q Exhibit 10.16 4/12/2010 4/12/2010 4/12/2010 4/12/2010
Amgen Inc Form 10-K Exhibits 10.53 10.92 10.93 4/12/2010 and 10.94 BioSphere Medical Inc Form 8-K Exhibit 2.2 4/12/2010 Biosphere Medical Inc Form 10-K Exhibit 10.19 Ohio Edison Company OIG Reports of SEC employees accessing pornography Goldman Sachs & CO and Fabrice Tourre e-mails in Jan - Feb 2007 Countrywide CEO Angelo Mozilo OIG Report 526 SEC Reponse to Stanfords Alleged Ponzi Scheme 4/12/2010 4/21/2010 4/23/2010 4/22/2010 4/22/2010 4/23/2010
Marks, Peter Wall, Lindsay Wall, Lindsay Malinowski, Thomas Howe, Amanda Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Johns, Joe Parker, Jamie Hallgren, Chris Andersen, Eric Ghobrial, Maggie Menshawy, Mohamed Liu, Harrison Breidenbach, David Kissi, David Hughes, Lou Jones, Ronald DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Marcus, Sally Hartshorn, Kaitlin
Gryphon Daily aka Gryphon Financial Falcon Management Corporation James (Jim) A Leitner James Warby Crichton
4/22/2010 4/22/2010 4/22/2010 4/22/2010
Joseph Janney Thomas of Hovde Capital Advisors 4/22/2010 LLC Rufus Putnam Coes III or Putnam Coes of Paulson 4/23/2010 & Co Inc Neil A Chriss of Hutchin Hill Capital LP 4/22/2010 Hutchin Hill Capital LP Scout Capital LLC Adam Matthew Weiss Sheru Chowdhry TargetRx Transave Amicus Therapeutics Celator Pharmaceuticals MedMark Zoltek Companies Inc Wyeth Wal-Mart Stores Inc Verizon Communications Inc Vertex Pharmaceuticals Inc Textron Inc Toll Brothers Inc Tidewater Inc Rockwell Automation Inc Kimco Realty Corp OIG Reports of SEC employees accessing pornography OIG memo obtained by the AP concerning SEC probes into pornography OIG Reports of SEC employees accessing pornography the SECs subpoena and Wells notice served to Goldman Sachs & Co and responses there to SEC v Daimler AG case No 1:10-CV-00473 4/22/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/21/2010 4/22/2010
the name of the Egyptian Official named in SEC v 4/22/2010 Daimler AG case NO 1:10-CV-00473 fails to deliver data American Home Mortgage for the 2005-1 trust exhibit B to indenture filed 4-07-2005 Pramco LLC Thompson-Reuters and the acquisition of Round Table Group IAA release No 1406 file No S7-8-94 Sihan Shu of Paulson and Co Inc John A Paulson of Paulson and Co Inc Robert Brian Burke of Par Four Investment Management LLC Michael A Silver Steven Michael Wright of Aequitas Capital Management LLC 4/23/2010 4/25/2010 4/21/2010 4/24/2010 4/19/2010 4/27/2010 4/27/2010 4/27/2010 4/26/2010 4/24/2010
Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay DePeau, Andrew Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Ho, Jenny Kleiman, Mark Johanson, Dirk Michael, Bill Michael, Bill Collins, James Bernstein, Joseph Sweeney, Brian Cassidy, George Kim, Elizabeth Tomas, Manuela Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Joseph Jay Durkin of Par Four Investment Management LLC Edward Frank Labrenz Jr of Par Four Investment Management LLC Tital Capital Group LLC Russell Howard Abrams Keith W Hannan Stuart Merzer of Paulson & Co Inc
4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010
James Jim Dayton Pieron Jr of IB Technologies Inc 4/23/2010 Lawrence Larry F Caltagirone Jr of IB Technologies Inc Komplique Inc IB Technologies Inc JDFX Technologies LLC Institutional Liquidity Holdings LLC Andrew Hoine Alden Global of Smith Management Richard Haas of Third Point LLC Mendy Haas of Third Point LLC Ardea Biosciences Inc Powersecure International Inc Mastec Inc Internet Brands Inc Cytec Industries Inc Corrections Corp of America Concho Resources Inc Covanta Holding Corp Citi Trends Inc Computer Task Group Inc Joshua Targoff of Third Point LLC WinCo Foods LLC and WinCo Holdings Inc OIG Report 496 Allied Capital decisions and timing of the release OIG Reports of SEC employees accessing pornography Meeder Financial Robert S Meeder Jr Insight Capital Research and Management and Insight Capital Management Inc 1996 -1997 audits OIG report 526 Stanfords Alleged Ponzi Scheme exhibit 41 - transcript of Spencer Barasch Finra 2008 Audits by SEC also investing and oversight documents for 2007-2008 Reynolds Corp US Foil and Reynolds Metals Universal Health Realty Income Trust form S-11 exhibit 10.3 to amendment No. 3 Alphatec Holdings Inc Digital Realty Trust Inc Del Monte Foods Co Dollar Financial Corp Dolby Laboratories Inc Delek US Holdings Inc 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/28/2010 4/27/2010 4/27/2010 4/28/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/27/2010 4/20/2010 4/27/2010 4/27/2010 4/27/2010 4/23/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/28/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010
10-06609-FOIA 10-06610-FOIA 10-06611-FOIA 10-06612-FOIA 10-06613-FOIA 10-06614-FOIA 10-06615-FOIA 10-06616-FOIA 10-06617-FOIA 10-06618-FOIA 10-06619-FOIA 10-06620-FOIA 10-06621-FOIA
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Howe, Amanda DePeau, Andrew Lichtcsien, Susan Hartshorn, Kaitlin Shenon, Philip
DIVX Inc Diodes Inc Dice Holdings Inc Discover Financial Services Discover Financial Services Darling International Daniel Seth Loeb Third Point LLC James Peter Gallagher of THIRD POINT LLC Gregg Allen Jacobson Neil Visnapuu Andrew N MacRitchie of Aequitas Capital Management LLC copies of all telephone and visitors logs for four SEC commissioners Kathleen L Casey Elisse B Walter Luis A Aguilar and Troy A Paredes copies of all telephone and visitors logs for SEC chairwoman Mary L Schapiro Goldman Sachs & Co and Fabrice Toure contract No SECHQ105F0342 Eastside Commercial Bank National Association NA of Bellevue Washington a list of companies that the SEC has sent Wells Notices to since 01-01-2010 CSN Islands IX Corp Nona Morelli II Dragon Sight and Ng Man Sun Spectranetics Corp
4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/29/2010 4/29/2010 4/29/2010 4/28/2010 4/28/2010 4/30/2010 4/22/2010
10-06622-FOIA 10-06623-FOIA 10-06624-FOIA 10-06625-FOIA 10-06626-FOIA 10-06627-FOIA 10-06628-FOIA 10-06629-FOIA 10-06630-FOIA 10-06631-FOIA 10-06632-FOIA 10-06633-FOIA 10-06634-FOIA 10-06635-FOIA 10-06636-FOIA 10-06637-FOIA 10-06638-FOIA 10-06639-FOIA 10-06640-FOIA 10-06641-FOIA 10-06642-FOIA 10-06643-FOIA 10-06644-FOIA 10-06645-FOIA 10-06646-FOIA 10-06647-FOIA 10-06648-FOIA 10-06649-FOIA
Shenon, Philip Cohn, Scott Santos, Rose Potter, Geoffrey Witt, Jennifer Squires, Matthew Isaacs, Matt Kennedy, Darby Bolger, Darci Worms, Wolfram Brehm, Robert Jui, Jonathan Apgar, Christine Barrett, Regina Gordon, Marcy Peterson, Kristina Peterson, Kristina Peterson, Kristina Meyer, Michael Waddell, Lynn Piottante, Marco Mehta, Shail Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
4/22/2010 4/28/2010 4/29/2010 4/29/2010 4/29/2010 4/30/2010 4/30/2010 4/30/2010
FOIA Requests from Labor Organizations since 4/29/2010 2005 Credit Rating Agencies documents to Senate Sub- 4/28/2010 Committee on Investigations Generic reference material 4/22/2010 Two Sigma Compass Fund Kenneth Baron John Overdeck and David Siegel Wachovia 11K's for 2008 and 2009 5/3/2010 5/3/2010
OIG Report 505 Failure to Investigate Metromedia 5/3/2010 SEC Closed Meeting Minutes of April 14, 2010 Telx Financial Services Data Centers and NYSE new data centers Equinix Financial Services Data Centers Savvis Inc Financial Services Data Centers 5/3/2010 5/3/2010 5/3/2010 5/3/2010
Bramwell Growth Fund No Action Letter August 7, 5/3/2010 1996 Warrior Golf Management LLC 5/3/2010 InvestingEasy Club Financial West Group Regulatory Tip # 605643 Avanir Pharmaceuticals Cardiogenesis Keith A Katkin Randall E Kaye aka Randy Kaye Christine G Ocampo Blackstone Alternative Asset Management 5/1/2010 4/28/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010
Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Lichtcsien, Susan Reinhardt, Kelly Wall, Lindsay Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Glasser, Craig Tedesco, Stephen Rivers, Sandi Kozloff, Gean Beck, Susan Ivry, Bob Caplan, Michael
Timothy John Rudderow of Mount Lucas Management Corp Ira Steven Balsam of Avenue Capital Group Sonia Ester Gardner formerly Sonia Esther Lasry of Avenue Capital Group Marc Abenser Lasry
5/4/2010 5/5/2010 5/5/2010 5/5/2010
Robert Thomas Symington of Avenue Capital 5/4/2010 Group John Joseph FitzGibbon of Lighthouse Investment 5/4/2010 Partners LLC William Joseph Heffron aka Bill Heffron 5/4/2010 Richard P Furst Knot Inc Knology Inc Kindred Healthcare Inc Carmax Inc Kennametal Inc Kinder Morgan Energy Partners FelCor Lodging Trust Inc First Commonwealth Financial Corporation FuelCell Energy Inc Furniture Brands International Inc RF Micro Devices Inc Macys Inc La-Z-Boy Inc Lubrizol Corp Caterpillar Inc Bally Technologies Inc Boeing company Barnes Group Inc Aspen Technology Inc Abiomed Inc Qwest Communications International Inc MedcoHealth Solutions Inc Allegheny Energy Allegheny Technologies Inc Air Products & Chemicals Inc Abercrombie & Fitch Co Advanced Micro Devices Inc Aetna Inc AES Corporation Abbott Laboratories Stratum Wealth Management LLC and Charles B Ganz AP No 3-13633 Central Garden & Pet and John Negovetich Home Loan Center Inc Gean Kozloff Complaint HO1333360 Bank of America 09-cv-6829 Transcripts TCW Group Inc Goldman Sachs Execution and Clearing LP AP No 3-13877 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/4/2010 4/28/2010 4/26/2010 5/5/2010 5/5/2010 5/5/2010
Olson, Carl Simon-Eichmann, Kareen Foster, David Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Hartshorn, Kaitlin DePeau, Andrew Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Hartshorn, Kaitlin Hartshorn, Kaitlin Reinhardt, Kelly Marcus, Sally Marcus, Sally
Madoff Financial Statements Audit Letters signed by David Friehling OIG Report 526 Stanfords Alleged Ponzi Scheme Exhibits Enterprise Trust Co John Lohmeier and David R Steckler Cheryl R Mercuris aka Cheryl R Weiss J Michael Capito aka Jack Capito aka Michael Capito Quality Resources Inc Adam L Usdan of Trellus Management Company LLC Trellus Management Company LLC Thomas Lenox Kempner Jr Stephen M Dowicz of Davidson Kempner Capital Managment Robert Melnyk of Davidson Kempner Capital Management Conor J Bastable
4/20/2010 5/5/2010 5/6/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/6/2010 5/6/2010 5/6/2010
Timothy Iain Levart of Davidson Kempner Capital 5/6/2010 Management LLC Anthony Yoseloff 5/6/2010 Davidson Kempner Capital Management LLC Avram Z Friedman aka Avi Friedman Altria Group Inc American Express Company Amazon.com Inc American Greetings Corporation Alexion Pharmaceuticals Inc Altera Corp Allstate Corp Allergan Inc American Electric Power Company Inc Ameren Corp FTN of Tarpon Springs Inc CRM Inc CRM Real Estate Inc Optilife Vitamins Inc Quality Resources of Florida Inc Princess Entertainment LLC Weiss Building Center Inc C2K Inc CR Marketing Group Inc Interport USA Inc John Robert Giordano Brett Steven Spector Steven Matthew Weinstein John Alexander London Zachary Gozali John Wyatt Alderman of Trellus Management Company LLC Richard D Chase of Davidson Kempner Capital Management LLC Douglas Peter Erb Richard John Potapchuk 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Thomas, Kenneth Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Viles, Jeremy Coffey, Charles Severson, Kiersten Purdy, Michelle Johnson, Trena Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Apollo Group Inc Amphenol Corporation Anadarko Petroleum Corp Apache Corp Amgen Inc Applied Materials Inc Apartment Investment & Management Co Autodesk Inc Analog Devices Inc Apple Computer Inc Mark Elliott Kingdon Williams Coal Seam Gas Royalty Trust Container Carriers Jens Storm Ioannis E Vrentzos Evangelos M Marinakis Ezra Felker Gerald W McLaughlin aka Jerry McLaughlin Plunge Protection team records of May 6 2010 Washington Mutual Mortgage pass through certificates series 2007-OAS Trust Five Star Capital Markets LLC James Piccolo Charlevoix Homes LLC and Craig A Cottrell Nouveau Riche Corp OIG 509 Bernard Madoff Exxon Mobil complaints for past year Ardea Biosciences fka Intrabiotics Pharmaceuticals Inc Exhibit 4.1 Form S-3 Senomyx Inc Exhibits 10.11 10.12 10.13 10.14 10.15 10.16 Form S-1 Aphton Corp Exhibit 10.11 Form 10-Q ArQule Inc Exhibit 10.49 Form 10-Q ArQule Inc Exhibit 10.48 Form 10-K Aradigm Corp Exhibit 10.26 Form 10-K Aradigm Corp Exhibit 10.29 Form 10-Q
5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/6/2010 5/6/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/7/2010 5/6/2010 5/7/2010 5/7/2010 5/7/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010
Aspreva Pharmaceuticals Corp Exhibit 10.6 Form 4/19/2010 F-1 Aspreva Pharmaceuticals Corp Exhibit 10.27 Form 4/19/2010 F-1 Andrx Corporation Exhibit 10.90 Form 10-K 4/19/2010 Andrx Corporation Exhibit 10.82 Form 10-Q Anadys Pharmaceuticals Inc Exhibit 10.38 Form 10-Q Anadys Pharmaceuticals Inc Exhibits 10.35 10.36 Form 10-Q Anadys Pharmaceuticals Inc Exhibit 10.34 Form 10-Q Anadys Pharmaceuticals Inc Exhibits 10.14 10.15 10.16 10.17 10.18 10.19 10.20 10.21 10.31 10.32 Form S-1 Ariad Pharmaceuticals Inc Exhibits 10.1 10.2 Form 10-Q Antares Pharma Inc Exhibit 10.54 Form 10-K Antares Pharma Inc Exhibit 10.59 Form 8-K 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010
Dukes, Sara Dukes, Sara Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Weiss, Miles Montgomry, Michael Aston, Peter Cochran, Carolyn Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Tomkins, John Cairncross, Sean Severson, Kiersten
Arena Pharmaceuticals Inc Exhibits 10.19 10.20 4/19/2010 Form 10-K Arena Pharmaceuticals Inc Exhibit 10.9 Form S-1 4/19/2010 Stone Coast Fund Services LLC Marc David Keffer of Stone Coast Fund Services LLC GLG Partners Inc Karim Abdel Motaal William C Verdi of Porter Orlin LLC Alpheus Alexander Porter Jr aka Alex Porter of Porter Orlin LLC Claire A Walton Thomas J Niedermeyer Jr Warren G Lichtenstein Bemis Co Inc Baker Hughes Incorporated Becton Dickerson & Co Baxter International Inc Autozone Inc Avery Dennison Corporation Avon Products Inc Avalonbay Communities Inc Autonation Inc Automatic Data Processing Inc Disclosure Inc a unit of Thomson Reuters Corp contract to disseminate SEC filings to the public Siemens Aktien Gesellschaft 1:08-cv-02167 and Lauren Sun CMKM Diamonds deposition of Robert Maheu 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/11/2010 5/11/2010 5/11/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 3/24/2010
Morgan Asset Management Inc Morgan Keegan 5/10/2010 Co Inc James C Kelsoe Jr and Joseph Thompson Weller AP No 3-13847 Innovative Magnetic Resonance Imaging Systems 5/11/2010 Inc Neuro-MRIS Inc 5/11/2010 Intraoperative Magnetic Resonance Imaging Systems Inc Centara Holdings Inc Centara Investments Inc Centara Leasing Inc Centara Aviation Inc Interport Inc Sky International Marketing Corporation Special Data Processing Corporation Special Data Processing Inc USAPUBS.com Inc Hall Marketing Corporation 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010
OIG Memo obtained by AP concerning SEC probes 4/30/2010 into pornography Congressman Charlie Melancon LA 5/3/2010 correspondence sent to SEC between January 3 2005 and April 28 2010 Landwin Management LLC Martin Landis Sylvia 5/5/2010 Inc Smith Dennison Capital LLC and Sean C Dennison
10-06823-FOIA 10-06824-FOIA 10-06825-FOIA
Ravnitzky, Michael Doner, John Millspaw, Tegan
10-06826-FOIA
Millspaw, Tegan
Pre-September 11 2001 Trading Review FOIA Request and Appeal files Frontera Investments and Frontera Resources Corp SEC Communications regarding Goldman Sachs with E.O. of the President DNC Democratic Senate Campaign Democratic Congressional Campaign Senate or House of Representatives and members of the media including The New York Times Communications of Chief of Staff Didem Nisanci or Senior Advisor Kayla Gillan with E.O. of the President DNC Democratic Senate Campaign Democratic Congressional Campaign Senate or House of Representatives and members of the media including The New York Times
4/28/2010 4/29/2010 5/12/2010
5/12/2010
10-06827-FOIA 10-06828-FOIA
Conway, Joseph Carruth, Nathan
Brian Ackerman Neiman et al 09-061074-CIV5/11/2010 Zloch copy of 40K payment American International Group AIG National Union 5/11/2010 or AISLIC Elias Habayeb et al and collateralized debt obligations (CDOs) or derivative swaps Onyx Pharmaceuticals and BTG plc agreements Medifast Inc In the Money PUT options ImClone Systems Inc and Genentech Inc State Auto Financial Corporation 5/12/2010 5/12/2010 5/12/2010 5/12/2010 5/11/2010
10-06829-FOIA 10-06830-FOIA 10-06831-FOIA 10-06832-FOIA 10-06833-FOIA 10-06834-FOIA 10-06835-FOIA 10-06836-FOIA 10-06837-FOIA 10-06838-FOIA 10-06839-FOIA 10-06840-FOIA 10-06841-FOIA 10-06842-FOIA 10-06843-FOIA 10-06844-FOIA 10-06845-FOIA 10-06846-FOIA 10-06847-FOIA 10-06848-FOIA 10-06849-FOIA 10-06850-FOIA 10-06851-FOIA 10-06852-FOIA 10-06853-FOIA 10-06854-FOIA 10-06855-FOIA 10-06856-FOIA 10-06857-FOIA 10-06858-FOIA 10-06859-FOIA
Aradhyula, Amareswar Scarpati, Jennifer Viles, Jeremy Wasserman, Jay Bertke, Zachary Brennan, John Taylor, Michael Silverman, Lisa Klein, Joshua Johnson, John Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly DePeau, Andrew
Bally Technologies and Robert L Saxton AP Nos. 3- 5/13/2010 13236 and 3-13237 Alliance Pharmaceuticals Corp 5/13/2010 TheraSense Inc and US Bancorp Piper Jaffray Inc 5/13/2010 03-CV-2942 Comverse Technology Inc AP No 3-13828 5/13/2010 Commerce Bancorp LLC P-01413 Daniel Khabie Douglas S Hecht Daiga Atvara Daiga Assam Atvara Daiga Assam Charles E Phillips Digitaria Interactive Inc Console Inc MTP Global Inc 212 Interactive Inc Departure Agency Inc Pacific Coast Technologies Inc Clifton Scott Robbins of Blue Harbour Group LP John Ernenwein of Blue Harbour Group LP Timothy Rankin of Blue Harbour Group LP Scoggin Capital Management LLP Moore Capital Management LLC Paul Evan Orlin of Porter Orlin LLC Matthew Allen Cassidy of Radcliffe Capital Management LP Christopher L Hinkel of Radcliffe Capital Management LP Delambert Stowe Rose aka D Stowe Rose 5/7/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010
Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Wall, Lindsay DePeau, Andrew DePeau, Andrew Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan DePeau, Andrew Mierzejewski, Mark Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Reinhardt, Kelly
Andrew J Hall Astenbeck Capital Management Laurance Narbut of Passport Capital Walther Lovato of Passport Capital
5/11/2010 5/11/2010 5/12/2010 5/12/2010
Peter Kambolin of Systematic Alpha Management 5/12/2010 Ellington Management Group LLC Andreas Schulz Gruss & Company Martin David Gruss Redwood Investments LLC Jennifer Katz Silver Howard Guberman of Gruss & Co Michael Terence Cassidy of Gruss & Co Sean Thomas Dany Richard C Tuttle Amit Tilak Mehta of Crestwood Capital Management LP Tricadia Capital Michael Barnes Geoffrey Kauffman Christopher Conley Julia Wyatt Copano Energy LLC 3Com Corp CenterPoint Energy Inc Cephalon Inc 5/12/2010 5/12/2010 5/12/2010 5/12/2010 5/12/2010 5/12/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010
CA Inc fka Computer Associates International Inc 5/14/2010 Boston Properties Inc BMC Software Inc Biogen Idec Inc Big Lots Inc Best Buy Co Inc Matt McPherron 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010
John Toussaint of Bain Capital or Brookside 5/14/2010 Capital Doug Rudisch of Bain Capital or Brookside Capital 5/14/2010 Domenic Ferrante or Bain Capital or Brookside Capital Ted Pappendick of Bain Capital or Brookside Capital Steven Werber of Apis Capital Advisors LLC Scott L Scher of Clovis Capital Management Michael A Prober of Clovis Capital Management John V Koerber of Bennett Management Corp James D Bennett of Bennett Management Corp Lucy K Galbraith of Bennett Management Corp 5/14/2010 5/14/2010 5/14/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010
Steven Matthew Galbraith of Maverick Capital Ltd 5/17/2010
DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wood, Debi Koudsy, Heba Jackson, Catherine Miller, Luana Allen, Bobbie Schultz, Alexander DePeau, Andrew DePeau, Andrew Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Kiernan, Cortney
Ernest A Scalamandre Carnival Corp CF Industries Holdings Inc CIGNA Corp Clear Channel Outdoor Holdings Inc The Coca Cola Company Coca Cola Enterprises Inc Cognizant Technology Solutions Corporation Comcast Corp CommScope Inc Compucredit Corp OIG report 528 CMKM Diamonds SEC v. Daimler AG case No 1:10-cv-00473
5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/13/2010 5/17/2010
regulatory actions or proposals to limit or prohibit 5/13/2010 naked short selling RE Loans LLC 5/14/2010 Bradford Peter Gillingham Rel No 34-36679 federal employees back pay calculations Wayne Manning Cooperman Cobalt Management LLC Christopher Bondy of Solus Alternative Asset Management Crestwood Capital Michael Roy Weisberg Louis W Kenter Shulamit Leviant Erik Maurer Maneesh Chawla 5/16/2010 5/14/2010 5/19/2010 5/19/2010 5/18/2010 5/18/2010 5/18/2010 5/17/2010 5/18/2010 5/18/2010 5/18/2010
David Nathan Kowitz of Indus Capital Partners 5/17/2010 LLC Eugene A Salamon AKA Gene A Salamon of Indus 5/17/2010 Capital Partners LLC Indus Partners LLC 5/17/2010 Indus Capital Partners LLC Indus Partners Alternative Capital LLC Margaret McGetrick Horkings aka Peg McGetrick Horkings aka Margaret McGetrick of Steel Partners Japan Asset Management LP or Liberty Square Asset Management LP 5/17/2010 5/17/2010 5/19/2010
10-06936-FOIA 10-06937-FOIA 10-06938-FOIA 10-06939-FOIA 10-06940-FOIA 10-06941-FOIA 10-06942-FOIA 10-06943-FOIA 10-06944-FOIA 10-06945-FOIA
Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Michael B Trigg of WCM Investment Management 5/18/2010 Peter J Hunkel of WCM Investment Management Kurt R Winrich of WCM Investment Management Paul R Black of WCM Investment Management Comerica Inc Computer Sciences Corporation Compuware Corporation CONSOL Energy Inc Consolidated Edison Inc Constellation Brands Inc 5/18/2010 5/19/2010 5/18/2010 5/19/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia DePeau, Andrew DePeau, Andrew Antorietto, Tom Oestreich, Troy Plosky, Robert Phillips, Matt Sjule, Leland Allen, Cheryl Irvy, Bob
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contract SECHQ110D0013 awarded to Commuter 5/19/2010 Check Services Citigroup Inc and Richard M Bowen III 2008 5/18/2010 correspondence re mortgage underwriting
Kim, Wendy Viggiano, Rudolph Carr, Anita Giorgi, Gregory David Francesco Giorgi, Gregory David Francesco Giorgi, Gregory David Francesco Ingraham, Michael Schrock, Chris Loder, Asjlyn Katz, Jerome Morgan, Irvin Kulasa, Emily Warren, Ben Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Katz, Jerome Katz, Jerome Katz, Jerome Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Katz, Jerome Katz, Jerome Katz, Jerome Dukes, Sara Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Dukes, Sara Dukes, Sara Katz, Jerome
accounting for pools of uninsured residential reverse mortgage contracts dated 10-1-92 Westsound Bank DBA and Westsound Mortgage names of investors who own securities in JPMAC 2006-NC1 Countrywide Bank FSB form S-3 and 424 B 5 for loan # 179927945 GMAC Mortgage LLC form S-3 and 424 B 5 for loan # 0359422149 E-Loan form S-3 and 424 B 5 for loan# A0806688 Washington Mutual Bank form S-3 and 424 B 5 for loan# 3011863887 National City Mortgage form S-3 and 424 B 5 products trading under ticker symbols UNG USO DBA and DBC RS Investment Trust N-14 CIK 0000814232 Epoch Pharmaceuticals Goldman Sachs and the Weinstein Co Minatura Gold Procyte Corp Form 10-K Exhibit 10.17
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Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
St Lukes Woodlands Community Medical Center St Lukes Woodlands Hospital St Lukes Community Health Services Tricadia Holdings Tricadia Municpal Management Tricadia CDO Management Tricadia Loan Management Tricadia Distressed and Special Situations Fund Tricadia CDO Mariner Tricadia Credit Strategies Fund Mariner Investment Group Amegy Corporation Amegy Bancorporation Inc Amegy Investment Inc Amegy Mortgage Company LLC Amegy Mortgage Capital Amegy Mortgage Company LLC Southwest Bancorporation of Texas Inc Community Bancorp LLC Tiptree Financial Partners Console Inc Paul B Murphy Shidler Group Harvell Capital Management Muni Funding CO of America LL Nonprofit Capital LLC TotalNet Console Technologies The UBX Digitaria Freeport McMoRan Copper & Gold Inc Frontier Communications Corp Gamestop Corp Gap Inc aka The Gap Inc General Dynamics Corporation General Mills Inc Genworth Financial Inc Genzyme Corporation Goodrich Corp Goodyear Tire & Rubber Co Family Dollar Stores Inc Fifth Third Bancorp First Horizon National Corporation FirstEnergy Corp Fiserv Inc Flir Systems Inc Flowserve Corp FMC Technologies Inc Fortune Brands Inc
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Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kiernan, Cortney Kiernan, Cortney Kiernan, Cortney Kiernan, Cortney Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Mierzejewski, Mark
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Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark
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James Tierney John V Doyle aka Jack Doyle Hawthorn Capital Partners LP OMT Capital Management Britta Schinske John C Wilson Michael P O'Brien Paul Sagara Richard Duff Thomas David Henwood Libra Advisors LLC Ranjan Tandon of Libra Advisors LLC Steven Eisman of FrontPoint Financial Services Fund GP LLC FrontPoint Financial Services Fund GP LLC Bradley Levie of Catalyst Capital Management
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Anthony A Yoseloff of Davidson Kempner Advisors 5/21/2010 Michael J Leffell of Davidson Kempner Advisors 5/21/2010
Thomas L Kempner Jr of Davidson Kempner 5/21/2010 Advisors Stephen M Dowicz of Davidson Kempner Advisors 5/21/2010 Scott E Davidson of Davidson Kempner Advisors 5/21/2010
Marvin H Davidson of Davidson Kempner Advisors 5/21/2010 Ivory Investment Management L P Ivory Capital LP Gil Tenzer of Contrarian Capital Mgmt LLC Janice Stanton of Contrarian Capital Mgmt LLC Jon Bauer of Contrarian Capital Mgmt LLC Jonathan Zalman Jacobs aka Zalmie Jacobs Adam Jay Semler Asian Century Quest Capital LLC Brian William Kelly Stuart Barry Rosenstein INVIEW INVESTMENT MANAGEMENT Michele Young Timothy Kroll Glen Kleczka Continental Transportation Lines Inc CTII Inc CTX International Inc Custom Services International LTD Detroit International Bridge Linc General Office Linc Inc MI Jobber Broker Equipment & Supplies TJ Filbin & Associates Inc Pro Logistics Inc 5/28/2010 5/21/2010 5/21/2010 5/21/2010 5/27/2010 5/27/2010 5/25/2010 5/25/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Zilka, Diane Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Wagner, Daniel Dukes, Sara Houser, Keith Dukes, Sara Oliver, William Kehrer, Timothy Kehrer, Timothy Khurana, Arvind Scarpati, Jennifer Dukes, Sara Kadkol, Vivek Bader, Bill Rothacker, Rick Lucchetti, Aaron Sebastian, Ellen Pickhardt, Jonathan Christensson, Jon
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Philip N Duff aka Phil Duff Robson Ventures LLC Seven Bridges Foundation Galena Investments LLC Riskmetrics Group Inc Greenwich Academy Inc AMBAC Financial Group Inc Morgan Stanley Frontpoint Partners LLC Morgan Stanley Dean Witter & Co Morgan Stanley Capital Group Inc Black Diamond Equipment LTD Inc Barcodes XYZ Company Wells Fargo NA Mortgage Notes Countrywide BAC Pooling Agreements Wells Fargo Financial National Bank Bank of America NA and Mortgage # 209119040 Homecomings Financial and Mortgage # 0474900867 OMB OIT Asset Inventory Baseline for 2010 Manning and Napier Advisors Nicol Bo Raymond Koss Corporation Credit Suisse First Boston LLC and eBay CEO Margaret Whitman Blackrock Inc Waddell & Reed Krispy Kreme Doughnuts Inc Advanta Finance Corporation and History of Mortgage Loan Harris Corporation The Hartsford Financial Services Group Inc HCP Inc Hershey Co Hess Corporation The Home Depot Inc Hormel Foods Corp Hospira Inc Host Hotels & Resorts Inc formerly Host Mariott Corporation Humana Inc Air Transport Services Group Inc American Public Education Inc Avis Budget Group Inc CACI International Inc Core Mark Holding Company Inc Emdeon Inc Harley Davidson Inc Intevac Inc
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ISIS Pharmaceuticals Inc L-1 Identity Solutions Inc Neil Chudgar Avery Son Mitchell Brad Pressman Daniel E Weinbach Jeffrey Andrew Weber Christopher A Weir Lucinda E Knuth Michael Carbino Terry A Wettergreen Ronald H Oliver Edmund H Nicklin Jr Andrew J Knuth Central Air Freight Inc CC Eastern Icn LGSI Equipment Inc Linc Ontario LTD MSX International Platform Services LLC MSX International Engineering Services Inc MSX International Business Services Inc Cherokee Insurance Company Allen Freight Services Inc Liberty Bell Agency Inc John Gordon McColskey Christopher Todd Winkler Berke Bakay Baris Merzeci Can Aydinoglu Richard J Hauser CA Technologies Marcus Corp Medidata Solutions Inc Merit Medical Systems Inc Enforcement actions regarding closed end funds and the amicus brief decision in Neuberger Berman Real Estate Income Fund Inc Onyx Pharmaceuticals Inc Repligen Corp Super Micro Computer Inc TASER International Inc TriQuint Semiconductor Inc Knight Capital Group Inc Hyatt Hotels Corp Dec 2009 IPO Nu Horizons Income Deposit Securities (IDS) or Enhanced Income Securities (EIS) registrations from 20032005 Rodney Lee Mortgage
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10-07359-FOIA 10-07360-FOIA 10-07361-FOIA 10-07362-FOIA 10-07363-FOIA 10-07364-FOIA 10-07365-FOIA 10-07366-FOIA 10-07367-FOIA 10-07368-FOIA
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Hanson, Edgar Franada, Vivencio Romento, Maria Burdette, Barbara Litvin, Raymond Hanson, Edgar Ronzone, Michael Leasure, Kelly Kadkol, Vivek Endale, Wuleta Lord, Rich Ries, Daniel McDaniel, Craig Tromp, Stanley Ahmed, S Shelest, Irina Preheim, Elissa Preheim, Elissa OConnor, Charlene Endale, Wuleta Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Mierzejewski, Mark
American Brokers Conduit Mortgage sales history 5/11/2010 Steward Financial Inc Mortgage sales history 6/2/2010
American Brokers Conduit mortgage sales history 5/7/2010 Countrywide Bank mortgage sales history 5/22/2010
Washington Mutual Bank FA mortgage sales 6/2/2010 history National City Mortgage Co mortgage sales history 6/2/2010 Pierce Commercial Bank mortgage sales history Decision One Mortgage Co LLC mortgage sales history Ohm Laboratories Inc USA Form 10-K David W Baldt AP No 3-13887 MDL Capital Management Inc Canadian Solar Inc Names of Employees participating in TSP Candian National Securities Act Koss Corporation PPL Electric Utilities Agreement with DOE Par Pharmaceuticals Companies Inc File No 00110827 Par Pharmaceuticals Companies Inc since June 26 2006 Bank Atlantic Bancorp Inc Preferred Securities of BBX Capital Trust II Anthony C Snell and Charles E Lecroy of JP Morgan AP No 3-12359 BBS Capital Fund LP BBS Capital Management LP BBS Capital LLC Patara Capital Management LP Patara GP LLC Valdetrade Corporation Yuvatas Insaat AS Besyildiz Yuvatas Insaat Ltd Sti Arm Bozeman LLC Aspen Park Properties Inc Richard E Belluzzo Jon W Gacek William C Britts Quantum Corporation Corso Holdings LP Corso Partners LLC Silicon Graphics Inc Cray Research Inc SGI Delaware Inc Groove Networks Inc PMC Sierra Inc JDS Uniphase Corporation Advanced Digital Information Corporation Pathlight Technology Inc William Scott Harlan aka W Scott Harlan 5/14/2010 5/12/2010 6/3/2010 6/2/2010 6/2/2010 6/2/2010 5/27/2010 6/2/2010 6/2/2010 6/2/2010 5/28/2010 5/28/2010 6/2/2010 6/2/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010
DePeau, Andrew DePeau, Andrew DePeau, Andrew Mierzejewski, Mark DePeau, Andrew Stindt, Marcus Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Sholl, Hannah Jui, Jonathan Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Malinowski, Thomas Castillo, Paul Brophy, Karen Flack, Eric Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Soo Chuen Tan Discerene Value Advisors LLC David Yeager MichaelDel Giudice aka Michael DelGiudice Shane R Litts List of Registered Investment Advisors with ADV Part II Brochures Mitchell Ralph Julis 3PAR Inc American Science & Engineering Inc AmSurg Corp Beacon Roofing Supply Inc Cepheid Exelixis Korn Ferry International Raytheon Company Shaw Group Verigy Ltd Blood 3 LLC Borders on Newport LLC BTS Construction LLC Capital Property Investments LLC Captial Real Estate Inc Ceinteractive Inc CRE Inc Douglas Street Premium Finance Company Evergreen Land Development LLC Gaia Leasing LLC Geoffrey Postel Madoff OIG 509 and Fox News Network LLC v. SEC 09cv2641 (SDNY) Seligman Spectrum Focus Fund
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Davidson Kempner Event Driven Equities Fund LP 6/7/2010 Davidson Kempner Distressed Opportunities Fund 6/7/2010 LP Davidson Kempner Partners LP 6/7/2010 Davidson Kempner Advisers Inc Davidson Kempner International Advisors LLC Davidson Kempner Institutional Partners LP Davidson Kempner Capital Management LLC Joseph T Lambert Joshua Seth Friedman Aurora Loan Services residential mortgage note history Intuit Inc and Karen Brophy ACT Clean Technologies reprimand First Industrial Realty Trust Inc First Potomac Realty Trust Flagstone Reinsurance Holdings Ltd 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/4/2010 6/7/2010 5/25/2010 5/29/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Baribeau, Al Helfand, William Lopez, Omar Gordon, Thomas Battaglia, David Hayes, Frederick Green, Joel Van Kleef, Adam LaRoche, Greg Conti, George Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Forest Laboratories Inc Life Time Fitness Inc Morgan Stanley Mylan Inc Smith Micro Software Inc St Jude Medical Inc Sterling Financial Corp Carrington Laboratories Inc Exhibit 10.1 Form 10Q Carrington Laboratories Inc Exhibits 10.32 10.34 Form 10-K Celgene Corp Exhibits 10.50 10.51 10.52 10.53 Form 10-K Cell Therapeutics Inc Exhibit 10.26 Form 10-K Celltech Group Plc Exhibits 4.25 4.26 4.27 4.28 Form 20-F Atrix Laboratories Inc Exhibit 10.3F Form 10-Q Caliper Technologies Corp Exhibits 10.52 10.53 Form 10-K Caliper Technologies Corp Exhibit 10.55 Form 10Q Caliper Technologies Corp Exhibits 10.66 10.69 Form 10-K Cellegy Pharmaceuticals Inc Exhibits 10.30 10.31 Form 10-K Cellegy Pharmaceuticals Inc Exhibits 10.20 10.21 10.22 10.23 Form 10-K Cellegy Pharmaceuticals Inc Exhibit 10.1 Form 10Q Cellegy Pharmaceuticals Inc Exhibit 10.10 Form 10-K CancerVax Corp Exhibit 10.1 Form 8-K CancerVax Corp Exhibit 10.1 Form 8-K CancerVax Corp Exhibits 10.1 10.2 Form 10-Q CancerVax Corp Exhibit 10.1 Form 8-K CancerVax Corp Exhibit 10.42 Form S-1
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CancerVax Corp Exhibits 10.31 10.32 10.33 Form 5/17/2010 S-1 CancerVax Corp Exhibits 10.22 10.23 10.29 10.30 5/17/2010 10.36 10.37 10.38 10.39 Form S-1 George Georgiou sentencing Cornerstone Ministries Investments Inc Luis Felipe Perez Wayne H Miller transcript from AP 3-10755 Broadcom Corp transcript of Dr Henry Samueli Qwest Communications International Inc Gibraltar Asset Management Group LLC First National Bank of Marengo S-3 and 424B5 Form BD data LaSalle Bank NA Minnetonka Capital Investments II LLC Minnesota Capital Investments III LLC MN Property Investments LLC Mountain Insurance Agency Inc 6/7/2010 6/4/2010 6/5/2010 6/4/2010 5/28/2010 6/1/2010 6/4/2010 6/8/2010 6/8/2010 6/7/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Net Lease Development LLC NLD Inc Polo Beach Friends LLC Reliance Development Company LLC Reliance Real Estate Services Rice & Maryland Center Partnership LLP Dennis W Specht Jr James A Nelson Roundbox Inc Dynamicsoft Inc HK Development HTW Investment Partners Inc Kona Grill Inc Kona MN LLC Land Venture Partners II LLC Land Venture Partners LLC Lando Holdings LLC LV Partners LLC LVT Partners LLC MCI SPC II Inc American Apparel Inc fka Endeavor Acquisition Corp K12 Inc Landstar System Inc Lexmark International Inc Limited Brands Inc LSI Corp LTX Credence Corp M&T Bank Corp Matrix Services Co Mettler Toledo International Inc Hunter Asset Management LP Hunter Global Investor Fund I LP 3 Notch Capital LLC Hunter Advisors LLC Hunter Global Associates LLC Hunter Global Management LLC Hunter Global Investors LP Bradley Schneider David Ferrara Daniel Goldberg Lee Ehly Tim Daly David C Laub Jr Joseph Vari Eric C Stephenson Edward C Kosnik Brian Howard Fortune Vicente A Citarella Stuart Norwood Friou
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Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Wall, Lindsay Mierzejewski, Mark Lee, Rodney Rapoport, Michael Medley, Tammy Melusky, Benjamin Carstarphen, Adlai Grix, Monte Cabiao, Allen Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Green, Joel Green, Joel Horwitz, Jesse Gavin, J. Patrick
Richard Buchan III Alternative Asset Managers LP Randall S Yanker aka Randy Yanker Normandy Hill Capital LP Geoffrey A Gold Curtis Gia Macnguyen Rodney S Yanker New Jersey residential mortgage notes comment letters on repurchase agreements and related transactions on or around March 29 2010 OFM employees leave approvals from 05 to present SEC Commissioners biographical data List of accredited investors per Rule 501 Metroconnect Inc and Katherine Thompson addresses Washington Federal Savings mortgage note history Antigenics Inc Exhibit 10.4 Form 10-Q
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Alseres Pharmaceuticals Inc Exhibit 10.6 Form 10- 5/24/2010 Q Omeros Corp Exhibit 10.42 Form S-1 5/24/2010 The Medicines Company Exhibit 10.2 Form 10-Q The Medicines Company Exhibits 10.2 10.3 10.4 Form 10-Q CollaGenex Pharmaceuticals Inc Exhibit 10.1 Form 10-Q CollaGenex Pharmaceuticals Inc Exhibit 10.1 10.2 Form 10-Q CollaGenex Pharmaceuticals Inc Exhibit 10.1 Form 8-K CollaGenex Pharmaceuticals Inc Exhibit 99.1 Form 8-K Aspect Medical Systems Inc Exhibits 10.1 10.2 Form 10-Q Coley Pharmaceutical Group Inc Exhibits 10.30 10.30.1 10.31 10.34 10.36 Form S-1 Coley Pharmaceutical Group Inc Exhibits 10.16 through 10.29 Form S-1 Ciphergen Biosystems Inc Exhibit 10.42 Form 10K Ciphergen Biosystems Inc Exhibit 99.2 99.3 Form 8-K Ciphergen Biosystems Inc Exhibit 10.44 Form 8-K Ciphergen Biosystems Inc Exhibit 10.54 Form 10K Cumberland Pharmaceuticals Inc Exhibits 10.6.1 10.9.1 Form S-1 Cumberland Pharmaceuticals Inc Exhibits 10.4 10.5 Form S-1 Cumberland Pharmaceuticals Inc Exhibit 10.9.3 Form S-1 Cumberland Pharmaceuticals Inc Exhibit 10.9.2 Form S-1 Garfield Taylor Inc and Taylor Garfield Inc GTI Construction Management data on entry level salaries for past 20 years Lorillard Inc 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 6/7/2010 6/7/2010 6/9/2010 6/9/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Elghossain, George
McAfee Inc MEMC Electronic Materials Inc Metlife Inc MetroPCS Communications Inc Microchip Technology Inc Monsanto Company Motorola Inc National Semiconductor Corporation NetApp Inc Marc K Furstein Fortress Investment Group LLC Monroe Capital LLC Theodore Leon Koenig (Ted) of Monroe Capital LLC Frank David Tsuru of M2 Midstream LLC Hermantkumar A Deshpande aka Hemant Deshpande Michelle A Perrin William Rice Goodell William Keith Hennington John T McCafferty Lee S Ainslie III Jonathan M Weintraub Jeanne T Prayther Richard A Hadsall Maritime Telecommunications Network Inc SeaMobile Enterprises Inc SeaMobile Inc Trendi LLC The Harvard Crimson Inc Daleen Technologies Inc Formula Telecom Solutions Inc Joseph J Sitt Thor Equities Edson Gould Fund Inc Armstrong Associates Inc State Bond & Mortgage Company Philadelphia Investment Company The Bank of New York Mellon fka The Bank of New York Trustee Pooling and Servicing Agreement for Series 2004-24 CB Israel Development Corporation Axe-Houghton Income Fund Inc DataConcepts Fund Inc Putnam Growth Fund Putnam Growth Fund Putnam Option Income Trust II Collateralized Mortgage Obligation transactions trade data Federated Natural Resources Corp Federated Investors
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Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Bazil, Paul Glasionov, Rita Glasionov, Rita
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Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Reinhardt, Kelly Mierzejewski, Mark Malinowski, Thomas Reinhardt, Kelly Wall, Lindsay Malinowski, Thomas Deyneha, Natalia Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Graphic Scanning Corporation Health Communications Services
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Hutton Energy Assets Insured Oil Gas Completion 6/9/2010 Program A Ltd Hutton Options Trading LP 6/9/2010 Allstate Municipal Premium Income Trust American Express Financial Corporation Sanford C Bernstein Bramwell Growth Fund Cash Accumulation Trust and Daily Accumulation Fund Colonial International Fund for Growth Comstock Partners Strategy Fund Inc Dreyfus Strategic Investing Dual Purpose Fund Inc The Fund American Co Inc New York Times Co Nicor Inc Nisource Inc Nordstrom Inc Norfolk Southern Corp Northeast Utilities Northrop Grumman Corp Novellus Systems Inc Nucor Corp Jeffrey Alan Keswin George W Passela of M2 Midstream LLC Constantine (Dean) Dakolias Eli E Ungar William (Bill) England Pritchard III of M2 Midstream LLC Bradley (Brad) Mitchell Lundy David Howard Gefsky Artech 424 LLC George Carl Francisco IV of M2 Midstream LLC Anthony B Hairston Brian R Shearer Andrew H Warford David B Singer Michael A Pausic Stephen J Schreder Steven A Kapp Gunnar Overstrom Steven M Galbraith Elizabeth McKenna Ainslie Maverick Capital Ltd Joseph M Manogue Donald Devine Christopher J Gaulin Michael J Beckwith 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/10/2010 6/9/2010 6/9/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/11/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Spears, Gregory Hirsch, Brian Stachewicz, Jeff Ivry, Bob Elghossain, George Wagner, Thomas Applebaum, Jeffrey Russo, Paul Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally
Michael P Lyons Riad M Abrahams Alexandre S Rafal A Carter Creech H Winston Holt IV News Corp NRG Energy Inc NYSE Group Inc Occidental Petroleum Corporation Omnicom Group Inc Oneok Inc Owens Illinois Inc Pactiv Corp Pall Corporation Parker Hannifin Corp IDS Financial Corp Integrated Resources Inc ITT Hartford Mutual Funds Investment Company Institute
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Investment Company Institute dated October 11, 6/9/2010 1985 JMB Realty Trust dated November 19, 1990 6/9/2010 Janus Adviser Series Kidder Peabody Equity Income Fund Inc LDX Group Inc Life Insurance Investors Inc Massachusetts Mutual Life Insurance Company McKinsey and Company Incorporated Josef von Habsburg Legends Fund Inc Form N-1A Exhibit PPIRS CPAR Final Contractor Performance Rating Reports for past 3 years Citigroup Inc and Richard M Bowen Transcript 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/11/2010 6/11/2010 6/13/2010 6/11/2010
BAC Home Loan Servicing LP residential mortgage 6/11/2010 history Fisher Investments Inc 6/11/2010 Regulation D Rule 504 filing for past 3 years Quicken Loans forms S-3 and 424B5 Joseph L Conner aka Joel Conner Carlos Mendez Sonic Development Partners LLC Tiki Town LLC United Sports Network United Sports LLC Vail Development LLC Vail Investments LLC WH Investments LLC Winner Partners Robert K Citrone 6/10/2010 6/5/2010 6/8/2010 6/8/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/14/2010
10-07727-FOIA 10-07728-FOIA 10-07729-FOIA 10-07730-FOIA 10-07731-FOIA 10-07732-FOIA 10-07733-FOIA 10-07734-FOIA 10-07735-FOIA 10-07736-FOIA 10-07737-FOIA 10-07738-FOIA 10-07739-FOIA 10-07740-FOIA 10-07741-FOIA 10-07742-FOIA 10-07743-FOIA 10-07744-FOIA 10-07745-FOIA 10-07746-FOIA 10-07747-FOIA 10-07748-FOIA 10-07749-FOIA 10-07750-FOIA 10-07751-FOIA
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Ratliff, Evan Braun, Martin
Frederick E Allardt Sammy Acebal Elena Sherman Michael Liu Brigade Leveraged Capital Structures Fund LP
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Brigade Leveraged Capital Structures Offshore Ltd 6/15/2010 Brigade Leveraged Capital Structures Fund Ltd Brigade Capital GP LLC Brigade Capital Management LLC Edward T Finneran Raymond Luis Steven P Vincent Steven A Bleier Rosario DiMinni James J Bradburn Simon Baukh Douglas Pardon Jordan G Teramo John Carney Hawks Neal P Goldman Benjamin J Renshaw Patrick W Kelly Donald E Morgan III Josef von Habsburg Admin proceedings 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/14/2010
Elaine Greenberg calendar/schedule for January 1 6/14/2010 - 15, 2010 and resumes and CV's of staff hired for Municipal Securities and Public Pension Unit Goldman Sachs Alternative Mortgage Product Trust 2007-NC1 (GSAMP) Jeffrey D Tannenbaum of Fir Tree LLC Andrew David Fredman of Fir Tree LLC Steven Robert W Corp SEC File No 8-16921 Oppenheimer Landmark Properties Putnam Diversified Premium Income Trust Public Service Resources Corporation Prudential Bache Government Plus Fund II Robertson Stephens Investment Trust Selected Funds Sequoia Partners LP Stern School of Business The Limited Term Government Series of Drexel Series Trust The Marbella Founders Trust Celina Financial Corporation United Bankers Inc The Yacktman Funds Inc Zurich Insurance Company Western Air Lines Inc Damson Oil Corporation 6/14/2010 6/11/2010 6/11/2010 6/14/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010
Erin, Emmanuel Inglese, Tara Inglese, Tara Molenda, David Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita
Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Dukes, Sara Johnson, Ernessa Glasionov, Rita Bailey, Patricia Bloom, James Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Reinhardt, Kelly
Grubb Ellis Realty Income Trust Dean Witter Principal Guaranteed Fund III LP The First National Bank of Chicago VHA Enterprises Inc Pasadena Investment Trust Managers Core Trust Merrill Lynch Asset Management LP MetLife State Street Research Government Securities Fund MPC Liquidating Trust Murphey Favre Properties Inc Newhall Investment Properties Neuberger and Berman Genesis Fund New England Life Government Securities Trust Nicholas Applegate Mutual Funds I Nicholas Applegate Mutual Funds II North American Security Trust Dean Witter Discover Co
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CollaGenex Pharmaceuticals Inc Form 8-K Exhibit 5/31/2010 10.1 Samsung Electronics Co Ltd 6/15/2010 Application of Rule 38a-1 to a Closed End Investment Companys Principal Underwriters GMAC Residential Mortgage history Mortgage Ltd Securities LLC AP File Nos 3-13752 and Lit Rel 34-61377 Tripos Inc Form 10-Q Exhibit 10.18 Enchira Biotechnology Corp Form 10-Q Amendment 1 Corixa Corp Form 10-Q Exhibit 10.2 Corvas International Inc Form 10-Q Exhibits 10.57 and 10.59 NuVasive Inc Form 10-Q Exhibits 2.1 and 10.7 Alliance Pharmaceutical Corp form 10-K Exhibit kkk Cima Labs Inc Form 10-Q Exhibits 10.1 10.4 and 10.7 Cepheid Form 10-Q Exhibits 10.28 and 10.29 Cepheid Form 10-Q Exhibit 10.2 Cepheid Form 10-K Exhibit 10.45 Cepheid Form 10-Q Exhibits 10.4 and 10.5 Cephalon Inc Form 10-K Exhibit 10.13 (d) Cephalon Inc Form 10-Q Exhibit 10.1 (d) Cephalon Inc Form 10-Q Exhibit 10.1 (a) 6/9/2010 6/10/2010 6/15/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010
Cephalon Inc Form 10-K Exhibits 10.21 and 10.22 5/31/2010 Cephalon Inc Form 10-Q Exhibits 10.5 (a) and 10.5 (b) Cephalon Inc Form 10-Q Exhibit 10.1 5/31/2010 5/31/2010
Cephalon Inc Form 10-K Exhibits 10.8 (d) and 5/31/2010 10.19 Cephalon Inc Form 10-K Exhibits 10.11 (e) 10.11 5/3/2010 (f) and 10.14 William Francis Callanan of Fortress Investment 6/16/2010 Group
Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Koller, Elizabeth Athanas, William Resti, Justin Vardi, Nathan Endale, Wuleta
Peter Lionel Briger Jr of Fortress Investment Group Peoples United Financial Inc Pepco Holdings Inc Pfizer Inc PPG Industries Inc PPL Corp Principal Financial Group Inc Procter & Gamble Co ProLogis Provident Financial Services Inc Prudential Financial Inc Gerasimos Ventouris Capital Ship Management Capital Maritime & Trading Corporation Curzon Maritime Limited Capital Product Partners LP OIG Reports on Chicago Regional Office Colonial Bancgroup Comment and Response Letters Form ADV (blank) for 1967-68 American International Group AIG and Joseph Cassano, Andrew Forster and Thomas Athan
6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/7/2010 6/17/2010 6/17/2010 6/17/2010
Regulation of Market Information Fees and 6/17/2010 Revenue Rel No 34-42208, File S7-28-99 letter from Paul Kolton, President AMEX and Appendix A China Fire and Security Group Inc and Worldtime 6/17/2010 Investment Advisors Ltd Carbon Emissions Trading subpoenas, rulings, no- 6/7/2010 action letters, ENF proceedings Fidelity Bond Information 6/4/2010 First Horizon Home Loan Corp residential mortgage history T.C. Horne & Co. and Tom C. Horne 1970-74 investigation Thiokol and Federal Mogul purchase agreement for Huck Manufacturing Progress Energy Inc Qualcomm Inc Questar Corp RadioShack Corp Republic Services Inc Reynolds American Inc Robert Half International Inc Rockwell Collins Inc Rowan Companies Inc Ryder System Inc Michael J Egan of Monroe Capital LLC Mario Alberto Loya Yerasimos Ventouris Gerry Ventouris 6/18/2010 6/16/2010 6/16/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/17/2010 6/17/2010 6/16/2010
Xue, Kai Grossack, David Harris, Donte Edwards, Bruce Newton, Casey Reinhard, Lisa Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Marcus, Sally Costello, Maureen Costello, Maureen Smith, Tony
Maryland Economic Development Corporation and 6/18/2010 Human Genome Sciences Inc
Tatti, Kristen Ordonez-Parodi, Rosa Kau, Irene Umhoefer, David Lawrence, Scott Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Risselman, Jennifer Lichtcsien, Susan
Magnum d Or Resources Inc formal order dated 6/17/2010 October 30 2009 The Rival Company and Patton Electric Co Inc 6/18/2010 Giant Lion Trading Ltd Asset Purchase Agreement Ex 1 to 8-K of April 21 1995 Laser Arms Corp 6/18/2010 Bemis Co Inc Schedule 14-A JP Morgan Chase Co and Bank One Corp Edward (Ward) Wilson Davis III Safeway Inc Sara Lee Corporation Scana Corp Scripps Networks Interactive Inc Sealed Air Corp Sherwin-Williams Company The Simon Property Group Inc SLM Corp Southern Co Stanley Inc 6/18/2010 6/20/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010
Chemokine Therapeutics Corp Exhibit 10.14 Form 6/7/2010 SB-2 Combimatrix Corp Exhibit 10.12 10.13 Form S-1 6/7/2010 Cerus Corp Exhibit 10.44 Form 10-Q Cerus Corp Exhibits 10.48 10.50 10.51 10.52 Form 10-Q The Boston Company The Boston Company Asset Management LLC David Kirk Henry aka D Kirk Henry and Kirk Henry Lester B Knight III CombinatoRx Inc Exhibit 10.46 Form S-1 Cepheid Exhibit 10.1 Form 10-Q Cepheid Exhibits 10.23 10.24 10.25 10.26 10.27 Form 10-K Cepheid Exhibits 10.211 10.320 Form 10-K Chiron Corp Exhibits 10.212 10.213 10.321 10.322 10.323 10.324 Form 10-Q Chiron Corp Exhibits 10.325 10.326 Form 10-Q Chiron Corp Exhibits 10.328 10.329 Form 10-K Chiron Corp Exhibit 10.330 Form 10-Q Chiron Corp Exhibits 10.331 10.332 Form 10-Q Connetics Corp Exhibit 10.1 Form 10-Q Connetics Corp Exhibit 10.1 Form 8-K Connetics Corp Exhibits 10.1 10.2 Form 10-Q Connetics Corp Exhibits 10.53 10.54 Form 10-K Connetics Corp Exhibit 10.1 Form 10-Q Connetics Corp Exhibit 10.1 Form 8-K Connetics Corp Exhibits 10.2 10.4 Form 8-K Mary Beth Stevens AP 3-13553 Christopher Warren Skillman aka C Warren Skillman Warren Skillman and Chester Skillman 6/7/2010 6/7/2010 6/21/2010 6/21/2010 6/22/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 4/13/2010 6/22/2010
10-07897-FOIA 10-07898-FOIA 10-07899-FOIA
Wall, Lindsay Holch, Niels Weismann, Anne
Brian Matthew Agnew National Securities Clearing Corporation NSCC annual reports 1987-1993 Financial Accounting Standards Board (FASB) Financial Industry Regulatory Authority (FINRA) fka NASD regulations info sharing instructions from SEC and funding Metcalf Report of 1976
6/22/2010 6/16/2010 6/22/2010
South, Padraic Robinson, Katherine Park, Helen Candido, Luz Bauer, Janet Bauer, Janet Brammer, Alissa Brammer, Alissa Brammer, Alissa Brammer, Alissa Brammer, Alissa Lichtcsien, Susan Mierzejewski, Mark Schissel, Michael Morgoglione, Greg Kennedy, Dana Kennedy, Dana Kennedy, Dana Kennedy, Dana Kennedy, Dana Pashkoff, Lionel Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Decker, Elizabeth Molenda, David Evans, David Evans, David
Tii Network Technologies Inc and Porta Systems 6/14/2010 Corp Dow Chemical Company and Rohm and Haas Corp 6/14/2010 UBS AG Consent order 33-9019 Kevin Nord Clowe of AIG and Pine Bridge Investments Scudder Weisel Capital App for Exemptive Order dated December 27 2000 ING Pilgrim Investments LLC et al App for exemptive order dated February 28 2001 Filigree Advisors M Financial Group M Finanicial Wealth Management Gerald Graves Chris G Dudley Clifford Smith of The Boston Company Asset Management LLC Joseph F Damico NASD Survey results regarding Section 31 Activity Fees under release no 34-55697 John M Donnelly Tower Analysis Inc Nasco Tang Corp Nadia Capital Corp Great Western Financial Group S-3 and 424B5 Home123 Corporation S-3 and 424B5 Lehman Brothers Bank S-3 and 424B5 Direct Funding S-3 and 424B5 Direct Funding S-3 and 424B5 Gerald Oprins and Wendy McNeeley administrative proceedings Jason Ben Mudrick of Mudrick Capital Management LP Abraham Trading Co Salem Andrew Abraham American States Water Co Amerigroup Corp Churchill Downs Incorporated Conceptus Inc Greatbatch Inc Mattel Inc Monro Muffler Brake Inc On Semiconductor Corp Tim Hortons Inc ACI Worldwide Inc Moel Inc Clarence O Mitchell and Paralta Stones Randy Harrison or Randal Harrison Stephen H Liu Stephen H Lin 6/21/2010 6/22/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/23/2010 6/23/2010 6/21/2010 6/22/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 4/30/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Johnson, William Mirsky, Jonathan Elder, Rob Sweet, Benjamin Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Mierzejewski, Mark Reinhardt, Kelly Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Stephen Horngji Lin Stephen Horngji Liu Steven H Liu Steven H Lin WirelessMD LLC Pacific Wellness Foundation Inc Arrin Corporation University Orthopedic Group Tenesy Investmet Inc Portal Venture LLC TFC Holding Company EDGAR web page hits log May 5-7 2010 Carnegie International Corporation Form ADV full data for past 12 months Thornburg Mortgage Inc Omeros Corp Exhibit 10.42 Form S-1 Anesta Corp Exhibits 10.17 10.18 Form 10-K Avigen Inc Exhibits 10.38 10.39 Form 10-K Xenova Group Plc Exhibits Form 20-F Columbia Laboratories Inc 10.51 Form 10-Q Columbia Laboratories Inc K Columbia Laboratories Inc Q David J Koo 4.28 4.29 4.30 4.32 Exhibits 10.49 10.50
6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010
Exhibit 10.45 Form 10- 6/14/2010 Exhibit 10.43 Form 10- 6/14/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010
Glenn David Springer of Mudrick Capital Managemet LP Jack L McGinley Express Sea Transport Corproation Sougerka Maritime Co Ltd Aegean Shipping Universal Ship Management Services Limited Raven Industries Inc S1 Corp Standard Pacific Corp Time Warner Cable Inc Total System Services Inc US Bancorp United Parcel Service Inc UnitedHealth Group Incorporated Unum Group Varian Medical Systems Inc Cisco Systems Inc Dyncorp International Inc ENSCO International Inc Force Protection Inc Foster Wheeler AG Sonic Automotive Inc Ventas Inc
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Lichtcsien, Susan Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Trowbridge, Stephen Janiga, Matthew Benner, Neal Camacho, Toni Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen
Vornado Realty Trust Vulcan Materials Co Walgreen Co Patrick Criscillo Christopher Nobile Matthew Keller aka Matt Keller of Riva Ridge Capital Management LP Brett Honneus Copia Capital LLC Timothy J Flannery Matt McPherron of Bain Capital Brookside Capital John Toussaint of Brookside Capital Doug Rudisch of Bain Capital Brookside Capital Steven Werber of Apis Capital Advisors LLC Angiotech Pharmaceuticals, Inc s Exhibit to form 20-FR filed on October 5, 1999 British Petroleum BP PLC South Auger Participation Agreement OIG Report 526 Stanford Alleged Ponzi Scheme Anadarko Petroleum Corp South Auger Participation Agreement David Pritsker Suttonbrook Capital Associates LLC Suttonbrook Capital Partners II LP Suttonbrook Offshore Partners Ltd Suttonbrook Capital Portfolio LP Suttonbrook Capital Partners LP Suttonbrook Capital Associates LP Suttonbrook Capital Management LP Suttonbrook Holdings LLC Chaojun Wang aka Wang Chaojun aka Chao Jun Wang aka Wang Chao Jun Eberhard Kornotzki Longhai Steel Group Wealth Index Capital Group LLC Sunity PLC Sunity Beijing Technology Co Tiankin Buderus Heating Technology Co Ltd
6/25/2010 6/25/2010 6/25/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/29/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/25/2010 6/25/2010 6/28/2010 6/18/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010
Richard Spector aka RickSpector aka Eric Spector 6/29/2010 Dreamworks Animation SKG Inc Dyax Corp Eagle Bulk Shipping Inc Echelon Corp First Niagara Financial Group Inc Fossil Inc Intuit Inc Ramco Gershenson Properties Trust Reliance Steel & Aluminum Co Reliant Energy Inc Action Industries Inc 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/30/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Marcus, Sally D'Agnenica, Jason Christian, Herman Dukes, Sara Mascolo, Ben Brower, Robert Matijiw, Roman Leach, Sidney Westbrook, Jesse Evans, Joshua Christodoulou, Mario Dukes, Sara Markun, David Markun, David Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Nussenfeld, Kelsey
Kalington Limited Kalington Consulting Xingtai Longhai Wire Co Merry Success Ltd Tsingda Century PLC M3 Midstream LLC M2 Midstream LLC RoundTable Healthcare David Allen Ralph Justin Balas of Welton Investment Corporation Brent Hankins of Welton Investment Corporation Patrick Lloyd Welton of Welton Investment Corporation Jeff Nordstrom Merck & Co Inc and the drug Vioxx Countrywide Home Loans Inc Cortex Pharmaceuticals Inc Form 10-Q Exhibits 10.31 and 10.77 Investment Advisers examined by the SEC in the past two years RE Loans LLC US Insurance Brokers Inc job discription of former SEC employee Peter Derby facilitating shareholder director nominations proposed rule analysis studies or reports e-Bay Inc and Margaret Whitman aka Meg Whitman responses to comment letters on repurchase agreements or aggregate data Crucell NV Form 20-F Exhibit 4.6 Gendreau & Associates and Jacques R Gendreau records of civil actions Gendreau & Associates and Jacques R Gendreau consumer complaints Critical Therapeutics Inc form 10-Q Exhibit 10.3 Critical Therapeutics Inc form 10-Q Exhibit 10.1 Critical Therapeutics Inc form 10-Q Exhibits 10.1 10.2 Critical Therapeutics Inc form 10-k Exhibits 10.25 10.41 Critical Therapeutics Inc form S-1 Amendment 2 Exhibit 10.25 Critical Therapeutics Inc form S-1 Exhibits 10..5 10.6 10.7 10.8 10.9 10.10 10.11 10.12 10.13 10.14 Curagen Corp form 10-K Exhibit 10.38 Curagen Corp form 10-K Exhibits 10.12 10.27 10.28 Curagen Corp form 10-Q Exhibit 10.1 10.2 Curagen Corp form 10-Q Exhibits 10.2 10.3 Control Delivery Systems Inc form S-1 Exhibits 10.4 10.5 10.6 10.7 10.8 10.9 10.10 10.11 Report of the advisory committe on shareholder communications June 1982
6/30/2010 6/30/2010 6/30/2010 6/30/2010 6/29/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/30/2010 6/25/2010 6/23/2010 6/21/2010 6/30/2010 6/29/2010 6/30/2010 6/28/2010 6/29/2010 6/24/2010 6/29/2010 6/21/2010 6/30/2010 6/30/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/30/2010
Hood, Matthew McLaughlin, Kelly Nassim, Mohammad Johnson, Jonathan Simpson, James Philbrick, Stephanie Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Whitmore, Percy Ratliff, Evan
pre September 11,2001 trading report
7/1/2010
OIG Report 515 disclosure of non-public 6/30/2010 procurment information Drexel Burnham Lambert 1991 report to Congress 7/1/2010 TD Ameritrade Inc and xybernaut Corp. American Stock Exchange form 19b-4e filings for May-Sept 2000 a list of foreign ownership of US public stock Badger Meter Inc Blackrock Kelso Capital Corp BRE Properties Inc Broadridge Financial Solutions Inc formerly Broadridge Financial Solutions LLC formerly BSG LLC Capstead Mortgage Corporation Center Bancorp Inc Commercial Metals Co Consolidated Communications Holdings Inc Continental Resources Inc Corinthian Colleges Inc Waters Corporation Western Digital Corporation Windstream Corp Wisconsin Energy Corp Xilinx Inc Yahoo! Inc YUM Brands Inc Zions Bancorporation Zoll Medical Corp Zoran Corporation Steven N Gottschalk Matthew Gilman Efstathios Loizos Elsa SA Atlas SA International Packaging Association Hellenic Association of Packaging Manufacturers Health and Safety Management for shower system Josef von Habsburg aka Josef Vonhabsburg Josef Lothringen Joseph von Habsburg Franz Habsburg Josef Meyers or Joseph Meyers Form ADV full database Amedisys Inc Amedisys Inc and Almost Family Inc Almost Family Inc Institutional Credit Partners ICP Capital George Galatis Claudio Pablo Lopez Gomez aka Claudio Lopez aka Claudio Gomez 6/24/2010 6/28/2010 6/29/2010 6/30/2010 6/30/2010 6/30/2010 6/30/2010 6/30/2010 6/30/2010 6/30/2010 6/30/2010 6/30/2010 6/30/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010
10-08103-FOIA 10-08104-FOIA 10-08105-FOIA 10-08106-FOIA 10-08107-FOIA 10-08108-FOIA 10-08109-FOIA 10-08110-FOIA
Alfred, Eddie Gillmor, Matthew Nirenberg, Matthew Gillmor, Matthew Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Garner, Chris Johnson, Ernessa Woo, Sangcheol Woo, Sangcheol Woo, Sangcheol Wong, Chung Poulson, Robert Trubitt, Hayden Danison, Tracey Roman, David Baldwin, Chris McCausland, Diane Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Fernando Munoz de Toro Rodrigo Gonzalez Ramon Goreglad Markel Corp MarketAxess Holdings Inc Marten Transport Ltd Martin Marietta Materials Inc McClatchy Co McMoRan Exploration Co Miller Herman Inc Mine Safety Appliances Co ModusLink Global Solutions Inc fka CMGI Inc Mosaic Co Bill Johnston with Legacy Financial Partners Proequities Form ADV Cypress Bioscience Inc Exhibit 10.1 Form 10-Q Asianet Corp S-1 comment letter Asianet Corp F-1 registration withdrawal Asianet Corp F-1 comment letter Blue Chips Stamps Berkshire Hathaway Inc HO784 Towers Financial Corporation Cypress Bioscience Inc and Forest Laboratories Ireland Unlimited Form 10-K Exhibit 10.26 The Fairholme Funds List of registered securities brokers Prairie Capital C Bryan Daniels Stephen V King Insight Capital Research and Management and Insight Capital Management Inc 1996 and 1997 audits Advanced Polymer Systems Inc Exhibit 2.1 Form 8-K Shaman Pharmaceuticals Inc Exhibits 10.48 10.49 Form 10-K Cubist Pharmaceuticals Inc Exhibits 10.69 10.70 Form 10-K Corgentech Inc Exhibits 10.1 10.2 Form 10-Q Corgentech Inc Exhibit 10.33 Form 10-Q Corgentech Inc Exhibit 10.37 Form 10-K
7/1/2010 7/1/2010 7/1/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/2/2010 7/2/2010 7/5/2010 7/5/2010 7/5/2010 7/6/2010 7/1/2010 7/2/2010 7/6/2010 7/6/2010 7/6/2010 6/23/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010
Corgentech Inc Exhibits 10.8 10.9 10.10 Form S- 6/28/2010 1 Adolor Corp Exhibit 10.1 Form 8-K 6/28/2010 Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.2 Form 10-Q Adolor Corp Exhibit 10.3 Form 10-Q Adolor Corp Exhibit 10.14 Form 10-K CoTherix Inc Exhibit 10.27 Form S-1 CoTherix Inc Exhibit 10.22 Form 10-K 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010
CoTherix Inc Exhibits 10.10 10.11 10.12 Form S- 6/28/2010 1 CoTherix Inc Exhibit 10.23 Form S-1 6/28/2010
Dukes, Sara Dukes, Sara Dukes, Sara Tischer, Larry Ellich, Kevin O'Donnell, Evelyn Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Evans, David Evans, David Evans, David Evans, David Donovan, Tim Trubitt, Hayden Marcus, Sally Markun, David Markun, David McLaughlin, Kelly Willman, Barry Pizan, Roland Mulligan, Timothy Becker, Jacob Bluman, Allan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
CoTherix Inc Exhibits 10.20 10.22 Form S-1 CoTherix Inc Exhibit 10.10 Form S-1 CoTherix Inc Exhibit 10.25 Form 10-Q Life Partners Inc Amedisys SEC v Prudential B&G Foods Inc Bank of Hawaii Corp Bebe Stores Inc Beckman Coulter Inc Berkley W R Corp Boardwalk Pipeline Partners LP Briggs & Stratton Corp Brown Shoe Co Inc Buckeye GP Holdings LP General Cable Corp Francis Ryan Krauser of Denver Energy Group LLC Anthony Robert Nairns of Denver Energy Group LLC Vision Capital Management Inc Linda C Greenman Chris J Sizemore Marina L Johnson Suzanne P McGrath Wenji Song Jun Song China Shuangji Cement Ltd Zhaoyuan Shuangji Co Ltd Trump Resorts and Casino Inc Cypress Bioscience Inc Truscap Financial Group Inc Jacques R Gendreau Gendreau & Associates Contract SECHQ1-09-Q-0117 Momentum Help Desk Functional Support Zelman Partners LLC Fremont Investment & Loan Matrixx Initiatives Inc Auction Rate Securities ARS data Allan R Bluman Mark Rowan and The Fayette Central Railroad Douglas N Silverman Senator Investment Group Senator GP et al Alexander Klabin California Pizza Kitchen Inc Callon Petroleum Co Capella Education Co Carlisle Companies Incorporated Cell Therapeutics Inc Coinstar Inc
6/28/2010 6/28/2010 6/28/2010 7/6/2010 7/6/2010 7/6/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/2/2010 7/8/2010 6/30/2010 6/30/2010 7/7/2010 7/6/2010 6/10/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Hartshorn, Kaitlin Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly DePeau, Andrew Reinhardt, Kelly
Complete Production Services Inc Crane Co CSG Systems International Inc CTC Media Inc Tejas Trading Company Tejas Advisors LLC Tejas Commodities Inc Alvin Cecil Fults of Tejas Trading Company
