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Contents lists available at ScienceDirect

Marine Policy
journal homepage: www.elsevier.com/locate/marpol

Marine ecosystem-based management in the Southern Cone of South


America: Stakeholder perceptions and lessons for implementation
Stefan Gelcich a, Omar Defeo b, Oscar Iribarne c, Graciano Del Carpio d, Random DuBois e,
Sebastian Horta b, Juan Pablo Isacch c, Natalio Godoy a, Pastor Coayla Peñaloza d, Juan Carlos Castilla a,
a
Centro de Estudios Avanzados en Ecologı́a y Biodiversidad, Departamento de Ecologı́a (CASEB), Facultad de Ciencias Biológicas, Pontificia Universidad Católica de Chile,
Casilla 114-D, Santiago, Chile.
b
UNDECIMAR, Facultad de Ciencias, Iguá 4225, 11400 Montevideo, Uruguay
c
Laboratorio de Ecologı́a, Departamento de Biologı́a, Facultad de Ciencias Exactas y Naturales,
Universidad Nacional de Mar del Plata. Argentina and Consejo Nacional de Investigaciones Cientı́ficas y Técnicas (CONICET), Argentina
d
Universidad Nacional de San Agustı́n de Arequipa, Perú
e
Investment Center, Food and Agriculture Organisation of the United Nations, Viale delle Terme di Caracalla, 00153 Rome, Italy

a r t i c l e in fo abstract

Article history: Ecosystem-based management (EBM) has recently received considerable attention. However, examples
Received 3 February 2009 of empirical approaches to marine EBM are scarce. Therefore, empirical information on the presence of
Received in revised form EBM elements within existing policies and the way they may provide settings and lessons for EBM
2 March 2009
implementation is timely. This study analyses stakeholders’ perceptions on the existence of EBM
Accepted 3 March 2009
principles in current marine management practices and policies, and how they determine perceptions
for success and satisfaction regarding coastal management within selected case studies drawn from four
Keywords: developing countries in the Southern Cone of South America. Patterns of response across study sites
Human dimensions show that although EBM principles as such are not explicitly included in management/conservation
Marine conservation
plans, there are policies (mainly local), which generate conditions for more explicit inclusion of them.
Attitudes
These are based on participatory bottom-up planning, place-based management and consensus
Management
Place-based management reaching: all elements included within the theoretical literature on EBM implementation.
& 2009 Elsevier Ltd. All rights reserved.

1. Introduction new, management schemes [8,9], and the role of top-down and
bottom-up governance approaches [10]. In this sense, the need
Ecosystem-based management (EBM, sensu [1]) is an inte- for empirical information on the presence of EBM elements/
grated approach that looks at all links among living and non-living principles in existing policies and the way they may provide
resources, involving the management of species, other natural settings and lessons to further install, improve and adapt EBM
commodities/services, and humans [2] as components of the implementation is timely. Pitcher et al. (2009) [11] reviewed and
ecosystem. EBM also includes the interactions among ecosystem scored fisheries policies from 33 countries regarding the existence
components and the cumulative impacts of multiple activities, of EBM attributes, using percentage performance ratings. Overall
promoting conservation and sustainable use of resources [3]. scores show that only two countries get a ‘‘good’’ (470%),
Thus, it is not surprising that there has been a constant call for performance and about half (16 countries) receive a fail grade of
EBM implementation, which has become a challenge worldwide 40% or less (also see [12]). However, the analysis is based on
[4]. Theoretical insights and guidelines for EBM implementation reviews and experts scores of fisheries policies and contains no
have mainly come from developed countries (e.g. [5]). However, empirical evidence of EBM elements at local scales. Paradoxically,
examples of empirical approaches to EBM in marine environ- these scales are the ones at which stakeholders are most
ments are still scarce [6,7]. Thus, the main debate surrounding intimately linked to ecosystems and where lessons from successes
EBM focuses on its implementation and on the difficulty in or failures on the implementation of EBM elements could be
decision-making regarding entire ecosystems, inter-agency juri- drawn [1,13].
sdictional challenges, the complexities and cost effectiveness of Coastal environments in the Southern Cone of South America
(SCSA) provide an opportunity to look into the existence of EBM
elements within existing national policies at local scales. Here,
Corresponding author. existing policies and/or conservation/management initiatives may
E-mail address: jcastilla@bio.puc.cl (J. Carlos Castilla). incorporate EBM principles without these being proposed from

