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Judicial and legal reforms are now integral components of democratization and
economic improvement efforts in developing countries around the world.1 While
there are obviously many elements necessary for the success of such efforts,
organizations planning and implementing judicial reform measures have found that
such initiatives cannot be fully implemented without adequate support infrastructure,
of which appropriate Judicial facilities are a necessary part. Since there will be a
facilities component of almost every Judicial Reform program—whether anticipated
or not by the project planners--it seems only prudent to address the facilities
component into the early planning stages.
∗
Presented during the International Conference and Showcase on Judicial Reforms held at the Shangri-la Hotel,
Makati City, Philippines on 28-30 November 2005.
1Objectives of Judicial reform programs typically are economic development; protection of human
rights; independence of the judiciary; transparent, open, responsive and accountable functioning of
the courts; timely, consistent, legally-correct resolution of legal disputes; reduction of case backlogs;
increased capacity of the judiciary to formulate and implement changes in court organization,
practices and performance over the longer term.
• Judicial Independence While an independent Judiciary does not have to
have complete control of all aspects of Judicial facilities planning, design,
construction, operation and maintenance, Judiciaries cannot be truly
independent if another branch of the government does has absolute control of
its facilities. Adequate facilities are necessary for the administration of justice
and Judicial involvement in every aspect of its facilities program is necessary
for providing those adequate facilities.
• Security In many programs, increasing the security of judges, court staff, and
the litigants in cases, is a primary objective. Appropriately designed court
spaces can result in more security at less cost than most other alternatives.
Further, poorly designed spaces sometimes cannot be secured at any cost.
Since facilities projects are such a necessary part of most Judicial reform programs
(whether they are planned for at the beginning of the project or arise during project
implementation), Judicial reform program planners must be aware of the potential
problems that such projects can cause as well as the positive contributions they can
make to accomplishing the goals of the program.
2
• the location-specific nature of the asset; and
• the specialized industries associated with real estate assets (for design,
construction, management, etc., each requiring specialized technical
education).
Early in the planning stages, therefore, those planning Judicial Reform Programs
must think carefully about the potential costs and schedule impacts that facilities
projects will have, as well as the positive contributions those facilities projects can
make to the success of the program. Every facility project should be directly related
to a goal of the overall Judicial Reform Program, and included only after careful
consideration of alternative strategies.
Alternatives to Construction
Since the facilities component of Judicial reform programs has such an impact on the
program’s schedule and cost, program planners should be prudent in developing it.
Investing in facilities—while inevitable—should be the first choice of the project
planner. Alternatives should be considered very carefully in the planning phase and
during implementation. Alternatives to facilities investment include
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improving public access to the court system, including reducing the number of
people required to physically come to a courthouse (and the space needed for
them) and eliminating many paper records (and the space needed to store
them).
• Mobile courts. Many Judicial reform programs encourage the use of mobile
courts (buses or boats) to bring the court to remote locations on a periodic
basis rather than investing in building new facilities.
Judicial facilities issues very often control the critical path of the project’s schedule.
There are several reasons why we should expect this to occur, but two have the
greatest impact:
The costs of rehabilitating or constructing court facilities will vary too widely from
location to location to provide any “rule of thumb” estimate for project planning. Such
factors as the cost of land, materials, and labor are very specific to a particular
region. Thus, a likely or rough cost estimate for program budgeting purposes must
be developed from the beginning specifically for every program plan, based on local
costs, and refined as the program scope becomes final.
It is somewhat easier to predict the time that will be required for rehabilitating or
constructing a Judicial facility based on the contracting procedures required of most
organizations implementing Judicial reform programs and the norms for the
construction trades:
2
This issue is discussed in more detail below.
4
• 3 to 5 years for projects of 10,000 square meters and greater (3 to 6 months
to develop the scope of work or terms of reference; 6 months to design; 3
months to contract for construction; and 24 months to construct).
There are techniques that can shorten the timeframes somewhat3, but there are also
a number of factors that can substantially increase the timeframes, as well. For
example, some countries have a well-established design/construction industry, with
many capable firms, an adequate pool of skilled labor, and readily available
construction supplies; some countries do not. Some countries enjoy weather
conditions that will permit year-round construction schedules; some countries do not.