7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/9/2010 7/9/2010 7/9/2010 7/9/2010
Vion Pharmaceuticals Inc Exhibit 10.34 10.35 6/21/2010 Form 10-Q Texas Biotechnology Corp Exhibit 10.51 Form 10- 6/21/2010 Q BioTime Inc Exhibit 10.1 Form 8-K 6/21/2010 Biocircuits Corp Exhibit 10.30 Form 10-K 6/21/2010 Access Pharmaceuticals Inc Exhibit 10.27 Form 10-6/21/2010 Q Somatrix Therapy Corporation Exhibit 10.54 Form 6/21/2010 10-Q Heavenlydoor.com Inc Exhibit 10.21 Form 10-Q 6/21/2010 Blackboard Inc Chesapeake Energy Corporation Choice Hotels International Inc City Holding Co Clean Harbors Inc Cognex Corp Consolidated Graphics Inc Inverness Medical Innovations Inc Jack in the Box Inc Nuance Communications Acuity Brands Inc Aircastle LTD AZZ Inc BancFirst Corp Basic Energy Services Inc Brunswick Corp Build-A-Bear Workshop Inc Central Vermont Public service Corp Costar Group Inc Cubic Corp Luiz F Carvalho of Tree Capital LLC Jeffrey Paul Barnett of Dorsal Capital Management LLC Sandell Asset Management Corporation Thomas E Sandell aka Lars Eric Thomas Sandell Jonathan D Wood Dorsal Capital Management LLC DCM Capital Partners Ryan D Frick Mario Epelbaum of Tree Capital LLC Oliver A Evans Robert J Munro Jr of Tree Capital LLC 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/13/2010
DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Christensen, Brad Bakare, Biola Greenfield, Richard Dukes, Sara Trubitt, Hayden Trubitt, Hayden Trubitt, Hayden Trubitt, Hayden Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Barchie, Gregory Dukes, Sara Dukes, Sara
Rockland Capital LLC Shane Ray Litts IV Tree Capital Brazil LLC Tree Capital Equity Fund I LP Tree Capital GP LLC Tree Capital LLC Paul Stephen Twitchell of Whitebox Advisors LLC Logicom Public Ltd Laiki Banking Group Defa Corporation Michael Sarris Bank of Cyprus Public Company Limited AFI Development PLC Thomas O Hicks aka Tom Hicks Eric C Neuman Christina Weaver Vest aka Christina Weaver aka Christina Vest aka Dorothy C Weaver aka C Christina Weaver Thomas O Hicks Jr Mack H Hicks Robert M Swartz William A Montgomery William F Quinn Curt L Crawford Dominic Michael Napolitano of Talson Partners LP Talson Capital GP LLC fka Talson Capital LLC Talson Capital Management LLC Talson Partners LP Litigation Tracking Warrants
7/9/2010 7/9/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/13/2010 7/13/2010 7/13/2010 7/12/2010 7/12/2010 7/12/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/13/2010
OIG report on unauthorized use of SEC computer 7/10/2010 resources against Biola Bakare Bank Of America 09-cv-6829 7/12/2010 SpectRX Inc form 10-K exhibit 10.21C Cypress Bioscience Inc 10-Q Exhibit 10.1 Cypress Bioscience Inc Exhibit 10.28 Cypress Bioscience Inc 10-K Exhibit 10.23 Cypress Bioscience Inc 10-K Exhibit 10.25 Flamel Technologies Inc form 20-F Exhibit 10.01 Flamel Technologies Inc form 20-F Exhibit 10.01 7/14/2010 7/9/2010 7/9/2010 7/9/2010 7/9/2010 7/9/2010 6/14/2010
Dusa Pharmaceuticals Inc form 20-K Exhibits 10 e 6/14/2010 10 i Trega Biosciences Inc form 10-K Exhibits 10.73 6/14/2010 10.74 Chiron Corp form 10-Q exhibit 10.206 6/14/2010 Bear Stearns & Co Inc Citigroup Global Markets 7/1/2010 Inc Goldman Sachs & Co JP Morgan Securities Inc et al AP 3-12310 MedImmune Inc form 10-K exhibits 10.91 10.92 6/14/2010 Corautus Genetics Inc form 10-Q exhibits 10.1 10.3 7/5/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Rist, Phil Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Maverick, Hazel Gunther, Christopher Stein, Jack Spencer, Debbie Spencer, Debbie Gibson, Ellen Arreola, Blanchei Baldwin, Elizabeth Dukes, Sara Aradhyula, Amareswar Gregory, Phillip Gregory, Phillip
Corautus Genetics Inc form 10-Q exhibits 10.4 10.5 Corautus Genetics Inc form 10-Q exhibit 10.5 Corautus Genetics Inc form 8-K exhibit 10.1 Corautus Genetics Inc form 10-Q exhibits 10.7 10.8 Corautus Genetics Inc form 10-Q exhibits 10.3 10.4 Corautus Genetics Inc form 10-K exhibits 10.19 10.33 Tercica Inc form on amendment 1 form S-1 exhibits 10.7A 10.7B 10.7C 10.8 Centocor Inc form 10-Q exhibits 10.1 Stephen Denari Inspire Pharmaceuticals Inc amendment to form S-1 10-Q exhibits 10.12 10.17 10.20 Heska Corporation form 10-K exhibit 10.41 Galagen Inc form 10-K exhibits 10.30 10.31 10.32 Cumberland Pharmaceuticals Inc amendment 10 to form S-1 exhibit 10.6.1 Cumberland Pharmaceuticals Inc amendment form S-1 exhibits 10.4 10.5 Applied Molecular Evolution Inc form S-1 exhibit 10.8 Endo Pharmaceutical Holdings form 10-Q exhibit 10.32.3 Endo Pharmaceutical Holdings form 10-K exhibit 10.32.1 Endo Pharmaceutical Holdings form 8-K exhibit 10.31.2 Cornerstone Therapeutics Inc fka Critical Therapeutics Inc Cubist Pharmaceuticals Inc form 10-K exhibits 10.47 10.52 10.54 10.55 10.56 10.59 PDT Inc nka Miravant Medical Technologies form 10-Q exhibits 10.4 10.5 PDT Inc nka Miravant Medical Technologies form 10-K exhibits 10.20 10.21 mental institution burials Computer Associates International Inc CA
7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 6/14/2010 6/14/2010 7/12/2010 7/5/2010 7/5/2010 6/14/2010 7/5/2010 7/5/2010 6/14/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/14/2010 7/12/2010
Stratum Wealth Management and Charles B Ganz 7/6/2010 Quellos Capital Management LP Quellos Fixed Income Advisors LLC Quellos Custom Strategies LLC exam records Quellos Capital Management LP et al Bull Option Strategy and GRAT Strategy Sequenom Inc Countrywide Home Loans Inc residential mortgage records Sophrosyne Capital LLC 7/13/2010 7/13/2010 6/7/2010 6/29/2010 7/12/2010
Collagen Aesthetics Inc from 10-Q exhibit 10.108 6/14/2010 Onyx Pharmaceuticals Inc form 10-K exhibit 10.27 William Boots Del Biaggio III Merriman et al and Shemano Group David Scott Cacchione Merriman et al and Shemano Group 7/15/2010 7/2/2010 7/2/2010
Wood, Christopher Dukes, Sara Dukes, Sara Dukes, Sara Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Hartshorn, Kaitlin Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Hochman, Daniel Ellich, Kevin Ellich, Kevin Ellich, Kevin Mara, Kennon Mara, Kennon Ellich, Kevin Sedlack, Stuart Black, Barbara Ashamalla, David Kessler, Brian Boyce, Gilbert
Apollo Group Inc transcripts of Todd S Nelson 7/13/2010 Kendra B Gonzales John R Norton III or John Blair NxStage Medical Inc form 10-K exhibit 10.29 7/5/2010
Cellpro Inc form 10-K exhibits 10.15 10.16 10.20 6/14/2010 Corcept Therapeutics Inc form S-1 exhibits 10.9 10.11 10.12 Discovery Opportunity Offshore Fund LTD Discovery Global Opportunity Fund LTD Discovery Global Opportunity Master Fund LTD Discovery Global Focus Master Fund LTD Discovery Global Citizens Master Fund LTD Discovery Americas Capital Partners LLC Discovery Global Focus Partners LP Discovery Global Citizens Partners LP Discovery Global Opportunity Partners LP Discovery Opportunity Offshore Fund LTD Discovery Global Opportunity Fund LTD Discovery Global Focus Fund LTD Discovery Global Citizens Fund LTD Discovery Capital Partners LLC Discovery Capital Managemant LLC 7/5/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/15/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010
Jeffrey Adam Bersh aka Jeff Adam Bersh of Venor 7/15/2010 Capital Management LP Randal Klein of Avenue Capital Group LLC 7/14/2010 McNally Capital LLC Ward S McNally of McNally Capital Vincent Guacci aka Vincenzo Guacci Axiom Investment Advisors LLC Ephraim Gildor aka Ephy Gildor of Axiom Investment Advisors LLC Venor Capital Management LP Michael Jay Wartell General Electric Co earnings release from 1987 possibly form 10-K 8-K or 10-Q Gentiva 2010 subpoena Almost Family Corp 2010 subpoena Amedisys 2010 subpoena Sempre Energy Trading Sempre Energy LHC GroupInc 2010 Subpoena Reliant Pharmaceuticals Inc and ProNova Biocare SA license & supply agreement dtd Aug 2004 IAA release No 1406 file No S7-8-94 PNC Bank & Financial Services TARP Agreement Jarrett Posner 7/15/2010 7/15/2010 7/14/2010 7/14/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/16/2010 7/16/2010
Countrywide Financial Corp Countrywide Bank etc 7/15/2010 exams inspections and investigative records relating to SEC v. Mozilo JD Capital Management LLC 7/16/2010
10-08363-FOIA
DePeau, Andrew
DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Frumes, Max Kiernan, Cortney Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
John David Rogers aka J David Rogers aka JD Rogers EnerSys Fair Isaac Corporation Geo Group Inc Lawson Software Americas Inc fka Lawson Software Inc Net 1 UEPS Technologies Inc Ocwen Financial Corp Overseas Shipholding Group Inc Progress Software Corp Sonic Corporation Strayer Education Inc Alison Kiley aka Allison Kiley aka Alison Debord aka Allison Debord Antonio Gotto Jason Fisherman Michele Ollier Alta Partners Aegerion Pharmaceuticals Esperion Therapeutics Registered Investment Advisors Brendan L Bibro of Asian Management Singapore Ptd Scott D Baskind John George Petti III of Astenbeck Capital Management LLC Gerard Del Grosso of Astenbeck Capital Management LLC Columbus Circle Investors Craig Lloyd Chodash Aqua America Inc Green Mountain Coffee Roasters Inc Opentable Inc Penn National Gaming Inc Perrigo Co Rovi Corp Scotts Miracle-Gro Co formerly Scotts Company Stillwater Mining Co Universal Health Services Inc Valspar Corp Curtis L Crofford Scheer Investment Holdings VIII LLC Scheer Investment Holdings IX LLC Optherion Inc Achillion Pharmaceuticals Inc Scheer & Company Inc OraPharma Inc Tengion Inc David I Scheer William H Lewis William J Sasiela
7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/20/2010 7/20/2010 7/19/2010 7/20/2010 7/20/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/19/2010 7/19/2010 7/19/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gierach, Stephen Schleinkofer, Raymond Faro, John Silversmith, Jed French, Carolyn Hibbitt, Jeanne Byrne, Jeff Tomas, Juan Nouth, Cheat Languren, Salvador Ceballos, Maria Tomas, Juan Luria, Gil Wood, Christopher Mott, Thomas Markun, David Markun, David Posmyk, Olga Whitaker, Matthew
Christine A Pellizzari Christine A Rubinstein John T Cavan Aegerion Pharmaceuticals Scheer Investment Holdings I LLC Scheer Investment Holdings II LLC Scheer Investment Holdings III LLC Scheer Investment Holdings IV LLC Scheer Investment Holdings V LLC Scheer Investment Holdings VI LLC Scheer Investment Holdings VII LLC Brian Kent Sneed Steven L Kuhn of Pine River Capital Management LP Pine River Capital Management LP Adobe Systems Inc Advance Auto Parts Inc Advisory Board Co AeroVironment Inc AFLAC Inc Albemarle Corporation AMAG Pharmaceuticals Inc fka Advanced Magnetics, Inc Avista Corporation Intuitive Surgical Inc Wyndham Worldwide Corporation SEC Contracts Lane Five Capital Management LP Siemens Aktiengesellschaft case No 08-CR-36C SK payscale for 2010 Sowood Capital Management LP
7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/16/2010 7/16/2010 7/8/2010 7/20/2010 7/19/2010
Washington Mutual Bank FA residential mortgage 6/16/2010 records IndyMac Bank FSB 5/13/2010 IndyMac Bank FSB residential mortgage records Greenpoint Mortgage Funding Inc residential mortgage records Ameriquest Mortgage Co residential mortgage records Home Team Financial LLC residential mortgage records Bear Sterns Residential Mortgage Corp residential mortgage records VeriFone Holdings Inc Trident Microsystems Inc CIPS Marketing Group Inc fraud against victims such as Kmart civil actions taken against Jacques R Gendreau Civil Actions against Gendreau & Associates Amedisys Inc Commercial Investment Trust Corp letter filed to the SEC 6/17/2010 6/18/2010 6/26/2010 5/21/2010 6/17/2010 7/10/2010 7/20/2010 7/21/2010 6/30/2010 6/30/2010 7/21/2010 7/21/2010
Adams, Paul Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay
Athenahealth FOIA request 10-05862 & appeal Hicks Holdings LLC Hicks Muse Tate & Furst Incorporated Hicks & Haas Inc First Dallas Capital Corporation Summit Partners Communications Partners Ltd Cablevision Claxson Fox Pan Am Sports Persona Cable Jeffrey D Hillman Gerard V David aka Gerry David David B Hirsch Brian J Bohunicky Christine L Koski Robert S Koski Frederick Telling Charles L Pope Oragenics Inc Invigene Corporation Oni Biopharma Inc Ocular LCD Strum Foods iparty Digital Latin America Texas Stars Centex HomeTeam Services AMRE Inc Recognition International Centex HomeTeam Security Inc Centex HomeTeam Lawn Care John Robert Fusek TerraCap Management Corp TerraCap Partners LP TerraCap GP Corp
7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010
Walter Stephen Hagenbuckle of TerraCap GP Corp 7/21/2010 Visium Global Advisors LLC Visium Credit Advisors LLC Visium Capital Advisors LLC Visium Capital Management LLC Visium Asset Management LP Christopher Andrew Plaford of Visium Asset Management Fredrik Gustav Gradin Explorer Group Inc fka Atlas Advisors Inc Explorer Global Management Ltd Global Credit Advisers LLC Brian Leslie Hessel 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010
Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Rosen, Laurence Jacobo, Mauricio Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Wall, Lindsay Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Evans, David Evans, David Evans, David Evans, David Evans, David
Iridian Asset Management LLC Anworth Mortgage Asset Corp Applied Industrial Technologies Inc Avnet Inc AVX Corp Hain Celestial Group Inc lululemon athletica inc Philip Morris International Inc Sanderson Farms Inc SuccessFactors Inc Watts Water Technologies Inc Cadence Pharmaceuticals Inc Casey's General Stores Inc Castle A M & CO Cincinnati Bell Inc PharMerica Corp Simpson Manufacturing Co Inc SPX Corp Standex International Corp Stratasys Inc Sunoco Logistics Partners LP Jeff Silver aka Jeffrey Silver of Iridian Asset Management LLC US Pension Trust Corp US College Trust Ileana Maceiras Leonardo Maceiras & Nildo Verdeja SunAmerica Complaints Raj K Gupta Rajendra K Gupta Gilbert H Lamphere Jeffrey A Valenty Krishan Gupta Flatworld Capital DJSP Enterprises YadaYada Inc Childrens Discovery Centers of Northeast Florida RP Scherer International Corporation Belding Heminway Company Inc Steven S Hornstein Daniel John Charleston of Global Credit Advisers LLC Geoffrey Taylor Grant of Grant Capital Partners LLC Grant Capital Partners LLC Gregg Steven Weinstein of Rockwood Capital Management LP Angiochem Inc ViroPharma Inc Esperion Therapeutics Inc Axerion Therapeutics Inc Sopherion Therapeutics Inc
7/20/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/21/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/20/2010 7/16/2010 7/22/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010
10-08546-FOIA
Drought, Ellen
OIG Investigations of Chicago Regional Office and 7/16/2010 Heartland Advisors Inc Heartland Funds and Heartland Holdings Inc Goldman Sachs & Co and Fabrice tourre Case No 1:10-cv-03229 (SDNY) Broker Dealer List with additional fields The Formula Inc and Brian Neiman subpoenas in FL-03287 SECHQ1-09-D-0047 Momentum HelpDesk Contract Penn Central Railroad bankruptcy report 7/22/2010 7/23/2010 7/23/2010 7/23/2010 7/24/2010
Fistel, Michael Wencel, Carol Conway, Joseph Varghese, Jacob Cohn, William Kameka, Mary Jo Ellison, Sharon Maloney, Theodore Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally
Community National Bancorp CIK 0000855386 7/23/2010 Form S-1 The Burger King Corp and dba names registration 6/8/2010 filings MediCor Ltd HO-10617 7/23/2010 Kenneth F Broad of Delaware Investments Daniel J Prislin of Delaware Investments Christopher J Bonavico of Delaware Investments Jeffrey S Van Harte of Delaware Investments 7/23/2010 7/23/2010 7/23/2010 7/23/2010
HongZong Li aka Hong Zhong Li aka Li HongZong 7/26/2010 aka Li Hong Zhong Yuanmei Ma aka Yuan Mei Ma aka Yuanmei aka 7/26/2010 Ma Yuan Mei Buddha Steel 7/26/2010 Dachang Hui Autonomous County Baosheng Steel 7/26/2010 Products Co Ltd Gold Promise Group (Hong Kong) Co Limited 7/26/2010 Crowning Elite Limited Zhongpin aka Zhong Pin Alere Inc FKA Inverness Medical Innovations Inc Doral Financial Corporation Fedex Corp Gaylord Entertainment Company Healthsouth Corporation Koppers Holdings Inc MTS Systems Corp Netgear Inc Premierwest Bancorp True Religion Apparel Inc Checkpoint Systems Inc Franklin Electric Co Inc Group 1 Automotive Inc Investment Technology Group Inc Lufkin Industries Inc Navigators Group Inc RPC Inc Triumph Group Inc Ulta Salon Cosmetics & Fragrance Inc WP Carey & Co LLC 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010
Brigade Leveraged Capital Structures Offshore Ltd 7/27/2010 Brigade Leveraged Capital Structures Fund LP 7/27/2010
Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen McManus, Wm. Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Henderson, Tony Shroyer, Thomas Fokas, Jimmy Parloff, Roger
Brigade Capital Management LLC
7/27/2010
Michael Gerard Messner of Seminole Management 7/27/2010 Company Inc Seminole Management Company Inc 7/27/2010 Paul Shiverick of Seminole Management Company 7/27/2010 Inc Brigade Leveraged Capital Structures Fund Ltd 7/27/2010 Anthony G Roth aka Tony roth Barrett A Carrere First Blush Brands Inc Optimum Interactive Celect.org Commerce Planet Utix Group Inc Moonstruck Choclatier Performance Nutrition Walton Technology Sanswire (SNSR) Jonathan Edward McGowan of Common Sense Investment Management LLC Common Sense Investment Management LLC James Allan Bisenius Jay Johnston Francesco Piovanetti David P Kelley II Facundo Bacardi Alexander & Baldwin Inc Allete Inc Assisted Living Concepts Inc CKX Inc Computer Programs & Systems Inc Corn Products International Inc CVS Caremark Corp DOMTAR Inc Lions Gate Entertainment Corp Mertiage Homes Corp Carlos A Cabrera Stacy J Smith Bruce A Smith David A Glassner Christopher M Ryan Chris M Ryan Rules 144, 254, 415 and Regulation A & S Lancelot Investors Fund Gregory Bell and Harold Katz Bill and hold method of accounting OIG correspondence with Senator Max Baucus Senator Charles Grassley Representative Edolphus Towns and Representative Darrell Issa OIG Memo to Senator Grassley on pornography SECHQ-1-10-P-0095 CQ-Roll Call Inc 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/8/2010 7/27/2010 7/27/2010 7/27/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/19/2010 7/27/2010 7/28/2010
10-08630-FOIA 10-08631-FOIA
Parloff, Roger Mahnke, Jill
7/28/2010 7/27/2010
Durham, Linda Davies, Christopher Christian, George Edwards, Tyler Cohen, Benn Besara, Alfredo Endale, Wuleta Mishaan, Albert Shatz, David Kennedy, Robert Keyes, Kevin Martinez, Rafael Wuollet, Guy Deshler, Miriam Richards, Todd Tunchez, Maria Amaya, Jose Luft, Allen Bagwell, Dennis Heredia, Michael Harden, Cheryl Rodriguez, Jose Lisnawati, Shaina Deshler, Miriam Jones, Jennie Campos, Abel Amaya, Jose Lopez, Leonardo Polny, Bohdan Fashbaugh, Dennis Hartshorn, Kaitlin Malinowski, Thomas Mierzejewski, Mark Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David
Trading Options TRG Management LP Wells Fargo and Americas Servicing Co Waste Management HO-3372
7/27/2010 7/27/2010 7/28/2010 7/28/2010
United American Healthcare Form 8-K Exhibit 2.1 7/27/2010 Peoples Choice Home Loans Inc Residential Mortgage Records Allied Waste Industries Inc Third Point LLC MallCall Intl Inc Form D China MediaExpress Holdings Inc DEFM 14A Schedule A-D World Savings Bank FSB residential mortgage records World Savings Bank FSB residential mortgage records Solar Group SA and James J. Todd Ameriquest Mortgage Co residential mortgage records American Sterling Bank of Missouri residential mortgage records Greenpoint Mortgage Funding Inc residential mortgage records Greenpoint Mortgage Funding Inc residential mortgage records Washington Mutual Bank FA residential mortgage records PMC Bancorp residential mortgage records Argent Mortgage Co LLC residential mortgage records Sub Prime Lenders residential mortgage records Ownit Mortgage Solutions Inc residential mortgage records Ownit Mortgage Solutions Inc residential mortgage records Alliance Mortgage Banking Corp residential mortgage records American Brokers Conduit residential mortgage records IndyMac Bank FSB residential mortgage records 7/27/2010 7/28/2010 7/28/2010 7/1/2010 7/27/2010 7/29/2010 7/29/2010 7/23/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010
Direct Mortgage Corp residential mortgage 7/29/2010 records New Century Mortgage Corp residential mortgage 7/29/2010 records Bank of America residential mortgage record 7/29/2010 Bank of America residential mortgage record Thomas Phillip Harbolt of Common Sense Investment Management LLC Joseph A Logterman William Thorp McKenzie aka Thorp McKenzie Scott Michael Kelly of Common Sense Investment Management LLC Joseph Howard Davenport IV of Pointer Management LLC Joseph Howard Davenport III of Pointer Management LLC Amir F Heshmatpour AFH Holding & Advisory LLC 7/29/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/29/2010 7/29/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Klehr, Harvey Villars, Tom Bradley, Jimmy Covo, George Covo, George Covo, George Wall, Lindsay Lichtcsien, Susan Mierzejewski, Mark Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Metrophone Telecommunications Inc Conjungi Corporation Ballantrae Illinois Acquisition Corp KIG Holdings LLC Teleqwest Inc Jeffrey A Rinde Donald R Hankey Daniele L Forigo Chia Hung Hu Lawrence Lee Hankey Group Knight Motors LLC Tublin Patestides & Stratakis LLP Gonzales & Weichert PC Stern & Gonzalez GW Properties LLC Cak Invt Enterprises Inc Pointer Management LLC Pointer Management Company Pointer Offshore Pointer QP Pointer LP
7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010
Occidental Petroleum Armand Hammer and David 7/29/2010 Karr EEStor Inc 7/29/2010 Jimmy Lynn Bradley Moore Capital Management Ascend Capital LLC Halcyon Capital Management John Alexander Stout Marie Forte of Seminole Management Company Inc and Seminole Capital Partners LP Samuel Xun Wei Lowe aka Sam Lowe Sugen Inc form 10-Q exhibit 10.40 Sugen Inc form 10-Q exhibits 10.65 and 10.66 Human Genome Sciences Inc form 10-Q exhibits 10.7 thru 10.14 Human Genome Sciences Inc form 10-K exhibits 10.2 and 10.3 Corixa Corp form S-1 exhibit 10.18 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/12/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010
Xcyte Therapies Inc nka Cyclacel Pharmaceuticals 7/19/2010 Inc Form S-1 Exhibits 10.39 and 10.43 deCODE Genetics Inc Form 10-K Exhibits 10.32 and 10.33 CV Therapeutics Inc Form 10-K Exhibit 10.42 CV Therapeutics Inc Form 10-K Exhibit 10.42 CV Therapeutics Inc Form 10-Q Exhibit 10.83 CV Therapeutics Inc Amendment 2 to Form S-3 Exhibits 10.25 10.32 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 7/12/2010 7/19/2010 7/19/2010 7/12/2010 7/12/2010 7/19/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lotz, Steven Lotz, Steven Broder, Adam
Curis Inc From 10-Q Exhibit 10.1 Curis Inc Form 10-Q Exhibit 10.1 Curis Inc Form 8-K Exhibit 10.1 Curis Inc Form 8-K Exhibit 10.1 Curis Inc Form 10-K Exhibits 10.23 10.24 10.25 10.27 10.29 Zymogenetics Inc Form S-1 Exhibit 10.17 Zymogenetic Inc Form S-1 Exhibits 10.18 10.19 10.20 10.21 10.24 10.25 Zymogenetic Inc Form S-1 Exhibit 10.15 Zymogenetic Inc Form S-1 Exhibit 10.17 Zymogenetic Inc on Amendment 1 to Form S-1 Exhibit 10.28 Dreyfus Corp and Michael Schonberg AP No.310201 docket sheet docket sheet AP No.3-12526 for Deutche Bank Trust Bank of New York Wilmington Trust correspondence with US Representative Jeb Hensarling regarding Sam Wyly Charles Wyly Maverick Capital or Ranger Partners Cypress Biosciences Inc Form 8-K Exhibit 2.2
7/12/2010 7/12/2010 8/3/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/30/2010 7/30/2010 7/30/2010
10-08731-FOIA 10-08732-FOIA 10-08733-FOIA 10-08734-FOIA 10-08735-FOIA 10-08736-FOIA 10-08737-FOIA 10-08738-FOIA 10-08739-FOIA 10-08740-FOIA 10-08741-FOIA 10-08742-FOIA 10-08743-FOIA 10-08744-FOIA 10-08745-FOIA 10-08746-FOIA 10-08747-FOIA 10-08748-FOIA 10-08749-FOIA 10-08750-FOIA 10-08751-FOIA 10-08752-FOIA 10-08753-FOIA 10-08754-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lowell, Linda Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Burgess, Barri Hoehn, Renee Hoehn, Renee Dukes, Sara Dukes, Sara Ravnitzky, Michael Rule, Bryan Braun, Martin
7/19/2010
Cypress Biosciences Inc Form 10-K Exhibits 10.23 7/19/2010 10.24 10.25 10.26 10.27 10.28 Cypress Biosciences Inc Form 10-Q Exhibit 10.1 Cypress Biosciences Inc Form 10-Q Exhibit 10.1 BioTransplant Inc on Amendment 1 Form S-1 Exhibit 10.10 Anadys Pharmaceuticals Inc Form 10-Q Exhibit 10.38 EntreMed Inc Form 10-Q Exhibit 10.39.1 Targeted Genetics Corp Form 10-K Exhibit 10.34 Critical Therapeutics Inc Form 10-Q Exhibit 10.3 Womens First Healthcare Inc Form 10-K Exhibit 10.40 disclosures of securities ratings SEC release No. 33-5882 Cytogen Corp Amendment 2 to Form 10-K Exhibit 10.49 Cytogen Corp Form 10-Q Exhibits 10.4 10.5 Cytogen Corp Form 8-K Exhibit 10.1 Santarus Inc Form S-1 Exhibit 10.7 Cytogen Corp Form 10-Q Exhibit 10.2 Morgan Stanley Dean Whitter Reynolds et Al First Horizon Pharmaceuticals Balaji Venkataraman aka Bala Venkataraman 7/19/2010 7/19/2010 7/12/2010 7/12/2010 7/19/2010 7/19/2010 7/12/2010 7/12/2010 7/23/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/27/2010 8/2/2010 8/2/2010
Schein Pharmaceuticals Inc Form 10-K Exhibits 7/12/2010 10.69 10.70 Stressgen Biotechnologies Corp Form 10-K Exhibit 7/12/2010 10.1 a copy of response to 09-02051-FOIA 7/30/2010 options order handling practices adequacy reports 7/30/2010 Municipal Securities and Public Pensions Unit ENF resumes and CVs 8/2/2010
Dukes, Sara Saffas, George Smoot, Ted Robinson, Vikki Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Lichtcsien, Susan Marcus, Sally Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Cubist Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 10.3 10.4 10.5 10.6 Alameda Mortgage Corporation residential mortgage records JP Morgan Chase response letter dated March 2, 2010 regarding 8-K of january 2010 file No. 00105805 Christopher J Hall and Howe Soloman & Hall 1998 settlement agreement Montgomery Travanion McClain aka Monty Travanion McClain Todd Elvin Banks Blackthorn Investment Group LLC Artha Capital Management Inc Michael Leslie Cohen Qiang John Dai aka Qian John Dai Adam Jordan Fox George Julian Fox Jr Titan Advisors LLC
7/12/2010 6/28/2010 7/27/2010 8/2/2010 8/3/2010 8/4/2010 8/4/2010 7/27/2010 8/3/2010 8/3/2010 8/2/2010 8/4/2010 8/4/2010
Thomas Linton Holliday Jr aka Tom Linton Holliday 8/5/2010 Jr Kieran James M Cavanna 8/5/2010 Christopher Lord DeLong of Taconic Capital Advisors LP Frank Peter Brosens aka Francoise Pierre Brosens of Taconic Capital Advisors LP Kenneth David Brody of Taconic Capital Advisors LP Douglas Glen Herman of Titan Advisors LLC East West Bancorp Inc Energizer Holdings Inc Energy Conversion Devices Inc Equinix Inc Equity One Inc eResearchTechnology Inc Exponent Inc Exterran Holdings Inc Extra Space Storage Inc Fairchild Semiconductor International Inc Cabot Corp Cadence Resources Corporation Calgon Carbon Corporation Capital City Bank Group CBIZ Inc CBL & Associates Properties Inc Cedar Shopping Centers Inc Coeur D Alene Mines Corp Crown Castle International Corporation Cubist Pharmaceuticals Inc Alamo Group Inc Alon USA Energy Inc Autoliv Inc CEC Entertainment Inc Chubb Corp 8/4/2010 8/4/2010 8/4/2010 8/5/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/3/2010 8/3/2010 8/3/2010 8/4/2010 8/3/2010 8/3/2010 8/3/2010 8/3/2010 8/3/2010 8/3/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Boddie, Paige Boddie, Paige Komlanc, Hilary Johnson, Ernessa Mara, Kennon Mara, Kennon Mara, Kennon Healy, Michael O'Donnell, James Dillard, Harold Abadou, Ramzi Gorman, Scott Blasy, Mary Johnson, Ernessa Holmes, Lucy Geiser, Nell Ravnitzky, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Edwards Lifesciences Corp Patterson UTI Energy Inc Sally Beauty Holdings Inc. formerly known as New Sally Holdings Inc Spirit AeroSystems Holdings Inc Vertex Pharmaceuticals Inc Alleghany Corp Emergency Medical Services LP IXIA Olympic Steel Inc U Store It Trust Weight Watchers International Inc White Mountains Insurance Group Ltd Whitney Holding Corp Wolverine World Wide Inc World Wrestling Entertainment Inc SF-2 US Government Lease for Real Property for 400 7th Street South West SF-2 US Government Lease for Real Property for 700 2nd Street North East Green Mountain Coffee Roasters Janus Capital Management LLC AP No. 3-11590 Michael Beaury RBS PLC David A Messer Terra Nova Royalty Corp Wabush Iron Co Stelco Inc and Dofasco Inc 1987 Exhibits POA Partners and NY Attorney General Andrew Cuomo Ace Securities Corp Home Equity Loan Trust Series 2007-HE1 Mortgage Loan Schedule 1 to PSA SemGroup LP and SemGroup Energy Partners LP Adolor Corp and Glaxo Group collaboration agreement Motorola Inc Deloitte & Touche LLP and Thomas Flanagan Gregory M Dearlove CPA and AP 3-12064 Unclaimed Assets Rite Aid Corp June 21 2002 cease and desist order Ethics Waivers since January 1 2006 FEI Co Kaiser Aluminum Corp Kaman Corp KBW Inc Key Energy Services Inc Knight Transportation Inc Knoll Inc Kraft Foods Inc Meritage Homes Corp Wright Express Corp Kearny Financial Corporation Kilroy Realty Corporation
8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/3/2010 8/3/2010 8/6/2010 8/6/2010 8/5/2010 8/6/2010 8/5/2010 8/8/2010 8/4/2010 8/9/2010 8/3/2010 8/5/2010 8/5/2010 8/4/2010 8/3/2010 7/30/2010 8/1/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/9/2010 8/9/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Amey, Scott Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Lamar Advertising Company Lancaster Colony Corp Landauer Inc Layne Christensen Co Leap Wireless International Inc LeapFrog Enterprises Inc Loews Corporation Quicksilver Resources Inc Neon Liberty Capital Management Satyen Mehta
8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010
Alyssa Greif Yavner of Taconic Capital Advisors LP 8/9/2010 Arco Capital Corp Arco Capital Management Gramercy Advisors LLC Gramercy Capital Gramercy Investment Gramercy Realty American Financial Realty Trust Luminent Mortgage Capital Gramercy Emerging Markets High Yield Fund Prolor Biotech Collateral Recovery & Collections David Hirsch & Associates Giallourakis Hirsch & Associates HFCF Investments LLC Indianapolis Unclaimed Property Fund Method Capital Management LLC Method Capital LLC Class 1 Inc KCI Wireless Services Inc Koski Family Limited Partnership The Koski Family Foundations Inc 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010
Geoffrey Brian Peck of Taconic Capital Advisors LP 8/9/2010 Curtis Gia Macnguyen Ivory Investment Management LP 8/9/2010 8/9/2010
Ethics waivers and recusal agreements since 8/10/2010 January 1 2009 Vertex Pharmaceuticals Inc Form 8-K Exhibit 99.2 7/26/2010 Cytokinetics Inc Form S-1 Exhibits 10.17 thru 10.25 10.28 10.30 thru 10.32 Cytokinetics Inc Form 10-Q Exhibit 10.46 Cytokinetics Inc Form 10-Q Exhibit 10.54 Cytokinetics Inc Form 10-Q Exhibit 10.56 Hybridon Inc Form 10-K Exhibit 10.47 Hybridon Inc Form 10-Q Exhibit 10.72 Hybridon Inc Form 10-K Exhibit 10.60 Depomed Inc Form 10-K Exhibits 10.20 10.21 10.22 and 10.23 Depomed Inc Form 10-Q Exhibit 10.1 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010
Dukes, Sara Costello, Maureen Abadou, Ramzi Costello, Maureen Cruz, Xiomara Resti, Justin Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Depomed Inc Form 8-K Exhibits 10.1 Chieh Chang aka Chang Chieh Indy Mac Bancorp Inc and CEO Michael W Perry Jean Claude Zhang aka Zhang Jean Claude CWALT Inc Alternative Loan Trust 2005-66 Paloma Partners Form ADVs Ji Wei Sun aka Sun Ji Wei BCD Semiconductors Cavium Networks Inc EnergySolutions Inc Harte Hanks Inc K Swiss Inc Kansas City Southern Martek Biosciences Corporation Savient Pharmaceuticals Inc Take Two Interactive Tenneco Inc Winn Dixie Stores Inc Alejandro aka Alex Baez Sacasa Zachary Daniel Levenick of Taconic Capital Advisors LP Jared Stephen Marks of Taconic Capital Advisors LP Third Point Advisors LLC Daniel Seth Loeb James L Melcher Balestra Christopher Todd Winkler Shai Novik Contango Oil & Gas Co M & F Worldwide Corp MB Financial Inc Medicines Co Medifast Inc Mercury General Corporation Metalico Co Micrel Inc MICROS Systems Inc Monarch Casino & Resort Inc
7/26/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/11/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/5/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010
Jon Leonard Jachman of Taconinc Capital Advisors 8/11/2010 LP Kelly Davendar Hampaul of Taconic Capital 8/11/2010 Advisors LP Tabor Fund International Ltd 8/11/2010 Tabor Fund LP Highline Select Ltd Highline Capital International Ltd Highline Select LP Highline Capital Partners QP LP Highline Capital Holdings LLC 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Smith, Craig Jacobs, Nick Laughlin, Thomas Laughlin, Thomas Laughlin, Thomas Laughlin, Thomas Mierzejewski, Mark Johnson, Ernessa Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Mierzejewski, Mark Reinhardt, Kelly Malinowski, Thomas Mierzejewski, Mark
Highline Capital Partners LP Highline Capital Management LLC Jonathan I Goldberg Steven E Hoffman Miriam Fried Michael Klarman Howard M Singer James S Rodney Joseph Saluti Jacob W Doft Verifone Holdings Inc transcripts released under 10-03436-FOIA Accounts Payable Checks Insight Enterprises Inc records since October 2006 Insight Enterprises Inc records since March 2009 MGIC Investment Corp C-BASS and Radian Group Inc Radian Group Inc MGIC Investment Corp and CBASS Stephen A Cohen Allos Therapeutics Gradient Analytics Quest Communications International and 10-03581 Converse Technologies Administrative Proceeding 3-13828 Igen Inc Form S-1 Exhibit 10.7 Triangle Pharmaceuticals Inc Form S-1 Exhibit 10.22 Dendreon Corp Form 8-K Exhibit 10.41 Dendreon Corp Form 10-Q Exhibit 10.1
8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/3/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/9/2010 8/10/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010
Cytrx Corp on Amendment 4 to Form S-3 Exhibits 7/26/2010 10.2 10.3 10.4 10.5 10.6 10.7 and 10.8 Cytrx Corp Form 10-Q Exhibit 10.3 CytRx Corp Form 10-Q Exhibits 10.58 10.60 10.61 and 10.62 Cytrx Corp on Post Effective Amendment 1 on Form S-3 Exhibit 10.73 Cytrx Corp Form 10-Q Exhibit 10.3 Stentomics Inc Modigene Ucansi Inc THCG Inc RogersCasey Inc Odysseus Ventures LLP Ron Bacardi SA Bacardi & Company (Grand Cayman) Ltd Apex Greater China Fund Ap-S3 LLC Robin Rothstein of Taconic Capital Advisors LLC Matthew (Matt) Luckett Kevin Patrick Kavanagh of Taconic Capital Advisors LP Daniel Saul Och Norman Cerk 7/26/2010 7/26/2010 7/26/2010 7/26/2010 8/11/2010 8/11/2010 8/11/2010 7/26/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010
Malinowski, Thomas Malinowski, Thomas Marcus, Sally Marcus, Sally Weber, Gabriele Erpenbeck, Rick Hanna de Lima, Cecilia Poechmann, Barry Baldwin, Chris Rosen, Scott Swanson, Marvin Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Mierzejewski, Mark Lichtcsien, Susan
Peter Michael Schoenfeld P Schoenfeld Asset Management International LLC 5 Dogs GP LLC 5 Dogs LLC Daimler AG Futron SDVS SECHQ1-10-R-0007 Pride International Contract awards for last 5 years
8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/12/2010 8/11/2010 8/11/2010 8/12/2010
AEA Investors Damon H Ball Baron J Carlson John 8/12/2010 F Cozzi Alan W Wilkinson Financial Guaranty Insurance Co (FGIC) 8/12/2010 complaints filed by Scott Rosen Marvin P Swanson stock holdings 8/3/2010 Programmable Microelectronics Company Inc Optical Communication Oplink Communications Inc Chingis Technology Corporation Excelics Semiconductor Inc Avanex Corp PicoTurbo Gingistek Inc Danny Chang Alcatel Taiwan Integrated Capital Associates Zenith Capital Partners Bacardi Ltd Bacardi Centoamericana SA Nations Flooring JSM Holdings Corp Michael Ian Schwartz Holly Scher Munshine of Taconic Capital Advisors LLC Ancient Art LP Quincy James Lee of Ancient Art LP Howard R Gruberman of Gruss Global Investors Sean T Dany of Gruss Global Investors Mark Smith of Gruss Global Investors Martin D Gruss of Gruss Global Investors Norman Geller of GEM Realty Advisors LLC Neal Gumbin of GEM Realty Advisors LLC Barry Malkin of GEM Realty Advisors LLC Michael Elrad of GEM Realty Advisors LLC David M Knott of Knott Partners Mgmt Jacob W Doft of Highline Capital Partners LP Joseph C Robillard of Hintz Holman & Robillard Domenic J Ferrante Andrew B Weisman Glenn Thomas Migliozzi II of Green Eagle Capital LLC 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010
Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Grishina, Faina Christian, George Leverton, Susan Sampson, Charlie Johnson, Hannah Schmidt, Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Lichtcsien, Susan Wall, Lindsay Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Green Eagle Capital LLC or Green Eagle Credit Fund LP AAR Corp Acxiom Corp Blackbaud Inc Deluxe Corporation Geron Corp HealthSpring Inc McGraw-Hill Companies Inc Medivation Inc MGM Mirage Morgans Hotel Group Co Innovative Network Space CSMC Mortgage Backed Trust 2006-5 Trans International Computer Investment Corporation Equus Total Return FOIA Requests regarding political appointees
8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/14/2010 8/15/2010 8/13/2010 8/13/2010
Chief FOIA Officer written communication with 8/13/2010 FOIA staff from December 19 2005 to the present Alcatel South Korea Shanghai Alcatel Networks Systems Services Co Ltd JSC Korona Semiconductor HuaKo Electronics Co Ltd HK Jonathan H Cohen Saul B Rosenthal Oxford Lane Capital Corporation T Equity Capital Corporation Privet Advisors LLC Privet Financial LLC TAC Acquisition Corporation BDC Partners LLC JHC Capital Management LLC Technology Investment Capital Corporation TICC Capital Corporation Gintel Asset Management Inc Greenwich Technology Advisors LLC TechLink Ventures eBest Inc Genesis Microchip Inc Donald Maccord Fourpoints Communication LLC 35332 SE Center Street LLC Daniel Sperrazza of Green Eagle Capital LLC and Green Eagle Credit Fund LP Joshua Ian Miller Sandeep A Patel Esterline Technologies Corporation Netsuite Inc NewAlliance Bancshares Inc 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Goolsby, Barbara Goolsby, Barbara Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Levit, W.H.
Orbital Sciences Corporation Scansource Inc Texas Roadhouse Inc Theravance Inc Thoratec Corp United Online Inc Volcano Corp Kenneth S Canon (Scott) William C Doenges Ranger Capital Group LLC and Ranger Capital Group Holdings LP Ranger Mid Cap Select Fund LP and Ranger Mid Cap Fund LP Ranger Small Cap Fund LP and Ranger Small Cap Select Fund LP Sylvie Millette Ranger Investment Management LP and Ranger Investment Group LLC Jason C Elliott Rob Wigley Dana Pujol Roberts John Del Vecchio Brian E Graeme Joseph T Labate Andrew F Hill Thomas E Burson James N Hacker Joseph Whitaker Thompson III (Jay) RMJ Capital Management LLC Grenauto LLC Western Gailes Capital Management LLC Masterpiece Homes Inc Masterpiece Inc Fletcher Johnston Properties Inc Casablanca Construction Comp Inc Monique L Miller aka Monique Rossi Duart Capital Management LLC Malcolm Fraser Maclean IV SAMI II 2006-AR6 Pooling and Servicing Agreement Citigroup Mortgage Loan Trust CLMTI 2006-WF1 Pooling and Servicing Agreement Pioneer Fund MA Pioneer Money Market Trust Forward Funds Pioneer Series Trust I Pioneer Bond Fund DE Jennison Associates LLC Pioneer Series Trust III Pioneer Series Trust IV Pioneer Short Term Income Fund General Electric Company
8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010
Muszak, Janusz Knutson, Ted Mierzejewski, Mark Carollo, Russell McCarthy, Jim Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Willis, Jane Laughlin, Thomas Gardini, John Cruz, Xiomara Lehrer, Emily Andrew, Chris Tarselli, Todd Tarselli, Todd Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas
ETrade or Scottrade FOIA Requests from FOX news since July 1 2010 Larry J Kassman travel records
8/16/2010 8/16/2010 8/17/2010 8/16/2010
Raj Rajaratnam Danielle Chiesi Galleon Group and 8/16/2010 or Rajat Gupta Vectren Corp 8/18/2010 ViaSat Inc Vital Images Inc Warner Chilcott Ltd WD-40 Company Webster Financial Corp Wendys Arbys Group Inc Wesco International Inc Western Alliance Bancorporation Westinghouse Air Brake Technologies Corp Walter F Raquet WR Capital Management LP or WR Platform Advisors LP Chee Chang Sunrise Senior Living Inc Insight Enterprises Inc Robert Wilson and American Capital Partners LLC CWALT Inc Alternative Loan Trust 2005-66 Plainfield Asset Management Tyco International Ltd and OIG Report 531 Range Resources and BPZ Resources Office Depot and Rite Aid Erik Hirsch Lance P Simpson Brian C Beh Jeffrey B Prestine Joshua J Honeycutt Brian L Massey Silas A Myers Roxbury Capital Management LLC Mar Vista Investment Partners LLC GLG Partners LP Kenneth Joseph Ulbricht of WCG Management LP WCG ML Feeder Fund LP WCG Partners LP WCG GP LLC WCG Advisors LLC WCG Management LP Barry Stuart Wittlin of WCG Management LP Andrew David Fredman Fir Tree Inc 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/10/2010 8/10/2010 8/18/2010 8/10/2010 8/18/2010 8/17/2010 8/10/2010 8/6/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010
Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Marcus, Sally Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Carlos Valle Robert C Koski FlatWorld Acquisition Corp FlatWorld DAL FlatWorld Consulting FWC Management Services Fortuna Capital Corp Fortuna Capital Partners CIBC World Markets Brian Busby Mark T Gallogly Pyramis Global Advisors LLC Timothy Edward Heffernan of Pyramis Global Advisors LLC Alexander S Libin of Shannon River Capital Management LLC Robert L Zurl Jeffrey H Aronson Kevin J Faxon of J P Morgan Asset Management Anne S Pfeiffer of J P Morgan Asset Management Cyndi Quintero of J P Morgan Asset Management
8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/20/2010 8/20/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010
Karl Bandtel of Wellington Management Company 8/23/2010 Brett Barakett of Tremblant Capital Group Krishen Sud of Sivik Global Partners LLC John F Brennan of Sirios Capital LLC Paul Burke of Northaven Mgmt Inc Richard Brown of Northaven Mgmt Inc David Gallo of Valinor Mgmt LLC Andrew Rechtschaffen of Obrem Capital Mgmt Kenneth M Garschina of Mason Mgmt LLC Michael E Martino of Mason Mgmt LLC Michael C Kempner of KS Capital LLC Jack R Swain III KS Capital LLC Mario M Covo of Helios Advisors LLC Lawrence A Heller of Helios Advisors LLC Natalio Gabriel Tolchinsky aka N Gabriel Tolchinsky aka Gabriel Tolchinsky of Helios Advisors LLC Christopher J Burn of Goshen Global Allied World Assurance Co Holdings Ltd American Medical Systems Holdings Inc Amylin Pharmaceuticals Inc Armstrong World Industries Inc Chicos Fas Inc Flowers Foods Inc Herbalife Ltd Human Genome Sciences Inc Itron Inc Jabil Circuit Inc 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Preuitt, Julie Preuitt, Julie Preuitt, Julie Fruto, Richard Fruto, Richard Rosenwasser, Steven Dukes, Sara Johnson, Ernessa Ryan, Kathryn Ryan, Kathryn Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Best, Deborah Dukes, Sara Dukes, Sara
Anixter International Inc Duff & Phelps Corp Icahn Enterprises LP IDEX Corp II-VI Inc Independent Bank Corp Informatica Corp Integrated Device Technology Inc United America Indemnity Ltd Viad Corp Briskin & Rinde LC Delsoft Consulting Inc AFH Holdings I Inc AFH Holdings II Inc AFH Holdings III Inc AFH Holdings IV Inc AFH Holdings V Inc AFH Holdings VI Inc AFH Holdings VII Inc MLTC Funding Inc NCI Funding Inc Wygen Capital Inc Ropemaker Capital LLC Centerbridge Partners OIG Report on the timing of the filing of the Commissions complaint against Goldman Sachs
8/20/2010 8/23/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/20/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/19/2010
OIG Report on the timing of the release of IG's 8/19/2010 report regarding Stanford OIG Report on testimony in Congressional hearing 8/19/2010 regarding Stanford American Equity Investment Service Co and 8/19/2010 American Equity Investment Life Holding Co SEC V American Equity Investment Life Holding Co David J Noble Wendy C Waugaman SD Iowa case No 4:10-cv-87 Taser International Inc Medimmune Inc Form 10-K Exhibit 10.55 the list of the 50 hedge fund advisors that were subpoenaed by the SEC post-hearing briefs for Kevin Hall CPA and Rosemary Meyer CPA No 3-12208 post-hearing briefs for James Thomas McCurdy CPA No 3-12208 Bone Care International Inc Form S-1 Exhibit 10.8 Cumberland Pharmaceuticals Inc Form S-1 Exhibit 10.7 Neurocrine Biosciences Inc Form 10-Q Exhibit 10.1 Discovery Laboratories Inc Form 10-K Exhibits 10.28 10.29 Discovery Laboratories Inc Form 8-K Exhibit 10.1 Boeing Company Form 10-K Exhibit 21 Draxis Health Inc Form 20-F Exhibit 4.13 Guidant Corp Form 10-Q Exhibit 10 8/17/2010 8/19/2010 8/2/2010 7/8/2010 8/10/2010 8/10/2010 8/2/2010 8/9/2010 8/9/2010 8/2/2010 8/2/2010 8/23/2010 8/9/2010 8/9/2010
Dukes, Sara Dukes, Sara Webb, Chris Katz, Jerome Iskenderian, Ronald Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Rosen, Scott Laughlin, Thomas Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara La Gravenis, Robert Micheletti, Dina Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Coffey, Tim Ludeke, Brian Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Klele, Khaled Puritz, James
Draxis Health Inc Form 20-F Exhibits 4.37 4.38 4.39 4.40 4.41 4.42 Draxis Health Inc Form 20-F Exhibit 4.50
8/2/2010 8/2/2010
SECHQ104F0299 Computer Systems Management 8/4/2010 Inc CSMI contract # GS06F0147Z JP Morgan Investment Trust N-14 comment 8/16/2010 letters Washington Mutual Bank residential mortgage 8/11/2010 records Dusa Pharmaceuticals Inc Form 10-K Exhibit 10aa 8/9/2010 Dusa Pharmaceuticals Inc Form 10-QExhibit 101 Dusa Pharmaceuticals Inc Form 10-Q Exhibit 10a Dusa Pharmaceuticals Inc Form 10-Q Exhibit 10a Dusa Pharmaceuticals Inc Form 10-K Exhibit 10b.2 Alliance Pharmaceutical Corp Form 10-K Exhibits pp qq rr ss tt Financial Guaranty Insurance Co FGIC and Dominick Carollo 2002 complaint Verifone Holdings Inc Dec 07 restatement of financial results Digene Corp From 10-K Exhibit 10.21 Digene Corp From 10-Q Exhibit 10.1 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/23/2010 8/12/2010 8/2/2010 8/2/2010
Discovery Laboratories Inc Form 8-K Exhibit 10.1 8/2/2010 Genetic Therapy Inc Form S-3 Exhibits 10.39 10.40 10.41 State of New Jersey AP No. 3-14009 settlement offer SEC v Pegasus Wireless Corp et al ND Cal Case No. 09-cv-02302-JSW Durect Corp Form 10-K Exhibits 10.45 10.46 Durect Corp Form 10-Q Exhibit 10.41 Durect Corp Form 10-Q Exhibit 10.39 Dov Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Dov Pharmaceuticals Inc Form 8-K Exhibit 10.1 Nanogen Inc Form 10-Q Exhibits 10.6 10.7 CVB Financial Corp and Citizens Business Bank Rica Foods Inc Calixto Chaves and Gina Sequeira FL-03225 Atrix Laboratories Inc Form Exhibits 99.1 99.5 99.7 99.8 DrugAbuse Sciences Inc on Amendment 2 to Form S-1 Exhibits 10.17 10.18 Diversa Corp Form 10-Q Exhibits 4.7 10.1 Diversa Corp Form 10-K Exhibits 10.57 10.58 Diversa Corp Form 10-Q Exhibits 10.49 10.50 Diversa Corp Form 8-K Exhibit 99.1 DrugAbuse Sciences Inc on Amendment 6 to Form S-1 Exhibits 10.19 10.20 DrugAbuse Sciences Inc on Amendment 1 to Form S-1 Exhibits 10.9 10.10 10.11 10.12 10.13 10.14 10.15 10.16 Key Energy 8/2/2010 8/20/2010 8/18/2010 8/9/2010 8/9/2010 8/9/2010 8/2/2010 8/2/2010 8/2/2010 8/23/2010 8/20/2010 8/9/2010 8/9/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/9/2010 8/9/2010 8/24/2010
Gregg Thomas Rennie 09-CV-10107-DPW D Mass 8/19/2010
Schoerner, Jeffrey Schoerner, Jeffrey Schoerner, Jeffrey Scott, Jeffrey Katz, Jerome Katz, Jerome Katz, Jerome Muller, Ra'Shaun Ryan, Kathryn Ryan, Kathryn Ryan, Kathryn Kee, Charles Whitaker, Matthew Dukes, Sara Dukes, Sara Dukes, Sara Wall, Lindsay Orcutt, Aaron Crowe, Daniel Jones, Mike Macklin, James Sacks, Robert Castro, Louis Kane, Darren Floy, Carlson Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia
Maria T Giesige AP No. 3-12747 briefs Edward J Driving Hawk Sr AP No. 3-13745 briefs John A Carley et al AP No. 3-11626 briefs Carlmont Capital
8/20/2010 8/20/2010 8/20/2010 8/24/2010
Pineer Mid Cap Value Fund N-14 CIK: 000086334 8/24/2010 Neuberger Berman Equity Funds N-14 CIK: 0000044402 CitiGroup Global Markets Inc 40-APP CIK: 0000315030 all filings for 10 major companies Kenneth L Rubin CPA and Michael W Lewis CPA No. 3-11748 Albert Glenn Yesner CPA No.3-9586 KPMG Peat Marwick No. 3-9500 8/24/2010 8/24/2010 8/16/2010 8/10/2010 8/10/2010 8/10/2010
regulations pertaining to using the SEC 15 USC 8/15/2010 tracer flag Next Inv LLC File No. 812-13646 comment letters 8/19/2010 Discovery Partners International Inc Form 10-Q Exhibit 10.81 Discovery Partners International Inc Form 10-K Exhibit 10.80 Discovery Partners International Inc Form 10-Q Exhibit 10.78 Columbus Circle Investors 8/2/2010 8/2/2010 8/2/2010 8/19/2010
Consolidated Gold Fields v Minorco SEC amicus 8/17/2010 brief US Bank National Association as indenture trustee 8/11/2010 for American Home Mortgage Investment Trust 2005-4 Morgan Asset Management Inc AP No. 3-13847 8/24/2010 Accredited Mortgage Loan Trust 2006-2 Asset Backed Notes Verifone Holdings Inc SF-3312 response to 1003436-FOIA Louis Castro and bid performances and payment bonds Emerald Ventures complaints filed between April 1 - August 25 2010 Mabon Nugent & CoFile No. 3-6207 briefs Columbia Funds Series Trust 40-APP CIK: 0001097519 FocusShares Trust 40-APP CIK: 0001396287 Alpine Woods Capital Investors LLC 40-APP CIK: 0001226886 Fidelity Select Portfolios N-14 CIK: 0000320351 Schwab Capital Trust N-14 CIK: 0000904333 Metropolitan Series Fund Inc N-14 CIK: 0000710826 American Funds Money Market Fund N-1A CIK: 0001454975 Omega Capital Corporation Meadow Bay Capital Corporation MineCore International Inc Americana Gold and Diamonds Holdings Inc Youthstream Med Ordinary Youthstream Media Networks Inc 8/17/2010 8/20/2010 8/4/2010 8/25/2010 8/25/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/26/2010 8/26/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Youthstream Media Networks Stk CIBC World Markets Corp DAL Group LLC Yada Yada Inc Nirgu Corp Nagina Partners LLC Gupta Venture Inc Rapidfire Software Inc Georgia Radiant Systems Menulink Computer Solutions Inc Softsense Computer Products Phoenix Communications Radiant Ventures Radiant Payment Services Radiant Charity Corp Radiant Systems inc John Heyman Alon Goren Mark E Haidet Fayette Capital Inc Jamestown Capital LLC JHM Funding Inc Glasjar Capital Inc TCI Network Capital Inc Mattco Capital Inc Katco Capital Inc Radiant Systems of Georgia Inc Radiant hospitality Systems Inc Radiant Automotive Inc RSI Acquisition Corp
8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/23/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/26/2010 8/26/2010 8/26/2010 8/27/2010
Restaurant Management and Control Systems Inc 8/26/2010 Radiant Systems Central Europe Inc Radiant Systems International Inc GHG LLC Estorelink.com Inc Equilease Financial Services Inc RetainEnterprises.com Corporate Office Properties Trust New York Community Bancorp Northwest Natural Gas Co Owens Corning Skyworks Solutions Inc Snap-On Inc Timken Co Tupperware Brands Corp fka Tupperware Corp United States Cellular Corporation Valmont Industries Inc Kirby Corp 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/24/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Kiernan, Cortney Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas
Level 3 Communications Inc MSCI INC National Instruments Corp NCR Corporation Packaging Corp of America PerkinElmer Inc Range Resources Corp RPM International Inc Silicon Laboratories Inc Hamilton Miller Investments William Miller III Yuko Hyun-Seuk Song aka Hyun Song of Asian Management Singapore Ltd Nobel Gulati of Two Sigma Investments LLC EnerVest Management Partners Ltd John Bryan Walker Thomas Lenox Kempner Sr Avesta BT Inc Avesta Fund LTD Avesta Fund LP Avesta Master Fund LP Avesta Capital Partners LLC Avesta Capital Advisors LLC Kabir S Singh Nicolo Carbone Daniel F Welden Daniel J Roller Alexander J Kim Kristopher Weiner Wendell Fowler William R Tung Mast Distressed Opportunities I LP Mast Credit Opportunities I LP Mast Credit Opportunities I Ltd Mast Credit Opportunities I Master Fund Ltd Mast Capital Management LLC Adam Michael Kleinman Peter Andrew Reed Craig Nicholas Carlozzi William John Bruce David Joseph Steinberg John S Ehlinger Christopher Bailey Madison Loeb Partners Corp Loeb Capital Management Gideon Jeremy King of Loeb Capital Management Steven Song Ku Mark Allen Gottlieb
8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/27/2010 8/26/2010 8/27/2010 8/27/2010 8/24/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/25/2010 8/25/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Langston, Catherine DePeau, Andrew DePeau, Andrew Medley, Tammy Medley, Tammy Foye, Christopher Discepolo, Sara Kane, Darren Sanders, Zak Woodward, Matthew Hunt, Allen Decker, John Greenfield, Richard Scilingo, Lorrie Browne, Wynne Dunkiel, Brian Greenfield, Richard Dunlap, James Preuitt, Julie Pike, Laura Christensen, Robert Wylie, Michael Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott
AnnTaylor Stores Corp Autodesk Inc BE Aerospace Inc Bed Bath & Beyond Inc Commvault Systems Inc ConAgra Foods Inc DE Forward Air Corp Jo-Ann Stores Inc LCA-Vision Inc McDonalds Corporation Mark Allen Houser James Michael Vanderhider
8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/30/2010 8/27/2010
Patrick Leslie DeGraca of Two Sigma Investments 8/27/2010 LLC Gregory Scott Reposa of Empyrean Capital 8/27/2010 Partners LP MM Capital LLC 8/30/2010 Maximilian Horst Kogler Statistical leave information Injury Illness Statistics Fidelity Advisor Asset Manager prospectus since 2001 for FBASX and FLLBX Litton Loan Servicing LP and Lehman Brothers Bank FSB Flow Subservicing Agreement Complaints against Matthew Bellion State of New Jersey AP No 3-14009 settlement offer AmeriGas Partners LP American Rock Salt Co LLC Sun Communities Inc FOIA request letter 0900085-REMD SEC v Citigroup Inc Civil Action No 10-cv-1277ESH Mark Boscarino MTG Enterprises 8/30/2010 8/25/2010 8/25/2010 8/19/2010 8/24/2010 8/25/2010 8/30/2010 8/27/2010 8/26/2010 8/26/2010 8/26/2010 8/30/2010
Global Partners LP Form 10Q Exhibit 10.4 Exhibits 8/26/2010 EE and FF Coal Mine Operators 8/27/2010 SEC v Bank of America Civil Action Nos 09-cv6829JSR and 10-cv-0215JSR Morgan Asset Management Inc AP No 3-13847 OIG Report 494A testimony and e-mails GDF Suez and International Power MOU Phoenix Leasing American Business Fund LP Hercules Inc and Rockwell International Corp Solid Rocket Division Timothy R Redpath Jon C Essen Jeffrey A Gardner Todd A Duckson Michael W Bozora JAG Investment Group of Companies Inc Capital Solutions Distributors CS Finance Corporation aka True North Finance Corporation 8/28/2010 8/26/2010 8/27/2010 8/26/2010 8/30/2010 8/27/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010
Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly
Hennessey Financial Monthly Income Fund LP aka 8/26/2010 Capital Solutions Montly Income Fund LP Brian Weisenberger Stuart Voigt M David Woodard Mark Williams Wachovia Securities number of complaints since 2005 LPL Financial number of complaints since 2005 Raymond James Financial Services number of complaints since 2005 MetLife number of complaints since 2005 Chase Investment Services JP Morgan Chase number of complaints since 2005 Merrill Lynch Bank of America number of complaints since 2005 UBS Financial Services number of complaints since 2005 Chase Investment Services JP Morgan Chase number of complaints since 2005 Smith Barney Investments number of complaints since 2005 Morgan Stanley number of complaints since 2005 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010
Barclays Wealth Management number of 8/27/2010 complaints since 2005 Goldman Sachs number of complaints since 2005 8/27/2010 Morgan Keegan Regions Bank number of complaints since 2005 Credit Suisse number of complaints since 2005 Ameriprise Financial Services number of complaints since 2005 Wells Fargo Advisors Network number of complaints since 2005 Securities America number of complaints since 2005 Amazon com Inc Callaway Golf Company China Green Agriculture Inc China MediaExpress Holdings Inc Crocs Inc Deckers Outdoor Corp Pier 1 Imports Inc Resources Connection Inc Skywest Inc Tekelec 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010
Michael Alan Price of Empyrean Capital Partners 8/30/2010 LP Robin Elaine Udany of Empyrean Capital Partners 8/30/2010 LP Joshua B Parker 8/30/2010 Empyrean Capital Partners LLC Markus Hausberger Gargoyle Charles Goodgal Noble Matthew Hansen III of Empyrean Capital Partners LP 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Langston, Catherine Kiernan, Cortney Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Kelley, Angela Marcus, Sally Marcus, Sally Marcus, Sally
Frederick Fogel David Steinmetz Zachary Zeitlin Michael Gatto John Abate Robert OShea Edward Mule Silver Point Finance LLC SPCP Group LLC Silver Point Europe LLP Silver Point C&I Opportunity Fund II Ltd Silver Point C&I Opportunity Fund I Silver Point Capital Offshore Fund Ltd Silver Point Capital Fund LP Silver Point Capital General Partner LLC Silver Point Capital LP
8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010
Erez Kalir of Sabretooth Capital Management LLC 8/30/2010 Craig William Perry of Sabretooth Capital Management LLC Sabretooth Capital Management LLC Two Sigma Investments LLC John Albert Overdeck David Mark Siegel 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010
Brian Eric Joseph of Empyrean Capital Partners LP 8/31/2010 Joseph Zev Shiffman Alan Salzbank Ryan Hiroaki Mayetani of Empyrean Capital Partners LP John Marcus Stinebaugh of Brookfield Asset Management Inc Amos Meron of Empyrean Capital Partners LP Richard J Grissinger Bruce Rogoff of Gargoyle Group of Companies Corning Inc Enernoc Inc Finisar Corporation Jones Lang Lasalle Inc Kid Brands Inc Linear Technology Corporation Littelfuse Inc Maxim Integrated Products Inc Noble Energy Inc Park National Corporation Ranger Investment Group LLC Ranger Advisors LP Teletouch Communications 10-K Exhibits Ranger Alternative Management LP Ranger Fund Management LP Ranger Capital Group LLC 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/30/2010 8/30/2010 8/31/2010 8/30/2010 8/30/2010 8/30/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gelman, Fran Kirk, Harry LaRosa, Susan Amado, Selin Greenfield, Richard Schoen, John Cornish, Robert Jones, Marty Jones, Marty Lichtcsien, Susan Reinhardt, Kelly DePeau, Andrew Malinowski, Thomas Marsalese, Michael Webb, Chris Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Ranger Mid Cap Select Fund LP and Ranger Mid 8/30/2010 Cap Fund LP Ranger Small Cap Fund LP and Ranger Small Cap 8/30/2010 Select Fund LP Ranger Capital Group Holdings LP 8/30/2010 Ranger Investment Management LP David J Kirsch Douglas Marten Fenton Alvaro Boulet Michael Gerard William Priest Gregory Parker Heyman Richard Loudon Turnure Francisco Alfaro Miura Global Partners II LP Miura Global Partners LP Miura Global Fund Ltd Miura Global Master Fund Ltd Miura Global Capital LLC Miura Global Management LLC CBOE filing 19b-4 and exhibits Robert Levy Lockheed Martin Infrastructure Support Services Contract for September 2008 Cypress Realty Partners Cypress Real Estate Advisers Stephen T Clark and M Timothy Clark 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/31/2010 8/31/2010 9/1/2010 9/1/2010
Rust Consulting Inc as Fair Funds claims 9/1/2010 administrator in Bank of America and other cases Harley Davidson 1986 acquisition of Holiday Rambler full financial settlement James Hausmann Wells submissions SEC employee e-mail listing SEC Telephone Directory 9/1/2010 8/31/2010 9/1/2010 9/1/2010
Alan Stephen MacKenzie of Gargoyle Group of 9/2/2010 Companies Farzad Mohamad Farhangnia of Empyrean Capital 9/2/2010 Partners LP Alfredo Salvatore Mattera 9/2/2010 Mitchell Louis Solich Washington Street Investors LLC SECHQ108F8311 Computer Sciences Corp awarded September 14 2008 Madison Street Partners Owsley Steven of Madison Street Partners Drew McKinley Hayworth of Madison Street Partners Haverty Furniture Companies Inc Headwaters Inc Hexcel Corp IAC Interactivecorp MarineMax Inc Panera Bread Co Pentair Inc Pilgrims Pride Corporation Post Properties Inc 9/2/2010 8/26/2010 8/17/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010
Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Johnson, Ernessa Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Burks, Michael Dukes, Sara McCarthy, Michelle Gana, Adam Fromm, Derek Dukes, Sara Christian, George Steinberg, Barry Dukes, Sara
Powell Industries Inc Joseph Lee Russell Jr Bell Point Capital Management LP Columbus Circle Investors Inc Columbus Circle Investors Management Inc Oliver Adrian Marti of Columbus Circle Investors Dorchester Capital Mark S Zucker A S Novik A-Online Capital Banvienda Aseg Mondial S A Frank Combs aka Gifford Combs Dalton Investments 99 Cents Only Stores Marine Products Corporation Mercury Computer Systems Inc Monolithic Power Systems Inc Montpelier Re Holdings Ltd National CineMedia Inc National Financial Partners Corp National Fuel Gas Co National Health Investors INC Nordson Corp Trans America Investments Services Inc ADVs Momenta Pharmaceuticals Inc Form 10-K Exhibit 10.18 Calypte Biomedical Corp Form 10-Q Exhibits 10.69 10.70 10.71 10.73 Edwards Lifesciences Corp Form 10/A-2 Exhibit 10.10 Hybridon Inc Form 10-Q Exhibit 10.1 Hybridon Inc Amendment 3 to Form S-1 Exhibits 10.62 10.63 10.64 Hybridon Inc Form 10-Q Exhibit 10.1 Avanir Pharmaceuticals Form 10-Q Exhibit 10.1 Obagi Medical Products, Inc Form 10-K Exhibits 10.50 10.51 Vical Inc Form 10-K Exhibit 10.30 Ameriquest Mortgage Co residential mortgage records Abaxis Inc Form 10-Q Exhibit 10.38 s7-10-95 Improving Descriptions of Risk by Mutual Funds and other Investment Cos Bankers Trust Comment letter Morgan Keegan and Morgan Asset Management Inc AP No 3-13847 Solar Power Inc Form 8-K Exhibit 10.3 Dyax Corp Form 8-K Exhibit 99.2 DLJ Mortgage Capital Inc Sponsor of CSMC Mortgage Backed Trust 2006-5 Tyson Foods Inc responses to 10-07173 and 1000155-APPS Dyax Corp Form 10-K Exhibit 10.11
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Dyax Corp Form 10-Q Exhibit 10.1 Elite Pharmaceuticals Form 8-K Exhibit 10.1
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Elite Pharmaceuticals on Amendment 2 to Form 8- 8/16/2010 K Exhibit 10.1 Elite Pharmaceuticals Form 8-K Exhibit 10.1 8/16/2010 Icagen Inc Form 10-Q Exhibit 10.1 Tapestry Pharmaceuticals FKA Napro Biotherapeutics Form 10-Q Exhibits 10.1 10.2 10.3 Cima Labs Inc Form 10-Q Exhibit 10.24 Dynavax Technologies Corp on Amendment 4 to Form S-1 Exhibit 10.18 Endologix Inc Exhibits 10.40 10.41 Form 10-Q Entremed Inc Exhibit 10.25 Form 10-Q Enzo Biochem Inc Exhibit 10(s) Form 10-K Inhale Therapeutic Systems Inc Exhibit 10.27 Form 10-K EpiCept Corporation Exhibits 10.7 10.9 10.11 Form S-1 Amendment 1 Epix Medical Inc Exhibit 10.1 Form 10-Q 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010
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Emisphere Technologies Inc Exhibits 10.30 10.31 8/30/2010 10.32 10.33 Form S-3 Amendment 2 Endo Pharmaceuticals Holdings 10.47 Form 10-K Endo Pharmaceuticals Holdings Form 8-K Endo Pharmaceuticals Holdings 10.39.1 10.39.2 Form 10-Q Endo Pharmaceuticals Holdings 10.48.2 10.48.3 Form 8-K Endo Pharmaceuticals Holdings Form 10-K Endo Pharmaceuticals Holdings Form 8-K James E Hanson II Inc Exhibits 10.46 8/30/2010 Inc Exhibit 10.48 Inc Exhibits Inc Exhibits Inc Exhibit 10.46 Inc Exhibit 10.48 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010
Young (Yang) Duchung Chin of Pyramis Global Advisors LLC William J McBride Autonation Inc Celera Corp Celgene Corp Clorox Co Coach Inc Cummins Inc Lifeline Systems Co MDC Holdings Inc Open Text Corporation Target Corporation SECHQ108F8077 Lockheed Martin
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CA High Yield Offshore Fund Ltd CIK 0001366470 9/7/2010 CA Recovery Master Fund LLC CIK 0001465296 CA Recovery Fund Ltd CIK 0001467101 CA Strategic Equity Fund LLC CIK 0001363159 9/7/2010 9/7/2010 9/7/2010
CA High Yield Offshore Fund Ltd CIK 0001363151 9/7/2010 CA Core Fixed Income Offshore Fund Ltd CIK 0001363157 CA High Yield Fund LLC CIK 0001363160 9/7/2010 9/7/2010
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Signalife Inc fka Recom Managed Systems Inc cka 9/7/2010 Heart Tonics Inc Loop Capital Markets 8/31/2010 Siebert & Bradford Rice Securities Samuel A Ramirez Cabrera Capital Markets Guzman & Co MFR Big Lots Inc Hansen Natural Corporation Tiffany & Co United Technologies Corporation Ronald Layard Liesching Hanesbrands Inc Jarden Corp Mohawk Industries Inc Owens & Minor Inc Polo Ralph Lauren Corporation Resemed Inc 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Depto, Miranda Keller, Joseph Spriggs, Judith Bakewell, Glenn Duran, Susie Marcus, Sally Marcus, Sally Lichtcsien, Susan Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan
Royal Carribean Cruises Ltd Supervalu Inc Waste Connections Inc Whole Foods Markets Inc Edgar Wilson Barksdale Jr of Federal Street Associates LP Vito Coviello MRM Viteininnova Consulting LLC Michael H Brauser Barry C Honig Marlin Capital Marlin Capital Partners I LLC Marlin Capital Marketing LLC Interclick Inc Sunshine Partners Development Corp Three Kings of Queens Inc Chromadex Corp Brauser Enterprises Inc Barrys Bagels LLC LA Gear filing with signature of Elliot Horowitz SEC v. John J Bravata case no 09-cv-12950 Aaron Smith affidavit Transcription Services response to 10-04441FOIA SECHQ1-10-Q-0047 Court Reporting and Stenotype Services Rich Investments Inc James P Curry Timothy Babich
