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World Patent Information 28 (2006) 159–165

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Albert Einstein’s patents


Matthew Trainer
Department of Physics and Astronomy, University of Glasgow, Kelvin Building, Glasgow G12 8QQ, UK

Abstract

This paper presents a review and description of the patents of the 20th century scientist and philosopher Albert Einstein. The patents
produced in collaboration with very prolific inventors cover the period of 1928–1936. Einstein’s patents included refrigerators, electro-
magnetic pumps, sound reproduction apparatus and light intensity self-adjusting cameras. This paper illustrates that patents are a valu-
able source of information for constructing historical profiles of Einstein’s colleagues. The paper concludes that the 20th century theories
of Einstein continue to be an exceptionally valuable source of patentable ideas.
Ó 2005 Elsevier Ltd. All rights reserved.

Keywords: Albert Einstein; Patent survey; Szilard; Goldschmidt; Bucky; Jakob Einstein; Refrigeration; Electromagnetic pumps; Sound reproduction;
Cameras; Historical review

1. Introduction torate dissertation ‘A new determination of molecular


dimensions’ to the University of Zurich [2].
All scientists and engineers are familiar with Albert Ein- In 1912 Einstein was appointed Professor of Theoretical
stein, particularly with his theories of relativity, the photo- Physics at the ETH until 1914 when he was offered the post
electric effect and energy equivalence. He was one of the of Professor of Physics in the Humboldt University of
most well-known and successful scientists of the 20th cen- Berlin and also full membership of the prestigious Prussian
tury with numerous scientific papers to his name. However, Academy of Sciences. In 1915 he published his general
it is not widely known that Einstein was an inventor and theory of relativity that gave physics its definitive theory
produced a number of patents in at least seven countries. of gravitation [3]. As a measure of his phenomenal success,
Born in Ulm, Germany in 1879, Einstein went on to Professor Einstein was awarded the 1921 Nobel Prize in
become a student of mathematics in the Swiss Federal Physics for his work on photoelectricity.
Institute of Technology (ETH) in Zurich from 1896 to Most certainly Einstein’s experience in the Bern Patent
1900. In June 1902 he took up the post of patent examiner Office gave him a great deal of expertise in this profession
(third class) at the patent office in Bern, Switzerland and and he must have been well aware of the potential benefits
held this post for seven years until 1909 [1]. Scientifically, of the patent system. From about 1926 he formed partner-
this was the most prolific period of his life and 1905 is ships with various very enterprising persons in an attempt
now known as his ‘miraculous year’. In 1905 Einstein pub- to make full use of the patent system. Einstein was well
lished four papers in the German journal Annalen der aware that his inventions needed legal protection not only
Physik that would change the world of physics dramati- in Germany but also in other industrialized nations. He
cally. These papers covered the special theory of relativity, also appeared as a technical expert in patent disputes [4].
the inertia of energy, the theory of Brownian motion and However, the tumultuous politics of Germany in 1933
the law of the photoelectric effect. He also submitted a doc- made life very difficult for Einstein and in that year he left
Germany and arrived in the UK. In October of that year he
took up a post in the Institute for Advanced Study, Prince-
ton, New Jersey, USA. Einstein lived in Princeton for the
E-mail address: m.trainer@physics.gla.ac.uk remainder of his life.

0172-2190/$ - see front matter Ó 2005 Elsevier Ltd. All rights reserved.
doi:10.1016/j.wpi.2005.10.012
160 M. Trainer / World Patent Information 28 (2006) 159–165

During his career he made significant contributions to


the science of photoelectricity, gravity, dynamics and rela-
tivity. He was particularly good at using his scientific skills
to create new theories. The aim of this paper is to survey
and assess Einstein’s patented inventions and to build
historical profiles of his partners in order to establish their
influence on his activity in this area.

2. Albert Einstein’s patents

Einstein and his partnerships produced a number of pat-


ents that were published during the period of 1928–1936.
For convenience these may be classified under two head-
ings: those published in non-German languages and those
in the German language. These are described in the follow-
ing sections.