0308-597X/$ - see front matter & 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.marpol.2009.03.002
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the offset, providing important lessons on factors which can with artisan fishers and reported to fishery authorities. At Ancud
incentive or hinder EBM governance of coastal ecosystems. This there is also monitoring of coastal water quality (National
study analyses stakeholders’ perceptions regarding the existence Environmental Law), which regulates pollutant emissions. Based
of 12 EBM principles developed as guidelines by the Convention of on the Chilean Municipality legislation (LOCM, D.S. 18695, 1988),
Biodiversity (1992: Table 1). It also explores how perceptions of governance schemes in municipal coastal zones are
EBM elements determine stakeholders’ perceptions of success and straightforward: every municipality in the country (345) must
satisfaction regarding coastal management within local case establish a four-year planning and management instrument
studies drawn from Chile, Peru, Uruguay and Argentina. Case known as PLADECO (‘‘Plan de Desarrollo Comunal’’), including
studies represent different ecological, socioeconomic, cultural and land use patterns and resource management regulations to
political settings and encompass a variety of resources, ecosystem achieve their sustainability/conservation. Each PLADECO is
services and marine management strategies (see research subjected to periodic evaluations (Table 2) and its construction
settings, Table 1 and tables available from authors). However, a is based on a participatory process in which the Municipality
common feature shared by them is that they encompass existing Mayor acts as a facilitator, and where public services, influencing
management measures which appear to contain elements of EBM. the municipality terrestrial and marine territories, must agree
upon via a consensus policy.
The Peruvian Islay Province Coastal Zone: The coastal zone of the
2. Research settings Province of Islay (161530 –171110 S; 711510 –721170 W), in the south
western part of Arequipa region extends along ca 59.62 km of the
2.1. Pacific coast (ca. 1579 km2). Spatial boundaries are defined by state
statute by which Peru is divided into provinces (Table 2). Within
The Chilean Ancud Municipality Coastal Zone: The coastal zone of these boundaries three ecosystems are found: rocky shores, sandy
the Municipality of Ancud (411460 –42130 S; 74130 –731250 W), is beaches and a coastal wetland. Fishery management/conservation
located in the north of the Island of Chiloé (ca. 1752 km2). Spatial objectives are based on TAC for target species under the Fishing
boundaries are defined by state statute (Table 2). Fishery Law (Ley General de Pesca D.L. 25977–1992). The National
management is regulated by the 1991 Fisheries and Aquaculture Institute for Natural Resources (INRENA) regulates a RAMSAR
Law (N1 18.892, FAL [14]). FAL defines extractive quotas for fully wetland sanctuary that has a five-year management plan. There is
exploited pelagic target species and total allowable catches (TAC) little monitoring of bio-physical attributes in the area. Governance
in management and exploitation areas for benthic resources is complex (nine institutions). However, a ten-year strategic plan
(MEABRs). MEABRs grant territorial user rights (TURFs) to for local economic development is in place since 2004 (‘‘Plan
associations of artisanal fishers as a way of delegating Estratégico de Desarollo Concertado Islay’’ PEDECI), attempting to
management responsibility [15]. Monitoring of TAC is done become an umbrella-like instrument for dialog between different
through direct stock assessments by consultants in partnership management/conservation sectors. Clear management objectives
are defined only for the RAMSAR site. Marine management has
Table 1 been shifting from top-down to bottom-up processes and is
EBM principles developed by the Convention of Biological Diversity [27]. guided by the Ministry of Production.

