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Motivation and Emotion [me] pp272-moem-346408 September 29, 2001 16:49 Style file version Nov. 19th, 1999
Goals are fundamental to human behavior, playing a central role in both its en-
actment and its understanding. Consistent with this centrality, wants and needs
are among the earliest things that children communicate (Gelman, 1990), and
goals are basic concepts across all cultures (Wierzbicka, 1991, 1992). Further-
more, goals seem to be central elements underlying a host of social concepts,
including traits (Borkenau, 1990; Fleeson, Zirkel, & Smith, 1995; Read, Jones, &
Miller, 1990), roles (Read, 1987; Schank & Abelson, 1977) and situations (Miller,
Cody, & McLaughlin, 1994; Read & Miller, 1989). Yet despite this fundamental
role in human behavior and understanding, we have only the sketchiest idea of
how human goals are structured and organized (Austin & Vancouver, 1996). Such
1 This research was conducted as a doctoral dissertation by the first author under the direction of
the second author and was supported by Grant R01008106 from the National Institute on Aging to
David A. Walsh.
2 University of Southern California, Los Angeles, California.
3 Address all correspondence to Stephen J. Read, Department of Psychology, University of Southern
California, Los Angeles, California 90089-1061; e-mail: read@rcf.usc.edu.
191
0146-7239/01/0900-0191$19.50/0 °
C 2001 Plenum Publishing Corporation
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limited knowledge greatly hinders the development of the field. Lack of a widely
accepted conceptual structure obstructs communication among researchers, in-
hibits the systematization and integration of the growing array of research, and
slows the development of theory, thus hobbling our journey toward a systematic
understanding of human motivation.
How should we approach the development of such a structure? Allport (1937)
and others (for a review and history, see John, Angleitner, & Ostendorf, 1988) have
argued that over the millennia important regularities in human behavior would be
noticed and encoded in the language people used to talk about social interaction.
These theorists suggested that one example of this kind of language is traits. Thus,
the argument went, by examining the structure and dimensions underlying trait
terms we could construct a roadmap of the patterning of behavioral sequences
deemed central in human interaction. Arguments such as these laid a fruitful
groundwork for exploring—through pursuit of what became the “Big Five”—the
major dimensions underlying trait terms. The success of this enterprise suggests
that it might be quite fruitful to apply this strategy to the more fundamental concept
of goals.
Although several researchers have attempted to develop such a taxonomy
(e.g., Ford & Nichols, 1987; Murray, 1938; Wicker, Lambert, Richardson, &
Kahler, 1984), these previous attempts have some serious limitations. It was the
purpose of the present study to create a taxonomy of human goals that was based
on a wide search of the constructs used in the motivational literature and that was
empirically generated, rather than being based on the theoretical preconceptions
of the researchers, as were most previous attempts. Such a taxonomy would place
work in this area on a firmer conceptual foundation.
elements and biological taxonomies, have played a major role in theory devel-
opment and the development of causal and dynamic theories of the taxonomic
structure. Attempts to explain the relationships among members of different cat-
egories can often drive theory development. In biology, for example, taxonomies
have played a major role in theories of the evolution and development of species.
Thus, development of an adequate taxonomy of human goals should greatly
aid the development of the study of human motivation. It should aid scientific com-
munication, help in the systematization and integration of research, and facilitate
the development of more adequate theories of human motivation.
In addition to aiding our understanding of human motivation, such a taxonomy
could play a broader role in the field of personality. Two of the most fundamental
units in personality are traits and motives (or goals or needs) of various types.
In fact, many theorists (e.g., Allport, 1937; Alston, 1970, 1975; Borkenau, 1990;
Miller & Read, 1987; Pervin, 1983; Read & Miller, 1989) have argued that these
two types of units may be fundamentally intertwined, that goals or motives may
be a fundamental component of many traits. If so, a widely shared taxonomy
would be of great value to examining the ways in which traits and goals are
related.
Unfortunately, one barrier to examining the relationship between these two
constructs is the lack of any widely accepted taxonomy of the two domains. This
makes it difficult to determine the extent to which the two kinds of units may
overlap or share common territory.
Recent work on such trait taxonomies as the Big Five (for a review see
Goldberg, 1990; John, 1990) or the Interpersonal Circumplex (Wiggins, 1973,
1979) has gone a long way toward providing a well-established and relatively
widely accepted conceptual structure for traits. Although there is still disagreement
about the validity of the Big Five (e.g., Briggs, 1989; Hull & Renn, 1994; Mershon
& Gorsuch, 1988), work on a goal taxonomy is far more primitive and nothing even
approaching the Big Five exists as a conceptual structure for motivational concepts.
This lack makes it quite difficult to examine the extent of overlap between the two
kinds of units. One major aim of the current research is to take a major step toward
the development of such a taxonomy and contribute to a deeper understanding of
these two fundamental domains of personality and their interrelations.
A widely accepted hierarchical taxonomy would also provide many practical
and empirical advantages: It would have heuristic value for those interested in hu-
man motivation and its relation to everyday behavior—the comprehensive list of
goals would be applicable throughout various domains of motivation, and would
serve as a common framework for the study of motivated behavior. It would, for
instance, be useful in studies that have required subjects to elicit their own idio-
graphic motivators (e.g., Emmons, 1986); the use of a common set of goals based
on a general taxonomy would facilitate comparisons among subjects. Further-
more, this taxonomy would provide a broad and flexible framework within which
to study motivated behavior: A set of molecular (lower order) goals organized into
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a hierarchy would give the researcher the choice of assessing human motivation at
a more finely differentiated, molecular level or at a more molar level.
