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Review: A Cognitive-Affective Model of Organizational Communication for Designing IT

Author(s): Dov Te'eni


Source: MIS Quarterly, Vol. 25, No. 2 (Jun., 2001), pp. 251-312
Published by: Management Information Systems Research Center, University of Minnesota
Stable URL: http://www.jstor.org/stable/3250931
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Communicationand IT
Te'eni/Organizational

REVIEW:A COGNITIVE-AFFECTIVEMODEL OF
ORGANIZATIONALCOMMUNICATION FOR
DESIGNINGIT1 2

By: Dov Te'eni communication to a view that assesses the


Center of Global Knowledge Management balance between medium and message form.
Bar-llan University There is also a need to look more closely at the
Ramat-Gan process of communication in order to identify
ISRAEL 529000 more precisely any potential areas of computer
teeni@mail.biu.ac.il support.

This paper provides the spadework for a new


model of organizational communication, and uses
it to review existing research, as well as to sug-
gest directions for future research and develop-
Abstract ment. Beginning with the crucial aspects of
action, relationship, and choice, an integrated
There are several theories available to describe model of how people communicate is developed.
how managers choose a medium for communi- This model incorporates three basic factors:
cation. However, current technology can affect not (1) inputs to the communication process (task,
only how we communicate but also what we sender-receiver distance, and values and norms
communicate. As a result, the issue for designers of communication with a particular emphasis on
of communication support systems has become inter-cultural communication); (2) a cognitive-
broader: how should technology be designed to affective process of communication; and (3) the
make communication more effective by changing communication impact on action and relationship.
the medium and the attributes of the message The glue that bonds these factors together is a set
itself? The answer to this question requires a shift of communication strategies aimed at reducing the
from current preoccupations with the medium of complexity of communication.

The model provides a balance between relation-


ship and action, between cognition and affect, and
1RichardWatsonwas the acceptingsenioreditorforthis
between message and medium. Such a balance
paper.
has been lacking in previous work, and we believe
2MISQ Review articles survey, conceptualize, and it reflects a more realistic picture of communica-
synthesize priorMIS research and set directions for tion behavior in organizations. A set of proposi-
futureresearch. Formore details see
tions generated from the model sets an agenda
http://www.misq.org/misreview/announce.html
The associated web site forthis paperis located at for studying the communication process as well as
http://misq.org/misreview/teeni.shtml its inputs and outputs. Furthermore, this knowl-

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edge of the mechanisms that guide behavior is of the first two days center on the productionof
used to demonstratethe potentialfor developing two paper products,of which one is red and the
designprinciplesforfuturecommunicationsupport other blue (product #8123). A problem has
systems. occurred and it requires action and communi-
cation to solve it. We shall referto this example
Keywords: Organizational communication, throughoutthe article,butfor now, itwillsufficeto
communication complexity, cognition, affect, note that people have differentcommunication
organizationalmemory,design goals: they may request the next shift to take
action on product#8123, coordinate the team-
ISRLCategories: HA08,AC0401, HA10,AD0518 work,builda relationshipwithanotheremployee,
and motivateworkers. People also choose to use
different media for different goals. Moreover,
people choose differentformsof a message (e.g.,
Introduction the level of formality)butalso make cleveradapta-
tions to given situationsand media. Forexample,
Motivation, Scope and Contribution using a diaryto convey a happy greeting with a
smiling face effectively conveys an emotion
Nowadays, managers have at their disposal a through a medium that is usually expected to
wide varietyof communicationtechnologies from communicateshorttask-orientedmessages. (The
which to choose. A number of recent studies typo-product 1823-is intentionalto demonstrate
have reviewed and extended theories of how later how technology can help reduce errors in
managers choose a mediumfor a specific situa- communication.)
tion.3 Nevertheless, currenttechnology can also
affectwhat we communicate, as wellas how we The model developed below attemptsto explain
communicate it. Thus,the questionfordesigners how people choose the message form and the
has become broader: how should technology be
medium according to goals and situations.
designed to make communicationmore effective
Followingon fromthis model, if correct, it might
by changing not only the medium, but also
then be possible to design a computer-based
attributesof the message itself?
communicationsystem. For example, the diary,
A shortexampleof organizationalcommunication as partof a sophisticatedorganizationalmemory,
can illustratehow we choose the medium and could recognize that Jack is a new workerand
message form. Table 1 shows 10 messages supplement the message of the April3 morning
recorded on three consecutive days. Three shift with additionalcontext informationsuch as
messages are takenfroma diaryinthe production productname (ratherthanjust #8123) and details
room. The other seven use a variety of other about the blue dying color. More generally, a
media: e-mail,face-to-faceprivatemeeting,typed model of effective communication could be
memo, phone call, and voice mail.The messages incorporatedintocommunicationtechnologyso as
to adapt messages. This could be achieved by
automaticallyrecommendingto the sender the
3Webster optimal amount of context informationin the
(1998)providesa comprehensiveoverview of
theoriesthatdescribehowmanagerschoosea medium message.
fora specificsituation.
Amongthesetheoriesarethose
concerning mediarichness(DaftandLengel1984,1986) A modelof user behaviorforguidingdesign needs
andsocialpresence(Shortet al. 1976),theoriesrelated
to media richness(Rice et al. 1989; Straub1994; to satisfyseveral conditions.Itshoulddescribenot
Trevinoet al. 1987),furthertheoriessuch as those only the product, but also the process of com-
relatingto physicalaccessibilityof the mediumor munication,in order to identifyopportunitiesfor
inspace andtime(Markus1994a;Reinsch
availability
and Beswick1990;RiceandAydin1991),andindeed, computersupport.Forexample,the developersof
morerecentsuggestionssuchas a taskclosuremodel Colab (one of the more ambitiouscollaborative
(StraubandKarahanna 1998)anda combinedviewof
utilityandnorms(Kraut et al. 1998). supportsystems) providean insightfulanalysis of