Principle Definition

1 The objectives of management of land, water and living resources are a 2.2. Atlantic
matter of societal choices (Social choices). (1,2,3)
2 Management should be decentralized to the lowest appropriate level The Argentinean San Matias Gulf: Within San Matias Gulf (SMG:
(Decentralization). (1,2,3,4)
401470 –421130 S; 621500 –631480 W), in the Northern Atlantic
3 Ecosystem managers should consider the effects (actual or potential) of
their activities on adjacent and other ecosystems (Adjacent effects). Patagonia (ca. 19,700 km2) spatial boundaries are defined by bio-
(1,2,3,4) physical criteria (Table 2). Fishery management objectives are
4 Recognizing potential gains from management, there is usually a need based on TAC for target species under the Fishing Law (N1 1960,
to understand and manage the ecosystem in an economic context Rio Negro Province: RNP). The RNP also governs marine
(Economic context). (1,2)
5 Conservation of ecosystem structure and functioning, in order to
conservation through spatially explicit regulations (i.e. no-take
maintain ecosystem services, should be a priority target of the marine reserves). There is monitoring of bio-physical attributes by
ecosystem approach (Conservation of functioning). (1,2,3,4) a fishery scientific institution. Governance is complex (ca. 10
6 Ecosystem must be managed within the limits of their functioning institutions), although the 2005 land development plan (‘‘Plan
(Appropriate limits). (1,2,3,4)
Director de Ordenamiento Territorial’’), regulate urban and rural
7 The ecosystem approach should be undertaken at the appropriate
spatial and temporal scales (Appropriate scale). (1,2,3,4) development. Sewage treatment plans, heavy metal wastes and
8 Recognizing the varying temporal scales and lag-effects that urbanization in protected areas are the main drivers in coastal
characterize ecosystem processes, objectives for ecosystem management. Provincial legislation also regulates protected areas
management should be set for the long term (Long term). (1,2,3,4) and conservation of sea mammals.
9 Management must recognize the change is inevitable (inevitable
change). (1,2,3,4)
The Andreoni Canal in the Uruguayan Bañados del Este Biosphere
10 The ecosystem approach should seek the appropriate balance between, Reserve: This reserve (12,500 km2) and the contiguous coastal
and integration of, conservation and use of biological diversity (Balance fringe is characterized by wetlands and coastal lagoons and is a
use/ conservation). (1,2,3,4) RAMSAR site since 1984 (331000 –341350 S; 531170 –541230 W). A
11 The ecosystem approach should consider all forms of relevant
system of canals (Andreoni Canal; finalized 1981) was built to
information, including scientific and indigenous and local knowledge,
innovations and practices (All relevant information). (1,2,3,4) drain wetlands and increase the surface available for agriculture.
12 The ecosystem approach should involve all relevant sectors of society The Canal discharges freshwater in the Atlantic Ocean, on Barra
and scientific disciplines (Multidisciplinary). (1,2,3,4) del Chuy beach. This ecosystem (4276 km2) has well-defined
biophysical boundaries. In response to unplanned land use
Numbers represent other studies where these principles have been considered as
basic EBM elements: (1): Grumble 1994; (2) Arkema et al. 2006; (3) Ruckelshaus et
fostering environmental impacts (hydrological modifications,
al. 2008; (4) Ward et al. 2002. Terms in parenthesis represent a short hand eutrophication, desiccation of littoral wetlands), a comprehensive
statement for the principle. Land and Water Use Plan for the area was developed in 1992. The
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Table 2
Summary of ecosystem and management attributes for each study case (see text).

