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0020
1BF28/JC
Introduction
This book is intended to give the student a deeper knowledge about the functions
of a diesel engine. After going through this book, it will be possible to answer
several questions, and perform some basic calculations. The aim of this book, In-
troduction to the Diesel Engine, is to cover the following main areas:
• Understanding of the working principle of the diesel engine as a thermal
power engine.
• Calculations of various basic parameters of a piston engine using SI units.
• Based on a general understanding of the diesel engine process, the ability to
judge the efficiency of the process using measurable parameters and knowl-
edge of typical disturbances.
• Based on the item above, the ability to take appropriate actions in operation
and maintenance.
• Ability to explain the energy distribution in a running engine under different
conditions.
• Understanding of the behaviour of internal and external forces in an diesel
engine.
• Ability to identify main components of the diesel engine and to decide their
purpose and design features.
• Knowledge of the use of different materials in a diesel engine.
• Understanding of the importance of lubrication and knowledge of the lubrica-
tion points of a diesel engine.
• Knowledge of the purpose of the diesel engine auxiliary systems, flows and
general construction.
• Knowledge of the safe operating area of a diesel engine and methods to protect
and control its functions.
1. Fundamental Principle
1.1. Thermal power engines
Energy in nature, in one form or another, originates from solar energy. Thermal
power engines change natural energy to such a form that it can be used practical-
ly.
In the internal combustion engine, the combustion takes place inside the engine,
and the gas pressure created inside the cylinder performs the mechanical work
by forcing the piston down. In a steam engine, combustion takes place outside
the engine, in a boiler, and the steam generated is used to move the piston inside
the steam engine.
In the piston engine, the combustion gas pressure is acting on a back and forth
going or rotating piston. The first mentioned is called a stroke piston engine and
the latter a rotation piston engine
.
Different from the piston engine, the kinetic energy in the gases is used in the gas
turbine and jet engine.
In the diesel engine, the fuel and air are mixed in the cylinder or in a space con-
nected to the cylinder after which the mixture auto-ignites by the high compres-
sion temperature.
The diesel engine is a thermal power engine and, in function, a piston engine.
In the 2-stroke engine, the cylinder is filled with the air or air/fuel mixture
which will be compressed during the first stroke.Under the second stroke ex-
pansion, discharge and flushing of the cylinder take place.Only two strokes or
one revolution on the crankshaft are required to complete the working cycle.
B. Filling of the cylinder. In a 4-stroke engine, the combustion air is sucked in
by under-pressure created when the piston moves down. This is called a suc-
tion engine or a naturally aspirating engine.
If the combustion air is compressed before entering the cylinder, this is called
a supercharged engine.
C. Construction. Engines may be constructed as one-cylinder engines or
multi-cylinder engines. Only small engines are one cylinder engines. Due to
high vibrations inherent in this design they are seldom seen today. With sev-
eral cylinders in an engine, the vibration level can be reduced and the run-
ning will be smoother.
Engines may also be grouped according to the way the cylinders are arranged,
for instance vertical engines or horizontal engines.
Another arrangement of cylinders is in-line engines versus V-engines. In-line
engines will be longer than the V-engines. V-angles can vary between
45...120°. Most common today is 60 or 90°.
2db3.cgm
D. Function. Single or double acting. In the single acting engine, the combus-
tion takes place on only one side of the piston, where as in the double acting
engine, the combustion takes place on both sides of the piston. One side of
the piston at a time.
E. Cross head engines, where the connecting rod is connected to the piston
rod, and therefore the piston is not transferring any forces to the cylinder
walls.
F. (Single piston engines versus double piston engines.)
2db4.cgm
D2
VS = π ∗ ∗S
4
Stroke to bore ratio is of importance for the size of the engine. The bigger this
ratio is, the higher the engine will be. Output compared to the construction vol-
ume will be small. With small ratios the piston will be very large compared to
the stroke, and the combustion will be poor due to a short piston stroke.
Compression volume (Vcomp)is the cylinder volume above the piston with the
piston in TDC.
The term cylinder volume (Vcyl) is the mathematical sum of swept volume and
compression volume, and the units will be the same.
Vcomp
TDC
Vs
BDC
The term compression ratio (ε) is the ratio between the volume above the piston
before compression starts compared to the volume above the piston in the end of
the compression. The Greek letter ε is named epsilon.
Formula is:
VS + Vcomp
ε=
Vcomp
The term mean piston speed (vp) is a calculated value dependent on the stroke
and the engine revolution, and can be used as a comparison value between dif-
ferent engine types.
The longer the stroke is the higher the mean piston speed is.
The formula is:
n
vp = S ∗
30
Power or the mechanical work is an important factor both for comparing differ-
ent engine types as well as evaluating the efficiency of various installations. The
unit for power is kilowatt (kW).
We also differ between indicated power and effective power. The indicated
power (Pi) is a power where both the effective work as well as the mechanical
losses are included. Effective power (P) is consequently the rest when taking
away the mechanical losses from the indicated power.