Some countries have a transportation infrastructure that permits the easy and quick
movement of construction materials to construction sites; some countries do not.
Some court facilities projects will have little underlying environmental impact; other
projects will require substantial assessment and remediation, resulting in sometimes
very significant cost and time increases.
In most Judicial Reform Programs, the local government (or even local Judiciary) will
actually contract for and manage the execution of the facilities projects, rather than
the outside funding organization.4 Some countries will have the capacity to proceed
with several projects simultaneously; in some countries, there is capacity to execute
only one project at a time. So, for example, rather than a program plan schedule to
accomplish the rehabilitation of 7 court locations in a 12 month period for installing
automation equipment, a more realistic schedule might be 7 locations in 2 or 3 years,
with a resulting impact on the schedule for automation implementation.
The actual construction timeframes are not the only considerations for developing an
overall Judicial reform program schedule, however. As discussed in more detail
below, a number of preliminary steps are necessary during the planning stage of the
Judicial reform program: an assessment of facilities conditions; prioritizing work in
terms of project goals; and developing design standards. These activities can each
take several months, and often must proceed sequentially.
Early planning for the facilities component of a reform project can, thus, not only
prevent implementation delays and other unpleasant surprises, but permit the
component to play a positive role in the project’s success: demonstration projects;
showcasing pilots; system-wide upgrades; major rehabilitation and modernization of
existing facilities; and the construction of new facilities.
In addition, the most effective use of a facilities component recognizes that a more
comprehensive facilities component should aim to make the Judiciary an active and
equal partner with the executive and legislative components of government in
developing and managing a court facilities program to ensure that the resulting
facilities meet the needs of the reformed Judiciary and promotes its independence.
3such as design/build contracting, the use of multiple projects in a single contract award, the use of
indefinite delivery/indefinite quantity contracts, and the use of “pattern” building designs
4
The funding or donor organization’s contracting and financial controls will probably be mandated for
use and they might be very different from the normal government practice, requiring a learning curve
and additional time in the project schedule.
5
Ensuring that the Judiciary has the capacity to perform this role should be a clearly
stated goal of the Judicial Reform project.
5 Appendix B shows a topical outline of a typical Design Guide. A number of countries have
developed Design Guides for Judicial space in the course of implementing Judicial reform programs,
including Venezuela, Guatemala, Montenegro, and the Philippines. Examining design guides
developed by Great Britain and the United States (US Courts Design Guide for Federal courts and
The Courthouse: Planning and Design Guide for Court Facilities of the National Center for State
Courts) might also be helpful. See Appendixes C and D for a bibliography and some useful websites.
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the courtrooms adequate, is there secure circulation for judges, and so on.
Information about the facilities current capabilities must also be examined against
the expected future workload and number and type of staff. From this effort the
Judiciary will know for each facility in its inventory the work that must be done
and the cost to make it useful for current and post-reform activities and an
understanding of how long each current facility will serve before it must be
replaced with a new facility. It will also be apparent which facilities cannot
economically be modernized and renovated, or expanded, and should be
replaced immediately. 6
• Capital Plan: Using the Long Range Facility Plan for each current courthouse,
the Judiciary will then able to develop a Capital Plan of needs by funding year
well into the future. Such a Capital Plan will enumerate the locations (and size
and cost) of where new facilities must be built, and the locations (and cost) where
renovations, modernization, and expansions are needed. Depending on the
degree of autonomy the Judiciary enjoys in submitting a budget request to the
legislative branch of government, close coordination might be required with
another government unit, such as the Ministry of Justice or the Ministry of
Finance and Budget. Even if the Judiciary makes a direct budget submission, the
Judiciary must be sensitive to the government’s budget deadlines and to the
timeframes required for designing and constructing facilities.
Since funding constraints will probably not permit accomplishing the entire
Capital Plan in one funding year, it will be necessary for the Judiciary to prioritize
the projects in its Capital Plan for funding purposes, perhaps over a five or ten
year period. Criteria for prioritizing projects might include unhealthy or unsafe
working conditions; lack of security; inoperable building systems; lack of
adequate space for conducting judicial proceedings; expected increases in
workload and personnel, and so on.