Attributes Chile Argentina Peru Uruguay

Ecosystem type involved  Rocky coast  Gulf  Rocky coast  Watershed


 Bay  Sandy coast
 Estuary

Definition of spatial boundaries State statute Hydrographical biophysical State statute Hydrographical, administrative,
geographic

Sectorial governance ca. 7 Institutions ca. 10 Institutions participating ca.12 Institutions several Institutions participating
participating participating

Governance instrument with EBM potential PLADECO+FAL (see text) Land development Plan+RNP PEDECI (see text) PROBIDES (see text)
(see text)

EBM explicitly included in management No No No Yes


Participatory planning processes Yes Yes Yes No
Monitoring of ecosystems in place Yes Yes No Yes
Public validation of management and Yes No No Yes
conservation plan
Fishery management objectives TAC, TURFs TAC TAC TAC, closures

plan was supported by a consortium of public and private (Likert scores) related to this topic. Then, responses were averaged
institutions (‘‘Sustainable Development and Biodiversity Conser- by stakeholder group. Levels of satisfaction were averaged for
vation Program of the Bañados del Este’’) [16], created by a Global each stakeholder group.
Environmental Facility (GEF) initiative. A Management Plan EBM principles that determine management success and
directed to establish the zoning of the Biosphere Reserve was satisfaction: The relationship between the presence of EBM
delineated, including the area of influence of the Andreoni Canal principles and the degree of satisfaction and success that
proposed as a ‘‘Focal Management Area’’. The term ‘‘Ecosystem stakeholders have regarding management and conservation of
Management’’ is explicitly included in the plan (Table 2). the coastal environments they, depend on was assessed through
backward multiple regression analysis. To this end, were tested
EBM principles was selected for multicollinearity (at each
3. Methods country) and, when variables exhibited correlation coefficients
40.55, only one was selected, based on knowledge of the study
Research occurred simultaneously in the four countries sites (Table 2).
between August and December 2007. To determine stakeholders’
perceptions regarding the existence of EBM principles in regula-
tory practices, a two-stage approach was followed: (1) qualitative 4. Results
data was collected through group meetings with different
stakeholder groups and key-informants; (2) based on qualitative Perceptions regarding EBM principles implementation: In the
information, a questionnaire with semi-structured questions and Chilean case, authorities perceived 11 principles as part of
closed Likert type statements (anchor points 1=Strongly disagree; regulatory practices, whereas conservation practitioners per-
5=Strongly agree) was standardized for the four countries. The ceived no principle to be included and six principles to be
questionnaire included: (a) two statements regarding each one of significantly absent (Table 3). Fishers perceived that three
the 12 EBM principles (see Table 1); (b) five statements regarding principles were present and two were absent and had no
conservation and management success; (c) three questions in significant perception for the rest. In Peru, academics perceived
which stakeholders marked their level of satisfaction with coastal the greater number of principles (six) to be part of coastal
management within their ecosystem. Stakeholder groups management, while conservation practitioners perceived only one
included artisan fishers, rural producers, tourism operators, principle to be present and six significantly absent (Table 3).
academics and authorities. A total of 295 questionnaires adminis- Authorities in Argentina perceived 10 EBM principles to be part of
tered in a face-to-face manner were completed. regulatory practices, whereas conservation practitioners,
Perceptions regarding EBM Principles implementation: Intervie- academics and fishers perceived 7, 6 and 3 principles present,
wees perceptions regarding the presence of EBM principles were respectively. Only tourism operators from the Argentina perceived
calculated by adding the responses of each statement (Likert principles 10 and 12 to be negatively represented in regulatory
scores), which relate to a determined principle. This was done practices (Table 1). In Uruguay, most stakeholders perceived EBM
after reverse coding some of the questions. As a result of reverse principles to be absent form current management practices. The
coding, a high value meant that a given EBM principle was only two positive perceptions came from rural producers
perceived to be in place at the study site. For each case study, and tourism operators regarding principles 3 and 6, respectively
differences between stakeholders’ perceptions regarding the (Table 3).
presence of EBM principles and the ‘‘neither agree nor disagree’’ Perceptions of success and satisfaction regarding coastal manage-
perception were tested using t tests or Mann-Whitney tests. ment and conservation: Stakeholders’ perceptions regarding the
Perceptions of success and satisfaction regarding coastal manage- success and satisfaction differed between countries and stake-
ment and conservation: Interviewee’s perceptions regarding the holder categories (Fig. 1). In general, the Chilean case showed
success of coastal management and conservation measures were higher levels of satisfaction and success; while the Uruguayan
calculated by adding the responses of each of the five statements case showed the lowest levels (Fig. 1). In all cases, authorities
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Table 3
a,b
Stakeholders’ perceptions regarding the presence of EMB principles within management and conservation of coastal systems in Chile, Peru, Argentina and Uruguay .