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Justin Ferayorni of Tamarack Capital Management 9/8/2010 LLC Michael J Halpern 9/8/2010 Amber Global Opportunities Fund LP Joseph M Oughourlian of Amber Capital Investment Management Amber Master Fund LLC Amber Capital US GP LLC Amber Fund LP Amber Capital GP LLC Amber Fund Holdings LLC Amber Capital LP Amber Capital Investment Management Gabriel Traupman Dale Cooney Stephen A Campbell Federal Street Partners LLC Federal Street Advisers Inc Federal Street Associates I LLC Federal Street Multi Strategy Fund LLC Scott Charles Schweighauser of Aurora Investment Management LLC Roxanne Martino of Aurora Investment Management LLC 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010
Lichtcsien, Susan Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Castro, Adrian Castro, Adrian Manganaro, Nancy Campbell, Elizabeth Zhan, Lin Rodas, Mario Castro, Adrian Castro, Adrian Castro, Adrian Castro, Adrian Castro, Adrian Johnson, Ernessa Stavrou, Meropi Carlson, Scott Kane, Alexandria Campbell, Darnell
Justin Sheperd of Aurora Investment Management LLC Eugene Paul Markowski of Federal Street Associates LP David C Abrams Abrams Capital
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William Lackey Green of Federal Street Associates 9/9/2010 LP Philip Stephen Milton 9/9/2010 Alan Richard Milton 9/9/2010 Andrew Emil Cunagin of Rinehart Capital Partners 9/9/2010 LLC Rinehart Capital Partners LLC 9/9/2010 Rinehart Capital Management LLC Joseph Ainsberg Teleos Fund LP Teleos Asset Management Inc Teleos Discretionary Fund LP Teleos Trend LP Teleos GP LLC Teleos Management LLC Daniel Larry Gressel of Teleos Management LLC Trafelet & Company UK LLP K Tron International Inc Kenexa Corp Kensey Nash Corp Lincoln Electric Holdings Inc Washington Federal Inc Weis Markets Inc WellPoint Inc Western Refining Inc WGL Holdings Inc Williams Companies Inc Ridgewood Energy J Fund LLC Ridgewood Energy J Fund LLC Jackson Hewitt Inc Parish Capital Buyout Fund I LP McDonalds Corporation Daewoo Securities (America) Inc DBSI Real Estate Funding Corp Core Realty Holdings LLC Core Realty Holdings LLC Core Realty Holdings LLC dated 2007 9/9/2010 9/9/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/10/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010
Core Realty Holdings LLC dated 2007 File Number 9/9/2010 021-88301 Woodward Governor Co (WGOV) 9/9/2010 Yorkville Advisors LLC and Mark Anthony Angelo Paramount Partners LP C-07451 and CS Finance Corp nka True North Finance Corp Blank Forms 10-K 10-Q and S-4 from 1988 NAVStar of San Diego CA Form 144 9/10/2010 9/9/2010 9/9/2010 9/11/2010
Lauricello, Mark Broyles, Patrick Broyles, Patrick Waldon, Greg Murray, Caroline Reule, Christine Mao, Adele Shepherd, Matthew Rasciner, Heidi Falls, Abigail D'Amico, Karen Yehuda, Nir Archibald, John Weiss, Miles Weiss, Miles Molenda, David Tucker, Cecile Mercado, Lucie Mercado, Lucie Edmonds, Lionel Mascolo, Ben Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
EchoStar Communications Corp Form 144 Walter A Morales Collybus CDO I Ltd Coastal Trade Securities LLC CT Holdings LLC Chris Apolito Tim McEvoy Bucyrus International Inc Form 10-Q Wachovia Bank NA as trustee for Bayview residential mortgage note Wonder Auto Technology Inc Form 8-K Exhibit 10.1 10.2 full Chinese version and 8-K Exhibit 101 10.2 English Summary communications among shareholders Rel. No. 3431326 voting records OCIE sweep of investment advisors whistleblower protection provisions meetiing binder blank 10-K 10-Q and S-4 Forms from 1988 Investment Advisors Listing for inactive IAs
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ACA Financial Guaranty Corp and ACA Capital 9/13/2010 Holdings Inc trading data on Credit default swaps CDs Citadell Advisors LLC 9/7/2010 Doubleline Capital LP Form ADV 9/7/2010 Investors Capital Corp and Securities America Inc 9/1/2010 Form X-17A-5 LEK Securities Corporation X-17A-5 9/14/2010 AXA Advisors LLC FOCUSN reports USAA Investment Management Co FOCUSN reports Blackrock Advisors LLC CIK 0001086364 Form 40APP/A for 2008 Investment Advisors examined by the Commision the past two years B&S Electronics LLC Contrarian Fund Advisors LLC GRQ Consultants Inc UNU Acquisitions Corp BRJ Corp Telecom South Inc Gatorman LLC Chromadex Corp Triage Real Estate Holdings LLC Strategic American Oil Corp Contrarian Cash Fund I Ltd Brauser Family Foundation Inc Public Telephone Company Brauser Investment Group LLC Tiger Security Systems Inc Customer Acquisitions Network Inc AB Investments LLC Contrarian Cash Fund LLC Validian Corp Sunair Services Corp 9/13/2010 9/13/2010 9/13/2010 9/15/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010
Barry and Renee Honig Charitable Foundation Inc 9/14/2010
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Greenheart Capital Partners Matthew Wood Crakes John Alfred Paulson Paulson & Company Inc Matthew Alexander Franco Zephyr Management Bradley Amoils of Axiom International Investors LLC Axiom International Investors LLC Andrew Harris Jacobson of Axiom International Investors LLC Millburn Ridgefield Corporation The Millburn Corporation Mark Bruce Fitzsimmons Brent Hankins of Welton Investment Corporation Welton Investment Corporation Patrick Lloyd Welton of Welton Investment Corporation JAVIER DURAN GUERRA Bulltick Capital Markets LP Quantek Asset Management LLC Norman S Geller GEM Realty Capital GEM Realty Advisors Barry A Malkin Evan Carruthers Rory J O'Neill TPG Credit Management LP Rufus Putnam Coes III of Paulson & Co Inc Enable Ltd Enable Opportunity Ltd
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EA Markets Securities LLC fka Howland Securities 9/14/2010 LLC and Enable Capital LLC Enable Growth Partners LP 9/14/2010 Enable Opportunities Partners LP Enable Capital Management LLC Mitchell Stuart Levine of Enable Capital Management LLC Stuart Leslie Merzer of Paulson & Co Inc Anchorage Short Credit GP II LLC Anchorage Short Credit Fund LP Anchorage Capital Group LLC Anchorage Short Credit GP LLC Anchorage Advisors LLC Anchorage Capital Partners LP Kevin Michael Ulrich of Anchorage Advisors LLC YCMIL Ltd York Capital Management US Advisors LP JGD Management Corp York Capital Management Asia HK Advisors Ltd 9/14/2010 9/14/2010 9/14/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Kelly, Bruce Green Comite, Erin Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
York Capital Management UK Advisors Ltd York European Opportunities Unit Trust York European Opportunities Fund LP York Credit Opportunities Unit Trust York Credit Opportunities Fund LP Dinan Management LLC Schwartz Management LLC York European Opportunities Master Fund LP York Credit Opportunities Offshore Holdings LLC York Credit Opportunities Domestic Holdings LLC York European Opportunities Domestic Holdings LLC York European Opportunities Offshore Holdings LLC York Capital Management Global Advisors LLC York Capital Management George Kim Derek Toross Edward Zatorski Marc Helwani John Joseph Fosina Michael Yehuda Weinberger Kevin Carr William Charles Vrattos Adam Jay Semler Christian Marc Reyntjens Mark David Schein Brooke Stuart Parish Jody Mansbach Christopher Aurand Daniel Alexander Schwartz James E Buckman Luis Fernando Medeiros Jonathan Zalman Jacobs Jeffrey Andrew Weber James Gerard Dinan John Tomas Financial CIK 0001012873 Merrill Lynch Pierce Fenner & Smith Inc ARS Settlement ICN Pharmaceuticals Inc nka Valeant Pharmaceuticals Amendment 4 Form 10-K Exhibits 10.21 10.32 10.33 Epoch Biosciences Inc Form 8-K Exhibit 2.1 Epoch Biosciences Inc Form 10-Q Exhibits 10.40 10.41 Agraquest Inc on amendment 2 to Form S-1 Exhibits 10.7 10.8 10.9 Bio Time Inc Form 8-K Exhibit 99.1 Flamel Technologies Form 6-K Exhibit 10.1 Exelixis Inc Form 10-K Exhibits 10.35 10.36
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Exelixis Inc Form 10-Q Exhibits 10.2 through 10.8 9/6/2010 Amarin Corporation Plc Form 20-F Exhibit 4.52 Amarin Corporation Plc Form 20-F Exhibits 4.24 4.41 Exact Sciences Corp Form 10-K Exhibits 10.32 10.33 Exact Sciences Corp Form 10-Q Exhibits 10.1 ArthroCare Corp Form 10-Q Exhibit 10.53 Forest Labratories Inc Form 10-K Exhibit 10.16 Xoma Ltd on Amendment 1 Form 8-K Exhibits 2 through 5 Ribapharm Inc on Amendment 2 Form S-1 Exhibits 10.96 10.10 10.11 Lexicon Genetics Inc Form 8-K Exhibit 10.1 Favrille Inc Amendment 4 to Form S-1 Exhibit 10.10 Osteotech Inc Form 10-Q Exhibit 10.36 Genomica Corp Amendment 6 to Form S-1 Exhibits 10.27 10.30 DBSI Inc DBSI Diversified Reality Reit Inc etc Gregory Bell Harold Katz or Lancelot Officers transcripts Asset Management Partners ADV's ADW's from 2007-2008 Monte Johnson Trillium Brokerage Rule 610 of regulation NMS list of 50 Amex Stocks IM Memo to Chairman Levitt dtd December 9, 1994 Babcock & Wilcox NYSE certification CIK: 0001486957 Bear Stearns Asset Backed Securities Inc Form 8K Exhibit 4 pooling servicing agreement Price Waterhouse no action letter TC Horne stipulation and consent dtd September 20, 1973 Janney Montgomery Scott LLC X-17A-5 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/8/2010 9/14/2010 9/14/2010 9/14/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/14/2010
Merriman Curhan Ford & Co D Jonathan Merriman 9/15/2010 and Christopher Aguilar AP No. 3-13681 William J Del Biaggio III AP file No.3-13319 David Scott Cacchione AP file No. 3-13455 First USA BK 1994 Prospectus MBNA America BK NA 1991-93 prospectus Chase Manhattan BK USA 1991-1995 prospectus Citibank South Dakota NA 1991-1995 prospectus Greenwood TC 1991-95 prospectus Knight Direct LLC X-17A-5 Aspen Dental Management Inc National Bank of DE NA 1995 prospectus Citibank NV NA 1995 prospectus Bank of NY DE 1994 prospectus FCC NB 1994 and 1995 prospectus 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/16/2010 9/14/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010
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Reign Capital Management LLC formerly known as 9/17/2010 E Capital Management LLC Cambrea Lee Ezell of Reign Capital Management 9/17/2010 LLC Everest Capital 9/17/2010
Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Malinowski, Thomas Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Langston, Catherine Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Enright, James Kish, Matthew
Marko Dimitrijevic Perry Partners LP Perry Capital (Asia) Limited Perry Capital Limited PPI Investment Associates LP Perry Principals LLC Perry European Fund Ltd Perry European Fund LP Perry Partners International Inc Perry Investment Associates LLC Perry European International Associates LP Perry European Associates LLC Perry Capital LLC Perry Corporation James Joseph Shannon Randall Borkenstein John McKenna Michael Neus Kevin Kish David Russekoff Chet Kapoor Andrew Isikoff Alp Ercil George Brokaw Paul A Leff Richard C Perry Robert William Scannell Rocwood Capital Offshore Fund Ltd Rocwood Capital Management (GP) LLC Rocwood Capital Partners LP Rocwood Capital Performance LLC Rocwood Capital Master Fund LP Rocwood Capital Management LP Whitebox Advisors LLC Andrew Jay Redleaf of Whitebox Advisors LLC AMB Industries Inc Cabelas Inc Carbo Ceramics Inc Chemed Corp Cogent Inc Compellent Technologies Inc Cymer Inc Flexronics International Ltd Fuller H B Co MKS Instruments Inc
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World Savings Bank FSB or successor Wells Fargo 8/27/2010 Bank NA residential mortgage note S3A and 424B5 Aequitas Commercial Finance LLC, Form D 9/16/2010
Johnson, Ernessa Palmeri, Christopher Bate, Jen Bate, Jen Webb, Chris Tangel, Andrew Smith, Trig LeFurgy, Eileen Stern, Carol-Ann Grunzinger, Robert Margiotta, Matthew Plotkin, Mark Texeira, Jennifer Armand, Cory Smathers, Jason Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
David Blake Bausmer NASD consent letter dated August 1994 Citigroup Auction Rate Securities Settlement Monthly Reports and correspondence Blaylock & Company Inc FTN Financial Securities Corp SECHQ108F8077 Lockheed Martin Mills Corp Motorola Inc
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Discovery Capital Management LLC dated from 9/16/2010 2005 to 2006 ADVs Countrywide Home Loans LP nka Bank of America 9/12/2010 Home Loans Servicing LP residential mortgage records Smith Moore & Co 9/17/2010 Whitaker Securities LLC Waste Management consent decree dated March 26, 1976 Merrill Lynch Co Inc 8-Ks and 10Ks for 1990 Green Mountain Coffee Roasters Inc FOIA requests resulting in investigation of requestor Peter J Troob of Troob Capital Managment LLC 9/16/2010 9/17/2010 9/10/2010 9/20/2010 9/8/2010 9/20/2010
Jeffrey S Woolbert of Absolute Return Capital LLC 9/20/2010 Jonathan Joseph Goodman of Absolute Return Capital LLC Absolute Return Capital LP Absolute Return Capital LLC Absolute Return Capital Partners LP Absolute Return Investors LLC Absolute Return Currency Overlay Investors LP Absolute Return Capital II LP Absolute Return Investors LP Absolute Return Investors II LP Absolute Return Global Currency Investors LP Matthieu Vermersch Stephen DuBois of Camber Capital Management LLC Camber Capital Management LLC Semaphore Capital Partners LP Paul Carpenter of Semaphore Management Semaphore Capital Partners LP 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010
Sean George of Camber Capital Management LLC 9/20/2010 John M Malloy Jr Childrens Place Retail Stores Inc Collective Brands Inc fka Payless Shoesource Inc PDL Biopharma Inc formerly known as Protein Design Labs Plexus Corporation Seattle Genetics Inc TeleTec Holdings Inc 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Puglisi, Nicholas Puglisi, Nicholas Glessing, LeeAnna Fromm, Derek Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally
United Stationers Inc Washington Post Co Wausau Paper Corp Worthington Industries Inc JM Lummis & Company Inc FOCUS Report Rencap Securities Inc FOCUS Report Woodbury Financial X-17A-5 Solar Power Inc Exhibits A and B Genaissance Pharmaceuticals Inc Form 10-K Exhibit 10.60 Genaissance Pharmaceuticals Inc Form 8-K Exhibit 99.1 Genaissance Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Genaissance Pharmaceuticals Inc Form 10-K Exhibit 10.56 Genaissance Pharmaceuticals Inc Form 8-K Exhibit 10.1 Genaissance Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 10.3 and 10.4 Genaissance Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Genencor International Inc Form 10-Q Exhibit 10.1 Genencor International Inc Form 10-Q Exhibit 10.1 period ending 6/30/04 Genencor International Inc Form 10-K Exhibits 10.18 10.19 and 10.34 Exelixis Inc Form 10-K Exhibits 10.24 and 10.29 Exelixis Inc Form 10-K Exhibit 10.41 Gene Logic Form 10-K Exhibits 10.90 10.91 and 10.91a Gene Logic Form 10-K Exhibit 10.50a Gene Logic Form 10-Q Exhibit 10.85 Genelabs Technologies Inc Form 10-Q Exhibit 10.18 Genelabs Technologies Inc Form 10-Q Exhibit 10.17 Eyetech Pharmaceuticals Inc Form S-1 Exhibits 4.4 10.4 10.5 10.6 10.7 10.8 and 10.23 Eyetech Pharmaceuticals Inc Form S-1 Exhibits 10.24 and 10.25 Genentech Inc Form 10-K Exhibit 10.28 Greenstone Aviation John Slattery Ruth Kelly Paul Farrell Joseph Shanahan aka Joe Shanahan Steven Begleiter Gordon Bethune John Bruton Walter Skowronski Jean ODriscoll Andrew Carlisle Gerard Blanc Dale Cooney Gabriel Traupman
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Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally DePeau, Andrew Singewald, Tim Alspaugh, Eric Green, William Carlson, James Carlson, James Ghayour, Babak Bagley, Judd Stone, Parks Forkey, Russell Denker, Todd Malinowski, Thomas Woodruff, Matthew Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun Johnson, Ernessa Leach, George Wall, Lindsay Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas DePeau, Andrew DePeau, Andrew Lichtcsien, Susan DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Silver Point Capital Offshore General Partner LLC Silver Point C&I Opportunity General Partner II LLC Silver Point Capital Offshore Master Fund LP Silver Point C&I Opportunity Master Fund II LP William Charles Joyce DC Bar Guest Ranch Limited Partnership Tryton Medical Inc Sage Rutty & Co Inc X-17A-5 for 12-31-08 and 09 Donna M McKelvy fka Donna Jarock Wayde McKelvy VTS Consultants Inc MB-2404 Overstock.com Patrick Byrne Judd Bagley requests by Gary Weiss or Sam Antar Rehabbers Financial Inc dba Aztec Financial
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KW Brown & Co et al Civil Action No 05-cv-80367- 8/31/2010 Johnson (SDFL) Prepaid or Pre-paid Legal Services 9/21/2010 GLG Partners and L-3 Communications Goldman Sachs Execution & Clearing LP Sysco Corporation Microsoft Corporation ConAgra Inc Monsanto Co Berkshire Hathaway Inc Bernard L Madoff Investment Securities Act Clean Technologies complaints David Allen Ralph of Seaboard Corp Belal K Faruki Glazer Capital LLC Paul Jay Glazer Deepak Mohan Narula Metacapital Management LP Aurora Investment Management LLC Wayne Manning Cooperman Cobalt Capital Management Andrew James McLean Spokes (Farallon Capital Management LLC) Joshua Alexander Resnick of Jericho Capital Advisors LLC Blackrock Inc Bob Evans Farms Inc Buckeye Partners LP Buckeye Technologies Inc Garmin Ltd Glimcher Realty Trust Golden Star Resources Ltd Great Southern Bancorp Inc GSI Commerce Inc W R Grace & Co 9/21/2010 9/21/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/21/2010 7/23/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010
Costello, Maureen Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Brachulis, James Barrios, Sarah Saigal, Sumit Zielinski, Kenneth Mitts, Maurice Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Kelli-Ann Sweeney Mitchell Ralph Julis Joshua Stephen Friedman Canyon Capital Advisors LLC Airship International Ltd and Cohen & Siegel Star Scientific 10K Exhibits Radware Form 144 of Meir Moshe Shell Oil Co 1998 10Q Exhibit 2.1 Schedules and Exhibits International Business Machines Corp IBM RBS Aviation Capital RBS Greenwich Capital International Aviation Management Group Orbis International The Wings Club Lombard Aviation Synxis International Ltd JetBird Donald J Savage (SQM Frontier Management LP) Mark C Ort GMO LLC (Grantham Mayo Van Otterloo) Lucas Levi White Kevin S Aarons Charles Marion Johnson III Timothy Gerard Berry Private Advisors Alternative Asset Fund LP Private Advisors LLC Air Products & Chemicals Inc Akamai Technologies Inc American Eagle Outfitters Inc AMETEK Inc Applied Materials Inc Carnival Corp Cintas Corp Copart Inc Cree Inc Donaldson Co Inc Discovery Capital Management LLC Robert K Citrone Sammy Acebal of Discovery Capital Management LLC Frederick "Kip" Edward Allardt III of Discovery Capital Management LLC Yelena "Elena" Sherman maiden name Dmitrovskaya of Discovery Capital Management LLC Airgas Inc Covance Inc Deere & Co Directv Group Inc Dish Network Corp
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Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Ravnitzky, Michael Greenstein, Eli Wein, George Grady, Clyde Merns, Karen Berckmueller, Fritz Amado, Selin Whitaker, Matthew Westbrook, Jesse Inglese, Tara Mierzejewski, Mark Mierzejewski, Mark Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Inglese, Tara Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Martin, Jay Robinson, Andrew Camil, Eric Toner, Moira Nelson, Danielle Nelson, Danielle Marcus, Sally Marcus, Sally Marcus, Sally
Emerson Electric Co Global Payments Inc Hologic Inc Kellogg Company Idexx Laboratories Inc Ethics Program Review issued July 18 2008 Verifone Holdings Inc correspondence between SEC and Sullivan & Cromwell Feed of buy and sell broker dealers stock and bond transaction tickets Market plunge of May 6 trading organizations and stock names Syms Corp exhibits to 10-K dated March 1 2003
9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/18/2010 9/24/2010 9/24/2010 9/24/2010 9/25/2010
Morgan Stanley & Co and Morgan Stanley DW Inc 9/21/2010 AP No 3-12342 Wells Notices and responses Alcion Ventures Martin Zieff Mark Potter Dave Ferraro and Eugene DelFavero Next Inv LLC and WisdomTree et al comment letters OIG Report 531 Tyco International Terence M Hogan Alejandro Espejel Tempus Quo Douglas Silverman of Senator Investment Group Richard Hurowitz of Octavian Advisors LP Jamie Zimmerman of Litespeed Partners David Stemerman of Conatus Capital Management Jay Venkatesan of Ayer Capital Management Charles T Rini of Addison Clark Management LLC Raul A Espejel Peter Owen McKown Prince Street Capital Management Inc Luiz Carvalho of Tree Capital Nicholas C Adams of Wellington Management Company David J Waxman Michael D Melnick James E Kaye Michael J Inserra Mohsen Fahmi American Southwest Music Distribution merger with Petro America Corp Wimm Bill Dann Exhibit 2.1 9/24/2010 9/23/2010 9/23/2010 9/27/2010 9/24/2010 9/24/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/26/2010 9/27/2010
All complaints and tips received in past 24 months 9/26/2010 Promethean II Offshore LP Form D Paul W Oliver AP No. 3-13554 Gerard Oprin and Wendy McNeeley AP No 313797 Anthony J DeLuca M Elaine Crocker Richard A Axilrod 9/25/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Wall, Lindsay Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Louis Moore Bacon Remington Investment Strategies LP Moore Foreign Exchange Fund Ltd Moore Credit Fund Ltd Moore Emerging Markets Fund Ltd Moore Global Fixed Income Fund Ltd Moore Capital Advisors LLC Moore Capital Management Inc Moore Europe Capital Management LLP Moore Capital Management LLC Moore Holdings Bahamas Ltd Moore Global Investments Ltd Nestle Inc General Electric Inc General Dynamics Inc Sony Inc Viacom Inc John Anthony Thaler JAT Capital Management LLC Kohls Corporation Kroger Co The Lam Research McCormick & Co Inc Mettler-Toledo International Inc Newell Rubbermaid Inc Newmont Mining Corp Praxair Inc Robert Half International Inc Sealed Air Corp Matthieu Fleck Michael Jacobs Adam Weiss of Scout Capital James Crichton of Scout Capital
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Alan J Ware of Pike Place Capital Management 9/28/2010 LLC Stefan Mykytiuk of Pike Place Capital 9/28/2010 Management LLC Craig C Albert of Sheffield Asset Management LLC 9/28/2010 Brian J Feltzin of Sheffield Asset Management LLC 9/28/2010 Tom B Ellis of North Run Capital Todd B Hammer of North Run Capital Douglas W Mitchell Doug W Mitchell Douglas Wayne Mitchell aka Doug W Mitchell E F Griffin Earl F Griffin Earl Franklin Griffin Rick Griffin 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010
Rick Griffin Jr aka Earl Franklin Griffin (E F Griffin) 9/28/2010
10-10335-FOIA 10-10336-FOIA 10-10337-FOIA 10-10338-FOIA 10-10339-FOIA 10-10340-FOIA 10-10341-FOIA 10-10342-FOIA 10-10343-FOIA 10-10344-FOIA 10-10345-FOIA 10-10346-FOIA 10-10347-FOIA 10-10348-FOIA 10-10349-FOIA 10-10350-FOIA 10-10351-FOIA 10-10352-FOIA 10-10353-FOIA 10-10354-FOIA 10-10355-FOIA 10-10356-FOIA 10-10357-FOIA 10-10358-FOIA 10-10359-FOIA 10-10360-FOIA 10-10361-FOIA 10-10362-FOIA 10-10363-FOIA 10-10364-FOIA 11-00001-APPS 11-00001-CHAI 11-00001-COIG 11-00001-CONG 11-00001-FOIA 11-00001-FOPA 11-00001-GOVT 11-00001-LITG 11-00001-PAAM 11-00001-PUBS
Mayrose, Helga Chung, April Longley, Jay Groman, Barry Rudd, Robert Stewart, James Caleshu, Lee Caleshu, Lee Coffey, Timothy Rappaport, Adam Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Johnson, Ernessa Kane, Darren Kane, Darren Kane, Darren Kane, Darren Hagemann, Eric Sosseh, Muhamad Yoder, John Medley, Tammy du Bourg, Aurlie Green Comite, Erin Shaifer, Norman Issa, Darrell Kerry, John Gavin, J. Patrick b6 Teasdale, Scot Magee, Kevin Brinkmann, Sally Bennett, Charlotte
Thomas R OBrien et al Theodore Urban of Ferris Baker Watts AP No 313655 Wells Fargo Financial National Bank
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Friendly Power Co LLC et al Case No 98-1697-cv- 9/27/2010 king (SD Fla) Hyperdynamics Corp Form 10-Q exhibits 9/27/2010 OIG 509 Madoff full transcript Ingrid S Dyott of Neuberger Berman Arthur Moretti of Neuberger Berman CVB Financial Corp and Citizens Business Bank FOIA Processing Improvements Riversource Global Series Inc N-14 File No 333157587 Riversource International Managers Series Inc N14 File No 333-157588 Riversource Diversified Income Series Inc N-14 File No 333-157589 Riversource High Yield Income Series Inc N-14 File No 333-157590 Riversource Government Income Series Inc N-14 File No 333-157592 First American Strategy Funds Inc N-14 File No. 333-157604 Laudus Trust N-14 File No 333-157600 from February 27 2009 Nuveen Insured Municipal Opportunity N-14 File No 333-157611 Nuveen Insured Tax Free Advantage N-14 File No 333-157612 Nuveen Premium Income Municipal Fund N-14 File No 333-157614 Amazon.com 10-Ks and exhibits Emerald Ventures Matthew Bellion complaints against Patriot Minerals complaints against Jonathan Kuhlman Hudson General Corporation Dagong Global Credit Rating Co Ltd AP No 313860 Claros Real Estate Securities Fund LP OWCP injury documents General Mills and Yoplait franchise agreement Merrill Lynch Pierce Fenner & Smith Inc ARS Settlement General Electric Capital Consumer Complaints since 2005 OIG Report 534 Goldman Sachs Timing Wellfleet Communications and FOIA Requests of Gerald B Duggan Cirrus Logic Inc b6 Tucson Electric Power Company 10-Ks for 19811994 Madoff litigation support Hana Biosciences 10-Q Amendment to Remove Sally Brinkmann Stanford International Bank Limited Form D Reg D 9/27/2010 9/27/2010 9/27/2010 9/28/2010 9/28/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/23/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 10/4/2010 10/25/2010 9/23/2010 8/16/2010 9/29/2010 10/6/2010 10/28/2010 2/8/2011 10/20/2010 10/1/2010
11-00001-REMD 11-00002-APPS 11-00002-CHAI
Forkey, Russell McLaughlin, Kelly Jimmerson, Elijah
11-00002-CONG 11-00002-FOIA 11-00002-FOPA 11-00002-GOVT 11-00002-PAAM 11-00002-PUBS 11-00002-REMD 11-00003-APPS 11-00003-CHAI 11-00003-COIG 11-00003-CONG 11-00003-FIFO 11-00003-FOIA 11-00003-FOPA 11-00003-GOVT 11-00003-PUBS 11-00003-REMD 11-00004-APPS 11-00004-CHAI 11-00004-COIG 11-00004-FIFO 11-00004-FOIA 11-00004-GOVT 11-00004-PUBS 11-00004-REMD 11-00005-APPS 11-00005-CHAI 11-00005-COIG 11-00005-FOIA 11-00005-GOVT 11-00005-PUBS 11-00005-REMD 11-00006-APPS 11-00006-CHAI 11-00006-COIG
Issa, Darrell Gavin, J. Patrick b6 Fletcher, Catherine Perkins, Keith DeLuca, Priscilla Ravnitzky, Michael Asaro, Michael Martens, Pam Cummings, Elijah Fitzpatrick, Michael Greenfield, Richard Gavin, J. Patrick b6 Ruiz, Norma Chen, Yingying Gavin, J. Whitaker, Matthew Roggio, Vincent Grassley, Charles Sutera, Elizabeth Gavin, J. Patrick Holman, Holly Mitchell, Hursel Gavin, J. Forkey, Russell Husting, Craig Grassley, Charles Gavin, J. Patrick Consoli, James Marcus, David Rozansky, Danel Mishaan, Albert Peacock, Robert Grassley, Charles
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Next Inv LLC and WisdomTree et al comment 10/18/2010 letters Washington Mutual Bank Residential Loan 1/12/2011 Records - Pass Through Certificates, Series 2005AR1 and Series 2006-AR1 OIG Report 533 Los Angeles Regional Office LARO 10/27/2010 Westridge Capital Management Dyadic International General Communications Inc VBS Industries Inc Morgan Stanley - Hursel Floyd Mitchell Form D Powell Industries Inc 7/28/2010 9/29/2010 11/30/2010 9/30/2010 11/16/2010
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OIG Report No. 543 Role of Political Appointees in 12/3/2010 FOIA
11-00006-FOIA 11-00006-GOVT 11-00006-PUBS 11-00006-REMD 11-00007-APPS 11-00007-CHAI 11-00007-FOIA 11-00007-FOPA 11-00007-PUBS 11-00007-REMD 11-00008-APPS 11-00008-COIG 11-00008-FIFO 11-00008-FOIA 11-00008-FOPA 11-00008-GOVT 11-00008-PUBS 11-00008-REMD 11-00009-APPS 11-00009-COIG 11-00009-FIFO 11-00009-FOIA 11-00009-FOPA 11-00009-GOVT 11-00009-PUBS 11-00009-REMD 11-00010-APPS 11-00010-COIG 11-00010-FIFO 11-00010-FOIA 11-00010-FOPA 11-00010-GOVT 11-00010-PUBS 11-00010-REMD 11-00011-APPS 11-00011-COIG 11-00011-FIFO 11-00011-FOIA 11-00011-FOPA 11-00011-GOVT 11-00011-PUBS 11-00011-REMD 11-00012-APPS
Gavin, J. Patrick Jog, Chetan Robinson, Edward Medley, Tammy Woo, Sangcheol Nelson, Lynn Gavin, J. Patrick b6 Mayfield, Nea Hostetler, Sally Woo, Sangcheol Grassley, Charles Ward, Thomas Gavin, J. Patrick b6 Glovin, David Hughes, Kathryn Stromsnes, Michael Doolittle, Patrick Grassley, Charles Gunther, Christopher Gavin, J. Patrick b6 Shames, Martin Hughes, Kathryn Stromsnes, Michael Gavin, J. Denham, Jeff Peacock, Robert Gavin, J. Patrick b6 Stewart II, William Hughes, Kathryn Armstrong, Martin Gavin, J. Wolf, Frank Ahmed, S Costello, Maureen b6 Sarelson, Matthew Hughes, Kathryn Kaiser, Karen Gavin, J.
Sears Holdings Corporation
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Nortel Networks Corp 2005 Annual Report and 10- 12/28/2010 K/A Octave Fund LP 9/30/2010 Leave Requests for June 21, 2010 thru July 2, 2010 Asianet Corp S-1 comment letter 1/10/2011 10/25/2010
Records on Various Personal Investment Accounts 4/21/2011 Steel Dynamics Inc b6 Wells Fargo Mortgage OIG Report 515 disclosure of non-public procurment information Asianet Corp F-1 comment letter OIG-494A discipline for whistleblower retaliation Steven A Cohen Sysco Corp b6 Daimler AG Referral from DOJ Veeco Form 10-K Gerova Financial Group Ltd et al UBS AG UBS Securities, LLC., Tricadia Capital, LLC., and Mariner Investment Group OIG 540 Complaint of Violation of PostEmployment Restrictions Elizabeth King Computer Associates International Inc Thermo Fisher Scientific Inc b6 Theodore Plotnick Yum Form 10-K Jason W Galanis and Penthouse International Inc Cisco Systems Inc 9/29/2010 11/4/2010 10/4/2010 2/16/2011 10/25/2010 8/24/2010 5/7/2010 9/29/2010 11/8/2010 1/18/2011 10/2/2010 2/22/2011 10/29/2010 6/14/2010 9/30/2010 9/29/2010 11/8/2010 2/15/2011 10/2/2010 2/22/2011 11/8/2010
OIG-553 Improper Actions Relating to the Leasing 5/17/2011 of Office Space NYSE Fraud Settlement - SEC Records 2/10/2011 Air Methods Corp b6 Computer Associates International Inc NY-7008 Microsoft Form 10-K 9/29/2010 11/24/2010 2/16/2011 10/2/2010
Martin A Armstrong and Princeton Economics et al 3/16/2011 Dyncorp International Inc 11/8/2010
OIG-553 Improper Actions Relating to the Leasing 5/3/2011 of Office Space Pall Corp 3/3/2011 Continental Airlines Inc b6 Stephen Tashman Amazon Form 10-K SEC v Daimler AG case No 1:10-CV-00473 Foster Wheeler AG 9/29/2010 11/29/2010 2/15/2011 10/2/2010 3/16/2011 11/8/2010
11-00012-FIFO 11-00012-FOIA 11-00012-FOPA 11-00012-GOVT 11-00012-PUBS 11-00012-REMD 11-00013-APPS 11-00013-FIFO 11-00013-FOIA 11-00013-FOPA 11-00013-GOVT 11-00013-PUBS 11-00013-REMD 11-00014-APPS 11-00014-FOIA 11-00014-FOPA 11-00014-GOVT 11-00014-PUBS 11-00014-REMD 11-00015-APPS 11-00015-FIFO 11-00015-FOIA 11-00015-FOPA 11-00015-GOVT 11-00015-PUBS 11-00015-REMD 11-00016-APPS 11-00016-FOIA 11-00016-FOPA 11-00016-GOVT 11-00016-PUBS 11-00016-REMD 11-00017-APPS 11-00017-FOIA 11-00017-FOPA 11-00017-PUBS 11-00017-REMD 11-00018-APPS 11-00018-FOIA 11-00018-FOPA 11-00018-PUBS
Smith, Brian Costello, Maureen b6 Rogers 12327-086, Gerald Grimes, Larry Rappaport, Adam Gavin, J. Patrick Cox, Colin Costello, Maureen b6 Brush, Silla Chung, Jocelyn McClanahan, Kel Gavin, J. Costello, Maureen b6 Moore, John Mitchell, Sharon McClanahan, Kel Gavin, J. Tangel, Andrew Costello, Maureen b6 Tucker, Todd Mathivanan, Deepak McClanahan, Kel Gavin, J. Costello, Maureen b6 Koskoff, David Van Arsdale, John Gavin, J. Gavin, J. Costello, Maureen b6 Duppstadt, Seth Glasser, Charles Gavin, J. Costello, Maureen b6 Johnson, Ernessa
KB Home Continental CRD Interests Inc b6 Premium Income Corp Godspell LLC Form 1-A Offering Statement FOIA Processing Improvements Corporate Office Properties Trust Bernard L Madoff Feeder Funds Systems One Information Management Inc b6 Popular Inc Beckman Coulter Inc
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Proposed Rules for Implementing the 4/14/2011 Whistleblower Provisions of SEC 21F - October 12 meeting documents Mylan Inc 11/8/2010 Mills Corp Allied-Signal Inc a/k/a AlliedSignal Inc b6 World Trade Organization Financial Services Agreement Gap Inc GPS Form 10-K 4/25/2011 9/29/2010 12/21/2010 6/14/2011 10/7/2010
Proposed Rules for Implementing the 4/14/2011 Whistleblower Provisions of SEC 21F - October 12 meeting documents Oracle Corporation 11/8/2010 AlliedSignal Inc b6 Thomas J Dodd E-Media LLC UnitedHealth Group Incorporated JDA Software Group Inc Clarostat Sensors & Controls Inc b6 Perfect Information Citigroup Inc and Richard M Bowen Transcript Force Protection Inc National Marketing Company Holding Inc b6 SR-NYSE-2002-33NYSE Corporation Governance Proposal and SR-NASD-2002-141 NASDAQ Independent Director Proposal Broadcom Corp Henry T Nicholas Henry Samueli William J Ruehle and David Dull 9/29/2010 12/30/2010 6/3/2011 10/4/2010 2/3/2011 11/8/2010 9/29/2010 12/22/2010 10/6/2010 5/5/2011 11/8/2010 9/29/2010 1/25/2011 10/5/2010
11-00018-REMD
Battaglia, David
5/9/2011
11-00019-APPS 11-00019-FOIA 11-00019-FOPA 11-00019-PUBS 11-00019-REMD 11-00020-APPS 11-00020-FOIA 11-00020-FOPA 11-00020-PUBS 11-00020-REMD 11-00021-APPS 11-00021-FOIA 11-00021-FOPA 11-00021-PUBS 11-00021-REMD 11-00022-APPS 11-00022-FOIA 11-00022-FOPA 11-00022-PUBS 11-00022-REMD 11-00023-APPS 11-00023-FOIA 11-00023-FOPA 11-00023-PUBS 11-00023-REMD 11-00024-APPS 11-00024-FOIA 11-00024-FOPA 11-00024-PUBS 11-00024-REMD 11-00025-APPS 11-00025-FOIA 11-00025-FOPA 11-00025-PUBS 11-00026-APPS 11-00026-FOIA 11-00026-FOPA 11-00026-PUBS 11-00027-APPS 11-00027-FOIA 11-00027-FOPA 11-00027-PUBS 11-00028-APPS
Simpson, James Costello, Maureen b6 Westbroek, Paul Rielly, Thomas Medley, Tammy Costello, Maureen b6 Lynch, Robert Theobald, William Gavin, J. Gavin, J. Patrick b6 Hatzinger, Jacqueline Gavin, J. Gavin, J. Costello, Maureen b6 Easterly, Cathy Brozzetti, Michael Gavin, J. Patrick Costello, Maureen b6 Wheatley, Seth Rome, Mark Carollo, Russell Costello, Maureen b6 Freyer, Petra Aguirre, Gary Sutera, Elizabeth Costello, Maureen b6 Garey, Christopher Medley, Tammy Costello, Maureen b6 Eckhoff, Jeff Hogan, Debra Costello, Maureen b6 Dominguez, Deena Rand, Sascha
American Stock Exchange form 19b-4e filings for May-Sept 2000 Continental Express Inc b6 Montana Power Western Energy Co Chartam Gold Mine Energy Solutions Inc Zion Solutions Inc and Exelon Agreement Leave Requests for June 21, 2010 thru July 2, 2010 ExpressJet Airlines Inc b6 Lumber Liquidators Annual Report to Shareholders HCA Inc Powell Industries Inc Civic Light Opera Association of Houston b6 SEC Annual Report 2009 Taser Internationa,l Inc Fedex Corp Theater Under the Stars b6 A&O Life Fund LLC Code of Ethic Violations and Signed Acknowledgements 2006 to Present Lions Gate Entertainment Corp Nephros Therapeutics Inc b6
10/25/2010 9/29/2010 2/1/2011 10/5/2010 5/25/2011 11/10/2010 9/29/2010 1/25/2011 10/6/2010 5/25/2011 11/8/2010 9/29/2010 2/3/2011 10/8/2010 6/9/2011 11/8/2010 9/29/2010 1/28/2011 10/7/2010 6/8/2011 11/8/2010 9/29/2010 1/31/2011
Cisco Systems Inc Annual Report to Shareholders 10/5/2010 All tips and complaints received from January 2006 to present Travel Database for SEC Employees or Financed by SEC Viacell Endocrine Science Inc b6 Sara Lee Annual Report to Shareholders Robert Khuzami communication re: David Zilkha, Arthur Samberg and monies paid by Pequot Dyadic International AP 3-13504 Viacell Securities Corporation b6 Corporate Universe Formerly Inicia Injury Illness Statistics Viacell Neuroscience Inc b6 Meredith Corporation Annual Report to Shareholders Stillwater Capital Partners Viacord Inc b6 Leucadia (LUK) 6/8/2011 11/19/2010 9/29/2010 2/10/2011 10/5/2010 6/23/2011 11/18/2010 9/29/2010 2/14/2011 10/5/2010 11/18/2010 9/29/2010 2/20/2011 10/5/2010 11/19/2010 9/29/2010 3/4/2011 10/8/2010
SEC v Citigroup Inc case 1:10-cv-01277 and Gary 11/24/2010 Crittendon and Arthur Tildesley Jr
11-00028-FOIA 11-00028-FOPA 11-00028-PUBS 11-00029-APPS 11-00029-FOIA 11-00029-FOPA 11-00029-PUBS 11-00030-APPS
Costello, Maureen b6 Farris, Susan Kaiser, Karen Costello, Maureen b6 Farris, Susan Rappaport, Adam
debis AirFrance A Limited b6 General Electric SEC v Daimler AG case No 1:10-CV-00473 AerCap CNW Finance Limited b6 Sears Holding Financial Accounting Standards Board (FASB) Financial Industry Regulatory Authority (FINRA) fka NASD regulations info sharing instructions from SEC and funding Metcalf Report of 1976 AerCap Fokker 100 Finance Limited b6 Found Inc FOIA Processing Improvements Adam Stanislavsky b6 Universal Health Service Inc Broadcom Corp Henry T Nicholas Henry Samueli William J Ruehle and David Dull Parella Weinberg Partners b6 Berkshire Hathaway Employees accessing pornographic websites Daniel J Arbess b6 Medco Health Solutions Chevron Corp Paul Evan Orlin of Porter Orlin LLC b6 Liang v Dean Witter Co Inc amicus brief re Rule 106-16 Scientific Games Corp Brian Curtis Taylor of Pine River Capital Management b6 American Eagle Outfitters Life Time Fitness Inc Pine River Liquid Mortgage Fund LP b6 Retail Ventures Inc NetApp Inc Pine River Domestic Management LP b6 Eaton Vance Fund Willis Group Holdings Ltd Pine River Capital Management UK b6 Eaton Vance National Municipal Income A (EANAX) Archer Daniels Midland Co
9/30/2010 3/8/2011 10/13/2010 12/16/2010 9/30/2010 3/10/2011 10/13/2010 12/22/2010
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Costello, Maureen b6 Dries, Eugene Rappaport, Adam Marcus, Sally b6 Akhidenor, Michael Battaglia, David Mierzejewski, Mark b6 Farris, Susan Evans, Kevin Mierzejewski, Mark b6 Farris, Susan Gavin, J. Reinhardt, Kelly b6 Harris, Daniel Gavin, J. Reinhardt, Kelly b6 Hughes, Jonathan Gavin, J. Reinhardt, Kelly b6 Hughes, Jonathan Gavin, J. Reinhardt, Kelly b6 Marich, Lynn Gavin, J. Reinhardt, Kelly b6 Marich, Lynn Gavin, J. Patrick
9/30/2010 4/4/2011 10/8/2010 12/23/2010 9/29/2010 4/12/2011 10/12/2010 1/5/2011 9/29/2010 4/3/2011 10/13/2010 1/20/2011 9/29/2010 4/23/2011 10/13/2010 1/26/2011 9/30/2010 5/5/2011 10/8/2010 1/26/2011 9/29/2010 5/7/2011 10/12/2010 1/26/2011 9/29/2010 5/4/2011 10/12/2010 1/26/2011 9/29/2010 5/20/2011 10/12/2010 1/26/2011 9/29/2010 5/23/2011 10/12/2010 1/26/2011
11-00039-FOIA 11-00039-FOPA 11-00039-PUBS 11-00040-APPS 11-00040-FOIA 11-00040-FOPA 11-00040-PUBS 11-00041-APPS 11-00041-FOIA 11-00041-FOPA 11-00041-PUBS 11-00042-APPS 11-00042-FOIA 11-00042-FOPA 11-00042-PUBS 11-00043-APPS 11-00043-FOIA 11-00043-FOPA 11-00043-PUBS 11-00044-APPS 11-00044-FOIA 11-00044-FOPA 11-00044-PUBS 11-00045-APPS 11-00045-FOIA 11-00045-PUBS 11-00046-APPS 11-00046-FOIA 11-00046-PUBS 11-00047-APPS 11-00047-FOIA 11-00047-PUBS 11-00048-APPS 11-00048-FOIA 11-00048-PUBS 11-00049-APPS 11-00049-FOIA 11-00049-PUBS 11-00050-APPS 11-00050-FOIA
Reinhardt, Kelly b6 Babington, David McClanahan, Kel Reinhardt, Kelly b6 Farris, Susan McClanahan, Kel Costello, Maureen b6 Belknap, Timothy McClanahan, Kel Costello, Maureen b6 Kowalczyk, Walter Medley, Tammy Costello, Maureen b6 Farris, Susan Robinson, Jennifer Costello, Maureen b6 Farris, Susan Robinson, Jennifer Costello, Maureen Farris, Susan Peacock, Robert Costello, Maureen Farris, Susan Peacock, Robert Costello, Maureen Gershanik, Maureen Peacock, Robert Costello, Maureen Lang, David Carruth, Nathan Costello, Maureen Blosser, Michael Aguirre, Gary Gavin, J. Patrick
Pine River Capital Management LLC b6 Exide Technologies (XIDE)
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11-00050-PUBS 11-00051-APPS 11-00051-FOIA 11-00051-PUBS 11-00052-APPS 11-00052-FOIA 11-00052-PUBS 11-00053-APPS 11-00053-FOIA 11-00053-PUBS 11-00054-APPS 11-00054-FOIA 11-00054-PUBS 11-00055-APPS 11-00055-FOIA 11-00055-PUBS 11-00056-APPS 11-00056-FOIA 11-00056-PUBS 11-00057-APPS 11-00057-FOIA 11-00057-PUBS 11-00058-APPS 11-00058-FOIA 11-00058-PUBS 11-00059-APPS 11-00059-FOIA 11-00059-PUBS 11-00060-APPS 11-00060-FOIA 11-00060-PUBS 11-00061-APPS 11-00061-FOIA 11-00061-PUBS 11-00062-APPS 11-00062-FOIA 11-00062-PUBS 11-00063-APPS 11-00063-FOIA 11-00063-PUBS 11-00064-APPS 11-00064-FOIA 11-00064-PUBS
Howard, Mark Kramer, Philip Gavin, J. Patrick Haddad, William Peacock, Robert Gavin, J. Patrick Michaels, Dave Stromsnes, Michael Gavin, J. Patrick Tkacik, Aysem Stromsnes, Michael Gavin, J. Patrick Michalski, Maria Peacock, Robert Gavin, J. Patrick Michaels, Dave Peacock, Robert Gavin, J. Patrick Gaglio, Adam Peacock, Robert Gavin, J. Patrick Widjaja, Deon McIntyre, Kelly Gavin, J. Patrick Widjaja, Deon Anaya, Mark Johnson, Ernessa Williams, Ryan Armstrong, Martin McCarthy, Jim Williams, Ryan Dukes # 37823037, Marcus Martinetti, Ronald Jones, Marissa Heredia, Michael vonPinoci, Alexander Fuchs, John Theobald, William Stewart, James Koppel, Richard Shewan, Scott Hoskins, Sebastian Johnson, Ernessa
Wal Mart Stores Form 10-Q 1984 Signalife Inc JC Penney Company Inc First Wilshire Securities Management Inc NYSE Execution Fraud and Annette Nazareth JDA Software Group Inc Keyes Offshore Ltd Partnership Gerova Financial Group Ltd et al JDS Uniphase Corporation Nasdaq Stock Market Jason W Galanis and Penthouse International Inc Jones Apparel Group Inc Target 2009 Form 10-K NYSE Execution Data W&T Offshore Inc Keyes Offshore Ltd IV NYSE Fraud Settlement SEC records West Pharmaceutical Services Inc The Washington Post Company NYSE Fraud Settlement Fund documents in possession of Heffler Radetich & Saitta LLP Whirlpool Corporation Sina Corp SciClone Pharmaceuticals Inc Wintrust Financial Corp Xinhua Finance Ltd Downey Savings & Loan Association residential mortgage records AP 3-13828 docket for Comverse Technologies Inc American Solar King
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Loder, Asjlyn Annus, Taavi Donnelly, Sarah Baker, Christopher Mills, Eric Clavijo, Monica Gavin, J. Newman, David Seitz, Sandra Ivry, Bob Liebov, David Rinaldi, Carol Gavin, J. Liebov, David McDonnell, Caitlin Gavin, J. Viguie, Michael McDonnell, Caitlin Gavin, J. Viguie, Michael Gregory, Michael Gavin, J. Viguie, Michael Davis, Edward Gavin, J. Evans, David Singh, Brij Vandaele, Donald Evans, David Tarselli, Todd Gavin, J. Patrick Evans, David Vogel, Brittany Gavin, J. Evans, David Tlapak, Mark Gavin, J. Evans, David Taylor, Tyler Gavin, J. Evans, David Mack, Kevin Gavin, J. Evans, David Merrill, Toby
products trading under ticker symbols UNG USO DBA and DBC Sigma Aldrich Corporation Nathans Famous the SEC lease for 700 2nd street NE Washington DC Green Mountain Coffee Roasters Bouwfonds US Residential Fund Inc Cisco Systems Inc Innospec David Turner and Ousama Naaman ResCare Inc Onex Corp Citigroup Inc and Richard M Bowen Transcript The Rockies Fund Inc AP 3-9615 Lyondell Petrochemical Co Lender Processing Services Inc Piper Capital Management Inc AP 3-9657 JPMorgan Chase Bank National Association AMAG Pharmaceuticals Inc fka Advanced Magnetics Inc Piper Capital Management Inc AP 3-9657 Eastman Kodak Company Computer Programs & Systems Inc Investors Portfolio Management Inc AP 3-6729 TLC Pattern Inc Fedex Corp First Multifund Advisory Corp Milton Fund AP 35881 Elbit Systems SunTrust Banks Inc Daniel M Borislow Lendingclub.com Anderson Financial Group Inc residential mortgage records Y W Sing AK Steel and Alcoa Unisource Energy Corp Yuen Wah Sing a/k/a Y W Sing UBS Lehman Brothers prospectus Freeport-McMoRan Copper & Gold Inc Peter J Russo Amax Global Services Form D 2005-2007 Sterling Financial Corp Ymax Corporation California Hedge Fund Companies Tyson Foods, Inc Ymax Communications Corporation Pacific Stock Exchange Huntington Bancshares Incorporated D&K Charitable Foundation Fremont Home Loan Trust 2005-A
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Gavin, J. Patrick Evans, David Farris, Susan Razzouk, Jay Evans, David Johnson, Ernessa Gavin, J. Patrick Evans, David Hasan, Shahid Rielly, Thomas Costello, Maureen Poirier, Cody Carney, Rachel Costello, Maureen Eklof, Amber Ahmad, Tariq Costello, Maureen Sobczak, Amber McClanahan, Kel Costello, Maureen MacKay, Emily Neer, R Costello, Maureen Kennedy, Michael Neer, R Costello, Maureen Whitlock, Denise Ivry, Bob Costello, Maureen Nathan, Josh Fokas, Jimmy Costello, Maureen Houston, Jacob Lefeber, Hope Costello, Maureen Razdolsky, Katherine Barrett, William Costello, Maureen Razdolsky, Katherine Masters, Joshua Costello, Maureen Razdolsky, Katherine Masters, Joshua Costello, Maureen Crotty, Matt
UnitedHealth Group Incorporated TigerJet Networks Inc Aetnas FY 2009 11-K Form Maxwell Technologies Inc 11 CV 00258 8x8 Inc Blank Check Rule - 33-7006 34-32575 S7-20-93 Huntsman Corporation Group Long Distance Inc Immunogen Inc. Energy Solutions Inc Zion Solutions Inc and Exelon Agreement New York Airlines Inc
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Masters, Joshua Gavin, J. Patrick Hooper, Charles (Mike) Condon, Christopher Gavin, J. Patrick Palley, Stephen Brozzetti, Michael Gavin, J. Patrick Schell, Brian Rome, Mark Gavin, J. Patrick Manimala, Seleene Gavin, J. Patrick Gavin, J. Patrick Parr, Lamarr Gavin, J. Gavin, J. Patrick Shimp, Zach Gavin, J. Gavin, J. Patrick Petitti, Morgan Gavin, J. Gavin, J. Patrick Flattery, Mary Gavin, J. Patrick Wall, Lindsay Roloff, Jeff Gavin, J. Reinhardt, Kelly Mills, Tracey Gavin, J. Reinhardt, Kelly Wright, Daneford Gavin, J. Reinhardt, Kelly Walker, Kimeko Gavin, J. Reinhardt, Kelly Hansen, Peter Wood, Debi Reinhardt, Kelly Goolsby, Barbara Brown, J. Robert Reinhardt, Kelly Lau, Jeff
SEC v Citigroup Inc 10-CV-1277 Bok Financial Corp et al Pacific Alternative Asset Management LLC Value Line Inc 2010 Brady Corp Electric Storage Battery Company Code of Ethic Violations and Signed Acknowledgements 2006 to Present Camden Property Trust Dollar Financial Corp ARS All tips and complaints received from January 2006 to present Chesapeake Utilities Corp AAERS No. 108 196 817 Jefferies Group Inc Convergys Corporation Dixin National Corp and Tradequest International World Fuel Services Corp Guess Inc Exxon Mobil & Caterpillar St. Jude Medical, Inc Hunt JB Transport Services Inc Comparator Systems Corp Nabors Industries Ltd Invacare Corp Sovran Securities Inc Caterpillar Inc Christopher Martin Zaback Coupons Inc Boeing Company Alpheus Alexander Porter Jr of Porter Orlin LLC
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JP Morgan Chase Bank NA Forms 3 4 and 5 for 6- 10/29/2010 17-2005 China-Biotics Inc 6/1/2011 Amici Capital LLC Sasco 2006-NC1 United Rentals Inc Porter Orlin LLC Whole Foods Market Inc TASER International Inc Amici Healthcare LP Equinox Energy Solutions Inc Forms 144 OIG Report 528 CMKM Diamonds Inc Amici Global Partners LP Suntrust Alternative Loan Trust 2006-1F Rite Aid letter from Martin Dunn Amici Associates LP General Dynamics 10-K Annual Report 10/1/2010 10/28/2010 6/1/2011 10/1/2010 10/28/2010 6/1/2011 10/1/2010 10/28/2010 6/4/2011 10/1/2010 10/28/2010 6/6/2011 10/1/2010 10/28/2010
11-00110-APPS
Rosenbloom, Joseph
Enforcement of the Foreign Corrupt Practices Act, 6/9/2011 including names of the appointees, scope of the monitors duties, hourly pay rates and total fees and expenses paid Amici Qualified Associates LP The Gap Inc 10-K Annual Report DW Heath & Associates Inc McDonnell Douglas Truck Services Inc Siebert Financial Corp Dendreon "bear raid" Plaza Realty Holdings Corporation Sentinel Management Group Inc Securities and Exchange Commission v. Andres Pimstein, et al. (Index No. 08-23024) McDonnell Douglas Insurance Holdings Corporation TerreStar Networks, Inc. REG D (Form D) Code of Ethic Violations and Signed Acknowledgements 2006 to Present McDonnell Douglas Aircraft Finance Corporation Apollo Group Inc Travel Database for all SEC employees or financed by the SEC MDFC Aircraft Leasing Company SEC staff memo to the NYSE MDFC Express Leasing Company Fischer Francis Trees & Watts Inc Paul E Singer Cuatro LLC Jonathan D Pollock Report of Hedge Fund companies registered with the SEC from January to November 2010 Peter James Bernard Westinghouse Electric CBS Inc. Indenture Filings Maximilian (Max) Dana Stone Woodward Governor Co (WGOV) 1940 filings Aloha Air Group Broadcom Forms 3, 4, and 5 1998-2007 Cedent Sara Lee Corporation ANC Rental Corp GetThere.com Alamo Rent A Car MTV, Top Brass, Devon BCC Equipment Leasing Corporation American Bar Association Task Force 4/30/1986 No Action Letter MDFC Equipment Leasing Corporation Choice Investments Inc Boeing Capital Corporation Natural Balance Pet Foods 10/1/2010 10/30/2010 6/21/2011 10/1/2010 10/29/2010 6/23/2011 10/1/2010 11/1/2010 5/19/2011 10/1/2010 11/2/2010 7/1/2011 10/1/2010 11/2/2010 6/30/2011 10/1/2010 11/1/2010 10/1/2010 11/2/2010 10/4/2010 11/2/2010 10/1/2010 11/3/2010 9/30/2010 11/3/2010 10/1/2010 11/3/2010 10/1/2010 11/8/2010 10/1/2010 11/8/2010 10/1/2010 11/5/2010 10/1/2010 11/5/2010 10/1/2010 11/8/2010 10/1/2010 11/4/2010 10/1/2010 11/4/2010
11-00110-FOIA 11-00110-PUBS 11-00111-APPS 11-00111-FOIA 11-00111-PUBS 11-00112-APPS 11-00112-FOIA 11-00112-PUBS 11-00113-APPS 11-00113-FOIA 11-00113-PUBS 11-00114-APPS 11-00114-FOIA 11-00114-PUBS 11-00115-APPS 11-00115-FOIA 11-00115-PUBS 11-00116-FOIA 11-00116-PUBS 11-00117-FOIA 11-00117-PUBS 11-00118-FOIA 11-00118-PUBS 11-00119-FOIA 11-00119-PUBS 11-00120-FOIA 11-00120-PUBS 11-00121-FOIA 11-00121-PUBS 11-00122-FOIA 11-00122-PUBS 11-00123-FOIA 11-00123-PUBS 11-00124-FOIA 11-00124-PUBS 11-00125-FOIA 11-00125-PUBS 11-00126-FOIA 11-00126-PUBS 11-00127-FOIA 11-00127-PUBS
Reinhardt, Kelly Van Reepinghen, Ian Carney, Rachel Costello, Maureen Dermigny, Nicholas Cohen, Theodore Costello, Maureen Cullinan, Charles Fischman, Michael Costello, Maureen Guleria, Arnav Brozzetti, Michael Costello, Maureen Golden, Dan Carollo, Russell Costello, Maureen Lenahan, James Costello, Maureen Kohli, Preeti Mierzejewski, Mark Ricketts, Nordia Mierzejewski, Mark Covington, Michael Wall, Lindsay Callahan, Elspeth Wall, Lindsay Johnson, Ernessa Costello, Maureen Cliff, Michael Costello, Maureen Sumerlin, Melanie Costello, Maureen Risch, Michael Costello, Maureen Marsigliano, Dana Costello, Maureen White, James Costello, Maureen Bergia, Andrea Costello, Maureen Barrios, Sylvia
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Costello, Maureen Lombardo, Marc Costello, Maureen Ruf, Hans Costello, Maureen Schowe, Denise Kane, Darren Cross, Scott Kane, Darren Reyes, Robin
Lockheed Corporation NRSRO List of Outstanding Requests
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McDonnell Douglas Overseas Finance Corporation 10/1/2010 American Home Mortgage Investment Trust 2007- 11/9/2010 1 MDFC Loan Corporation 10/1/2010 Parkland Management Co. LLC Chad Fulmor Coca-Cola No Action Letter Charles Arnold Wells fargo Bank as Trustee for OptionOne Mortgage Loan Trust 2006-3 Asset Backed Certificates Series 2006 PSA Pacer Financial Inc Rom-Amer Pharmaceuticals Ltd Joseph Thomson Fifth Third Securities, Inc Ashlee Thomson Kevin Hart Kornfield & Company, Inc. New and Structured Products Unit ENF CVs Southridge Investment Grp LLC X-17A-5 DBSI Inc Douglas Swenson testimony Curren & Co. X-17A-5 John Kovac S. Goldman Capital LLC Commissions Exhibit 2001 a 379 page report on Atlas Corp James L Finefrock & Assoc Corp X-17A-5 Calgon Carbon Corporation Growth Energy Capital Advs LLC 11/9/2010 10/1/2010 11/8/2010 10/1/2010 11/9/2010
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SEC v Regan and Co and Michael C Regan 09-CV- 10/4/2010 5799 Felix Instruments LLC X-17A-5 11/15/2010 CF letter to ADR depositories 33-6894 34-29226 S7-14-91 Epoch Securities Inc. X-17A-5 Moodys Evaluation Inc and Moodys Investors Service ADV-W DRO-WST Trading LLC X-17A-5 Market plunge flash crash of May 6 trading activity of Waddell and Reed Financial Dexia Global Structured Fin X-17A-5 Complaint filed by Jaimie Davis Blackstone Advisory Svcs LP X-17A-5 UBS AG UBS Securities LLC Tricadia Capital LLC Mariner Investment Group Ivy Funds Distributor Inc. X-17A-5 Bank of Ireland and Boston Science 10-Ks Dougherty & Co. LLC X-17A-5 Ace Securities Corp Home Equity Loan Trust Series 2007-HE1 Bay Crest Partners LLC X-17A-5 Yahoo Inc exhibits 10/4/2010 11/15/2010 10/1/2010 11/15/2010 10/4/2010 11/15/2010 8/26/2010 11/15/2010 10/5/2010 11/15/2010 9/29/2010 11/15/2010 9/27/2010 11/15/2010 10/1/2010
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Ives, Peggy Fairbanks, Earl Ives, Peggy Jones, Mark Ives, Peggy Graf, Michael Ives, Peggy Graf, Michael Ives, Peggy Graf, Michael Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Pepper, Sean Katz, Jerome Vietor, Barbara Katz, Jerome Sutton, John Katz, Jerome Sweet, Kimberly Katz, Jerome Dolan, Owen Ricchiute, Marc Spaulding, Peter Sheppard, William Liang, Linus Merns, Karen Liang, Linus Jones, Nate Zeiss, Michael Holland, Max Moore, Daniel Holland, Max
Hardt Group Investor Svcs LLC X-17A-5 Google Inc exhibits Fortress Group Inc. X-17A-5 Investools and Eben D Miller Advisory Group Equity Svcs Ltd. X-17A-5 John Birkenheier Deep ATS LLC Steven Klawans Studness Research Inc. X-17A-5 Justin M Delfino Fidelity Distributors Corp. X-17A-5 Seligman Municipal Fund Series Inc N-14 File No 333-157557 Consolidated Research LLC X-17A-5
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Martellaccio, Elisa LaMarra, Karen Lorenz, Tyler Laide, John Jindal, Niket Rainey, Eric Backens, David Armand, Cory Tracer, Zachary Hogan, Debra Schowe, Denise Costello, Maureen Schowe, Denise Doner, Scott Schowe, Denise Schaar, David Schowe, Denise Schowe, Denise Martens, Pam Schowe, Denise Martens, Pam Schowe, Denise Martens, Pam Schowe, Denise Diver, Colleen Lance, Dorothy Hogan, Debra Molenda, David Oliver, James Carr, Christine Schack, Justin Coolican, Kate Slagle, Scott Sweet, Kimberly Ransom, Jeffrey Hussain, Nishrin Balcita, Jeffrey Logan, Daniel Medley, Tammy Archanjo, Fernanda
Best Buy Westrock Advisors Inc CRD No 114338 Smith & Wesson Holding Corp Stifel Financial Corp Form 10-K
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Financial Reporting Release No 44 and Regulation 11/12/2010 S-X2 Jasper Wireless Reg D 10/7/2010 MAT Five LLC Series 2007 Green Mountain Coffee Roasters Inc Expression Analysis Inc Form Ds Stillwater Capital Partners 11/15/2010 10/6/2010 11/15/2010 10/5/2010
Advisory Opinion Letter of GC Release No 33-285 11/16/2010 Cleveland Steel Facility LLC IA Order 2013 February 2002 Octologics LLC Form D Donner Estates Inc IA Release 21 Superior Bank FSB The Pitcairn Company IA Release 52 Roosevelt & Son IA Release 54 Flash Crash of May 06 names of firms that were running algorithms involving a large number of trade cancellations Moreland Management Co IA Release 1705 Flash Crash of May 06 internal documents that theorize or state the purpose of algorithms 5600 Inc IA Release 16004 Flash Crash of May 06 names of internalizer and market maker referenced on page 66 of report Longview Management Group LLC IA Release 2008 Robert C Arzbaecher Actuant Corporation Form 144 Argyle Office Solutions Inc Stillwater Capital Partners Kansas City Southern Industries Inc Northtown Limited and Southtown Limited John Davidson Jr Form ATS Alternative Trading System and ATS-R all forms filled since 1998 Royal Bank of Canada Form S-8 InvestForClosures LLC and Sands of Gold LLC Francis Sanchez aka Frank Sanchez testimony 10/5/2010 11/16/2010 10/5/2010 11/16/2010 10/6/2010 11/16/2010 11/16/2010 10/6/2010 11/16/2010 10/6/2010 11/16/2010 10/6/2010 11/16/2010 10/8/2010 11/16/2010 10/7/2010 11/18/2010 10/9/2010 11/18/2010 10/7/2010 11/19/2010 10/7/2010
File No S7-7-99 Comment letter from Arthur 11/19/2010 Anderson HSBC Bank USA Ace Securities Corp Home Equity 10/7/2010 Loan Trust 2005-HE5 Goodwin Procter No Action Letter 1997-1999 11/21/2010 Brown Co Form 10-K from 1965-1981 10/8/2010
Bank Of America NA & LaSalle Bank NA mortgage 11/22/2010 pass thru certificates 1997-R3 pooling and servicing agreements Financial Management Specialist Announcement 10/8/2010 No. 10-363685 Mirae Asset Discovery Funds 10/23/2010
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Brown, David McHugh, Tricia Lemire, Roger Bowman, Byron DePeau, Andrew Ricchiuti, Ted DePeau, Andrew Johnson, Brooke DePeau, Andrew Mui, Edward DePeau, Andrew Stacchezzini, Maria DePeau, Andrew Kiernan, Lynn DePeau, Andrew Kiernan, Lynn DePeau, Andrew Kiernan, Lynn Langston, Catherine Kiernan, Lynn Kiernan, Cortney Brudenell, Victoria Kiernan, Cortney Kugler, Gregg Reinhardt, Kelly Kavo, Neil Reinhardt, Kelly Lipson, Sam Reinhardt, Kelly Pelo, Matthew Reinhardt, Kelly Wadhwani, Nishant Reinhardt, Kelly Rucker, Chad Reinhardt, Kelly Hancock, Sarah Reinhardt, Kelly Rucker, Chad Reinhardt, Kelly Liu, Leo Reinhardt, Kelly Wilson, John Reinhardt, Kelly Aigner, Gerald Reinhardt, Kelly
DBSI Inc testimony of Douglas Swenson Nissan Motor Co Tremont Partners Inc Computer Language Res Inc Metropolitan Real Estate Equity Management LLC Form ADV David Michael Sherman Education Management Corp ARS Form ADV Jarrett Blake Posner Supervalu Inc Argonaut Capital Management Melges Boat Work Inc David Ezra Gerstenhaber Pickands Mather & Co HighVista Strategies Clevelands Cliffs Inc Daniel Jed Jick Hoogovens Delfstoffen David Wilson Pemberton of Centcom Realty Corporation Stelco Coal Co Paskewitz Asset Management LLC Adastra Minerals Inc Bradford Paskewitz of Paskewitz Asset Management LLC Winston Resources Stillwater Trade Capital LLC Kinder Morgan Inc Stillwater Real Estate Partners LP Education Management Corporation Stillwater Capital Partners Inc Burlingame Capital LLC Stillwater Capital Partners LLC C Quest Capital LLC Jonathan Jay Kanterman of Stillwater Capital Partners Inc Wal Mart Peter Gustavo Streinger of Sonterra Capital LLC Boeing fka McDonnell Douglas Finance Corp Sonterra Capital Master Fund Ltd Apple Inc IPO from 1980 Sonterra Capital Offshore Fund Ltd AddValue Communications Inc and New Dotek International Tech Industry Corp Sonterra Capital Partners LP Commonwealth of Australia Sonterra Capital GP LLC Fidelity Colchester Street Trust Form N-1(a) Sonterra Capital LLC
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Thompson, Tread Reinhardt, Kelly Yuvienco, Melanie Reinhardt, Kelly Wentzel, Alison Reinhardt, Kelly Chelnitsky, Dmitriy Reinhardt, Kelly Buck, Brian Reinhardt, Kelly Voehringer, George Wall, Lindsay Delgatti, Andrew Wall, Lindsay Lai, Riyadh Wall, Lindsay Hou, Qing Wall, Lindsay Orbock, Joseph Mierzejewski, Mark Orbock, Joseph Mierzejewski, Mark Orbock, Joseph Mierzejewski, Mark Orbock, Joseph Malinowski, Thomas Orbock, Joseph Malinowski, Thomas Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally
Malone & Hyde Inc Tye Anthony Schlegelmilch of Sonterra Capital LLC NF Investments LLC Bridgewater Associates Intermediate Holdings LP Equity Properties Ltd 1970 Bridgewater Associates Holdings Inc Hewlett Packard Form 144's Bridgewater Associates LP formerly Bridgewater Associates Inc and Bridgewater Management Inc China Broadbank Inc list of pre 1996 filings
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Raymond Thomas Dalio of Bridgewater Associates 10/5/2010 Mojud Co Inc 10 K Blackwater Capital Management LLC Tabula Digita Inc Form D Andrew Silwanowicz Silicon Motion Technology Corp James Jefferson Austin a/k/a Jeff Johnson & Johnson 10-K's Ajay G Jani a 1983 IPO prospectus for Amgen Inc Elliott Associates LP a 1986 IPO prospectus for Genetics Institute Brian P Miller a 1982 IPO prospectus for Centocor Brett R Jefferson Chiron Corp IPO 1983 Cerberus Partners LP a 1983 IPO prospectus for Biogen Stephen Andrew Feinberg a 1986 IPO prospectus for Genzyme 12/3/2010 10/12/2010 12/3/2010 10/12/2010 12/7/2010 10/12/2010 12/7/2010 10/12/2010 11/6/2010 10/6/2010 12/6/2010 10/6/2010 12/6/2010 10/5/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010
John Paul Cunningham of Two Sigma Investments 10/12/2010 LLC a 1981 IPO prospectus for Hybritech 12/6/2010 BlackRock Inc a 1986 IPO prospectus for ImClone Stuart Spodek of BlackRock Inc a 1986 IPO prospectus for Cytogen 10/7/2010 12/6/2010 10/7/2010 12/6/2010
Leif Christian Kvaal of Trafelet & Company UK LLP 10/5/2010 a 1986 IPO prospectus for Xoma HBK Fund LP HBK Investments HBK Capital Management a 1983 IPO prospectus for Applied Biosystems William E Edward Rose aka William Edward Rose of HBK Fund LP a 1983 IPO prospectus for Immunex John C Hiles a 1982 IPO prospectus for Collaborative Therapeutics NKA Genome Therapeutics Marc David Abel 12/6/2010 10/5/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010
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Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Mack, Kevin Marcus, Sally Malabver, Christopher Marcus, Sally Kanowsky, Brian
a 1981 IPO prospectus for Hybritech Philip Cibulsky Calgene IPO 1986 Syed Shameel Ahmed Danish Bio-Technology General IPO 1983 Jonathan Siscovick a 1983 IPO prospectus for Immunomedics Paul Southgate a 1981 IPO Prospectus for Cetus Toby Kram a 1986 prospectus for OSI AKA Oncogene Sciences Mark Gelberg a 1986 IPO prospectus for Repligen Seth Arthur Kirkham a 1982 IPO prospectus for Genex Greg Mancini a 1981 IPO Prospectus for Genetics Systems Soloman S Goldwyn a 1980 IPO Prospectus for Genentech Jacob Heller Eisenstat a 1981 IPO Prospectus for Ribi Immunochem Abraham Marc Eisenstat Pacific Stock Exchange files on 11 rulemakings Dabroes UK Limited Commercial Metals Co 2010 ARS Dabroes Investment UK LLP Bell Atlantic Corp no-action letter re: short-term incentive plan dtd 1992 and the comment letters from Father Leo Conti Dabroes Investment Intermediate Fund LP Forum Funds Inc N-8A N-1A Dabroes Investment Fund LP 7 Eleven 10-K Dabroes Offshore Investment Fund Ltd Raymark Industries or Raymark Corp 10-K Dabroes Investment Master Fund LP Steadfast Capital Management LP 2001 no action letter Dabroes GP LLC Strong/Corneliuson Capital Management Inc IA1425 Dabroes Associates LLC Bayard Sales Corporation Dabroes Management LP Western Marine Electronics Roderick Hostetler Dur O Wal 10-K Andrew P Baumbusch
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Marcus, Sally Faherty, David Marcus, Sally Palacios, Blasa Marcus, Sally Cerrati, Corinne Marcus, Sally McCarthy, Brian Marcus, Sally Corey, Kate Marcus, Sally Casault, Aline Marcus, Sally Altman, David Marcus, Sally Bianco, Anthony Marcus, Sally
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Reddy, Vikash Marcus, Sally Collins, Daniel Marcus, Sally Shah, Ajay Marcus, Sally Hsu, Keneth Marcus, Sally Bhangoo, Guri Marcus, Sally Wong, Gary Marcus, Sally Cobb, Garry Marcus, Sally Johnson, Ernessa Marcus, Sally Vanore, Deborah Marcus, Sally Acosta, Carlos Marcus, Sally Weber, Kevin Marcus, Sally Esse, Anne Marcus, Sally Lacy, Kimberly Marcus, Sally Velasquez, Alvaro Marcus, Sally Story, Davis Marcus, Sally Conley, Laura Marcus, Sally Galperin, Alisa Marcus, Sally Hess, John Marcus, Sally Ford, Alison Marcus, Sally Mosher, Cathy Gavin, J. Patrick Gavin, J. Patrick Hooks, Irene Gavin, J. Patrick Peer, Adam Gavin, J. Patrick Peer, Adam Gavin, J. Patrick
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Versa Products Inc 10 K 1983-2005 Nan Liu Versa Products Inc 10-Q Wenge Chen Wellington Management Company LLC ADV 2006 2008 2009 Hao Li Motorola 10-K 1985 Shuyuan Liu G and L Products Inc Dianfu Lu G and L Products Inc 10-K 1989-2003 Lige Zheng Gundle Environmental Systems Inc IPO Prospectus Zili Zhao Health Management Systems Inc Leases Arnold F. Staloff SunTrust Robinson Humphrey MedImpact Form 144 Benjamin Wey Financial Services Agency of Japan No Action Letter Sand Spring Management LLC Investment Management memorandum to Chairman Levitt December 9 1994 Sand Spring Capital II Ltd Capitol Trust Inc CT Order Colonial BancGroup Inc Bruce Wiseman Form ADV Franklin Advisers Inc Palmetto Bancshares Inc Form 8-A XOMA Ltd Amendment 1 to Form 8-K Exhibit 2 TJT Capital Group LLC ADV Part I and II Janus Capital Management LLC International Paper 1960 Proxy Statement Viacom Form 10-K Robinson Curphey OConnell No Action Letter 02/2/1977 Anthony C Snell and Charles E Lecroy Rogers Lamb No Action Letter 08/30/1977 Kevin B Waide Southern Industries Corp 10-K 12/31/1972 Inviva Inc Surge Components Inc IPO Acambis plc Amendment 1 to Form 20-F Exhibit 4.15 Charles W. Eye (Rel 34-29572) and John M. Reynolds (Rel 34-30036) Marc Korsch Unitrin Inc ARS Hopewell Ventures LP Reg D Form D United Reserve Underwriters Inc Form 8-K
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Residential Mortgage History SEC staff letter from Market Reg to NASD Nov 1993 deducting from net worth the value of fixed assets SEC staff letter to NYSE No 92-4 January 1992 whole loan mortgages SEC staff letter to NYSE No 06-5 June 2006 Non Marketable Securities et al SEC Staff letter to NYSE No 03-3 April 2003 Non Marketable Securities Collateralizing Reverse Repurchase Transactions Cycle Gear Inc Elliot Management Corporation International Cellular Accessories aka Image Metrics Inc Effectiveness Notice National Association of Realtors No Act Letter Haley Reeves Barbour Newton Leroy Newt Gingrich Vical Inc Xenogen Corp Neurobiological Technologies Inc NeurogesX Inc NuVasive Inc NxStage Medical Inc Interleukin Genetics Inc Interleukin Genetics Inc
11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010
Spigner, Robert Hindocha, Kunal Feldman, Spencer Andres, Jonathan Barr, David Barr, David Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara McClanahan, Kel Inglese, Tara McClanahan, Kel Inglese, Tara Inglese, Tara McClanahan, Kel Inglese, Tara Inglese, Tara Inglese, Tara Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally McArthur, David
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Proposed Rules for Implementing the 11/17/2010 Whistleblower Provisions of SEC 21F - October 25 meeting documents Kenneth Bauso 11/16/2010 Proposed Rules for Implementing the 11/17/2010 Whistleblower Provisions of SEC 21F - October 12 meeting documents Eric W. Mandelblatt 11/16/2010 Gaurav Kapadia Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F Communications with regulated industry Scott Friedman Steve Johnson and Soroban Capital Partners Vito Tanzi Alliant Asset Company II, LLC Alliant Asset Company, LLC Alliant Asset Management Company II LLC Alliant Asset Management Company LLC Alliant GP 42 LLC Alliant Holdings of Commerce, LLC Alliant Holdings of Desert Run II LLC Alliant Holdings of Heritage Gardens LLC Alliant Holdings of Redlands, LLC Alliant Holdings of Regency, LLC Shumway Capital Management LLC 11/16/2010 11/17/2010 11/16/2010 11/16/2010 11/16/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010