The Capital Plan must also account for the long-term operation and maintenance
of the Judiciary’s facilities. Rehabilitated and newly constructed facilities can
quickly deteriorate if they are not maintained and major repairs (roof
replacements, for example) made when needed. Since an adequate repair and
maintenance budget is accepted to be 2 to 3 percent of the replacement cost of a
facility, it can be a major cost factor in a Judiciary’s budget. Most countries
(including the United States) typically do not budget enough money to adequately
maintain and repair its public buildings. Thus, the Judiciary must provide in its
capital planning process a method for prioritizing and allocating the funding that is
actually provided by the government each year for this purpose.
6
A preliminary assessment of the Judiciary’s inventory of facilities should be completed in the
planning phase of the facilities component of Judicial Reform Program to estimate the costs and
impact on overall schedule. A much more detailed assessment by qualified engineering professionals
should be completed early in the program implementation. Appendix A contains a suggested
checklist of information that should be collected.
7
• In-house Staff for Oversight and Maintenance: It must also be recognized that
a comprehensive facilities program requires a long-term commitment—both for
maintaining and updating the components and for implementing the capital plan.
Thus, while the technical skills needed for developing a capital plan, and for
designing, constructing, and operating facilities can be obtained by contract with
private sector firms, or from another government unit, such as a department of
public works, the Judiciary must have a staff of trained professionals to define
requirements, oversee the contracts, and evaluate the results.
For larger courthouses in urban settings, there are four characteristics that
distinguish the modern courthouse from its predecessors:
• Scale The tremendous growth in both judicial officers and support staff in many
countries has resulted in courthouses much larger than their predecessors.
Architecturally translating the traditional small courthouse into a multi-story, multi-
judge facility without losing the essence of “The Courthouse” is perhaps the
primary challenge to the design architect.
• Nature of the space While there has been a significant increase in the number
of judges in many countries during the last 20 years, in terms of percentage of
increase, the growth in the support staff has often been even more significant.
Consequently, the greater percentage of the modern courthouse is composed of
general-purpose office space—perhaps 80 to 85%. Thus, as with any modern
office space, the design architect must pay particular attention to the functionality
of the space and to its flexibility. Perhaps more than most businesses, the
business side of the courts and how that business is accomplished are changing
continuously and rapidly. The office space must be designed to expand to
accommodate additional staff and to be easily reconfigured to accommodate new
functions, such as even greater use of automation and alternative dispute
resolution.
• Technology in the courtroom and the courthouse The design architect must
be sensitive to automation issues applicable both to the courtroom and the whole
courthouse throughout the design process: the court’s current and future needs,
and the design Implications/costs and alternatives for various technologies.
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information, in-court case administration, public access, and security. In each of
these areas, there are design implications for lighting, sightlines, casework
design, electrical, cabling, and telecommunications. Throughout
The design of small courthouses has the same design goals as large courthouses.
Small courthouses are, in many ways, no less complex than large courthouses,
since they have the same functional, technological, and security requirements.
Small courthouses offer the additional challenge of designing all those requirements
into small spaces.
7 Design of the technology and systems is now most often done by specialty consultants. This
situation creates the need to ensure careful coordination of the technology consultants and design
architects from the beginning of the design.
8 As with technology, specialty consultants are increasingly used for security system design in
projects. The coordination of the overall building system design, the technology design and the
security systems design must be done from the beginning of the project and can be expected to be
the source of some unpleasant and expensive surprises as the project nears completion.