Effective power, or output, can be calculated using the following formula:
0.2
P= ∗ Z ∗Vs ∗ n∗ pme
T
where:
T = 2 for 2-stroke engines and 4 for 4-stroke engines.
Z = number of cylinders.
Vs = calculated as earlier described (dm3)
n = the engine revolution (r/sec).
pme = calculated mean effective pressure (bar).
An other way to calculate the output is:
P = 1.31∗ D2 ∗ S ∗ Na ∗ Z ∗ pme
where:
D = piston diameter (m).
S = stroke (m).
Z = number of cylinders.
pme= calculated mean effective pressure (bar).
Na = working cycles per minute (for a four stroke engine,
the engine revolution divided by two).
The pressure in the cylinder varies with the position of the piston. For practical
calculations and comparisons between different engine types, the term mean
pressure, acting on the piston during the working stroke, is used. We differ be-
tween indicated mean effective pressure (pmi) and effective mean pressure
(pme). The relation between these is:
pmi = µ m ∗ pme
Pi
0
s
By supercharging, the engine cylinders are fed with compressed air (more air
per volume unit), and thus can burn a greater amount of fuel. As a result, the
mean effective pressure will increase. A higher output requires a stronger design,
which will be more expensive.
1.4. Terminology
A general terminology should be used, and therefore we will go through these
definitions. The first thing to do is to give names to the various sides of an engine.
To do this, we place ourself in the flywheel end of the engine and look out over
the engine. On our left hand, we have a side which is called the operating side,
or in a V-engine, the A-side. The opposite side to this is called the back side, or
in a V-engine, the B-side.
The end where we are standing and where the flywheel is is the driving end or
the flywheel end. Opposite this end is the free end. The underside is called the
bottom and the opposite side is called the top of the engine.
The direction of rotation can be defined while still standing at the flywheel end.
As said earlier, when looking toward the engine from the flywheel end, the en-
gine can rotate to the right or to the left.
A right hand rotation is called clockwise rotation and left hand rotation is
called counter-clockwise rotation. Furthermore, when standing still at the same
place, we can also decide the rotation of a generator, for instance, if we have to
turn 180°. The generator has to rotate in the opposite direction of the engine, i.e.
in a right hand rotation engine the generator rotates counter clockwise.
2. History
2.1. The development of the internal combustion
engine before the diesel engine
The first useful combustion engine was constructed in Paris 1860 by a man
named Jean Lenoir. The engine was operating on air and petroleum ignited by a
spark. The engine was double acting and the cylinder was cooled by water. In the
beginning of the stroke, the air/fuel mixture was sucked into the cylinder. After
about half of the stroke this mixture was ignited. The opposite side of the piston
discharged exhaust gases from earlier combustion. A peak pressure of 5 bar was
reached during combustion. This gave a mean effective pressure of about 0.4 bar.
Total efficiency was around 4 % which was higher than the steam engines at that
time.
A German man named Nicolus August Otto bought a Lenoir engine and found
out that he could get a higher output by igniting the gases earlier than at half the
stroke as Lenoir did. In the year of 1867, Mr Otto, together with his partner Mr
Eugene Langen, constructed a gas engine having an efficiency of 14%.
Mr Otto then started to develop an engine where the air /gas mixture was com-
pressed before ignition. In the year of 1876 the first 4-stroke engine developed
by Otto was completed. Output from the engine was 2 kW at a speed of 180 r/
min. Mean piston speed was 1.8 m/s and the mean effective pressure 2.5 bar. The
compression pressure for this engine was around 3 bar and the peak pressure was
just above 5 bar. These parameters were high at the time and the engine was
called a high pressure engine. The efficiency was not higher than in the earlier
gas engines. Production of this engine was started by an engine manufacturer
called Deutz. The Otto engine was further developed by Daimler/Mayback and
the engine was equipped with a carburettor. Furthermore, gasoline was used in-
stead of petroleum.
At the same time, another person named Bentz (also from Germany) made tests
on the gas engine. In the year of 1886 he presented his gasoline driven 4-stroke
engine. The piston diameter in this engine was 90 mm, stroke 150 mm. Power
was 0.7 kW at 400 revolutions/min. Specific fuel consumption was 1170 g/kWh
which corresponded to an effective efficiency of about 7 %. Compression pres-
sure was 2.7 bar and the peak pressure was 10 bar. The weight of the engine in-
cluding cooler, carburettor and fuel tank was 108 kg which corresponds to a
power/mass ratio of 150 kg/kW. This was a big step ahead compared with other
stationary engines, having the power/weight ratio of 800 kg/kW.
These three german gentlemen and their inventions started the history of the ve-
hicle and vehicle engines.
The first to successfully develope a combustion engine in the USA was George
Bailey Brayton. In the year of 1876 he demonstrated a 2-stroke engine. This was
a success compared to the Lenoir engine, but not compared to the Otto and Lange
engine due to a lower efficiency.