Strong Cobb Arner Inc nka Bryant Pharmaceutical 11/22/2010
Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Dukes, Sara Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Thompson Siegel & Walmsley Peter G Jepsen Graham Capital Management LP Niraj Raj Arunkumar Mehta DB Special Opportunities Offshore LLC Fortress Global Macro Fund LP Drawbridge Special Opportunities Fund LP Drawbridge Special Opportunities GP LLC DB Special Opportunities LLC Fortress Global Macro Fund Ltd Drawbridge Special Opportunities Fund Ltd Fortress Macro Master GP LLC Fortress Macro GP LLC Fortress Investment Group LLC Fortress Macro Advisors LLC Heska Corp Exhibits 10.30, 10.31, 10.32, 10.33, and 10.34 on Form 10-K Drawbridge Special Opportunities Advisors LLC Randal A Nardone Daniel H Mudd Robert I Kauffman Wesley R Edens Adam Levinson Michael Novogratz Michael Cohen Rory Babich Anna Chefter Pat Dennis Rick Noble Marc Furstein Glenn Cummins Dean Dakolias Peter Briger Old Mutual (US) Holdings Old Mutual PLC OM Group Limited William M. Bellamy Thomas W. Coleman Paul A. Ferwerda Lawrence E. Gibson Alfred Gordon Goodykoontz Brett P. Hawkins Elizabeth Cabel Jennings John S. Pickler Pentwater Capital Management LP Frank H. Reichel Herbert B. Thomson Matthew G. Thompson Charles J. Wittmann
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Marcus, Sally Marcus, Sally Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Ward, Adrienne Marsh, Kevin Womack, Jess Migliorelli, Andrea Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles
Horace P. Whitworth Lori Anderson Jesaga Advisers LLC Parallax Fund LP Kenneth D Libby Vantage Point Partners LP Joel Michael Greenblatt Gotham Asset Management LLC Gotham Captial LP Brian Peter Riano Claren Road Asset Management LLC Claren Road Capital LLC Olga Chernova Jason Ryan Schwartz Sancus Capital Select Partners LP Sancus Capital Management LP Sancus Capital LLC Sancus Capital Advisors LLC Ricardo J Adrogue Jr Wellington Management Company
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Incara Pharmaceuticals, Corp Exhibit 10.91 on 11/1/2010 Form 8-K Cor Therapeutics, Inc Exhibit 10.35 on Form 10-K 11/1/2010 Cortex Pharmaceuticals, Inc. Exhibit 10.67 on Form 10-Q Obagi Medical Products Inc. Exhibits 10.50 and 10.51 on form 10-K Aspect Medical Systems, Inc. Exhibit 10.1 on Form 10-Q Xenogen Corp Exhibit 10.26 on Amendment 4 to Form S-1 Xenogen Corp Exhibits 10.22 and 10.25 on Amendment 2 to Form S-1 Savient Pharmaceuticals Inc Exhibit 10.1 on Form 10-Q NxStage Medical Inc Exhibit 10.43 on Form 10-Q Solexa, Inc. Targeted Genetics, Corp. Exhibit 10.11 on Form 10-K targeted Genetics Corp Exhibits 10.8 and 10.14 on Form S-1 IBSG International Sparkbase LLC Sanford D. Coggins dba The Coggins Co. Form ADV 2006-2008 Searchandise Commerce Inc Level Global LP Level Global Overseas Ltd Level Radar Fund Ltd. Level Radar LP Diamondback Partners LP Diamondback Offshore Fund Ltd Dundonald Fund I LP Dundonald Offshore Ltd 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 10/19/2010 11/19/2010 11/21/2010 11/22/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010
Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Byrnett, Patrick Joseph, Willan Steele, Terry Tucker, Maia COSTABILE, ELAINE Steinmetz, Michael Johnson, Cheyenne Mayer, Theresa Armand, Cory Houk, Lane Volpe, Robert Volpe, Robert Volpe, Robert Volpe, Robert Volpe, Robert DePeau, Andrew Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Loch Capital Fund I LP Loch Capital Fund II LP Loch Capital Fund (Offshore) Ltd Loch Capital Fund Ltd. List of current SEC employees who are covered officials under Lobbying Disclosures Act EEO Reports MD-715 for FY 07-10 Terry Steele and Series 7 Linden Research Inc Credit Agricole Securities College Central Network Inc SECHQ1-10-D-0023 List of all FCPA fines & cases since 2008 Foreign Corrupt Practices Act Green Mountain Coffee Roasters Inc Chevy Chase Funding LLC Mortgage Backed Certificates Series 2007-1 Mantria Corp 09-CV-02676 properties owned Troy Wragg in Tennessee Mantria Corp 09-CV-02676 properties owned Troy Wragg in Pennsylvania Mantria Corp 09-CV-02676 properties owned Troy Wragg in Florida Mantria Corp 09-CV-02676 properties owned Troy Wragg in Colorado Mantria Corp 09-CV-02676 properties owned Troy Wragg in Nevada Brian Jay Stark Alliant Holdings of Riverview Pointe LLC Alliant Holdings of Shady Creek LLC Alliant Holdings of Sommerhill LLC Alliant Investment Partners LLC Alliant Mortgage Company I LLC Alliant Mortgage Company Inc Alliant Tara Hills LLC Alliant Tax Credit 39 LLC Alliant Tax Credit 43 LLC Alliant Tax Credit Fund XI Lighthouse Point LLC RLJ McLarty Landers Automotive Holdings Bobcats Sports & Entertainment Bobcats Basketball Holdings LLC Caribbean CAGE Our Stories Films LLC The RLJ Kendeja Resort & Villas BET Holdings Inc Black Entertainment Television District Cablevision Inc D C Cablevision Inc The National Cable Television Association NCTA US Airways Group Inc Warm2Kids Inc Katalyst Venture Partners
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Mierzejewski, Mark Mierzejewski, Mark Hindocha, Kunal Langston, Catherine DePeau, Andrew Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Brown, Carleton Ostern, Colin Pennington, Jeffrey Yerke, Emily Curran, Brian Bennett, Mark Dukes # 37823037, Marcus Grillot, Benjamin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Pozatek, Andrew Gottlieb, Mark Keune, Marsha Frye, Andrew Nelson, Elena Nelson, Elena Nelson, Elena Tarselli, Todd Wardak, Aimal Santiago, Wanda DePeau, Andrew
Lawrence G Foley Bronson Point Partners LP Overlook Investments Limited Gramercy Financial Group LLC Donald Trent Bobbs Joseph Paul Wolnick Halcyon Asset Management LLC James Joseph Coppola Doyle Fund Management Long Oar Global Investors LLC James NMI Davidson Jeffrey Joseph Grills Joseph J Godley David Marcus Zusman Talara Capital Management Avanti Capital New England Wood Pellet Harborview 2006-8 residential mortgage records
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Tanzanian Royalty Exploration Corp & James E 11/29/2010 Sinclair Capital One Home Loans Inc residential mortgage 11/29/2010 records Mark Bennett of Hayden Stone Inc 11/29/2010 Financial Warfare Club and Marcus Dubois Dukes referral from DOJ Alstom SA 6-K filings Davita Inc Dionex Corp Hormel Foods Corp Host Hotels & Resorts Inc fka Host Marriott Corporation The Mens Warehouse Inc Nu Skin Enterprise Inc Olin Corp Plantronics Inc Salesforce.com Inc Wesco International Inc QVC Network Inc Sanjay Valvani Comerica Inc Blue Chip Stamps Berkshire Hathaway Chairman Warren E Buffett HO-784 Waiver requests under Reg A & D by Deutsche Bank et al Waiver requests under Reg A&D by Assurant Inc Waiver requests under Reg A&D by General Electric Co GE Ionics and GE Healthcare Bank of America and National Bank of Greece Seisma Oil Research LLC aka Seisma energy Research LLC HarborView Mortgage Loan Trust 2005-8 Sophrosyne Capital LLC 11/30/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/22/2010 11/29/2010 11/30/2010 11/18/2010 11/18/2010 11/18/2010 11/23/2010 11/19/2010 11/22/2010 11/30/2010
DePeau, Andrew Wall, Lindsay Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Kiernan, Cortney Hindocha, Kunal Hindocha, Kunal Hindocha, Kunal Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly DePeau, Andrew Malinowski, Thomas DePeau, Andrew Akbay, Anne Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Benjamin James Taylor John Henry Reilly III Mark Gottlieb Justin Lee Amol Sahasrabudhe Anthony Sterling Ashar Khan Lee Brown Bryan Wisk Jason Huemer Jacob Gottlieb Jason Thorell Lesley Kelley fka Lesley Wang Stefan Lumiere James Jamie Michaelson Jerry Wu Ameesh Shah Steven Ku Ted Silver SoftTech VC Inc SummerHaven Investment Management Chilton Investment Company Investec Asset Management Alok Reejhsinghani Mandeep Singh Manku Keri Alyssa Anisgarten Jeremy Benkiewicz Daniel Seth Loeb Michael Anthony Roth Genesis Asset Managers LLP ACE Limited Alkermes Inc Brooks Automation Inc Bruker Corp fka Bruker Biosciences Corporation Coherent Inc Coinstar Inc Constellation Energy Group Hittite Microwave Corporation Immucor Inc Vail Resorts Inc Binish Bulsara Brian Howard Davidson PFM Diversified Fund LP PFM Diversified Offshore Fund Ltd Partner Asset Management LLC Partner Advisory Services LP PFM Meritage Offshore Fund Ltd Partner Fund Management LP Partner Investment Management LP
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Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Schmidling, Eric Peacock, Robert Peacock, Robert Medley, Tammy McIntyre, Kelly Claudio, Joseph Patterson, Deborah Patterson, Deborah Steponkus, Elizabeth Johnson, Ernessa Wall, Lindsay Mierzejewski, Mark Marcus, Sally
PFM Technology Fund LP PFM Select Offshore Fund Ltd PFM Diversified Offshore Fund A I Ltd Christopher M James PFM Technology Offshore Fund Ltd Christopher G Aristides PFM Healthcare Offshore Fund Ltd Linda E Fitzgerald Eric T Moore Kimberly A Summe A Graham Low Arun Sarna Brian D Grossman Jason N Greenfield Yuan Shi DuBord Delphi Financial Group Inc DE Gilead Sciences Inc Huntington Bancshares Incorporated ICONIX Brand Group Inc Investors Bancorp Inc Lennox International Inc NetApp Inc Old Republic International Corporation Pacwest Bancorp Pfizer Inc Colin J Hribal Sensors for Medicine and Science Genetic Therapy Bethesda Research Labs Amicus Therapeutics Cardioxyl Pharmaceuticals Clovis Oncology Peptimmune Inc Merrill Lynch First Franklin Mortgage Loan Trust Series 2007-H1 mortgage loan schedule NYSE Fraud Settlement SEC records NYSE Fraud Settlement Fund documents in possession of Heffler Radetich & Saitta LLP Vacancy Announcement 10-363685 and 100313590 SciClone Pharmaceuticals Inc Hector A Cruz testimony Best Products Co 2-11-80 no act letter Bankers Trust Company SECHQ108R8077 Lockheed Martin RFP attachments exhibits & amendments Invent Inc Joseph Joe Roy Tylicki Richard Haas aka Mendy Haas Apollo Capital Management
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Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Anderson, Toni LaRoche, Greg Blaney, Liam Blaney, Liam Kurtin, Deborah Bernstein, Jake Colwell, Chris Yuvienco, Melanie Stauffer, Eric
Saba Capital Tail Hedge Partners LP Saba Capital Partners LP Saba Capital Management LP Saba Capital LLC James Peter Gallagher aka Jim Gallagher Hess Corporation General Dynamics Corporation Express Scripts Inc EMC Corporation Dupont E I de Nemours & Co Duke Energy Corp fka Duke Energy Holding Corp Dow Chemical Company Dominion Resources Inc Apache Corp Alcon Inc Boaz Ronald Weinstein CoGenesys Zosano Pharma Inc Targacept Inc Alliant Inc Alliant Tax Credit XXVIII Inc Alliant Tax Credit XXVII Inc Alliant Tax Credit XXVI Inc Alliant Tax Credit XXV Inc Alliant Tax Credit XXIX LLC Alliant Tax Credit XXIV Inc Alliant Tax Credit XXIII Inc Alliant Tax Credit XIV LLC Alliant Tax Credit Fund XXVII LLC Viacom Inc Council of Insurance Agents and Brokers US Taiwan Business Council Defense Finance & Accounting The Nasdaq Stock Market The Cohen Group William S Cohen aka Will Cohen aka Bill Cohen Roka Bioscience JP Morgan Acceptance Corp I Residential mortgage records FINRA Form BD Compliation data New Century Home Equity Loan Trust residential mortgage records Freddie Mac Washington Mutual and Norman Garand residential mortgage records RE Loans LLC SF-03429 OIG Report 522 Bank of America Settlement TARP recipient - Exhibit 21 Listingbook Native Foods Holdings LLC Community Reinvestment Fund 2005 LLC
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Anderson, Duane Leavengood, Tyler Harrison, Matthew Broyles, Patrick Burak, Michael Burak, Michael Johnson, Ernessa Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Russell, Amanda Bellerand, Shelly Barkley, Rashaun Yerke, Emily Deener, Chasen DePeau, Andrew Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Wall, Lindsay el Houri, Walid Mortland, Russell
Finance America Mortgage Loan Trust 2004-3 AP No. 3-12386 Testimony of Jonathan R Macey Axletech International Holdings Inc Cantor Fitzgerald & Co Dealer Dot Com Inc Earthcars Dot Com Inc Kinectic Concepts Inc York Breckenridge LLC Aecom Technology Corp Ansys Inc FactSet Research Systems Inc LSI Corp Marathon Oil Corporation MedcoHealth Solutions Inc News Corp SBA Communications Corporation Southern Co Triad Hospitals Inc Michael Troy Holmes aka Troy Holmes Nicholas Graham Niell Arrowgrass Capital Partners Arrowgrass Capital Services JM&S Projects LLC Morgan Stanley Attestation Government Bank of Ireland
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Tanzanian Royalty Exploration Corp and/or James 12/6/2010 E Sinclair DC Comics 12/3/2010 Carl A Casler Annabelle Caroline Weiss Lone Pine Capital LLC Stephen Frank Mandel Jr Douglas Merritt MacMahon 12/3/2010 12/6/2010 12/7/2010 12/7/2010 12/7/2010
Capital Processing International Inc Private 12/4/2010 Placement Memo Conseco Manufactured Housing Contract Senior 12/5/2010 Subordinate Pass Through Certificate Series 2001 Mortgage loan schedule Interactive Brokers and Matt McCurley Ohio Edison Company 10 K Jeffrey Alan Altman of Owl Creek Asset Management LP Owl Creek Asset Management LP DYNEGY INC Republic of Hungary Telephone and Data Systems Inc Goldman Sachs Lit Rel 21489 EnCap Investments a database of all Form D's Altarex Corp Amendment 1 to Form 20-F Exhibit 1.24 12/3/2010 12/3/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/3/2010 11/15/2010
11-01728-FOIA 11-01729-FOIA 11-01730-FOIA 11-01731-FOIA 11-01732-FOIA 11-01733-FOIA 11-01734-FOIA 11-01735-FOIA 11-01736-FOIA 11-01737-FOIA 11-01738-FOIA
McCurley, Matt Moore, Daniel Lichtcsien, Susan Lichtcsien, Susan Johnson, Ernessa Johnson, Ernessa Johnson, Ernessa Schoeneberger, Dominik Hindocha, Kunal Dingee, John Dukes, Sara
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Johnson, Jason Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Zymogenetics Inc Form 10-Q Exhibit 10.2
11/8/2010
Salix Pharmaceuticals Ltd Amendment 1 to Form 11/15/2010 8-K Exhibit 10.53 Allos Therapeutics Inc Amendment 2 to Form S-1 11/29/2010 Exhibits 10.18 and 10.20 Vical Inc Form 10-K Exhibits 10.21 and 10.22 11/8/2010 Cephalon Inc Form 10-K Exhibits 10.17(b) 11/29/2010 10.17(C) and 10.17(d) Barrier Therapeutics inc Amendment 1 to Form S- 11/22/2010 1 Exhibits 10.2 and 10.3 Rosetta Inpharmatics Inc Form 10-K Exhibit 11/15/2010 10.44 Ciphergen Biosystems Inc Form 10-K Exhibit 11/29/2010 10.54 Ribapharm Inc Amendment 2 to Form S-1 11/29/2010 Exhibits 10.9 10.10 10.11 Avigen Inc Form 10-Q Exhibit 10.40 11/8/2010 Esperion Therapeutics Inc Form S-1 Exhibit 10.2 Micrus Endovascular Corp Form 10-Q Exhibits 10.3 10.5 10.6 and 10.9 Interleukin Genetics Inc Schedule 13D/A Exhibit 99.16 Interleukin Genetics Inc Form 10-Q Exhibits 10.2 and 10.3 Rigel Pharmaceuticals Inc Form S-1 Exhibit 10.9 Rigel Pharmaceuticals Inc Form 10-Q Exhibit 10.14 Rigel Pharmaceuticals Inc Form 10-Q Exhibits 10.18 and 10.19 Procyte Corp Form 10-Q Exhibit 10.18 Procyte Corp Form 10-K Exhibit 10.6 Cubist Pharmaceuticals, Inc., Form 10-K Exhibits 10.49 10.50 10.51 10.52 10.53 10.54 10.58 Heska Corporation Form 10-K Exhibit 10.41 Dov Pharmaceuticals Form 10-Q Exhibit 10.1 Corixa Corp Form 8-K Exhibit 10.1 all current Form ADV-E's and a list of RIA's who have filed to date North American Scientific Inc Form 10-K Exhibits 10.7 10.8 10.9 QLT Inc Form 10-K Exhibits 10.54 10.55 10.56 10.57 10.58 QLT Inc Form 10-Q Exhibit 10.74 Vivus Inc Form 10-K Exhibits 10.38 10.38A Vivus Inc Form 10-Q Exhibit 10.40 Epix Medical Form 8-K Exhibits 10.1 and 10.2 Targeted Genetics Corp Form 10-K Exhibit 10.41 Advanced Magnetics Inc Form 10-K Exhibits 10.19 and 10.20 Cepheid Form 10-Q Exhibit 10.1 Cepheid Form 10-K Exhibit 10.25 and 10.26 Columbia Laboratories Inc Form 10-K Exhibit 10.40 Critical Therapeutics Inc Form 10-Q Exhibit 10.2 CombinatoRx Inc Amendment 8 to S-1 Exhibit 10.46 11/22/2010 11/29/2010 11/15/2010 11/15/2010 11/8/2010 11/8/2010 11/8/2010 11/22/2010 11/29/2010 11/22/2010 11/29/2010 11/15/2010 11/15/2010 11/6/2010 11/8/2010 11/8/2010 11/15/2010 11/22/2010 11/29/2010 11/29/2010 11/15/2010 11/8/2010 11/29/2010 11/29/2010 11/15/2010 11/8/2010 11/8/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Jerdine, Anthony Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Reisinger, Gregory Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
The Medicines Company Form 10-K Exhibit 10.18 11/22/2010 The Medicines Company Form S-1 Exhibit 10.5 Chiron Corp Form 10-Q Exhibit 10.402 Chiron Corp Form 10-Q Exhibits 10.321 10.322 10.324 Chiron Corp Form 10-Q Exhibits 10.209 10.315 10.316 Chiron Corp Form 10-Q Exhibits 10.307 10.308 10.309 Cygnus Inc Form 10-Q Exhibit 10.303 Northwest Biotherapeutics Inc Form S-1 Exhibit 10.1 Depomed Inc Form 10-K Exhibit 10.13 Depomed Inc Form 8-K Exhibit 10.1 Depomed Inc Form 8-K Exhibits 10.1 1.5 1.7 1.8 ViroPharma Inc Form 8-K Exhibits 2.1 2.2 and 10.1 ViroPharma Inc Form 8-K Exhibit 2.1 11/22/2010 11/15/2010 11/8/2010 11/8/2010 11/22/2010 11/22/2010 11/22/2010 11/29/2010 11/29/2010 11/22/2010 11/15/2010 11/15/2010
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12/20/2010 12/20/2010 12/20/2010 12/20/2010
Integrated Brands Inc Form 10-K/A Exhibit 10.32 12/20/2010 Medicines Co MA Form S-1/A Exhibit 10.5 12/20/2010
Memory Pharmaceuticals Corp Form S-1/A Exhibit 12/20/2010 10.8 Metabasis Therapeutics Inc Form S-1 Exhibit 12/20/2010 10.23 Michael Foods Inc Form 10-K Exhibit 10.86 12/20/2010 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 12/20/2010 10 Micrus Endovascular Corp Form 10-Q Exhibit 10.5 12/20/2010 Momenta Pharmaceuticals Inc Form S-1 Exhibit 10.5 and 10.6 Nutrition 21 Inc Form 10-K Exhibit 10.65 Omniture Inc Form S-1 Exhibit 10.9 Jude Driscoll Logan Circle Partners LP Christopher Gerard Russell Biotransplant Inc and MedImmune Inc Procera Networks CT Order Tevye Co Signalife Inc Centre Partners Management LLC audits and examinations MB Investment Partners Inc audits and examinations Aragon Capital Advisors LLC 07-cv-919 SDNY and Zvi Rosenthal et al Onyx Pharmaceuticals Inc Form 10-K Exhibit 10.20 and 10.21 Parlux Fragrances Inc Form 10-Q Exhibit 710.71 Protein Design Labs Form 10-Q Exhibit 10.1 Plainfield Asset Management Scolr Pharma Inc Form 10-K Exhibit 10.37 Simtek Corp Form 8-K Exhibit 10.1 Spectrum Pharmaceuticals Inc Form 8-K Exhibit 10.1 Staktek Holdings Inc Form 10-Q Exhibit 10.2 Stratagene Holding Corp Form S-4 Exhibit 10.11 Targacept Inc Form S-1/A Exhibit 10.21 12/20/2010 12/20/2010 12/20/2010 12/23/2010 12/23/2010 12/23/2010 12/22/2010 12/23/2010 12/22/2010 12/22/2010 12/23/2010 12/23/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010 11/17/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010
Tolerrx Inc Form S-1 Exhibit 10.6 10.9 and 10.11 12/20/2010 Valera Pharmaceuticals Inc Form S-1/A Exhibit 10.19 Vernalis PLC Form 20-F Exhibit 4.5(D) Vertex Pharmaceuticals Inc MA Form 8-K/A Exhibit 99.2 Xenova Group PLC Form 20-F Exhibit 4 and 4.29 Somaxon Pharmaceuticals Inc Form S-1 Exhibit 10.19 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Bailot, Jeff Wolf, Christine Coutinho, Marcia Malinowski, Thomas Fricker, Mary Holst, Jarrad Plavi, C. Johnson, Ernessa Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Amado, Selin Amado, Selin Amado, Selin Amado, Selin Amado, Selin Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Peerless Systems Corp Form 10-K Exhibit 10.87 Midway Games Inc Form 10-K Exhibit 10.71 Inter Parfums Inc Form 8-K/A Exhibits 10.77 Chiron Corp Form 10-Q Exhibit 10.323 General Electric Company DT Industries Inc
12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/23/2010
Salix Pharmaceuticals Ltd Form 8-K Exhibit 10.53 12/20/2010 Stephen Edward Memishian ZAP form 10-K 12/27/2010 12/27/2010
Cosmetic Car Company Holding Inc and Cosmetic 12/21/2010 Car Co LLC Bank of America July 07 - December 08 12/28/2010 Rockwell Automation Inc File No 1-12383 Daniel Bruce Strickberger Scott D Pavlak Peter E Mahoney Mitch Solich SFC Energy Partners Geoff Solich Roger Flahive John Cleveland Elm Ridge Capital Management LLC Elm Ridge Management LLC Elm Ridge Partners LLC Elm Ridge Offshore Master Fund Ltd Elm Ridge Value Partners Offshore Fund Inc Elm Ridge Value Partners Offshore Institutional Fund Ltd Elm Ridge Value Partners LP Elm Ridge Capital Partners LP Philip Gutfleish Ronald E Gutfleish Lee Anderson Stephen L. Cohen Jed A Bowen Eric Wood Bob Nemeth Garrison Investment Management LLC Garrison Investment Group LP Garrison Opportunity GP II C LLC Garrison Opportunity Master Fund II C LP Garrison Opportunity Fund II C LP Garrison Opportunity Fund II A LLC Garrison Opportunity Fund II B FCP FIS Garrison Opportunity Fund II D Steven S Stuart Joseph B Tansey Mitchell Drucker 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010
11-02294-FOIA 11-02295-FOIA 11-02296-FOIA 11-02297-FOIA 11-02298-FOIA 11-02299-FOIA 11-02300-FOIA 11-02301-FOIA 11-02302-FOIA 11-02303-FOIA 11-02304-FOIA 11-02305-FOIA 11-02306-FOIA 11-02307-FOIA 11-02308-FOIA 11-02309-FOIA 11-02310-FOIA 11-02311-FOIA 11-02312-FOIA 11-02313-FOIA 11-02314-FOIA 11-02315-FOIA 11-02316-FOIA 11-02317-FOIA 11-02318-FOIA 11-02319-FOIA 11-02320-FOIA 11-02321-FOIA 11-02322-FOIA
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Ghiselli, James Ghiselli, James Ghiselli, James Clarke, David Blaustein, Matthew Coleman, Patricia Bolger, Darci
Terence Moore Susan George Stephen W Malone Brian Shaughnessy Gregg Choita Brian Chase Lawrence Bizjak David Moson Julian Weldon Daniel Eichner Matthew Todd Iorio White Elm Capital LLC Acacia Research Corp Aceto Corporation Acorda Therapeutics Inc Alberto Culver Co AMCOL International Corp American Campus Communities Inc Americredit Corp Arch Capital Group Ltd Arch Coal Inc Arctic Cat Inc Neal Greenberg and/or Greenberg & Associates Inc Tactical Allocation Services LLC Agile Group LLC Congressional correspondence from all members of Congress Copeland Refrigeration Corporation and/or Copeland Corporation LLC Deutsche Bank Mortgage Loan Trust 2005-AR1 and 2005-AR2 Lennar Corporation and/or the following entities Universal American Mortgage Company, North American Title Company, Lennar Communications Ventures, Cambridge, Lennar and Village Builders Pulte Group Inc and/or Centex, Pulte Homes, Del Webb and Pulte Mortgage LLC KB Home and/or Countrywide KB Homes Loan LLC and KBA Mortgage or Bank of America
12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 11/11/2009 11/11/2009 11/11/2009 12/29/2010 12/29/2010 12/29/2010 12/29/2010
Bolger, Darci Bolger, Darci Bolger, Darci Wall, Lindsay Wall, Lindsay Kiernan, Cortney Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
12/29/2010 12/29/2010
PulteGroup Inc and/or Lennar Corporation and/or 12/29/2010 KB Home Peter Nicholas Yianilos 1/3/2011 Merfin LLC and/or Structured Portfolio Management LLC Jason Noah Greenfield of Partner Fund Management LP Acacia Research Corp Aceto Corporation Acorda Therapeutics Inc Alberto-Culver Co AMCOL International Corp American Campus Communities Inc Americredit Corp 1/3/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Liescheidt, David Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Orbock, Joseph Maamouri, Terry Williams, Paul
Arch Capital Group Ltd Arch Coal Inc Arctic Cat Inc Omega Commercial Financial Corp Steven Louis Kuhn Pine River Liquid Mortgage Fund LP Pine River Domestic Management LP Pine River Capital Management LP Pine River Capital Management LLC Pine River Capital Management (UK) Matthew Tewksbury Bio Technology General Norfolk Southern 2009 Annual Report
1/4/2011 1/4/2011 1/4/2011 1/3/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 12/6/2010 1/4/2011
complete database of all licensing and registration 1/3/2011 information made available through the Investment Adviser Registration Depository Advent Software Sami Joseph Karam Park Place Securities Inc Air Products and Chemicals Inc Louis Corrigan Jack Amidon Nancy (Shevory) O'Connor Brian J. Pastor Nicholas Pierre Vassalli Alice Frances Evarts Franklin James Collins Abrams Capital, LLC Farallon Capital Management LLC Michael Adam Karsch William Leong Mok OIG-533 Meredith Whitney Advisory Group LLC Steego Corporation SalvosFund TALF1 LP Chesapeake Energy Corporation LinkedIn Corp Facebook Inc Twitter Inc EB Exchange Funds LLC Felix Investments LLC GreenCrest Capital LLC SharesPost Inc. Zynga Game Network Inc SecondMarket Inc/SecondMarket Holdings Inc Collateralized Debt Obligations or Derivative Swaps Broadcom Corp and Kaye Scholer Letters sent to Tom McGinty of the Wall Street Journal 1/3/2011 12/21/2010 1/3/2011 1/3/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/5/2011 1/5/2011 1/5/2011 1/5/2011 1/5/2010 1/5/2011 1/5/2011 1/4/2011 1/3/2011 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 1/4/2011 1/5/2011 12/30/2010
Keune, Marsha Gottlieb, Mark Elsnic, Greg Keune, Marsha Marcus, Sally Marcus, Sally Lichtcsien, Susan Mierzejewski, Mark Wall, Lindsay Kiernan, Cortney DePeau, Andrew Mierzejewski, Mark Kiernan, Cortney Lichtcsien, Susan Wall, Lindsay Scannell, Kara Braun, Martin Yoo, Jason Beich, Fritz Van Grevenhof, Jeffrey Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Carruth, Nathan Barnes, Robert deHaan, Ed
Drake, Michael Keune, Marsha Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Park, Paula Ravnitzky, Michael Langston, Catherine Drake, Michael Peer, Adam Peer, Adam Peer, Adam Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Malinowski, Thomas Kiernan, Cortney Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Manning, John Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Edgar Log Files JP Morgan Chase & Co. Gilead Sciences Inc Form 10-K Exhibit 10.56 Gilead Sciences Inc Form 10-Q Exhibit 10.1 Gilead Sciences Inc Form 10-K Exhibit 10.68 career and Education history of SEC officials. pending FOIA requsts/appeals Vail Resorts Inc EDGAR Log Files Gevity HR TeamStaff Administaff Greenlight Capital, Inc Christopher Mosellen Glenn Alan Kleczka Timothy John Kroll Michele L. Young (Winters) Raymond George Zage III Brigade Capital Management Gregory S. Swart Mark Christopher Wehrly Impala Asset Management Asian Century Quest Capital Daniel Joseph Hirsch of Farallon Capital Management Xavier Mimaud Matthew Harold Plotkin Ian W. Estus Gregory Scanlon KBW Asset Management Inc Vermillion Inc Form 8-K Exhibits 99.2 and 99.3
1/5/2011 1/3/2011 12/20/2010 12/20/2010 12/20/2010 1/6/2011 12/24/2010 12/22/2010 1/5/2011 12/21/2010 12/21/2010 12/21/2010 1/5/2011 1/5/2011 1/6/2011 1/6/2011 1/6/2011 1/7/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 12/13/2010
EntreMed Inc Form 10-Q Exhibit 10.39 and 10.40 12/13/2010 Access Pharmaceuticals Inc Form 10-Q Exhibit 10.27 Inamed Corp Form 10-Q Exhibit 10.50 IDM Pharma Inc Form 10-K Exhibit 10.49-10.61 Illumina Inc Form 10-K Exhibit 10.28 Illumina Inc Form 10-Q Exhibit 10.27 Immunicon Corp Form S-1 Exhibits 10.27-10.37 Immunicon Corp Form S-1 Exhibit 10.47 and 10.48 Illumina Inc Form S-3 Exhibit 10.23 and 10.24 Immucell Corp Form 10-K Exhibit 10.16 Immunicon Corp Form 10-K Exhibit 10.29 Immunicon Corp Form 10-K Exhibit 10.34 Immunicon Corp Form S-1 Exhibit 10.55 ImmunoGen Inc Form 10-Q Exhibit 10.1 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Voss, Pamela Voss, Pamela Voss, Pamela Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Malinowski, Thomas Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Mierzejewski, Mark DePeau, Andrew Kiernan, Cortney Reinhardt, Kelly Lichtcsien, Susan
ImmunoGen Inc Form 10-K Exhibit 10.57
12/13/2010
Corvacs International Inc Form 10-K Exhibit 12/13/2010 10.55 Cytogen Corp Form 10-K Exhibit 10.34 and 10.35 12/13/2010 Regeneron Pharmaceuticals Inc Form S-1 Exhibit 10.8 Corautus Genetics Inc Form 10-Q Exhibit 10.5 Empire Financial Holding Co Empire Financial Group Inc Jesup & Lamont Inc Bank of the Ozarks Inc Dawson Geophysical Co DeVry Inc Dril-Quip Inc Dycom Industries Inc El Paso Electric Co First Cash Financial Services Inc Flagstar Bancorp Inc OYO Geospace Corp Plains All American Pipeline Monroe Trout CanPartners Incorporated Kenneth James Turano Ionic Capital Management LLC Ionic Capital LLC Ionic Capital Opportunity Fund LLC Ionic Capital Advisors LLC Ionic Capital Partners LP Ionic Convertible Partners LP Ionic Select Opportunities Partners LP Fair Isaac Corporation FBL Financial Group Inc Federated Investors Inc Fresh Del Monte Produce Inc FTI Consulting Inc Jackson Hewitt Tax Service Inc MeadWestvaco Corporation Mueller Water Products Inc formerly Mueller Holdings Inc Myers Industries Inc Nordstrom Inc John Burke Kleinheinz Kleinheinz Capital Partners Inc Global Undervalued Securities Pennant Capital Management LLC Sierd Tilma Lawrence Matthew Clark Jr. Kensico Capital Management Corp Robert James Lambert Mark Stupfel 12/13/2010 12/13/2010 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/7/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011
Malinowski, Thomas Reinhardt, Kelly Mierzejewski, Mark Johnson, Ernessa Robinson, Mitchell Buttery, Lela Krouse, Sarah Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly DePeau, Andrew Langston, Catherine Mierzejewski, Mark Malinowski, Thomas Camil, Eric Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
CanPartners Incorporated Kenneth James Turano Matthew P OReilly Morgan Keegan & Co Flash Crash of May 6 Report JP Morgan Chase Bank SEC Lease Constitution Center 400 7th Street SE Washington DC Jeffrey W. Cameron Ener1 Inc H&E Equipment Services LLC HCP Inc Health Care REIT Inc Healthcare Services Group Inc Heckmann Corp Helen of Troy Ltd Helix Energy Solutions Group Hercules Offshore, Inc HHgregg, Inc Redwood Capital Management Redwood Master Fund Redwood offshore Redwood Domestic Fund Kolmer, LLC Aurelius Capital Management LP Aurelius Capital GP LLC Aurelius Convergence Fund LP Aurelius Capital Partners LP Aurelius Capital Partners II LP Aurelius Opportunities Fund LP Capital Management Inc harbinger Capital Partners LLC William C. Nicholas aka Will Nicholas Forum Asset Management LLC EDGAR uploads and correspondence for the past four years Achillion Pharmaceuticals Inc Aegerion Pharmaceuticals Inc Affymax Inc Aphton Corp Ambassador Eyewear Group Inc Arena Pharmaceuticals Avanir Pharmaceuticals Cephalon Inc Control Delivery Systems Inc/Ma Cougar Biotechnology Inc Grow Group Inc Xenogen Corp Exhibits 10.13 and 10.14 to the Form S-1 Centocor Inc Women First healthcare
1/7/2011 1/7/2011 1/7/2011 1/6/2011 12/27/2010 1/4/2011 1/10/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Rajendra Kumar, N. Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia DePeau, Andrew DePeau, Andrew Langston, Catherine Langston, Catherine Langston, Catherine Inglese, Tara Kiernan, Cortney Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Reinhardt, Kelly Gavin, J. Patrick
Vivus Inc Viventia Biotech Inc Threshold Pharmaceuticals Inc Targeted Genetics Corp Chubb Group and FI Investmment Ltd Ligand Pharmaceuticals Inc Lingo Media Inc Calypte Biomedical Corp Genometrix Inc Medgenesis Inc Medarex Inc Medarex Inc Micromet Inc Neurologix Inc/DE Optimer Pharmaceuticals Oncogenex Technologies Inc Pharmacopeia Inc Pharmasset Inc Pharmion Corp Scientific Learning Corp Senomyx Inc Signature Eyewear Inc Form 10-K Exhibits 10.16 and 10.19 Somaxon Pharmaceuticals Inc Sucampo Pharmaceuticals Inc Symyx Technologies Inc Tudor Investment Corporation Paul Tudor Jones II Alternative Access Capital LLC Harvey Partners LLC Jeffrey Craig Moskowitz of Harvey Partners LLC Michael Lipsky of Blackrock Derek M Goodman of Autonomy Americas LLC Strategic Fixed Income UK LLP Strategic Fixed Income LLC AKA Strategic Fixed Income LP Kenneth Abraham Windheim of Strategic Fixed Income LLC Patricia Maria Arcoleo AKA Patricia Windheim of Strategic Fixed Income LLC ETI Partners LLC TTM Investments LLC Tiedemann Falconer Partners LP TIG Advisors LLC TTM Management LLC Broadfin Capital LLC Broadfin Advisors LLC Broadfin Healthcare Fund LP Motorola Solutions Inc Kevin Kotler of Broadfin Capital LLC Motorola Mobility Holdings Inc
1/7/2011 1/7/2011 1/7/2011 1/7/2011 11/23/2010 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 12/14/2010 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/3/2010 1/17/2011 1/17/2011 1/17/2010 1/17/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/3/2011 1/3/2011 1/3/2011 1/13/2011 1/3/2011 1/13/2011
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
BlackRock Scientific BlackRock Execution Advisors 1/14/2011 BlackRock Fund Distribution BlackRock Fund Advisors Jeff Shen aka YuQing Shen 1/14/2011 Tewksbury Capital Management Ltd Stevens Capital Management LP Shannon McGee Dusty Wise Brian Markham Cooney Kelly Anne Mazzucco John David Scially Michael Ian Wilkins Y2K Partners LP Kingsford Capital Masterpiece Ltd Kingsford International Kingsford Capital Management LLC Kingsford Capital Partners LP Pivotal Partners IV LP Pivotal Partners III LP Pivotal Partners LP Pivotal Asset Management LLC SR Criterion Criterion Capital SPV I LP Criterion Horizons Offshore Ltd Criterion Horizons Fund II LP Criterion Horizons Fund LP Criterion Capital Partners Ltd Criterion Institutional Partners LP Criterion Horizons Master Fund LP Criterion Capital Partners LP Criterion Capital Partners Master Fund LP Criterion Capital Management LLC Zacharia Stout Tomoko Fortune David Kingston Riley Richard Daniel Beckham Christopher Hawkins Lord Carl Thomas Anderson of Glynn Capital Management John Walter Glynn Jr of Glynn Capital Management PIMCO GP I LLC Ryan LaFond Forest Oil Corporation Crane Co Compass Minerals International Inc Chipotle Mexican Grill Inc Casey's General Stores Inc Auxilium Pharmaceuticals Inc Adtran Aaron's Inc 1/3/2011 1/3/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 1/3/2011 12/30/2010 1/14/2011 1/14/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011
Akins, Leesa Akins, Leesa Akins, Leesa Akins, Leesa Lichtcsien, Susan Langston, Catherine Akins, Leesa DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Langston, Catherine Mierzejewski, Mark Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Amado, Selin Amado, Selin Amado, Selin Nagy, Alex Akins, Leesa Kleinbrook, Charles McKellar, T.M. Downey, Michele Galinskie, Holly Rosenburg, Howard Manning, John Smith, Christopher Hawkins, Carly Hawkins, Carly Kang, Shin Mitts, Maurice
Texaco Inc No Act Letter 3-28-1991 Johnson & Johnson No Act Letter 2-17-06 ConAgra Foods No Act Letter 7-3-06 Exxon Mobil No Act Letter 3-4-04 Karsch Capital Management LP Harvey Partners LLC Abbott Laboratories No Act Letter dated 2-28-06 Paul Tudor Jones II Tudor Investment Corporation Ryan LaFond Alternative Access Capital LLC BlackRock Scientific, BlackRock Execution Advisors, BlackRock Fund Distribution, BlackRock Fund Advisors Patricia Maria Arcoleo aka Patricia Windheim Frontier Oil Corp Gannett Co Inc GrafTech International Ltd Hawaiian Electric Industries Inc Heartland Express Inc InterDigital Communications Corp JDS Uniphase Corporation Leap Wireless International Inc Masimo Corp Morningstar Inc Greenfield Partners LLC Paul Altieri Eugene Albert Gorab
1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011
Separate Account I of Integrity Life Insurance Co 1/14/2011 Anheuser Busch Co No Act Letter 1-17-07 ING bVisual Filings CAMCO Tactical Return Form D 12-4-00 LPL Financial Corp 2007 Form ADV Queen Shoals Group LLC Sidney S Hanson Charlotte Hanson KBW Asset Management Inc and HO1241878 AIG 10-K Rep Darrell Issa Rep Darrell Issa regarding Trivest Partners Biomarin Pharmaceutical Inc Sales Agreement with Genzyme Corp IBM Corp Robert Moffat Daniel Chiesi Mark Kurland Hector Ruiz Steve Fortuna Raj Rajaratnam Rajiv Goel Anil Kumar Galleon Management and New Castle Funds 1/14/2011 1/7/2011 1/14/2011 1/14/2011 1/14/2011 1/13/2011 1/14/2011 12/21/2010 1/12/2011 1/12/2011 12/15/2010 1/13/2011
11-02659-FOIA 11-02660-FOIA 11-02661-FOIA
Truver, Kristen Truver, Kristen Schreder, James
Bernard L Madoff Investment Securities LLC Form 1/13/2011 ADV 2006-2008 Bernard L Madoff Investment Securities LLC Form 1/13/2011 BD 2006-2008 Ten Mutual Funds 13F Filings 1/13/2011
Cosgrove, John Cosgrove, John Cosgrove, John Cosgrove, John Cosgrove, John Kirkland, John Coutinho, Marcia Ahmed, S Warton, Ronald Salerno, Peter Brozzetti, Michael Long, Marina Shroyer, Thomas Sandor, Jamie Sandor, Jamie Sandor, Jamie Sandor, Jamie Sandor, Jamie Sandor, Jamie Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Canyon Creek Development Inc Sunwest Management Inc Canyon Creek Financial LLC Jon M Harder Davis Wright Tremaine LLP GetFugu Inc Symyx Technologies Inc Form S-1/A Exhibit 10.9 Pall Corporation OIG 533 LARO Westridge Capital Management Jeffrey Thorp List of current employees with specific criteria Michael Hershey AP 3-12383 FOR 1031
1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/7/2011 1/12/2011 1/13/2011 1/12/2011 1/19/2011 1/12/2011 12/28/2010
Sean D Sullivanof US Bank and State Street Bank 12/22/2010 Michael J Sullivan of Accenture 12/22/2010
Melissa A Harris of Monitor Group and Foley Hoag 12/22/2010 LLP Deborah A Hill of Hill Consulting and Centive 12/22/2010 Ralph Patrick Kent of SAC Capital The Boston 12/22/2010 Company and Schroders Investment Management Steven Mark of TIAA CREF SRM Associates Sincere & Co and Liberty Mutual The Pembroke Group LLC DeVry Inc Health Jam Inc Bright Beginnings Inc Liberia Womans Advisory Council Arnet Fox Kitchner Plotkin & Kahn PLLC Vulcan Data Systems Inc BET Pictures Inc IA Urban Hotels Fort Worth GP RLJ III-SF Austin General Partner RLJ III-SF Richardson General Partner RLJ III-SF Sallas UT General Partner RLJ III-SF Houston Galleria Lessee General Partner RLJ Fort Worth Hotel General Partner Athleta Inc Challenge Air Cargo Consolidated Handling Services Inc DC-Leasing Inc Export Air Del Peru Galaxy Avation Cargo Inc Hair Club Miami Lynx Global Corp Mexico Air Cargo Corp Miami Fashion Center Inc South Winds Charter Division Inc 12/22/2010 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/13/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Mierzejewski, Mark Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Staf Airlines SA Stag Airlines SA Sun Shipping Lines Inc Toledo Isles at Palm Condominium Association Transnational Aviation Systems Inc Uno Handling Corp Wright Brother Aviation Inc Record Aircraft Parts Corp Tradewinds Airlines Miracle One Inc Nex Gen Air Cargo Inc International Enterprises Group Only For Men-Hair Styling Record Aircraft Parts Corp San Marcos Sierras Inc Sky Beauty Supplies Sky Lease I Inc Sky Lease Ii Inc South Winds Cargo Michael T Moe Gregory Scanlon Stephen D Bard Paul D Lapping Next BDC Capital Corp Oil State International Inc The Next Companies Quest Software Inc Next Asset Management LLC Regal Beloit Corp Rent A Center Rock Tenn Company Silgan Holdings Inc Simpson Manufacturing Co Inc Solera Holdings Inc Spirit AeroSystems Holdings Inc SunPower Corporation Thomas Gordon Milne Round Table Investment Management Round Table Asset and/or Round Table Global Richard Reeder Horton Thinkpanmure LLC Thinkhedge Capital Management LLC Thinkequity Capital LLC Thinkequity Partners LLC Fuller & Thaler Asset Management Inc New University Holdings Corp 57th Street General Aquisition Corp M101 Capital Management LLC
1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2010 1/14/2011 1/6/2011 1/14/2011 1/14/2011 1/14/2011 1/18/2011 1/14/2011 1/18/2011 1/14/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Nichols, Thomas Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Hanover-STC AcquisitionCorp Hanover Group US LLC Alternative Asset Management Acquisition Lapping Investments LLC Minotaur Partners II LP MP II LP Cielos Airlines Master Top Airlines Collagen Corp Form 10-K Exhibit 10.36 Immunex Corp Form 10-Q Exhibit 10.1 Anika Therapeutics Inc Form 10-K Exhibit 10.43 Bradley Pharmaceuticals Inc Form 10-Q Exhibits 10.4 10.4.1 10.4.2 10.4.3 10.4.4 NxStage Medical Inc Form 10-K Exhibits 10.29 BioTransplant Inc Form S-1 Exhibits 10.10 Curis Inc Form 10-Q Exhibits 10.1 Adolor Corp Form 10-K Exhibits 10.14 Adolor Corp Form 8-K Exhibits 10.1 Adolor Corp Form 8-K/A Exhibits 10.1
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BioChem Pharma Inc Form 20-F Exhibits 11 19 22 1/10/2011 21 41 Antigenics Inc Form 10-Q Exhibits 10.3 1/3/2011 Vical Inc Form 10-Q Exhibits 10.36 Amgen Inc Form 10-Q Exhibits 10.52 Amgen Inc Form 10-Q Exhibits 10.42 1/3/2011 1/3/2011 1/3/2011
Amgen Inc Form 10-Q Exhibits 10.49 10.50 10.51 1/3/2011 Metropolitan Mortgage & Securities Inc Selfcare Inc Form SB-2 Exhibit 10.57 DRAXIS Health Inc Form 20-F Exhibit 4.70 Iomai Corp Form S-1 Exhibit 10.7 10.9 Introgen Therapeutics Inc Form 10-K Exhibit 10.53 Tapestry Pharmaceuticals fka Napro Biotherapeutics Memory Pharmaceuticals Corp Form S-1 Exhibit 10.8 Neurocrine Biosciences Inc Form 8-K Exhibit 99.2 Inamed Corp Form 10-K Exhibit 10.52 Corcept Therapeutics Inc Form S-1 Exhibits 10.9 10.11 10.12 Insmed Inc Form 8-K Exhibit 10.18 Idec Pharmaceuticals Corp aka Biogen Idec Inc Form 10-Q Exhibit 10.11 BioMarin Pharmaceutical Inc Form 10-K Exhibit 10.44 Dendreon Corp Form 8-K Exhibit 10.41 Inspire Pharmaceuticals Inc Form 10-K Exhibit 10.44 Inspire Pharmaceuticals Inc Form 8-K Exhibit 10.1 10.2 GPC Biotech AG Form 20-F, Exhibits 4.14 4.15 Dusa Pharmaceuticals Inc Form 10-K, Exhibit 10(e) 10(i) InSite Vision Inc Form 8-K Exhibit 10.1 1/12/2011 1/10/2011 1/10/2011 12/27/2010 12/27/2010 12/27/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/27/2010 12/20/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Langston, Catherine DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Dukes, Sara Dukes, Sara Dukes, Sara
Allos Therapeutics Inc Form 10-K Exhibit 10.37 InterMune Inc Form 10-Q Exhibit 10.57 InterMune Inc Form 10-K Exhibit 10.68 InterMune Inc Form 10-Q Exhibit 10.64 InterMune Inc Form 10-K Exhibit 10.96 10.97 InterMune Inc Form 10-Q Exhibit 10.1 InterMune Inc Form 10-K Exhibit 10.99 10.101 10.102 10.103 10.104 10.106 Metabasis Therapeutics Inc Form S-1 Exhibit 10.23 Interleukin Genetics Inc Form 10-K Exhibit 10.38 10.39 Interleukin Genetics Inc Form 10-Q Exhibit 10.1 Interleukin Genetics Inc Form 10-Q Exhibit 10.1
12/20/2010 12/27/2010 12/27/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010
Interleukin Genetics Inc Form 10-K Exhibit 10.45 12/20/2010 Idexx Laboratories Inc Form 10-K Exhibit 10.7 10.8 Idexx Laboratories Inc Form 10-Q Exhibit 10.1 10.2 Inyx Inc Form 8-K/A Exhibit 10.13.3 10.13.4 Inyx Inc Form 10-Q Exhibit 10.38.1 10.38.2 10.38.3 10.38.4 10.38.5 Inyx Inc Form 8-K Exhibit 2.1 Inyx Inc Form 8-K Exhibit 10.37.1 Inyx Inc Form 8-K/A Exhibit 10.34.1 Inyx Inc Form 8-K Exhibit 10.13.6 Meridian Medical Technologies Inc Form 10-Q Exhibit 10.42 Argonaut Technologies Inc Form 10-Q Exhibit 10.17 Westlake Chemical Corporation Werner Enterprises Inc Vishay Intertechnology Inc Varian Semiconductor Equipment Associates Inc Unit Corp Tetra Tech Inc TRW Automotive Holdings Corp Tellabs Inc Thoratec Corp SolarWinds Inc Massy Ghausi Karamaan Group LLC David Israel Stemerman Cambrian Capital LP Jose Luis Daza QFR Capital Management Jack L Howard Alpharma Inc Form 10-K Exhibit 10.31 Gilead Sciences Inc Form 10-K Exhibit 10.62 Heska Corp Form 10-K Exhibit 10.34 12/20/2010 12/20/2010 12/27/2010 12/27/2010 12/27/2010 12/27/2010 12/27/2010 12/27/2010 1/3/2011 1/10/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/3/2011 1/10/2011 1/10/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Peacock, Robert Hamill, Anthony Raj, Nikhila Forman, Jonathan Singer, Sam Slipakoff, Brian Cohn, Scott Brown, J. Robert Keune, Marsha Bulls, Keith Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
QuickMed Technologies Inc Form 8-K Exhibit 10.1 1/10/2011 Sequus Pharmaceuticals Inc Form 10-Q Exhibit 10 1/3/2011 Dusa Pharmaceuticals Inc Form 10-K Exhibit 1/3/2011 10(q) Dusa Pharmaceuticals Inc Form 10-Q Exhibit 10.1 1/3/2011 Celltech Group PLC Form 20-F Exhibit 4.28 Celltech Group PLC Form 20-F Exhibit 4.26 TomoTherapy Inc Form 8-K/A Exhibit 2.1 1/3/2011 1/3/2011 1/10/2011
Albany Molecular Research Inc Form 10-Q Exhibit 1/3/2011 10.1 Atrix Laboratories Inc Form 8-K Exhibit 99.1 99.2 1/10/2011 Ethical Holdings PLC aka Amarin Corp PLC Form 20-F Exhibit 2.3 Auxilium Pharmaceuticals Inc Form S-1 Exhibit 10.5 Diversa Corp Form 10-K Exhibit 10.57 10.58 NYSE Execution Fraud and Annette Nazareth Anthony Richard Anthony R Hamill et al Keystone Automotive Operations Inc Theodore W Urban Athenahealth Inc Sentinel Management Group Inc OIG 533 LARO Westridge Capital Management Rite Aid letter from Martin Dunn Fifth Third Bancorp Chevron correspondence w FWRO Biodel Inc Form 10-Q Exhibit 10.3 Repligen Corp Form 10-Q Exhibit 10.1 Cubist Pharmaceuticals Inc Form 10-K Exhibit 10.67 Genentech Inc Form 10-Q Exhibit 10.32 Lev Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Minotaur Capital Management Inc Merchant Partners LP Quadrapoint Acquisition Corp Jakal Investments LLC Carline Leathers LLC Moxee LLC Alfonso Conrado Rey Centurion Cargo aka Centurion Air Cargo Air Security Inc Aires LLC Aires Ocean Lines Inc Aires Properties Inc Alliance Management Center Inc Almajos Corp American Brass Company American Reps Corporation 1/10/2011 1/10/2011 1/10/2011 1/19/2011 1/11/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/21/2011 1/18/2011 1/19/2011 1/10/2011 1/3/2011 1/10/2011 1/10/2011 1/10/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011
Reinhardt, Kelly Langston, Catherine Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Mierzejewski, Mark Malinowski, Thomas Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Glasser, Craig Ganga, Elizabeth Natan, Adrienne Martens, Jose Odian, Elizabeth Gehringer, Stephen
Karen Anne Durante Harvey Partners LLC Sanford Louis Antignas aka Sandy Antignas Anand Atre Frederick Tucker Golden Solas Capital Management LLC Solas Capital LLC Solas Capital Partners LP Estero Partners LLC Y2K Partners Matthew Pilkington Ray Y Bakhramov John Kooho Kim Activision Blizzard Inc Biogen Idec Inc CA Technologies Campbell Soup Company Quest Diagnostics Inc Dorman Products Inc DexCom Inc Bottomline Technologies Inc Faro Technologies Inc Warnaco Group Inc First Solar Inc Genzyme Corporation Gap Inc aka The Gap Inc Intuit Inc Irobot Corp Knology Inc Claiborne Liz Inc. Maidenform Brands Inc Micromet Inc Modine Manufacturing Co David Mark Slager Attara Capital LP Attara LP Attara Capital LP Attara Management LLC Attara Holdings LLC Matthew Miles McGrath of Cambrian Capital LP James Forbes Wilson aka James Floyd Wilson Stratum Wealth Management LLC and Charles B. Ganz AP No. 3-13633 OIG 533 LARO Westridge Capital Management FMS Bonds Inc Vanguard 17Ad-13 Transfer Agent Study and Evaluation of Internal Accounting Control SEC v. Dorozhko Washington Mutual and JP Morgan Chase residential loan records
1/20/2011 1/20/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/13/2011 1/20/2011 1/7/2011 1/19/2011 1/19/2011 1/19/2011
Shipley, Gerald Shipley, Gerald Fitzpatrick, Jennifer Ramsey, Clayton Howell, Rene Li, Allison O'Callahan, Dennis Strauss, Beth Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Plesse, Dan
Quigley Corp ProPhase Lab Inc 10 KSB/A and exhibits Quigley Corporation/ProPhase Lab Inc S-18 and exhibits GAF Corp ARS for 72-76
1/19/2011 1/19/2011 1/19/2011
Freeman Associates Investment Management LLC 1/19/2011 2007 ADV Skytech International Form D 1/20/2011 Toreador Resources Corp Joint Operating 1/24/2011 Agreement with TPAO and Tiway Turkey Alcoa Inc and the Bank of New York Trust Co. NA 1/19/2011 Form of Indenture Sara Lee and the Bank of New York Bond 1/20/2011 Indenture Biodel Exhibit 10.3 1/21/2011 facet Biotech Exhibit 10.18 Talecris Biotherapeutics Exhibits 10.31 and 10.31a Senomyx Exhibits 10.1 and 10.2 Tengion Exhibit 10.9 Interleukin Genetics Exhibit 10.2 and 10.3 Interleukin Genetics Exhibit 99.16 Procera Networks Exhibit 10.1 Presentation Arguments and the Reasoning for Granting Confidential Treatment Gilead Sciences Exhibit 10.62 Jazz Pharmaceuticals Exhibit 10.74 AVI BioPharma Exhibits 10.65 and 10.66 Santarus Exhibiy 10.1 Sanatarus Exhibit 10.1 Santarus Exhibit 10.2 memory Pharmaceuticals Exhibit 10.32 Memory Pharmaceuticals Inc Exhibit 10.8 Solexa Exhibit 10.18 Lev Pharmaceuticals Exhibit 10.1 The Medicines Company Exhibits 10.1 and 10.2 OSI Pharmaceuticals Exhibit 10.5 Barrier Therapeutics Exhibits 10.2 and 10.3 WestStar Mortgage Loan residential mortgage records Megan Pelletier AKA Megan Sachs Advanced Genetics IPO Fails to Deliver studies or analyses Financial Data for Regions Gilead Services Inc IPO Agouron Pharmaceuticals Inc. IPO Calgene Inc Affymetrix Inc IPO Huntington Ingalls Industries Bonnie Togs 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/11/2011
11-02943-FOIA 11-02944-FOIA 11-02945-FOIA 11-02946-FOIA 11-02947-FOIA 11-02948-FOIA 11-02949-FOIA 11-02950-FOIA 11-02951-FOIA 11-02952-FOIA 11-02953-FOIA 11-02954-FOIA 11-02955-FOIA 11-02956-FOIA 11-02957-FOIA 11-02958-FOIA 11-02959-FOIA 11-02960-FOIA 11-02961-FOIA 11-02962-FOIA 11-02963-FOIA 11-02964-FOIA 11-02965-FOIA 11-02966-FOIA 11-02967-FOIA 11-02968-FOIA
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Best, Otis Sandor, Jamie Dodge, Michael Lawrence, Kelly Hopkins, Justin Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Correia, Matt Costello, Maureen Smallberg, Michael Smallberg, Michael
1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/15/2011 1/24/2011 1/25/2011 1/25/2011 1/25/2011 1/25/2011 1/25/2011 1/25/2011 1/25/2011 1/24/2011 1/25/2011
8d Ethics Waivers granted between 1995 to 2010 1/25/2011 8b letters filed by former employees from 1995 to 1/25/2011 2010
Lichtcsien, Susan DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Rosenbloom, Joseph Nichols, Thomas Hopkins, Robert Joseph, Willan Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
PFM Holdings Cooper Creek Partners LP Brenner West Capital Qualified Partners LP Brenner West Capital Advisors LLC Brenner West Capital Partners LP Brenner West Capital Investors LLC Cyrus Capital Partners LP Eric Todd Moore Partner Fund Management LP Robert J Raymond RR Advisors and/or RCH Energy Otter Creek Management Inc Kenneth Raymond Conforti Solazyme Inc Jonathan Wolfson Harrison Dillon Tyler Painter Peter Licari
1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011
Donald Byers aka Cameron Byers aka D Cameron 1/26/2011 Byers aka Donald Cameron Byers Paul Quinlan Jonathan Wolfson Thomas J Conrad John Trimble Timothy B Westergren Joseph J Kennedy aka Joe K Kennedy Steven M Cakebread Jessica D Steel aka Jessica Stone Pandora Media Inc Foreign Corrupt Practices Act (FCPA) outside compliance officers MetWest Mortgage Services Inc PSA for Bank of New York as Trustee to Metropolitan Mortgage Funding Basix Corp Counseling Memorandum Silver Lake Financial Management Company, LLC Roger Lowell Wittlin W. Mark Meyer aka William M. Meyer Twin Tree Management LP / Twin Tree Management LLC Twin Tree SLP LP Twin Tree Capital Partners Transcript of Eric Resnick FOIA 11-02391-FOIA Scott Alan Bommer Fortune Brands Inc Forest Laboratories Inc FMC Technologies Inc Genuine Parts Company Garmin Ltd 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/21/2011 1/24/2011 1/21/2011 1/24/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Tristan, Nils Calkins, Carrie Katz-O'Neill, Simone Katz-O'Neill, Simone Peacock, Robert Alpaidze, Giorgi Howland, Claire Orgel, Vivian Parloff, Roger Odato, Jim Waters, Jennifer Isaac, Nathan Renfroe, Jan Koch, Randolph Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Hershey Co International Game Technology Iron Mountain Inc Las Vegas Sands Corporation Macy's Inc Mastercard Inc Marriott International Inc Microchip Technology, Inc Marvell Technology Group Ltd Micron Technology, Inc Priceline.com Inc Sherwin-Williams Company Seagate Technology, Inc Molson Coors Brewing Co Visa Inc Investortreet.com Inc 7thonline inc Cinmark LLC Solazyme Brazil LLC Vernal Essence LLC Prozyme, Inc Kosan Biosciences Inc Cibola Energy Services Corporation NORTHRIDGE GAS LIQUIDS US INC TRANSCANADA ENERGY MARKETING USA, INC BP CANADA ENERGY MARKETING CORP Microstrategy Inc Bank of America residential mortgage records Deer Consumer Products Inc CNinsure Inc NYSE Execution Data in CitiGroup (c) on 7-16-03 Accounting for Pools of Uninsured Residential Reserve Mortgage Contracts dtd 10-1-92 Fidelity Hastings Street Trust Ticker Symbol FFIDX Wextrust Capital LLC OIG 431 Claims by Gary Aguirre re Pequot and John Mack Consumers Buyline Inc JP Morgan Chase & Co JP Morgan Securities Inc Auction Rate Securities NSM Securities Inc Form BD's March 07 to present bVisual Group Ltd Private Placement Memo and Form D SEC Personnel converted from excepted to competitive service from Aug 1990 - June 1994 Evotec Exhibit 4.12 Osiris Exhibits 10.1 10.2 and 10.3 Achillion Pharmaceuticals Exhibit 10.2 Neurobiological Technologies Exhibit 10.1
1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/27/2011 1/27/2011 1/28/2011 1/27/2011 1/2/2010 1/23/2011 1/27/2011 1/27/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011
Edwards, Mark Edwards, Mark Edwards, Mark Wein, George Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gilliard, Gerald Anderson, Toni Miller, Matthew Rosalia, Anthony Edwards, Mark Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen
Verenium Exhibit 10.60 and 10.61 Idenix Pharmaceuticals Exhibits 10.21 The Medicines Company Exhibit 10.2 10.3 10.4 Feed of buy and sale broker dealers stock and bond transaction tickets Salix Pharmaceuticals Exhibit 10.11 Acambis Exhibit 4.37 4.38 Sepracor Exhibit 10.43 Quest Diagnostics Exhibit 10.1 Auxilium Pharmaceuticals Exhibits 10.5 10.7 and 10.14 Repligen Form 10-K Exhibit 10.13 filed June 14 2005 Momenta Pharmaceuticals Exhibit 10.1
1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011
Ista Pharmaceuticals Inc Form 10-K Exhibit 10.45 1/17/2011 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.1 1/17/2011 and 10.2 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.1 1/28/2011 10.2 and 10.3 Isis Pharmaceuticals Inc Form 10-K Exhibit 10.46 1/17/2011 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.3 1/17/2011 1/17/2011 1/17/2011
Salix Pharmaceuticals Ltd Form S-1 Exhibit 10.11 1/17/2011 Diversa Corp Form 10-Q Exhibit 10.49 Discovery Partners International Inc Form 10-K Exhibit 10.22 Epoch Biosciences Inc Form 8-K Exhibit 2.1 Curagen Corp Form S-1 Exhibit 10.12 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 and 10.2 Gilead Sciences Inc Form 10-Q Exhibit 10.62 1/17/2011 1/17/2011 1/17/2011 1/17/2011 1/17/2011 1/17/2011
Jazz Pharmaceuticals Inc Form 10-Q Exhibit 10.74 1/17/2011 MedImmune Inc Form 10-Q Exhibit 10.177 and 10.179 MedImmune Ltd Form 10-K Exhibit 10.181 Chiron Corp Form 10-Q Exhibit 10.212 and 10.213 Isis Pharmaceuticals Inc Form 10-K Exhibit 10.53 and 10.54 Bloomberg Financial Markets Solicitation 2100006-6005 Chase Home Finance LLC Certified filings SEC v Citigroup Inc Case 10-CV-1277-ESH and Gary Crittendon and Arthur Tildesley Jr Christopher F Brogdon 1/17/2011 1/17/2011 1/17/2011 1/17/2011 1/31/2011 1/28/2011 1/28/2011 1/28/2011
Repligen Form 10-Q Exhibit 10.1 filed on February 1/28/2011 12, 1999 Mario Bernardo Garnero 1/28/2011 Fernando Eduardo Monteiro de Carvalho Garnero aka Fernando Garnero Solazyme Inc Jonathan Wolfson 1/28/2011 1/26/2011 1/26/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Harness, Alex Costello, Maureen Harness, Alex Harness, Alex Costello, Maureen Harness, Alex Harness, Alex Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wall, Lindsay Mierzejewski, Mark Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lopez, Allan Mierzejewski, Mark Greene, Jenna Mierzejewski, Mark Herr, Mitchell Casdia, Christopher Rumetshofer, Gerald Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Marcus, Sally Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally
Joao de Almeida Sampaio Filho alias: Joao Sampaio Filho, Joao Sampaio, John Sampaio Filho, John Sampaio Ovidio Antonio de Angelis Washington Valente Eric M DeMarco Deanna H Lund MedQuist Inc Form 10-K Exhibit 10.26.2 Harrison Dillon MedQuist Inc Form 10-K Exhibit 10.26.3 MedQuist Inc Form 10-K Exhibit 10.26.4 Tyler Painter MedQuist Inc Form 10-K Exhibit 10.26.5 MedQuist Inc Form 10-K Exhibit 10.26.6 Beverly J Pliskie Morgan Dempsey Capital Management LLC David W Durham Marc Dion Terence V Pavlic Brian G Rafn Robert Armand Laferriere Jeffrey M Solomon Quantitative Tactical Aggressive Fund LLC fka Quantitative Tactical 3x Fund LLC Kurt C Billick Bocage Capital LLC Quantitative Investment Management LLC Quantitative Global 1x Fund LLC Quantitative Global 3x Fund LLC Peter Licari Donald Byers Paul Quinlan Paul Rubinstein David Nufer Facebook Form D and No Action Letter Jeffrey C Smith 8b letters filed for 2009 and 2010 Ramius City of Miami AP No. 3-10022 hearing transcript John G McColskey prior FOIA requests Michael W. Berger Manhattan Investment Fund Ltd and Manhattan Capital Management Inc Brianne P. Campbell Paul Vincent Cassidy Jr Robert Bob Lewis Lyle Patrick W Kelly Brian David Jackelow Ricky Sandler Seth D. Rosen Karan Ahooja
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Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wein, George Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally David, Risa Marcus, Sally Dodge, Michael Stromsnes, Michael Campbell, Rob Budnick, Russell Carlson, James Maloney, Patrick LeVasseur, Christopher Gingrich, Ike Nichols, Thomas Dukes, Sara Jakoby, Arthur Lynch, Sarah Chase, Andre Armstrong, Scott Wall, Lindsay Marcus, Sally Marcus, Sally Langston, Catherine Edwards, Mark Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Josef R Jung Hari Ramanan Chet J Burros Paul Kenny Stephen Maresco Kathleen Olsen Richard Dick Henderson Molpus Jr Molpus Timberlands Management LLC The Molpus Woodlands Group LLC Feed of buy and sell broker dealers stock and bond transaction tickets The Molpus Company Eminence Capital LLC Eminence GP LLC Eminence Fund Ltd Eminence Partners LP Envit Capital Management Eminence Partners II LP Genetic Systems Corp 1981 IPO International Equine Acquisitions Holdings Inc Rule SK Release No 33-6334 Aug 6 1981 CSMC Asset-Backed Trust 2007-NC1 424b Wayde McKelvy Aladdin Capital Management LLC Form ADV JD Martin Co Exam Records Arkson Neutraeuticals 8k and all exhibits Metropolitan Asset Funding Inc Mortgage PassThrough Certificates Series 2000-B Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.5
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Stillwater Capital Partners Inc FOIA Requests and 1/26/2011 Responses OIG 523 Allegation of Procurement Violations 1/31/2011 Cloverleaf Tyson Food 10-K for 2006 2008 and 2010 1/21/2011 Mitre contract for implementing Whistleblower database Eric Myles Alper Michael Beerman Eminence Fund Master Ltd HTFx Inc Momenta Pharmaceuticals Exhibit 10.18 Terrell Elton Winstead American Electric Power Company Inc Chesapeake Energy Corporation Diamond Offshore Drilling Inc Time Warner Cable Inc V F Corporation Waters Corporation Wynn Resorts Ltd United States Steel Corp Xilinx Inc 1/24/2011 2/2/2011 1/31/2011 1/31/2011 2/1/2011 1/28/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011
Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Jubain, Romi Stromsnes, Michael Balcita, Jeffrey Brown, Phil Marrero, Stephanie Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Coutinho, Marcia Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Greenshields, James Boyce, Barry Calkins, Carrie Smillie, John Sandor, Jamie Mierzejewski, Mark Reinhardt, Kelly Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Malinowski, Thomas
Xerox Corp GSL Supply LLC Amoco Canada Marketing Corp Squid Acquisition Corp Adrian Galvez Frederic Stoeckel Danisco US Inc Genencor International Inc Enzyme Bio Systems Ltd Bay Bio Organization Wind River Systems Inc Wind River Merger Corp AJ's Nice Cars Gerova Financial Group Ltd et al Boise Cascade Corporation CIK # 0000012978 SEC Workload History Form 10-K from 1975 Damon Biotech Inc 1983 IPO Integrated Genetics Inc IPO Molecular Genetics Inc IPO Immunomedics Inc Celera Corp IPO Targacept Inc Form S-1 Exhibit 10.14 Michael (Mike) Fenton Goss SAC Capital Advisors LLC Steven A Cohen Boot Loader BlueThunder Betterstate Attache Plus Zygote Ventures LLC Jazem IV Family Partners LP Jazem I Family Partners LP Jazem III Family Partners LP Jazem II Family Partners LP Integrated Systems Inc California Integrated Systems Inc China Green Agriculture Civil Rights Violations
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GMAC Mortgage LLC residential mortgage records 2/2/2011 Notice of Termination of Independent Public Accountant Carolyn E Wilson Alan E Howard Alexander John Denner Brevan Howard Asset Management Jonathan David Urfrig U Capital Group LP Atlantic Investment Management Inc 2/3/2011 2/3/2011 2/3/2011 2/4/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011
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Jeffrey T Sanguinet Jonathan Lee Kolatch Redwood Capital Management Ameritrade Holding Corporation CONSOL Energy Inc Consolidated Edison Inc Edison International Fluor Corp Annaly Capital Management Inc
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James S Tagliaferri and/or TAG Virgin Islands Inc 2/3/2011 fka Taurus Advisory Group LLC Jason W Galanis and Penthouse International Inc Troy Wragg Omnicom Group Inc Parker Hannifin Corp PPG Industries Inc Ultra Petroleum Corporation BSD OS Internet Server Edition Codetest for Tornado Diab RTA Suite DIAB C/C++ Complier Drivers Envoy SNMP Agent Frame Relay Chabot Space & Science Center Tensilica Crossbow Servo AMF BCM Finance LLC Asset Management Finance LLC AMF Acquisition LLC Asset Management Finance Corporation Ivan Krsticevic Andrew Sigurd N Lund Raymond J Garson Judith Judy C Wolk fka Tomo Clough Capital Partners LLC Clough Associates Clough Global Clough Asia Clough Investment Charles Ingalls Clough Jr Clough Investment Eric Ashley Brock Jerrold Fiddler Adriano Galvez Ameren Corp Hospira Inc 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Nichols, Thomas
Humana Inc Jacobs Engineering Group Inc KLA Tencor Corporation Leucadia National Corp Masco Corp NetEase.com Inc Quanta Services Inc Questar Corp Nanochip db4o Axis Systems zoetrope.com Ciris Energy Inc Braemar Partners LLC WDL Capital Inc Braemar Energy Ventures Braemar Capital Management LLC Braemar Energy Ventures II LP Enernoc Inc
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Bank of New York as trustee for PSA dated March 1/31/2011 31 2000 related to Metropolitan Mortgage Funding Inc Mortgage Pass through certificates series 2000-A Ocwen Federal Bank Metwest Mortgage Services Inc et al servicing rights purchase agreement Requests for guidelines regarding insider trading laws and/or use of expert network firms Wextrust Capital LLC and Amnon Cohen SEC v James Treacy and Anthony Bonica 08 CV 4052 Andrew J McKelvey and Monster Worldwide Inc 08 CV 0555 (SDNY) Myron F Olesnyckyj and Monster Worldwide Inc 07 CV 1176 (HB) Morgan Keegan & Co 9-1965 (NDGA) Achim Maximilian Holmes Plainfield Asset Management Plainfield Asset Management Ellington Trust Series 2007-1 PSA 2/6/2011 2/4/2011 2/2/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011
Nichols, Thomas Eder, Steve Orgel, Vivian McPartland, Frank McPartland, Frank McPartland, Frank Zimmerman, Dan Francis, Nathaniel Francis, Nathaniel Sherman, Richard Kaplan, Dave Dattalo, Elmo Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
AXA Rosenberg Group LLC et al & Barr Rosenberg 2/4/2011 Research Center LLC Aurum Capital Management 2/4/2011 AVI BioPharma Exhibit 10.73 Amylin Pharmaceuticals Exhibit 10.2 and 10.3 Amylin Pharmaceuticals Exhibit 10.46 and 10.47 Cumberland Pharmaceuticals Exhibits 10.3.1 10.6.1 10.9.1 10.9.2 10.9.3 and 10.21.1 Cumberland Pharmaceuticals Exhibits 10.4 10.5 and 10.6.1 Penwest Pharmaceuticals Exhibit 10.4 Endo Pharmaceuticals Exhibit 10.32 Cubist Pharmaceuticals Exhibits 10.47 10.52 10.54 10.55 10.56 and 10.59 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Mierzejewski, Mark Wall, Lindsay Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Myers, Charles Myers, Charles
Heska Exhibit 10.41 NeurogesX Exhibit 10.7 Interleukin Genetics Exhibit 10.2 Interleukin Genetics Exhibit 10.1 Interleukin Genetics Exhibit 10.2 Antigenics Exhibit 10.2 Antigenics Exhibit 10.3 Antigenics Exhibit 10.3 Antigenics Exhibit 10.4 King Pharmaceuticals Exhibit 10.1 King Pharmaceuticals Exhibit 10.1 King Pharmaceuticals Exhibit 10.8 Larry Zhang aka Yiqing Zhang BofA Global Capital Management LLC Michael W Zhang aka Weichun Zhang Xuesong Song Jin Shi Dongying Sun Bai Xue aka Changelle Xue Teng Zhou Xuechu He ChinaGrowth Jay Paul Corrigan Emerson Electric Co Energizer Holdings Inc Flextronics International Ltd Goodyear Tire & Rubber Co Illumina Inc Limited Brands Inc Nasdaq Stock Market Inc Pitney Bowes Inc MetroPCS Communications Inc URS Corp Gregory P Richter Candlewood Investment Group LP Braemar Capital LLC Solicore Inc BP Biofuels Advanced Technology Inc Celunol Corp Verenium Biofuels Corporation Braemar Capital Management II LLC Manhattan Capital Partners LLC Mantis Holdings Coaltek Utility Associates Renewable Energy Development Inc Jerry Bernard Bias American Capital Providence Equity Partners
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Myers, Charles Myers, Charles Dandin, Marc Pugsley, Mark Seiden, Neal Payne, John Baak, Andrew McCue, James Tabatabaie, Tara Weinberg, Neil Halvorsen, Janice Stephens, Michael O'Driscoll, Fiachra Stromsnes, Michael Stromsnes, Michael Anaya, Mark Trauth, Jason Kleiman, Daryl Kleiman, Daryl Kleiman, Daryl Kleiman, Daryl Clark, Matt Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew Langston, Catherine Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Kraguljac, Simo
