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Carbohydrate Polymers 64 (2006) 66–72

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Bactericidal and antifungal activities of a low molecular weight


chitosan and its N-/2(3)-(dodec-2-enyl)succinoyl/-derivatives
Vladimir E. Tikhonov a,*, Evgeniya A. Stepnova a, Valery G. Babak a, Igor A. Yamskov a,
Javier Palma-Guerrero b, Hans-Börje Jansson b, Luis V. Lopez-Llorca b, Jesus Salinas b,
Denis V. Gerasimenko c, Inna D. Avdienko c, Valery P. Varlamov c
a
Laboratory of Physiologically active biopolymers, A.N. Nesmeyanov Institute of Organoelement Compounds, Russian Academy of Sciences,
Vavilov st.28, 119991 Moscow, Russia
b
Laboratory of Plant Pathology, Department of Marine Sciences and Applied Biology, University of Alicante, Aptdo. 99 E-03080, Alicante, Spain
c
Laboratory of Enzyme Engineering, Bioengineering Center, Russian Academy of Sciences, 117312 Moscow, Russia

Received 22 March 2005; received in revised form 26 October 2005; accepted 27 October 2005
Available online 15 December 2005

Abstract
Low molecular weight chitosan (4.6 kDa) and N-/2(3)-(dodec-2-enyl)succinoyl/-derivatives of different degrees of substitution were tested for
their antimicrobial activity against Escherichia coli, Pseudomonas aureofaciens, Enterobacter agglomerans, Bacillus subtilis, Candida kruisei
and Fusarium oxysporum f. sp. radicis lycopersici. The results indicated that the chitosans show high activities against all bacteria, yeast and
filamentous fungus. In fact, they suppressed fungal colony growth and inhibited fungal spore germination at 0.01% (w/v) concentration. A higher
activity of chitosan and its derivatives was obtained with a substitution degree of 3 mol% for E. coli and B. subtilis, while a substitution degree of
9 mol% was usually preferable for increased activity against P. aureofaciens, E. agglomerans and C. kruesei.
q 2005 Elsevier Ltd. All rights reserved.

Keywords: Chitosan; Chitosan derivatives; Antibacterial activity; Antifungal activity

1. Introduction filamentous fungi and yeasts (Hirano & Nagao, 1989; Kendra
& Hadwiser, 1984; Uchida, Izumi, & Ohtakara, 1989; Ueno,
Chitosan, b-(1/4)-2-acetamido-2-deoxy-D-glucan, is the Yamaguchi, Sakairi, Nishi, & Tokura, 1997).
most abundant among the natural aminopolysaccharides. These studies show that the biological activity of chitosan
Chitosan, the poly-(b-1/4)-2-amino-2-deoxy-D-glucopyra- depends significantly on its physico-chemical properties such
nose, is a collective name for a group of partially and as molecular weight and molecular fraction of glucosamine-
fully deacetylated chitin. This polysaccharide was found to units in the chitosan polymer chain (usually referred as the
be non-toxic, biocompatible and biodegradable (Lui, Dunn, degree of chitosan N-deacetylation). These factors influence
Grandmaison, & Goosen, 1997). Chitosan has found several of chitosan solubility and interaction with the cell walls of target
applications being employed either alone or in blends with microorganisms. Chitosan is insoluble in aqueous media at
other natural polymers (starch, gelatin, alginates) in the food neutral and basic conditions, but is soluble in aqueous diluted
and pharmaceutical industries mainly due to its high acids. However, in some fields the application of this
biodegradability and antimicrobial properties (Arvanitoyannis, polysaccharide is limited by its high molecular weight resulting
1999; Arvanitoyannis, Nakayama, & Aiba, 1998; Hague et al., in low solubility in aqueous diluted acids and high viscosity of
2005; Kim, Chen, Wang, & Rajapakse, 2005; Yamada, Akiba, the solution even at low chitosan concentration. Medical
Shibuya, Kashiwada, Matsuda, & Hirata, 2005). Microbiolo- chitosan applications require, as a starting material, a low
gical activity of chitosan has been detected for many bacteria, molecular weight (LMW) chitosan with a high solubility and
low viscosity in water at physiologically acceptable pH values.
Numerous studies on bactericidal activity of chitosan have
* Corresponding author. Tel.: C7 095 1359375; fax: C7 095 1355085. been carried out (Badawy et al., 2004; Muzzarelli et al., 1990;
E-mail address: tikhon@ineos.ac.ru (V.E. Tikhonov). Muzzarelli et al., 2001; Rhoades & Roller, 2000) and reviewed
0144-8617/$ - see front matter q 2005 Elsevier Ltd. All rights reserved. (Rabea, Badawy, Stevens, Smagghe, & Steurbaut, 2003;
doi:10.1016/j.carbpol.2005.10.021 Chirkov, 2002), and some controversial evidences for
V.E. Tikhonov et al. / Carbohydrate Polymers 64 (2006) 66–72 67