A number of attempts at the difficult task of creating a taxonomy of human
goals can be found (for further discussion see Austin & Vancouver, 1996). Wicker
et al. (1984), for instance, generated a list of 46 goals (10 goals were added to that
list in a second study, for a total of 56 goals) and asked subjects to rate the valence
of each goal (“How much do you want it?”). The ratings were then subjected to
factor analysis and cluster analysis. Goal categories were, thus, created on the ba-
sis of the valence ratings the subjects produced. Unfortunately, an examination of
the resulting clusters shows that goals that are not conceptually similar clustered
together. For instance, “a good marriage,” “romantic involvement,” “support from
others,” “getting an education,” and “responsibility” formed a cluster that Wicker
and his colleagues labeled “Social institutions.” That conceptually heterogeneous
clusters were obtained is not surprising, as a cluster analysis that is done on non-
standardized scores, as Wicker et al.’s was, will be sensitive to similar mean ratings
of items, as well as similar patterns of responses across individuals.4
A further problem may have been created by Wicker et al.’s use of importance
ratings as the basis for their taxonomy of human goals: There is no particular
reason to think that similarity in importance necessarily maps onto conceptual
or semantic similarity, or taps into ways in which goals may be organized in
common motivational structures. Although we might think that items that are
similar conceptually tend to be similar in importance, there is no reason to think
that the reverse is true, that items that are similar in importance are also similar
conceptually.
In another effort to develop a goal taxonomy, Schwartz (1992) has extensively
examined the structure of human goals across a wide range of cultures to ascer-
tain what aspects of the structure are similar across cultures. However, his work
does not provide a hierarchical taxonomy, as he focused on one level of analysis,
consisting of 10 major clusters resulting from a smallest space analysis (a form of
4 This occurs because distance measures between two items essentially measure the similarity between
the profile of responses to the two items across respondents. For nonstandardized scores the similarity
between the two profiles is a function of two factors: the differences in the elevation or grand mean
of the profiles of the two items, and the shape of the profiles. In contrast, standardized scores subtract
out the grand mean of the item from the individual responses and thus the distance for standardized
scores is only a function of similar profiles. For example, consider three items with identical profiles
across subjects. That is, there is a perfect correlation among them. But now suppose items A and B
have means of 8, whereas item C has a mean of 4. Using nonstandardized scores, A and B would be
closer to each other than they would be to C, even though all have exactly the same profile across
subjects. Conversely, consider a case where the three items A, B, and C have very different profiles
and are totally uncorrelated with each other. Again, A and B would be closer than either would be to
C, even though the shapes of the profiles are totally different. Thus, for nonstandardized items, two
items may be somewhat similar because they receive very similar mean ratings across the sample,
even though the shape of the profiles may not be all that similar. And two items with exactly the same
profile may be somewhat different from each other because they have different mean ratings.
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METHOD
Subjects
Three different groups of people participated in the study. The three groups
differed greatly in age, with each taken from a different age range, and they also
differed somewhat on other demographic variables. The first group consisted of
70 undergraduate students (30 men and 40 women) who participated in return for
extra credit in their class in Introduction to Psychology at the University of Southern
California. They ranged in age from 17 to 30 (M = 19), were mostly single, and
varied in ethnic background (50% were Caucasian, 27% were Asian, 11% were
Hispanic, 2.9% were African American, and the remainder were “Other”).
The second, “middle-aged,” group, consisted of 28 subjects (11 men and
17 women), who ranged in age from 25 to 62 (M = 40.3) and covered a broad range
of ethnic, occupational, and socioeconomic groups. Of these, 19 were staff and
faculty at the University of Southern California who responded to a memo asking
for their participation; the memo was sent to 80 individuals randomly selected
from the campus directory. The other 9 subjects included 4 graduate students and
5 acquaintances of the experimenters. For their participation, subjects received two
free movie tickets.
The third sample included 75 older adults ranging in age from 63 to 92
(M = 73.5). Two did not complete the sorting task and were deleted from the
sample, resulting in a final sample of 27 men and 46 women. The vast majority of
this sample was Caucasian. Twenty-six belonged to a senior club affiliated with a
Christian church, whereas 47 belonged to a senior group affiliated with a Jewish
Community Center, both located in Southern California. Fifty-nine percent were
married, 36% were widowed, and the remaining 5% were either divorced (4%) or
single (1%). Most of these participants were active within their communities at the
time of the study (e.g., they attended lectures, trips, dance lessons, and exercise
classes organized by their respective groups). They furthermore varied widely in
socioeconomic status. In exchange for each participant’s help, a donation of $10.00
was made to his or her club/center.
Materials
Table I shows the list of 135 goals that was attained through the process
detailed below. This list contains only “high-level” goals, which were defined as
motivational entities that could be worded in concrete and unambiguous terms
and to which subjects could readily relate (e.g., “having physical ability, agility,”
“standing up for my beliefs,” “feeling safe and secure”). Goals that referred either
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Table I. List of 135 Human Goals Derived From the Psychological Literature
Abbreviation Full label
Table I. (Continued )
Abbreviation Full label
Table I. (Continued )
Abbreviation Full label
Note. The goals with which subjects were presented are listed alphabetically. The abbreviated labels
are used in Figs. 1 through 4. The “full labels” were given to subjects.
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to a very specific desired end state (e.g., visiting my sister this Sunday, finishing
up this one article that has been sitting on my desk for the last year) or to a highly
abstract end state—one too ethereal to serve as a good predictor of behavior (e.g.,
achieving my highest values)—were excluded.
The process of generating the list of human goals started with a review of
the literature on human values, goals, motives, and needs; this produced an initial
list of 136 items, including Murray’s 44 “variables of personality” (20 manifest
needs, 8 latent needs, 4 “inner state” variables, and 12 general traits, Murray,
1938), Rokeach’s 18 instrumental and 18 terminal values (Rokeach, 1973), and
the 56 goals that were included in Wicker, et al.’s study (Wicker et al., 1984).
These lists were chosen because of their apparent comprehensiveness and because
of their overlap with other theorists’ lists, such as McDougall’s set of instincts
(McDougall, 1933) and Maslow’s set of human needs (Maslow, 1970). For exam-
ple, McDougall’s “gregarious instinct” is similar to Wicker’s “having a rich social
life” and “being socially attractive,” Rokeach’s “true friendship,” and Murray’s
“n Affiliation.” And Maslow’s “esteem” is similar to Rokeach’s “self-respect, self-
esteem,” Wicker’s “improving self-image,” and Murray’s “n Counteraction.”