WL Ross The Carlye Group STMicroelectronics Thompson Consulting Inc MSL 02487 and 2: 08CV-000171 (Utah) OIG 529 - Allegation of Failure to conduct adequate (Krispy Kreme) Countrywide and Home Loan Center Inc dba Lending Tree residential mortgage loan PSA Countrywide Financial Corp employee transcripts re SEC v Mozilo CV 09-03994 (CDCAL) Cetek Technologies Inc Stillwater Capital Partners Stillwater Capital Partners AGRI Laboratories Ltd CUSIP numbers for NFTL TEL Offshore Trust Protein Polymer Technologies Inc (PPTI) Conversion Services International Inc Downey Savings & Loan Association residential mortgage records Gary Donald Carroll Marcus Carbajal Mark Barati Dirk Salberg Royal Alliance Associates Inc Wisdom Tree Investments 40APP/A Brian T Herr Marek Brozyna Mazen Jabban Fort Management Inc Peter A Chernin The Chernin Group LLC Chernin Entertainment LLC Riva Ridge Ventures Gothic Capital Management TopSpin Media Inc DigiDesign Inc Enerkem Fuels Afina Fractal Systems Teknekron Communications Tightlink Corp TCSI Corp Roda Group Venture Development Company Roda Group Investment Fund The Daniel H and Carolyn C Miller Foundation The Roda Group Ask Jeeves Inc Zions Bancorporation
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Whittaker, Nathan Whittaker, Nathan Whittaker, Nathan Whittaker, Nathan Whittaker, Nathan Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Dodge, Michael Berman, Joshua Johnson, Ernessa Weiman, J.D. Guzzetta, Art Yu, Norman Lavallee, Julie Stattleman, Michael Mui, Sheldon Kleeman, C. George Kleeman, C. George Kleeman, C. George Kleeman, C. George Kleeman, C. George Kleeman, C. George Kleeman, C. George Razzouk, Jay Wall, Lindsay Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Simon Juhlin Christopher David Hales Bentley Holdings Bentley Holdings and Investments Merrill Chandler Senetek PLC Presstek Inc and Edward J Marino Secure Computing Corporation and John McNulty Raytheon Company and Franklyn A Caine Electronic Data Systems Corporation Flowserve Corporation C Scott Greer and Michael Conley Christopher A Black
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Schering Plough Corporation and Richard J Kogan 2/9/2011 Patricia A McKay Icon PLC IPO Property Assessed Clean Energy (PACE) communications with FHFA or OCC Papa Johns International Inc 2011 Procurement Forecast 2/8/2011 2/9/2011 2/9/2011 2/8/2011 2/8/2011
Fisher Investments and Fisher Asset Management 2/8/2011 LLC Blank Check Companies 2/8/2011 Sun Media Corp Investment Advisor Public Disclosure Database Syndicated Food Service International Inc John G McColskey Adam L Fuller Andrew J Klepchick Anthony J Guinta Homrich & Berg Inc Frank H Butterfield Andrew J Berg Maxwell Technologies Inc 11 CV 00258 Columbia Management Investment Advisers LLC Gresham Investment Management LLC Bain Capital Partners LLC fka Bain Capital LLC Bain Capital Partners X LP Bain Capital Fund X LP Senator Investment Group LP Senator GP LLC Senator Offshore GP LLC Senator Onshore GP LLC Senator Global Opportunity Master Fund LP Senator Sidecar Master Fund LP 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/3/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011
Senator Global Opportunity Intermediate Fund LP 2/9/2011 Senator Global Opportunity Offshore Fund Ltd Senator Global Opportunity Fund LP 2/9/2011 2/9/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lynch, Sarah Cohn, Scott Herskovits, Robert Dodge, Michael Dodge, Michael Dodge, Michael Sweik, Jonathan Sandor, Jamie Laughlin, Thomas Poulson, Ronald Fischman, Michael Helsel, Scott Bates, Patricia Johnston, Patrick Lichtcsien, Susan Lichtcsien, Susan Langston, Catherine Langston, Catherine Malinowski, Thomas Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Senator Sidecar Offshore Fund LP Senator Sidecar Fund LP Alexander Klabin Douglas Silverman Evan Gartenlaub Edward Larmann Colin McFadzen Jason Ash Rudolph Austin Cooper Industries Ltd Crown Holdings Inc Calpine Corporation Dollar Tree Inc Owens Illionois Inc SLM Corp Scripps Networks Interactive Inc Urban Outfitters Inc Verisign Inc MEMC Electronic Materials Inc OIG Investigative Reports issued from January 2009 - February 1, 2011 494A discipline for whistleblower retaliation and exhibits/appendices Citigroup Auction Rate Securities Settlement Parexel International Corporation IPO Pharmaceutical Product Development Inc IPO Covance Inc IPO Doug Troszak Sean Robert Sullivan MGIC Investment Corp C-Bass EMC Mortgage Corp residential loan records Andres Pumstein Summit Trading LLC Exmovere Holdings Inc since November 2010 FINMA and SEC Memoranda of Understanding 8000 Inc Kingsford Capital Management Kingsford Capital Partners Nicholas William James Summers Black River Asset Management LLC Brigitte U Wilson Eric Sobotka SRC Partners LP Walter F Sosnowski III Spring Point Capital LLC Spring Point Opportunity Master Fund LP Spring Point Contra Partners LP Spring Point Contra Offshore Fund Spring Point Opportunity Partners LP
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Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Caldwell, John Preuitt, Julie Kovac, Elaine Franssen, Gayl Buzzetti, Albert Lynch, Sarah Stinn, Jill Siedle, Edward Malawskey, Nick Valluzzo, Lionel Edwards, Mark Edwards, Mark Dukes, Sara Dukes, Sara Harse, Angella Jackson No. 303-792, William Marques, Umelina Marques, Reynaldo Edwards, Mark Edwards, Mark Dukes, Sara Dukes, Sara Dukes, Sara
Spring Point Opportunity Offshore Fund Spring Point Partners LP Stephen A Ravel Carrie Wang Chao James S O'Brien Bridget J Castoria (Watkin) Thomas E Johann Jennie Wu Tsai InvestorTree.com Roda Group Investment Fund XIV LLC Roda Group Investment Fund XV LLC Roda Group Investment Fund XVI LLC Roda Group Investment Fund XVIII LLC Roda Group Investment Fund XIX LLC Roda Group Investment Fund XX LLC MSDM Tiered Investments LLC Roda Group Investment Fund II LLC PolyServe SightSpeed aka Sight Speed John M Caldwell
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OIG 539 allegation of misconduct by a SEC official 2/11/2011 testifying before Congress FWRO Romero John Dennis Kovac Colonial Gas Co Form 10-K Exhibit 4b 2/11/2011 2/11/2011
Armand Leone Sr and Rita F Leone 88 civ 2818 LR-2/12/2011 11711 Henry Hu travel records and Risk Fin budget 2/11/2011 Bradley Stinn Friedmans Jewelers Investment Advisor public disclosure database Hershey Trust Co Hershey School Trust 2/11/2011 2/11/2011 2/11/2011
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Kos Pharmaceuticals Inc Form 10-Q Exhibits 10.2 1/24/2011 10.3 10.4 10.5 10.6
Dukes, Sara Dukes, Sara Edwards, Mark Hindocha, Kunal Hindocha, Kunal Dukes, Sara Edwards, Mark Edwards, Mark Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Moore, Daniel Chase, Andre Zimmerman, Dan Connelly Reg No. 04957046, Charles Tomkins, John Keune, Marsha Dodge, Michael McDermott, Laura Best, Ian Dukes, Sara Edwards, Mark Edwards, Mark Friedman, Richard Nelson, Paul Hamilton, William Serritella, Paul Dukes, Sara Edwards, Mark Edwards, Mark Hamilton, Jesse Edwards, Mark Dukes, Sara
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1/24/2011 1/24/2011 2/11/2011 2/14/2011 2/14/2011 1/24/2011 2/11/2011 2/11/2011 1/24/2011
Cumberland Pharmaceuticals Amendment 10 to 1/24/2011 Form S-1 Exhibit 10.3.1 Ista Pharmaceuticals Form 10-K/A Exhibits 10.39 1/24/2011 10.40 10.43 10.45 10.46 Ista Pharmaceuticals Form 10-Q Exhibit 10.1 1/24/2011 Ista Pharmaceuticals Form Amendment 1 to 8-K Exhibit 10.1 Targeted Genetics Exhibits 10.8 and 10.14 Targeted Genetics Exhibit 10.11 Endo Pharmaceuticals Holdings Exhibit 10.32.4 Endo Pharmaceuticals Holdings Exhibit 10.32.1 Endo Pharmaceuticals Holdings Exhibit 10.31.2 Endo Pharmaceuticals Holdings Exhibit 10.32.3 Ohio Edison Co Woodward Governor Company Ticker Symbol WGOV Form 10-K for 2010 Morgan Keegan & Co No. 9-1965 NDGA Cumberland Plateau Co tax filings and shareholder list from 1992-1996 Navarre Corp ticker symbol NAVAR International Rectifier Corp Confidential Material in 02/27/2009 comment letter Genzyme Corp IPO Consolidated Capital Institutional Properties Limited Partnership Agreement Chipotle Mexican Grill 1/24/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/16/2011 2/7/2011 2/4/2011 2/7/2011 2/5/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011
Caraco Pharmaceutical Laboratories LTD Form 8-K 1/24/2011 Exhibit 10.20 Emergent BioSolutions Exhibit 10.1 2/11/2011 Emergent BioSolutions Exhibit 10.6 Avalon Capital Holdings TD Asset Management Funds USA Inc Hadron Inc SG Americas Securities LLC Francois O Barthelemy Administrative Proceeding No. 313372 Evotec AG Form 20-F Exhibit 4.12 Neose Technologies Exhibit 10.41 Impax Laboratories Exhibit 10.20 Employee Morale Study Report and contractor agreement Vivus Exhibit 10.2 NuVasive Inc Form 10-Q Exhibits 2.1 and 10.7 2/11/2011 2/15/2011 2/15/2011 2/15/2011 2/11/2011 1/24/2011 2/11/2011 2/11/2011 2/9/2011 2/11/2011 1/24/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Sandor, Jamie Sandor, Jamie Sandor, Jamie Lichtcsien, Susan
NuVasive Inc Form 10-Q Exhibit 10.7
1/24/2011
Inverness Medical Technology Inc Form 10-Q 1/24/2011 Exhibit 10.1 Keryx Biopharmaceuticals Form 10-K Exhibits 1/24/2011 10.37 10.38 10.39 Keryx Biopharmaceuticals Form 10-Q Exhibit 10.9 1/24/2011 EdeniQ Inc Quinn Morgan Jay H Schiff Kenneth C Lau Louis Crasto ZM Equity Partners LLC Centre Lane Partners Erickson Air-Crane Inc Moore Capital Management Starwood Hotels & Resorts Worldwide Inc JMC Investors LLC Avion Partners LLC The TCW Group Inc Mark L Attanasio Jean-Marc Chapus Michael K Parks Crescent Capital Group LP Crescent Capital Corporation El Paseo Holdings LLC MLA Sports LLC CCC Partners II Inc CCC Partners III Inc CCC Partners V LLC Ivy Lane LLC CCC Partners LLC Yucaipa Supermarket Management LLC TCW Cresent Mezzanine LLC Trust Company of the West Westbridge Ventures LLC GKM Ventures Roberto Di Lena Nestor Javier Bringas Marcos Ignacio Montesano 2/15/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/16/2011 2/16/2011 2/16/2011
Carlos Alberto Donado Fajardo aka Carlos Donado 2/16/2011 Carlos Tomas Herrera Green John Millon aka Johnny Millon Katrina N Hanson of Clearbrook Investment Consulting Bancnorth Investment Groupand TD Banknorth Fahmeen Khan of Keuring BDO Seidman LLP and Millipore Corporation Gregory Smyth of Wellington Hedge Management Citigroup and Northwestern Mutual Financial Network Aditi Ashok Davare Deeg aka Aditi Davare or Aditi Deeg of Harrier Hawk Management 2/16/2011 2/16/2011 2/14/2011 2/14/2011 2/14/2011 2/15/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Langston, Catherine Langston, Catherine Wall, Lindsay Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Costello, Maureen
Revlon Inc Sanmina-SCI Corporation Sauer-Danfoss Inc Sun Hydraulics Corp Team Inc Tragacept Inc Travelzoo Inc Ultratech Inc Vicor Corp Windstream Corp Garrison Investment Group Snow Lake Capital LP Steben & Co Inc Louis Todd Hanover Marathon Asset Management LP Bruce Jeffrey Richards Jonathan Todd Morley aka J Todd Morley
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G2 Investment Group LLC MB Global Partners LLC 2/11/2011 FPCG LLC Forbes Private Capital Group Maria Boyazny Daniel Saul Och Shan Ye aka Sean Ma of Snow Lake Capital James Howard Tucker Cyrus Capital Partners LP Alex Jason Duran Permian Investment Partners LP Scott Michael Hendrickson Permian Investment Partners LP Thomas Hicken Shandell GoldenTree Asset Management LP Robert Lentini of Cyrus Capital Partners LP Brennan Joseph McCaw of Cyrus Capital Partners LP Amos Meron of Empyrean Capital Partners LP Empyrean Associates LLC ECP Acquisitions LLC Empyrean Capital Partners LP ECP Bel Air Holdings LLC Empyrean Capital LLC Empyrean Capital Fund LP Michael Alan Price of Empyrean Capital Partners LP ACK Asset Management LLC Joseph A Naggar Valiant Capital Partners VALIANT PATRIOT VALIANT BRAZIL PARTNERS Valiant Capital Management LLC Christopher Robert Hansen of Valiant Capital Management, LLC Frederick S Haddad aka Fred S Haddad TM US LLC 2/11/2011 2/14/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/15/2011 2/15/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011
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MIA SOUTH HOLDING LLC Enterprise Resource Planning Inc Ritek Corp Mazel Machinery Corp M&A REH Group Corp Patagonia Fund Corp Patagonia Distribution Inc Admotion USA Inc Aerolog Holdings Corp Input Output Inc Inter Parfums Inc Kenexa Corp Lattice Semiconductor Corp MAKO Surgical Corp Nacco Industries Inc Newmarket Corporation New York Times Co Oplink Communications Inc Orbitz Worldwide Inc Cyrus Sadiq of West End Matthew Chang of Inmost Shumway LR Global and Rockefeller Bradley levie of Bitterroot and Catalyst Peter Drippe of Bitterroot and Catalyst Francis Gallager of Bitterroot and Catalyst Paul W Jones of Bitterroot and Catalyst Louise Crandall of West End Evan Sturza of HealthCor HealthCo SAC Sigma CR Intrinsic Sturza Jeffery Green of HealthCor HealthCo SAC Sigma CR Intrinsic Sturza Arthur Cohen of HealthCor HeallhCo SAC Sigma CR Inslrinsic Tiger Joseph Healey of HealthCor HealthCo SAC Sigma and CR Instrinsic Jeffrey Lightcap of HealthCor HealthCo SAC Sigma and CR Instrinsic Michael Mashaal of HealthCor HealthCo SAC Sigma and CR Instrinsic John Sailer of HealthCor HealthCo SAC Sigma and CR Instrinsic Steve Kilmeyer of HealthCor HealthCo SAC Sigma and CR Instrinsic Franz Tudor of HealthCor HealthCo SAC Sigma and CR Instrinsic Steven Musumeci of HealthCor HealthCo SAC Sigma and CR Instrinsic John Coughlin of HealthCor HealthCo SAC Sigma and CR Instrinsic Ben Gerig of NorthLight GE Black Diamond and Hillspoint Mortgages Limited Greg Walter of NorthLight GE Chris DeStefano of NorthLight Kidder Peabody and Omega Marshall Burchard of NorthLight GE David Gertner of NorthLight GE ABN Robert B Woods of NorthLight
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Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Langston, Catherine Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Chris Jahrmarkt of NorthLight Michael Jahrmarkt of NorthLight Mark Hirschhorn of NorthLight David Martens of NorthLight David Kelly of Catalyst KBW William Landberg of West End Kevin Kramer of West End Steven Gould of West End Janis Barsuk of West End Jill Kuller Jill Zelenko Entrust Capital Gregg Scott Hymowitz Hien Minh Tran of Snow Lake Capital LP Emile Rene Molineaux of Gemini Fund Services LLC Barry Ritholz Joel Michael Greenblatt Gotham Capital Gotham Asset Management LLC
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Seng Leong Lee aka Robin Lee aka Lee Seng 2/17/2011 Leong Wing Kai Ho a/k/a Brandon Ho a/k/a Ho Wing Kai 2/17/2011 Xiaona Ma a/k/a Ma Xiaona a/k/a Angela Ma Maozhen Sang a/k/a Sang Maozhen John Ambruz Paul Bernards Pieter van Aswegen 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011
Shaonan Xing aka Gordon Xing aka Xing Shaonan 2/17/2011 Qiaolian Wang aka Benita Wang aka Wang Qiaolian Dennis Worrall JW ACQUISITION INC UNO Handling Corporation Sislog Corp Bright Idea Solutions LLC Maxfuel Corp Lineas Aereas Del Caribe Limitada Inc aka LAC Best Air Dispatch Inc Alpha Cargo Airlines Inc Arrow Air Inc Ingenieros Civiles Especialista LLC aka ICE Buckeye Technologies Inc Cascade Corp Clear Channel Outdoor Holdings Inc Central Garden & Pet Company Cinemark Holdings Inc Entropic Communications Inc Ferro Corporation 2/17/2011 2/17/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Lichtcsien, Susan Cevallos, Sandra Conway, Na'eem Bona, Diamond Smallberg, Michael Stanziale, Richard Ramirez, Soledad Soto, Henrietta Hindocha, Kunal Helsel, Scott Helsel, Scott Helsel, Scott Helsel, Scott Helsel, Scott Coles, Albert Rusin, Tiffany Rusin, Tiffany Cusack, Bob Cuker, Mark Canavan, Judy Morganti, Andrew Radi, Timothy Dombrowski, Paul Dombrowski, Paul Gaiser, Ruth Lapidus, Zina Meissner, Stuart Meissner, Stuart Parrington, Adam Maheshwari, Pratima Marcus, Sally Marcus, Sally
Haynes International Inc Synchronoss Technologies Inc Vocus Inc Permian Investment Partners Cara Goldenberg Michael Miola of Northern Lights Distributors LLC African Development Bank OIG -533 LARO Westridge Capital Management Exhibits Morgan Keegan and Morgan Asset Management Inc AP No. 3-13847 8b letters filed by former employees in 2010 Butler International and General Electric Capital Corp Credit Agreement dtd May 31, 1994 OwnIt Mortgage Loan Trust Series 2006-1 thru 7 2005-1 thru 5 2007-1 and 2004-1 Wachovia Wells Fargo residential mortgage records Berkshire Partners Exmovere Holdings Inc fka Clopton House Corporation Delbert G Blewett of Exmovere Holdings Inc fka Clopton House Corporation Cheyenne Crow fka Hurben Wallace Crow of Exmovere Holdings Inc fka Clopton House Corporation David Bychkov of Exmovere Holdings Inc fka Clopton House Corporation 1-900 Jackpot Inc aka Exmocare Inc aka Second Solar Inc Financial Design associates Inc AP No. 3-12827 Transcript of Barney Glaser AM Best Form NRSRO Exhibits 10-13 DBRS Form NRSRO Exhibits 10-13 FOIA Log from November 1, 201 to present Countrywide Financial Corp testimony exhibits of John McMurray and Angelo Mozilo File No LA03370-A Joseph Raymond Sheehan Foamex International Inc Vystar Credit Union residential mortgage records Washington Mutual Bank FA residential mortgage records Chase Home Finance LLC residential mortgage records SEC Lease Constitution Center 400 7th Street SE Washington DC SF-2 Daryl Weber last known address LR21433
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Oppenheimer Holdings Inc Oppenheimer & Co Inc 2/15/2011 Branch Audit Report 2004 Whistleblower Complaint Oppenheimer Holdings Inc Oppenheimer & Co Inc 2/15/2011 Form 10-Q 3rd Quarter 2006 - 3rd Quarter 2007 Marathon Petroleum Corporation Form 10 dtd January 25, 2011 FY 2011 Procurement Forecast Cambia Investors LLC Therese M Stoch 2/23/2011 2/22/2011 2/23/2011 2/17/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Sandor, Jamie Wall, Lindsay Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark
Ronald A Klipstein David M O'Donohue Elias J Pars John R Gordon III Steven J Novatney Sean M Haas Levoyd E Robinson David C Dieffenbacher Eric S Baer Bradford B Couri CFIP Investors LLC CFIP Convertibles Domestic Fund LP CFIP Convertibles Overseas Fund Ltd CFIP Overseas Fund Ltd CFIP Domestic Fund LP CFIP Master Fund Ltd CFIP Convertibles GP LLC CFIP GP LLC Chicago Fundamental Investment Partners LLC Melissa O'Malley Jason A Bragg John K Turner Jonathan G Berger Carroll C Gleason Karl D Hamming Richard F McQuet Kori Kristen Skiba aka Yelle Skiba Aaron R Taylor Randall S Mitchell Adam J Schwartz Charles Chatham Jr Anand C Parekh Taunus Corporation Alyeska Investment Holdings Corp DBAH Capital LLC Alyeska Fund LP Alyeska Investments LLC Aleutian Fund Ltd Alyeska Master Fund LP Alyeska Investment Group LLC Alyeska Investment Group LP Patrick K Kent of Eaton Vance Management Capstone Asset Management LLC Capstone Credit Advisors LLC Marjorie Ellen Hogan aka Marjorie Ellen Foddy Claudio Phillips Valcour Capital Management Marinus Capital Advisors
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Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Langston, Catherine Langston, Catherine Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Madison Capital Management LLC Madison International Holdings IV LLC Ronald Mark Dickerman Madison International Realty LLC Kevin Wolf of Gemini Fund Services LLC Steven A Tananbaum James S Levin Glenview Capital Management LLC Lawrence Michael Robbins of Glenview Capital Management LLC Columbus Circle Investors Inc Oliver Adrian Marti of Coumbus Circle Investors Antipodean Domestic Partners LP Antipodean Advisors GP LLC Antipodean Advisors LLC fka Antipodean Capital LLC Eric Eu-Wei Chen of Antipodean Advisors LLC
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Bharat Sakaria aka Brad Sakaria of Brenner West 2/23/2011 Capital Advisors LLC Joshua Wes Kaufman of Brenner West Capital 2/23/2011 Advisors LLC Northern Lights Fund Trust II 2/23/2011 Northern Lights Compliance Services LLC Northern Lights Fund Trust Newell Lynn Bowley of Northern Lights Distributors LLC Northern Lights Distributors LLC of formerly Aquarius Fund Distributors LLC Columbus Circle Investors Inc Columbus Circle Investors Management Inc Thomas Jason Coleman of Kensico Capital Management Corporation Kensico Capital LLC Kensico Associates LP Kensico Partners LP Kensico Capital Management Corporation Michael B Lowenstein of Kensico Capital Management Corporation Smith Electric Vehicles Bryan Hansel Paul Geist Douglas Fleming Jan Ambruz Inversiones Donado Fajardo Inc Currier De Colombia Corp Flight One Inc Premier Mortgage Specialists Inc Millon Air Inc Millon Aviation Consultants Inc Millon Air Crew Services Inc Flight Crew Resources Inc JB Power Management Corp Wright Bros Aviation Inc 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/22/2011 2/22/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/24/2011 2/22/2011 2/22/2011
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Sev-US Reyhan Corporation aka Reyhan PGF Hansel Family Trust Prototype Solutions Encoder Science Technology LLC J Taylor Hersey Co Omega North East Limited Smith Electric Vehicles Europe Limited EVO Medical Solutions Limited American Italian Pasta Company Steven Wardell Schultz Donald Kiepert aka Don Kiepert Robert Gaffey aka Bob Gaffey Jeffery E Young Lantheus Medical Imaging Terrance R Ahern aka Terry Ahern The Townsend Group Inc Apic Sales Co Cambiar Investors LLC Kansas Gas & Electric Co Westar Industries Limited Westar Energy Inc Electronic Processing Inc Epiq Systems Inc Ronald A Klipstein Richard F McQuet CorVel Corp Great Lakes Dredge & Dock Corp Harbin Electric Inc Kulicke & Soffa Industries Inc Limelight Networks Inc Enpro Industries Inc OSI Systems Inc Prestige Brands Holdings Inc Radiant Systems Inc Boston Beer Co Inc Brett Edward Bruce Barakett a/k/a Brett Emeral Barakett Tremblant Capital Group James Peter Eckert of Tremblant Capital LLC AK Steel Holding Corporation Ascent Media Corp Atwood Oceanics Inc Digital River Inc Dreamworks Animation SKG Inc Frontier Communications Corp Hubbell Inc Lennar Corporation Mercadolibre Inc
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Memory Pharmaceyticals Form 10-K Exhibit 10.38 2/21/2011 Memory Pharmaceyticals Form 10-Q Exhibit 10.1 2/21/2011
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Hubbard, Marv Edwards, Mark Edwards, Mark Edwards, Mark Niziol, Mike Boyce, Barry Dukes, Sara Lennon, Michael Mirko, Valerie Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Marsh, Benjamin Marsh, Benjamin Gameros, Charles Dukes, Sara Dukes, Sara Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Dukes, Sara Taylor, Philip Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Sandoval, Monica Sandoval, Monica Dukes, Sara Dukes, Sara Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan
Surety Bonds Renovis, Form S-1 Exhibits 10.13 Thru 10.16 10.19 thru 10.22 10.24 thru 10.27 10.38 thru 10.4 10.42 thru10.43 Renovis Form 10-Q Exhibits 10.1 and 10.2 Renovis, Form 10-Q Exhibit 10.6 Mike Niziol evidence Civil Rights Violations Hybridon Inc Form 10-K Exhibit 10.47 OAO NK Yukos PricewaterhouseCoopers and Akin Gump Strauss Hauer & Feld LLP meeting records Beech Hill Securities Inc Emisphere Technologies on Amendment 2 to From S-3 Exhibits 10.30 10.31 10.32 10.33 Lexicon Genetics Inc Form 10-K Exhibit 10.22 Lexicon Genetics Inc Form 10-Q Exhibit 10.2 Lexicon Genetics Inc Form 10-Q Exhibit 10.1 Lexicon Genetics Inc Form 10-Q Exhibit 10.1 Lexicon Genetics Inc Form 10-K Exhibits 10.14 and 10.15 Radical Bunny LLC Mortgages Ltd Securities LLC AP No. 3-13752 Merrill Lynch Pierce Fenner & Smith Inc AP No. 314204 Ligand Pharmaceuticals, Inc Form S-1 Exhibit 10.287 Ligand Pharmaceuticals, Inc Form 10-Q Exhibits 10.275 and 10.276 Xoma Ltd Form 10-Q Exhibits 10.2 thru 10.4 Xoma Ltd Form 10-Q Exhibit 10.59 Xoma Ltd Form 10-K Exhibits 10.32 and 10.46 Xoma Ltd Form 8-K Exhibit 2 Bradley Pharmaceuticals Inc Form 10-K Exhibit 10.1 South Hertfordshire United Kingdom Fund LTD MannKind Corp on S-1 Exhibit 10.15 MannKind Corp Form 8-K Exhibit 10.1 Lynx Therapeutics Inc Form 10-Q Exhibits 10.17.2 10.41 Lipid Sciences Inc fka NZ Corp Amendment 1 to Form S-1 Exhibit 10.2 Health Management Systems Inc Form 10-Q Exhibit 10.5 from 1994 Health Management Systems Inc Form S-1 Exhibit 10.13 Targeted Genetics Corp Form 10-Q Exhibit 10.2 Targeted Genetics Corp Form 10-Q Exhibit 10.2 for 09/30/03 Gramercy INvestment Advisors LLC Gramercy Financial Group, LLC a/k/a Gramercy Financial Servies, Ltd Gramercy Investment Management, LLC Gramercy Funds Management, LLC
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Lichtcsien, Susan Mierzejewski, Mark Wall, Lindsay Reinhardt, Kelly Langston, Catherine Langston, Catherine Wall, Lindsay Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Madar, Roy Fairchild, Jara Kletzien, Jim Kletzien, Jim Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark
Robert Koenigsberger of Gramercy Anthony Frammartino Joel Martin Frank Sharif Mohamed Atta Sarus LLC David Arthur Shannon of Sarus LLC Lee Spencer Kruter Steven Todd Shapiro Denis Worrall SSC Mandarin Apex Minerals NL Grand T G Gold China Mining Resources Holdings Limited Investment Company Limited Mandarin Business Consultants Pty Limited Nedcor Asia Ltd Alliance Data Systems Corp Coventry Health Care Inc Equinix Inc Logitech International SA Lender Processing Services Inc Oceaneering International Inc Pulte Homes Inc RR Donnelley & Sons Co Total System Services UGI Corp ICI Wilmington Inc Chase Bank NA residential mortgage records Inogen One Oxgen Concentrator 510K Submission Inogen One Oxygen Concentrator FDA Audit Alpha Natural Resources Inc Alpha Natural Resources Inc Anixter International Inc Columbia Sportswear Co Cooper Companies, Inc Discovery Communications Inc Hertz Global Holdings Inc KBR Inc NVR Inc Ralcorp Holdings Inc Watson Pharmaceuticals Inc SQM Investment Management, LLC SQM Frontier Africa Fund LP SQM Frontier GP, LLC SQM Frontier Middle East Fund LP SQM Frontier Management GP, LLC Kevin W Lynch
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Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Wall, Lindsay Wall, Lindsay Kiernan, Cortney Korte, Gregory Fernandez, Gregory Shenkman, David Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Dodge, Michael Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Corsair Capital Management, LLC Eric Jonathan Seeve of GoldenTree Asset Management LP Adam Gregory Tuckman (GoldenTree Asset Management LP) Gary Steven Lehrman Lombard Odier Investment Management USA Corp Yannix Ospraie Bruce N Ritter Timothy Jerard Connors of PivotNorth GS Gamma Management, LLC Guggenheim Advisors, LLC a/k/a Guggenheim Partners Saugatuck Energy, LLC SEC shutdown preparations Virginia State Corporation Commission grants, contracts, cooperation agreements Venezuela Global Bonds IPO Jason A Saunders IARD File Jason A Saunders CRD File Gregory V. Fernandez CRD File Gregory V. Fernandez IARD file Philip Mazzei Financial Advisors IARD file Philip Mazzei Financial Advisors correspondence from state securities regulators Phillip Mazzei Financial Advisors registration ststus California Biotechnology Inc IPO MedImmune INc Form 10-K for period ending 12/31/04 exhibits 10.6 and 10.11 MedImmune Inc Form 10-Q for period ending 09/30/05 exhibits 10.1 MedImmune Inc Form 10-Q period ending 06/30/05 exhibits 10.1 and 10.2 Facet Biotech Corp Amendment 6 to Form 10 on 12/4/08 exhibit 10.17 Medicis Pharmaceutical Corp Inc Form 10-Q for period ending 3/31/06 exhibits 10.1 10.2 and 10.3 Medicis Pharmaceutical Corp Inc Form 10-K for period ending 6/30/04 exhibits 10.102 and 10.103 Medarex Inc Form 8-K on 1/24/05
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The Medicines Company Form 10-Q for period 2/7/2011 ending 9/30/04 Exhibit 10.1 Medarex Inc Form 8-K filed on 11/8/04 Exhibits 2/7/2011 99.1 99.2 99.3 99.5 and 99.6 GenMark Diagnostics Inc Amendment 1 to Form S- 2/7/2011 1 for the period ending 04/20/10 Exhibit 10.25 Alpha 1 Biomedicals Inc Form 10-KSB for the period ending 12/31/00 Exhibit 10.1 Medicinova Inc Form 8-K filed on 10/31/06 Exhibits 10.1 and 10.2 MediciNova Inc Amendment 2 to Form S-1 filed on 1/6/05 Exhibits 10.18 and 10.21 MediciNova Inc Amendment 1 to Form S-1 on 11/23/04 Exhibits 10.4 10.5 10.6 10.7 10.8 10.9 and 10.10 2/7/2011 2/7/2011 2/7/2011 2/7/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Wilkat, Tara Russo, Lara El koudsy, Heba Michael Wilkat, Tara Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Maxim Pharmaceuticals Inc Form 10-Q for the period ending on 03/31/05 Exhibit 10.1 Maxim Pharmaceuticals Inc Form 10-Q for the period ending on 12/31/03 Exhibit 10.7 Maxygen Inc Form 10-K for the period ending on 12/31/06 Exhibit 10.27 Maxim Pharmaceuticals Inc Form 10-Q for the period ending on 03/31/04 Exhibit 10.1 Maxygen Inc Form 10-Q for the period ending on 06/30/06 Exhibit 10.6 Maxygen Inc Form 10-K for the period ending on 12/31/05 Exhibit 10.23 Prince Street Capital Management LLC Top 25 Contractors for 2011 SEC v Daimler 1:10-CV-00473 identity of Egyptian officials David Cyrus Halpert Alnylam Pharmaceuticals Form 10-Q Ex 10.1 Alnylam Pharmaceuticals Form 10-Q Ex 10.1 Alnylam Pharmaceuticals Form 8-K Ex 10.1 Alnylam Pharmaceuticals Form 10-Q Ex 10.1 Alnylam Pharmaceuticals Form 10-Q Ex 10.1 Alnylam Pharmaceuticals Form 10-Q Ex 10.1 and 10.4 thru 10.7 R Byron Carlock Jr a/k/a Ramon Byron Carlock a/k/a Raymon Byron Carlock Charles A Muller a/k/a Charlie Muller Joseph T Johnson a/k/a Joe T Johnson CNL Lifestyle Properties John F. Mulholland a/k/a Jeff Mulholland Insurance Capital Markets Holdings Ltd Life Equity LLC International Life Advisors Ltd Blue Wolf Fund P Nicholas Edwards a/k/a Nick Edwards Lee Kraus Composite Capital LLC Nicholas Edwards Investments LLC Nicholas Edwards Investments Japan Max Petroleum plc Jnana Technologies Lazard Freres LLC Lazard Moscow Anantha Pradeep a/k/a AK Pradeep NeuroFocus Inc Precision Semiconductor Control Systems Inc Meridian Consulting LLC Pele Organics LLC Searchscience Inc a/k/a Search Science Inc Consultingmarketplace.com
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Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew Langston, Catherine
BoardVantage Inc The Carlock Companies Inc Lakefront Shores Family Compound Management LLC Lakefront Shores Equipment Management LLC CNL Lifestyle Company LLC CNL Income Mountain High TRS Corp CNL Income Mountain TRS Corp CNL Lifestyle Properties Inc CNL Franchise Network GP Corp CNL Restaurant Capital GP Corp CNL Restaurant Property Services Inc CNL Funding 2001-A Inc CNL Income LP Corp CNL Income GP Corp CNL Income TRS Holding Corp CNL Income GW Corp CNL Financial GP Holding Corp CNL Income Hawaiian Waters TRS Corp CNL Funding 2002-A, Inc CNL Income Ski Lift TRS Corp CNL Restaurant Net Lease Properties II Inc Thomas Leo Hajdukiewicz Taylor Woods Capital Management LLC Taylor Woods Partners LP Taylor Woods Capital GP LLC George Beau Pressley Taylor V Michael Robert Fastert GMB Global Enhanced LP GMB Global Multi Strategy LP GMB Global Enhanced LP ClearStream Investments LLC GMB Capital Partners LLC GMB Low Volatility Fund LP GMB Capital I LP Randall S. Saunders Randall S. Saunders Daren McCullough Steven LaFontaine Samuel Mende Michael A Coppola Scott Baglio James W. Crichton Scout Capital Adam M. Weiss Ada Investment Management LLC Marc Edward Heissan of Saugatuck Energy LLC
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Langston, Catherine Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Sandor, Jamie
Charles John McCormick Jr aka Ian McCormick of Wilton Agricultural Strategies LLC Wilton Agricultural Strategies LLC Robert Steven Flicker aka Bob Flicker of Taylor Woods Capital Management LLC Trevor C Woods of Taylor Woods Capital Management LLC Eagle River Asset Management LLC Michael James Pascutti Treacy Beirne aka Treacy Gaffney Magnetar Capital LLC Magnetar Financial LLC Magnetar Investment Management LLC TIG Advisors LLC Tiedemann Falconer Partners LP Drew A Figdor Gregory A Weaver Invicta Capital Management LLC Scott Baglio ParkRiver Fund Solutions Jeffrey N Brown of GoldenTree Asset The Holt Group Inc Holt Distressed Property Fund 2010 LP Greg Holt Kubicek of The Holt Group Inc Eileen Sherman of Babson Capital Management Babson Financial Management and State Street Financial Advisors Britta E Schinske John C Wilson aka Josh Wilson Michael P O'Brien Paul B Sagara Richard M Duff III Thomas D Henwood Hawthorne Capital Offshore Ltd Hawthorne Capital Partners LP OMT Capital Management LLC Tyler W Baron Peter H L Lee Caufield & Byers LLC Garrison Investment Group LP Xiao H Song of Contrarian Capital Management LLC AMAG Pharmaceuticals Inc fka Advanced Magnetics Inc Computer Programs & Systems Inc Cisco Systems Inc Fedex Corp Force Protection Inc Foster Wheeler Ltd Google Inc Knight Capital Group Inc Kinder Morgan Energy Partners
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11-04222-FOIA 11-04223-FOIA 11-04224-FOIA 11-04225-FOIA 11-04226-FOIA 11-04227-FOIA 11-04228-FOIA 11-04229-FOIA 11-04230-FOIA 11-04231-FOIA 11-04232-FOIA 11-04233-FOIA 11-04234-FOIA 11-04235-FOIA 11-04236-FOIA 11-04237-FOIA 11-04238-FOIA 11-04239-FOIA 11-04240-FOIA 11-04241-FOIA 11-04242-FOIA 11-04243-FOIA 11-04244-FOIA
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Padula, Gary Padula, Gary Inglese, Tara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
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Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Greiner, Julie Potter, Jaimee Meissner, Stuart deHaan, Ed Lynch, Sarah Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Corporate Office Properties Trust Comstock Resources Inc Cytec Industries Inc Hillenbrand Inc fka Batesville Holdings Inc Integrated Device Technology Inc International Rectifier Corporation Kaydon Corp Potlatch Corp Schnitzer Industries Inc TIVO Inc Waddell & Reed Financial Inc Apollo Group Inc Form S-1 Exhibit 10.10 dtd 09/09/1994 American Home Mortgage Trust 2006-4 PSA Whistleblower Office resumes & records of applicants for office head 8b letters pre 2006 and 10/1/2009 through 12/31/2011 Chairman Schapiro travel expenses and schedules from 2009-03/03/2011 Corixa Corp Form 8-K dated 5/16/2002 Exhibits 10.1 through 10.7 Corixa Corp Form 8-K dated 12/31/2001 Exhibits 10.1 through 10.3 Corixa Corp Form 8-K dated 5/23/2002 Exhibit 10.1 Corixa Corp Form 8-K dated 12/31/2001 Exhibits 10.14 10.42 through 10.44 10.64 10.67 10.68 Corixa Corp Form 8-K dated 12/5/2002 Exhibit 10.1 Corixa Corp Form 10-K dated 12/31/2002 Exhibits 10.15 through 10.17 10.83 through 10.86 10.88 Corixa Corp Form 8-K dated 4/4/2003 Exhibits 10.1 through 10.4 Corixa Corp Form 8-K dated 6/23/2003 Exhibit 10.1 Corixa Corp Form 8-K/A dated 7/20/2001 Exhibit 10.1 Corixa Corp Form 10-Q dated 06/30/2004 Exhibit 10.1 Corixa Corp Form 10-K dated 12/31/2004 Exhibit 10.17 ImClone Systems Exhibit 10.73 to Form S-3 ImClone Systems Form 14D9 Exhibit d3 ImClone Systems Form 8-K Exhibit 99.2 ImClone Systems Form 10-K Exhibit 10.88 ImClone Systems Form 10-Q Exhibit 10.30 ImClone Systems Form 10-Q Exhibit 10.35 ImClone Systems Form 10-Q Exhibit 10.38 ImClone Systems Form 10-K Exhibit 10.40
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ImClone Systems Form 10-K Exhibit 10.37 10.41 3/4/2011 Neurocrine Biosciences Form S-1 Amendment 3 2/25/2011 Exhibit 10.18 Neurocrine Biosciences Form 10-K Exhibits 10-24 2/25/2011 10.25 and 10.27
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Chase, Andre Hilzenrath, David Speiginer, Rennae Bastron, Mark Weber, Gabriele Floyd, Erika Mclaughlin, Michael Lary, Todd Williams, Julia Grice, Barnabas Keune, Marsha Keune, Marsha Keune, Marsha Smallberg, Michael Hallman, Ben Keune, Marsha Keune, Marsha Keune, Marsha Masters, Joshua Masters, Joshua Masters, Joshua Manno, David Neer, R Neer, R Neer, R Neer, R Neer, R Johnson, William Carollo, Russell Michels, Patrick Michels, Patrick
Neurocrine Biosciences Form 10-Q Exhibits 2.1 10.0 10.2 and 10.3 Neurocrine Biosciences Form 10-Q Exhibit 10.1 Neurocrine Biosciences Form 10-K Exhibit 10 Neurocrine Biosciences Form 10-Q Exhibit 10.1 Neurocrine Biosciences Form 10-Q Exhibit 10.1 Neurocrine Biosciences Form 8-K Exhibits 10.1 10.2 and 10.3 Neurocrine Biosciences Form 8-K Exhibit 2.1 Neurocrine Biosciences Form 8-K Amendment 1 Exhibit 10.1 Cisco Systems Inc 10K 2006, 2008. 2010 David Becker Madoff Clawback Inquiry by Issa and Grassley dated 03/03/2011 JP Morgan Chase residential mortgage records
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Washington Mutual Mortgage Securities Corp PSA 2/11/2011 Series 2003-ARII and 2004-ARI Daimler AG 3/1/2011 K Hovnanian Enterprises Inc Asset Purchase Agreement Exhibits A H J L N FFIDX Fidelity Hastings Street Trust Boston Scientific Corp Form 8-K Company Disclosure Statement PCS Edventures!.com 1:10-CV-0043 deposition transcripts and exhibits Wells Fargo Asset Backed Security Series 2007 16 Trust Fortune Brands Comment Letter WMS Industries Comment Letter CBS Corp Comment Letter Ralph J Sorrentino complaint about NASD award in 03-07225 Total Dollar Value of successfully resolved SEC actions for FY 2006 2010 Morgan Stanley Comment Letter CIT Group Comment Letter BJ Services Co Comment Letter SEC v Citigroup Inc 1:10-CV-01277 Arthur H Tildesley SEC v Citigroup Inc 1:10-CV-01277 Gary L Crittenden SEC v Citigroup Inc 10-CV-1277 Surge Components Inc Hunter World Markets Inc Florian Homm Todd M Ficeto Tony Ahn administrative proceeding 3-14272 2/28/2011 11/17/2010 3/2/2011 3/1/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/3/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011
Elizabeth Pagliarini administrative proceeding 33/3/2011 14273 EDGAR Apache web log from 7/1/2006 to 3/3/2011 12/31/2006 OIG Report 505 Failure to Investigate Metromedia 3/8/2011 International Group and purchase by News Corp Joseph E Ashmore Jr Allan Clark 3/7/2011 3/7/2011
Michels, Patrick Casselman, Ben Moore, Ransom Sandor, Jamie Wood, E Wood, E Wood, E Jacobs, Kate Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Financial Risk Specialists Inc Occidental Petroleum Corp and Joel Lehman complaint Image Sensing Systems Inc Articles of Incorporation and Bylaws Dennis H Kim General Care Corp Hospital Affiliates International Inc Hospital Corp of America Stephen Altman File No 3-12944 Theodore L Koenig Aka Ted Koenig Daniel M Duffy Aka Dan Duffy Michael J Egan Aka Mike Egan Jeremy VanDerMeid Monroe Capital, LLC MONROE CREDIT ADVISORS MONROE EQUITY INVESTMENTS KOENIG DEVELOPMENT Jacqlin LLC MC Opportunities Fund Monroe Equity Hilco Capital Monroe Partners MCOF LP LLC Comstock Resources Inc Cytec Industries, Inc Hillenbrand Inc fka Batesville Holdings Inc Integrated Device Technology Inc International Rectifier Corporation Kaydon Corp Potlatch Corp Schnitzer Industries Inc TIVO Inc Waddell & Reed Financial Inc AMAG Pharmaceuticals Inc fka Advanced Magnetics Inc Computer Programs & Systems Inc Cisco Systems Inc Fedex Corp Force Protection Inc Foster Wheeler Ltd Google Inc Knight Capital Group Inc Kinder Morgan Energy Partners Corporate Office Properties Trust Metro-Goldwyn-Mayer Studios Inc United Artists Corporation Orion Pictures Corporation Global Eagle Acquisition MGM Studios MGM Direct
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Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally DePeau, Andrew Langston, Catherine
Paxson Communications ION Media Networks Inc Metro Goldwyn Mayer Lion Corp Channel 56 of Orlando The Infomall TV Network D P Media License of St Louis Paxson Springfield License Infomall Los Angeles Gregory H. Sachs Michelle Sibley Michelle Schimmole SCG Financial Acquisition Corp Deerfield & Company LLC Springfield & Company LLC Sachs Capital Group LLC Sachs Capital Management LLC Deerfield Financial Services LLC Springfield Financial Services LLC Deerfield Capital Management LLC Springfield Asset Management LLC Missoula Investments LLC Deerfield Funds Management LLC Deerfield International Investments LLC Springfield International Investments LLC Gregory and Tracey Sachs Charitable Company LLC Alnylam Pharmaceuticals Inc Benchmark Electronics Inc Coeur D Alene Mines Corp Ciena Corporation HMS Holdings Corp HNI Corp Hexcel Corp KBW Inc OptionsXpress Holdings Inc PHH Corp Catalyst Health Solutions, Inc Esco Technologies Inc Fairchild Semiconductor International Inc FormFactor Inc GATX Corporation Lexmark International Inc Magellan Health Services Inc Om Group Inc RLI Corp Neutral Tandem Inc Adam Schreck Dmitri Kudrjavtsev James Samuel Vitalie Gray & Co aka Gray Financial Group Inc
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Langston, Catherine Kiernan, Cortney Kiernan, Cortney Kiernan, Cortney Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Chase, Andre Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Laurence O'neal Gray of Gray & Co
3/8/2011
Robert Matza aka Bob Matza of GoldenTree Asset 3/8/2011 Management LibertyView Capital Management, Inc. a/k/a 3/7/2011 LibertyView Capital Management, LLC Richard Alan Meckler of LibertyView Capital Management LLC Ian Ellis Lindsay of Moon Capital Management LP 3/7/2011 3/8/2011
Roger James Insley of Moon Capital Management 3/8/2011 LP JWM Capital LLC 3/8/2011 Moon Capital Global Equity Leveraged Fund LP Moon Capital Advisers LLC Moon Capital LLC Moon Capital Global Equity Fund LP Moon Partners LLC John Walter Moon of Moon Capital Management LP Moon Capital Management LP Jeffrey Aaron Burke Joseph Matthew Carney Jonathan James Bloom Robert Stanley Pitts Jr Steadfast Capital Management LP 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/9/2011 3/8/2011 3/7/2011 3/7/2011 3/7/2011
Casey Capital a/k/a Casey Capital Management or 3/9/2011 KC Gamma Opportunity Fund Robert J Small of Berkshire Partners Aaron Bellish Mark E McGoldrick Mount Kellett Capital Kevin M Feder Berkshire Fund III Richard Keith Lubin Berkshire Partners LLC Whole Foods Market Inc 10-K 2010 2008 and 2007 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.3 10.4 and 10.5 Memory Pharmaceuticals Corp Form 10-K Exhibit 10.32 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.4 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10-K Exhibit 10.38 Memory Pharmaceuticals Corp Form 8-K Exhibit 10.1 Memory Pharmaceuticals Corp Form 8-K Exhibit 10.1 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 and 10.3 Millennium Pharmaceuticals Inc Form 10-K Exhibit 10.10 10.11 and 10.12b 3/8/2011 3/8/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/10/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011
Dukes, Sara Dukes, Sara Dukes, Sara DePeau, Andrew Deyneha, Natalia Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Malinowski, Thomas Malinowski, Thomas Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Metabolix Inc Form S Amendment 3 dated 10/20/2006 Exhibits 10.4 10.5 10.6 10.19 10.20 10.21 and 10.22 MGI Pharma Inc Form 10-Q Exhibit 10.1 MGI Pharma Inc Form 10-Q Exhibit 10.1 Lanx Capital Praedea Solutions PointState Holdings LLC PointState Fund LP PointState Capital GP LLC fka PointState Capital LLC PointState Capital LP Sean Evans Cullinan of PointState Capital LP Lucy Clare Panter of GoldenTree Asset Management LP Ana Franov of GoldenTree Asset Management LP Thomas Michael Kopczynski Augustine Anthony Rossi Jr aka Gus Rossi Jr Kenneth S Bring David Randolph Peeler aka Randolph Peeler THEGRAFNETWORK Aidart Pictures Altar Productions Ambazac Investment Company Carman Investment Company Castaways Rental Properties Charles Band Films Dayton Film Productions Dineh Building Product Dineh Construction Products Dineh Lumber and Building Supply Company Eastern Omni Constructors Epic Pictures Enterprises CNL Canada Nominee Inc CNL Beneficiary Whistler Corp CNL Retail Manager Corp CNL Retail Manager Holding Corp CNL Beneficiary Blue TRS Corp CNL Gatlinburg GP Corp CNL Personal Property TRS Corp CNL Cypress Beneficiary Corp CNL Income Northstar TRS Corp CNL Beaver Creek Marina LLC CNL Income Easthill Park LLC CNL Income Burnside Marina LLC CNL Income Golf Group Inc CNL Income Waterworld TRS Corp RI Manchester Tenant Corp CY Manchester Tenant Corp
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11-04506-FOIA 11-04507-FOIA 11-04508-FOIA 11-04509-FOIA 11-04510-FOIA 11-04511-FOIA 11-04512-FOIA 11-04513-FOIA 11-04514-FOIA 11-04515-FOIA 11-04516-FOIA 11-04517-FOIA 11-04518-FOIA 11-04519-FOIA 11-04520-FOIA 11-04521-FOIA 11-04522-FOIA 11-04523-FOIA 11-04524-FOIA 11-04525-FOIA 11-04526-FOIA 11-04527-FOIA 11-04528-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Patterson, Scott
CNL Income Talega LLC Canoga Park Assisted Living LLC Sunrise Belmont Assisted Living LLC CNL Income Valencia LLC CNL Income LP Corp CNL Beneficiary Blue TRS Corp Sunrise Third Senior Living Holdings LLC Sunrise Third Pool I LLC Sunrise Third Pool I GP LLC Sunrise Third Pool II LLC Sunrise Third Pool III LLC Sunrise Third Pool III GP LLC Sunrise Third Pool IV LLC Sunrise Third Pool IV GP LLC Genesia Inc IPO Myriad Genetics Inc IPO Chiron Corp IPO Medimmune Inc IPO Quintiles Transnational Corp IPO Mycogen Corp IPO Idec Pharmaceuticals Corp IPO Immunex Corp IPO
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SEC V. Sheldon Maschler Jeffrey A Citron Michael 3/8/2011 McCarty Erik Maschler Heartland Securities Corp Aaron Elbogen Moishe Zelcer Raft Investments Inc and JES Management Corp Civil Action No 03 CV 0264 Gulf West Investment Properties Inc and Gary Gauthier American International Group (AIG) independent consultant reports filed by James Cole for 2005 2009 Marc H Bell Daniel C. Staton Ezra Shashoua Anthony L Previte Starsmith LLC Reardon Industries Penguin Air Conditioning Corp Friendfinder Networks Inc General Media Entertainment General Media Communications Various Inc Fastcupid Inc Penthouse Images Acquisitions GMI On-line Ventures Ltd Eric Owen Bannasch William D Christian Blenheim Capital Management LLC Keri Ann McGinness Washington Mutual Residential Mortgage 3/8/2011 3/9/2011 3/10/2010 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/1/2011
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MacLellan, Melanie D'Amici, Marco Dukes, Sara Dukes, Sara Dukes, Sara Mack, Lawrence Dukes, Sara Dukes, Sara Dukes, Sara Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Abraham, Jeffrey Sanchez, Aricka Smith-Levin, Aaron Prongay, Robert Martin, Alan MacLellan, Melanie Woodward, Amy Reisinger, Sue Wein, George Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Mierzejewski, Mark
Ameriquest Mortgage securities Inc mortgage loan schedule 1 SEC v Pinkmonkey.com Inc Patrick R Greene cv 01-9711 Micromet Inc Form 10-Q Exhibit 10.1 Metabasis Therapeutics Inc 10-K Exhibits 10.19 and 10.32 Metabasis Therapeutics Inc Form 10-Q Exhibit 10.1 Bank of New York Mllon CIK# Metabasis Therapeutics Inc Form 10-K Exhibits 10.29 and 10.30 Metabasis Therapeutics Inc Form 10-Q Exhibits 10.28 Metabasis Therapeutics Inc Form 10-Q Exhibit 10.27 Angelo Mozilo testimony 08/2008 cv-09-3994
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Angelo Mozilo testimony dated 10/2/2008 CV-09- 3/8/2011 3994 Angelo Mozilo testimony dated 11/9/2007 CV-09- 3/8/2011 3994 David Sambol deposition CV-89-3994 3/8/2011 Eric Sieracki testimony dated 11/2008 CV-093994 Eric Sieracki depostion testimony dated 1/22/2010 CV-09-3994 Eric Sieracki testimony dated 05/28/2008 CV-093994 Erick Sieracki deposition testimony dated 7/20/2010 CV-09-3994 Xcelera Inc 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/3/2011
Date on Municipal Advisor Temporary Registration 3/9/2011 Forms Recorded since 9/2/10 Chipotle 3/9/2011 Curry v Hansen Medical Inc et al 09 CV 5094 Robert J Peacock public comment file Morgan Stanley ABS Capital Inc Mortgage Loan Schedule I FOIA log 7/1/2010 to 1/1/2011 American International Group (AIG) reports filed by James Cole as corporate monitor broker-dealer stock and bond transaction information Harry E. Sloan Jeffrey F. Sagansky aka Jeff Sagansky James A. Graf Aka Jim Graf Famous Artists Agency, Inc First American Sports of New Mexico Inc First Native American Corp First Native Apparel Inc Florida/Lakeland Investments LLC Harry Sloan Inc Henry Hillson & Company Inc Lewis Oberly Sloan & Associates PC Lions Gate Entertainment Corp MCEG Sterling Computer Services MCEG Sterling Entertainment Parmenter Realty 3/8/2011 3/9/2011 3/8/2011 3/9/2011 3/9/2011 3/10/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011
Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Pertuset, Carl Anderson, Toni Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Moore, Herbert Moore, Herbert Edwards, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas DePeau, Andrew Reinhardt, Kelly Mierzejewski, Mark Wall, Lindsay Mierzejewski, Mark Simonian, Guy Zeglarski, Robert Dodge, Michael Zavadil, Lawrence
Oskar P Lewnowski III Red Kite Management Daniel S. Taub CUSIP numbers Chase Home Finance LLC mortgage backed securities Xoma Ltd (DE) Form 8 K Exhibits 2 thru 4 Xoma Ltd (DE) Form 10 Q Exhibits 10.43 to Am2 Xoma Ltd (DE) Form 10 K Exhibits 10.20 thru 10.22 and 10.25 thru 10.28A Xoma Ltd (DE) Form 8 K Exhibit 2 Xoma Ltd (DE) Form 10 K Exhibits 10.45 and 10.46 Xoma Ltd (DE) Form 8 K Exhibit 2 Xoma Ltd (DE) Form 10 K Exhibit 10.50 Xoma Ltd (DE) Form 8 K Exhibit 2 (w/Diversa) Xoma Ltd (DE) Form 8 K Exhibit 2 Xoma Ltd (DE) Form 10 Q Exhibit 10.54 Xoma Ltd (DE) Form 10 K Exhibit 10.26C Xoma Ltd Form 10 K Exhibits 10.21C 10.24A and 10.24B Xoma Ltd Form 8 K Exhibit 2
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Sunrise Senior Living Inc
8/10/2010
Sunrise Senior Living Inc transcripts of CFO Larry 3/8/2011 E Hulse Ace Securities Corporation Home Equity Loan 3/15/2011 Trust Series 2003-OP1 Arrow Re 3/15/2011 Gemini Fund Services LLC 3/14/2011 Andrew Brian Rogers of Gemini Fund Services LLC 3/14/2011 Paulson & Company Francis (Frank) Joseph Carroll III of Oaktree Capital Management LLC Treesdale Partners Ronald Alan Weibye Advent Software Inc Ariba Inc Cosan Ltd GSI Commerce Inc Genesee & Wyoming Inc Integra Lifescience Holdings Corp Matthews International Corp Middleby Corp Tutor Perini Corp Under Armour Inc Astenbeck Capital Andrew J Hall Sanford Jay Grossman QFS Asset Management LP aka Quantitative Financial Strategies Inc David A Emma John George Petti III of Astenbeck Capital Management LLC Galle Global Macro Partners LLC Bob Evans Farms Inc Brocade Communication Systems Inc Celanese Corp CF Industries Holdings Inc Cabot Oil & Gas Corp Horton DR Inc Cal Dive International Inc FMC Corp SAIC Inc Weis Markets Inc W-H Energy Services Inc Exhibit 9.1 10.9 and CT Orders Denison International PLC Exhibit 99(d)(3) and CT Orders Theodore W Urban 3-13655 ZAIS Group LLC examination staff letter Wealth Legacy Institute cancellation order Liberty Petroleum Corp Jane Hong aka Jane Fernandez SEC Data Breaches 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 2/28/2011 3/8/2011 3/15/2011 3/16/2011
Strouse, Adam Penn, David Zurita, Keny Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Broker Dealer Information Report 12/31/2005 CUSIP Numbers SEC V. Mozilo cv 09-3994 settlement Molecular Devices Corp Form 10 Q Exhibit 10.51 Alnylam Pharmaceuticals Inc Form 10 Q Exhibit 10.1 Masimo Corp Form 10 K Exhibit 10.28 10.29 and 10.30 Masimo Corp Form 10 Q Exhibit 10.30 Masimo Corp Form S 1 Exhibit 10.22 Millennium Pharmaceuticals Inc Form 10 K Exhibit 10.22 Millennium Pharmaceuticals Inc Form 10 K Exhibit 10.7(g) Millennium Pharmaceuticals Inc Form 10 Q Exhibit 10.1 10.2 and 10.3 Millennium Pharmaceuticals Inc Form 10 Q Exhibit 10.7 Migenix Inc Form 20 F Exhibits 4.14 4.21 4.22 4.23 4.24 4.25 and 4.26 Migenix Inc Form 20 F Exhibits 4.15 Migenix Inc Form 20 F Exhibits 3.32 3.33 3.34 3.35 3.36 3.37 and 3.39 PDL BioPharma Inc Form 10-Q Exhibits 10.5 and 10.6 BioMarin Pharmaceuticals Inc Form 10 K Exhibit 10.39 Orapharma Inc Form 10 Q Exhibit 10.14 Micromet Inc Form 10 K Exhibits 10.34 10.35 10.36 10.37 10.38 10.39 10.40 10.41 10.42 10.46 10.48 10.50 and 10.51 Momenta Pharmaceuticals Inc Form 10 Q Exhibits 10.3 10.4 10.5 and 10.6 Momenta Pharmaceuticals Inc Form 8 K Exhibit 10.1 Momenta Pharmaceuticals Inc Form 10 K Exhibits 10.13 10.15 10.16 and 10.17 Momenta Pharmaceuticals Inc Form 10 Q Exhibits 10.3 and 10.4 Momenta Pharmaceuticals Inc Form S 1 Exhibits 10.4 10.5 10.6 10.7 and 10.8 Anadys Pharmaceuticals Inc Form S 1 Exhibit 10.14 Medicines Co Form 10 Q Exhibits 10.2 10.3 and 10.4 Medicines Co Form 10 Q Exhibit 10.2 Endo Pharmaceuticals Holdings Inc Form 8 K Exhibit 10.48.3 Memory Pharmaceuticals Corp form 10 Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10 Q Exhibits 10.2 and 10.3 Monogram Biosciences Inc Form 10 Q Exhibit 10.41 Monogram Biosciences Inc Form 10 K Exhibit 10.36 Monogram Biosciences Inc fka Virologic Inc Form 10 Q Exhibit 10.1 Idenix Pharmaceuticals Inc Form S 1 Exhibit 10.21 Protein Polymer Technologies Inc Form 10 K Exhibits 10.35 and 10.36 Acambis PLC Form 20 F Exhibit 4.15 Molecular Insight Pharmaceuticals Inc Form S 1 Exhibits 10.29 10.30 and 10.31
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Dukes, Sara Dukes, Sara Dukes, Sara Begleiter, Ben
Molecular Insight Pharmaceuticals Inc Form S 1 Exhibits 10.12 10.13 10.23 10.24 10.25 10.27 and 10.28 Molecular Insight Pharmaceuticals Inc Form S 1 Exhibits 10.21 Molecular Insight Pharmaceuticals Inc Form S 1 Exhibits 10.14 10.15 10.16 and 10.17 General Retirement System of the City of Detroit and Police and Fire Retirement System of City of Detroit letter dated 5/4/10 Revday Industries Inc Energy Solutions Inc Zion Solutions Inc and Exelon Agreement First Professionals Insurance Co Inc Form S 4 Select Equity Group Inc Select Equity Holdings George Stabler Loening of Select Equity Group Inc Robert B Shustak Paul Keung Haibing Wang aka Benson Wang or Benson Haibing Wang Yunpeng Cheng aka Roc Cheng or Roc Yunpeng Cheng Zhen Wei aka Crow Wei or Crow Zhen Wei Taomee Holding Limited Xunlei Limited Hao Cheng Weimin Luo Jun Zou Jiayuan.com International Ltd Haiyan Gond Qingyan Fang Shang Hsiu Koo Hui Song Chadwick H Faulkner aka Chad Faulkner Douglas R Rippel aka Doug Rippel
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Singer, David Rielly, Thomas Krumm, Arthur Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia DePeau, Andrew DePeau, Andrew Marcus, Sally
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John Douglas Maxwell aka J Douglas Maxwell aka 3/16/2011 Doug Maxwell Speedy Cash Holdings Corp 3/16/2011 Cash Money Cheque Cashing Inc AD Astra Recovery Services Inc A Speedy Cash Car Title Loans LLC Evergreen Financial Investments Inc CDM Development LLC Prontocapital Inc Tiger Financial Management LLC Integrated Stadium Seating Inc Attain Finance AZ Inc Gran Canon Tarjetas Inc Johan H Christofferson Christofferson Robb and Company LLC Donald Patrick McCarthy Jr 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/18/2011 3/18/2011 3/17/2011
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Tymothi Omar Tombar William Joseph Heffron David S Zemel Smith A O Corp Briggs & Stratton Corp FEI Co PAREXEL International Corp Sapient Corporation SEI Investments Co Synaptics Inc Virgin Media Inc fka NTL Inc fka Telewest Global Inc Warner Chilcott Ltd Warner Music Group Corporation H Michael Krimbill aka Harry Michael Krimbill Craig S Jones Sharra L Straight Stephen D Tuttle aka Steve D Tuttle Brian K Pauling Todd M Coady Shawn W Coady NGL Energy Partners LP Limerick Capital LLC KH2008 LLC Gold Resource Partners LLC Krimbill Holding Company Krimbill Family Foundation Titan Profane LLC FHM Investments LLC FHS Investments LLC PBC Investor Fund II LLC The Neighborhood of Caribe Assoc Inc Heritage Propane Corporation Northern Energy Inc Propane Energy Inc US Propane LLC Titan Propane Services Inc Peoples Gas Company LLC Sawyer Gas of Jacksonville Inc Sawyer Gas of the Beaches Inc Sawyer Gas of Starke Inc Saywer Gas of Lake City Inc Sawyer Deel Gas Inc SGJSC Inc Energy Transfer Partners LLC Earthamerica of Texas LP NGL Supply Wholesale LLC Silverthrone Operating LLC Daniel G Gropper
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Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Grimm, Christopher Marshak, Melanie Sandor, Jamie Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
John Charles Robinson of Gray and Co Eastman Kodak Company Emulex Corp Hecla Mining Co Hub Group Inc Interactive Brokers Group Inc Luminex Corp OfficeMax Inc Otter Tail Corp Patriot Coal Corp GT Solar International Inc Lockheed Martin Corp 11 K 2009 Aristeia Trading LLC Form BDW Kristen Green Dennis Kunhyuk Rhee Anthony P Brenner Pivot Point Capital ViaCell Inc Form S 1 Exhibits 10.16 thru 10.21 and 10.32 thru 10.33 deCode Genetics Inc Form 10 Q Exhibit 10.1 deCODE Genetics Inc Form 10 K Exhibit 10.46 deCODE Genetics Inc Form 10 Q Exhibits 10.4 thru 10.9 deCODE Genetics Form S 1 Exhibits 10.6 10.9 10.11 10.13 thru 10.15 10.19 10.20 10.27 thru 10.29 10.47 thru 10.49 and 10.51 Xoma Ltd Form 8 K Exhibits 2 and 3 Xoma Ltd Form 8 K Exhibit 1 Xoma Ltd Form 10 K Exhibits 10.48 and 10.49 Exelixis Inc Form S 1 Exhibits 10.7 10.8 and 10.13 thru 10.15 Exelixis Inc Form 10 K Exhibits 10.38 and 10.39 Exelixis Inc Form 10 Q Exhibits 10.1 thru 10.4 Exelixis Inc Form 10 Q Exhibit 10.1 Exelixis Inc Form 10 Q Exhibit 10.1 Exelixis Inc Form 10 K Exhibits 10.35 and 10.36 Exelixis Inc Form 10 Q Exhibits 10.2 thru 10.8 Exelixis Inc Form 10 Q Exhibit 10.4 Exelixis Inc Form 10 K Exhibit 10.41 Exelixis Inc Form 10 Q Exhibits 10.35 Exelixis Inc Form 10 Q Exhibit 10.28 Exelixis Inc Form 10 Q Exhibit 10.21 List of companies to which SEC has issued subpoenas in casino + gaming sector Environment Service Professionals Inc of Palm Springs California Pornography inquiry referenced in Senate Report on Pequot Capital Management Moon Capital Management LP and/or Satyam Capital Services Ltd EZ Corp Inc 10 K
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Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Pinge, Gary Matheny, Keith Warton, Ronald Reinhardt, Kelly Chase, Andre
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Peter M Lupoff of Tiburon Capital Management LLC Tiburon Capital Management LLC Todd F Kirschner
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Charles Russell Williams III AP 3-12834 transcript 2/16/2011 Citigroup Auction Rate Securities 08-CIV-10754 (SDNY) Representative Dennis Rehberg Senator Scott Brown since 2/4/10 3/16/2011 3/14/2011 2/28/2011
Wells Fargo Home Mortgage residential mortgage 3/22/2011 records Raja Moorthy 3/21/2011 Astec Industries Inc Blue Coat Systems Inc Calgon Carbon Corporation Complete Production Services Inc GFI Group Inc Helen of Troy Ltd Nektar Therapeutics Omnivision Technologies Inc VeriFone Holdings Inc 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011
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Office of Compliance Inspections and 3/22/2011 Examinations Compliance Manual Washington Mutual Residential Mortgage Records 3/14/2011 Datek Securities Corp HO-03468 Sheldon Maschler transcript List of bulge bracket firms Fletcher Asset Management JP Morgan Chase & Co interviews or testimony of Christopher W Romer List of Advisers registered under Rule 203A-2(c) and 2(f) IBM Corp investigation re: Specific Chinese Government Officials Bernard Madoff trustee SIPC and SEC closed meeting tape recordings Ruslan Chilov Heather Williams Rakesh Kak Fir Tree LLC Mark Alan Brostowski David Charles Cavalier of Xmark Fund LP Xmark Fund LP Harold A Kelly 3/22/2011 3/22/2011 3/22/2011 3/21/2011 3/22/2011 3/22/2011 3/22/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011
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Evans, David Evans, David Evans, David Evans, David Evans, David Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Schack, Justin Sandor, Jamie Sandor, Jamie Intintola, Nancy Intintola, Nancy Myers, Jesse Teluja, Sunil DePeau, Andrew Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Stuart, David Jacome, Daniel Condon, Christopher
Bachtold Inc Rocket Supply Corporation Hicksgas Rensselaer Inc Hicksgas Bloomington Inc Woodstock Hicksgas Inc Goshawk Capital Corp Heartland Capital Corp Camden Asset Management LP Option Opportunities Joshua J Coughlin aka Josh Coughlin Taina S Broes aka Taina Lahman aka Taina Skinner Donald Chandler Wright aka Don Wright Charles A Giannetto aka Charlie Giannetto Timothy H Schwiers aka Tim Schwiers Kent John Johnson Quantum Immunologics Richard Cayne Perry Perry Capital LLC Adam Dilworth Miller of Perry Capital Management Craig R Caffarelli of GEM Realty Advisors LLC David Robert Warren of DW Investment Management LP Page 5 of Form ATS-R filings for 21 companies Maya Lehman Colin M Hopkins First American Financial Corp 1995 10-K Fidelity National Financial Inc TEL Offshore Trust 10-K for 12/31/1992 Exhibit 4(e) Tata Communications Ltd Form SC13D's filed in 2002 Neil Scanlon Bella Stone Investments LLC Todd Financial Inc Cash Inc Grizzly Ridge Partners LLC WKB Investments Inc Ultimate Financial Management Todd Car Title Inc AAA Car Title Loans Inc Brutus Investment LLC Source Financial Inc Speedy Cash Holdings Summit Real Estate LLC Kansas Tiger Financial Management LLC Speedy Cash Scil Inc In the Matter of Rajat K Gupta Medco Health Solutions 2011 Subpoena Value Line Inc 2010
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Cheung, Kin Grady, Christine Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Mierzejewski, Mark DePeau, Andrew Wall, Lindsay Wall, Lindsay Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
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Inc Form 10-Q Exhibits 10.1 and 3/24/2011 Inc Form 10-Q Exhibits 10.1 and 3/24/2011 Inc Form 10-Q Exhibits 10.1 3/24/2011 3/24/2011
Seattle Genetics Inc Form 10-Q Exhibits 10.1
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Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Langston, Catherine Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mathis Piatt, Julie Cohen, Theodore DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Gauthier, Stephanie Gauthier, Stephanie Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Jaguar Enterprises Ltd Assurant Inc Fuel Tech Inc Insituform Technologies Inc InterMune Inc LoopNet Inc Newpark Resources Inc NVIDIA Corporation Presidential Life Corporation Pentair Inc RadiSys Corporation Polygon Northwest Company Benjamin S Levin Karen Meidlinger of Meidlinger Partners LLC Meidlinger Partners LLC Kevin Brophy of Meidlinger Partners LLC Exco Resources Inc Vanda Pharmaceuticals Inc Quidel Corporation Kinross Gold Corp Healthsouth Corporation Gentiva Health Services Inc General Mills Inc Century Aluminum Co Almost Family Inc Agnico Eagle Mines Ltd Wells Fargo residential mortgage records Dendreon Corp Newport Asia LLC Taconic Opportunity Fund Taconic Capital Performance Partners Taconic Associates LLC Taconic MDF LLC Taconic Capital Partners Taconic Capital Management Taconic Capital Advisors LP Ivan Quarles Zinn Level Equity George W McCulloch James C Kelly of GoldenTree Asset Management Timothy P Collins of GoldenTree Asset Management Kurtis Reid King of JMP Group or Harvest Capital Strategies Venoco Inc Tredegar Corp Southwestern Energy Co Protalix BioTherapeutics Inc National Presto Industries Inc
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Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Cohen, Madelene Boyer, Scott Perino, Michael Kiernan, Cortney Kiernan, Cortney Reinhardt, Kelly Gauthier, Stephanie Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Lichtcsien, Susan Mierzejewski, Mark LaRoche, Greg Hamilton, Jesse Fountian, Deborah Ahmad, Tariq Mara, Kennon Baik, John McNeill, Kevin Lawton #14987-041, John Enevoldsen, David Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
K12 Inc LHC Group Inc Invacare Corp Hughes Communications Inc Balchem Corp Mark W. Flynn Ljuben Pampoulov aka Lubem Pampoulov Robert David Spreng aka David Spreng akaa R David Spreng Mark D Klein Leonard A Potter aka Len Potter BHR Capital LLC Bay Harbour Management LC Michael N Thompson Jr James P MacBeth Forms 3 4 & 5 for 09/94-10/03 Biosite Diagnostics Inc and Scios Inc Semi Exclusive BNP Diagnostic License Agreement Cady Roberts & Co AP 8-8925 and Texas Gulf Sulpher Co Moneda Asset Management SA aka Moneda USA Inc Juan Luis Rivera Palma of Moneda Asset Management SA aka Moneda USA Inc Gregor Terrence Dannacher of Kamunting Street Capital Management Laurence W Cheng of Capital Z Investment Partners LLC Carlson Capital LP Indus Capital Partners LLC Indus Partners LLC Sheldon Fenton Kasowitz of Indus Capital Partners LLC Owen Thomas Lennon Jr aka Scott Lennon of York & Pacific Gainesville LLC George Marinopoulos of Kamunting Street Capital Management LP Jack Mui Finra Form BD Compilation Boston Consulting Group contract and correspondence between consultants and SEC Commissioners and Chairman Harry Terezakis 95-CV-02533 LR 14542 Pacific Energy & Mining and Tariq I Ahmad Complaint HO-00118091 Sempra Energy General Mills Nestle and Cereal Partners Worldwide (CPW) Liberty Petroleum Corp (LBPE)
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11-05176-FOIA
Masinter, Paul
Regions Morgan Keegan Select High Income Fund 3/23/2011 Morgan Asset Management Inc James C Kelsoe Jr Doug Edwards and John W Stokes Jr Jordan Lee Ceraso J Goldman & Co LP Jay Goldman Barry D Rooth Nathan J Mazurek Andrew M Minkow Thomas D Klink aka Tom Klink Pioneer Power Solutions Pioneer Power Systems Pioneer Power Inc Parallax Power Components LLC American Circuit Breaker Corporation Provident Managment Inc Provident Industries Inc Redstar Partners Inc The Provident Group Inc Aerovox Inc 3/29/2011 3/29/2011 3/29/2011 3/30/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011