a correlation between bactericidal activity and chitosan peroxides, oxidative deamination by nitrite) will determine
molecular weight have been found. Most investigators used the chemical structure of the reducing end of the chitosan
the uncertain term ‘low molecular weight chitosan’ for a polysaccharide chain and may, in turn, affect the biological
partially depolymerized chitosan not indicating exactly its activity of LMW chitosans.
molecular weight. Only a few data on bactericidal activity of In the present study, biocidal activities of chemically
low molecular weight chitosan could be compared depending prepared LMW chitosan of narrow molecular mass distribution
on bacteria tested, conditions of biological test and chitosan and some of its synthetic lipo-derivatives were tested against
molecular weight, but even in this case the results did not important species of Gram-positive and Gram-negative
correspond to each other. Thus, 9.3 kDa chitosan restricted bacteria, the yeast Candida kruisei and Fusarium oxysporum
growth of Escherichia coli while 2.2 kDa chitosan promoted f. sp. radicis lycopersici, a common fungal pathogen of plants
growth of this bacterium (Tokura, Ueno, Miyazaki, & Nishi, distributed worldwide. The results were compared with
1997). Increase in chitosan molecular weight led to a decrease bactericidal activity of enzymatically prepared LMW chitosan.
in chitosan activity against E. coli in some studies (Gerasi-
menko, Avdienko, Bannikova, Zueva, & Varlamov, 2004; 2. Materials and methods
Zheng & Zhu, 2003), while in the others an increased activity
for a high molecular weight (HMW) chitosan in comparison Chitosan was produced from Kamchatka-peninsula-shelf
with LMW chitosan have been found (Kyung, Thomas, Chan, crab shell chitin with a degree of deacetylation (DD) of 82%
& Park, 2003). In contrast to the above mentioned results, no and viscosity–average molecular weight of 300 kDa (BioChit,
differences in HMW chitosan and LMW chitosan activities Moscow, Russia).
were found against E. coli (Jeon, Park, & Kim, 2001; Zhishen,
Dongfeng, & Weiliang, 2001) and Bacillus subtilis (Gerasi- 2.1. Sample preparation
menko et al., 2004; Jeon et al., 2001). At present, it has been
commonly recognized that the biological activity of chitosan A series of N-/2(3)-(dodec-2-enyl)succinoyl/chitosans
depends on its molecular weight, deacetylation degree, (DDC-chitosans) were prepared via reaction of HMW chitosan
chitosan derivatization, degree of substitution, length and with 2-(dodecen-1-yl)succinic anhydride (SIGMA) at the
position of a substituent in glucosamine units of chitosan, pH of conditions described by Hirano, Ohe, & Ono (1976). LMW
chitosan solution and, of course, the target organism. These chitosan and a series of N-/2(3)-(dodec-2-enyl)succinoyl/-
variations suggested to lead to two different mechanisms of derivatives (DDC–LMW chitosans) were prepared by acidic
chitosan and target microorganism interaction: the first— hydrolysis of the chitosan and DDC-chitosans following
adsorption of chitosan to cell wallsleading to cell walls procedure described by Domard & Carter (1989).
covering, membrane disruption and cell leakage—is mainly DDC content (n) in DDC–LMW chitosans (Fig. 1) was
connected with HMW chitosan; the second—penetration of determined by titration of carboxyl-groups after conversion of
chitosan into living cells leading to inhibition of various DDC–LMW chitosan to the corresponding DDC–LMW
enzymes and interference with synthesis of mRNA and Chitins following the procedure described by Tikhonov,
proteins (Rabea et al., 2003; Chirkov, 2002; Zheng & Zhu, Radigina, & Yamskov (1996).
2003). Experimental conditions of chitosan bioassays can also Amino-group contents (p) in LMW chitosan and
bias the results of such tests. Moreover, we believe that a DDC–LMW chitosans (Fig. 1) was determined by elemental
suitable method of LMW chitosan preparation for experiments microanalysis of chloride ions.
should be adopted. In fact, the method chosen (e.g. acidic or Acetyl-group content (m) in LMW chitosan and
enzymatic hydrolysis, oxidative depolymerization by DDC–LMW chitosans (Fig. 1) was calculated as a difference:
CH2OH CH2OH CH2OH
H O O H O O H O O
H H
OH H H
OH H OH H
O H H
... O O H
... ... ...
H NH H NHCCH3 H NH3+Cl- p
m n
O C COOH O
CH CH2
CH2