2.1. Non-German language patents

Einstein obtained patents in France, Great Britain,


Hungary and the USA. Table 1 shows the year of publica-
tion, patent number and description of his inventions with
Leo Szilard and Gustav Bucky. From Table 1, the patents
were mainly in the area of domestic refrigeration. In the
USA, Kelvinator had launched the domestic mechanical Fig. 1. Einstein–Szilard refrigerator (refer to patent number GB282428).
compressor-type refrigerator in 1918 and by 1935 manufac-
tured 1.7 million units [5]. However, in Europe in the 1930s
the situation was quite different for domestic refrigerators the scene as non-toxic replacements for ammonia in
were rare. Possibly, Einstein and Szilard visualized a prom- domestic refrigerators. The Kinetic Chemicals Inc., Dela-
ising market here. ware originally developed these [5]. None of the Einstein–
The Einstein–Szilard refrigerator (US1781541, Szilard refrigerator designs reached domestic consumers
GB282428) was an absorption refrigerator [6] and is shown despite the fact that the US patent was purchased by the
in Fig. 1. It was derived from the absorption refrigeration Electrolux Servel Corporation of New York (refer to
system devised by the Swedes Baltazar Carl von Platen US1781541).
and Carl George Munters (US1685764, GB250983) that The most useful invention of the Einstein–Szilard col-
was manufactured by Electrolux from 1931. The important laboration was the Einstein–Szilard electromagnetic pump
innovations in their refrigerators were non-moving parts by [7]. This was designed for circulating liquid metals as cool-
elimination of the pump, silent operation and reliability. ants (GB303065) and is shown in Fig. 2. In 1928, the AEG
However, the Einstein–Szilard refrigerator used ammonia (Allgemeine Elektrizitats-Gesellschaft) built a prototype
as a medium in the refrigerating process. By 1933 chloroflu- and exhibited it at the Leipzig trade fair but it was rather
orocarbons (CFCs) refrigerants marketed as freons entered noisy. Later in the 1950s the Einstein–Szilard pump was

Table 1
Patents of Einstein published in non-German language countries
Date Patent number Description
1/12/1928 FR647838a Refrigerating machine with pumping of liquid effected by intermittently increasing the vapour pressure
28/11/1929 FR670428a Refrigerating machine
15/11/1928 GB282428a Improvements relating to refrigerating apparatus
1929: not accepted GB282808a Refrigerating machine with pumping of liquid effected by intermittently increasing the vapour pressure
1929: not accepted GB284222a Refrigerating machine with organic solvent
26/5/1930 GB303065a Electrodynamic movement of fluid metals particularly for refrigerating machines
9/3/1931 GB344881a Pump especially for refrigerating machines
5/12/1929 HU102079a Refrigerator
11/11/1930 US1781541a Refrigeration
27/10/1936 US2058562b Light intensity self-adjusting camera
Patent country of origin: FR, France; GB, Great Britain; HU, Hungary; US, USA.
a
Patent with Leo Szilard.
b
Patent with Gustav Bucky.
M. Trainer / World Patent Information 28 (2006) 159–165 161

Fig. 3. Einstein–Bucky self-adjusting camera (refer to patent number


US2058562).

screen of varying penetrability to light, activated by a


mechanism such as is found in photometers (Weston,
US2016469). It is not known if the joint invention was
actually manufactured but Bucky himself continued to pro-
duce a number of patents for automated camera devices,
no doubt of considerable use in his medical fields.

2.2. German language patents

Einstein lived in German language countries for the


greater part of his life and consequently, a significant pro-
portion of his patents were published in German. Patents
for his inventions were issued in Austria, Germany and
Switzerland. Table 2 shows the year of publication, patent
number and description of his inventions with Leo Szilard
and Rudolf Goldschmidt. The patents for refrigerators are
mainly the German language equivalent of those granted in
Table 1. For example, the patent design for an electromag-
netic pump for the pumping of fluid metals in refrigeration
Fig. 2. Einstein–Szilard electromagnetic pump (refer to patent number systems was included in a number of patents (DE554959,
GB303065). AT133386, CH140217, GB303065).
Einstein diversified his interests when he produced a pat-
utilised in the nuclear industry for cooling experimental ent for electromagnetic sound reproduction apparatus with
breeder reactors. However, fabrication problems hindered Rudolf Goldschmidt (DE590783) in 1934. The design is
the full development of this type of pump [8]. shown in Fig. 4 and works on fairly basic electromagnetic
Surprisingly, Einstein seems to have produced only one principles. Goldschmidt had already produced a number of
patent utilising the photoelectric effect, an area in which he patents for developments in electromagnetic sound repro-
had developed the definitive theory and received a Nobel ducing devices and continued to do so for many years.
Prize. This was the patent for a light intensity self-adjusting During the early years of the 1930s there was intense inter-
camera with Gustav Bucky (US2058562) and is shown in est in developing the mass media technologies of radio
Fig. 3. The invention consisted of a camera with a photo- broadcasting, telephony, sound motion picture, sound
cell (Weston photronic photoelectric cell) and a celluloid recording, reproduction and amplification.
162 M. Trainer / World Patent Information 28 (2006) 159–165