252 MISQuarterly
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= 1 I I I~1 sl
- I re
L'4[(fJ~f= IIII C~
I(I4
Y.
I II I I Is E] I l . I II~
II 1I*II[e]mFI
I e imC'4 dI.I r.m~.
S S~~~=II

DiaryEntries Ad Hoc Communication

(1) April,2, evening shift- (2) E-mailfromSmithto contractmanager:Delay in product#8123


Smith:Joey spilt tea onto to Macy's. Expectedto be completed tomorrowa.m.
the pulpfor product#8123. (3) E-mailfromcontractmanager to logistics (threadedto previous
We had to leave tray#5 e-mail fromSmith):postpone deliveryfor Macy'sto Monday.
open to dry(went by the (4) Face-to-Face Smith and contract manager: "...I know what you're
manualp. 501). We did go thinkingabout Joey. I want to ask you not to make a big deal out of
on withthe blue orderand all this. The guy felt bad and has alreadyvolunteeredto work
finished it, but take care of overtime. BTW,do you knowthe diningroom is closed; there really
product1823 firstthing (you is no place to get a snack at night."
willneed Joey or some (5) E-mailfromcontractmanager to Smith:I'venever met Joey. Ask
other painter). himto stop by so I can get to know him.

(6) April,3, morningshift- (7) Typedmemo fromcontractmanger to all employees:


Mike:back on schedule. Effective immediately 4/3/2000
We finishedproduct#8123 Please refrainfrombringingin drinksor food into
left over fromyesterday in The productionrooms. The diningroomwillbe
additionto planned produc- Open 24 hours a day.
tion, butwe are lowerthan (8) Phone-callMiketo Joey: "HiJoey, it's Mike. Ijust heard there
expected on blue! was a delay withthe red order. I knowyou must be very tired, but
could you possibly come in for a few hours. I need to set up a team
but can'tfinda painter....Great,thanks Joey. So what time can you
come in?"