The first engine to burn poor quality fuel was design by an englishman named
Herbert Akroyd Stuart in 1890. His engine was equipped with a vaporisation
chamber in direct connection to the working cylinder. The purpose of the cham-
ber, which was uncooled, was to vaporise the fuel injected there. During the suc-
tion stroke clean air entered the cylinder, and during the compression stroke air
flowed into the chamber. At preset time, fuel was injected into this hot chamber
where it vaporised and was mixed with the hot air after which auto ignition took
place. The increased pressure, due to the combustion, forced the gases from the
chamber to the working cylinder where the actual working stroke took place.
Since the compression pressure was only 3 bar, the chamber had to be preheated
before starting. Due to the compression pressure, the specific fuel consumption
was as low as 580 g/kWh, which gave an efficiency of 14 %. This hot body
chamber engine is considered the forerunner to the semi diesel engine.
According to his calculations, his engine should have peak pressures of up to 250
bar. Mr Diesel understood that such high pressures could not be controlled.
Therefore, he also studied another working principle. This process should give
much lower compression pressures, which should also give a much lower effi-
ciency, but would be easier to realize.
Mr Diesel’s engine nr 3 was completed in 1897. This engine is named the “first
diesel engine”.
The engine performance was: Output 13.5 kW at 158 revolution/sec, specific
consumption was as low as 335 g/kWh which gave an efficiency of up to 25 %.
This was by far the most efficient engine at the time.
The diesel engine is the only engine working on the principle of self-igniting the
fuel due to the compression temperature.
In the end of the century, the 2-stroke diesel engine was developed.
The most important factor for optimum combustion is that the fuel is injected at
absolutely the right moment.
Air mixing with the fuel, ignition and combustion in the cylinder is a chemical/
physical process. The amount of air, fuel/air mixture, compression temperature
and the compression pressure are all of equal importance.
Supervising the combustion is important when evaluating the engine condition.
This is normally done by using a maximum pressure indicator.
Theoretically, the released amount of energy in a perfect combustion is equiva-
lent to the net calorific value of the fuel.
To burn 1 kg of fuel, a minimum of about 14 kg of air must be available in the
cylinder. The figure below shows the amount of air/kg fuel as a function of the
net calorific value.
kg air
kg fuel
14,6
Marine diesel oil
14,4
14,2
14,0
13,8
Heavy fuel
13,6
kcal
9800 9900 10000 10100 10200 10300 10400 kg
mJ
41 41,5 42 42,5 43 43,5 kg
In the modern supercharged engines an air factor of 1.6...2.3 is used. The time
available for the fuel to mix with the air is very short in a diesel engine because
the fuel is injected just before TDC and ends shortly after.
Figure 14 shows a cylinder pressure diagram where fuel injection time is also in-
cluded.
P
bar
4
Pmax
2 Expansion
Compression
Nozzle needle
movement
To achieve a good efficiency, the combustion should end at the fourth step. In
high speed engines, it is difficult to avoid burning during expansion.
To obtain a fast and complete combustion, both the compression temperature as
well as the pressure should be the highest possible.
On the other hand, a high inlet air temperature will lead to a lower air density,
and therefore, a higher thermal load. To avoid this, the inlet air temperature to
the cylinders should be kept low.
By increasing the compression ratio, the pressure level in the process will rise,
but will lower the mechanical efficiency due to increased friction. Criteria for
certain compression ratios will be a safe start in cold condition.
4db17.cgm
Air chamber
C o n s tan t C o n s ta n t
p
bar
3 . v o lu m e
p
bar p re s s u r e
2 . 2
. .3
..41 ..41
Vc Vs
Vc Vs V V
C o m b in e d c o n sta n t
p
b ar v o lu m e a n d p re s s u r e
3 4
..
2 .
..51
Vc Vs
V
The formula shows that the thermal efficiency increases with higher compres-
sion ratio. Theoretical thermal efficiency is the ratio between theoretic work and
energy input. It can also be mentioned that in a piston engine, the mechanical ef-
ficiency will be reduced when the compression ratio rises due to the high peak
pressures. This will increase the friction forces.
κ
1 1 ε1 − 1
ηπ = 1 − ∗ ∗
ε (κ −1) κ ε1 − 1
The third process to be explained is the combined constant volume and con-
stant pressure process.
During this process the combustion of fuel takes place first under constant vol-
ume and then the rest of the fuel is burned under constant pressure. The peak
pressure under this process will be much higher than under constant pressure.
This theoretical process is the closest to the actual diesel process. Compression
takes place between point 1 and point 2.
The pressure when the piston is in TDC can be calculated from the following for-
mula:
p2 = p1 ∗ ε κ
T2 = ε (κ −1) ∗ T1
At the end of the expansion when the piston is in BDC, the pressure and temper-
ature will be
κ
V4
P5 = ∗ p max
V5
(κ −1)
V
T5 = 4 ∗ T4
V5
Discharge of the combustion gases takes place under a constant volume. During
this period a certain amount of energy will be lost.