An examination of the content of these goals/values made it evident that many
of the descriptors used to define the goal labels in the various authors’ lists included
two or more subgoals that were different from one another. These descriptors
were, thus, separated into their components. For instance, Rokeach’s “mature love
(sexual and spiritual intimacy)” was separated into sexual and relationship-related
goals, respectively. Many of Murray’s needs were also separated into their various
components, as they seemed to include identifiably different goals. For example,
“n Affiliation (to draw near and enjoyably co-operate or reciprocate with an allied
other; to adhere and remain loyal to a friend)” was divided into goals such as “being
likable, making friends, drawing others near,” “helping others, cooperating, giving
support,” and “having friends I love, close companionship.”
A set of 168 human motivators was thus obtained. These motivators were
then subjected to a stringent screening procedure, which checked for (1) clar-
ity (e.g., Wicker’s “Achievement,” a goal too broad to be readily understood,
was divided into a number of goals, including “accomplishing difficult things”
and “achieving my aspirations,” in an attempt to define “achievement” in a less
ambiguous way); (2) redundancy (e.g., Wicker’s “self-knowledge” and Murray’s
“knowing oneself”—a component of his Endocathection need—were collapsed
into one goal); and (3) relevance (e.g., Murray’s “repressed Exhibitionism (the
desire to show off and expose one’s body in public)” was deleted, as this was not
considered a goal likely to be important in a general taxonomy of human goals).
The goals obtained were then compared to other researchers’ lists, in a search
for missing items. For instance, Ford and Nichols’ “fulfilling social roles” and
“community” (aspects of their Integration goal, Ford & Nichol, 1987) led to the
inclusion of “being charitable, helping the needy” (a goal to which both Wicker
and Rokeach had alluded), and their “physiological well-being” goal led to “being
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As stated above, the primary purpose of this study was to create a taxonomy
of human goals that would be based on the semantic similarity of the 135 goals, and
which would reflect the perceptions of people unfamiliar with formal psychological
models of human behavior. To obtain subjects’ similarity-based categories, sets
of 135 index cards (300 × 500 ), each card containing one of the goals, were created.
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Subjects were asked to sort the 135 goal cards into groups such that goals that fell
under a common “theme” or “topic” went together.
This instrument was designed to measure the importance that subjects as-
cribed to each of the 135 goals. This measure was included so that we could
examine whether the items in the conceptual clusters identified from the cluster
analysis of the sorting task were also similar in importance. That is, was it the
case that items that were identified as being semantically similar or conceptually
related were also related in individuals’ motivational structures?
This measure required subjects to rate how important each goal was for them in
their current lives, on a scale anchored by 1 (not at all important) and 11 (extremely
important). Subjects were instructed to place an “N/A” (nonapplicable) next to any
goal(s) that did not apply (to their current lives). This addition to the instructions
was a result of running the first seven (pilot) subjects: The issue came up more
than once that certain goals were very important to subjects but that they did not
affect their current lives. For instance, more than one PhD holder volunteered that
“obtaining an advanced educational degree” deserved an “11,” as they really valued
education, but having reached this goal made rating the importance it conveyed for
them “at this point in their lives” difficult. This is a very different situation from the
one in which a graduate student currently pursuing a doctoral degree would find
herself: Both the student and the doctor value obtaining an advanced educational
degree enormously; however, this is a “current concern” (to use Klinger’s term;
Klinger, 1987) for the student only.
Procedure
about interrelationships among the goals. As stated above, they were asked to write
“N/A” (nonapplicable) next to any goal that did not apply to their current lives.
Participants were told that there “obviously [were] no right or wrong answers”
and that at the end of that task they would be handed a deck of cards and given
further instructions. Every participant was informed that he or she had the option
to terminate participation at any point without penalty (two participants took that
option).
Once subjects finished the Goal Importance Measure, they were asked to sort
the 135 cards into groups. They were asked to “leave their own values aside” and
to objectively sort the cards “on the basis of how similar the goals are to one
another, that is, on the basis of common themes, or topics, under which you see
them falling.” They were instructed to form as many groups as they needed, not
exceeding 30 groups. They were also told that they could have as many cards in
each group as they wished and that, again, there were no right or wrong answers.5
All participants were told that at the end of the sorting task they would be asked to
label each group of goals they had generated; that is, they would have to “come up
with a name for each group which summarized the content of the goals included
in it.” This task was aimed at helping subjects focus on topic-based (instead of
value-based) groups. At the end of the sorting task, demographic data (i.e., age,
gender, ethnicity, marital status) were collected and participants, as a reward for
their participation, received (1) class bonus points (young), (1) two movie tickets
(middle), or (3) signed a receipt for a $10.00 donation in their name (older). This
procedure took a total of 1–2 hr (younger people tended to finish the tasks more
quickly than did older adults).
RESULTS
Cluster solutions were obtained for the overall sample and for each of the three
subsamples using Ward’s agglomerative hierarchical cluster procedure (Ward,
1963). Input for each of the four cluster solutions was in the form of a 135 ×
135 matrix of the frequency with which each pair of goals was sorted together.
Each cell could range from zero to the total number of subjects in the sample, repre-
senting the number of subjects who sorted together the two goals that met at those
coordinates. This matrix was entered into a cluster routine that generated clusters
on the basis of the distance scores among pairs of goals. A Squared Euclidean
proximity measure was used to assess this distance. This measure, recommended
by SPSS-X for use with Ward’s method, computes distances between two cases
5 Severalolder adults had difficulty with the sorting task. A frequent challenge was the necessary
switch between a task tapping into one’s motives (filling out the GIM) and this cognitive task which
required them to “leave their own values aside” and think about the goals in an objective manner.
Elaborations of the instructions that proved helpful included an analogy, volunteered by one of the
older participants, between the sorting task and the categorization of goals “as if I were to file them
away, regardless of how I feel about them.”
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(x and y) by summing the squaredP differences between the values of the clustering
variables: Distance (x, y) = i (xi − yi )2 .
The cluster routine produces a hierarchical organization of goals, depicting
how they are categorized at various levels. It uses an agglomerative process, which
includes four steps: (1) It calculate the proximities between the initial clusters (the
135 individual cases); (2) it combines the two nearest clusters into one; (3) it then
recomputes the proximities between existing clusters and the newly formed cluster;
and (4) it repeats the second and third steps until all cases have been combined in
one all-encompassing cluster (SPSS-X, 1988). This produces a hierarchy of cluster
solutions, “ranging from one overall cluster to as many clusters as there are cases.
