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Imprint
Full project title: European ICT Environmental Sustainability Research
Title of work package: WP 2: System Model
Document title: Framework and System Model of ICT in Environmental Sustainability
Document Identifier: 2009-12-15_D2.2r1_ICT Framework and Model_IGU_V6_ICT-ENSURE
Work package leader: IGU
List of authors: Werner Pillmann (IGU)
Karl-Heinz Simon (Center for Environmental Systems Research)
Francisco Perez-Trejo (Nextstep, FAO)
Administrative Co-ordinator: Prof. Dr. Klaus Tochtermann
Scientific Co-ordinator: Dr. Werner Pillmann
Quality assurance: Francisco Perez-Trejo, Elisabeth Mrakotsky
Copyright notice
© 2009 ICT-ENSURE consortium
Document History
Version Date Reason of change
1 2009-01-15 Document created
2-7 - 2009 03 31 Interim Versions
3 2009-04-01 Internal distribution; final
4 2009-11-28 Including contributions (K.-H. Simon; a part of F. Pérez-Trejo)
5 2009-12-08 Including additional information from the authors
6 2009-12-15 Revision 1
Executive Summar y
The task in work package 2 of ICT-ENSURE is the development of a “Framework Model” for
the role of ICT in environmental sustainability. In this paper a conceptual Meta-model is pre-
sented which provides a graphical representation of the complexity of topics in environmental
sustainability. It is focused on key properties of the system, combined with information flows
and services relevant for Environmental Informatics and ICT application areas. The model pro-
vides a layered representation of the complexity that can help to structure the different levels of
detailed information for any given component. The aim of the model is to support an organisa-
tional/business infrastructure that can interface more effectively with the implementation of dis-
tributed interoperable services. The full title of the model: Conceptual environmental related
“Multi-Sector, Multi-Facets Meta-model”, called Meta-model in the report, is characterized in a
more integrated visual representation of systems dynamics.
Following the introduction in Chapter 2, the prevailing organising principle DPSIR (Driving
Forces - Pressure - State - Impact - Response Model) generally used for integrating environ-
mental information is discussed in Chapter 3. References to several workshops dealing with
ICT and the environment and a categorisation of ICT applications in this field are also included.
Chapter 4 addresses the question of relevance of a modelling approach. The description of
available model classes and the rationale for the model selection is presented. The premise for
the structure of such a Meta-model is that an integrated graphical representation can provide a
framework that may guide the developers of a complex information system, as well as the us-
ers of the information system. The developer community can recognize information needs and
gaps for building useful relationships between data and information components. For the user,
the Meta-model can provide a more comprehensive access to the view on environmental prob-
lems and sustainability strategies. The Meta-model brings together substantial information
about environmental indicators from different areas and organisations, knowledge about levels
of action, and scales of spatial resolution. In order to fulfil this task, the Meta-model is dis-
cussed including aspects of simplification, coherence, representation of dynamics, and techni-
cal feasibility.
The Systems Model presented in Chapter 5 is new in this form. It provides a basic structure for
interlinking complex, time dependent information flows. It represents the natural environment
as a separate component from the man-made industrial, agriculture etc. and household sec-
tors. In three graphics, subsystems of the basic structure are depicted. This concerns the In-
put/Output subsystems “Environment” (air, climate, ecosystems etc.), the production and proc-
essing chain of environmental information and the informatics application areas. Finally the
presented Meta-model is applied as an organising principle in the design of the ICT-ENSURE
project itself.
Results from other scientific disciplines can be integrated into the Meta-model as sub-models
to explain the diverse information dependencies e.g. relevant for Energy, Climate, Resource
use and Biodiversity. This can help to explore the linkages of the Meta-model approach to the
different components of the policy process, which is crucial in enhancing the impact of envi-
ronmental research on sustainable development. An IT supported application aiming to support
semantic interoperability will allow the incorporation of sub-models from experts involved in
environmental research, modelling, simulation and informatics. The Meta-model presented
here is intended as a first stage of an eventual structuring principle for a SISE.