CH

CH
(CH2)8

CH3

Fig. 1. Chemical structure of the DDC–LMW chitosans (2-isomer is only shown in fragment m).
68 V.E. Tikhonov et al. / Carbohydrate Polymers 64 (2006) 66–72

mZ1K(nCp) since no difference in DD was found for the F. oxysporum on PDA. Three replicates for each sample
starting chitosan and the prepared LMW chitosan. concentration were used. Control plates (PDA only) were also
inoculated with the fungus. All plates were incubated in the
2.2. Surface tension activity dark at 24 8C. The radial colony growth was measured daily for
2 weeks.
The surface tension at the air–water interface of aqueous
solutions of chitosans was measured by Wilhelmy’s plate 2.7. Germination of conidia of F. oxysporum
method using tensiometer K100 Mk1 (Kruss, Germany). All
the measurements were made for a sufficiently long time LMW chitosan or DDC–LMW chitosan were dissolved in
(usually longer than 10,000 s) in order to follow the effect of 0.25 M HCl and the pH was adjusted to 5.6 with 1 M NaOH.
ageing on the surface tension of the adsorption layers. The chitosan solutions were filter-sterilized (Acrodisc, Gel-
man, 0.22 mm pore size). These experiments were performed
2.3. Cultures for antimicrobial tests using multi-well microscope slides each containing 10 wells
(ICN Biomedicals, Aurora, OH USA). Each well was filled
Bacteria and yeast were obtained from the Russian with 25 ml of the chitosan solutions (0, 0.01, 0.001,
collection of industrial microorganisms (VKPM) and the 0.0001 mg/ml) containing 106 conidia/ml. After 24 h, the
American type culture collection (ATCC): numbers of germinated and non-germinated conidia were
E. coli ATCC 5945, Pseudomonas aureofaciens VKPM recorded and the percentage germination was calculated
B-7542, Enterobacter agglomerans VKPM B-7541, (all Gram- (Laflamme, Benhamou, Bussieres, & Dessureault, 1999).
negative), B. subtilis VKPM B-7540 (Gram-positive), and C.
kruisei VKPM Y-2594. F. oxysporum f. sp. radicis lycopersici
(isolate 127) was from the culture collection of the Laboratory 3. Results and discussion
for Plant Pathology, Department of Marine Sciences and
Applied Biology, University of Alicante, Spain. 3.1. LMW chitosan and DDC–LMW chitosans preparation