11-05177-FOIA 11-05178-FOIA 11-05179-FOIA 11-05180-FOIA 11-05181-FOIA 11-05182-FOIA 11-05183-FOIA 11-05184-FOIA 11-05185-FOIA 11-05186-FOIA 11-05187-FOIA 11-05188-FOIA 11-05189-FOIA 11-05190-FOIA 11-05191-FOIA 11-05192-FOIA 11-05193-FOIA
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3/29/2011 3/30/2011 3/30/2011 3/29/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011
Ka Chun Ma aka KaChun Ma aka Ka Chun Ma aka 3/30/2011 Patrick Ma aka Ma Ka Chun aka Ma KaChun Sangfor Technologies Dennis Alan Miller James Marvin McNamara aka Jim McNamara HomeField Capital LP William (Bill) John Feil James (Jim) Patrick Benson of Energy Spectrum Capital Whiting Petroleum Corp Synovus Financial Corp Stifel Financial Corp EchoStar Corp Legg Mason Inc Key Corp 3/30/2011 3/30/2011 3/30/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Tan, Shew Kaylor, Frank Edwards, James Molenda, David Coutinho, Marcia Coutinho, Marcia Purcell, Kate Wyatt, Edward
Jefferies Group Inc Helmerich & Payne Inc Cullen Frost Bankers Inc Atmos Energy Corp Joseph P Ratterman aka Joe Ratterman Christopher A Isaacson aka Chris Isaacson Brian N Schell Eric J Swanson Bats Global Markets Labone Inc Isaacson Investments LLC H&R Block Tax Services Inc H&R Block Eastern Enterprises Inc H&R Block Enterprises Inc H&R Block Tax and Business Services Inc H&R Block Inc Exxon Corp 10-K 1970-1993 America's Wholesale Lender residential mortgage records Glaxosmithkline Subpoena Julie Gerend Santarus Inc Form S1 Exhibits 10.2 and 10.4 Yes Entertainment
3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/29/2011 3/23/2011 3/31/2011 3/31/2011 3/21/2011 3/21/2011
David E Zilkha Administrative Proceeding 3-13913 3/31/2011 leases for office space or buildings to which the SEC is a party including all contracts for improvements to buildings currently leased by or occupied by the SEC in DC Virginia and New York Craig Jenny Inc DE Form 10-Q Exhibit 10 Oryx Technology Corp Form 8-K Exhibit 10 3/31/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
3/21/2011 3/21/2011
Rocky Mountain Chocolate Factory Inc Form 10-K 3/21/2011 Exhibit 10.14 Singing Machine Co Inc Form 10-Q Exhibit 10.3 3/21/2011 Bryan Borgia aka Bryon Borgia aka Brian Borgia Travis Taylor any entities utilizing the name Freestone any entities utilizing the name Topwater Incara Pharmaceuticals Corp Form 10-Q Exhibits 10.49 and 10.56 Advanced Fibre Communications Inc Form S-1 Exhibit 10.31 Fox Hollow Technologies Inc Form S-1 Exhibit 10.11 Aegerion Pharmaceuticals Inc Form S-1/A Exhibit 10.14 American Water Star Inc Form 8-K Exhibit 10.4 Anchor Glass Container Corp/New Form S-4/A Exhibit 10.26 Luminex Corp Form S-1/A Exhibit 10.7 Unilens Vision Inc Form 20-F Exhibit 4.1 Discovery Partners International Inc Form S-1 Exhibit 10.41 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/31/2011 3/21/2011 3/21/2011 3/21/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Brookler, Ilene Knaff, David Knaff, David Knaff, David Knaff, David Knaff, David Rollins, Traci Coutinho, Marcia Coutinho, Marcia Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Edwards, Mark
Kos Pharmaceuticals Inc Form 8-K Exhibit 2.1
3/21/2011
Protein Polymer Technologies Inc Form 10KSB 3/21/2011 Exhibit 10.27 Atherogenics Inc Form S-1/A Exhibits 10.01 and 3/21/2011 10.02 Arena Pharmaceuticals Inc Form S-1 Exhibit 10.8 3/21/2011 Pharmafrontiers Corp Form 10KSB Exhibit 10.174 3/21/2011 Applied Molecular Evolution Inc Form S-1 Exhibit 10.4 Dendreon Corp Form S-1 Exhibit 10.15 Biotransplant Inc Form 10-Q Exhibit 10.1 Keryx Biopharmaceuticals Inc Form S-1 Exhibit 10.7 Opentv Corp Form S-1/A Exhibit 10.6 Artistdirect Inc Form S-1/A Exhibit 10.33 Gargoyles Inc Exhibit 10.42 to Form 10-K Imclone Systems Inc DE Form S-3/A Exhibit 10.70 Magainin Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Netspeak Corp Form SC 14D1 Exhibit 99. (C)(7) Poore Brothers Inc Form 10QSB Exhibit 10.2 Form 10-K Exhibits 10.34 and 10.35 Connetics Corp Form 10-Q Exhibit 10.1 Sonic Innovations Inc Form S-1 Exhibit 10.7 Synaptic Pharmaceutical Corp Form 10-K Exhibit 10.41 First Regional Bancorp Russell Industries Inc Form 1-A 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 4/1/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/1/2011 4/1/2011
Wealthpoint Equity Ventures Group LLC Form 1-A 4/1/2011 Carlyle Ultra Inc Form 1-A Uranium Exploration Corp Form 1-A Zenvault Medical Corp Wilson Capital Group Inc Jones Soda Co Form 10KSB Exhibit 10.13 Spherix Inc Form 8-K Exhibit 10.1 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 8-K Exhibit 10.1 ArQule Inc Form 10-Q Exhibit 10.49 ArQule Inc Form 10-K Exhibit 10.48 ArQule Inc Form 8-K Exhibits 99.1 thru 99.6 ArQule Inc Form 10-K Exhibit 10.39 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-K Exhibits 10.36 and 10.37 Avanir Pharmaceuticals Form 10-Q Exhibit 10.3 Given Imaging Ltd Form 20-F Exhibit 99 4/1/2011 4/1/2011 4/1/2011 4/1/2011 3/21/2011 3/21/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/21/2011 3/21/2011
TTC Technology Corp Form 10SB12G Exhibit 10.5 3/21/2011 ViroPharma Inc Form 10-K Exhibit 10.38 3/31/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Keune, Marsha Keune, Marsha Keune, Marsha Keune, Marsha Keune, Marsha Krikos, Helen Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Spaulding, Michele Swanson, Karen Ballinger, Tim Tristan, Nils Tarrin, Linda McMillen, James Gacula, Genevieve Medley, Tammy Hetzner, Amy Kursman, Richard Marcelo, Jose Carlo DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Langston, Catherine Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
ViroPharma Inc Form 10-Q Exhibits 10.1 and 10.2 3/31/2011 ViroPharma Inc Form 8-K Exhibit 2.1 ViroPharma Inc Form 8-K Exhibits 10.2 and 10.4 ViroPharma Inc Form 10-K Exhibit 10.33 and 10.34 ViroPharma Inc Form 10-Q Exhibit 10.35 ViroPharma Inc Form 10-Q Exhibits 10.33 and 10.34 ViroPharma Inc Form 10-Q Exhibit 10.35 ViroPharma Inc Form 10-Q Exhibit 10.34 ViroPharma Inc Form 10-K Exhibit 10.32 ViroPharma Inc Form 10-K Exhibits 10.24 thru 10.26 CIT Group Inc confidential material in 10/2/2008 comment letter Consolidated Edison confidential material in 07/12/2006 comment letter SVB Financial confidential material in 11/2/2006 comment letter Synnex Corporation (confidential material in 6/27/2008 comment letter) Synnex Corporation (confidential material in 5/5/208 comment letter) Daniel Cross SEC V. Sun Empire LLC et al Lanxide Corp Form 10KSB Exhibit 10.67 Lxn Corp Form S-1 Exhibits 10.5 and 10.6 MGI Pharma Inc Form 10-Q Exhibit 10.1 Tularik Inc Form 10-Q Exhibit 10.44 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 4/1/2011 3/21/2011 3/31/2011 3/21/2011 3/21/2011
Downey Savings and Loan residential mortgage 3/25/2011 records New Century Mortgage Corp residential mortgage 3/28/2011 records CUSO Financial Services LP 4/1/2011 Fiserv Inc 4/5/2011 Altschuler Melvoin and Glasser LLP and G Victor 3/29/2011 Johnson II AP. No. 3-14084 Sentinel Management Group Inc Sun Trust Bank Inc Form 11-K 4/4/2011 Pittsburgh & West Virginia Railroad From 10-K 4/5/2011 Exhibit 10.1 Vacancy Announcement 10-363685 internal rules 4/1/2011 and policies underlying b2 denial Stifel Financial Corp Wells Notice Richard Kursman Rel. 34-32858 Adam TSO Hon Wai Scoggin Capital Management LLC Curtis Joseph Schenker Metacapital Management LP Deepak Mohan Narula Christopher Jude Zuech of Vermillion Asset Management LLC Christopher Robert Falsetta of Kamunting Street Capital Management LP Kamunting Street Associates LLC fka K Street Associates LLC Kamunting Street LP Kamunting Street Management, LLC f/k/a K Street Management, LLC 4/4/2011 4/5/2011 4/1/2011 4/5/2011 4/5/2011 4/4/2011 4/4/2011 4/5/2011 4/1/2011 4/6/2011 4/6/2011 4/6/2011
Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Langston, Catherine Sandor, Jamie Sandor, Jamie Sandor, Jamie Sullivan, Lindsey Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Kamunting Street Capital Management LP fka K Street Capital Management LP Sean Matthew Perkins of Kamunting Street Capital Management Andrew Roberts aka Andy Roberts William Joseph Vernon aka Bill Joseph Vernon Visium Jacob Gottlieb Steven C Plank Wojciech Uzdelewicz aka Wojtek Uzdelewicz Espalier Global
4/6/2011 4/5/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/1/2011 3/31/2011 3/31/2011
Thomas A Munster of Metacapital Management LP 4/4/2011 Jason William Kenny of Metacapital Management LP Michael Joseph Montague Shawn Christopher Stoval ALLAN CHIN-HING TEH Jason Thomas Wathen Christopher Richard Nygaard of Vermillion Asset Management LLC Brian J Burke of State Street Global Advisors and Fleet Boston Financial Zachary Sullivan of Mary Field Associates and Merrill Lynch Jessica L Katz of EMD Serono Inc Jackie N Wallace of Highland Park Market Sang Lee Alan Greenbaum Thomas Dwan Andreas Hommert Paul Crone William G Caffray Paul Touradji Touradji DeepRock Partners LP Touradji DeepRock Offshore Fund Ltd Touradji Diversified Fund LP Touradji Diversified Offshore Fund Ltd Touradji Global Resources Fund LP Touradji Global Resources Offshore Fund Ltd Touradji DeepRock Master Fund Ltd Touradji Diversified Master Fund Ltd Touradji Global Resources Master Fund Ltd Touradji Capital Partners LLC Touradji Capital Management LP Ascend Capital LLC Malcolm Paul Fairbairn Hudson Bay Fund LP Hudson Bay Capital GP LLC Hudson Bay Energy Solutions LLC Hudson Bay Capital Associates LLC Hudson Bay Capital Management LP 4/4/2011 4/6/2011 4/4/2011 3/31/2011 3/31/2011 4/6/2011 4/4/2011 4/4/2011 4/4/2011 4/6/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/7/2011 4/7/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011
Mierzejewski, Mark Mierzejewski, Mark Sengstack, Michele Sengstack, Michele Langston, Catherine Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David
Andrew T Gilbert aka Drew Gilbert Vermillion Asset Mark Edward Holliday IOANNIS KARYOTIS Emre Sehsuvaroglu CeMEx Holdings Limited Sherpico Investments Ltd Impinj Inc William T Colleran aka Bill Colleran Christopher J Diorio aka Chris Diorio Evan Fein Steven Voit aka Steve Voit John Quist Kerry Krause Ron Paulsen Thomas A Alberg aka Tom Alberg Steven D Arnold aka Steve Arnold Clinton W Bybee James Bryant Thompson Albert YC Yu Greg Sessler Gregory Sessler Stephen D Arnold INNOVENT SYSTEMS INC Superbuzzy DFT LLC Diorio Consulting PARKWEST ARCHITECTURAL CONTROL COMMITTEE The 3rd Millennium International Ltd Birmingham Cellular Inc McCaw Communications of the Mid-South Inc McCaw Communications of the South Inc Birmingham Cellular Telephone Company Inc Bay Pointe Plantation Owners Association Inc C-S Rental Agency Inc First Cellular Group Incorporated Jeffrey A Basler Theodore M Kniesche Aka Ted Kniesche Michael A Koep Aka Mike Koep Stephen H Lucas Eric N Pryor Lewis L Rich Richard D Barraza Robert J Latham Edward James Macias aka E James Macias Fulcrum BioEnergy Amir Gal-or
4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 3/31/2011 3/31/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/6/2011 4/6/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/7/2011 3/15/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Avishai Silvershatz Limei Zhao Kersten Hui Mark Chess Infinity Group Infinity Equity Infinity Private Equity Management Ltd Infinity 3 Management Ltd Infinity Israel-China Fund Partners Ltd Thomas F Fortin
3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/25/2011
Charles G Quattlebaum Aka C Glynn Quattlebaum 3/25/2011 Robert D Barry Richard A Godley Regional Management Corporation Regional Finance Corporation InLight Solutions Inc Credit Recovery Associates Inc Parallel Investment Partners AccessOne Mortgage Company LLC Chapel Hill Mortgage Company Patriot State Bank Regional Finance Corporation of Texas Regional Management of Texas Inc Senex Financial Corporation TMG Development Cogent Strategic Advisors LLC Vector Group Ltd Portfolio Recovery Associates Inc Piper Jaffray Companies Och-Ziff Capital Management Group LLC MGIC Investment Corporation MF Global Holdings Ltd Centene Corporation Cabot Corp Ares Capital Corp Apartment Investment & Management Co Exxon Mobil Corporation Meridian Bioscience Inc Synnex Corp Navigant Consulting Inc Hornbeck Offshore Services Inc Dillards Inc Associated Banc-Corp Alexion Pharmaceuticals Inc Apple Computer Inc Pride International Inc Williams Partners LP Washington Post Co Teva Pharmaceutical Industries Ltd 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/6/2011 4/6/2011 4/6/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Life Time Fitness Inc World Fuel Services Corp Hutchinson Technology ENSCO International Inc Dun & Bradstreet Corp Cheesecake Factory Inc Ashland Inc Andrew H Kleitsch Aka Andy Kleitsch Billing Revolution Aka Single Click Checkout PixiPay Wireless Content Solutions aka wContent Beckon Technologies Aka PredictPoint WeddingChannel.com Aka WeddingChannel BridalNet.com Aka BridalNet First Cellular Group of Augusta Inc McCaw Communications of Augusta Inc Paradise Property Investments Inc McCaw Communications of Honolulu Inc Pacific MobileTelphone Corp Tel-Page Corp McCaw Cellular Inc
4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011
McCaw Communications of Elkhart Inc aka McCaw 4/8/2011 Communications of Davenport Inc McCaw Communications of Des Moines Inc aka McCaw Communications of Alexandria Inc aka McCaw Communications of Houma Inc aka McCaw Communications of Louisiana Inc McCaw Communications of Monroe Inc aka McCaw Communications of Shreveport Inc McCaw Personal Communications Inc McCaw Cellular Equipment Inc Jackson Cellular Services Inc McCaw National Accounts Inc Pyramid Power & Light Co Anderson Financial Group Inc residential mortgage records Carl Lawrence Complaint No. 114174239 Deutsche Bank National Trust Company Countrywide Home Loans 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/1/2011 3/28/2011 4/7/2011 4/7/2011
11-05527-FOIA 11-05528-FOIA 11-05529-FOIA 11-05530-FOIA 11-05531-FOIA 11-05532-FOIA 11-05533-FOIA 11-05534-FOIA 11-05535-FOIA 11-05536-FOIA 11-05537-FOIA 11-05538-FOIA 11-05539-FOIA 11-05540-FOIA 11-05541-FOIA 11-05542-FOIA 11-05543-FOIA 11-05544-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Vandaele, Donald Lawrence, Carl Deans, Elroy Deans, Elroy Marsh, Thomas Terrell, Wilbur Shaw, Ben Jusko, Hiroko Doan, Robert Mara, Kennon Bigelow, Brandon Morvillo, Richard Morvillo, Richard
American Home Mortgage Servicing Inc 4/1/2011 residential loan Wilbur Terrell Bills of Exchange Bonds Certificates 3/23/2011 & GSA Forms Fotomat Corporation Form 10-K 4/7/2011 Regulatory Discretion and Credit Crunch 4/7/2011 Citibank Recordson Personal Investment Accounts 3/25/2011 Sempra Energy Trading LLC Sowood Capital Management LP and Regiment Capital Management LP NIVS Intellimedia Technology Group Inc China Electric Motor Inc 4/7/2011 4/6/2011 3/24/2011 3/24/2011
Morvillo, Richard Bucher, Stephen Carter, Henry Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Chung, Sanghee Chung, Sanghee Langston, Catherine Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
China Intelligent Lighting and Electronics Revolutions Medical Corporation Emmett A Larkin Company Inc Form BD Colonial Trust 1-5 Colonial Global Utilities Fund Colonial Newport Tiger Fund Liberty Financial Trust Liberty Fund Trust I-VII Loomis-Sayles Mutual Fund Inc Colonial Manage Associates Inc Newport Pacific Management Inc Fleet Investment Advisors Inc Fleet Boston Financial Corporation The Williams Capital Group LP Form X-17A-5 Loop Capital Markets LLC Form X-17A-5 Christopher Jon Monterio of PlumChoice Inc Theodore J Werth aka Ted J Werth Veeco Instruments Inc Unisys Corporation Sensient Technologies Corporation St. Jude Medical, Inc S1 Corp Omnicell Inc Comtech Telecommunications Black Hills Corp / SD Brinks Co Athenahealth Inc Unisys Corporation Synopsys Inc Power Integrations Inc Old Diminion Freight Line Inc /VA MSC Software Corp International Speedway Corp Ford Motor Company Dean Foods Company Carpenter Technology Corporation CH Energy Group Inc Kevin R Rhodes of PlumChoice Ghufran Rizvi aka Zeba Rizvi of Standard Pacific Capital LLC Singlepoint Physware Mercent Seattle Foundation LIN Broadcasting Corporation Digital Systems International Immunex Corp Active Voice Corp Emeritus Corp
3/24/2011 3/28/2011 4/6/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/7/2011 4/7/2011 4/11/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Mosaix Teledesic Novelty Hill Winery eProject.com McCaw Communications of Nevada Inc aka McCaw Communications of Central Oregon Inc aka McCaw Communications of Eugene Inc aka McCaw South Oregon Inc Pacific Paging Inc Visio Corporation Affiliated McCaw Cellular of Salt Lake City Inc McCaw Retail of Utah Inc Amazon.com Inc Madrona Investment Group LLC Marigold LLC Snoqualmie Summit Village Inc Advanced Digital Information Corp McCaw Cellular Communications Companies Inc McCaw Communications of Huntington Inc Stillwater Creek Vineyards OIG Report 543 The Role of Appointees in FOIA Backdoor Registration Practices Neal Greenberg AP 3-14033 Eric Majors Comcast Corp and Hulu NBC Universal Merger Bernard L Madoff Investment Securities and HSBC Holdings PLC Certain Feb 2006 and Sept 2008 HSBC Production ArQule Inc Form S-1 Exhibits 10.14 thru 10.17 10.20 and 10.21 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-Q Exhibits 10.1 and 10.2 ArQule Inc Form 10-K Exhibit 10.29 and 10.30 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-K Exhibit 10.36 ArQule Inc Form 10-Q Exhibits 10.1 thru 10.3 ArQule Inc Form 8-K Exhibit 10.1 ArQule Inc Form 10-Q Exhibits 10.1 thru 10.3 Cytokinetics Inc Form S-1Exhibits 10.17 thru 10.25 10.28 and 10.30 thru 10.32 Cytokinetics Inc Form 10-Q Exhibit 10.46 Cytokinetics Inc Form 10-Q Exhibit 10.54 Cytokinetics Inc Form 10-Q Exhibit 10.56 Cytokinetics Inc Form 8-K Exhibit 10.62 Cytokinetics Inc Form 8-K Exhibit 10.67 Cytokinetics Inc Form 10-K Exhibit 10.63 Amylin Pharmaceuticals Inc Form 10-K Exhibits 10.40 and 10.41 Amylin Pharmaceuticals Inc Form 10-Q Exhibits 10.32 and 10.33
4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/8/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Weismann, Anne Ramesh, K. Zavadil, Lawrence Majors, Eric Berkal, Ariel Rumetshofer, Gerald Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/9/2011 4/8/2011 4/3/2011 4/7/2011 4/11/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/8/2011 4/8/2011
Edwards, Mark Edwards, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wilkat, Tara Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Massie, Gerald Zeglarski, Robert Krouse, Sarah Dunlap, James Chung, Sanghee Chung, Sanghee Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Amylin Pharmaceuticals Inc Form 8-K Exhibits 10.1 thru 10.4 Amylin Pharmaceuticals Inc Form 10-Q Exhibit 10.3 Soroban Capital Partners LLC Soroban Capital GP LLC Soroban Master Fund LP Soroban Cayman Fund Ltd Soroban Fund LLC Soroban Intermediate Fund LP Eric W. Mandelblatt Gaurav Kapadia Scott Friedman Vito Tanzi James Hernandez Steve Johnson Louis A. LaValle Roke Foundation Oil & Water Art Supply Inc Three Rock LLC Noetix Corporation Capital Stream Inc Polaris Venture Partner IV Continuum Productions George Lucas Educational Foundation Polaris Venture Partners Malibu Networks Arch Venture Corp B3 Enterprises, LLC Cambrios Technologies Corporation OIG 538 Abuse of CompTime at HQ No-Action letters to an issuer conducting a selfmanaged securities offering per Regulation A SEC lease Constitution Center 400 7th Street SE Washington DC SF-2 Morgan Asset Management et al APNO 3-13847 docket M.R. Beal & Company LP Form X-17A-5 CastleOak Securities LP Form X-17A-5 Hound Partners LLC Jonathan Albert Gallatin Auerbach ARCH Venture Partners LLC ARCH Venture Partners V LLC Labstart Inc Alistia Inc Cooledge Lighting Inc Extreme Devices, Inc Innovalight Inc Ninebox.com Inc XDI Innovations, Inc Appliant.com Inc a/k/a Appliant Inc
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Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Chung, Sanghee Chung, Sanghee Chung, Sanghee Tangel, Andrew Ivry, Bob Richnow, William
L1 Agrosciences Inc Nanosys inc GF Private Equity BATS Y-Exchange Inc Bats Trading, Inc BATS Holdings Bats Europe BATS Exchange Bats Trading Bridge Information Systems Tradebot Systems Freed Maxick Busines Services Multibase, Inc Russell Group of Ohio Inc Pollen Inc Ameriprise Financial Inc Lance Inc Loews Corporation Fuel Systems Solutions Inc Enstar Group Inc Credit Acceptance Corporation Belden Inc AMR Corporation Alaska Air Group Inc Allergan Inc AirTran Holdings Inc Cabrera Capital Markets LLC Guzman & Company form X-17A-5 Lebenthal & Co LLC form X-17A-5 Mills Corp Citigroup Inc and Richard Bowen III 2008 correspondence re-mortgage underwriting Energy Conversion Devices (ECD) United Solar Ovonic (uni-solar) Solar Integrated Technologies and Ovonic Battery Co prior FOIA requests and releases Wachovia Residential Mortgage Loans The Windmill Group Inc form X-17A-5
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James, Peter Smith, Justin Channell, Bryce Amitay, Cheryl Clark, Greg Crawford, Alan Sue, Carmena Cohen, Theodore
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ArtFest International Inc (ARTS) requests for 4/12/2011 confidential treatment OIG 529 Allegation of Alleged Misconduct by ARO 4/13/2011 in investigation of Krispy Kreme Donuts LLC GS Mortgage Securities Trust 2007-GG10 US Bank Home Mortgage residential loan records 4/12/2011 4/4/2011
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11-05720-FOIA 11-05721-FOIA
Brindle-Khym, Luke Chase, Andre
Chase, Andre Cloutier, Philippe Lennon, Michael Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gauthier, Stephanie Langston, Catherine Langston, Catherine Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Cisco Systems Inc 10-Q SEC v Johnson and Johnson 11-cv-00686 OAO NK Yukos PricewaterhouseCoopers and Akin Gump Strauss Hauer + Feld LLP meeting records The Kelvin Foundation One Angstrom LLC a/k/a OneAngstrom LLC Oak Technology, Inc a/k/a Oak Tech Inc PDF Solutions Inc Brighten Freight International Inc Domain Cargo LLC Cabot Microelectronics Corporation Seagate Technology New Focus Inc Blue Martini Software Inc Cobalt Networks Inc Power-One Inc C L Technology Marina Biotech Inc Spiration Inc MDRNA Inc Nastech Pharmaceutical Company Inc VLST Corp Rosetta Inpharmatics Corixa Corp GSK Biologicals Seattle Icogenex Corporation Molecular Devices MicroProbe Corp Blue Heron Biotechnology SONUS Pharmaceutical Mitchell P. McCullough Adam Michael Scotch Hylas Capital Management Standard Pacific Capital LLC Raj Venkatesan Williams Companies Inc Vascular Solutions Inc TAM SA Range Resources Corp RF Micro Devices Inc Public Storage Inc Murphy Oil Corporation Mentor Graphics Corporation California Water Service Group CIGNA Corp China Southern Airlines Co Limited US Airways Group Inc The Corporate Executive Board Company
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Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sandor, Jamie Sandor, Jamie Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Hindocha, Kunal Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Sandor, Jamie Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Diodes Inc Cash America International Inc Boyd Gaming Corporation Arch Chemicals Inc Ameron International Corp AerCap Holdings NV Jetblue Airways Corp Patrick M Matthews Michelle George Browning-Ferris Industries MJK Enterprises Inc Monarch Disposal Inc Monarch Concrete Washout Inc Horizon Waste Services Inc Sierra Environmental Services Inc Allied Waste Industries Inc Discount Window and Door Fulcrum Sierra Biofuels LLC Calpine Corporation Calpine Stk Calpine Ordinary Calpine Construction Management Company Calpine CCFC GP Inc Venture Acquisition Company Calpine Eastern Corporation Elona Kogan aka: Ilona Kogan William J Sibold aka Bill Sibold Allied Medical Enterprises Inc King Pharmaceuticals Inc Arent Fox Sibold Consulting Lycera Corp H2O Video aka H 2 O Video aka H20 Video ABC Arbitage Arthur Rea Joseph Cosgrove Joseph Marinelli Jillian E Kennedy F-Squared International Advisors F-Squared Investments F-Squared Investment Management F-Squared Institutional Advisors David A Dodd Robert T McNally Mark W Reynolds Harriet L. Robinson Mark J Newman Steven S Antebi
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Evans, David Evans, David Evans, David Evans, David Evans, David Arnett #60465-065, Tim Arnett #60465-065, Tim Arnett #60465-065, Tim Zavadil, Lawrence Tangel, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Deyneha, Natalia Mierzejewski, Mark Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Donald G Hildebrand GeoVax Labs Inc Constantino Kollintzas John N Spencer Jr GeoVax Inc Credit Suisse Group (TVIX) Prospectus Barclays Bank PLC (VZZ and VZX) prospectus. Molycorp Inc (MCP) prospectus Agile Group LLC and/or Tactical Allocation Services LLC and/or Greenberg and Associates Standard Fund Accounting Reports for all civil receiverships where SEC was involved from 1/1/2010 SAVVIS Inc fka Favvis Communications Corp SRA International Inc Scholastic Corporation J&J Snack Foods Corp Genco Shipping & Trading LTD Global Crossing Ltd Delta Air Lines, Inc AsiaInfo Holdings Inc Aruba Networks Inc Affymetrix, Inc Peter A. Hochfelder Brahman aka Brahman Capital Brahman Management Brahman Partners Robert Joseph Sobel Pool Licensing LLC Pool Licensing LLC Trudeau Management Inc International Pool Tour Inc Direct Response Associates LLC Trucom LLC KT Capital Corporation Alliance Publishing Group Inc TruStar Productions Inc The Whistle Blower Inc TruStar marketing Corporation Natural Cures Inc AndyPay Mitchell Kuflik Aviel Faliks aka Avi Unitrin Inc RSC Holdings Inc Minerals technologies Inc Manitowoc Co Inc Mannkind Corp Southwest Airlines Co Snyders-Lance Inc Intermec Inc f/k/a Unova Inc
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Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Ravnitzky, Michael Edwards, Mark Petersen, David Isiminger, Heather Levitt, Melissa Fu, Edward Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
II-VI Inc Digital Globe Inc Millennium Management LLC Millennium Partners LP Millennium International Management Millennium USA LP Bedford Oak Advisors, LLC Santarus Inc Exhibits 4.4 10.1 to 10.4 10.6 and 10.7 to the Form S-1 filed on 12/23/2003
4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/15/2011
Santarus Inc exhibits 10.4 and 10.5 to the 4/15/2011 09/30/2004 10-Q filed on 11/12/2004 Santarus Inc exhibit 10.1 to the 12/09/2006 form 4/15/2011 8-K filed on 12/21/2006 Santarus Inc exhibits 10.1 and 10.2 to the 4/15/2011 09/30/2007 10-Q filed on 11/02/2007 Santarus Inc Exhibit 10.1 to the 6/28/2007 4/15/2011 Santarus Inc exhibit 10.1 to the 12/19/2001 form 4/15/2011 8-K Amylin Pharmaceuticals Exhibit 10.38 to Form 10- 4/15/2011 Q Amylin Pharmaceuticals Exhibit 10.38 to Form 10- 4/15/2011 K Amylin Pharmaceuticals Exhibit 10.44 through 4/15/2011 10.46 to Form 10-K Amylin Pharmaceuticals Exhibit 10.48 to Form 10- 4/15/2011 Q Amylin Pharmaceuticals Exhibit 10.56 to Form 10- 4/15/2011 Q Amylin Pharmaceuticals Exhibit 10.62 and 10.63 4/15/2011 to Form 10-Q Amylin Pharmaceuticals Exhibit 10.44 to Form 10- 4/15/2011 K Critical Therapeutics Inc Exhibits 10.9 10.10 4/15/2011 10.12 and 10.14 to Form S-1 Critical Therapeutics Inc Exhibits 10.1 to Form 10- 4/15/2011 Q Critical Therapeutics Inc Exhibit 10.25 to Form 10- 4/15/2011 K Critical Therapeutics Inc Exhibits 10.2 and 10.3 to 4/15/2011 Form 10-Q Critical Therapeutics Inc Exhibits 10.4 and 10.5 to 4/15/2011 Form 10-Q Critical Therapeutics Inc Exhibit 10.2 to Form 10- 4/15/2011 Q FOIA Log 1/1/2008 to Present 4/16/2011 Santarus Inc Exhibits 10.20 and 10.21 to Form 10- 4/15/2011 K Capital One records on personal investment 4/15/2011 account James Brian Rees SEC v Pepsico Inc 85 CIV 5022 4/15/2011 SEC and Dyadic International Inc Letter 09/20/2007 Jeff D. Paul ValueAct Capital Jeffrey W Ubben John Arthur Shapiro Morgan Stanley Capital Group BlueKnight Energy Partners Heidmar Inc TransMontaigne Inc 4/15/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011
Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Sullivan, Lindsey Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
SemGroup Energy Partners GP LLC Ulta Salon Cosmetics & Fragrance Inc Sykes Enterprises Inc Philip Morris International Inc Maximus Inc Manhattan Associates Inc Koppers Holdings Inc CVS Caremark Corp Cadence Pharmaceuticals Inc AeroVironment Inc ACE Limited Augustine Anthony Rossi Jr Laurence Larry Robert Benedict Banyan Capital Fund LP Banyan Equity Management LLC Banyan Capital Partners LLC Banyan Capital Asset Management LLC Roberto Astorga Perez a/k/a Roberto Astorga Joshua N Lewis Kylin Management aka Kylin Partners aka Kylin Fund Teddy Kyung-Ho Kang aka Ted Kang Aaron M Edelheit Nanogen Inc Form 10-Q Exhibit 10.1 Nanogen Inc Form 8-K Exhibit 2.1
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Nanogen Inc Form 10-K Exhibits 10.56 10.57 and 3/14/2011 10.58 Nanogen Inc Form 10-K Exhibits 10.49 10.50 and 3/14/2011 10.51 Nanogen Inc Form 10-Q Exhibit 10.2 and 10.3 3/14/2011 Neoprobe Corp Form 10-K Exhibit 10.13 Neoprobe Corp Form 10-K Exhibits 10.11 and 10.12 Neurobiological Technologies Inc Form 10-K Exhibits 10.16 10.17 10.18 10.19 and 10.20 Neoprobe Corp Form 10-K Exhibit 10.17 4/20/2011 3/14/2011 3/14/2011 3/14/2011
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Dukes, Sara Petersen, David Volz, Beagan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Reinhardt, Kelly Mierzejewski, Mark Reinhardt, Kelly Malinowski, Thomas Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wall, Lindsay Reinhardt, Kelly
Neurocrine Biosciences Inc Form 10-K Exhibits 10.26 and 10.27 Capital One records on personal investment account OIG Audit 493 List of 28 comments sent to OCIE and ENF Louis R Cappelli Bryan L Cappelli Cappelli Enterprises Inc Concord Associates LP 17 City Place Associates LLC Cappelli Construction Corp Capelli Development South LLC Cappelli Group II LLC Cappelli Group III LLC Capelli Group LLC Cappelli Linden LLC Cappelli Resorts Pledge LLC Cappelli Sales and Marketing of CT LLC Cappelli Spectrum LLC Cappelli Valimar II Inc Cappelli Valimar Inc Cappelli Greyrock LLC Geoffrey Paul Duncombe of Two Sigma Investments LLC Joan K Lederer Gregory David Sawicki of Harvey Partners LLC Canyon Capital Advisors LLC Christopher P Sales Verigy Ltd MTS Systems Corp lululemon athletica inc Goldman Sachs Group Inc. Gaylord Entertainment Company Aircastle LTD AngioDynamics Inc Amgen Inc AboveNet Inc Abbott Laboratories Jeffrey G Webb aka Jeff Webb John M. Nichols John M Newby William H. Seely aka Bill Seely Cheer Power American Cheer Power International Cheer Union National Cheerleaders Association National Spirit Group National Sports & Spirit Inc James(Jim) Roland Gillespie Brett Matthew Bush
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Mannino, Jennifer Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Lennon, Michael Waldron, Kenneth Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay
Pentec Health a/k/a Pentech Holdings f/k/a Pentech Infusions; Delaware Valley Home Corp NSG Delaware Corporation aka NSG Corporation Premier Athletics1 Riddell Sports Inc United Soccer Leagues LLC USA Federation for Sport Cheering USISL INC Varsity Brands Inc Varsity Intropa Tours Inc aka Varsity/Introp Tours Inc Varsity Spirit Corporation a/k/a Varsity Spirit Fashions &(and) Supplies, Inc Varsity USA Bradley Pharmaceuticals Inc Form 8-K Exhibit 10.1 Parlux Fragrances Inc Form 10-K Exhibit 10.73 and 10.74 Curagen Corp Form 10-K Exhibit 10.24 Vanda Pharmaceuticals Inc Form S-1A Exhibit 10.2 North American Scientific Inc Form 10-Q Exhibit 10.1 Vertex Pharmaceuticals Inc MA Form 10-K Exhibit 10.11 Curtis Inc Form 10-Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Xerox Corp Form 8-K Exhibit 99 Medicines Co DE Form 10-K Exhibit 10.17 THQ Inc 10-Q Exhibit 10.2 Magnachip Semiconductor LLC Form S-4 Exhibits 10.27 10.28 and 10.29 Dynavax Technologies Corp Form 10-Q Exhibit 10.22 Biosite Inc Form 10-K Exhibit 10.18 Avi Biopharma Inc Form 10-Q Exhibit 10.53
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Alnylam Pharmaceuticals Inc Form 10-Q Exhibit 3/31/2011 10.1 from 08/12/04 and Exhibit 10.1 from 05/16/05 OAO NK Yukos Pricewaterhouse Coopers and Akin 4/11/2011 Gump Strauss Hauer & Field LLP meeting records Vacancy Announcement 446963 Xinyuan Real Estate co Ltd Watts Water Technologies Inc SuccessFactors Inc Sanderson Farms Inc Occidental Petroleum Corporation Hewelett Packard Company Gran Tierra Energy Inc China Distance Education holdings Limited Anworth Mortgage Asset Corp Applied Industrial Technologies Inc Gary Richard Lubben Lubben Capital Management LLC 4/20/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011
Langston, Catherine Langston, Catherine Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Levitt, Melissa Coutinho, Marcia Miller, Giles Hils, Shawn Stephens, Conrad Cierpik, Curtis Akbay, Anne Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Langston, Catherine Langston, Catherine Reinhardt, Kelly Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Harvey Partners LLC Jeffrey Craig Moskowitz Blenheim Capital Management LLC James Phillip Wohlmacher Steven Paul McIntyre Braeside Capital II LP Braeside Management LP Braeside Investments LLC Braeside Capital LP Dyadic International letter signed by Glenn S Gordon of Miami RO Geron Corporation Form 8-K Exhibit 10.1 AO Consult LLC Congressman Dean Heller Correspondence since 01/04/2006 Las Vegas Sands Corp Bacardi LTD Harris Associates William (Bill) Robert Troy Jumptap Inc George D Bell Varsity Sport Gym VBI Ventures Inc VBR Holding Corporation New Steel Ventures LLC Kentucky Band of the Cherokee Inc Have A Standard Foundation SA Brands LLC McHopper LLC Capital Returns Management LLC Ronald David Bobman Joseph C Marconi Robert Alan Miller Andrew D Mason Jason E Child Kenneth M Pelletier Aaron Z Cooper Jason D Harinstein Darren B Schwartz Brian K Totty David C Jesse Eric P Lefkofsky Peter J Barris Kevin J Efrusy Bradley A Keywell Theodore J Leonsis Howard D Schultz Groupon Inc The Point.com The Point
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Morgan Asset Management et al AP 3-13847 documents Jeffrey Daniel Silva of Greywolf Capital Management LP Emanuel Joshua Friedman
4/22/2011 4/25/2011 4/25/2011
John Paul Cunningham of Two Sigma Investments 4/22/2011 LLC Marc Laborsky of Greywolf Capital Management 4/22/2011 LP SECHQ1-08-H-8286 Interagency Agreement with 4/22/2011 HHS for program admin support Hudson Highland Group Inc AP 3-14182 Dymo Industries Inc For 10-K LibertyView Capital Management Inc and LibertyView Capital Management LLC Woodward Governor Co Form 10-Q Aetna Inc Form 10-K Fletcher Asset Management Neurogen Corp Form 10-K Exhibits 10.47 Neurogen Corp Form 10-K Exhibits 10.43 Neurogen Corp Form 10-Q Exhibits 10.27 Neurogen Corp Form 8-K Exhibits 10.1 and 10.2 Neurogen Corp Form 8-K Exhibits 10.1 and 10.2 Neurogen Corp Form 10-K Exhibit 10.35 Neurogen Corp Form 8-K Exhibit 10.1 Biogen Inc Form 10-K Exhibit 10.48 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibit 10.15 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-K Exhibit 10.68 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibits 10.10 thru 10.12 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibit 10.15 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibits 10.10 and 10.11 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-K Exhibit 10.58 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibit 10.10 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibit 10.69 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-K Exhibits 10.59 thru 10.65 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-K Exhibit 10.70 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibits 10.49 and 10.50 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-K Exhibits 10.34 thru 10.38 10.40 and 10.41 Xandros Inc Form 1-A Jonathan Stephen Savitz Zoltek Companies Inc Qualcomm Inc PS Business Parks Inc Powersecure International Inc Pegasystems Inc The Coca-Cola Company 4/22/2011 4/23/2011 4/25/2011 4/13/2011 4/25/2011 4/25/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
j2 Global Communications Inc Aspen Technology Inc AsiaInfo-Linkage Inc Allete Inc Jeffrey Aloysius Basler of Eminence Capital LLC Christopher Andrew Plaford of Visium Asset Management LP Visium Capital Management LLC Visium Asset Management LP Visium Credit Advisors LLC Visium Global Advisors LLC Visium Capital Advisors LLC Jeffrey D Steele Aka Jeff Steele Daniel M Duffy Aka Dan Duffy Thomas C Bloch Aka Tom Bloch Privatebancorp Inc Lasalle Bank Corporation Lasalle Bank NA ABN AMRO Bank NV CIT Group a/k/a CIT Group Holdings Westport Historical Society Inc Regents Park Association Inc The Farms of Westport Condominium Association Inc Two Sigma Investments LLC John Albert Overdeck Universal Forest Products Inc TrueBlue Inc SanDisk Corporation Sprint Nextel Corp PF Changs China Bistro Inc Nabors Industries Ltd Intevac Inc Caterpillar Inc Bally Technologies Inc American Campus Communities Inc Stone Lion Portfolio LP Stone Lion Capital Partners LP Gregory Hanley Alan Mintz Stone Lion Fund LP Stone Lion Fund Ltd Eric Friel Claudia Borg Helen Wong Danielle Schaefer aka Danielle Klyap Howard Norowitz Mitchell Sussman Bryan Shapiro
4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011
Burow, Paul Farrell, Greg Beaudry, Meghan Hine, Kelly Wojtowicz, Virginia Whitaker, Geoffrey Gutierrez, Joshua Stein, Jack Martin, Alan Lieberman, Jeremy Edwards, Mark Cocalis, Luke Cure, Jeffery Mangoubi, Joshua Preuitt, Julie Deitz, Eric Deitz, Eric Deitz, Eric Deitz, Eric Deitz, Eric Gauthier, Stephanie Gauthier, Stephanie Sullivan, Lindsey Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Chevron Corp complaint by Glyn Holton US Proxy 4/26/2011 Exchange Robert A Putnam and EBIX AP 3-10998 docket 4/26/2011 Miller Tabak & Co LLC focus reports since Dec 4/28/2011 2009 Request No. 08-00017 FIFO & FOIA requests filed 4/26/2011 by Kasowitz Benson Torres & Friedman LLP Hugoton Royalty Trust S-1 Comment Letters American International Group (AIG) Form 10-K From 1985-1992 Birth Certificate Stratum Wealth Management LLC and Charles B Ganz Botta Capital Management AP No. 3-13390 China North East Petroleum Holdings Limited Form 10-K Comment Letter Women First Healthcare Inc Form S-1 Exhibits 10.6 thru 10.8 and 10.13 ArtistDirect Inc Form S-1 Comment & Response Letter Aspen Beyond Inc dba TrueAspen Inc Complaints Received Since 1/1/2010 concerning false or misleading statements FWRO Staff Salaries Grade Levels and Bonuses for 2009 & 2010 Christopher A Cole and Peregrine Systems Inc CA No. 03 CV 1276 Christopher A Cole and Mathew C Glass Peregrine Systems Inc CA No. 03 CV 0747 Christopher A Cole and Stephen P Gardner Peregrine Systems Inc CA No. 04 CV 2002 Christopher A Cole and Steven S Spitzer Peregrine Systems Inc CA No. 03 CV 1178 Christopher A Cole and Ilse Cappel Peregrine Systems Inc CA No. 02 CV 2310 John F DeSantis Civic Capital Group Mathew C Ross of Fidelity Investments James Gerard Temme aka Jay Temme Stewardship Fund LP David Mark Siegel VR Advisory Services Ltd VR Advisory Services USA LLC 4/26/2011 4/15/2011 4/20/2011 4/20/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/15/2011 4/28/2011 4/28/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/28/2011 4/28/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011
Richard Andrew Deitz of VR Advisory Services Ltd 4/28/2011 WP Carey & Co LLC Tsakos Energy Navigation Ltd Triumph Group Inc Ardea Biosciences Inc Netgear Inc Navigators Group Inc EPIQ Systems Inc China-Biotics Inc China Eastern Airlines Corp LTD 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Wall, Lindsay Costello, Maureen Costello, Maureen
Abercrombie & Fitch Co VanceInfo Technologies Inc DOMTAR Inc Tyler Technologies Inc PICO Holdings Inc Northern Trust Corporation Computer Task Group Inc Constant Contact Inc China Automotive Systems Inc ATMI Inc Align Technology Inc True Religion Apparel Inc RPC Inc Hain Celestial Group Inc Group 1 Automotive Inc Franklin Electric Co Inc Darling International China Pharma Holdings Inc Checkpoint Systems Inc BJs Restaurants Inc AMCOL International Corp SureSpeak LLC NiKA Software Inc Ludic Labs Inc Inktomi Corporation Margaret H Georgiadis Margo Georgiadis Margaret Hastings Margo Hastings Mary Hastings NorthShore University HealthSystem Evanston Northwestern Healthcare Music Institute of Chicago The Chicago Network The Jones Group Inc Joseph Bennitt Harker Webster Chicago Cinemas Inc AMC Theatres aka AMC Theatres Castleton Square 14 aka AMC Theatres Castleton Square 3 aka AMC Theatres College Park 14 aka AMC Theatres Eastgate Mall 6 aka AMC Theatres Greenwood 14 aka AMC Theatres Southlake Mall 9 Cherry Tree Cinemas Lafayette Square Loews Century Mall Cinemas Inc Loews Cherry Tree Mall Cinemas Inc Loews College Park Cinemas Loews Lafayette Cinemas Inc AMC Newport on the Levee 20 Theatres
4/27/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 5/2/2011 5/2/2011 5/2/2011
11-06244-FOIA 11-06245-FOIA 11-06246-FOIA 11-06247-FOIA 11-06248-FOIA 11-06249-FOIA 11-06250-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Fall River Cinema Inc Barrington Square 6 Theatres Cantera 30 Theatres Lowes Merrillville Cinemas Inc Ogden 6 Theatres South Barrington 30 Theatres AMC Theaters of Missouri Loews Chicago Cinemas Inc Plitt Theatres Premium Cinema of Yorktown Inc South Holland Cinemas Inc Loews Berea Cinemas Inc Loews California Theatres Inc AMC License Services Inc AMC South Realty Inc AMC Card Processing Services Inc American Multi-Cinema Inc AMC-GCT Inc American Multi-Cinema of Florida Inc AMC Theatres River East 21 AMC Theatres Webster Place 11 Protection One Inc MovieTickets.com Digital Cinema Implementation Partners LLC American State Bank Embarq Centertainment Development Inc AMC Theatres Grapevine Mills 30 Texas AMC Canton Realty Inc The Walter Reade Organization Inc Loews Citywalk Theatre Corp Peter C. Brown aka Pete Brown Tristram E Collins aka Tris Collins Brian M Hagenhoff AMC Entertainment Inc CenturyLink Entertainment Properties Trust Cinedigm Digital Cinema Corporation CineMedia Inc Midway Games Inc LabOne Inc Firefly Investors LLC Fox Fairways Ltd Jacqlin Inc Luigi Wong Inc Monroe Capital Holdco Monroe Retail Equity Partners Canada Inc Monetary Times Inc
5/2/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Brozzetti, Michael Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
The Grain Baker's Bakery LLC aka Grain Bakers Weco Sales Co BPI Packaging Technologies Inc Effective Data Inc aka Effective Data Solutions Inc aka Effective Data Interchange Inc CapitalSource Inc Benishek & Duffy Inc Maxfield & Lloyd Inc Hilco Receivables Hilco Capital Corp Koenig Realty Co Monroe Capital Illinois Monroe Capital Funding Monroe Capital Management Monroe Capital Management Advisors Monroe Equity Partners Monroe Investments Monroe Management Holdco Monroe Retail Partners Canada Inc aka Monroe Retail Debt Partners Canada Inc Scripps Investment Co TLK Inc Alden Distributing Inc Buffet Magic Inc Cardioscan America LLC Theodore L Koenig Aka Ted Koenig Monroe Capital Management Advisors LLC Michael J Egan Aka Mike Egan Jeremy VanDerMeid Monroe Capital Monroe Credit Advisors Monroe Equity Investments Koenig Development Jacqlin LLC MC Opportunities Fund Monroe Equity Hilco Capital Monroe Partners MCOF LP LLC Code of Ethic Violations and Signed Acknowledgements 2006 to Present PyraMax Ceramics
5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/29/2011 5/3/2011
CSL Energy Fund LP aka CSL Capital Management 5/3/2011 LLC Donald Anschutz 5/3/2011 White Mountains Insurance Group Ltd Orthovita Inc United Rentals Inc Polypore International NVE Corporation 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert
Mastec Inc Mertiage Homes Corp Lufkin Industries Inc Comcast Corp Asbury Automotive Group Inc Pluristem therapeutics Inc Openwave Systems Inc Merit Medical Systems Inc Interval Leisure Group Inc IAC/Interactivecorp Hibbett Sports Inc Costar Group Inc Bridgepoint Education Inc Air Transport Services Group Inc American Public Education Inc Myriant Technologies aka Myriant Technology Myriant Lake Providence Stephen Gatto Cenan Ozmeral Ralph Tapia Michael Sisselman Keith A Carter Robert Gagalis BioEnergy International Bionol BC International BCI Louisiana BCI Operations Verenium CryoEnergy International Celunol Corp Arro Building Services Inc aka Arro East Street LLC BioEnergy Holding LLC aka BioEnergy Management Services LLC BP Biofuels Advanced Technology Cantabrigia Consulting Gatto Corporation Hill View Office Center National Ethanol Vehicle Coalition Norwood LDK LLC Grayson Hills Energy LLC Dune Energy Inc
5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011
Itera International Energy Corp aka Itera USA Inc 5/3/2011 aka Itera Rig Aventura Properties aka Aventura/Town Square 5/3/2011 Green Chem Second Edition LNS International Ltd Enterasys Networks Cabletron Systems 5/3/2011 5/3/2011 5/3/2011 5/3/2011
Motz, Robert Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Briley, Siobhan Edwards, Mark Edwards, Mark Edwards, Mark Roberson, Dennis Zalzal, Peter Edwards, Mark
Arclight Capital Partners Charles Gagne Rashnikant J Patel Lucille Leonard Jean-Francois Berube Jean-Pierre Couture Jean-Benoit Leblanc Jean-Rene Adam Marc C Lavoie Frederic Imbeault Michel Lajoie Denis Rivest Marc Veilleux Robert Brunelle Vital Proulx Hexavest Services Corp Hexavest Inc Jennifer Roper Christopher P Siriani Tammy L Wiseman John D Wylie Laura S DeMarco Arthur E Nicholas Catherine Nicholas aka Charlotte Somhegy NIC LLC AEN LLC AEN LP Nicholas Capital Partners Convertibles Fund LP Pronghorn FF&E LP Nicholas Investment Partners LLC Nicholas Investment Partners LP CoTherix Form S-1 Exhibits 10.20 10.22 and 10.23 CoTherix Form S-1 Exhibits 10.10 thru 10.12 CoTherix Form 10-Q Exhibit 10.32 CoTherix Form 10-Q Exhibits 10.30 CoTherix Form S-1 Exhibit 10.27 CoTherix Form 10-Q Exhibit 10.25
5/3/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 5/2/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011
InterCapital Quality Municipal Investment Trust 4/29/2011 (Invesco) Registration Statement and Prospectus Medicines Co Form 10-Q Exhibit 10.3 Medicines Co Form 10-Q Exhibit 10.1 Medicines Co Form 10-Q Exhibits 10.2 and 10.3 Steven J Boaen dba Dove Petroleum Inc 4/28/2011 4/28/2011 4/28/2011 4/29/2011
Climate Change Disclosure Guidence Rel Nos. 33- 5/2/2011 9106 & 34-61469 Threshold Pharmaceuticals Inc Form S-1 Exhibits 4/28/2011 10.6 10.7 10.10 and 10.14
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark David, Risa Chase, Andre Wood, Debi Frank, Mark Rumetshofer, Gerald Braun, Martin Martin, Joshua Lee, Jihoon Lefeber, Hope DePeau, Andrew DePeau, Andrew DePeau, Andrew Sandor, Jamie Sandor, Jamie Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Sullivan, Lindsey Sullivan, Lindsey Sullivan, Lindsey Mierzejewski, Mark Mierzejewski, Mark Molenda, David Gauthier, Stephanie
Curis Inc Form S-4 Exhibits 10.32 thru 10.35 10.40 10.43 thru 10.46 10.62 and 10.65 thru 10.69 Curis Inc Form 10-Q Exhibit 10.2 Curis Inc Form 10-K Exhibit 10.37 Curis Inc Form 8-K Exhibit 2.1 Curis Inc Form 8-K Exhibit 10.1 Curis Inc Form 10-K Exhibits 10.23 thru 10.25 10.27 and 10.29 Curis Inc Form 10-QExhibits 10.1 Curis Inc Form 10-Q Exhibits 10.1
4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011
Threshold Pharmaceuticals Inc Form 10-K Exhibit 4/28/2011 10.10 Edward Michael Laborio 1/24/2011 Teva Pharmaceuticals Industries Ltd Form 20F and the last quarterly report OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc Bernard L Madoff Investment Securities LLC Representative Spencer Bachus and Chairman Cox 2007 Meeting on Jefferson Co. Alabama Finances Request No. 11-04632-FOIA SEC Opinion on Knock-In Knock-Out Exchange Hedge Option Product by South Korea George Georgiou Anup Agarwal Michael A Roth Stark Investments LLC 5/5/2011 5/2/2011 5/2/2011 5/4/2011 5/2/2010 5/2/2011 4/21/2011 5/2/2011 5/5/2011 5/5/2011 5/5/2011
James Richard Franco of CRA International Inc US 5/5/2011 Wireless LLC Bear Stearns & Co Inc Jared Peter Lou of StateStreet Bank and Trust Property and Portfolio Research Joseph Leary aka Joe Leary VersaPharm Inc or Versa Pharm Inc Kevin Connelly Marcato Capital Management LLC Marcato LP Marcato I LLC Marcato Capital GP LLC Marcato II LP Richard Trainor McGuire III aka Mick Trainor McGuire III of Marcato Capital Management LLC Brince Rayburn Wilford Michael Terry Burgess Te Sun aka Tina Sun Brian C Conroy Kevin G Williams Thomas M Larkin Richard Van Doren Phillip Sbrocchi Allison A Bennington aka Allison Ascher 5/5/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/5/2011 5/4/2011 5/5/2011 5/4/2011 5/3/2011 5/4/2011 5/4/2011 5/2/2011 5/5/2011
Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Lawrence Robert Buchalter aka Larry Robert Buchalter of Luxor Capital Group LP Adam Dilworth Miller of Luxor Capital Group LP Dalton Investments LLC Todd Allen Sherer US Physical Therapy Inc Textron Inc TriQuint Semiconductor Inc TASER International Inc Super Micro Computer Inc Ryland Group Inc Repligen Corp Cepheid Cameron International Corp Ameriprise Financial Inc Electro Optical Sciences Inc Medidata Solutions Inc Marcus Corp Harley Davidson Inc Harvard Bioscience Inc Federal Signal Corp Federated Investors Inc Avis Budget Group Inc Boeing Company Amerigon Inc Ariel Poppel Sardar Biglari Philip L Cooley aka Phil Cooley Duane E Geiger Kai Olderog Biglari Holdings Inc Steak N Shake Operations Inc Ascot Management LLC 281-Celebration LLC Budget & Credit Solutions CCCS of Laredo Lion Fund Management Consumer Credit Counseling Service of Greater San Antonio Biglari & Muzza Capital Management LLC Cyrus Persian Rugs Inc Xerxes Oriental Rugs Inc Biglari Capital Corporation Biglari Brannon Cooley AMC Entertainment Inc Marquee AMCE Holdings aka Marquee Holdings The International Vaudeville Company Crescent Advertising Corp Lance Theatre Corp
5/5/2011 5/5/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/4/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Hall, Rapheal Richnafsky, Stephen Kwon, Vannessa Mara, Kennon Wenzel, Mark Haselkorn, Jason
Centertainment Inc Loews Montgomery Cinemas Inc Stroud Mall Cinemas Inc AMC Stonebriar 24 Theatres AMC Theaters Northpark 15 Liberty Tree Cinema Corp Loews Cheri Cinemas Inc Loews Fresh Pond Cinemas Inc Sack Theatres Inc Loews Theatre Management Corp National Cinemedia LLC Nickelodeon Boston Inc Premium Theater of Framingham Inc S & J Theatres Inc Theater Holdings Inc George Felix Hamel JR of ValueAct Capital Management LLC First Magnus Financial Corp residential mortgage records. Spartan US Bond Index Fund National Holdings Corp Rule 605 Questionnaire Sempra Energy Trading LLC SECR 23-2 Safeguarding Non-Public Information Kenneth Wayne Mcleod Federal Employee Benefits Group Inc, F & S Asset Management Group Inc st al and Lincoln Financial Securities Corp Kenneth Wayne Mcleod Federal Employee Benefits Group Inc, F & S Asset Management Group Inc et al and Capital Analyst Inc Charles Siu Covenant Capital Management LLC Scot Sinnott Billington of Covenant Capital Management LLC Luxor Capital Partners LP Christian Alexander Leone Luxor Capital Group LP
5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/5/2011 5/4/2011 4/28/2011 5/4/2011 5/5/2011 5/5/2011 5/4/2011
11-06546-FOIA
Haselkorn, Jason
5/4/2011
DePeau, Andrew Langston, Catherine Langston, Catherine Wall, Lindsay Wall, Lindsay Wall, Lindsay Malinowski, Thomas Costello, Maureen
5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
11-06555-FOIA
Costello, Maureen
Elena Cimador aka Elena Branko aka Elena 5/6/2011 Mitevski AMC Theatres Barton Creek 14 aka AMC Theatres 5/4/2011 Deerbrook 24 aka AMC Theatres Firewheel 18 aka AMC Theatres First Colony 24 aka AMC Theatres Fountains 18 AMC Theatres Glen Lakes 8 aka AMC Theatres 5/4/2011 Grand 24 aka AMC Theatres Gulf Point 30 aka AMC Theatres Highland Village 12 aka AMC Theatres Huebner Oaks 24 AMC Theatres Hulen 10 aka AMC Theatres Irving 5/4/2011 Mall 14 aka AMC Theatres Mesquite 30 aka AMC Theatres Meyer Park 16 aka AMC Theatres Palace 9 AMC Theatres Parks at Arlington 18 aka AMC 5/4/2011 Theatres Rivercenter 9 aka AMC Theatres Spring 10 aka AMC Theatres Stonebriar Mall 24 aka AMC Theatres Studio 30
11-06556-FOIA
Costello, Maureen
11-06557-FOIA
Costello, Maureen
11-06558-FOIA
Costello, Maureen
AMC Theatres Sundance West 11 aka AMC Theatres Valley View 16 aka AMC Theatres Willowbrook 24 aka AMC Katy Mills 20 Theatres EPT Downreit Inc Grapevine 30 Theatres Gulf Pointe 30 Theatres Huebner Oaks 24 Theatres Mesquite 30 Theatres NCM Media Networks Alameda Square 5 Theatres Central Park 7 Theatres Commerce Park 8 Theatres Deerbrook 24 Theatres Festival 6 Theatres First Colony 24 Theatres Forum 6 Theatres Fountain Cinemas Inc Glen Lakes 8 Theatres Green Oaks 8 Theatres Highland Park 4 Theatres Hulen 10 Theatres Irving 8 Theaters Kingwood II Theatres Loews Arlington West Cinemas Inc Loews Fort Worth Cinemas Inc Loews Houston Cinemas Inc Loews Deauville North Cinemas Inc Loews Lincoln Plaza Cinemas Inc Meyer Park 14 Theatres Meyer Park 16 Theatres National Cinema Network Northoaks 6 Theatres Palace 9 Theatres Prestonwood 5 Theatres Rivercenter 9 Theatres Southway 6 Theatres Studio 30 Theatres Green Crossing 6 Theatres Sundance West 11 Theatres The Grand 24 Theatres Town & Country 10 Theatres Towne Crossing 8 Theatres Westchase 5 Theatres Willowbrook 10 Theatres aka Willowbrook 24 Theatres aka Willowbrook 6 Theatres aka Willowbrook 8 Theatres AMC Theatres Springfield Mall 10 Annandale Theater Broad Street Cinema Chesterfield Mall Cinemas
5/4/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/6/2011 5/4/2011 5/4/2011 5/4/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/6/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Baldwin, Chris McDaniel, Brian Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Curagen Corp Form 8-K Exhibit 10.1 Curagen Corp Form 8-K Exhibit 10.1 Curagen Corp Form 10-K Exhibit 10.12 10.27 10.28 Curagen Corp Form 10-Q Exhibit 10.1 and 10.2 Curagen Corp Form 10-Q Exhibit 10.2 and 10.3 Curagen Corp Form 10-K Exhibit 10.38 Curagen Corp Form 10-Q Exhibit 10.1
5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011
Curagen Corp Form 10-K Exhibit 10.49 thru 10.51 5/5/2011 NGP Energy Capital Management Kenneth A Hersh William J Quinn and David R Albin Sabre Holdings Corp Form S-1 Exhibit 10.10 Women First Healthcare 10.1 Women First Healthcare 10.1 and 10.2 Women First Healthcare 10.19 and 10.20 Women First Healthcare 10.21 Women First Healthcare Women First Healthcare 10.1 Women First Healthcare 10.1 Women First Healthcare 10.20 thru 10.23 Women First Healthcare 10.1 Women First Healthcare 10.2 Women First Healthcare 10.1 Women First Healthcare 10.40 Women First Healthcare Sandeep Brion Marumsco Theatre Springfield Theatre State Theatre Tyson 4 Cinemas University Theater AMC Realty Inc Loews Akron Cinemas Inc GCT Pacific Beverage Services Inc Grassmere Foundation Peter and Kate Brown Family Foundation Grassmere Acquisition Corp. a/k/a Grassmere Acquisition Holdings LLC Acustream LLC Allen Collins Inc Mid-Cape Broadcasting LLC Nassau Broadcasting I LLC Nassau Broadcasting III LLC Nassau Broadcasting Partners LP Inc Form 10-Q Exhibit Inc Form 10-Q Exhibit Inc Form 10-K Exhibits Inc Form 10-Q Exhibit 5/5/2011 5/4/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011
Inc Form 8-K Exhibit 2.1 5/5/2011 Inc Form 10-Q Exhibit Inc Form 10-Q Exhibit Inc Form 10-K Exhibits Inc Form 10-Q Exhibit Inc Form 8-K Exhibit Inc Form 10-Q Exhibit Inc Form 10-K Exhibit 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011
Inc Form 8-K Exhibit 2.1 5/5/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011
Costello, Maureen Costello, Maureen Costello, Maureen Gordon, Marcy Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Malinowski, Thomas Langston, Catherine Johnson, Porter Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Young, Alicia Varner, Tom Varner, Tom Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Nassau Holdings Inc Sustainable Building Innovations Inc Great Point Holdings LLC OIG Report 560 David Becker Thomas M Friel a/k/a Tom Friel Kevin L Kelly Station Casinos LLC aka Station Casinos Inc Station Holdings Inc Green Valley Station Inc Green Valley Ranch Gaming Inc Green Valley Ranch Station Casino GV Ranch Station Inc Boulder Station Inc Marc J Falcone William A Sturgis aka Fred Sturgis Christopher Scott Allen Garrison Mason Morfit of Valueact Capital Management LP American Mortgage Express Financial DBA Millennium Funding Group residential mortgage records Buy Com Inc Form 10-Q Exhibit 10.5 Buy Com Inc Form 10-Q Exhibit 10.2 Buy Com Inc Form 10-Q/A Exhibit 10.2 American Crystal Sugar Co MN Form S-1/A Exhibit 10(ii) Avid Sportswear and Golf Corp Form 10SB12G Exhibit 10.05 Anesta Corp DE Form 10-Q Exhibit 10.19
5/9/2011 5/9/2011 5/9/2011 5/5/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/8/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
Alliance Pharmaceutical Corp Form 10-Q Exhibit 5/6/2011 10(b) Asyst Technologies Inc Form 10-K/A Exhibit 10.44 5/6/2011 Agouron Pharmaceuticals Inc Form 10-K Exhibit 10.34 Independent Bank Corporation and Independent Mortgage Company Merger and Acquisition BIOMATRIX Inc Form 10-Q Exhibit 10.4 BIOMATRIX Inc Form 10-Q/A Exhibit 10.4 Craig Burson Biglari and Merlo LLC Intx.Metworking LLC Biglari & Muzza Investments Inc The Lion Fund LP Western Investments Inc Western Acquisition LP Mustang Capital Management LLC Western Mustang Holdings LLC Mustang Capital Advisors LP Mustang Capital Partners LP Mustang Capital Partners II LP Western Sizzlin Corporation Dash Acquisition LLC 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011
Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Rome, Mark Stephens, Robert Rumetshofer, Gerald Ferguson Esquire, Alisa Weintraub, Victor Borack, Jeff Jones, Brian Evankovich, Thomas Winchester, Robin Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Southwell, Alexander Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Steak N Shake Company Western Real Estate LP Jorich Enterprises Inc Consolidated Products Inc Durango Station Inc Fiesta Station Inc Inspirada Station Inc Lake Mead Station Inc Palace Station Hotel & Casino Inc Past Enterprises Inc Santa Fe Station Inc STN Aviation Inc Sunset Station Inc Texas Station Inc All tips and complaints received from January 2006 to present Ownit Mortgage Solutions Inc ISAOA/ATIMA residential mortgage records HSBC Holdings PLC as that entity relates to Commission investigations into Bernard L Madoff Memorandum to Chairman William H Donaldson from Annette L Nazareth BGK Group Chardan South China Acquisition Corporation Genius Advice International (GAI) Xandros Inc Form 1-A Brightscope Inc Morgan Asset Management Inc Morgan Keegan and Company James C Kelsoe Jr and Joseph Thompson Weller AP 3-13847 Christopher Bailey Madison (MAST Capital Management LLC) MAST Capital Management LLC MAST Credit Opportunities I LP MAST Distressed Opportunities I LP MAST AK Fund LP Box Office Analyst LLC Command Composites LLC PenPoint Partners LLC SafeOne Systems Inc Chevron Corp et al and litigation in the Republic of Ecuador The TPA Inc Benesight Inc PPO One Inc PPO Management Solutions Inc Medicalcontrol Holdings Inc Avidyn Health Avidyn Holdings Inc Harrington Health Services Inc Harrington Benefit Services Inc Indiana Leadership Coalition Inc
5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/5/2011 5/10/2011 5/6/2011 5/9/2011 5/9/2011 5/9/2011 5/3/2011 5/5/2011 5/9/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/4/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom
Equitis Inc Starwest Ventures LLC Univita Health Jeffrey J Sjobeck Bruce K Baude Hugh H Lytle Advance Auto Parts Inc Avon Products Inc Bill Barrett Corp Beacon Roofing Supply Inc Google Inc Mattel Inc On Semiconductor Corp Onyx Pharmaceuticals Inc PMC Sierra Inc Shaw Group Inc John J Kim Constar International Inc Form S-1/A Exhibit 10.19 CNS Inc DE Form 10-K405 Exhibit 10.10 CNS Inc DE Form 10-Q Exhibit 10.12 Claxson Interactive Group Inc Form F-4/A Exhibit 10.6 Claxson Interactive Group Inc Form 6-K Exhibit 10.2 Claxson Interactive Group Inc Form 6-K Exhibit 10.2 IGI Laboratories Inc Form 10-Q/A 6/16/1997 Exhibit 10.1 Harvard Bioscience Inc Form 10-Q 5/15/2003 Exhibit 10.1 Happy Kids Inc Form S-1 1/14/1998 Exhibit 10.15 Happy Kids Inc Form S-1/A 2/26/1998 Exhibit 10.15 Chemical Methods Associates Inc S-4 7/31/2002 Exhibits 10.9 and 10.10 Cephalon Inc 10-K405 3/30/2001 Exhibits 10.5 (p) (q) and (r) Cephalon Inc 10-K405 3/4/1999 Exhibit 10.5 (j) Cephalon Inc 10-K405/A 5/24/1999 Exhibits 10.5(k) and (j) Coffee Holding Co Inc 8/12/2004 Form SB-2/A Exhibit 10.13 Coffee Holding Co Inc Form 10QSB 6/14/2004 Exhibit 10.13 Genesco Inc Form 10-Q 12/9/2004 Exhibit 10.2 Gargoyles Inc Form S-1 7/3/1996 Exhibit 10.49 Gargoyles Inc Form S-1/A 9/13/1996 Exhibit 10.49 EPL Technologies Inc Form S-1/A 4/21/1998 Exhibit 10.27 EPL Technologies Inc Form 10-Q 11/14/1997 Exhibit 10.12 Depomed Inc Form 10-K 3/16/2006 Exhibit 10.23 DIJJI Corp Form 10KSB 4/15/2004 Exhibit 10.24
5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011
11-06772-FOIA 11-06773-FOIA 11-06774-FOIA 11-06775-FOIA 11-06776-FOIA 11-06777-FOIA 11-06778-FOIA 11-06779-FOIA 11-06780-FOIA 11-06781-FOIA 11-06782-FOIA
Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Lavoie, Margaret Kruus, Stacey Ballough, Harding Parrilli, Robert Gorman, Scott Farnam, Tim
Cypress Bioscience Inc Form 10-K Exhibits 10.24 5/10/2011 10.26 and 10.28 Cypress Bioscience Inc Form 10-K405 Exhibit 5/10/2011 10.23 Cypress Bioscience Inc Form 10-K/A Exhibit 10.23 5/10/2011 Entegris Inc Form 10-Q Exhibit 10.1 and 2.1 Entegris Inc Form 10-Q/A Exhibit 10.1 Merrimac Valley Power and Building Company 4/24/1939 PDR Services Corp No Action Letter 12/14/1998 Berliner Communications Inc UNITEK Global Sevices Inc Putnam Investment Management LLC employees involved in Market Timing Prudential Financial Inc (Prudential/Prupac 08 cv 03916 Correspondence with US Representatives Jeb Hensarling regarding Sam Wyly Charles Wyly Maverick Capital Ranger Partners and Green Mountain Energy Sunset Station Hotel & Casino Red Rock Casino Resort & Spa Fiesta Rancho Casino & Hotel The Fiesta Henderson Hotel & Casino Wildfire Casino Wild Wild West Gambling Hall & Hotel Magic Star Casino Gold Rush Casino Barleys Casino & Brewery Green Valley Ranch Station Casino Steven R Loose Raymond Thomas Dalio Bridgewater Associates LP fka Bridgewater Associates Inc and Bridgewater Management Inc Bridgewater Associates Holdings Inc Bridgewater Associates Intermediate Holdings LP Grand Cafe Hard Rock Hotel Inc Jormad Inc Olympia Entertainment LLC NP Boulder LLC Green Valley Ranch Resort & Spa Palace Station Hotel & Casino Boulder Station Hotel & Casino Texas Station Gambling Hall & Hotel Santa Fe Station Hotel & Casino Town Center Station LLC Tropicana Acquisitions LLC Tropicana Station Inc Vista Holdings LLC Fetitta Entertainment LLC Fetitta Entertainment Group LLC 5/10/2011 5/10/2011 5/6/2011 5/10/2011 5/10/2011 5/2/2011 5/10/2011 5/10/2011
11-06783-FOIA 11-06784-FOIA 11-06785-FOIA 11-06786-FOIA 11-06787-FOIA 11-06788-FOIA 11-06789-FOIA 11-06790-FOIA 11-06791-FOIA 11-06792-FOIA 11-06793-FOIA 11-06794-FOIA 11-06795-FOIA 11-06796-FOIA 11-06797-FOIA 11-06798-FOIA 11-06799-FOIA 11-06800-FOIA 11-06801-FOIA 11-06802-FOIA 11-06803-FOIA 11-06804-FOIA 11-06805-FOIA 11-06806-FOIA 11-06807-FOIA 11-06808-FOIA 11-06809-FOIA 11-06810-FOIA 11-06811-FOIA 11-06812-FOIA 11-06813-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Zeglarski, Robert Ponsoldt Jr, William Duignan, Lori Duignan, Lori Langston, Catherine Wall, Lindsay Reinhardt, Kelly Poile, Steve Poole, J. Ray Loveday, Catherine Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Despo, William Edwards, Kevin Sterngold, James Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Royal Partners LLC Wave Communication & Trade Riviera Resort TMF Properties Vasco Data Security International Inc Trex Co Inc 3SBio Inc PAETEC Holding Corp MYR Group Inc Maxwell Technologies Inc Iridium Communications Inc HFF Inc Commercial Vehicle Group Inc Avanir Pharmaceuticals Inc John Peter Khoury Long Pond Capital LP The Godspell LLC Jeffrey D Chandler 02-14222-civ-Moore see 0503543-FOIA Dirk Hagge complaints since 2006 Anglo-German Progressive Fund Ltd David Joseph Steinberg of MAST Capital Management LLC Joseph Michael Jacobs
5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/10/2011 5/11/2011 5/11/2011 5/12/2011 5/12/2011
Briana Jane Zelaya maiden name Curran-ValueAct 5/12/2011 Capital Management LLC EPICEPT Corp form 10-Q 5-7-10 Exhibit 10.1 5/11/2011 Rex C Steffes and Florida East Coast Industries 10-cv-06266 C-07391 Rule 15c2-12 Municipal Securities Disclosure Comments on 57-20-88 Rel 34-26100 Frederick C Dunlap aka Fred Dunlap Mete Sahin Patrick P Hervy aka Pat Hervy XLHealth Corp 4/21/2011 5/11/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011
Morgan Asset Management Inc Morgan Keegan & 5/12/2011 Co James C. Kelsoe Jr and Joseph Thompson Weller AP 3-13847 Global Pension Plan 5/12/2011 Wells Fargo Securities LLC fka Wachovia Capital Markets LLC AP 3-14320 Corautus Genetics Inc Exhibit 10.7 and 10.8 6/30/2005 10-Q Corautus Genetics Inc Exhibit 10.19 and 10.33 12/31/2005 10-K Corautus Genetics Inc Exhibits 10.3 and 10.4 9/3/2005 10-Q Corautus Genetics Inc Exhibit 10.1 form 8-K 5/19/2005 Corautus Genetics, Inc Exhibits 10.4 and 10.5 to Form 10-Q filed on 8/14/03 Corautus Genetics Inc Exhibits 10.1 and 10.3 3/31/2003 10-Q Curagen Corp Exhibit 10.31 12/31/2002 10-K 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011