This energy loss can be calculated by the formula:
Q2 = m ∗ C hm ∗ (T5 − T1 )
P
bar
3
4
V i V
So far the ideal processes have been described. The ideal process is identified
from the following:
• Clean filling of the air (no rests in the cylinder from earlier combustion).
• The combustion is complete.
• Air factor is the same as in the real engine.
• The process is heat insulated.
• No flow losses, no mechanical losses.
In reality there are more losses. The following list shows the difference between
the ideal process and the real process:
• Combustion is not totally complete, air/fuel mixing is not 100 %, and therefore
some unburned fuel will disappear via the exhaust gases.
• Heat is lost through the combustion chamber walls.
• Discharge of exhaust gases starts before the piston has reached the BDC.
• Leakage through the piston rings.
The indicated work is not the same as the output available at the flywheel. Also
to be included among the losses are the friction forces. Losses in relation to the
fuel energy in the diesel engine can be listed as below:
1. Friction losses.
2. Heat losses through the combustion chamber walls.
3. Uncompleted expansion.
4. Thermal losses via the exhaust gases.
5. Uncompleted combustion.
The above losses are in the range of 50...65 % depending on engine type.
The losses are considerably higher at low loads compared to full load operation.
C
A
D B
s V
THE PRINCIPLE By compressing the air, the temperature will rise to such a value that the
OF THE DIESEL fuel will auto ignite.
ENGINE IS:
3.3. Efficiencies
In the diesel engine, injected fuel is not completely changed to mechanical ener-
gy, as earlier described. The energy changed to useful work is named as total ef-
ficiency (ηe).
This can be calculated from the formula:
P
ηe = ∗Q
be
where: P = output,
be = specific fuel consumption and
Q = the net calorific value of the fuel.
The total efficiency can also be expressed as part efficiencies. The formula for
this is:
ηe = ηi ∗η m
where: ηi = the indicated efficiency and
ηm = the mechanical efficiency of the engine.
The total efficiency is an important value when comparing different engine types
having efficiencies close to 45 % today.
The indicated output from the engine cannot be fully utilized. There are energy
losses due to friction in pistons, bearings, valve mechanisms, as well as required
power for engine driven pumps. The mechanical efficiency (ηm) can be calcu-
lated by the formula:
Pe
ηm =
Pi
In practice this is not possible because the effective stroke in the 2-stroke engine
is shorter. Also, the flushing of the cylinder is poor due to the shorter time avail-
able for the gas exchange and also the fact that some clean air is discharged with
the exhaust gases. These are factors which lower the mean effective pressure in
the 2-stroke engine. Furthermore, the 2-stroke engine needs more air than the 4-
stroke engine. Air required is 1.2...2 times more than needed for the 4-stroke en-
gine. Specific air consumption for a 4-stroke supercharged diesel engine is be-
tween 5.5...7.5 kg/kWh, and for a 2-stroke engine 8.0...11.0 kg/kWh. High speed
and medium speed diesel engines today are nearly all 4-stroke engines.
TDC
40°
TDC
50° 50 40°
°
VE
E
HAUST VALV
VE
VE
HAUST VAL
VAL
VAL
ET
ET
INL
INL
EX
EX
°
50°
40 55
° 10°
BDC BDC
3.5. Supercharging
The term supercharging means the method of feeding the engine with pressu-
rized air. With supercharged engines, the amount of air entering the cylinder will
be larger than in the suction engine, and consequently a bigger quantity of fuel
per working period can be burned. Increasing the amount of fuel burned also in-
creases the power output of the engine. There are several different methods of
supercharging an engine.
One type called mechanical supercharging takes the power needed directly
from the crankshaft. This method is seldom used in modern engines. We will
concentrate on a method called turbocharging.
Burning a large amount of fuel with a surplus of pressurized air will increase the
combustion pressure. This calls for a stronger and heavier design, which will in-
crease the cost of the engine.
Supercharging a diesel engine leads to increased mechanical and thermal stress-
es. On the other hand, the advantages are that big that nearly all medium speed
engines of today are supercharged.
Turbocharging is economical. The reason is that the total efficiency is high par-
ticularly because the turbocharger is not using any mechanical power from the
engine, but instead is using the energy in the exhaust gases. Energy which other-
wise would be totally wasted.
Turbocharging is a self-regulating process. The power of the turbine depends of
the engine output because the energy in the exhaust gases follows the injected
fuel quantity. When the exhaust gas flow increases, the turbine on the same shaft
as the compressor starts to rotate faster, and consequently, the charge air pressure
rises. The figure shows the energy in the exhaust gases.
Exhaust gases
360°C
Exhaust gas
turbine
Exhaust gases
500°C
400°C
The most important limitation in increasing the mechanical output is called ther-
mal loading. This term describes the amount of heat energy which must be re-
moved. The thermal loading increases in relation to the net mechanical output.
However, as the turbocharger works with big air surpluses, a larger amount of
the excess heat is removed from the engine with the exhaust gases. To achieve
this, the valve over-lapping has to be bigger than in the suction engine.