2.4. Bacteria and yeast cultivation Reactions of HMW chitosan with 2-dodecenylsuccinic
anhydride were carried out in a 1% aqueous acetic
E. coli, P. aureofaciens, E. agglomerans were grown on acid/methanol (1:2 v/v) solution (pH 4.5) at 500 C led to
slanted agar under aerobic conditions as described in Bergey’s N-substituted chitosans bearing 2 (3)-(dodec-2-enyl)succinoyl-
manual of Systematic Bacteriology (Sneath, 1986). C. kruisei groups in correspondence with the numerous studies on
was cultivated on Sabouraud agar slants. B. subtilis was grown reaction of chitosan with anhydrides (Hirano et al., 1976).
in flasks containing LB Broth (SIGMA). The flasks were After acidic hydrolysis of chitosan and DDC-chitosans,
incubated shaking (100 rpm) for 24 h at 37 8C. The cultured hydrochlorides of LMW chitosan and DDC–LMW chitosans
cells (bacteria and yeast) were suspended into 0.1 M sodium were separated by size exclusion chromatography (Domard et
acetate buffer (pH 6.5) at a concentration of 109 cells/ml. al., 1989). Chemical structures of DDC–LMW chitosans are
shown in Fig. 1. Their fractional compositions determined by
2.5. Bactericidal test chemical analysis of C/N ratio, chlorine content and titration of
the substances obtained are presented in Table 1. Carboxylic
A 0.1 ml suspension of the microorganism to be tested was groups (and corresponding DDC fragment contents) in DDC–
added to 0.9 ml LMW chitosan or DDC–LMW chitosan LMW chitosans were determined by their titration with 0.05 M
solution (0.1 or 1% w/v) in 0.1 M sodium acetate buffer (pH NaOH after conversion of DDC–LMW chitosans to corre-
6.5) under sterile conditions. The mixture was incubated sponding DDC-chitins via complete N-acetylation using acetic
shaking for 1 h at 37 8C, and the number of viable cells was acid anhydride following Hirano’s method of chitosan
calculated. Bactericidal activity was expressed as percentage of acetylation (Hirano et al., 1976). The presence of a band at
cell death. 1715 cm-1 in IR spectra of a DDC–LMW chitosan
Table 1
2.6. Fungistatic activity test DDC-chitosans fractional composition, molecular weight (Mw) and poly-
dispersity index (PI)
Fungistatic activity of LMW chitosan and DDC–LMW Sample m (mol%) n (mol%) p (mol%) Mw (kDa)
chitosans was determined by a radial hyphal growth bioassay. and/PI
A sample of chitosans to be tested was dissolved in 0.25 M LMW chitosan – 20 80
HCl, and the pH was adjusted to 5.0–5.5 with 1 M NaOH. DDC(3%)–LMW 3 20 77 4.6/1.6
Potato dextrose agar (PDA) media including 0.1, 0.5 or chitosan
1.0 mg/ml of a given chitosan solution was sterilized at 121 8C DDC(9%)–LMW 9 20 71
for 20 min and then poured onto sterile petri dishes (9-cm chitosan
DDC(16%)–LMW 16 20 64
diameter). The plates were inoculated with 6-mm-diameter chitosan
plugs taken from the margins of 3–5-days old colonies of
V.E. Tikhonov et al. / Carbohydrate Polymers 64 (2006) 66–72 69

Table 2
Effect of LMW chitosan and LMW chitosan derivatives on bacteria and yeast (sample concentration: 1% w/v)

Bacteria Viable cells (CFU/mlGerror)/cell death (%) Control


LWL Chitosan DDC(3%)–LMW DDC(9%)–LMW DDC(16%)–LMW Viable cells
chitosan chitosan chitosan (CFU/mlGerror)
E. coli (4,7G0,1)10791,6% (1,3G0,1)107 98,5% (1,4G0,1)108 75,0% (1,3G0,1)108 76,8% (5,6G0,2)108
P. aureofaciens (1,7G0,1)10790,4% (3,2G0,1)107 86,5% (1,3G0,1)106 96,0% (4,5G0,1)107 92,0% (6,7G0,2)108
B. subtilis (3,6G0,1)10464,6% (1,0G0,1)102 99,9% (4,0G0,1)103 96,0% (2,0G0,1)10398,0% (1,0G0,1)105
E. agglomerans (3,0G0,1)105 99,991% (1,3G0,1)105 99,996% (1,0G0,1)105 99,997% (1,8G0,1)105 99,994% (3,5G0,3)109
Yeast
C. kruisei (2,1G0,1)102 99,9989% (3,4G0,1)102 99,9983% (1,2G0,1)102 99,9994% (2,7G0,1)102 99,9987% (2,0G0,1)107