Table of Contents
1 Introduction........................................................................................................................ 1
1.1 Purpose of this document........................................................................................... 1
1.2 Scope of this document .............................................................................................. 1
1.3 Related Documents .................................................................................................... 1
6 Conclusion ....................................................................................................................... 14
9 Annexes............................................................................................................................ 19
9.1 PSR - DPSIR framework .......................................................................................... 19
9.2 Certain Approaches towards Structuring Meta-Information...................................... 20
9.3 Contribution to the Modelling Initiative in ICT-ENSURE for a “Single Information
Space in Europe for the Environment” ..................................................................... 24
1 Introduction
To encompass “environmental sustainability research” we are defining here research that is beneficial
for the environment, taking into consideration economic, social, and ethic aspects. The word ‘Envi-
ronment’ has evolved during the last four decades to a more or less all-embracing term. Sustainability,
in addition, is a concept of high relevance for the global development, but today is often used as a
buzzword.
At present, the “environment” often is understood as a segmented area, specified by environmental or
sustainability indicators. Within this work package the attempt is made to structure ICT environmental
applications from a systems perspective, to support the Single Information Space in Europe for the
Environment (SISE), and to foster the development of a Shared Environmental Information System
(SEIS). The recent conference “Towards eEnvironment” discussed these European developments in
all details (Hrebicek, Pillmann 2009; ICT-ENSURE Workshop Prague 2009).
However, a certain lack of a regulatory concepts or standards for the integration of environmental in-
formation can be clearly felt as well as real research results to select and introduce measures for a
more sustainable development in a systemic manner. Also, the further development of the European
Research Area (ERA) and the Shared Environmental Information System (SEIS) need a universal
framework, in which single subject areas can be assigned to sustainability. The same is true for the
further development of the Single Information Space in Europe for the Environment (SISE), which is
more open on one hand in the technical IT implementation and on the other hand for networking public
organisation participation.
Early developments of methodologies to organize environmental statistics were taking place in the
70ies at Statistics Canada. The Stress Response Environmental Statistical System STRESS was pro-
posed by Anthony Fried and David Rapport. This and essential further developments to a Pressure-
State-Response Model (PSR) and to the extended Driving forces-Pressure-State-impact-Response
model (DPSIR) is given e.g. in Stanners et al. (2008). In “Framework for Environmental Assessment
on Indicators at the EEA” also a short history of the PSR model used at OECD and the further devel-
opment and application of the DPSIR Model at EEA are given.
The PSR model was initially developed by the OECD to structure its work on environmental policies
and reporting. It highlights the cause-effect relationships between economic activities, environmental
and selected social conditions, and helps decision makers and the public see environmental and eco-
nomic issues as interconnected. The PSR model has the advantage of being one of the easiest
frameworks to understand and use (Towards Sustainable Development, 2000).
An interim insight of the development of the integrated approach in the DPSIR Model development is
provided in the Environmental Pressure Indices Project, conducted by Eurostat in co-operation with
the EEA and financed by the European Commission, Environment DG. In this project a comprehen-
sive description of the most important human activities that have a negative impact on the environ-
ment is assembled. The first indicator publication “Towards Environmental Pressure Indicators” (Euro-
stat 1999) covers 60 indicators, which are depicted in annex 5.5.
Within the DPSIR framework, Eurostat (the Statistical Office of the European Communities) focuses
on the Driving forces, Pressure and Response categories and the European Environment Agency
(EEA) has the lead in the State and Impact categories. In practice, both organisations cooperate
closely with a considerable but inevitable overlap (Jesinghaus 1999) and lay down their main focus on
the indices and indicators in the sectoral but rarely in the trans-sectoral environmental segments.
Including ICT in the environmental perspective more and more expanded environmental data corpora
are available from local, national or continental data sources, even coming up to a global extent. From
the European perspective the European Environment Agency and Eurostat are the most important
environmental information sources and data holders for sustainability indicators.