Another limitation to turbocharging is the peak pressure. High peak pressures
will also lower the mechanical efficiency.
The peak pressure rises in relation to the charge air pressure. The figure below
shows the diesel engine process in a supercharged engine. The peak pressure can
be lowered by decreasing the compression ratio, but lowering this value too
much will cause starting problems due to too low of a compression temperature.
Another way of lowering the peak pressure is by changing the timing, but this
will increase the specific fuel consumption and thus the thermal load. In other
words, the exhaust gas temperature will rise.
P
1. Filling
2. Effective work
3. Exhaust energy
a. Constant pressure energy
2 b. Puls charging energy
3
1
3b
V
3a
Depending on the way of using the exhaust gas energy, a constant pressure sys-
tem or a pulse charging system can be used.
With the constant pressure principle, the turbine works with an almost constant
pressure and the exhaust gases from all the cylinders are lead into a common
pipe, figure 22. This common and rather big pipe is damping the pulses from the
discharging strokes. From this pipe the exhaust gases are flowing to the turbine.
With more cylinders the pressure will be more even. The efficiency is best on a
high and steady load.
Advantages with constant pressure turbocharging are:
• easy construction
• high efficiency at the optimum load part
• high mean effective pressures can be achieved
Disadvantages are:
• big energy losses in exhaust gases
• poor part load performance
• slow load response
• kinetic energy is not used
1 2 3 4 5 6 7 8
1 2 3 4 5 6
Exhaust gases
36O°C Air inlet
25°C
Exhaust gas
turbine Charge air
compressor
Exhaust gases
500°C Pressurized
air 220°C
Air cooler
Pressurized air
cooled to 50°C
400°C
It can also be mentioned that every manufacturer has the right to give out their
own reference conditions which then, of course, should be stated. The IS0 refer-
ence conditions are 298 Kelvin (25°C) for both the ambient temperature and the
coolant temperature to the charge air cooler. When making calculations, absolute
temperatures are to be used i.e. Kelvin.
The reference pressure is 100 kPa. This is the ambient pressure at sea level or ap-
proximately 1 bar. In the IS0 calculations the relative humidity, when talking
about pressure charged engines, is of no importance. However, it has to be con-
sidered reality. Formulas for output calculations have been mentioned earlier.
The engine torque (M) can be calculated by the following formula:
P
M= e
ω
The specific fuel consumption (be) is of importance when the efficiency of var-
ious engine types has to be compared.
This specific consumption should always be measured at the manufactures plant
and then recalculated to the existing site conditions. Formulas for this are as well
included in the IS0 standard, and has proven to be rather close to reality.
This recalculated specific consumption will then serve as a reference value when
calculating the engine efficiency and plant overall efficiency. If the specific heat
value in the fuel used is different from the reference value, the total heat input
has to be corrected. The specific consumption increases when the calorific value
goes down and vice versa.
One way to measure the specific consumption in a power plant is to measure the
difference in the day tank level. Flow or mass-flow meters can also be used but
will be somewhat more expensive.
The engine heat balance is expressing how the fuel, fed to the engine, has been
split up into useful work as well as internal losses due to the combustion in the
cylinder. These internal losses will then be found as outer losses. The best way
to explain a heat balance in an engine is by a Sankey diagram, see figure below.
The internal losses in an engine are thermal losses, thermodynamic losses and
mechanical losses. The first two mentioned are not measurable but of importance
in understanding the diesel engine process.
These internal losses are exhaust gas losses, cooling water losses, radiation loss-
es and energy to operate auxiliaries.
When the fuel is burned, thermal losses arise. The amount of energy depends on
the type of process and compression ratio. The remaining energy is identical to
the theoretical work of the engine.
When taking away the thermodynamic losses, which are to be found mostly in
the cooling water, the remaining energy is the indicated work. The effective
work, or engine output, is this energy reduced with the mechanical losses.
The energy is split up into the following external losses:
• Exhaust gases
• Cooling water
• Mechanical losses
• Radiation.
where:
B = Gross consumption in (kg/s)
Q = Net calorific value in (kJ/ kg).
Formulas for net output have been determined earlier.
EXHAUST AIR
TEX TA
TC
T
P
T
T
P
4db29.cgm
Power to be cooled away by the cooling water can be calculated by the following
formula:
Pcool. = m ∗ c ∗ ∆T
where:
m = the massflow of water (kg/s)
The output in the exhaust gases are to be calculated by the following formula:
Pexh. = m ∗ c ∗ ∆T
where:
m = massflow for exhaust gases in (kg/s)
Comb. air
to the eng.
El. power
40,5%
Radiation losses 2 %
Fuel 100%
Fp = m p ∗ r ∗ ω 2
where:
Fp = the centrifugal force
mp = the rotating masses
ω (omega) = the angular velocity (2 * π * n)
n = the engine revolutions
r = the crank radius (S/2)
The piston, the piston rings, the piston gudgeon pin and the upper part of the con-
necting rod are the up and down moving masses.