Clusters at a higher level can contain several lower-level clusters, but within each
level, the clusters are disjoint (each item belongs to only one cluster)” (SPSS-X,
1988, p. 405).
The procedure used here (Ward’s) is widely used in the social sciences (Ward,
1963). This method is also known as the “within-groups sum of squares or the error
sum of squares (ESS)” method and is designed to optimize the minimum variance
within clusters. It has been found to outperform other clustering methods in many
cases (Aldenderfer & Blashfield, 1984).
In the following we first present the aggregate solution obtained by clus-
tering the sorting data of all 171 subjects. We then describe the similarities and
dissimilarities among the solutions for the different groups.
→
Fig. 1. Cluster solution for total sample. Goal labels presented in Fig. 1 (and all other figures) are
abbreviated versions of the actual labels. Refer to Table I for explanations of goal abbreviations. Some
of the interesting nodes at which groups of clusters join have been identified by letters. Identifiers
mentioned in text match those included in figures. Cluster labels were inductively arrived at by the
authors, and members of a team of researchers. Labels are written in lower case when they do only
a fair job at summarizing the contents of a cluster. Cluster labels have been omitted when the goals
contained in a cluster were highly heterogeneous. Node identifiers (letters or numbers) have been kept
constant across solutions containing similar higher order clusters. Labels for several clusters have been
omitted because of the heterogeneity of their contents.
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level 29, two of the clusters at level 30 have been combined, resulting in 29 clusters.
Level 2 indicates that there are two broad clusters at that level. Further, points on
the figure where lower level clusters combine to form conceptually interesting
higher level clusters have been identified by a capital letter.
The tree was “cut” at 30 clusters because this solution seemed to make the
most conceptual sense, and finer distinctions did not seem to add substantially to
the meaning of the solution. Further, the goals that fell in each of the 30 clusters
seemed to go together, such that each cluster could be assigned a label that sum-
marized its contents. This number of categories was also chosen because it was the
number subjects were asked not to exceed when sorting the goals into groups. For
consistency and comparability across solutions all trees were cut at 30 clusters.
As Fig. 1 shows, at the highest level of the hierarchy, goals were divided into
(A) those related to Sex & Romance, Marriage, and Family and (B) all other goals,
pointing to the dramatic conceptual difference perceived by subjects between life
experiences that involve family members and those that do not. These other goals
then divide into (C) general Interpersonal goals (goals related to one’s interaction
with people in general) and (D) Intrapersonal goals. Thus, we see that at a very high
level subjects made a broad distinction between Interpersonal and Intrapersonal
goals. General Interpersonal goals (C), in turn, subdivide into Physical goals (both
health and appearance) (E), and a large higher order cluster (F) that further divides
into a cluster (N) containing goals related to Friendship and to Belonging, Social
Recognition, and Social Approval, and a large cluster consisting of several lower
level clusters containing goals related to Receiving from others, Avoiding rejec-
tion, general Positive social qualities (such as being respected and being honest),
Teaching and helping others, and Leadership.
Intrapersonal goals (D), in turn, subdivide into several major clusters. One
cluster (O) contains lower level clusters related to Freedom, Ethics and Idealism,
Social awareness, and Religion, although Religion joins this higher level cluster
only at a high level in the hierarchy. Another cluster (J) subdivides into Aesthetic
goals, goals related to being Creative, a cluster concerned with Being flexible and
Open to new experiences, and Entertainment-related goals. A third large cluster
(I) divides into one cluster containing subclusters related to Psychological well-
being, and Stability and Safety, and a second cluster containing (1) Personal growth
(including “Finding higher meaning,” which formed a cluster by itself at level 30,
but joined Personal growth at level 29), and (2) sets of goals related to Order,
Achievement, and Self-sufficiency and Self-determination. The fourth large cluster
(K) contained one cluster concerning Finances and two other clusters, one related
to one’s Career and one to Education and Intellect.
In sum, for the total sample goals fell into three major clusters: (1) Family,
Marriage, Sex, and Romance; (2) Interpersonal goals related to interacting with
people in general; and (3) Intrapersonal goals. The general Interpersonal goals then
subdivided into a number of other subclusters, such as physical goals including
Health and Appearance, goals related to Friendship, Belonging, Social recognition,
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and Social approval, and several clusters of goals related to Receiving from others,
Avoiding rejection, general Positive social qualities (such as being respected and
being honest), Teaching and helping others, and Leadership. The Intrapersonal
goals also subdivided into a number of subclusters, such as a set consisting of
various clusters related to Freedom, Ethics, Social awareness, and Religion; an-
other set containing clusters related to Aesthetics, Creativity, Entertainment, and
Openness to experience; a third set related to Psychological well-being, Safety
and Stability, Personal growth, Achievement and Self-determination; and a final
set with clusters concerning Finances, Career, and Education and Intellect.
The same conceptual topics were included in this category by all people. The
differences lay in the lower level distinctions. Thus, the older adults divided, as the
total sample did, these goals into Marriage (“good marriage,” “close spouse”) and
Family (including goals related to both parental and immediate family). However,
younger adults grouped together Marriage and Immediate family and distinguished
these from Parental-family goals. This difference between the younger and older
adults disappears at higher levels in the hierarchy. At level 22 in the undergraduate
solution, the 10 goals in the Family and Marriage clusters merge and form one
cluster. The same happens for the older adults, but a little higher, at the 15-cluster
level.
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Also included in node A were goals related to Sex and Romance. The seven
goals included in this cluster were consistently sorted together (by all subsamples as
well as the total sample). It is interesting to note that even though Sex and Romance
goals consistently clustered with Family-related goals, they were perceived by
younger and older adults (and by the total sample) as fairly distinct from the latter,
as they remained alone until the 4-cluster level. Finally, the middle sample differed
from all the other groups in including Finances in this cluster, and in particular with
Family goals. This may be related to the much greater likelihood that individuals
in the middle group were raising a family. Both the older and the younger groups,
as well as the overall sample, placed the Finance cluster in the Interpersonal goals
higher order cluster.