Table 2
Patents of Einstein published in German language countries
Date Patent number Description
a
26/5/1933 AT133386 Condenser for refrigerator
16/8/1930 CH140217a Refrigerator
27/7/1933 DE554959a Apparatus for movements of fluid metals in refrigerators
28/7/1933 DE555413a Pumps especially for refrigerators
16/9/1933 DE556535a Pumps especially for refrigerators
13/4/1933 DE561904a Refrigerator
20/9/1933 DE562040a Electromagnetic appliance for generating oscillatory motion
8/4/1933 DE562300a Refrigerator
30/5/1933 DE563403a Refrigerator
4/7/1933 DE565614a Compressor
10/1/1934 DE590783b Electromagnetic sound reproduction apparatus
Patent country of origin: AT, Austria; CH, Switzerland; DE, Germany.
a
Patent with Leo Szilard.
b
Patent with Rudolf Goldschmidt.

sensitive cell and was published in Germany in 1924


(DE399056). His next patents, as assignor to Siemens, were
for improvements to electric discharge tubes, an area of
intense interest in Europe (DE504545, GB242997) and
the USA (US1715874, US1697210). Osram would define
the features of the modern electric discharge lamp in
1933 with the introduction of the OsiraTM lamp.
In 1926, Einstein formed a working partnership with
Szilard that lasted for about seven years. Szilard left Ger-
many in 1933 and arrived in London. This would initiate
a period of fruitful invention. For in 1933 he conceived
the idea of a nuclear chain reaction for the generation of
power and the production of radioactive isotopes [9]. In
1934 he filed his application for a patent on the nuclear
chain reaction. Szilard’s patent specification ‘Improvements
in or relating to the Transmutation of Chemical Elements’
(GB630726) was accepted in 1936 but was withheld from
publication under Section 30 of the Patents and Designs
Act 1907–1932 (see patent specification). It was finally
published in 1949 after being classified for 13 years. In this
patent Szilard defined the concept of the critical thickness,
which is analogous to critical mass. In the patent he
described a nuclear reactor that consisted of a sphere of a
chain-reacting element and cooling tubes containing water
or liquid metal for the extraction of heat to produce electric
power. In 1938 he moved to Columbia University, New
York. In 1955, Szilard and the Italian physicist Enrico
Fermi, as assignors to the US Atomic Energy Commission,
Fig. 4. Einstein–Goldschmidt sound reproduction device (refer to patent were awarded a patent for a nuclear reactor (US2708656).
number DE590783). Throughout his life Szilard published numerous patents.
The author located 69 patents within seven countries
(AT, CH, DE, FR, GB, HU, US) published between
3. Einstein’s partners in invention 1924 and 1961.

3.1. Leo Szilard 3.2. Rudolf Goldschmidt

In 1920, the Hungarian born Leo Szilard (1898–1964) The German born Dr. Ing Rudolf Goldschmidt was
registered as a physics student in the University of Berlin. a lifelong prolific inventor with a considerable number
He was an enthusiastic student and in 1922 received a doc- of patents to his name. He produced his first patents for
torate in physics. Szilard’s first patent was for an X-ray bicycle gears (GB189721405, CH15310) while still an
M. Trainer / World Patent Information 28 (2006) 159–165 163