Curagen Corp Exhibits 10.24 and 10.25 and 10.27 5/12/2011 12/31/2000 10-K
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Smith, Louisa Sullivan, Lindsey Stolberg, Juan Mierzejewski, Mark Mierzejewski, Mark Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Curagen Corp Exhibit 10.1 6/30/2000 10-Q Curagen Corp Exhibit 10.1 6/30/1999 10-Q Curagen Corp Exhibit 10.21 12/31/1998 10-K Curagen Corp Exhibits 10.11 thru 10.16 form S-1 10/16/1997 Advancis Pharmaceutical Corp 10-Q 6/30/2005 Exhibits 10.1 to 10.3 Dancis Pharmaceutical Corp 10-Q 6/3/2004 Exhibit 10.1 Advancis Pharmaceutical Corp 10-K 12/31/2004 Exhibits 10.41 and 10.42 Advancis Pharmaceutical Corp 8-K 7/15/2004 Exhibits 2.1, 10.1 and 10.2 Advancis Pharmaceutical Corp S-1 8/1/2003 Exhibits 10.18 and 10.35 Chiron Corp 10-Q 6/30/2003 Exhibits 10.212, 10.213 and 10.321 to 10.324 Chiron Corp 10-Q 6/30/2001 Exhibits 10.209, 10.315 and 10.316 Qiming Venture Partners LP Jigneshkumar Patel Netvision Resources/GTRAS Inc SEC telephone and e-mail directory John R. Black HIG Capital Jeffrey A Golman aka Jeff Golman Mesirow Financial Holdings Inc GGW Mangement Partners Waverly Investors LLC DHR International Inc New Trier Partners LLC Fokko Pentinga Jeongmo Hwang aka James Hwang aka James (Jeongmo) Hwang aka Jeong mo Hwang Amtech System Inc Bruce Technologies Inc P.R. Hoffman Machine Products Inc Tempress Systems BV R2D Automation Tetra Technologies Inc Tim Hortons Inc Patterson UTI Energy Inc Mellanox Technologies Ltd Mcdonalds Corporation Carmax Inc Core-Mark Holding Company Inc Conmed Corp Chubb Corp Willbros Group Inc Michael J Mufson Valerie B Klaiman John P Schwartz Steven T Flammey
5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Goldstein, Matthew Barber, Brad Smallberg, Michael Coleman, Jerry Grimm, Deborah Palma, Patricia Rule, Bryan Sullivan, Lindsey Gordon, Marcy Krueger, Scot Komisar, Lucy Hudak, John Lewis, Saskia Verduzco, Rafael Gaspar, Arlene Orozco, Leonard Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Glotzbach, Ross Bartko, Gregory Saye, Chip Marcus, Sally Iwanicki, Christopher Mierzejewski, Mark Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Jennifer K Silver Ezra S Samet Matthew R Maloney Yuda Goodman Redwood Investments LLC Tony E Sutton 10 oldest pending enforcement actions General Motors Form 10-Q and General Electric Form 10-Q 8b letters filed by former employees from 2000 2005 and January 2011 to Present Countrywide Financial Corp SEC v John F Arens et al LR7020 Structured Asset Mortgage Investments Trust 2005-AR8 Bryan Rule or Bryan Thomas Rule James S Peterson OIG Report 553 Improper Actions Relating to the Leasing of Office Space-Constitution Center IMH Assets Corp Filings Series 2001-3 Deutsche Bank as Indenture Trustee Halliburton FOIA responses
5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/12/2011 5/13/2011 5/15/2011 5/13/2011 5/12/2011 5/15/2011 5/13/2011 5/16/2011 5/16/2011 5/16/2011
FOIA Requests in 2010 from a schedule C, SES or 5/9/2011 Senate appointee FOIA Log for FY10 5/9/2011 Provident Bank residential mortgage records Countrywide Home Loans Inc residential mortgage records JP Morgan Chase Bank residential mortgage records Teresa Ramirez OD PC Nicole Stark Brassell OD PC Paragon Bioservices Inc SOPHA MEDICAL SYSTEMS INC CGR Financial Corporation Care Improvement Associates of Texas Inc Care Improvement Plus Group Management LLC Thomson CGR Medical Corporation MDBio Inc aka Maryland Bioprocessing Center Intralytix Inc Blue Chip Stamps HO-784 5/5/2011 5/9/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011
Gregory Bartko, Capstone Private Equity Bridge, 5/5/2011 Mezzanine Fund LLC Guiseppe Tome Nayarit Investments Transatlantic 5/16/2011 Financial Finvest Panama Jason Nagy 5/17/2011 Chester County Government Municipal Securities Dealers and how to file complaint Eric J Keller Aerogen Inc POS EX Exhibit 10.9 Spectra Systems Corp S-1/A Exhibit 10.15 10/08/02 Genome Therapeutics Corp 10-K/A Exhibit 10.62 09/29/03 5/17/2011 5/17/2011 5/6/2011 5/6/2011 5/6/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Genome Therapeutics Corp 10-K/A Exhibit 10.61 11/12/02 Targeted Genetics Corp 8-K Exhibit 10.1 9/13/2000 Ucdp Finance Inc S-4/A Exhibit 10.24 11/19/03 Hockey Co 10-Q Exhibit 10.3 08/12/03 Immunicon Corp Exhibit 10.27,10.30,10.35 and 10.36 12/08/03 Vernalis Plc 20-F Exhibit 4.4 10/31/03 Kosan Biosciences Inc 10-Q Exhibit 10.11 11/14/03 Praecis Pharmaceuticals Inc S-1/A Exhibit 10.7 04/20/00 S-1 Exhibit 10.8 02/08/00 Signature Eyewear Inc 10-K Exhibit 10.11 08/15/03 WMS Industries Inc 10-Q Exhibit 10.2 11/12/03 Transgenomic Inc 10-Q Exhibit 10.2 08/12/03 Memory Pharmaceuticals Corp S-1 Exhibit 10.9 12/23/03 Guilford Pharmaceuticals Inc Form 10-Q Exhibit 10.37 Affymetrix Inc 10-Q Exhibit 10.58 05/15/03 CNS Inc DE 10-K Exhibit 10.9 03/27/02 Senesco Technologies Inc 10 QSB Exhibit 10 11/14/02 Neurocrine Biosciences Inc 8-K Exhibit 10.2 12/20/02 Osi Pharmaceuticals Inc Form 8-K Ex 10.2 Keryx Biopharmaceuticals Inc S-1/A Exhibit 10.6 07/24/00 Hollis Eden Pharmaceuticals Inc DE S-3/A Exhibit 10 01/25/02 Emisphere Technologies Inc Form 10-Q Ex 10.1 Sangstat Medical Corp 10-Q/A Exhibit 10.34 11/17/00 Samaritan Pharmaceuticals Inc SB-2/A Exhibit 10.10 07/31/03 Rockwell Medical Technologies Inc 10KSB Exhibit 10.18 04/01/02 Nanogen Inc 10-Q Exhibit 10.5 11/14/00 S-1 Exhibit 10.11 12/19/1997 Paradigm Genetics Inc 10-K Exhibit 10.18 03/30/01 Medicines Co/MA S-1 Exhibit 10.8 05/19/00 Neogenesis Pharmaceuticals Inc S-1 Exhibit 10.15 11/16/01 Interdigital Communications Corp 10-Q Exhibit 10.49 05/15/03 Interdigital Communications Corp 8-K Exhibit 10.51 02/21/03 Introbiotics Pharmaceuticals Inc S-1 Exhibit 10.8 01/27/00 Pilot Therapeutics Holdings Inc 10QSB Exhibit 10.7 11/14/01 Specialty Laboratories Inc 10-Q Exhibit 10.35 Interallied Group Inc NV 10QSB Exhibit 10.5 11/14/01 CARESCIENCE INC S-1/A Exhibit 10.3 06/05/00 Tag It Pacific Inc 10-K/A Exhibit 10 10/01/03
5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Gauthier, Stephanie Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Braun, Stephen Dukes, Sara Dukes, Sara
CEPHEID 10-Q Exhibit 10.1 11/14/01 Celsion Corp S-3 Exhibit 10.1 08/28/03 Global Entertainment Corp S-4/A Exhibit 10.8 11/13/03 Global Entertainment Corp S-4 Exhibit 10.10 09/26/03 Caliper Technologies Corp 10-Q Exhibit 10.55 08/14/03 ARQULE INC 10-Q Exhibit 10.1 08/04/00
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AUTOIMMUNE INC 10-K/A Exhibit 10.34 06/19/03 5/6/2011 Sentinelle Medical Inc Cappella Cardiovascular Innovations Inc Cornerstone Healthcare Advisors LLC ACIST Medical Systems Inc Chektec Corp Biocheck Inc Medtest Systems Corp Axxia Technologies MaryaXL Health Medical Systems and Services Inc Maryland Venture Capital Trust Horizon Medical Products Inc MCP Land & Cattle LLC Angiodynamics Oncobionic Inc E-Z-EM Inc Rita Medical Systems LLC Antares Pharma Inc Hobbs Medical Inc Society of Interventional Radiology Foundation Medical Device Manufacturers Association Arclight Thomas J Healey Girish Venkat Reddy (Prisma Capital Partners) Prisma Capital Management Valassis Communications Inc Tektronix Inc China Life Insurance Co Ltd Integral Systems Inc Hartford Financial Services Group Inc Edwards Lifesciences Corp Doral Financial Corporation CACI International Inc BP plc American Apparel Inc fka Endeavor Acquisition Corp Commerzbank Capital Markets Corp filings Inc FOCUSN Biosante Pharmaceutical Inc Form 8-K Exhibit 10.1 Biosante Pharmaceuticals Inc Form 10-K Exhibit 10.25 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/18/2011 4/4/2011 4/4/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Bucher, Stephen Celeste, Melissa Willman, Barry House, Bryan Whitaker, Tad
Sepracor Inc kna Sunovion Pharmaceuticals Inc Form 10-K Exhibit 10.31 Sepracor Inc kna Sunovion Pharmaceuticals Inc Form 10-K Exhibit 10.28
4/4/2011 4/4/2011
Accentia Biopharmaceuticals Inc Form 8-K Exhibit 3/28/2011 10.1 Accentia Biopharmaceuticals Inc Form 10-K 3/28/2011 Exhibit 10.55 and 10.56 NexMed Inc Form 8-K Exhibit 99.1 3/21/2011 NexMed Inc Form 10-Q Exhibit 10.1 New River Pharmaceuticals Inc Form 10-Q Exhibit 10.23 New River Pharmaceuticals Inc Form 8-K Exhibit 10.17 New River Pharmaceuticals Inc Form 10-K Exhibits 10.13 and 10.14 Targeted Genetics Corp Form 10-K Exhibits 10.56 and 10.57 Urologix Inc Form 10-K Exhibit 10.13 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011
Accentia Biopharmaceuticals Inc Form 8-K Exhibit 3/28/2011 10.1 Revolutions Medical Corporation 5/17/2011 Idearc Inc Zelman Partners LLC Form BD and amendments from 5/1/2010 Radian Group Inc FutureMedia PLC Forms 3, 4 and 5 regarding Rennes or Jobelin Foundation and Joseph Foti, Sr Asst Chief accountant 2004-2005 5/11/2011 5/17/2011 5/17/2011 5/17/2011
11-07038-FOIA 11-07039-FOIA 11-07040-FOIA 11-07041-FOIA 11-07042-FOIA 11-07043-FOIA 11-07044-FOIA 11-07045-FOIA 11-07046-FOIA 11-07047-FOIA 11-07048-FOIA 11-07049-FOIA 11-07050-FOIA 11-07051-FOIA 11-07052-FOIA 11-07053-FOIA 11-07054-FOIA 11-07055-FOIA 11-07056-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Ribozyme Pharmaceuticals Inc Form 10-Q/A 3/21/2011 Exhibit 10.2 Ribozyme Pharmaceuticals Inc Form 10-Q Exhibit 3/21/2011 10.2 Adherex Technologies Inc Form 6-K Exhibit 4.41 3/28/2011 Neurogen Corp Form 10-K Exhibit 10.47 Corixa Corp Form 10-K Exhibits 10.21 and 10.22 Vysis Inc Form 10-K Exhibit 10.13 IDM Pharma Inc Form 10-K Exhibits 10.54, 10.56, 10.58, 10.59 and 10.61 Nanogen Inc Form 10-Q Exhibits 10.2, 10.3, 10.4 and 10.5 Adams Respiratory Therapeutics Form 8-K Exhibit 2.1 Adolor Corp Form 10-K Exhibit 10.14 Adolor Corp Form 10-Q Exhibit 10.4 Affymetrix Inc Form 8-K Exhibit 10.1 3/21/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011
CV Therapeutics Inc Form S-3 Exhibits 10.25 and 3/28/2011 10.32 Napro Biotherapeutics nka Tapestry 4/4/2011 Pharmaceuticals Form 10-K Exhibits 10.15 and 10.21 Curis Inc Form 10-Q Exhibit 10.1 4/4/2011 3-Dimensional Pharmaceuticals Inc Form S-1 Exhibit 10.18 Vivus Inc Form 10-K Exhibits 10.41 and 10.42 3-Dimensional Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Adeza Biomedical Corp Form 10-K Exhibit 10.19 4/4/2011 3/28/2011 4/4/2011 3/28/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom
Insite Visioin Inc Form S-1 Amendment 1 Exhibit 10.11, 10.12, 10.13 and 10.14 Gene Logic Inc Form 10-K Exhibit 10.90 Halozyme Therapeutics Inc Form 10-K Exhibit 10.19 Cima Labs Inc Form 10-K Exhibit 10.27 Nastech Pharmaceuticals Company Inc Form Exhibit 10.1 Nastech Pharmaceuticals Company Inc Form Exhibit 10.1 on 10/17/05 Nastech Pharmaceuticals Company Inc Form Exhibit 10.1 1/27/06 Nastech Pharmaceuticals Company Inc Form Exhibit 10.1 6/16/06 Nastech Pharmaceuticals Company Inc Form Exhibit 10.66 6/30/06 Nastech Pharmaceuticals Company Inc Form Exhibit 10.46 Biosite Inc Form 10-K Exhibits 10.17, 10.18, 10.19, 10.20 and 10.21 Biosite Inc Form 10-Q Exhibit 10.43 8-K 8-K 8-K 8-K
4/4/2011 3/21/2011 3/28/2011 3/28/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011
10-Q 3/21/2011 10-K 3/21/2011 3/21/2011 3/21/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 4/4/2011 4/4/2011 3/21/2011 4/4/2011 3/28/2011 4/4/2011 4/4/2011 4/4/2011 3/28/2011 3/28/2011 5/18/2011 5/18/2011 5/18/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011
Cephalon Inc Form 10-K Exhibits 10.17(b) 10.17(c) and 10.17(d) Achillion Pharmaceuticals Inc Form S-1 Exhibits 10.1, 10.2, 10.3 and 10.4 Achillion Pharmaceuticals Inc Form 10-K Exhibit 10.2 Avant Immunotherapeutics Inc Form 10-K Exhibits 10.13 and 10.14 Atrix Laboratories Inc Form 8-K Exhibits 99.1 and 99.2 Atrix Laboratories Inc Form 8-K Exhibit 99.2 and 99.3 Exelixis Inc Form 10-K Exhibits 10.35 and 10.36 OSI Pharmaceuticals Inc Form 10-Q Exhibit 10.1 NitroMed Inc Form 8-K Exhibit 99.1 Abaxis Inc Form 10-Q Exhibit 10.23 Onyx Pharmaceuticals Inc Form 10-Q Exhibit 10.24 Onyx Pharmaceuticals Inc Form SB-2 Exhibits 10.1 and 10.2 NitroMed Inc Form 10-K Exhibit 10.24 NitroMed Inc Form 10-K Exhibit 10.30 Prestige Brands Holdings Inc Form 8-K Exhibit 10.1 Salix Pharmaceuticals Ltd Form S-1 Exhibit 10.9 Schein Pharmaceuticals Inc Form S-1/A Exhibit 10.4 Oncogenex Pharmaceuticals Inc Form 10-Q/A Exhibit 10.38 Oncogenex Pharmaceuticals Inc Form 10-Q/A Exhibit 10.38 Oncogenex Pharmaceuticals Inc formerly Sonus Pharmaceuticals Inc Form 10-K Exhibit 10.40 Ostex International Inc Form 10-K405 Exhibit 10.12D Nomos Corp Form S-1/A Exhibit 10.19
Nuveen Investments Inc Form 10-K Exhibit 10.19 5/17/2011 Newtech Corp Form S-1 Exhibit 10.4 Newtech Corp Form S-1/A Exhibit 10.4 5/17/2011 5/17/2011
Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Kishi, Helen Kishi, Helen Bailey, Gregory Varner, Tom Varner, Tom Varner, Tom Feinthel, Mark Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Komisar, Lucy
Inter Parfums Inc Form 10-Q Exhibit 10.127.1 Playboy Enterprise Inc Form 8-K Exhibit 10.2 Playboy Enterprise Inc Form 10-Q Exhibit 10.4 Playboy Enterprise Inc Form 10-Q/A Exhibit 10.3 Petsmart Com Inc Form S-1 Exhibits 10.26 and 10.29 Phoenix Footwear Group Inc Form 10-Q Exhibit 10.13 Phoenix Footwear Group Inc Form 10-Q Exhibit 10.3 Peterson Flynn & Dinsmore Inc Form ADV Part 2A 3/31/2011 Lyle & Forsyth Investment Managers Form ADV Part 2A MBS Clearing Corp (MBSCC) application for registration as a clearing agency IMCOR Pharmaceutical Co Form 10QSB Exhibit 10.1 IMCOR Pharmaceutical Co Form 10QSB/A Exhibit 10.1 N2K Inc Form S-1/A Exhibit 10.28 Memorandum from Investment Management to Chairman Levitt 12/9/1994 Korn Ferry International Form S-1/A Exhibit 10.19 Net2Phone Inc Form S-1 Exhibit 10.5 Jenny Craig Inc form 10-Q Exhibit 10 Parlux Fragrances Inc Form 10-Q Exhibit 10.66
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Parlux Fragrances Inc Form 10-Q/A Exhibit 10.66 5/17/2011 Midgardxxi Inc Form 10-K Exhibit 10.34 Integrated Brands Inc Form 10-K Exhibit 10.37 Andreas Badian, Jacob Spinner, Mottes Drillman, Jeffrey (Danny) Graham, Pond Securities Corp dba, Pond Equities, Ezra Birnbaum, Sayne Hirsch Inovio Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Medicis Pharmaceuticals Corp Form 10-Q Exhibit 10.2 Signature Eyewear Inc Form 10-K Exhibit 10.16 Peregrine Pharmaceuticals Inc Form 10-K Exhibit 10.56 Plug Power Inc Form S-1/A Exhibit 10.4 The Coca-Cola Co prospectus The Walt Disney Co prospectus Nike Inc prospectus Industrial Enterprises of America Inc HO-10722 transcript KOS Pharmaceuticals Inc Form 8-K Exhibit 2.1 OBAGI Medical Products Inc Form S-1 Exhibit 10.7 Mannatech Inc Form 10-K Exhibit 10.10 North American Scientific Inc Form S-4/A Exhibit 10.25 Mrs Fields Brand Inc Form S-4 Exhibit 10.42 5/16/2011 5/16/2011 5/16/2011
Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Lisulo, Angela Lisulo, Angela Lisulo, Angela Smith Simons, Joni Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom
5/16/2011 5/16/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/16/2011 5/16/2011 5/17/2011 5/16/2011 5/17/2011 5/16/2011
Varner, Tom Roffman, Ian Camillo, Franklin & Celina Araneta, Cynthia Montano, Virginia Gilliam, Chesley Baldwin, Elizabeth Wilkat, Tara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lynch, Sarah Abedin, Sarah Cunha, Daniel Wolters, Larry Taylor, Austin Taylor, Austin Stackhouse, Aaron
JNI Corp Form S-1/A Exhibit 10.6 George B Doherty 3-14384 B-2420
5/16/2011 5/17/2011
Park National Bank Residential Mortgage Records 5/10/2011 AccuBanc Mortgage residential mortgage loan records Washington Mutual Bank FA residential mortgage records Countrywide Home Loans Inc residential mortgage records Senrigan Capital Robert T McGuire Ross Stores Inc Nuvasive Inc National Oilwell Varco Inc Morgan Stanley ISIS Pharmaceuticals Inc Emdeon Inc Seacor Holdings Inc Anaren Inc Altera Corp AES Corporation IXIA Toll Brothers Inc Allscripts-Misys Healthcare Solutions Inc Korn Ferry International Jack in the Box Inc CEC Entertainment Inc BE Aerospace Inc American States Water Co American Science & Engineering Inc Amsurg Corp Vertex Pharmaceuticals Inc ValueClick Inc Usana Health Sciences Inc Tyson Foods Inc Tier Technologies Inc Novell Inc IDT Corp Exelixis Inc Chiquita Brands International Inc ArthroCare Corp OIG-553 Inspector General Investigation concerning Constitution Center Interagency agreements between SEC and Defense Contract Audit Agency (DCAA) for FY 11 Leland Stanford Junior University and Corcept Therapeutics Inc Countrywide Home Loans Inc residential mortgage records Supervalue Inc Form S-3 Exhibits 4.1 and 4.2 Supervalu Inc Form 8-K Exhibit 4.1 Kabani & Company Inc 5/8/2011 5/8/2011 5/15/2011 5/19/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/23/2011 5/20/2011 5/20/2011 5/11/2011 5/20/2011 5/20/2011 5/20/2011
Stuart, David Conroy, Melanie Conroy, Melanie Conroy, Melanie Conroy, Melanie Eder, Steve Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Langston, Catherine Gauthier, Stephanie
In the Matter of Rajat K Gupta 3-14279 Gateway International Holdings Inc 3-11894 transcripts Impax Laboratories Inc 3-12519 transcripts E-Smart Technologies Inc 3-10977 transcripts Nature's Sunshine Products Inc 3-12684 transcripts SAC Capital Christopher S McGuire Phalanx Capital DE Shaw & Co LP DE Shaw & Co LLC Gregory (Greg) Mark Bortz
5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/23/2011 5/20/2011 5/20/2011 5/23/2011 5/23/2011 5/13/2011
Todd Elvin Banks of Blackthorn Investment Group 5/13/2011 LLC Blackthorn Investment Group LLC 5/13/2011 Christopher B Madison Mast Distressed Opportunities I LP Peter A Reed Mast Credit Opportunities I Master Fund Ltd Adam M Kleinman Mast Capital Management LLC Mast Credit Opportunities I LP David J Steinberg William J Bruce John S Ehlinger Mast Credit Opportunities I Ltd Artorius Partners II LP Artorius Partners LP Artorius Management LLC Richard Mortimer Furlaud Jr (Artorius Management LLC) Artorius Associates LLC DE Shaw & Co LP DE Shaw & Co LLC Dabroes Associates LLC Dabroes Management LP Dabroes GP LLC Dabroes Investment Fund LP Dabroes Offshore Investment Fund Ltd Dabroes Investment Intermediate Fund LP Dabroes Investment (UK) LLP Dabroes UK Limited Dabroes Investment Master Fund LP Abraham M Eisenstat Global Credit Advisers LLC Steven S Hornstein Jeffrey S Myers Mary Grace Meeker Sakae Wada 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/18/2011 5/18/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011
11-07221-FOIA 11-07222-FOIA 11-07223-FOIA 11-07224-FOIA 11-07225-FOIA 11-07226-FOIA 11-07227-FOIA 11-07228-FOIA 11-07229-FOIA 11-07230-FOIA 11-07231-FOIA 11-07232-FOIA 11-07233-FOIA 11-07234-FOIA 11-07235-FOIA 11-07236-FOIA 11-07237-FOIA 11-07238-FOIA 11-07239-FOIA 11-07240-FOIA 11-07241-FOIA 11-07242-FOIA 11-07243-FOIA 11-07244-FOIA 11-07245-FOIA
Baldwin, Elizabeth Sandor, Jamie Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
North Run Capital LP Neil J Leonard Soloman S Goldwyn Seth A Kirkham Greg Mancini Mark Gelberg Toby Kram Jonathan Siscovick Syed Danish Philip Cibulsky Paul Southgate Marc D Abel Jacob H Eisenstat Deeptech International Inc Deepwater Production Systems Inc Energy Transfer Corporation
5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/20/2011 5/20/2011 5/20/2011
Entrade Gathering Company aka Entrade Pipeline 5/20/2011 Company EPEC Offshore Gathering Company 5/20/2011 Ewing Bank Gathering Company LLC Exco Gathering Company Dental Benefit providers Inc Dental benefit providers of Illinois Inc Xlhome PC SAM Quintero OD PC 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/16/2011 5/16/2011
EL Paso Energy Corporation aka EL Paso Energy 5/20/2011 Partners Deepwater LLC aka EL Paso Exploration & Production Management Inc aka EL Paso Field Services Company aka EL Paso Fuel Development Company EL Paso Intrastate Company aka EL Paso Offshore 5/20/2011 Gathering & Transmission Company aka EL Paso Production Oil & Gas Company Endevco Inc aka Endevco Natural Gas Company aka Endevco Taft Company Delcath Systems Eamonn P Hobbs David A McDonald aka Dave McDonald Peter J Graham aka Pete Graham Timothy D Eades Laura A Mather Silver Tail Systems Linda Almonte of JP Morgan Chase Delaware Phoenix Technologies Ltd Phoenix Technologies Ltd Everyone.Net Inc Glue Solutions Inc Concentra Operating Corporation Concentra Federal Services Concentra Preferred Systems Inc Diabetex of Texas Inc 5/20/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/16/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011
11-07246-FOIA
Costello, Maureen
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Nelson, Lynn Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
11-07264-FOIA 11-07265-FOIA 11-07266-FOIA 11-07267-FOIA 11-07268-FOIA 11-07269-FOIA 11-07270-FOIA 11-07271-FOIA 11-07272-FOIA 11-07273-FOIA 11-07274-FOIA 11-07275-FOIA 11-07276-FOIA 11-07278-FOIA 11-07279-FOIA 11-07280-FOIA 11-07281-FOIA 11-07282-FOIA 11-07283-FOIA 11-07284-FOIA 11-07285-FOIA 11-07286-FOIA 11-07287-FOIA 11-07288-FOIA 11-07289-FOIA 11-07290-FOIA 11-07291-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
XLHEALTH Texas Inc Diabetex Podiatric Associates of Texas XLH Podiatry XLHEALTH BIPA Inc BWM Ventures Inc CRA Managed Care of Washington Inc Amerigroup UnitedHealth Group Care Improvement Reinsurance Corporation of America Lifemark Care Management Inc Spectera Inc Coordinated Vision Care Inc Robert L Cavnar aka Bob Cavnar Brian J Cree William R Mahaffey David Austgen aka Dave Austgen Eric L Szaloczi Luca Technologies Inc Alley Theater B&R Aviation LLC Bargo Energy Company Bellwether Exploration Company Black Hawk Oil Co Cavnar Companies LLC Coastal Border Gas Sales Inc Coastal Oil & Gas Corporation Cornerstone Gas Gathering Company aka Cornerstone Gas Processing Inc aka Cornerstone Gas Resources Inc aka Cornerstone Natural Gas Inc Deacons of Deadwood VPGI Corp Form 10-K Exhibit 10.9 Swiss Army Brands Inc Form 10-K Exhibit 10.3 Peregrine Pharmaceuticals Inc Form 10-Q/A Exhibit 10.56 Webhire Inc Form 10-Q Exhibit 10.27 TST/Impreso Inc Form 10-Q/A Exhibit 10(c) United Industries Corp Form 10-Q Exhibit 10.50 US Dry Cleaning Corp Form 10-Q Exhibit10.3 VIALTA Inc Form 10-12G/A Exhibit 10.11 Telcobuy Com Inc Form S-1/A Exhibit 10.12 SNAP2 Corp Form 10QSB Exhibit 10.2
5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011
11-07292-FOIA 11-07293-FOIA 11-07294-FOIA 11-07295-FOIA 11-07296-FOIA 11-07297-FOIA 11-07298-FOIA 11-07299-FOIA 11-07300-FOIA 11-07301-FOIA 11-07302-FOIA 11-07303-FOIA 11-07304-FOIA 11-07305-FOIA 11-07306-FOIA
Costello, Maureen Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Edwards, Mark
5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011
Watson Pharmaceuticals Inc Form 10-k405 5/19/2011 Exhibits 10.12, 10.13, 10.3 Amendment No 1 and 10.14 Transcept Pharmaceuticals Inc (NOVACEA) Inc 5/19/2011 Form S-1 Exhibit 10.9 Swiss Army Brands Inc Form 10-K Exhibit 10.3 5/19/2011 Chiron Corp Form 10-Q Exhibits 10.331 and 10.332 5/19/2011
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Chiron Corp Form 10-K Exhibit 10.319 MPAM Credit Fund LP Chiron Corp Form 10-Q Exhibit 10.318 MPAM Credit Trading Partners LP Chiron Corp Form 10-Q Exhibit 10.317 MPAM Credit Trading Partners GP LLC Chiron Corp Form 10-Q Exhibit 10.210 MPAM Credit Fund GP LLC Chiron Corp Form 10-K Exhibits 10.310 thru 10.313 Chiron Corp Form 10-Q Exhibit 10.307 thru 10.309 Moore Global Investments Ltd Chiron Corp Form 10-Q Exhibits 10.306 and 10.716 Moore Holdings Bahamas Ltd Chiron Corp Form 10-Q Exhibits 10.201, 10.202 abd 10.206 Moore Capital Management LLC Moore Europe Capital Management LLP Chiron Corp Form 10-K Exhibits 10.203 and 10.204 Moore Capital Management Inc Moore Capital Advisors LLC Chiron Corp Form 10-Q Exhibit 10.311 Moore Global Fixed Income Fund Ltd Chiron Corp Form 10-Q Exhibit 10.402 Moore Emerging Markets Fund Ltd Moore Credit Fund Ltd Chiron Corp Form 10-K Exhibits 10.207 and 10.713 Moore Foreign Exchange Fund Ltd Remington Investment Strategies LP
Chiron Corp Form 10-Q Exhibits 10.56, 10.86 and 5/19/2011 10.87 Louis Bacon 5/23/2011 Chiron Corp Form 10-K Exhibits 10.80, 10.81 and 5/19/2011 10.85 Richard A Axilrod 5/23/2011 Mildred Elaine Crocker Chiron Corp Form 10-Q Exhibits 10.78 and 10.79 Anthony J DeLuca Mohsen Fahmi Michael J Inserra James E. Kaye Michael D Melnick Harold J Levy 5/23/2011 5/19/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/24/2011
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Jordan Alexander Stephen Friscia Jr Matt A Greenberg Sturgis P Woodberry Jason B McLean David L Eigen Andrew Feinman Vivien W Liu Jeffrey M Elliott Ronnie Alcaide Paul Wolt Lane Bucklan FIELD GAS GATHERING INC FPSI INC Future CalTex Corp GREEN CANYON PIPE LINE COMPANY LLC HOUSTON BALLET aka HOUSTON FOUNDATION FOR BALLET HOUSTON GRAND OPERA ASSOCIATION INC Leviathan Deepwater LLC MGR GAS SYSTEMS INC MILAGRO EXPLORATION MILAGRO HOLDINGS LLC Universal Saving Bank FA residential mortgage records Trans Pacific National Bank residential mortgage records America's Wholesale Lender residential mortgage records Washington Mutual Bank FA residential mortgage records Countrywide Home Loans residential mortgage records Great Western Home Loans Residential Mortgage Records Liberty Lending Inc Residential Mortgage Records Universal American Mortgage Company of California Residential Mortgage Records Washington Mutual Bank Residential Mortgage Records Washington Mutual Bank FA Residential Mortgage Records Washington Mutual Bank Residential Mortgage Records East West Bank Residential Mortgage Records
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Sheil, Patrick Dominic, Mark Dominic, Mark Dominic, Mark Dominic, Mark Williams, Camille Williams, Anthony Tapia, Lidia Sue, Carmena Langston, Catherine Mierzejewski, Mark Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Trustees System Service Corporation Commerce Banc Insurance Services George Norcross III Commerce Bank US Vision Wells Fargo Mortgage Company Chase Home Finance Company Bank of America Home Loans First Bank Joshua Aaron Leavitt of JHL Capital Group LLC Victor Low Carl Darwin Thor Johnson Definitive Guardian Partners LP
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Arthur Greg Gleeson goes by Greg (Grant Capital 5/25/2011 Partners) Ian Gollop 5/25/2011 Seahawk Cavallo Investment Company State Gas Pipeline Company Stateline Gas Gathering Company Stingray Holding LC Tenneco Gas Gathering Company aka Tenneco Offshore Gathering Company The Cavnar Foundation The Coronado Club TPC Gathering & Transmission Company Definitive Group LLC Definitive Capital Investors LP Definitive Capital Management LP Andrew Mark Lutz of Definitive Capital Management LP John Lattanzio PetroSantander Christopher Whyte Craig Everett Ruch of MPAM Credit Trading Partners LP Transco Hydrocarbons Company LLC Trammel Trace Pipeline Company David L Cohen Iridian Asset Management LLC Alex S Reison Freedom Innovations LLC Lee Kim Roland Christensen Maynard Carkuff Cystic Fibrosis Foundation Universal Corp Stericycle Inc Senior Housing Properties Trust Sally Beauty Holdings Inc Sonic Automotive Inc Papa John's International Inc 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/25/2011 5/24/2011 5/24/2011 5/23/2011 5/25/2011 5/25/2011 5/24/2011 5/24/2011 5/23/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/26/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
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Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Lichtcsien, Susan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David
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Peter M Budko Edward M Weil Jr American Realty Capital LLC First States Investors American Financial Resource Group Inc American Realty Capital Advisors LLC ARC Natchez MS Associates LLC ARC New Castle PA Associates GP LLC ARC WBNRTPA001 LLC ARC WBPHPA0001 LLC Birett & Hausser Construction Corp CLC Endeavors Inc Collegiate Consulting Corporation Gerrity Oil and Gas Corp Patina Oil and Gas Corp SOCO WATTENBERG CORPORATION ZETTACORE INC PELORUS ENVIRONMENTAL AND BIOTECHNOLOGY CORP PATERIOT ENERGY NEXGEN ENERGY PARTNERS LLC PROXIMA ENERGY PARTNERS LLC PRESTON REYNOLDS & CO INC CLEARFLAME RESOURCES MILAGRO MEZZ INC aka MILAGRO OIL & GAS INC Mission EandP LP aka Mission Holdings LLC aka Mission Resources Corp aka MISSION RESOURCES CORPORATION MSSN CORP OFFSHORE GAS PROCESSORS INC OLETHA PIPELINE CORPORATION Pan American Energy Finance Corp PENTEX PIPELINE COMPANY PETROHAWK ENERGY CORPORATION RECIPE FOR SUCCESS FOUNDATION SCL-CAL COMPANY JHL Capital Group LLC James Henry Litinsky of JHL Capital Group LLC Mark Ryan Nodelman of Highbridge Capital Management LLC Mark Ryan Nodelman of Highbridge Capital Management LLC Stephen Duneier Geoffrey T Grant of Grant Capital Partners Grant Capital Partners Stephen Thomas Lisenby
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Lassanyi, Esperanza Despas, Joel Dela Cruz, C Cabudoy, Ricky Latayan, Eufemia Despas, Joel Chiping Ng, Samuel Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Sullivan, Lindsey Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas
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Samuel Isaac Elder of Taconic Capital Advisors LP 6/2/2011 Ryan Robert McClendon Cougar Biotechnology Inc ProSanos Corporation Chronimed Inc Zenon Enterprises Inc Northampton Medical Inc Thomas A Rowland Valspar Corp Universal Health Services Inc Stillwater Mining Co Scotts Miracle-Gro Co formerly Scotts Company Rovi Corp Perrigo Co Penn National Gaming Inc Owens Corning Lawson Software Americas Inc formerly Lawson Software Inc Harmonic Inc statistics on demand for XBRL and HTML documents Millennium Pharmaceuticals Inc Form 8-K Exhibit 99.1 10/27/97 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 09/30/98 Millennium Pharmaceuticals Inc Form 10-K Exhibits 10.28 10.55 and 10.56 12/31/98 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 06/30/99 Millennium Pharmaceuticals Inc Form 10-K Exhibit 10.25 12/31/99 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 thru 10.3 07/26/00 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 and 10.2 09/30/00 DaimlerChrysler Financial Services truck loan Davis Polk & Wardwell LLP communications with Nazareth Shapiro Walter & Becker 6/3/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/3/2011 5/25/2011
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Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Hensler, Bobby Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Langston, Catherine Dukes, Sara
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Ramos, Anthony Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Malinowski, Thomas Malinowski, Thomas Evans, David Evans, David Evans, David Evans, David Gauthier, Stephanie Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sandor, Jamie Edwards, Mark
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Millennium Pharmaceuticals Inc Form S-1 Exhibits 6/9/2011 10.29 thru 10.31 and 10.33 file number 333-2490
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Amado, Selin Edwards, Mark Edwards, Mark Edwards, Mark Messina, Alicia Clark, Janine Clark, Janine Casdia, Christopher Sawyer, Kim Sawyer, Kim Amado, Selin Amado, Selin Amado, Selin Amado, Selin Amado, Selin Amado, Selin Goldstein, Matthew Ortega, Maria Krueger, Scot Campbell, Luke Kindler, Thomas
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11-07958-FOIA 11-07959-FOIA 11-07960-FOIA 11-07961-FOIA 11-07962-FOIA 11-07963-FOIA 11-07964-FOIA 11-07965-FOIA 11-07966-FOIA 11-07967-FOIA 11-07968-FOIA 11-07969-FOIA 11-07970-FOIA 11-07971-FOIA 11-07972-FOIA 11-07973-FOIA 11-07974-FOIA 11-07975-FOIA 11-07976-FOIA 11-07977-FOIA 11-07978-FOIA 11-07979-FOIA 11-07980-FOIA 11-07981-FOIA 11-07982-FOIA 11-07983-FOIA 11-07984-FOIA 11-07985-FOIA 11-07986-FOIA 11-07987-FOIA 11-07988-FOIA 11-07989-FOIA 11-07990-FOIA
Poulos, Marisa Dellutri, Carmen Wein, George Leach, Robert Cunha, Daniel Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Castro, Lisa Brunson, Jeremy McLaughlin, Matthew Kevin Chase, Andre Bizzell, John Fischer, Douglas Fischer, Douglas Fischer, Douglas
UBS AG Option One Mortgage Loan Trust 2007-5 Exhibit 4.1 PSA Registered Investment Advisors (RIA) Form ADV Part 1 and 2 list of public companies who filed Chapter 11 Bankruptcy form 01/01/2010 to present FOIA Requet 10-01990-FOIA Corcept Therapeutics Daniel Joseph Mack Nantahala Capital Management LLC Wilmot Bain Harkey of Nantahala Capital Management LLC Stephen Dengler Lane Alexander Charles Frank Weight Watchers International Inc Valmont Industries Inc Take Two Interactive Tootsie Roll Industries Inc RPM International Inc Great Plains Energy Inc Gentex Corp EnergySolutions Inc Commvault Systems Inc CTC Media Inc
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flex options & REG SHO communication with 6/13/2011 Chicago Board Options Exchange (CBOE) American Stock Exchange Finra & the SEC from 10/28/03 to 01/01/08 flex options & REG SHO correspondence between 6/13/2011 10/28/03 & 01/01/08 Fulcrum Asset Management 6/14/2011 Gavyn Davies of Fulcrum Asset Management York Capital Management James G Dinan of York Capital Management LLC Eliav Ilan Assouline Alpha One Capital Partners Daniel Thetchananurthy Niles of Alpha One Capital Partners 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011
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Omega Advisors Inc Leon G Cooperman Volcano Corp Savient Pharmaceuticals Inc Orbital Sciences Corporation National Instruments Corp MICROS Systems Inc Level 3 Communications Inc Joy Global Inc Jo-Ann Stores Inc AnnTaylor Stores Corp Arkansas Best Corp Andor Participating Partners LLC Andor Opportunity Fund LP Andor Capital Management Inc Andor Technology Fund LP Andor Capital Management LLC Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Highfields Capital Management LP Jonathan Scott Jacobson The Stoneharbor Group LLC
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Highfields Associates Residential Mortgage Records Computer Sciences Inc RBC Capital Markets Corp 09 CIV 5172 BPPAS Maintenance Contract SEC HQ1-07-D0320 SEC Open Meetings October 22, 2003 and June 23, 2004 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar, transcript of Addie Downing 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcript of Jonathan Merriman 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar, transcripts of Christopher Aguilar 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcripts of Dennis Arcilla3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcripts of Spencer Grimes 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcripts of Shelly B Schaffer 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcripts of John Samo 3-13681 Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Green Mountain Coffee Roasters Wit Capital and Wit Capital Digital Stock Market filings Residential Mortgage Records SECs electronic mail retention policy Daniel A Schwartz Ananthan Kumar Thangavel of Lakshmi Capital Management LLC Lakshmi Capital Management LLC Jason Stuart Donald of DE Shaw and Co LP Zynga Inc Owen Van Natta John Schappert David Wehner Cadir Lee Mark Vranesh Reginald Davis aka Reggie Davis Bradley Feld aka Brad Feld William Gordon aka Bing Gordon Reid Hoffman Jeffrey Katzenberg aka Jeff Katzenberg Stanley J Meresman SEC Litigation Releases 1990-1995 Medicis Pharmaceuticals Inc
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Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Rome, Mark Mantell, Nanette Crenshaw, William Thomas, Trena Rutten, Ashley Langston, Catherine Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Immunex Corp File 8-K Exhibit 10.1 Dov Pharmaceutical Inc Form 10-K Exhibit 10.58 dtd 12/31/06 Dov Pharmaceutical Incnka Euthymics Bioscience Form 10-K Exhibit 10.58 dtd 03/30/2007 Dov Pharmaceutical Inc nka Euthymics Bioscience Form 8-K Exhibit 10.1 Dov Pharmaceutical Inc nka Euthymics Bioscience Form S-1 Exhibits 10.3 thru 10.5 10.8 10.10 and 10.11 dtd 01/28/02 Human Genome Sciences Inc Form 10-K Exhibit 10.22 dtd 10.22 Human Genome Sciences Inc Form 10-Q Exhibits 10.1 and 10.2 Human Genome Sciences Inc Form 10-K Amendment 1 Exhibit 10.66 dtd 12/31/97 Human Genome Sciences Inc Form 10-Q Exhibit 10.1 dtd 09/30/96 Human Genome Sciences Inc Form 10-Q Amendment 1 Exhibits 10.2 thru 10.5 dtd 08/20/96 Human Genome Sciences Inc Form 10-K Amendment 1 Exhibits 10.15 and 10.16 dtd 12/31/95 Vertex Pharmaceuticals Inc Form 10-K Exhibit 10.26 dtd 03/26/2001 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 11/15/99 Vertex Pharmaceuticals Inc Form 10-K Exhibit 10.27 dtd 12/31/99 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 09/30/98 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 09/30/97 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 06/30/97 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 03/31/96 Vertex Pharmaceuticals Inc Amendment 1 to Form 10-Q Exhibit 10.2 dtd 03/31/96 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 03/31/00 tips complaints referrals ethics and OIG complaint databases DUSA Pharmaceuticals Form 10-K/A Exhibit 10(q) Adult Vest Inc Residential Mortgage Records Thomas J Conlin Elizabeth Lutkus aka Elizabeth Stockham of Kamunting Street Capital Management LP Stuart Steckler aka Stu Steckler Highline Capital Management LLC Jacob Wolf Doft Timothy Rider Aka Tim Rider Steven A Goldfarb David J Goldfarb William E Parodi Aka Bill Parodi Walgreen Co United Technologies Corporation United States Cellular Corporation Ruddick Corp
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Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Walker, Marina lambrecht, Colleen lambrecht, Colleen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Servaites, Charles Busby, Lizell Honrade, Anita Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Pall Corporation Eli Lilly & Company Kid Brands Inc Corning Inc Cintas Corp Air Methods Corp Econohomes & Garrett Weissbein Borg Warner Inc Borg Warner Automotive Inc Form 10-K and Registration Statement Burns International Services Corp Borg Warner Security Corp Form 10-K and Registration Statement Axial Capital LP Axial Capital Institutional LP Axial Capital Partners GP LLC Axial Capital Management LLC Marc P. Andersen of Axial Capital Management, LLC Utah Street Networks Inc Presidio Media Inc Mark Pincus Zynga Game Network Inc Freeloader Inc Tribe Networks Inc Myminilife Inc Svair LLC Facebook Inc ILike Inc Amazon.Com Commerce Services Inc Tiburon Entertainment Trans Union Corporation Form 10-K Residential Mortgage records Residential Mortgage Records
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Novavax Inc Exhibits 10.33 and 10.34 Form 10-K 4/18/2011 Novavax Inc Exhibits 10.1 and 10.2 Form 10-Q Novavax Inc Exhibit 10.34 Form 10-K Nuvelo Inc Exhibit 10.59 Form 10-Q Nuvelo Inc Exhibit 10.56 Form 10-K Nuvelo Inc Exhibit 10.53 Form 10-Q 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011
Nuvelo Inc Exhibits 10.48, 10.49 and 10.51 Form 4/18/2011 10-K NxStage Exhibits 10.17, 10.18 and 10.19 Form S- 4/18/2011 1 Heartport Inc Exhibit 10.7 Form S-1 4/18/2011 Heartport Inc Exhibit 10.9 Form 10-K Cepheid Exhibit 10.5 Form 10-Q 4/18/2011 4/18/2011
Onyx Pharmaceuticals Inc Exhibit 10.31 Form 10- 4/18/2011 Q Cytoclonal Pharmaceuticals Inc nka Opko Heath 4/18/2011 Form SB-2 Exhibit 10.42 Post Effective Amendment No.2 Cytoclonal Pharmaceuticals Inc nka Opko Health 4/18/2011 Form 8-K Exhibits 10.1, 10.3, 10.4 and 10.5
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Weismann, Anne Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Cytoclonal Pharmaceuticals Inc nka Opko Health Form SB-2 Exhibit 10.33 ISIS Pharmaceuticals Inc Form 8-K Exhibits 10.2, 10.5 and 10.6 Optimer Pharmaceuticals Form S-1 Exhibits 10.1 through 10.11 Optimer Pharmaceuticals Inc Form 8-K Exhibits 10.1 and 10.4 Noven Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Noven Pharmaceuticals Inc Form 10-K Exhibit 10.36 Noven Pharmaceuticals Inc Form 10-K Exhibit 10.30 Cima Labs Inc Form 10-Q Exhibit 10.26
4/18/2011 4/18/2011 4/25/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/25/2011
Palatin Technologies Inc Form 10-K Exhibits 10.27 4/25/2011 and 10.28 Palatin Technologies Inc Form 10-Q Exhibit 10.32 4/25/2011 Oscient Pharmaceuticals Corp Form 10-Q Exhibits 10.1 and 10.2 Oscient Pharmaceuticals Corp Form 10-Q Exhibits 10.1, 10.3 and 10.4 Oscient Pharmaceuticals Corp Form 10-Q Exhibits 10.1 and 10.2 Oscient Pharmaceuticals Corp Form 10-K Exhibits 10.43 and 10.44 Oscient Pharmaceuticals Corp Form 8-K/A Exhibits 2.1 and 10.1 Oscient Pharmaceuticals Corp Form 10-Q Exhibits 10.1, 10.2 and 10.3 OSI Pharmaceuticals Inc Form 10-Q Exhibit 10.1 OSI Pharmaceuticals Inc Form 8-K Exhibit 2.1 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011
OSI Pharmaceuticals Inc Form 8-K Exhibits 10.1 4/25/2011 and 10.2 OSI Pharmaceuticals Form 10-K Exhibits 10.51 4/25/2011 through 10.58 OSI Pharmaceuticals Inc Form 10-K Exhibit 10.61 4/25/2011 CuraGen Corp Form 8-K Exhibit 10.1 Depomed Inc Form 8-K Exhibit 10.1 Acambis on Amendment 1 to Form 20-F Exhibit 4.17 Embrex Inc Form 10-Q Exhibit 10.2 Orchid Cellmark Inc Form 10-K Exhibit 10.30 Action Taken Since Boston Consulting Groups Report Organizational Study and Reform Electronic Arts Inc Microsoft Corporation Bytetaxi Inc MSFT Washington Corporation Stubhub Inc Cadir Lee Limited Partnership Supportsoft Inc Support.com Inc Habanero Software Tryad Inc Latis Networks Inc Hillwood Lane LLC 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 6/13/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011
Gauthier, Stephanie Gauthier, Stephanie Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Koskoff, David Lisulo, Angela Lisulo, Angela Scott, Lauren Scott, Lauren Shriver, David Borja, Paul Lisulo, Angela Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Trend Capital LLC Ashwin Vasan Leslie A Waite Fernando Inzunza Kelly R Ko James Veers Leighton A Carter Stephen Malcolm Wendell F Williams Lombardia Capital Partners LLC Lombardia Capital Partners Inc Valenzuela Capital Partners Inc Valenzuela Capital Management Inc Valenzuela Capital Partners LLC Jorge G Castro Fabiola Barrios Alvin W Marley Timothy Chuck Lee Vegasoul Capital Management Limited Michael Lawrence Klarman Melissa Sun Ko aka Melissa Hahn and Sun J Ko Covepoint Capital Advisors LLC Covepoint Capital GP II LLC Covepoint Commodity Currency Fund LP LLC Covepoint Capital GP LLC Covepoint Emerging Markets Macro Fund LP William R Langton aka Bill Langton Howard S Rubin Thomas J Dodd Walt Disney Co 10-K PROSP Nike Inc 10-K PROSP Branch Banking & Trust Co PROSP Bank of America NA Tiffany & Co Form S-1 Exhibit 10.5 Flagstar Bankcorp Inc FOIA Request 11-07703FOIA Coca Cola Co 10-K PROSP Gregory V Fernandez Jason A Saunders Philip Mazzei Financial Advisors Loring Ward Gordon J Bernhardt Bernhardt Wealth Management John M Fedders 772 Inc Action Marketing Group Robert J Schuham aka Bob Schuham Kona Const
6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/3/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/17/2011 6/16/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Stolberg, Juan Bartko, Gregory Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie DePeau, Andrew DePeau, Andrew Wall, Lindsay Langston, Catherine Langston, Catherine Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Anthony L Franco R Robb Wilson aka Richard Robb Wilson Rebecca L Flavin aka Rebecca L Thomas EffectiveUI Inc aka Effective UI Inc Resmed Inc MKS Instruments Inc Kohl's Corporation Goldman Sachs Group Inc Global Payments Inc Daktronics Inc Crocs Inc Cabela's Inc Air Products & Chemicals Inc Autonation Inc Terex Corporation Skyworks Solutions Inc Spectrum Pharmaceuticals Inc
6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011
Collective Brands Inc aka Payless Shoesource Inc 6/20/2011 3M Company Medtronic Inc Jabil Circuit Inc Celgene Corp Avnet Inc ABM Industries Inc Christopher Frederick Crawford of Vegasoul Capital Management Limited SEC Staff Directory Capstone Private Equity Bridge, Mezzanine Fund LLC Dorsal Capital Genpar MGP DCM Capital Partners Dorsal Capital Partners Genpar LLC Dorsal Capital Management Ryan Frick Arlon Capital Ari David Gendason Christopher Martin Zaback Mitchell Paul Koplin Cranshire Capital LP YET Inc Evulkan Inc Quova. Inc Beach View LLC Foundry Group Servicemagic Inc Mobius Venture Capital Inc Gold Systems Inc Epartners Inc Intensity Ventures Intensity Fund 2008 LLC 6/20/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/20/2011 6/20/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011
Costello, Maureen Costello, Maureen Costello, Maureen Wall, Lindsay Wall, Lindsay Chea, Toly Sandor, Jamie Hursell II, Donald Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Marcus, Sally Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Petrone, Michele Petrone, Michele McKenna, Francine Channell, Bryce Best, Thomas Ross, Ezra Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally
EPartners Solutions Inc William Thomas Grant aka Tom Grant aka W. Thomas Grant Robert Druten aka Bob Druten Mark David Coe Coe Capital Management LLC
6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011
Background checks for Steven Richman and David 6/21/2011 Rasiel Kwan Lam aka Peggy Lam 6/22/2011 Wells Fargo Bank N.A. Thomas M Walsh Phd Nexx Systems Inc Novellus Systems Inc Stanley D Piekos Helix Technology Corporation Brooks Automation Inc American Superconductor Corporation August Technology Corporation Coherix Corporation Arthur L Keigler All Wet Technologies Inc Wayne G Holbrook Richard O Brajer aka Rick Brajer Lucy G Martindale aka Lucy G Mcgiffen Edward D McDonald aka E Duffy McDonald Paul C Sanders George M Kirtland aka G Mark Kirtland Liposcience Inc Three Arch Partners Three Arch Partners Pappas Ventures Sightline Partners Camden Partners Invesco Private Capital WorldCOM Enron Corporation 10A Reports Artfest International Inc (ARTS) 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/21/2011 6/21/2011 6/22/2011 6/22/2011
Bernard Madoff Investment Securities No-Action 6/22/2011 Letter Communications between SEC and Congress 2002-6/8/2011 Present Strategic Value Partners (UK) LLP 6/23/2011 Strategic Value Partners (Japan) LLC Strategic Value Partners (Deutschland) LLC Strategic Value Partners Ltd Strategic Value Partners GP (US) LLC Strategic Value Partners GP II LLC Strategic Value Partners LLC Judith L Shandling Christina Kelerchian 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011
11-08351-FOIA 11-08352-FOIA 11-08353-FOIA 11-08354-FOIA 11-08355-FOIA 11-08356-FOIA 11-08357-FOIA 11-08358-FOIA 11-08359-FOIA 11-08360-FOIA 11-08361-FOIA 11-08362-FOIA 11-08363-FOIA 11-08364-FOIA 11-08365-FOIA 11-08366-FOIA 11-08367-FOIA 11-08368-FOIA 11-08369-FOIA 11-08370-FOIA 11-08371-FOIA 11-08372-FOIA 11-08373-FOIA 11-08374-FOIA 11-08375-FOIA 11-08376-FOIA
Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Smallberg, Michael Weismann, Anne Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Vinoya, Segnorette Lengson, Amelia Herman, Michael Breckenridge, Francine
Sydney Goff Noriko Watanabe Joseph B Hudepohl Soohyung Kim Standard General LP Standard General GP LLC Standard General LP Standard General Holdings LP Standard General Focus Fund LP Standard General Fund LP Standard General Management LLC Ethics recusals searchable records FOIA Logs Silver Spring Networks Michael A Dillon aka Mike Dillon George Flammer John R Joyce Jonathan I Schwartz Thomas R Kuhn aka Tom Kuhn Benjamin Kortlang aka Ben Kortlang Sun Microsystems ONI Systems Corp Metricom Residential Mortgage Records Residential Mortgage Mr. Fred Isabelle
6/23/2011 6/23/2011 6/23/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/23/2011 6/23/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 5/12/2011 5/26/2011 6/21/2011
U.S. Money Reserve Inc; United States Rare Coin 6/14/2011 & Bullion Reserve, United States Vault Collection, U.S. Vault Collection, United States Vault Collection, LM, U.S. Vault Collection, LM, and Presidential Money Bureau Douglas James Bennett Peter M Budko Private Equity Capital Corporation (PECC) John Ramey PECC Whitney V LLC and PECC Whitney VI LLC PECC Prairie Capital III LLC and PECC Prairie Capital IV LLC PECC RLH Fund LLC PECC Resource Land Fund III LLC PECC Thomas H Lee Equity Fund VI, LP, LLC PECC JHW Greentree Capital LLC PECC Greenriver LLC Cubist Pharmaceuticals Inc 10.3 Form 10-Q Cubist Pharmaceuticals Inc K Cubist Pharmaceuticals Inc Form 10-Q Cubist Pharmaceuticals Inc 3/31/99 Form 10-Q Cubist Pharmaceuticals Inc to the 6/30/00 Form 10-Q Cubist Pharmaceuticals Inc 3/31/2001 Form 10-Q Exhibits 10.1 thru 6/15/2011 6/24/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011
Bennett, Douglas Evans, David Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Ward Edwards, Mark
Exhibit 10.12 Form 10- 6/23/2011 Exhibit 10.1 and 10.2 Exhibit 10.1 to the 6/23/2011 6/23/2011
Exhibit 10.1 thru 10.3 6/23/2011 Exhibit 10.1 to the 6/23/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Cubist Pharmaceuticals Inc to the 6/30/01 Form 10-Q Cubist Pharmaceuticals Inc 9/30/01 Form 10-Q Cubist Pharmaceuticals Inc 10.66 Form 10-K Cubist Pharmaceuticals Inc Q Cubist Pharmaceuticals Inc 10.70 Form 10-K Cubist Pharmaceuticals Inc to the 6/30/04 Form 10-Q Cubist Pharmaceuticals Inc 10.5 Form 10-Q Cubist Pharmaceuticals Inc Form 10-Q Cubist Pharmaceuticals Inc 3/31/07 Form 10-Q Cubist Pharmaceuticals Inc K Timothy M Leahy Jeffrey Rabinowitz Scott Kolar Andrew F Pyne David G Shell Steven M Barry
Exhibit 10.2 and 10.3 Exhibit 10.1 to the Exhibit 10.64 thru
6/23/2011 6/23/2011 6/23/2011
Exhibit 10.3 Form 10- 6/23/2011 Exhibit 10.69 and Exhibit 10.1 and 10.2 6/23/2011 6/23/2011
Exhibit 10.1, 10.3 and 6/23/2011 Exhibit 10.1 and 10.2 Exhibit 10.1 to the 6/23/2011 6/23/2011
Exhibit 10.37 Form 10- 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/27/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011
Goldman Sachs Group of Companies Inc Goldman Sachs Global Holdings LLC Goldman Sachs Group Inc Goldman Sachs & Co Royal Carribean Cruises Ltd PDL Biopharma Inc fka Protein Design Labs Jarden Corp Home Depot Inc Hanesbrands Inc Flir Systems Inc DIRECTV Group Inc Carbo Ceramics Inc Copart Inc Big Lots Inc VCA Antech Inc TeleTec Holdings Inc Tekelec Newmont Mining Corp Lam Research Kellogg Company Hologic Inc Genesis Energy LP Clinical Data Inc Colgate-Palmolive Company Dentsply International Inc VMWare Inc Massey Energy Company IDEX Corp Idexx Laboratories Inc
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Lichtcsien, Susan DePeau, Andrew Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
HSN Inc Cree Inc CareFusion Corp Apollo Group Inc Adobe Systems Inc John R Jordan Randall J Holder David W Sparkman Danny D Ward Ronnie G Roles William E Haley Great White Energy Services Inc JS2 The J2K Marketing Solutions LLC Dollar Systems Inc Thrifty Insurance Agency Inc DTG Operations Inc Thrifty Car Rental O'Gara Group Thomas M O'Gara aka Tom O'Gara Wilfred T O'Gara Michael J Lennon aka Mike Lennon Abram S Gordon Steven P Ratterman aka Steve Ratterman James W Noe aka Jim Noe CAM Horizon CAM Opportunity DC Asset Management Centrecourt Asset Management LLC Richard L Smithline Christophe Thomas
6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/27/2011
Oliver A Evans of Dorsal Capital Management LLC 6/27/2011 Charles Minot Amory III Madison Liquidity Investors LLC Madison Capital Advisors Bryan Evans Gordon Medley Macro Fund Management Medley Credit Strategies Medley GP LLC Medley Capital LLC fka Medley Partners Seth Bulger Taube of Medley Capital LLC CBQ Inc Form S-1 Exhibit 10.16 Arthrocare Corp Inc Form 10-K/A Exhibit 10.27 Aer Energy Resources Inc / GA Form 10-Q Exhibit 10.3 Aer Energy Resources Inc / GA Form 8-K Exhibit 10.1 First Horizon Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Roberts Pharmaceutical Corp Form 10-K Exhibit 10.90 Celsion Corp Form 10-K Exhibit 10.9 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2010
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Costello, Maureen Mierzejewski, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Porter, Alathea Malinowski, Thomas Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Bioject Medical Technologies Inc Form 10-Q/A Exhibits 10.67 & 10.68 Vivus Inc Form 10-Q Exhibit 10.38 Vista Medical Technologies Inc Form 10-K405 Exhibit 10.57 Genetronics Biomedical LTD Form 10-Q Exhibit 10.1 Healtheon Corp Form S-1 Exhibit 10.16 Data Critical Corp Form 10-K Exhibit 10.16 Aviron Form 10-K405 Exhibit 10.20 Surmodics Inc Form SB-2 Exhibits 10.6 and 10.7 Osiris Therapeutics Inc Form S-1/A Exhibits 10.9 and 10.10 CNS Inc /DE Form 10-K Exhibit 10.11 Chaus Bernard Inc Form 10-Q Exhibit 10. Mohegan Tribal Gaming Authority Joshua Kushner Immunex Corp Exhibit 10.1 K Immunex Corp Exhibit 10.1 8-K Immunex Corp Exhibit 10.1 10-Q Immunex Corp Exhibit 10.1 11/6/01 Form 8-K Sepracor Inc Jonae Barnes John Emmanuel Olympitis Audible Inc Exhibit 10.32 to the 11/13/2000 Form 10-Q Tularik Inc Exhibits 10.6 and 10.7 to the 100/15/1999 Form S-1 Endosonics Corp Exhibit 10.25 to the 7/29/1996 Form 10-K/A Aclara Biosciences Inc Exhibit 10.11 to the 1/20/2000 Form S-1 Seattle Genetics Inc/WA Exhibits 10.18, 10.17, 10.15, 10.12, 10.3, 10.2 and 10.1 to the 12/05/00 Form S-1/A Seattle Genetics Inc/WA Exhibit 10.17 to the 3/6/2001 Form S-1/A DOV Pharmaceutical Inc Exhibit 10.10 and 10.9 to the 2/6/2002 Form S-1/A Computer Motion Inc Exhibit 10.6 to the 6/18/1997 Form S-1 Collagen Aesthetics Inc Exhibit 10.86 to the 2/13/1997 Form 10-Q Cadus Pharmaceutical Corp Exhibit 10.1 to the 3/11/97 Form 8-K Play By Play Toys & NovelTies Inc Exhibit 10.13 to the 3/17/1998 Form 10-Q Play By Play Toys & NovelTies Inc Exhibit 10.12 to the 10/29/1997 Form 10-K Trimeris Inc Exhibit 10.1 to the 8/13/01 Form 10Q Trimeris Inc Exhibit 10 SEQ2 to the 8/13/1999 Form 10-Q Ribozyme Pharmaceuticals Inc Exhibit 10.49 to the 5/15/97 Form 10KSB/A Pathogenesis Corp Exhibit 99. (E)(2) to the 8/21/2000 Form SC 14D9 Diversa Corp Exhibit 10.15 to the 12/21/99 Form S-1/A Biomatrix Inc Exhibit 10.4 and 10.1 to the 5/15/1997 Form 10-Q
6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/8/2011 6/24/2011
to the 7/1/96 Form 8- 6/23/2011 to the 9/25/97 Form to the 6/30/01 Form and 10.2 to the 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/24/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011
Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Jonathan Jacob Green and/or Luxor Capital Group 6/27/2011 Thrifty Insurance Agency Inc Thrifty Truck Rental Thrifty-Rental-A System Inc TRAC Team Inc Dollar Operations Inc Dollar Rent A Car Systems Inc Dollar Rent A Car Inc Dollar Thrifty Automotive Group Inc KAM Cars of America Inc Rental Car Finance Corp Stemmons Inc Dailey International Inc Amy L Cappellanti-Wolf Eric P Dresselhuys Warren M Jenson Laura Dandrea Tyson Richard A Simonson Corbin A McNeill Scott A Lang Gary M Gysin Rajendra C Vaswani Warren M Weiss Thomas H Werner Michael A Dillon George H Flammer John R Joyce Jonathan I Schwartz Benjamin J Kortlang Silver Spring Networks Inc Thomas R Kuhn Mellody Louise Hobson David Schellhase a/k/a David Schulliyse Ariel Investments LLC Advised Assets Group ACMI Inc Ariel Securities Inc Ariel Investment Trust Ariel Mutual Funds The Patient Investor ColorSpan Corp VirtualFund Com Inc Lukis Foundation Alacritech Inc Unicron Robotics Lab Drill X Inc Gateway Church Inc Cudd Pressure Control Inc Cudd Energy Svc Inc 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/28/2011 6/28/2011 6/28/2011
Costello, Maureen Langston, Catherine Lichtcsien, Susan Reinhardt, Kelly Visek, Lauren Soto, Fernando Coutinho, Marcia Dolman, Robert Schwartz, Max Gauthier, Stephanie Schwartz, Max Coutinho, Marcia Coutinho, Marcia Fernandez, Gregory Jones, Eric Fernandez, Gregory Coutinho, Marcia Akerley, Kathleen Coutinho, Marcia Hautala, Laura Hoffer, Stewart Hautala, Laura Hautala, Laura Arnold, Tom Hautala, Laura Hautala, Laura Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Thomas, Francis Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Swift, Marcia
Halliburton Energy S True North Partners LLC Nelson P Peltz Stephen Charles Harris (Luxor Capital Group) Northern Telecom Limited Form 10-K Bank of America Home Loans
6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/24/2011 6/13/2011
Medi Ject Corp / MN Form 10-K405 Exhibit 10.26 6/10/2011 dated 3/31/1999 Delta Equity Service Corp Independent Consultant 6/24/2011 Report 3-10708 Elan Corp Bapineuzumab 6/16/2011 Robert S Field Pfizer Inc Wyeth Bapineuzumab 6/28/2011 6/16/2011
Cell Therapeutics Inc / Exhibit 10.43 dated 6/10/2011 11/14/2001 Caliper Technologies Corp Form S-1 Exhibit 10.14 6/10/2011 10.15 10.16 John M Fedders 6/25/2011 Wilshire Associates Inc Form ADV's filed from 1995-2009 Philip Mazzei Financial Advisors Multilink Technology Corp Form S-1/A Exhibit 10.14 dated 12/22/2000 Chevron Corp 10-K 1956 Jean Philippe Fragrances Inc Form 10-K405 Exhibit 10.69 dated 04/14/1998 Chairman Schapiro certain travel records Landry's Resturants Inc Paul S West Commissioner Casey travel records for the 2011 Directors Forum Commissioner Paredes certain travel records Securities Act Release No.16964 Commissioner Aguilar certain travel records Commissioner Walter certain travel records 6/28/2011 6/25/2011 6/10/2011 6/27/2011 6/10/2011 6/24/2011 6/27/2011 6/24/2011 6/24/2011 6/28/2011 6/24/2011 6/24/2011
Immunex Corp /DE/ Form 8-K Exhibit 10.1 dated 6/10/2011 07/24/96 Immiunex Corp /DE/ Form 8-K Exhibit 10.2 dated 6/10/2011 07/24/1996 Sage Inc/CA 6/10/2011 Ribogene Inc /CA/ Form S-1A Exhibit 10.34 dated 4/8/1998 LJL Biosystems Inc Form S-1 Exhibit 10.1 dated 12/31/1997 US Representative Christopher S Murphy Correspondence Robert (Bob) Francis Perille (Shamrock Capital Advisors) Compellent Technologies Inc Judd Rehab Consulting ATS Medical Inc ATS Medical Sales Inc American Medical Systems Holdings Inc Apogee Enterprises Inc Colder Products Residential Mortgage Records 6/10/2011 6/10/2011 6/27/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011
Clair, Kenneth Malinowski, Thomas Malinowski, Thomas MacDonald, Michael Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gilman, Gregory McGrath, Laura Newsome, M. Phil Schleinkofer, Raymond Sandor, Jamie Sandor, Jamie Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David Stamoulis, Alexandros Burke, Stacy Watzman, Nancy Steck, Brian Allison, David Goldstein, Matthew LaRoche, Greg Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Eder, Steve Peper, Margaret Phillips-Fein, Kimberly Rothfeld, Michael Edwards, Mark
Investment Management memorandum to Chairman Levitt dtd 12/9/1994 Michael A LaSalle Andrew J Howard LPL Financial LLC Forms BR and Schedule E Stephen Douglas Royer Jr (Shamrock Capital Advisors) Shamrock Capital Investors Shamrock Capital Management Shamrock Capital Partners Shamrock Capital Growth Fund Shamrock Capital LP Shamrock Capital Advisors Budget related records for FY 10 and 11 Thomas Kolbe American Realty Capital Trust, Inc Effissimo Capital Management Ashley E Benjamin Guarang J Patel Russel Bernard Westport Capital Partners David Schellhase aka David Schulliyse Mellody L Hobson Putnam Programs Corp and/or Putnam Investment Program and/or Putnam Fund Distributors Inc Food Technology Service Inc Form S-18 Exhibit 3.2 Investment Advisor Public Disclosure database Meritor Saving Bank to Form 10-K 10-Q 8K Investment advisor registration depository IARD filings and form ADVs in raw data format Rajat Gupta AP 3-14279 docket FINRA Form BD Compilation Theodore M Kniesche aka Ted Kniesche Michael A Koep aka Mike Koep Stephen H Lucas Eric N Pryor Lewis L Rich Richard D Barraza Robert J Latham Edward James Macias aka E James Macias Fulcrum BioEnergy Chinese reverse mergers chinese companies VFG Advisors Inc Form ADV
6/28/2011 6/29/2011 6/29/2011 6/28/2011 6/29/2011 6/29/2011 6/29/2011 6/29/2011 6/29/2011 6/29/2011 6/29/2011 6/7/2011 6/22/2011 6/30/2011 6/29/2011 6/2/2011 6/2/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/29/2011 6/30/2011 6/29/2011 6/29/2011 6/30/2011 6/30/2011 6/29/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011
Report on Transactions in Securities in the City of 6/30/2011 New York dated 1977 Rajat K Gupta AP 14279 docket 6/30/2011 Cubist Pharmaceuticals Inc Form S-1 Exhibits 10.1 10.2 10.7 10.10 and 10.12 6/25/96 7/1/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Sandor, Jamie Keune, Marsha Smallberg, Michael Walsh, Barclay Coyne, John Tomaso, Kim Lichtcsien, Susan Langston, Catherine Mierzejewski, Mark Gross, David Vegh, Mary Coffey, David Panos, Diane Romeroso, Vedasto O'Connell, Jeffrey O'Connell, Jeffrey Schultz, Craig Mierzejewski, Mark Langston, Catherine Malinowski, Thomas Gauthier, Stephanie Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally
Ilex Oncology Inc Form 8K Amendment 1 Exhibit 99.1 7/16/99 Ilex Oncology Inc Form 10-Q Exhibit 10.1 3/31/98 Ilex Oncology Inc Form S-1 Exhibit 10.13 thru 10.23 10.27 10.56 10.57 and 10.69 12/12/96 OSI Pharmaceuticals 12/31/06 OSI Pharmaceuticals and 10.2 6/4/04 OSI Pharmaceuticals 5/10/05 OSI Pharmaceuticals 6/17/04 OSI Pharmaceuticals 3/12/03 OSI Pharmaceuticals 12/21/01 Jeffrey A King
7/1/2011 7/1/2011 7/1/2011
Inc Form 10-K Exhibit 10.61 7/1/2011 Inc Form 8-K Exhibit 10.1 Form 10-Q Exhibit 10.1 Inc Form 8-K Exhibit 2.1 Inc Form 8-K Exhibit 10.1 Inc Form 8-K Exhibit 10.1 7/1/2011 7/1/2011 7/1/2011 7/1/2011 7/1/2011 6/30/2011 7/1/2011 7/5/2011 7/1/2011
WMS Industries comment letter Putnam Investment Management LLC examination records Michael W Asimos AP No. 3-8352
report of hedge fund companies registered with 7/1/2011 the SEC Top Farms Investment Inc fka PT Investments 7/1/2011 Inc registration statement Richard Rhee Kim of Seer Capital Management LP 7/6/2011 Richard B dAlbert of Seer Capital Management LP 7/6/2011 Jonathan Mohrhardt Caroline Investment Co Ltd Zynga S-1 dated 7/1/11 exhibits Fundamental Portfolio Advisors Inc AP 3-9461 Steven P Feinstein affidavit and testimony NASDAQ ONX Group Inc acquisition of Bloom Partners Inc 11/4/2008 SEC deal# 2024854020 Residential Mortgage Records American Can Company Form 10-K Triangle Industries Inc Form 10-K 1986 Capital Fund Management SA Form ADV 1/20066/2006 Richard Todd Francisco aka R Todd Francisco aka Todd Francisco Sarah Elizabeth Lutkus Andrew Jon Howard Walter Tsin Teledyne Technologies Inc Steris Corp Sigma Aldrich Corp Ruby Tuesday Inc Insulet Corp Manpower Inc IHS Inc Gardner Denver Inc Emerson Electric Co Claudia L Borg 7/6/2011 7/6/2011 7/5/2011 7/5/2011 6/27/2011 5/12/2011 7/5/2011 7/5/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/7/2011
11-08695-FOIA 11-08696-FOIA
Marcus, Sally Johnson, Ernessa
John Campbell Centrust Bank June 1990 International Bank For Reconstruction and Development Application For Exemption Under The Investment Advisors Act of 1940 Alexion Pharmaceuticals Inc Exhibit 10.1 to the 4/30/04 Form 10-Q Alexion Pharmaceuticals Inc Exhibit 10.28 to Amendment 2 to Form 8-K Alexion Pharmaceuticals Inc Exhibit 99.2 to the 1/31/03 Form 10-Q Alexion Pharmaceuticals Inc Exhibit 10.24 to the 7/31/02 Form 10-K Alexion Pharmaceuticals Inc Exhibit 10.30 to the 1/31/00 Form 10-Q Alexion Pharmaceuticals Inc Exhibit 10.27 and 10.28 to the 7/31/99 Form 10-K OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.3 to the 1/8/01 Form 8-K OSI Pharmaceuticals Inc Exhibits 10.1 to the 6/30/00 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 to the 3/31/00 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.38 and 10.39 to the 9/30/99 Form 10-K OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.3 and 10.5 to the 6/30/99 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 to the 3/31/99 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.2 thru 10.4 to the 6/30/98 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.32 thru 10.35 to the 9/30/97 Form 10-K OSI Pharmaceuticals Inc Exhibits 10.1 to the 6/30/97 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.4 to the 3/31/97 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 and 10.2 to the 12/31/96 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.9 to the 9/30/96 Form 10-K OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.4 to the 3/31/96 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.4 to the 12/31/95 Form 10-Q John P Flannery & James D Hopkins AP 3-14081
7/7/2011 7/5/2011
11-08697-FOIA 11-08698-FOIA 11-08699-FOIA 11-08700-FOIA 11-08701-FOIA 11-08702-FOIA 11-08703-FOIA 11-08704-FOIA 11-08705-FOIA 11-08706-FOIA 11-08707-FOIA 11-08708-FOIA 11-08709-FOIA 11-08710-FOIA 11-08711-FOIA 11-08712-FOIA 11-08713-FOIA 11-08714-FOIA 11-08715-FOIA 11-08716-FOIA 11-08717-FOIA 11-08718-FOIA 11-08719-FOIA 11-08720-FOIA 2010-00003-TEST 2010-00004-TEST 2010-00005-TEST 2011-00001-TEST 2011-00002-TEST 2011-00003-TEST 2011-00004-TEST 2011-00005-TEST 2011-00006-TEST 2011-00007-TEST
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Eng, Gordon McLaughlin, Matthew Kevin Stempel, Jonathan Brizi, Angelo TestDRl, TestDRf TestDRl, TestDRf Testl1, Testf1 Testl1, Testf1 Testl1, Testf1 Testl1, Testf1 Testl1, Testf1 Marcus, Sally Marcus, Sally Marcus, Sally
7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011
OIG - 505 Failure to Timely Investigate 7/7/2011 Allegations of Financial Fraud complete transcripts and exhibits Rajat K Gupta AP 3-14279 7/7/2011 American Airlines Equipment Trust Certificate Series L Prospectus and Indenture test test Enron Test Test 6.4.1.2 upgrade Test 6.4.1.2 upgrade. modified. test Touradji Capital Management LP Touradji Capital Partners LLC Touradji Global Resources Master Fund Ltd 7/7/2011 7/20/2010 7/26/2010 8/18/2010 10/1/2010 11/5/2010 11/5/2010 12/1/2010 4/1/2011 4/1/2011 4/1/2011
2011-00008-TEST 2011-00009-TEST 2011-00010-TEST 2011-00011-TEST
Marcus, Sally Marcus, Sally McMillen, James Denks, Jan
Touradji Diversified Master Fund Ltd Touradji DeepRock Master Fund Ltd Sun Trust Bank 11-K Federal Signal Corporation
4/1/2011 4/1/2011 4/4/2011 4/1/2011