Students’ perception of being married and having children as different from
being close to and interacting with their parental family might be related to the fact
that the students who participated in the study were single and, thus, perceived
marriage and parenthood as life experiences that take place together. The older
sample, on the other hand, included mostly married and widowed individuals who
probably no longer had frequent contact with their parental family or their children.
“Interpersonal” Clusters
In the overall sample, as well as in the subsamples, the higher order category
formed by Interpersonal goals (C) contains, broadly, (1) Physical appearance and
health goals, node E (except for the middle subsample who placed these in the
Personal goals cluster), (2) goals related to having Friends and Belonging, Social
recognition, and Approval, which at node F join (3) goals related to Defending
against rejection, Helping and Giving to others, Receiving support from others,
and Leadership. The same basic clusters are found in all the subsamples, although
there are some differences in the specifics of how they are related to one another.
“Intrapersonal” Clusters
Intrapersonal higher order clusters for the total sample subdivide into 5 major
clusters: (1) Religion, which is a fairly distinct cluster, as it does not join (2) goals
related to Freedom, Ethics (and Idealism)—which in turn join Social awareness—
until the 6-cluster level; (3) goals related to being Creative, Flexible, and Open to
new, exciting experiences, which join Entertainment and then Aesthetics-related
goals; (4) goals related to having Personal growth (including “finding higher mean-
ing in life”), which join goals related to having Order, Achieving one’s goals and
being Self-sufficient, Disciplined and Determined, and then join goals related to
Psychological well-being, and Stability and Safety; and finally (5) goals related
to Career, Intellect and Education, which, interestingly, join Financial goals at
level 10.
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The 5 higher order clusters delineated above are also found, in slightly differ-
ent shapes and forms, within the three subsamples’ solutions: Religion, which also
joins Social awareness, Idealism and Freedom in the undergraduate and middle
group solutions, remains very distinct in all three solutions. However, in the older
adult sample, although Social awareness, Idealism (and Ethics), and Freedom (G)
are also found together, they are not contiguous to Religion.
A cluster containing Excitement, Entertainment and Openness-related goals,
such as Flexibility and Creativity (H) can also be found in all subsamples. An
Aesthetics cluster is also related to these other clusters for the overall sample, the
young and middle groups, but not for the older group.
Node I, at which gather goals related to Personal growth, Stability, Safety,
Well-being, Achievement, Self-sufficiency, and Self-determination, can also be
found, to different extents, in the three subsamples’ solutions. In the case of un-
dergraduates, I also includes Ethics and Finances. In the case of the middle group
and the case of the older adults, I also looks quite similar to the other solutions: It
includes goals related to Security, Stability, Personal growth, and Self-sufficiency,
but does not include Achievement-related goals.
Lastly, the total sample’s Career, Intellect, and Education cluster (L) is also
found in the undergraduate solution and can be seen in the older adult solution
joined to clusters tapping into Achievement and Order. However, in the middle
group the Intellect cluster is relatively distant from the Education and Career
cluster, only joining at a relatively high level.
Summary
In sum, the solutions generated by the total sample and the three subsamples
have numerous elements in common, both at high and low levels of abstraction,
indicating the existence of stable sets of conceptually based clusters that are shared
by a diverse group of people and, thus, should prove useful in the construction of
tools aimed at gaining a better understanding of the motivational basis of behavior
(across diverse groups of people). The major distinctions among goals were repli-
cated: (1) Family, Marriage, and Sex & Romance constituted a distinct cluster; and
(2) Interpersonal goals—including those related to having a Social life, Friends,
Support, Recognition, and the opportunity to Give to others and Lead others—were
different from (3) Intrapersonal goals, which included goals related to Idealism,
Ethics, Freedom and Social awareness; Flexibility, Openness, Excitement and
Entertainment; Intellect, Career and Education; Personal growth, Self-determina-
tion, Psychological well-being, and Stability and safety; Achievement, Order, and
Personal care; Aesthetics; Religion; and Finances. Moreover, numerous lower level
clusters showed high levels of replicability among these very different groups of
individuals, demonstrating that this conceptually based organization of human
goals does a good job of capturing the conceptual organization of goals perceived
by a wide range of individuals.
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We first present a measure of the overall agreement among the solutions and
then present a more detailed analysis of the extent to which the same clusters were
found across the solutions. Overall degree of agreement was computed using the
adjusted Rand index (Hubert & Arabie, 1985), which calculates the proportion
of times that all possible pairs of items are sorted together or separately in two
different cluster solutions, adjusted for chance. The index ranges from 1 to 0,
where 1 indicates that sorting of pairs of items was identical in the two solutions
being compared, whereas 0 indicates that pairs of items were sorted together and
separately no more than would be expected by chance. An adjusted Rand index of
.71 can be interpreted as meaning that the two cluster solutions being compared
show 71% agreement, over and above what would be expected because of chance
(Collins & Dent, 1988).
Table II presents the adjusted Rand indices computed on all possible pair-
wise comparisons of the solutions for the Undergraduate, Middle-Aged, and Older
Adult samples. As Table II shows, there was an average of 56% agreement, above
chance.
A more detailed analysis of the degree and type of agreement was then calcu-
lated by comparing the amount of agreement among the solutions at the 30-cluster
level. This was done by calculating the percent agreement for each of the 30 clus-
ters for each of the three subsamples compared to the Total solution. This more
detailed level of analysis can be found in Table III, for the total sample as compared
to the undergraduate subsample; in Table IV, for the total sample compared to the
middle sample; and in Table V, for the total sample as compared to the older-adult
subsample.
As the three tables show, pairs of clusters tended to match reasonably well,
although they varied in the degree of match. The tables present the percent agree-
ment and the number of matching goals for each cluster. The last column gives the
sum of the matching and unique nonmatching goals, which was the denominator
for the calculation of the percent agreement.