9
Fortunately, adequate and appropriate facilities have been part of many judicial
reform programs for some time. Therefore, there is an impressive portfolio of
completed projects to examine, revealing certain common characteristics suitable for
replication in both large and small courthouses:
• The exteriors of the new court facilities are very attractively but simply
designed, reflecting both the regional architecture and the importance of the
public facility
• The facilities are given prominent locations in the towns where they’re built
and are easily accessible to the public
• Construction materials are inexpensive, easily available, and durable,
requiring a minimum of maintenance, for example, concrete, tile, sheet metal
roofing
• Interior partitioning uses drywall, permitting easy rearrangement if ever
necessary
• The interior layout is simple, well defined, and functional; space sizes are
adequate and not cramped
• The circulation pattern in the larger courthouses is well defined, separating
with architectural barriers and design the judges, staff, public, and prisoners
• There is adequate storage space, both for supplies and records, and for
evidence
• Building systems are kept simple, for example, innovative natural ventilation
techniques and natural lighting
• In the locations likely to expand, thought has been given to providing the
future expansion space
Conclusion
Facilities projects (both renovation and modernization of existing court facilities and
construction of new facilities) are an important component (whether planned or
unplanned) of most Judicial reform programs, useful for showcasing aspects of the
program and for promoting program goals. The facilities component, however, has
many characteristics that are very different from other program components. Those
planning Judicial reform programs, therefore, very early must think carefully about
the potential costs and schedule impacts that facilities projects can have, as well the
positive contributions that facilities projects can make.
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Appendix A
1. General
a. Location/address
b. Owner
c. Surrounding context
d. Age
e. Occupants (by Organization for both Judicial and Non Judicial
occupants)
f. Number of personnel (by Organization and function)
g. Number of floors
h. Floor plans/drawings
2. Exterior
a. Siting/setbacks
b. Parking/vehicle control
c. Landscaping
d. Building Façade design and materials
e. Type of Roof
f. Exterior lighting
g. Building services (water, electricity, telephone, sewage, heating,
cooling) type, capacities, and source
3. Interior
a. Square meters for each floor and building total: gross and usable
b. Occupants (offices) on each floor
c. Interior construction
i. Floor
ii. Ceiling
iii. Partitions
d. Access controls
e. Individual offices
i. Occupants
ii. Functions
iii. Adjacency requirements
iv. Electrical Services (size of circuits and number of outlets)
v. Lighting (type and illumination)
vi. Telephones (number of lines and number of instruments)
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vii. Furnishings (types and size of equipment)
viii.
f. Building Services
i. Toilets
ii. Janitor closets
iii. Storage
iv. Service entrances
v. For telephone, water, electrical, heating, cooling, sewage
1. total building
2. floor capacity
3. distribution type
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Appendix B
Courthouse exterior
Siting/location
Appearance
Construction materials
Landscaping
Handicapped access
Façade design/appearance
Built-in furniture
Signage
Heating/air conditioning
Handicapped accessibility
Security
Exterior and vehicular control
Separated interior circulation: public; prisoners; Judges; staff
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Entrance screening
Emergency lighting
Interior controls
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Appendix C
BIBLIOGRAPHIES
A Bibliography
of Extracurricular Readings
Beyond the
15
Design Guides
Compiled by
Hon. Douglas P. Woodlock
United States District Judge
District of Massachusetts
For The Judiciary: Policy, Governance and Inter Branch Relations
Harvard University Kennedy School of Government.
Reprinted with permission..
[A]bove all, the courthouse: the center, the focus, the hub;
sitting looming in the center of the county's circumference
like a single cloud in its ring of horizon, laying its vast
shadow to the uttermost rim of horizon; musing, brooding,
symbolic and ponderable, tall as cloud, solid as rock,
dominating all: protector of the weak, judiciate and curb of
the passions and lusts, repository and guardian of the
aspirations and the hopes; rising course by brick course
during that first summer, simply square, simplest Georgian
colonial . . . since, as the architect had told them, they had
no money to buy bad taste with nor even anything from
which to copy what bad taste might still have been within
their compass;
Note: The quotidian details of court design are prescribed to a greater or lesser
degree in guidelines adopted by a number of jurisdictions. For the federal courts,
these are found in the U. S. COURTS DESIGN GUIDE, issued by the Judicial
Conference of the United States and available from the Government Printing Office
and the Administrative Office of the U. S. Courts. An overview of state court
guidelines is found in THE COURTHOUSE: A PLANNING AND DESIGN GUIDE FOR
COURT FACILITIES (National Center for State Courts 1991).
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- BUILDING A NATIONAL IMAGE; ARCHITECTURAL DRAWINGS FOR
THE AMERICAN DEMOCRACY, 1789-1912, by Bates Lowery (National
Building Museum 1985) (A coffee table book overview of the federal
government's buildings during its first 150 years containing an insightful
88 page introduction followed by a selection of drawings done over the
past two centuries by the federal government's varied and frequently
gifted in-house architects)
17
judicial art and architecture which ultimately concludes that "credible and
consensual judgments are far more vital to the integrity of a political
culture than its temples of justice--however elegant, however awesome,
however austere.")