Responsive Document - CREW: SEC: Regarding Efforts by Wall Street Investors To Influence Agency Regulations: 7/11/2011 - FOIA Log 1-1-10 To 7-11-2011

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10-03292-FOIA 10-03293-FOIA 10-03294-FOIA 10-03295-FOIA 10-03296-FOIA 10-03297-FOIA

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Palmeri, Christopher Greenfield, Richard Whitaker, Matthew

Onyx Pharmaceuticals Inc Form SB-2 Exhibit 10.5 12/21/2009

Zymogenetics Inc Form S-1 Exhibit 10.15

Gilead Sciences Inc Exhibit 10.26 Form 10-K

1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010

10-03713-FOIA 10-03714-FOIA 10-03715-FOIA

Cosgrove, David Agee, Terence Kelley, Matt

1/27/2010 1/27/2010 1/27/2010 1/27/2010

Coca Cola Co China Mobile Ltd ADR Glaxosmithkline PLC

1/25/2010 1/25/2010 1/25/2010

2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010

Inc Exhibit 2.1 Form 8-K 2/1/2010 2/8/2010 2/8/2010

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Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia

DAG Media Inc PPG Trading Inc Manhattan Bridge Capital

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3/15/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010

2/22/2010 2/22/2010 2/22/2010 2/22/2010 3/12/2010 3/12/2010

Silver Fox Investments LLC Lazard Asset Management LLC

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Cohen, Patricia Ayers, Carl

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10-05915-FOIA 10-05916-FOIA 10-05917-FOIA 10-05918-FOIA

Foxman, Alan Molenda, David Dufresne, Charles Newman, James

Barrier Therapeutics Inc Form S-1A Exhibit 10.3

10-06140-FOIA 10-06141-FOIA 10-06142-FOIA 10-06143-FOIA 10-06144-FOIA

4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010

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4/22/2010 4/28/2010 4/29/2010 4/29/2010 4/29/2010 4/30/2010 4/30/2010 4/30/2010

5/4/2010 5/5/2010 5/5/2010 5/5/2010

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Ravnitzky, Michael Doner, John Millspaw, Tegan

4/28/2010 4/29/2010 5/12/2010

Conway, Joseph Carruth, Nathan

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