(9) April,4 (10) Voice mailfromCEOto all employees: Good morning. I want to
remindyou about the Europeanvisit tomorrow.We all need to be at
HappyBirthday,Jack! our best. You must believe me when I say there willbe no layoffs
as a resultof this merger. I have negotiated this issue to the very
(i)
and\ tlastdetailtellingthe newcomers that we have always been family
?-^ and that this is the way we stay!

tThis example follows scenarios of communication found in Saunders and Jones (1990) and Robinson et al. (2000).

users' communicationfailures,whichtheyattribute 1993; Sitkin et al. 1992; Webster and Trevino


to the designers' need for controlover the com- 1995). This paper attemptsto go one step further
municationprocess (Tataret al. 1991). Second, by offering a model of organizationalcommuni-
ratherthanbuildingon eithercognitiveor affective cation that integrates action and relationships
aspects of communication, the model should througha set of cognitiveand affectivestrategies.
capture both aspects, so as to build a more A thirdrequirementof a model leading to design
accurate representationof actual behavior.Past implicationsis that it should explainhow a single
studies have tended to concentrate on one message is produced if we are to support mes-
aspect, rather than the other. This is now sage production(Rice 1992; Websterand Trevino
changingas researchersattemptto bringtogether 1995). Ideally,such supportwould be an optimal
relationalcommunicationin organizations,action configurationof mediumand message attributes.
relatedcommunication,and communicationtech-
nology for collaborativework (see, for example, Ourfirst contributionis a review of the literature
Fulk1993; Krautet al. 1998; Poole and Jackson leading to the development of the model. In his

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seminal book Organizations in Action, Thompson due to poorrelationshipsbetweencommunicators.


sets out to identify"aframeworkwhich mightlink Hence, reducinghumancommunicationor auto-
at importantpoints several of the now indepen- mating it may damage the organizationwhen it
dent approachesto the understandingof complex hampers communicationintendedto builda rela-
organizations"(1967, p. viii). He considers his tionship. Nevertheless, the benefits and costs of
frameworkto be a conceptualinventorycapable of organizationalcommunicationare evidentlyvery
generating propositions and demonstrated the high. The finding that managers spend around
plausibilityof these propositionsby using illus- 75%of theirtimecommunicatinghas notchanged
trativestudies withoutany systematic evidence. over the past 30 years, fromMintzberg(1973) to
Thispaperis a step towarda conceptualinventory Rice and Shook (1990). Improvingorganizational
of computermediatedcommunicationinorganiza- communicationshould, therefore, be extremely
tions. It is an attempt both to assemble past valuable (see also Carlsonand Davis 1998).
researchon communicationfromdiverse sources
and to propose a new understandingof organi-
zational communication.Not only does it bring The Proposed Model
together different perspectives from different
sources so as to provide a wider reference for Organizationalcommunicationis seen from a
future research, but it reveals elements of the three-foldperspective: action, relationships,and
communicationprocess whichcan refineprevious choice. Organizationsmust focus on action, and
findings and help stimulate new work. For communication plays a pivotal role in organi-
example,a statementsuch as "face-to-faceand e- zations, and may even be seen as the foundation
mail ratherthan a typed letter is used to convey formost organizationalaction(O'Reillyand Pondy
informality" (e.g., Trevinoet al. 1987) may not be 1979; Weick 1979). Hence, it must be assumed
truein an organizationthatimposes formale-mail that organizational communication eventually
as its standardmeans of communication.On the leads to action, although not all communication
contrary,face-to-face communicationmay sym- can, nor should it be, associated directlywith a
bolize a veryformalevent.
specific action. Inotherwords, communicationis
seen as takingactionand organizationsare seen
The second main contributionoffered by this as collections of communicativeacts (Winograd
paper is in providinga prolegomenon of a new and Flores 1986). This perspectivehelps to iden-
modelthat(1) is more balanced in its treatmentof tify the goals of communicationinsofar as they
action and relationship,of cognition and affect, relateto differenttypes of actionwhileitalso helps
and of message and medium,and (2) digs deeper to define effective versus poor communication.
to revealthe mechanismsbywhichpeople choose
to behave. The resultis a more complex descrip- Second, organizations may be described as
tion of communicationbehaviorthat has multiple entities engaged in social, as well as economic,
purposes (e.g., to accomplisha task and maintain exchange (Blau 1964). Since they cannot exist
a good relationship)and uses a rangeof cognitive without social communication, action-oriented
and affective strategies. If indeed it presents a goals are complemented by the relationship-
more realisticview of communicationbehavior,it orientedgoals of communication.
should be more capable of informingdesign. The
economic value of improveddesign of communi- Third,a communicatorwillgenerallychoose how
cation technology should be clear. Thompson's to communicate. We use a combinationof social
widelyaccepted theoryassumes that the cost of and utilitarianvalues to describe how people
communicationshould be minimized,and to this choose their communicationbehavior,including
end, organizationsare designed to reduce com- theirchoice of communicationmedia.4
municationwhen coordinationcan be achieved
withoutit. The balanced view of action and rela-
tionship presented here reinforces the need to
minimize the cost of communication,but also 4lndeed,rational-choice
modelsforusingcommunication
technology,such as mediarichnesstheory(Daftand
includes in itthe cost of low commitmentto action Lengel1986),have been influential.
However,recent