Table III. Degree of Agreement per Pair of Clusters Between the Total Sample’s (N ) and Undergra-
duates’ (U ) Sorting-Based Solutions
No. of matching
Cluster nos. for
Degree of No. of goals plus no. of
each solutiona
agreement matching unique unmatched
N U Clusters (%) goals goals
of people. This would give us some insight into whether items that are similar
conceptually also have similar motivational importance. To assess this, we per-
formed an inter-item consistency analysis (standardized Cronbach’s alpha) of the
importance ratings for the goals in each of the 30 clusters in the total solution
(The analysis is based on the entire sample.). As Table VI shows, the inter-item
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Table IV. Degree of Agreement per Pair of Clusters Between the Total Sample’s (N ) and Middle
Aged Group’s (M) Sorting-Based Solutions
No. of matching
Cluster nos. for
Degree of No. of goals plus no. of
each solutiona
agreement matching unique unmatched
N M Clusters (%) goals goals
consistency of importance ratings for most of the clusters is high, ranging from
.89 to .61. The cluster containing “mechanical ability” was the only one showing
very low inter-item consistency. The clusters produced by the total sample, thus,
hang together not only in terms of their conceptual meaning but also on the basis
of how important the goals they contain are to the same people.
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Table V. Degree of Agreement per Pair of Clusters Between the Total Sample’s (N ) and Older
Adults’ (OA) Sorting-Based Solutions
No. of matching
Cluster nos. for
Degree of No. of goals plus no. of
each solutiona
agreement matching unique unmatched
N OA Clusters (%) goals goals
DISCUSSION
The same high level division of goals was found across all the solutions:
(1) A higher order cluster of goals thematically related to Family and Marital
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Religion 4 .8951
Physical health 5 .8678
Sex and Romance 7 .8587
Social recognition and approval 8 .8497
Aesthetics 3 .8361
Flexibility, openness, and excitement 10 .8179
Physical appearance 5 .8118
Social awareness 6 .8097
Personal growth 8 .7987
Leadership 5 .7942
Self-sufficiency 7 .7822
Marriage 2 .7764
Career 3 .7584
Psychological well-being 4 .7401
Family 8 .7380
Creativity 3 .7351
Positive social qualities 3 .7320
Ethics and idealism 4 .7178
Finances 4 .7064
Stability and safety 7 .6864
Friendship 3 .6838
Defense vs. rejection 2 .6650
Receiving from others 4 .6597
Freedom 2 .6513
Teaching and helping others 4 .6420
Intellect and education 5 .6202
Achievement 3 .6143
Entertainment 3 .6121
Dexterity 2 .1523
“Finding higher meaning” 1 N/A
(g) Finances; (h) Personal growth; (i) the need for Stability, Security, and Safety;
and (j) Self-determination and Independence.
The lowest level clusters tend to be semantically homogeneous and they
meaningfully merge into broader categories at increasingly higher levels of ab-
straction, forming a hierarchical structure. Moreover, not only are these clusters
easily labeled and interpreted, but they also are fairly replicable, as was revealed
by the comparisons among the clustering solutions produced by three widely dif-
ferent age groups. It thus seems that this conceptual organization of goals taps into
semantic distinctions that members of a particular culture share. Furthermore, it
lends itself to the identification of subsample specific clusters that clearly describe
the conceptual perceptions of different groups of people (young, middle-aged, and
older adults) and can be used by researchers and practitioners to address the needs
of specific sectors of the population.
The similarity-based clusters reflect the way in which laypeople who share a
common culture conceptually organize the various motivational domains of expe-
rience. These clusters also hang together motivationally, as evidenced by the high
levels of inter-item consistency found when examining the importance ratings of
goals falling within each cluster. This indicates that goals which are perceived as
conceptually similar by people are also strongly related to one another in the extent
to which they are likely to act as motivating forces.
Hierarchical cluster analyses, such as the current ones, help identify which
features distinguish different categories, as well as which features are most impor-
tant in a particular sample of respondents. Higher level distinctions in a hierarchical
cluster solution are typically more important or salient. An important implication
of this point is that if different features are more or less salient to different groups
of participants then these groups may provide somewhat different hierarchical
structures.
Some evidence for this can be found in this study. Although the same basic
structure is found in all the solutions, there are some interesting differences that
can be understood in terms of people of different ages facing different life tasks.
For example, an interesting distinction made solely by the older adults led Physical
goals to fall under a separate higher order cluster strictly containing goals related
to one’s health (both physical and mental) and appearance. This might point to
the salience that health has for older adults. Undergraduate students, on the other
hand, seemed to perceive physical goals as related to one’s social existence. These
data suggest that physical fitness, health, and looks might be perceived by college
students as instrumental to the pursuit of social goals.6
The difference mentioned earlier in the way in which family-related goals
were categorized by younger vs. older adults is also worthy of comment. Younger
6 However, even though Physical goals fell under the Social umbrella for both the total sample and the
undergraduate subsample, in both cases they did not join other social goals until the 3-cluster level.
This, thus, points to the fact that physical goals were perceived as distinct and only generally related
to social goals.
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One question that might arise is whether a hierarchy is the best or most
valid way to represent our taxonomy. Clearly, the clustering technique we used
assumes hierarchical structure. Obvious alternatives would be the kind of dimen-
sional structure that results from multidimensional scaling or factor analysis or the
kind of single-level structure that results from the kind of smallest space analysis
performed by Schwartz (1992). Another possibility would be something like the
overlapping clusters that can result from Shepard and Arabie’s (1979) ADCLUS
procedure, which allows the same item to be in multiple, overlapping clusters
(e.g., “good marriage” could be in both “romance” and “family” clusters). Al-
though this technique could be quite informative, unfortunately ADCLUS is not
widely available.
There are several reasons why we think a hierarchy is an extremely useful
way to represent our taxonomy. One is that the current work is on the semantic
structure or meaning of goals. In work on semantic structure, hierarchical analyses
of meaning in terms of greater or lesser abstractness or generality are typical and
seem to capture the meaning of the constructs. Work on semantic taxonomies
and category structure, which are typically based on similarity, typically results
in hierarchical structures, where items lower in the structure are more specific
and are based on a greater number of distinctions. Conversely, items higher in the
hierarchy are more abstract and make fewer distinctions.
Further, clusters in the taxonomy are consistent with one test for hierarchical
semantic structure, which is that it makes sense to say that a lower level cluster is
a type of higher order cluster, but not vice versa. For example, Intellect is a type
of Intrapersonal goal, but an Intrapersonal goal is not a type of Intellect goal. Or
Friendship is a type of Interpersonal goal, but an Interpersonal goal is not a type
of Friendship goal.