EBM principles Chile Peru Argentina Uruguay

F R T C Ac Au F R T C Ac Au F R T C Ac Au F R T C Ac Au

Social choices 0  + 0 0 +  0   0 0 0 0 + + 0 0 0    0
Decentralization + 0 0  + +  0 + 0  + 0 0 0 0 0  0 0 0  
Adjacent effects 0 0   0 0 0 0 0 + + 0 0 0 + + + 0 + 0 0 0 0
Economic context  0 0  0 +  0 0 0 0  0 0 0 0 +    0  0
Conservation of functioning 0 0 +  + + 0 0 0  0 + 0 0 0 0 + 0 0 0 0 0 0
Appropriate limits 0 0 + 0 0 + 0 + 0  0 0 + 0 0 0 + 0 0 + 0 0 0
Appropriate scale + 0 + 0 0 + + 0 0 0 + 0 0 0 + + + 0 0 0 0 0 0
Long term + 0 0   + + + 0 + 0 + 0 0 + + + 0 0 0 0 0 
Inevitable change 0 0 0 0 0 + + + +  + + 0 0 + + + 0 0  0 0 0
Balance use/ conservation 0 0 + 0 0 +     +  +  + 0 + 0 0 0 0 0 0
All relevant information +   0 0 + + + 0 0 + + + 0 + 0 + 0 0 0 0  0
Multidisciplinary      + 0 0   + + 0  0 + + 0 0    0

a
In the table F=fishers, R=rural producers, T=tourism operators, C=conservation NGO personnel, Ac=academics, Au=authorities. EBM principles are represented by
shorthand description from Table 1.
b
Signs represent significantly positive (+) perceptions and significantly negative () perceptions using t tests (po0.05); (0) represent ‘‘neither agree or disagree’’
responses.

variable, the following patterns emerged: (1) principles 1, 6, 11


explained 57% of the variance in the Chilean case (Table 4), with
Au principle 6 being inversely related to the level of success; (2)
Ac
C principle 10 explained 35% of the variance in the Argentinean
Chile

T case; (3) principles 2 and 11explained 35% of the variance in the


R Peruvian case; (4) principles 7 and 10 explained 33% of the
F variance in the Uruguayan case (Table 4).
Au
Argentina

Ac
C
T 5. Discussion
R
F In spite of gaps in biophysical knowledge and ecosystem
Au functioning, a considerable amount of literature advocates for
Ac
EBM in coastal ecosystems (i.e. [3,17–19]). So far, lessons for EBM
C
Perú

T implementation have mainly come from developed countries


R based on top-down strategies and have seldom included empirical
F data on stakeholders’ perceptions regarding the presence of EBM
Au principles in existing management practices [6]. This study shows
Ac
Uruguay