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Within the perspective of choice, action, and Rasmussen 1986). The sources of communica-
relationship,we develop a model that has three tion complexitycan be categorized as cognitive
main factors, each of which includes several complexity, dynamic complexity, and affective
elements (shown in Figure1): complexity.5

* Inputs to the communicationprocess: (1) task Cognitive complexity is a function of


attributes, (2) distance between sender and
receiver,and (3) values and normsof communi- (1) the intensityof informationexchanged (inter-
cation; dependency)between communicators,which
increases the probability
of misunderstanding
* A communicationcognitive-affectiveprocess (Straus and McGrath 1994),
that describes the choice of (1) one or more
communicationstrategies, (2) the form of the (2) the multiplicityof views held by the com-
message, and (3) the mediumthroughwhich it municators,whichincreases the plausibilityof
is transmitted;and understandingthe message in a different
context than intended (Boland et al. 1994),
* The communication impact: (1) the mutual and
understandingand (2) relationshipbetween the
sender and receiver. (3) the incompatibilitybetween representation
and use of information,which requires the
Lookingback at Table 1, the example demon- informationcommunicated to be translated
strates several communicationgoals, forms of before it can be used, and increases the
message, and media. Communicationstrategies, demands on resources and the probabilityof
however,are less obvious. Forexample, in trying error(Barber1988; Norman 1990).
to influencethe employees, the CEOtakes their
perspectivein the voice mailabout the European Dynamic complexity refers to how far the com-
takeover. Below we enumerate several other municationprocess depends on time constraints,
communicationstrategies and show how they unclear,ordeficientfeedback and changes during
affect the choice of mediumand message. the process. Dynamiccomplexityincreases the
likelihoodof misunderstandingthe requiredaction
We use extensively the notionof communication (Diehland Sterman1995). Forexample, when the
complexityto explain the choices of strategies, receiver's behavioris highly unpredictable(e.g.,
messages, and media. Communicationcom- lapses of attention),the communicatorneeds to
plexityresultsfromthe use of limitedresources to adaptthe communicationprocess to fitin withthe
ensure successful communicationunderproblem- new behavior.
atic and uncertain conditions. It grows as the
demands of the communication process on Affective complexity, meanwhile, refers to how far
mental resources approach their capacity (e.g., communicationis sensitiveto attitudesorchanges
indispositiontowardthe communicationpartneror
the subject matter. It is typified by relational
orientedobstacles such as mistrustand affective
researchhasshownthatthesemodelsalonecannotfully disruptions(Salazar 1995).
explainempirical findingsaboutthe use of communi-
cationtechnology(EI-Shinnawy andMarkus 1997;Fulk
andBoyd1991;Fulket al. 1990;Huanget al. 1998;Lee
1994;Ngwenyama and Lee 1997;forcomprehensive
accountsof evidenceon mediachoicesee alsoMarkus
1994a;Strauband Karahanna 1998; Webster1998;
Zack1993).Inthispaper,social-influence accountsof
mediaselectionare advanced,not so much as an
alternative
approachto rational-choice models(e.g.,
Donabedian et al. 1998),butratheras a complementof anddynamiccomplexity
5Cognitive areactionoriented,
relationshipgoals to task goals (e.g., Websterand tocoordinative,
corresponding anddynamic
component,
Trevino1995). indefiningtaskcomplexity
complexity (Wood1986).

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II

II
II
II
complexity
Communication
II

*. . _ *0
- I I I
- M . .