But ultimately, the strongest argument for a hierarchical structure is whether
it makes sense and whether the distinctions made or features identified are rea-
sonable. This is precisely the basis on which semantic taxonomies are made and
the basis on which biological taxonomies are formed. In the current analysis, one
can ask several questions: As we move down the hierarchy, does the splitting of
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large clusters into smaller clusters reveal features or distinctions that are meaning-
ful? When we get to the terminal nodes in the structure do the 30 clusters make
sense? Do the items in them hang together and do the relations among adjacent
clusters make sense? Can one find the same or similar structures among different
groups of individuals? Finally, does the overall branching structure make sense
and reveal interesting and useful relations among clusters of items? We believe
the answer to all of these questions is clearly yes, suggesting that a hierarchical
taxonomy is a valid and extremely useful way to represent the relations among
human motives.
Several researchers (e.g., Barsalou, 1985; Murphy & Medin, 1985) have raised
important questions about the adequacy of feature-based or similarity-based mod-
els of categorization. Although it might seem that these critiques create problems
for the current approach, we do not believe they do. These critiques do not argue
that people do not use features or similarity. Rather, they are aimed at the lack
of a theoretical explanation of which features people use and at the insufficiency
of features alone as a way of representing the meaning of categories. As several
theorists have noted (e.g., Murphy & Medin, 1985), there are a potentially infinite
number of features we could use to characterize any particular category. But we
only use certain ones. Feature-based models do not explain this. Further, these cri-
tiques make it clear that features by themselves are not sufficient for representing
category meaning; the relations among features are also critical. Not only must
birds have wings, but these wings must be attached in certain places and they
typically are used to fly.
Although this critique is quite important, neither of these points undercuts our
current purpose, which is descriptive. Our focus here is on better understanding
how the goal domain is organized and what some of the features are that people
use to characterize goals. That is, we are trying to determine empirically which
features people use, rather than trying to explain why they use them. Ultimately,
we also need a theory of why people use these features and not others. But our
current focus is on improving our description of the domain.
1985). This distinction is also found in Ford and Nichols’s categorization (Ford &
Nichols, 1987). Moreover, this distinction is also central in the work on cultural
differences in values, specifically the difference between Individualist and Collec-
tivist values (e.g., Markus & Kitiyama, 1991; Triandis, 1995), and also seems to
parallel the major distinction in personal orientation identified as Agency versus
Communion (Bakan, 1966; Spence, Helmreich, & Holohan, 1979). Thus, both
laypeople and theoreticians seem to perceive taking care of oneself and interacting
with others as very different from one another.
This distinction between Interpersonal and Intrapersonal goals, overlaps, but
only partially, with an important distinction made by Rosenberg and Sedlak (1972)
between social and intellectual traits. Although their social distinction overlaps
quite strongly with our Interpersonal goals, intellectual traits are only a subset of
the broader category of Intrapersonal characteristics identified in our analyses.
It is interesting, however, that Ford and Nichols, on the basis of their knowl-
edge of theories of motivation and a psychological analysis of the structure of the
mind, placed both social goals (goals that pertain to the individual in his or her in-
teraction with other people) and “Task goals” (goals related to achievement, being
productive and improving one’s performance, and keeping one’s safety) within the
higher order “Person–environment goals” cluster. Participants in the present study,
in contrast, split task-related from “Interpersonal or social” goals, placing task-
related goals (e.g., “mechanical ability,” “things in order”) within “Intrapersonal”
goals.
Numerous other dissimilarities exist, many of them having to do with Ford
and Nichols putting Interpersonal and Intrapersonal goals in the same cluster.
Thus, clusters formed on a bottom-up, commonsense basis differed from clus-
ters generated on the basis of Ford and Nichols’ top-down, theoretically based
conceptualization. Although it makes conceptual sense to cluster under a common
umbrella goals that involve anything external to the individual (i.e., other
people and the environment), naive subjects appear not to experience their
everyday lives that way. These differences between researchers’ and subjects’
perceptions show that Ford and Nichols’ work fails to capture important aspects
of laypeople’s conceptions of the structure of human motivation.
concepts (Braithwaite & Law, 1985). Thus, their category “Secure and Satisfy-
ing Interpersonal Relationships,” a clearly social scale, included “Mature love,”
“True friendship,” “Personal support,” “Security for loved ones,” and “Acceptance
by others.” Each of these items corresponds to a separate cluster in the current
taxonomy.
Schwartz
Schwartz (1992; Schwartz & Bilsky, 1987) has examined the structure of
human values across 20 countries and consistently finds 10 major categories.
However, as noted previously, he does not provide a hierarchical taxonomy of
human values but focuses largely on these 10 major categories. As a result, al-
though many of these categories correspond roughly to some of ours, he does not
make many of the lower and higher level distinctions that can be found in our
taxonomy. For instance, at the highest level in our taxonomy there is a major dis-
tinction between Interpersonal goals and individual or Intrapersonal goals. And
at somewhat lower levels, our taxonomy has major categories for things such as
Sex and Romance, Marriage, Family, Physical appearance, and Physical health.
Also, items that fall in the same categories in Schwartz’s results are frequently in
somewhat separate clusters in our results.
Maslow
Murray
Some parallels can also be drawn between the results obtained in this study
and Murray’s conceptualizations. For instance, n Affiliation looks similar to the
Friendship cluster in the present study. Murray’s n Dominance is similar to this
study’s Leadership cluster, which includes, “control of environment,” “persuading
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others,” “decisions for others,” “control over others,” “leader,” and “setting ex-
amples.” “Physical Ability, n Ach (Phys)” is similar to this taxonomy’s Phys-
ical health cluster. “Economic Ability, n Ach (Econ)” is similar to Finances.