hydrochloride confirmed the presence of carboxyl-groups in DDC–LMW chitosans against B. subtilis (up to 99.9% cell
DDC substituted chitosan hydrochloride. Gel permission death) in comparison with activity against E. coli (60% cell
chromatography revealed that LMW chitosan and DDC– death) and B. subtilis (70% cell death) of enzymatically
LMW chitosans had average molecular weights of 4.6 kDa prepared 5 kDa chitosan (Jeon et al., 2001). Although these
and a narrow molecular mass distribution with polydispersity differences in antimicrobial activities of chemically and
index of 1.6 (Table 1). enzymatically prepared low molecular weight chitosans still
remain unknown, they may be due to differences in N-acetyl
3.2. Bactericidal and antifungal activities of LMW chitosan groups distribution along polymer chains of these chitosans
and DDC–LMW chitosans (this hypothesis needs to be verified).
High antimicrobial activity of LMW chitosan and
In our study, LMW chitosan and three LMW chitosan DDC–LMW chitosans was demonstrated against C. kruisei:
derivatives bearing long aliphatic chains and differing in the the number of viable cells was reduced about 5 log unit for all
degree of N-substitution were tested for their activity against synthesized chitosans. It should be mentioned that very low
Gram-negative, Gram-positive bacteria, yeast and filamentous activity (about of 1% cell death) was found for enzymatically
fungus. Low molecular weight chitosan appeared to better prepared 5 kDa chitosan at the same concentration
adsorb to and penetrate cell walls of microorganisms (Zheng & (Gerasimenko et al., 2004). Our experiments also show that
Zhu, 2003), so that chemical modification of chitosan DDC–LMW chitosans caused C. kruisei cell death depending
(i.e. N-substituted chitosan) by aliphatic chains may affect on the contents of DDC-residues. As shown in Fig. 2, C. kruisei
the antimicrobial properties of DDC–LMW chitosans. cell death increased from 55.2 to 95.4% when 3 mol% of DDC
Our results indicate that after a short exposure time (1 h), fragments were introduced to LMW chitosan. However, further
1% (w/v) LMW chitosan and its derivatives exhibited high increase in DDC contents led to a decrease in activity.
antimicrobial activity against the Gram-negative, Gram- Although there was no correlation between activity towards
positive bacteria and the yeast tested (Table 2). Thus, C. kruisei and surface tension activities of DDC–LMW
DDC(3%)–LMW chitosan reduced number of living E. coli chitosans with different DDC contents (Fig. 3), the presence
and P. aureofaciens cells 67 and 25-fold, respectively, while of a long aliphatic chain should at least facilitate absorption of
the number of B. subtilis cells was reduced about 3 log units. a substituted LMW chitosan onto cell walls via hydrophobic
Most dramatic action of LMW chitosan and DDC(9%)–LMW
chitosan were demonstrated against E. agglomerans cells 100
(reduction about 4 log units). Although experimentally 90
detectable but practically not large differences there were
80
found between the action of LMW chitosan and DDC–LMW
70
Cell death, %

chitosans, DDC(3%)–LMW chitosan could be considered as


preferable antimicrobial agent against E. coli and B. subtilis 60
while DDC(9%)–LMW chitosan was usually more active 50
against P. aureofaciens, E. agglomerans and C. kruisei. 40
Antimicrobial activity of the chemically prepared LMW 30
chitosan and its DDC-derivatives were compared with that of
20
chitosan of 5 kDa obtained by enzymatic hydrolysis of high
10
molecular weight chitosan (Gerasimenko et al., 2004). As a
result, LMW chitosan and DDC–LMW chitosans displayed 0
0 3 6 9 12 15 18
higher activities (up to 98.5% cell death) towards E. coli than
DDC (mol%)
an enzymatically prepared 5 kDa chitosan (3.8% cell death) at
the same experimental conditions (Gerasimenko et al., 2004). Fig. 2. DDC–LMW chitosans activity against cells of the yeast C. kruisei versus
Higher activities were also found for LMW chitosan and degree of DDC contents. Sample concentration: 0.1% (1 mg/ml).
70 V.E. Tikhonov et al. / Carbohydrate Polymers 64 (2006) 66–72

75 (a)
70 50

Radius of colony (mm)