that in the four cases analysed in the SCSA, although EBM


C principles are not explicitly declared in management and
T
R conservation plans and policies, effective implementation may
F be enhanced by using already existing management structures. In
this context, policy based on participatory approaches, bottom-up
0 0
planning, place-based management [20,21] and consensus reach-
Fig. 1. Stakeholders’ perceptions regarding: (A) satisfaction, (B) level of success of ing, all elements included within EBM principles, are fundamental
marine management and conservation practices in the selected case studies. keystone points, without which EBM in SCSA will not be
F=fishers, R=rural producers, T=tourism operators, C=conservation NGO personnel, achievable, no matter how hard we try.
Ac=academics, Au=authorities.
Stakeholders’ perceptions regarding the presence of EBM
principles show that principles 9 ‘‘Management must recognize
the change is inevitable’’ and 11 ‘‘The ecosystem approach should
consistently provided the most positive perceptions regarding consider all forms of relevant information, including scientific and
management practices. Fishers’ attitudes showed heterogeneity indigenous and local knowledge, innovations and practices’’, are
depending on the case. perceived to exist in present regulatory practices by the greater
EBM principles which determine management success and number of stakeholders. In addition, principle 11 was a significant
satisfaction: Backward multiple regression analysis between EBM determinant of interviewees’ perceptions of coastal management
principles and stakeholders individual perceptions of satisfaction success in Chile and Peru (Table 4). This tendency is probably
regarding coastal management and conservation (Table 4) showed related the policy context in Chile and Peru, where local level
that: (1) in Chile, 55% of the variance was explained by principle 2; policies do incentive stakeholder participation in the manage-
(2) in the Argentina, 31% of the variance was explained by ment and control of coastal zone planning and monitoring. This
principle 1; (3) in Peru, 25% of the variance was explained by a should be an indispensable condition to achieve success in EBM
combination of principles 2 and 11; (4) in Uruguay no significant implementation. In Argentina and Uruguay, interviewees who
relationship between EBM principles and stakeholder satisfaction agreed with principle 10 ‘‘The ecosystem approach should seek
was observed. Alternatively, when the degree of success of coastal the appropriate balance between, and integration of, conservation
management and conservation was used as the dependent and use of biological diversity’’ also perceived grater success of the
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Table 4
Results of backward regressions between selected EBM principles and stakeholders’ satisfaction (Sat) and perception of success (Suc) with the management and
conservation of coastal environments a.

Principles Chile Argentina Peru Uruguay

Sat Suc Sat Suc Sat Suc Sat Suc

B (p) B (p) B (p) B (p) B (p) B (p) B (p) B (p)

1: The objectives of management of land, water and living resources are a matter of n.s. 0.33 0.43 n.s. n.s. n.s. n.s. 0.24
societal choices. (0.003) (0.026) (0.006)
2: Management should be decentralized to the lowest appropriate level. 0.76 n.s. n.s. n.s. 0.27 0.31 n.s. n.s.
(0.001) (0.01) (0.003)
6: Ecosystem must be managed within the limits of their functioning. n.s. 0.305 n.s. n.s. n.s. n.s. n.s. n.s.
(0.01)
7: The ecosystem approach should be undertaken at the appropriate spatial and n.t. n.t. n.t. n.t. n.s. n.s. 0.2 0.35
temporal scales. (0.04) (0.001)
8: Recognizing the varying temporal scales and lag-effects that characterize n.s. n.s. n.s. n.s. n.s. n.s. n.s. n.s.
ecosystem processes, objectives for ecosystem management should be set for the long term.
10: The ecosystem approach should seek the appropriate balance between, and integration n.s. n.s. n.s. 0.592 n.s. n.s. 0.175 0.218
of, conservation and use of biological diversity. (0.02) (0.07) (0.013)
11: The ecosystem approach should consider all forms of relevant information, n.s. 0.685 n.t. n.t. 0.34 0.40 n.s. n.s.
including scientific and indigenous and local knowledge, innovations and practices. (0.001) (0.002) (0.001)
R2 0.58 0.57 0.31 0.35 0.25 0.35 0.06 0.33

a
n.s.=non significant; n.t.=not tested in the model. Values in parenthesis represent the level of significance.