TDD
BDC
ω
α
mp
5db31.cgm
Up and down moving mass forces (acceleration forces) can be calculated from
the following formula:
Fe = me ∗ r ∗ ω 2 ∗ (cosα + λ cos 2α )
where:
Fe = the up and down moving mass forces
me = the up and down moving masses
λ = the connecting rod ratio r/l
α = the phase angle.
Fp
Fn
s l
ω
5db32.cgm
r
Fn
Fr Fr
mr
In the above formula, the first part is called the mass forces
of the first order and the formula is:
F| = me ∗ r ∗ ω 2 ∗ cosα
The second part in the formula is called the mass forces of the
second order and the formula is:
F|| = me ∗ r ∗ ω 2 ∗ λ ∗ cos 2α
Up and down going mass forces are vibrating in the direction of the cylinder liner
centre line.
The frequency of the first order forces are the same as the engine revolutions
while the frequency of the second order forces are double the engine revolutions,
as seen in figure.
At the piston TDC, the up and down moving forces are acting against the gas
forces.
F
N
F =F + F
2
e I II
me r
me r
FI F II
0 180 360
= 0.25
In a 4-stroke engine the torque is changing a lot during one working period (two
crank shaft revolutions). The tangential force is both positive and negative,
where the positive forces are rotating the shaft and the negative forces are acting
against the rotary motion. In multi cylinder engines the torque is the sum of the
various cylinder torques. Firing order should be kept as equal as possible to min-
imise the variation in the torque.
Fn
β
Fp Fcs
α Fl
Fn Ft
Fcs
Fp Fcs
Fig. 31. Gas forces
To equalise the torque in an engine, rotating masses are added to the crank shaft.
This is called a flywheel. A bigger flywheel will give a more even running. Iner-
tia is calculated by the following formula:
J = W ω 2 ∗λ
where:
ω = angular velocity,
W = the irregularity energy
λ = the degree of regularity.
Engines with less cylinders need bigger flywheels than several cylinder engines
to achieve the same running regularity. Degree of regularity shall be around 300
for generator sets when 50 is acceptable for a mill.
A shaft is not dynamically in balance due to the rotary motion of centrifugal forc-
es that arise causing variable torque.
Forces of the first order can be balanced with counterweights on the shaft as seen
in figure below.
Forces of the second order cannot be balanced with counterweights on the shaft
but have to be balanced by eccentric balancing shafts rotating double the shaft
speed and in the opposite direction of each other. Normally 4-cylinder engines
need these type of eccentric balancing shafts which are placed in the engine oil
sump and driven by a gear from the shaft.
3 2
4 1
2 3
1 4
1 4
Gear wheel
2 3
5db36.cgm
5. Main components
5.1. Engine block
The design of the engine block depends on the size, way of cooling and the ma-
terial. Today it is common that the whole engine block is made in one piece. In
medium speed engines and bigger engines, there are crankcase doors for each
cylinder which intended for inspection and maintenance. In more modern en-
gines the main bearing caps are tightened in the engine block. Side screws are
used for avoiding movement between machined surfaces. In some engines the
crankshaft is placed in the bed plate, which at the same time serves as an oil
sump. Slow speed engines are made of several pieces due to the size. The mate-
rial in the engine block is cast iron. The specific with the engine block is that sev-
eral types of forces are affecting at the same time, such as bending moment,
torque and inertia forces. The main requirement for an engine block is rigidity.
The engine block also serves as a frame for necessary auxiliary equipment such
as injection pumps, lubrication pumps and water pumps.
In medium speed and bigger engines the cylinder liner is assembled in such a
way that the cooling water is touching the backside of the liner. In such a case
the liner is metal to metal sealed in the upper part. It is kept in place by the cyl-
inder head holding down screws, and sealed by O-rings in the lower part to avoid
water from entering the crank case. These O-rings must be made of special ma-
terial, because on one side they are in contact with water and on the other side in
contact with oil. A good material is nitrile rubber. If the thermal loads are high,
an alternative is viton rubber.
The cylinder liner is normally made of special cast iron. This type of material is
best in case of a piston seizure.
The roughness of the liner surface is of great importance. If it is too smooth the
oil film will disappear. Maximum profile depth should be around 4...8µm. This
slight roughness of the surface lowering the mechanical wear of the liner wall as
well as lowers the lubrication oil consumption. To achieve this roughness the lin-
er should be honed, preferably every time the piston rings are changed, and oth-
erwise during inspections if the surface seems to be shiny. Angles of honing
marks can be seen in the figure below.
30-
6db38.cgm
Wearing of cylinder liner walls and piston rings, which are in contact with the
wall, takes place due to the following reasons:
A. Mechanical wearing, takes place mainly in the upper part of the liner.
When the piston is close to TDC in the beginning of the working stroke, the
pressure and temperature from the combustion reaches maximum values.
Gas pressure forces the top piston ring against the liner wall and at the same
time the high temperature lowers the oil viscosity. At this point the piston
speed is very low. As a result of these events, the oil film cannot keep the
ring from touching the wall. In the same way, overheating of an engine will
affect the oil film in the cylinder liner.