A simple task can demonstrate these sources of screams "Right"and she answers slowly "OK,"he
communication complexity. Joe asks Rita to help is not sure that he can rely on her intent to follow
him bring his new boat to harbor through a narrow with appropriate action. This is a state of high
and long water passage. They decide to row the affective complexity.
boat and adjust the boat's course, where
necessary, by rowing faster on one side and The three factors and their elements are mapped
holding the oar steady on the side to which they in Figure 1 and described in Table 2. Later, the
wish to turn. They each take a side of the boat attributes or classes of the model are defined
and row in parallel, both maintaining eye contact more precisely. The paper proceeds as a journey
and each deciding on the rowing pace by from a more abstract discussion of communication
estimating the leeway between the boat and the goals rooted in philosophy, through to an analysis
bank. Now suppose that Joe cannot see what is of cognitive and affective strategies built on
happening on Rita's side and vice versa. They behavioral sciences, to the more concrete design
need to communicate continuously to inform one
implications with regard to information and com-
another of the leeway on each side in order to munication technologies. Figure 1 serves as a
work harmoniously. The intensity of the com-
map to keep on track. The criterion for choosing
munication is higher because Joe must rely on
the landmarks for the central path concerns how
information from Rita before he can act. Cognitive
to best uncover the process of communication so
complexity is, therefore, higher than in the that others can forge new paths along similar lines
previous scenario. Now let us suppose, further, for new conditions. For example, organizational
that it takes a few seconds to see the effect of
politics, which are left out of the analysis, undoub-
adjusting the speed of rowing on the change of
course. Joe says "Right"but sees no immediate tedly play a role in shaping communication, but
reaction (feedback) and is left uncertain as to they too could be investigated in the future, using
whether Rita heard or understood his message. the same rationale developed to analyze the effect
of culture. So while the review of the literature
Dynamic complexity is therefore high and Joe may
consequently ask Rita to confirm by saying "OK" attempts to be comprehensive within the boun
whenever she gets a message. Finally, let us say daries sketched out in Figure 1, the development
that Joe is not sure about how Rita feels toward of the model concentrates on representative
him today and suspects that she may not mind elements. The choices of these elements are
terribly if the boat gets scratched. So when he described in more detail later.

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Factor Element Description: Classes and Attributes of Elements


Impact Mutual The communicativeact is judged to be comprehensibleand
understanding true.
Relationship The communicativeact is judged to be trustworthyand
appropriate.
Process Communication The sender's intendedimpactof communicationon the
goals receiver: instructaction, manage interdependentaction,
manage relationships,and influence.
Communication Methodsof coping withcommunicationcomplexityto achieve
strategies communicationgoals: contextualization,affectivity,control,
perspective taking,and attentionfocusing.
Message form Characteristicsof the formof the informationcommunicated:
size, distribution,organization,and formalityof the message.
Medium Characteristicsof the physical mediumon which the mes-
sage is transmitted:channel capacity, interactivity,and
adaptiveness.
Inputs Task Characteristicsof the task situation:analyzability,variety,and
temporaldemands.
Sender/receiver The relativesituationsof sender and receiver: cognitiveand
distance affective.
Values and Culturalvalues are stocks of knowledgethat guide behavior
norms of communicatorsbelongingto that culture:independence-
interdependence.
Communication Cognitive The complexitydue to the intensityof informationexchange,
complexity complexity the multiplicity
of views and the incompatibility
between
representation and use of information.
Dynamic The complexitydue to time constraints,deficientfeedback,
complexity and changes duringthe process.
Affective The complexitydue to sensitivityto attitudesand changes in
complexity dispositions.

Each of the numberedarrowsin Figure 1 repre- cation process can affect it by determining a
sents a generalpropositiondeveloped below.The person's goal prioritiesand setting limitationson
expositionof the modelfollowsFigure1 fromright behavior (propositions 8 through 11). Special
to left, beginning with communication impact attention is devoted in this section to the inter-
(proposition1) in the next section of the paper. culturaleffects on the communicationprocess due
The heart of the discussion is presented in the to the growingimportanceand recent interest in
section that explains the elements of the com- global communication.The final section looks at
municationprocess, summarizesthe principlesof the model's implicationsfor research and design.
behavior assumed in this model, and proposes Ittakes the model's three factors (Figure1) as a
effective combinationsof goal, strategy,medium, specification of requiredfunctionality,adds the
and message attributes(propositions2 through7). notionof organizationalmemory as a necessary
We then examine how inputs into the communi- resource, and postulates some general design