While the term ‘sustainable development’ attracts public interest, ICT applications are discussed under
the aspect of the environment. In two workshops (Washington DC 2003 and Bangalore 2004) a
“Global Research Agenda on ICT for Sustainable Development” was discussed (Tongia et al. 2005).
In this workshop documentation a multitude of thematic areas of sustainable development issues are
thoroughly treated: infrastructure development (water, energy, transportation), basic human needs
(food, agriculture, healthcare, education) economic growth and employment.
A workshop on “ICT’s and Environmental Challenges” (2008) was taking place in Eigtveds Pakhus,
Copenhagen, Denmark, organized by the Danish Ministry of Science, National IT and Telekom and
the OECD. Main topics of the presentations were on the impact of ICT in the knowledge economy,
pollution and resource management, and cleaner technologies.
In the publication “ICTs for e-Environment - Guidelines for Developing Countries with a Focus on Cli-
mate Change” (2008) the International Telecommunication Unit (ITU) prepared a comprehensive
overview about ICTs as an instrument for environmental protection and the sustainable use of natural
resources (Fig. 2.1). The objective of this assignment is to produce guidelines to help developing
countries take full advantage of e-Environment applications and practices in national development
planning.
In the report ICTs for e-Environment (2008) six categories are reviewed.
1. Environmental observation:
terrestrial (earth, land, soil, water), ocean, climate and atmospheric monitoring, remote sensing,
telemetric systems, meteorological observations, sensor applications in general and geographic in-
formation systems (GIS) to geo-reference data.
2. Environmental analysis: computational and processing tools for the analysis and comparison of
available data (land, soil, water and atmosphere, emissions, biodiversity data).
3. Environmental planning at the international, regional and national level (protected areas, biodiver-
sity, pollution, environmental conditions in general, risk and disaster management etc.
4. Environmental management and protection: environmental policy and strategic direction set during
planning towards an implementation phase. This includes mitigation with focus on emission reduc-
tion and adaptation with focus on technologies and practices that reduce the vulnerability of popu-
lations to environmental change.
5. Impact and mitigating effects of ICT utilization itself.
6. Environmental capacity building, for improving environmental conditions with efforts to increase
public awareness on environmental issues and integration of environmental content into formal
education.
A meta-model allows dealing with complexity of information in a twofold manner: (i) it reduces com-
plexity for the user in focusing on general structural characteristics of the varied information in the
system, and (ii) it preserves complexity for the user in allowing entering the information contents via
the meta-model. Therefore, the meta-model approach is an efficient tool for information management
in fields of application where large numbers of different information contents (entries and type) ought
to be integrated.
The proposal responds to the diagnosis that, up to now, only rudimentary search and navigation helps
are available, but is not about the mere extension of information portals with additional metadata (like
keywords etc.). The concept is to provide an additional mode of access to information, based on a
systemic view on the area under investigation, extending the structural relationships in ontologies and
thesauri.
available. Only a short list is presented here, selected on the basis of subjective judgement about the
importance of the concept.
(1) “Classic” System Dynamics Studies: Forrester’s Urban Dynamics; the World Model exercises by
Meadows et al. with several applications in ecology etc.
(2) Approaches based on “cybernetic” concepts: the Sensitivity Model approach and the “Überle-
bensprogramm”; Goldsmith’s “Blueprint for Survival”(1972).
(3) Approaches based on Systems Theory: Bossel’s Earth at the Crossroads (1998) and Orientor’s
Approach (1999); the Mesarovic/Pestel “multilevel” model (1974).
(4) Metabolism applied to integrated systems: Baccini et al. and the “Zürich” approach on “Umwelt-
tätigkeiten”.
(5) Integrated models: DPSIR, and numerous modelling exercises in environmental sciences, e.g.
Millennium Assessment or Ecosystems etc.
Some of the mentioned approaches are “historical” concepts that have in part found its successors;
others have been ignored.
The approaches can be ordered at least in three categories: (1) Dynamic models, (2) Static (balance)
models, and (3) Integrated assessment models.