B. Particles, which enters the liner have a grinding effect. These particles can
be dust entering via the inlet air, indicating that the air filtration is insuffi-
cient, or they can originate from the fuel. Wear due to particles is biggest half
way down on the liner and can be seen over the whole stroke.
C. Chemical wearing, originates from the water that comes when burning fuel
containing hydrogen, and also comes from impurities in the fuel such as sul-
phur. The later can be avoided by keeping the right temperature in the cool-
ing circuit. Normally the wear is larger at the top of the liner and becomes
less downwards. If the wear appears only in a short area around the TDC,
where the cooling is also effective, it can be chemical wearing.
In todays highly supercharged diesel engines, the cylinder head is built with an
intermediate bottom, a relatively low, thin and well cooled lower part, and due
to the exhaust channels, a cooled upper part also.
With a thick lower part, the thermal stresses will be biggest in this area. An ef-
fective and equal cooling of the lower part is needed to avoid uneven thermal ex-
pansion.
Cylinder heads are normally casted from cast iron of various qualities. The cyl-
inder head is fastened to the engine block by screws. If the screws are tightened
by torque they should be tightened in at least two steps and in a special order giv-
en by the manufacturers. In some engines the screws are tightened hydraulically.
In such a case all screws are tightened at the same time and in one step. Screws
used in this case are tension screws. If cylinder head screws are over-tightened
they should be changed. If cylinder head screws are to be changed, they must be
of the correct material, otherwise the friction coefficient changes.
The purpose of the cylinder head sealing is to seal between cylinder head and cyl-
inder liner. A general requirement for the sealing is that they should withstand
deformations. In the long run the problem will be to seal against the gases. It is
therefore advisable to change this sealing every time a cylinder head is removed
for inspection.
Standard Previous
Compression ring Compression ring
Chamfered Chamfered
Assymetrical-barrel shaped Directional shaped
Chromium-Ceramic coating Chromium coating
The aims of the piston skirt are to guide the piston in the liner, to take up side
forces from the piston, to transport heat to the cylinder liner wall and lubrication
oil, and to regulate the thickness of the oil film in the cylinder. In the upper part
of the piston skirt, under the oil scraper ring, is an oil collecting grove. This is to
ensure an equal shirt lubrication when the piston moves upwards. Holes in the
piston shirt on the back side of the oil scraper ring are there to evacuate the oil
surplus back to the crankcase space. Figure 38 shows a typical piston.
The piston forces are transferred to the crankshaft through the piston pin boss.
They have a rigid and strong design to withstand variable loads.
The piston rings are, due to their function, divided into two groups, compression
rings and scraper rings. Both types have their own basic purpose. The compres-
sion rings have to prevent gases from passing through to the crankcase and the
scraper rings transport the oil surplus from the cylinder liner walls back to the oil
sump. The aim is to minimise the oil consumption and blow-by.
The piston rings have to work in unfavourable circumstances. Due to the mass-
and gas forces and friction forces the rings are moving in their groves axially, and
due to side movement even radially. Wrong position of the rings against the liner
wall and vibrations will make it possible for the gases to blow by and for the oil
consumption to increase.
Materials in piston rings are cast iron of various qualities. Slide surfaces are, in
modern engines, chromed to increase life time. To increase the compression in
the scraper ring, various types of spring constructions are used in the back side
of the ring.
Normally the diameter of the gudgeon pin is around 40 % of the piston diameter.
This size of gudgeon pin is needed to ensure enough bearing areas. In medium
speed engines, where the pistons are cooled, the lubrication oil is led through the
gudgeon pin up to the top of the piston.
6.3. Crankshaft
Due to gas and mass forces the crankshaft is exposed to torque and bending
movement. Normally the crankshafts are forged in one piece except for very big
engines where the shaft is built up of pieces. In medium speed engines the coun-
ter weights are manufactured separately and connected to the shaft by screws.
Bearing surfaces are either hardened or unhardened. Drillings in the shaft is there
for feeding lubrication oil from main bearings to connecting rod bearings and
further up to the piston through the connecting rod. The material used in crank-
shafts today has special steel qualities.
The aim of the flywheel is to increase the running smoothness. The size of a fly-
wheel depends on the degree of smoothness and the driven machine. The mate-
rial in a flywheel is cast iron or steel. The flywheel is connected to the shalt by a
flange connection. In bigger engines it is advisable to use tight fitting screws.
When deciding the type of cast iron, even the peripheral velocity has to be con-
sidered.
With torsional vibration dampers the vibration level will be lowered. If torsional
vibration calculations shows the need, these are fitted. Most common today is the
friction damper. This damper is fitted in the free end of the crankshaft.
7. Bearings
7.1. Types
The bearings are one of the most important parts in an engine. The aim of the
bearing is to transport loads from a moving part to a fixed part or from one mov-
ing part to another moving part. In diesel engines with high peak pressures, the
connecting rod bearings and the main bearings are heavily loaded. Two types of
bearings exist in diesel engines, roller bearings and slide bearings. In a roller
bearing the friction is lower than in a slide bearing. The roller bearings are used
for smaller engines and the slide bearings for bigger engines. We will concen-
trate on slide bearings.