65 40
60
σ, mN/m

30
55
50 20
45
10
40
35 0
0 2 4 6 8 10 12 14
30
0 3 6 9 12 15 Time of growth (days)
(b)
DDC (mol.%) 50

Radius of colony (mm)


Fig. 3. Surface tension activity of LMW chitosan and DDC–LMW chitosan 40
versus DDC contents. Sample concentration: 0.1% (w/v). (where: s—surface
tension, milliNewton per meter). 30

interaction with cell wall proteins and thus increase their 20


activity. Also, the presence of 3O9 mol% DDC may be 10
considered as a preferable DDC-content for cell wall binding
and penetration into the cells in spite of that LMW chitosan and 0
2 4 6 8 10 12
DDC(16%)–LMW chitosan demonstrated even higher activity
Time of growth (days)
against some species tested in comparison with DDC(3%)–
(c)
LMW chitosan and DDC(9%)–LMW chitosan. The observed Radius of colony(mm) 50
decrease of activity of LMW chitosans with increased DDC
40
contents may be explained by formation of micelle-like
structures and interpolyelectrolyte aggregates (Fig. 4) in 30
aqueous solution via hydrophobic interaction between long 20
alkyl chains (Lui, Sun, Zhang, & Yaok, 2003). These alkyl
chains hidden inside aggregates (Fig. 4(b)) could not interact 10
with cell wall proteins by forming complexes. Following this 0
hypothesis, we may conclude that the conformation of 2 4 6 8 10 12
DDC–LMW chitosans in solution may be a factor, which at Time of growth (days)
least should be taken into account for prediction of
antimicrobial activity of low molecular weight chitosan and Fig. 5. Effect of LMW chitosan and DDC(3%)–LMW chitosan on hyphal
growth of Fusarium oxysporum f.sp.radicis lycopersici: concentration:
its hydrophobically modified derivatives. The verification of
1 mg/ml (-&-) control; (-:-) LMW chitosan; (-$-) DDC–LMW chitosan;
this hypothesis requires usage of fluorescent labeled LMW LMW chitosan concentration (w/v): (-&-) control; (-B-) 0.1%; (-:-) 0.5%;
chitosan and DDC–LMW chitosans and dynamic light (-$-) 1%; DDC(3%)–LMW chitosan concentration (w/v): &(-B-) 0.1%;
scattering investigations (to be published). (-:-) 0.5%; (-$-) 1%. Bars, standard error.
Activity of LMW chitosan and DDC–LMW chitosan
chitosans tested. Comparative data on fungistatic activities of
containing 3 mol% of DDC residues against F. oxysporum f.
the substances are shown in Fig. 5(a)–(c). Growth of F.
sp. radicis lycopersici was determined by measuring the
oxysporum hyphae was suppressed by LMW chitosan and
evolution of colony radius at several concentrations of
DDC(3%)–LMW chitosan. Fungicidal activity of
(a) (b) DDC(3 mol%)–LMW chitosan was more active against F.
oxysporum than that of LMW chitosan at all concentrations
(Fig. 5(b) and (c)).
The effect of antifungal compounds on fungal spore
germination was higher than that on hyphal growth. The effect
of LMW chitosan and DDC(3%)–LMW chitosan on germina-
tion of conidia of F. oxysporum was studied at a concentration
range from 0.01 to 0.0001 mg/ml and the results are shown in
Table 3. Our data demonstrate that both LMW chitosan and
DDC(3%)–LMW chitosan abolished germination of
F. oxysporum conidia at 0.01 mg/ml (0.001% solution).
Fig. 4. Schematic presentation of different conformations in aqueous solutions When conidia were treated with any of the chitosans at
for hydrophobically modified LMW chitosans with low (a) and high (b) alkyl 0.01 mg/ml no germination was found upon plating on
chain contents. different growth media (Palma-Guerrero et al., unpublished
V.E. Tikhonov et al. / Carbohydrate Polymers 64 (2006) 66–72 71

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and Microbiology, 38(4), 1–8 (review).
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0.001 84.01G2.03 & P. Sandford (Eds.), Chitin and chitosan: Sources, chemistry,
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Acknowledgements
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