Dynamic models
Beside numerous modelling exercises based on differential/difference equations about processes in
different environmental media, (water etc.) the system dynamics philosophy is the most influential.
Closed loops and feedback relationships (Richardson 1991) between components are the crucial
components of such models (Meadows D.H. 2009). Especially the idea to run through a systematic
development process, starting from sketches about the interrelationships (digraphs) and specifying
step-wise the particular model contents (supported by modern software packages like STELLA or
VENSIM) allows for a powerful model development and evaluation process.
The cybernetic approaches build on these “philosophy” and try also to include dynamic interrelation-
ships to focus on the mutual influences in complex systems. In the case of hierarchical approaches
interrelationships are ordered in different levels.
With respect to the meta-modelling approach the concept of system structure, represented by compo-
nents and their interrelationships, is of importance on the main level of the multi-scale, multi framework
meta-model.
Static models
are used in life cycle assessment (“eco balances”) and evaluation schemes (hierarchically ordered
evaluation criteria).
Integrated models
are now applied in several environmental studies that deal with complex problem areas, like sustain-
ability strategies or environmental problems caused by interplay of processes in natural and human
systems. Examples are problems like air quality, forest ecosystem dynamics, biodiversity, waste man-
agement, environmental effects of tourism etc. For several of these problem areas a thorough analysis
of the components and interrelationships exists, which can be further included in the meta-model
framework. According to the proposal for the multi-scale, multi framework meta-model, these schemes
would be reformulated by distinguishing the level of ecosystem dynamics (in a narrow sense) and the
other levels (time and space characteristics) including the human strategies level.
With respect to the meta-modelling approach the idea of sectoral models to be combined under a
common umbrella and the relevance of human activities is here introduced and seems from the au-
thors’ point of view of high importance for further implementation in IT supported form.
The recommendation for a multi-scale, multi framework meta-model tries to integrate concepts from
different approaches because none of the reviewed schemes can be completely adequate for fulfilling
the demands for a meta-model for ICT-ENSURE. Therefore, a more complex architecture should be
implemented, integrating concepts of several, up to now unrelated approaches. For this task in a next
step, a blueprint of the architecture should be described in depth and discussed with selected experts
in environmental science and politics.
To analyze the role of ICT in environmental information and communication, a systems diagram is
used. In this model main sectors are characterized as processes, represented as (dynamic) multi-
input/multi-output systems. Fig. 2 outlines a draft of such a simplified framework for the environment
and man-made sectors in environmental sustainability research, where ICT and Environmental Infor-
matics play a relevant role.
Fig. 2: Systems diagram of natural and man made environments, with interlinked
information paths, considering especially the role of environmental informatics
in building a Single Information Space in Europe for the Environment.
(Pillmann 2005; extended).
The main parts are the (natural) environment and the production/distribution/transport sectors includ-
ing agriculture, forestry and public and private households. These sectors are coupled with “the envi-
ronment” with material flows (resources and pollution). This model separates artificially the eco-
nomic/societal environment (industry, households) the environmental system, to better illustrate the
effects of production, consumption and resource depletion on the natural environment.
The lines within the diagram are highlighting the origin, the transfer and/or the exchange of environ-
mentally relevant information, which can be characterized by a set of basic dimensions.
These dimensions are
1. the field of interest/application area (natural/built environment, economic activity, society rele-
vant data, regional structure, material balances, resource conservation, legislation etc.)
2. the spatial dimension (coordinates of point sources, local areas, regions, river basins, states,
continents etc.)
3. the temporal dimension (time, date, observation interval, time series etc.)
4. the representation of information (written material, formulation of political demands and objec-
tives from decision makers, teaching, personal communication, digital information: databases,
images, multimedia material, Web sites; etc.)
5. the sender and receiver of information (scientists, environmental agencies, governments,
NGOs, companies, consumer protection agencies, concerned citizens etc.)