Global
never considered them as a guiding path, but which have
Top-down EBM principle generated enabling policies.
implementation lessons Moving towards effective governance is a key aspect of
(i.e. Large Marine Ecosystems,
Management scales

Cod in northwest Atlantic) successfully implementing EBM [22–24] and developed and
Regional
developing countries recognise this. However their contribution
in terms of generating the necessary knowledge for EBM
implementation differs (Fig. 2). Some developed countries have
Country focused on generating top-down guidelines and theoretical
Bottom-up EBM principle embeddings for EBM success which require the implementation
implementation lessons of novel management plans and institutions (Fig. 2). Developing
(i.e. Chile: PLADECO countries may mostly contribute with their empirical, local scale
Philippines: Local Government Code)
Local evidence on the implementation of bottom-up participatory
development and fisheries management. These may be
Existing Management Institutions New considered as the basic building blocks to avoid the risk of top-
structures structures
down imposition of a set of EBM principles, for realities that are
Fig. 2. Conceptual diagram representing a continuum of EBM implementation not prepared for them; or worse, which have developed their own
lessons regarding management institutions and management scales which come ways to deal with sustainable management/conservation.
from different approaches towards governance.
EBM principles in essence represent good practices for
management and conservation, but say little about the necessary
key knowledge gaps which should be addressed regarding
policy processes. Unexpectedly, perceptions regarding principle 6 ecosystem functioning. We must keep in mind that the applic-
‘‘Ecosystem must be managed within the limits of their function- ability of EBM concerning socio-ecological systems will necessa-
ing’’ had no relevance in stakeholders’ perceptions of success or rily be based on the interaction between local, regional and global
satisfaction, providing evidence on the lack of effectiveness scales, and the complementarities between existing and new
scientists are having in communicating this issue [3], and on the management structures in novel ways (Fig. 2). Indeed, most
need to highlight the potential value of political boundaries in ecosystem services are delivered at the local scale, but their
managing ecosystems. In essence, the devolution of management supply is greatly influenced by regional or global-scale processes.
authority to stakeholders (principles 2 and 11), as in the case of So far we lack empirical studies linking socio-ecological diversity
the TURFs policies in Chilean artisan fisheries [22], or the to ecosystem dynamics and in turn to ecosystem services and
inclusion of stakeholders within the planning process in Argentina human well-being at different scales [25,26].
and Peru, have contributed to accomplish the implementation of
key EBM principles. Hence, EBM implementation appears to be
the final product of a process, based on bottom-up approaches Acknowledgements
and effective governance, and not a roadmap, as frequently
understood. The Uruguayan case provides a good example of We acknowledge financial contribution by FAO project ‘‘Best
how the decoupling between management practices and stake- Practices and Lessons Learnt on the Incorporation of Integrated
holder participation makes EBM ineffective and an element which Ecosystem Management Concepts and Principles in Selected
is only present ‘‘in planning documents and not in reality’’ Coastal Waters of Four Countries in the Southern Cone of South
(O. Defeo, personal communication). Here, EBM plans do exist America’’ to the P. Universidad Católica de Chile. Additionally, S.G.
within PROBIDES, mainly influenced by external donors (i.e. GEF), acknowledges the financial support of project FONDECYT
but have not succeeded in practice. EBM principles in Uruguay are 11070034. J.C.C. acknowledges the FONDAP-FONDECYT CASEB-
perceived as absent in comparison with case studies which have Project 1501-0001. We particularly thank stakeholders which took
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part in this study. We express our gratitude to our friends from [12] Ward T, Tarte D, Hegerl E, Short K. Policy proposals and operational guidance
UNDECIMAR, the National Institute of Fisheries of Uruguay, the for ecosystem-based management of marine capture fisheries. World Wide
fund for nature. Sidney, Australia; 2002.
Municipalities of Islay, Mejia, Dean Valdivia, and Ancud Munici- [13] Gelcich S, Edwards–Jones G, Kaiser M. Heterogeneity in fishers harvesting
pality for field and laboratory assistance. Special thanks to Maite decisions under a marine territorial user rights policy. Ecological Economics
Navarte, Raúl González, Miguel Camarero, Veronica Ortiz and 2007;61:246–54.
[14] Fisheries and Aquaculture Law (FAL). Ministerio de Economı́a Fomento y
Manuel Muñoz, who helped in contacting interviewees. Reconstrucción, Gobierno de Chile. Ley N118892 D.S. N1430; 1991.
[15] Castilla JC. The Chilean small-scale benthic shellfisheries and the institutio-
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