electrical engineering student in Darmstadt, Germany in Germany. He received his medical training in Leipzig Uni-
1898. After graduation it appears that he worked for versity and in 1910 became a specialist in radiology in the
Crampton & Co. Ltd., Arc Works, Chelmsford, England Rudolf Virchow hospital in Berlin. In projection radiogra-
from about 1903 to 1905 and produced four patents for phy, scattered X-rays impair the contrast in the radio-
alternating current machines (GB190415616). It is certain graphic image. A reduction in the effects of scattered
that he worked as a lecturer in the Darmstadt Technical radiation can be achieved by using absorbing grids. In
High School (TH) and submitted a doctorate dissertation 1913, Bucky published his findings describing a cross-
on calculation of leakage currents in induction motors in hatched lead grid, which reduced scatter significantly over
1906. In 1899 the TH Darmstadt was granted the right to a large area [11]. As well as in Germany, he was granted
award doctorates. From 1910 he published patents on patents for his Bucky grid in Austria (AT69575B), the
improvements in wireless telegraphy and telephony and UK (GB191407788) and the USA (US1164987). In 1923,
eventually his work took him to Berlin in 1912. From he immigrated to the USA and worked in the radiological
about 1921 to 1927 he was an assignor to a Danish com- departments of various New York clinics. During 1928–
pany and worked on rotary motion systems for aircraft 1929 he obtained patents for X-ray tubes (US1679332,
resulting in a number of US patents (flying machine, US1708494) capable of emitting low energy or soft X-rays.
US1431111). He met Einstein in Berlin and their partner- These were used for the treatment of skin disorders and
ship produced the patent for electromagnetic sound repro- were called grenz rays. In 1930, Bucky returned to Berlin
duction apparatus (DE590783). Goldschmidt was very as director of radiology in the Rudolf Kirchow hospital.
active in the early 1930s in producing patents for sound Eventually, because of the political situation in
reproduction apparatus, especially diaphragms for tele- Germany in 1933, he returned to New York. During the
phones and loudspeakers (GB321395, GB366962). 1930s and 40s he obtained patents for automatic camera
Goldschmidt arrived in London, England in 1934 thus systems (US2239379, US2422077). Gustav Bucky pub-
avoiding the tumultuous politics of Germany. However, lished many scientific papers and produced numerous pat-
this did not stop him from inventing. He became part of ents. A patent search located 45 of his patents covering six
the war effort and in 1939 published patents on deicing countries (AT, CH, DE, FR, GB, US) published from 1913
equipment for aircraft (GB505433). He appears to have to 1953.
moved to Sheffield around 1940 and from his patents,
worked on improvements in percussion tools. From about 4. Early influences on Einstein
1947 to 1952 he worked with the Birmingham Small Arms
Company (BSA) and produced patents on electric genera- 4.1. Jakob Einstein in Munich
tors specifically for motorcycles. It is astonishing that this
historical profile of Rudolf Goldschmidt, a colleague of Einstein’s uncle Jakob and father Hermann formed a
Einstein, has been almost totally derived from patent infor- partnership, J. Einstein & Co. in Munich in 1885 for the
mation. For Rudolf Goldschmidt, the author located 121 production of electrical equipment. In 1877 a general
patents covering eight countries (AT, CH, DE, DK, FR, patent system had been introduced in Germany and was
GB, HU) from 1898 to 1952. designed to encourage inventive activity amongst small to
medium sized companies [12]. Jakob Einstein saw the
3.3. Gustav Bucky possibilities of enterprise in the electrical industry and pro-
duced at least seven patents during the period 1886–1893.
When Einstein met Dr. Gustav Bucky he was a New Table 3 shows the date of publication, patent number
York physician and specialist in radiology, with consider- and description of the inventions. The main emphasis
able expertise in the construction of X-ray machines [10]. was on improvements to electric arc lamps and develop-
Gustav Peter Bucky (1880–1963) was born in Leipzig, ments in the metering of electricity. Their small factory

Table 3
Patents of Jakob Einstein (J. Einstein & Co.) published in German language countries
Date Patent number Description
a
30/8/1890 CH2131 New electrical measuring and registering apparatus
31/12/1886 DE41824b Improvements in electric arc lamps
30/11/1889 DE53207 Automatic circuit breaker for electric arc lamps
26/2/1890 DE53546a Apparatus for stabilising irregular indicator movement in electric meter displays
21/11/1889 DE53846a Improvements to electric measurement apparatus
23/2/1890 DE60361a Spring-loaded friction wheel
10/10/1893 DE74429 Control of carbonisation in electric arc lamps
Patent country of origin: CH, Switzerland; DE, Germany.
a
Patent with Sebastian Kornprobst.
b
Patent with J.A. Essberger.
164 M. Trainer / World Patent Information 28 (2006) 159–165