The input/output presentation should reveal that this is a highly dynamic system with a multitude of
discrete and continuous-time elements, feedback/feed forward loops, disturbances, uncertainties,
nonlinearities and unstable processes. This model representation is chosen as a basis for a tentative
further computer assisted integration of the environmental and sustainability relevant information
space.
The left hand side of the diagram indicates some addressees of environmental information in politics,
administrations and organisations. Environmentally related goals (e.g. pollution reduction, national
environmental action plans, Agenda 21, Eco Management and Auditing Scheme - EMAS) are influenc-
ing politics, administrations and enterprises. Legislation and other measures (taxes, fostering envi-
ronmentally friendly technologies, information, research, international agreements etc.) should repre-
sent the indirect impact of environmental information on industry and the public at large1.
Since the described model is an environmental one the interfaces to further levels, essential for sus-
tainability, like Economy and Society are only insinuated.
1
The idea for a Meta-model of Environmental Informatics dates back to 1990. In the proceedings of the confer-
ence “Informatik für den Umweltschutz” a forerunner of EnviroInfo conferences, an early regulatory concept for
assigning the papers to subject areas was published (Informatik für den Umweltschutz 1990). In 2002, a gen-
eral framework structure for the scientific contributions to the EnviroInfo conference proceedings can be found
in Pillmann (2002).
6 Conclusion
The core tasks of the FP7 project ICT-ENSURE is to better network and structure the various national
and international research programmes and communities in Europe. In this deliverable information is
presented on
the different dimensions of ICT for e-Environment to be considered
the aim of a meta-model and model options in order to structure information and information
access
a meta-model framework, taken from different sources including the categorization of envi-
ronmental informatics as a tool for dealing with knowledge about complex environmental inter-
relations and
recommendations to develop a structural richer meta-model, based on several conceptual ex-
amples in the Annexes.
The report includes examples of conceptual frameworks that provide elements for a structural richer
meta-model. With the objective to support the structuring of the development and use of an Integrated
European Information Space, conceptual frameworks are selected which distinguish certain spheres
including construction principles from
● DPSIR Driving forces, Pressure, State, Impact Response
● IHDP with its environmental and human systems and
● dynamic interrelations (like in system dynamics based models),
as well as structural (Vester 1982), hierarchical (Mesarovic), and sectoral (Baccini) relations.
These conceptual frameworks are tested in other scientific problem areas. Here, a new synthesis is
introduced, concentrating on dynamic (temporal) characteristics. An IT supported application aiming to
support semantic interoperability needs further sub-models in various scientific disciplines coupled to
the Meta-model from experts involved in environmental research, modelling, simulation and informat-
ics as well.
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Bossel, H. (1998): Earth at a Crossroads – Paths to a Sustainable Future. University Press, Cambridge
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Sustainable Development, Winnipeg, Manitoba, Canada
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Abbreviations
DG INFSO Direction General Information Society and Media
DPSEEA Driving forces, Pressure State, Exposure, Effects, Action (health-related)
DPSIR Driving forces, Pressure State, impact, Response
EEA European Environmental Agency
FP7 EU 7th research framework programme
GEOSS Global Earth Observation System of Systems
GIS Geographic Information System
GMES Global Monitoring for Environment and Security
ICT Information and Communications Technology
This term describes the tools and the processes to access, retrieve, store, organise, manipulate, produce, pre-
sent and exchange data and information by electronic and other automated means. ICT is an umbrella term that
includes any communication device or application, encompassing: radio, television, cellular phones, computer
and network hardware and software, satellite systems and so on, as well as the various services and applica-
tions associated with them, such as videoconferencing and distance learning. (Jørgensen et al. 2006)
INSPIRE Infrastructure for Spatial Information in the European Community (EU directive)
ISEP International Society for Environmental Protection
NACE Nomenclature of Economic Activities (French: Nomenclature générale des activités économiques)
OECD Organisation for Economic Co-operation and Development
PSR Pressure, State, Response
PortalU® Environmental Web Portal (Umweltportal)
SEIS Shared European Information System
SISE Single Information Space in Europe for the Environment
K.-H. Simon
University Kassel, Center for Environmental Systems Research (CESR)
Figure left:
Sketch of a Multi-Sector, Multi-Facet Meta-model
9 Annexes
Information
Fig. 5.1: PSR Pressure-State-Response model, originally used for structuring the
OECD environmental indicators core set 1994
Infor-
ressures mation Administration
Human
Enviroment Households
Activities Resources
Enterprises
MPACT
Fig 5.2: Expanded PSR model supplemented by Driving forces and Impacts (DPSIR)
Manifold other views, partly annotated, can be found in Google Image Search using the retrieval terms
“PSR” or “DPSIR”.