In slide bearings lubrication oil is used to lower the friction and heat between the
two slide surfaces. Advantages with slide bearings compared to roller bearings
are:
• a slide bearing stands high revolutions and high loads.
• a slide bearing stands better against shock and shaking forces which occurs in
piston combustion engines.
• a slide bearing requires less space than a roller bearing.
• a slide bearing is easy to change since the bearing consists of two pieces.
When replacing bearing shells it is important to change to the right one in regards
to both design and material.
If bearing clearances are correct, the temperature of the oil leaving the main bear-
ings is around 90°C, and around 110°C when leaving the connecting rod bear-
ings. This applies for an inlet temperature on the oil at around 75...8O°C. As a
guidance for bearing clearances, it can be said that they should be around 0.08 %
of the shaft diameter.
8db48.cgm
8. Fuel System
8.1. Description of function
The fuel oil system consists of the fuel supply system and the injection System.
The aim of the transfer system is to transfer clean fuel oil from the tank to the
injection pump and transport the leak oil back to a tank for reuse. Main compo-
nents are transfer pump and filters. When operating the engines on poor quality
fuel oils, a cleaning system and a temperature control system are also required.
The injection system ensures that the right amount of fuel is fed to the various
cylinders at the right time. Today, injection pump pressures are up to 1500 bar.
This requires high quality components. The injection system consists of injection
pump and injection valve. The supply pump transports the fuel to the suction side
of the injection pump, via cleaning devices and filters. From the suction side of
the injection pump the fuel flows via inlet holes to the top of the pump piston,
when this is in its lowest position. The fuel cam on the camshaft will force the
injection pump piston upwards, the pressure will rise, and the fuel will discharge
via the pressure valve in the top of the injection pump via the injection pipe to
the injection valve. After the injection, the pump piston will return to the start po-
sition forced by a spring. At the same time the spring loaded pressure valve on
the top of the pump will close the outlet to the injection pipe. Leak fuel oil from
the pump and the injection valve are connected to the leak fuel oil piping system.
8.3. Filter
A good filtered fuel will give harmless operation. In medium speed engines the
most common filter type is a duplex filter. This means that the filter consists of
two type of filters. The first one to flow through is called a fine filter. This fine
filter is normally made out of paper and has to be changed regularly. The fine fil-
ter filter particles bigger than 10...20 microns (µm). The other filter is a wire
gauze insert filtering particles bigger than 4...50 microns. A good filter is also
equipped with an alarm indicating when the filter inserts have to be changed.
9. Lubrication system
9.1. General
Independent of how precise a metal surface is machined there are always irregu-
larities which can be seen with enough magnification. When two metal surfaces
are gliding against each other, their roughnesses are touching and causing a re-
sistance against gliding. This resistance is called dry friction and results in wear-
ing of surfaces, heating, and as a result, seizure. If a lubricant is placed between
these surfaces it will fill up the roughness and form a film which then prevents
metal contact. Instead of dry friction we will get liquid friction. The aim of lubri-
cation flow is to:
• reduce the friction to a minimum
• seal against the gas pressure above the piston rings
• transport heat away
• protect against corrosion
• flush away deposits
tering in the centre and is flowing down to the lower part of the rotor where the
nozzles are. The reaction force of the flowing oil is rotating the filter. Revolu-
tions on such a filter depends on the oil pressure between and is in the range of
5,000...10,000 RPM.
ID10-20.cgm
Main consumption takes place in the middle section or the engine cylinder, and
some parts in the upper section or the valve guidances. From these two places the
oil tries to enter the combustion space. These leaks are called internal leaks. Via
the cylinder liner, piston and piston ring set to the combustion chamber, oil is en-
tering due to following reasons:
• the up and down going piston and the variable acceleration lubrication oil is
moving closer to the TDC.
• during the working stroke acting side, forces are moving the lubrication oil
between the piston and the liner.
• since the piston rings are moving freely in the groves they create a pumping
effect.
Disadvantages are that lower compression ratios have to be used, and as a con-
sequence, lower output can be reached. Also, the noise level is higher than in a
liquid cooled engine.
Coolers are used to cool down the water. One common way is by water to water.
Radiators and cooling towers are also often used where the water is cooled by the
ambient air temperature.
By temperature regulation, overheating of the engine can be avoided. Further-
more, temperature regulation prevents against too effective cooling while still
maintaining an equal temperature throughout the whole engine. To regulate the
temperature a thermostat is used. This thermostat is placed in the outlet line. Out-
let temperature of the cooling water is normally between 80...90 °C. For a typical
regulated cooling system, see figure below.
Besides these local meters and gauges the engine room should be equipped with
an ambient temperature meter, a pressure gauge for the barometric pressure and
a measuring device for the relative humidity.