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guidelines for future communication support meant by communication. Of the many definitions
systems. of communication, we have sought one which
emphasizes goal driven behavior, which is later
The last introductorynote specifies the level of the shown to be the basis for choosing strategies so
theory (Klein et al. 1994). In Table 1, messages as to impact action and relationship. Gerald R.
1, 2, 3, and 8 are all associated with the task of Miller claims that, "In the main, communication
producing and delivering product #8123 with has its central interest in those behavioral
minimal delay. These four messages may be seen situations in which a source transmits a message
as a higher-level group of individual messages to a receiver(s) with conscious intent to affect the
that are all influenced by certain attributes of the latter's behavior" (1976, p.92). By analyzing the
common task. The model described below is a message, its communicative impact can be
mixed-determinants model in the sense that the assessed to the extent that the sender's intent
elements of a message (e.g., its medium) are (goal) has been understood and accepted once
determined by other elements of the message (its the message has been received. Furthermore, it
goal) but also by elements of the common task is only the immediate impact of the communicative
(e.g., the urgency to complete the task with act on the receiver's desire to react that is
minimal delay). The section on the communication investigated.7
process develops the relationships between ele-
ments of a message, assuming that the messages The model of organizational communication
are independent of group effects. The section on proposed here is a pragmatic theory of a rational
inputs to the communication process introduces communicator who uses resources to implement
the effects of inputs such as task attributes on communication goals. We build on the theory of
messages, assuming that messages are relatively communicative action (Habermas 1984), which
homogeneous with respect to the inputs.6 For similarly situates social communication within a
example, all messages associated with an urgent top-down hierarchy of goals and resources in the
task will usually be communicated by phone or e- context of social norms and cultural values.
mail but not by typed memos. The effects of both However, to be able to move from a theory of
levels may interact. For example, messages that communication to the design of systems that
are not only associated with an urgent task (a support communication, the top-down view must
group level) but also involve persuasion (a be complemented with a bottom-up view of how
message level) will be communicated by phone limited resources are used to achieve goals.
rather than by e-mail more frequently than urgent
messages not involving persuasion.
7An in-depthexaminationof communicationmakes it
necessary to concentrateon the directimpactof com-
municationto keep the discussion manageable. For
example,Computer-Supported CooperativeWorklitera-
Elements of Communication ture usuallytreats the impactof using communication
Impact systems on action and relationship.Hollingsheadand
McGrath(1995) provide several instances of such
impacts. Regarding action, communication affects
(1) the task product,e.g., time, numberand qualityof
The Theory of Communicative Action decision solutions, and (2) the users' reactions, e.g.,
satisfaction and rated effectiveness. Regardingrela-
tionship, communication affects (1) the relations
A definition of communication impact necessarily betweenactors,e.g., attractionand feelingof alienation,
begins with an explanation of what is actually and (2) the patternof interaction,e.g., totalor non-task
amountof participation. This paperexaminesthe impact
of the communicative act on the receiver's under-
standingof the message and on the receiver'srelation-
6We use the terminologyofferedby Kleinet al. (1994). ship withthe sender, butdoes not examineany aspects
In mixed-determinantsmodels, determinantsfrom a of organizationalimpact, such as decision quality.
varietyof levels may influencethe dependentvariables. Ideally, the individual and organizationallevels of
Homogeneitywithrespectto a constructimpliesthatthe analysis can be integrated (O'Reilly et al. 1987).
group members' values on a given construct are However,for practicalreasons, this paper is limitedin
sufficientlysimilarso that it is meaningfulto talkabout scope and assumes thatbettercommunicationwilllead
the groupconstruct. to betterdecision quality.