Fig. 1:
Interactions between human environmental
Systems (Source: Stern et al. 1992)
Fig. 2:
The role of various
human responses
(Source: Stern et al.
1992)
Fig. 3:
Basic structure of WORLD3
(Source: Meadows et al. 1974)
A Meta-model should represent similar relationships on its main level. However, a higher grade of
abstraction will be chosen and the feed-back loops are used to represent the interrelationships and not
to calculate the course of the system behaviour.
Most of the work of F. Vester is inspired by the system dynamics philosophy. As an example, the
meta-model in one of Vester’s former books is in part reproduced (Fig. 4) which is headlined as: “Mu-
tual relationships between anthropogenic environmental change and caused damages”.
He depicted essential environmental compartments (climate, water, soil …) together with the most
important interrelationships between these compartments. Vester uses that scheme as a central map
of orientation and arranges the particular pieces of information in his „information system“, addressing
certain environmental problems according to the defined relationships. If there is, for example, infor-
mation about waste production and water contamination that information is associated to the relation-
ship Wastes Æ Water. Thus, the scheme allows for systematic integration of pieces of information and
helps in finding requested data efficiently.
According to the remark made above about system dynamics models, the Vester scheme is an exam-
ple that works with system diagrams as a representation of the basic system structure, without trans-
ferring the information in a simulation model to calculate the specific system behaviour.
Fig. 4: Some selected interrelationships in Vester’s top model on the influences of human activi-
ties on the environment (and social consequences) (s. Vester 1978). Not all the relationships are
included.
In the 1980ies the Mesarovic team developed the “multi-level” systems approach.2 The differentiation
of three layers with different characteristics to describe system behaviour is still an interesting concept.
The “causal” layer comprises all phenomena of energy and material flows – in part short-term proc-
esses and more or less strictly determined by a “control” or “decision” layer. On that level information,
activities are located that respond to problem recognition and realize goal attainment (Fig. 5).
These activities are not taking place continuously (as those on the causal layer) and have a short to
middle-term perspective. On a third level the “norm” or “value” layer can be found. On that level basic
values (“orientors” in Bossel’s terms) are located which provide the framework conditions for decisions
on the decision layer. The time perspective is middle- to long-term, and changes occur there only
when problem solving requires new solutions. With respect to a Meta-model all kind of legal texts but
also visions on how the future should be organized are arranged on that level.
2
Mesarovic, M.D. et al. (1970) Theory of Hierarchical, Mulitlevel, Systems. Academic Press, New York and London.
Static approaches - e.g. the metabolism analysis of Baccini et al. (1996) – are analysing the problem
by developing simplified models of the material and energy flow within a system (like the artificial
“metaland”) in Fig. 6. With that structure the relevant input and output compartments are identified and
the processing units within the system are emphasized. Other approaches list hundreds of different
(human) activities that have effects on the environment (because of emissions, resource utilization
etc). Examples exist that ordered these activities according to the DPSIR model.
agents, government agencies and civil society expressions may contain potential conflicts between
development, environment and social or financial targets, biodiversity conservation, watershed protec-
tion, or social programmes. While these policy objectives are not necessarily contradictory, the har-
monization of policies that include natural resource management, energy self-sufficiency or the well
being of rural communities presents serious challenges to policymakers, economic agents and target
populations.