“Erotic Ability, n Ach (Sex)”—the ability to please, attract and excite the opposite
sex; to love and be loved—is parallel to this taxonomy’s Sex & Romance. This
taxonomy’s Intellect cluster seems to be tapped into by three of Murray’s Abilities
or Achievements: “Intellectual Ability, n Ach (Intell)”; “Scientific Ability, n Ach
(Sc)”; and “Theory-Creative Ability, n Ach (Th-Cr)”—the ability to construct ex-
planatory concepts in science, to devise good hypotheses. Murray’s “Aesthetic
Ability, n Ach (Aesth)” is similar to this taxonomy’s Aesthetics.
However, another example illustrates that components of Murray’s needs
were not always perceived as conceptually similar by this study’s participants.
Murray’s n Autonomy is described as the desire to get free, shake off restraint;
defy conventions, refuse to be tied down by family obligations; love adventure and
change, or seclusion (“where one is free to do and think as he likes”; Murray, 1938,
p. 157). These needs fall into clusters in the current taxonomy such as Freedom,
Flexibility/Openness/Excitement, Entertainment, Family, and only lightly “touch
on” Self-sufficiency-related goals. As this example illustrates, Murray perceived
as conceptually similar entities (desires, effects, actions) that fell under different
lower-level clusters and crossed the highest order distinctions made by this study’s
participants (i.e., Interpersonal vs. Intrapersonal).
Finally, Murray’s “Social Ability, n Ach (Soc)”—the ability to make friends
easily, be liked and trusted, express oneself in the presence of others, amuse and
entertain, be popular—appears to cover more than just one specific social cluster:
It contains elements of various Social clusters including Friendship, Giving to
others, and Belonging/Social recognition/Approval.
The analysis presented above illustrates that in some cases laypeople’s moti-
vational experiences were closely paralleled by Murray’s conceptual distinctions,
whereas in other cases finer grained distinctions were made by either party.
As we noted earlier, a number of researchers have argued that there are im-
portant conceptual relations between traits and goals (e.g., Allport, 1937; Alston,
1970, 1975; Borkenau, 1990; Miller & Read, 1987; Pervin, 1983; Read & Miller,
1989). However, the specifics of this relationship have been little studied. Thus,
we examine here the extent to which important distinctions in our goal taxon-
omy have parallels in analyses of the structure of traits, specifically the Big Five.
We focus our comparison on the Big Five because, although not without con-
troversy, it has attracted the largest amount of attention and work, and because
it provides a fairly comprehensive (although not complete) coverage of the trait
domain.
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Perhaps not surprisingly, the highest level distinction we find in our taxonomy,
that between the Interpersonal and the Intrapersonal domain, is also a fundamental
distinction among traits. For instance, several of the major factors of the Big Five are
entirely composed of social or Interpersonal traits (e.g., Extraversion and Agree-
ableness), whereas the others are Intrapersonal (Conscientiousness, Neuroticism,
Openness). Note, however, that this distinction is not explicitly identified in the
factor analyses in this domain. Further, developers of the interpersonal circumplex
(e.g., Wiggins, 1973, 1979) explicitly chose to focus on interpersonal traits, traits
that deal with how people interact with others.
But the structure of traits and goals is not similar only at the highest level.
There is also considerable overlap between the substructure of the Big Five factors
and our goal clusters. Several researchers have identified detailed subcomponents
or facets for each of the Big Five factors (e.g., Costa & McCrae, 1992; Goldberg,
1990; John, 1990). In the following, for reasons of space we rely on one analysis,
Goldberg’s recent analysis of 100 synonym clusters that identify the Big Five
(Goldberg, 1990). Goldberg provides one of the most detailed analyses of the
components of each factor, with a number of adjective clusters identifying a lower
level in a conceptual hierarchy for each factor.
When we examine the subcomponents of each of the five major factors iden-
tified by these adjective clusters we find that a reasonable correspondence can be
identified between almost all of our goal clusters and many of the trait clusters. In
this comparison we use trait forms (rather than the noun forms he used) of most
of the major trait clusters identified by Goldberg (1990).
Components of Factor 1, Extraversion, are spirited, gregarious, playful, com-
municative, spontaneous, unrestrained, energetic, talkative, assertive and domi-
nant, animated, courageous, confident, direct, humorous, ambitious, and optimis-
tic. These seem to share a common domain with our Belonging, Social recognition
and Approval cluster as well as with our Entertainment, Leadership, and Friend-
ship clusters. There is also some overlap with our Achievement cluster.
Major facets of Factor 2, Agreeableness, are cooperative and helpful, ami-
able, courteous, generous and charitable, modest, moral and warm. These identify
domains that have considerable overlap with a number of our clusters, such as our
Friendship cluster, the Teaching and Helping others cluster, our Positive social
qualities cluster, our Social awareness, and our Ethics and Idealism clusters.
The domain of Factor 3, Conscientiousness also overlaps considerably with
our various goal clusters. Among the major trait clusters are Organized, efficient
and self-disciplined, dependable, precise, cautious, punctual, decisive, dignified,
predictable, thrifty, conventional, and logical and analytic. Thus, an individual
possessing the goals in our Self-sufficiency and self-determination cluster and
our Order cluster would sound very much like a highly Conscientious individual.
Moreover, a concern with Finances corresponds with the thrifty adjective cluster.
And some aspects of our Physical appearance and Physical Health clusters would
also seem to overlap with some of these trait clusters.
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is better suited for identifying a wider range of distinctions, some of which are
relevant only within a small subgroup of items.
CONCLUSION
7 Researchers particularly interested in multiple measures of a goal cluster might choose to add con-
ceptually similar goals to the cluster(s) of interest, following the conceptual patterns found in the
taxonomy.
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think about them, and how they guide their lives. For the way in which individuals
organize the motivational domains in their own minds should have a significant
impact on how they approach various situations they encounter in their everyday
lives. It would, thus, be beneficial to use the taxonomy presented here, obtained
from a diverse sample of people, as a basis for studying laypeople’s goal structures,
the importance they ascribe to the various goals, and the extent to which these guide
their everyday lives, and affect their decisions, attitudes, and behaviors.
Clearly the current taxonomy is not the final word. Undoubtedly other goals
need to be added to this taxonomy and the structure that we outline may well
vary as a function of the different situations and life tasks faced by different
individuals at different times in their lives (as some preliminary findings here
suggest). Nevertheless it provides a detailed starting point for addressing these
questions.
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