initially concentrated on the manufacture of dynamos and devices, image sensors, endoscopes, electron microscopes
later they set up an electrical distribution station [12]. How- and cameras utilising electro-active lens systems.
ever, the amount of capital required to finance electrical Also, there is considerable interest in the exciting devel-
power generation was considerable and the company failed opments of gravitational sciences in the 21st century. Ein-
in 1894. They were unable to compete with the giants in the stein had initiated the modern theory of gravity in 1915
German electrical industry, Siemans & Halske and the with the publication of his general theory of relativity [3].
AEG (General Electric Company) [13]. So here we clearly In the mid 20th century astronomical discoveries and
see a definite connection between invention and patents experiments driven by new technology pushed general rel-
and their direct application to industry in the Einstein ativity and gravity into the forefront. Towards the end of
family. the 20th century considerable capital was invested in the
technology for the detection of gravitational waves. In
the USA from 1994 to 2001, the National Science Founda-
4.2. The Bern Patent Office, Switzerland
tion contributed $292 million (construction costs) plus $79
million (commissioning) to the LIGO (Laser Interferome-
In Switzerland before 1888 there was no patent system
ter Gravitational Wave Observatory) project [16]. It is
and a great deal of hostility by businessmen and industrial-
conceivable that there will be a considerable number of
ists to such a system. Nevertheless, the Central Bureau of
exciting inventions and patents derived from the spin-off
the International Union for the Protection of Industrial
technologies in this area.
Property was entrusted to Bern and Switzerland being a
member was under obligation to get its own patent system
[14]. Finally, in 1888, Switzerland got its rather controver- 6. Conclusions
sial patent law. When applying for a patent for mechanical
inventions, models were mandatory and chemical processes Most of Einstein’s patents are of historical interest as
were totally excluded. Germany, a major competitor, felt early 20th century developments of absorption refrigera-
displeasure at the Swiss industrialists’ free use of foreign tion apparatus. Other more significant advances, specifi-
chemical inventions. cally in the production of freons, superseded his
By 1907 pressure from other industrialized nations, refrigerant system. Einstein and Szilard made very little
specifically the Big Four (United States, Great Britain, impact in the development of domestic refrigerators. How-
Germany and Austria—Hungary) compelled Switzerland ever, the Einstein–Szilard electromagnetic pump was used
to amend its patent law. The model clause was removed for the circulation of liquid metal coolants in the nuclear
and patent protection was extended to chemical processes industry.
but there were still whole classes of inventions that could Einstein’s scientific theories continue to be a consistent
not be patented [14]. source of patents with an expectation of exceptional fru-
Such was the situation when Einstein worked in the ition particularly in the spin-off areas of gravitational
Bern Patent Office; a time of radical change in Swiss patent science in the early decades of the 21st century.
law. His job was to make a preliminary assessment of the
submitted inventions and put the applications for patents
into a clearly defined form. In 1905, Einstein’s most pro- Search methodology
ductive year as a creative physicist, about 1100 patents
were granted to Swiss nationals by the Bern Patent Office. For online access to the patents of Albert Einstein and
By the time he left the patent office in 1909 this had risen to his colleagues the author recommends the European Patent
about 1500 [14]. Office (esp@cenetÒ) [17] and the German Patent Office
(DEPATISnet) [18]. Additional material may be obtained
from the US Patent and Trademark Office [15], the UK
5. Einstein’s theories in the 21st century Patent Office [19] and the Hungarian Patent Office
(PIPACS) [20].
During the years that Einstein was producing patents he
kept this activity separate from his academic work for
unfortunately he did not publish any scientific papers on Acknowledgements
the theory of refrigeration. His partners were very different
in this respect for many of their patents were closely The author gratefully acknowledges the University of
connected to their experimental work published in scientific Glasgow library for access to publications related to
journals. Einstein’s value to the scientist, inventor and pat- Einstein. The author acknowledges that the illustrations
entee of the 21st century is in his scientific theories. For were derived from patent information from the European,
example, an online search of patents issued by the US British, German and US Patent Offices. The author redrew,
Patent and Trademark Office [15] from 1976 to May 2005 shaded and labelled the diagrams to clarify the component
using the keyword ‘‘photoelectric effect’’ yielded 890 pat- parts of the inventions. This paper was written as participa-
ents. The patents included optoelectronic semiconductor tion in the centenary of Einstein’s miraculous year 1905.
M. Trainer / World Patent Information 28 (2006) 159–165 165

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