18
centuries by fusing modern and ancient myths in symbolic forms of
prodigious authenticity.")
19
- COURT HOUSE, Richard Pare ed. (Horizon Press 1978) (a magnificent
photographic essay on county courthouses throughout the United States
including a lengthy and scholarly appendix by Henry-Russell Hitchcock
and William Seale providing an excellent architectural history of the
development of American courthouse design)
20
effort to provide a distinctive history of federal courthouses, a separate
treatment largely ignored in the literature)
A. OVERVIEWS
- Federal Courts and What They Do, by the Federal Judicial Center
(this pamphlet, designed by the FJC to be provided to visitors to
federal courthouses, provides a sound orientation to the work of
the federal courts)
21
outlining the fundamental institutional issues facing the federal
judicial system)
22
- ON APPEAL: COURTS, LAWYERING, AND JUDGING by Frank M.
Coffin (W.W. Norton & Co. 1994) (returning to the issue of the distinctive
role of appellate courts, the author of "THE WAYS OF A JUDGE "
looks at our system of appellate justice--its basic values and its place
among competing systems)
A. GENERAL
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- THE JUDGE'S BOOK by the American Bar Association National
Conference of State Trial Judges (this non-technical book is "intended to
provide both a rapid orientation for the new trial judge and refreshment
and renewal for the experience jurist" with "thoughts on the life of a
judge, the judge's work, techniques of judging and the nature of the
judicial profession.")
CONCLUSION
“Issues in Court Security” paper presented to the 11th Conference of Chief Justices of
Asia and the Pacific, Gold Coast, Queensland, Australia, 22 March 2005 published in
(2005) 15(1) Journal of Judicial Administration 17.
“The Paperless Court?: Technology and the Courts in the Region”, presented to the
Indonesia Supreme Court, 30 January 2002 published in (2002) 12(2) Journal of Judicial
Administration 63
“The Paperless Court?: Technology and the Courts in the Region”, Centenary Lecture to
the Philippines Supreme Court, 26 September 2001 published in (2002) 12(2) Journal of
Judicial Administration 63. Also published in The Supreme Court of the Philippines
Centenary Lecture Series, I July 2000-June 2001, II September 2001-June 2002.
“Judicial Ethics and Corruption: Issues for Discussion”, presentation to the 9th
Conference of Chief Justices of Asia and the Pacific, 5 October 2001 published (2001)
11(2) Journal of Judicial Administration 69
“The Impact of the Entry into the EEC Treaty on United Kingdom Courts and Judges”,
published (2001) 10(4) Journal of Judicial Administration 227
“Judicial Training in the Asian Region”(2000) 8(4) Australian Law Librarian 322
“Design Guidelines: Their Value and Development” (2000) 9(3) Journal of Judicial
Administration 127
“Capturing and Maintaining Public Confidence in Courts” (2000) VIII, CIJL Yearbook 43
25
“Judicial Education and the Means of Funding it in the Asian Region: A Judge’s View”
given at the 15th LAWASIA Conference, Manila 27-31 August 1997 and the 7th
Conference of Chief Justice of Asia and the Pacific, published in (1998) 7(2) Journal of
Judicial Administration 83.
“The Profound Change to United Kingdom Law: Domestic Application of the European
Convention on Human Rights” (1998) 72 The Australian Law Journal 946.
“The Courts, the Media and the Community”, published (1995) 5 The Journal of Judicial
Administration 1.
"Judicial Governance and the Planning of Court Space and Facilities", paper to the
Australian Institute of Judicial Administration Annual Conference, Hobart 1993 published
in the (1994) 3(4) Australian Journal of Judicial Administration 181.
"Judicial Independence and Accountability: Can they co-exist?" (1993) 67 Australian Law
Journal 404.
"Judicial Independence and the Conduct of Media Relations by Courts" (1993) 2(4)
Journal of Judicial Administration 207.
26
Appendix D
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