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These two views explain, respectively,what and senders' obligationto providethe reasoning for
howpeople communicate,and,when examinedin the validityof theirclaims, and furthermore,these
the context of a particularsituation,they provide claims may be rooted in or regulated by the life-
the necessary knowledgefordesign. Forexample, world shared by the communicators.The com-
if we assume that senders exercise more control plexity of implementing communicative action
over interpersonalmessages when they feel the grows with the need for coordinationand type of
receiver'sreactionis less predictable,a designer action orientation (goals, norms, and values).
who knows this may build into the system both These twocharacteristicsare shown, respectively,
highand low levels of control(e.g., instantversus as a top-downand bottom-uparrowin Figure 2.
delayed feedback). Moreover,the system could The distinctionbetween goals and resources is
be designed to set the default level of control common in social (and organizational)analysis,
according to the level of uncertaintyabout the but the difference between norms and values
receiver'sreaction(e.g., accordingto how closely requires explanation. Norms are the orders of
the sender and receiver have workedtogether). interpersonalrelationshipsaccepted bysociety for
But such design decisions rely on knowledgeof the purposes of regulatingpractices and habitual
how people communicateand, therefore,extends behavior.Normsare expected to be validatednot
the scope of the theoryof communicativeaction. only against standards of rationalitybut also
Belowwe simplifythe frameworkused by Haber- against standards of relationships. In contrast,
mas and argue whythis frameworkis appropriate engrained in the cultureare values of objects of
for a model of organizationalcommunication, utilitythat are not usuallyputto tests of validity.
whilewe also indicatein general termswhat must
be adapted. To adopt communicativeactionfororganizational
communication,we evaluate whetherthe system
Habermas (1998) developed his theory of com- depictedin Figure2 is appropriateinthe organiza-
municative action as an element of a more tional setting. We regard an organizationas a
general theoryof society. social system that can be characterized by
resources, goals, norms, and culture.Moreover,
[The] concept of communicativeaction we assume thatorganizationsrelyon coordinated
refers to the interactionof at least two action and, indeed, act undernormsof rationality
subjects capable of speech and action in the sense that actors of the organizationare
whoestablishinterpersonalrelationships. guided by theirgoals, norms and cultureon how
The actors seek to reach an under- to act in order to produce desired outcomes
standing about the action situationand (Thompson 1967). Communicationcomplexity
their plans of action in order to coordi- has already been discussed. In other words,
nate their action by way of agreement looking at Figure 2, one can substitute"person"
(Habermas1984, p. 86). withan actor in an organization,replace "society"
with organization,and consider "culture'"asboth
Communicativeaction(a behavior)takes place in organizationaland nationalculture.Finally,in this
relation to three additional factors-culture, organizational setting, we take communicative
society, and person-that together constitutethe action to be an ideal formof organizationalcom-
"lifeworld,"which serves as the context for munication.Indeed,several studies of information
communication.These fourfactors are organized systems have recently used the theory of com-
in Figure2, alongside the correspondingproducts municative action to understand organizational
by which action is oriented: resources, values, communication(e.g., Ngwenyamaand Lee 1997;
norms, and goals. In order for goals to be Ngwenyamaand Lyytinen1997).8
achieved,coordinationbetween communicatorsis
necessary, as is the commitmentof communica-
tors to behave in certainways, whichis assumed 8Recentstudies have used Searle's(1969)theoryof
to be partof establishingrelationships. speech acts (e.g., Moore 1998; but see criticism by
Janson and Woo 1996), Habermas's(1984, 1987)
Habermasfurthertalks about two characteristics theoryof communicativeaction(e.g., Mingers1995;
Ngwenyamaand Lee 1997; but see criticismby
underlyingcommunicativeaction: rationalityand Sharrockand Button1997),anda combinationof both
complexity.Communicativeactionis based on the SearleandHabermas(e.g., Schoop1997).

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Person
Goals

Culture A m Society
Values o ,A Norms

0)

E
o

Behavior
Resources

*-IsIIIIwM?u~1Iuu1oJIIirIsa'1[4'YKo1m~uIagII4'~'Ie]i[eflI mU.WIo]uul
I ilUII1r*1~I'LN?Te~4[o]pUe1VEi11 .I~1i..I*

The frameworkin Figure 2 must, however, be lifeworldthat is delimitedin relationto goals, but
adapted to formthe basis for design. First,while there is littleconcernwithhowthe situationaffects
the theory of communicative action has little behavior.Therefore,inourmodel,situationwillbe
connection with the physical aspects of com- characterized more specifically as task and
munication, a model leading to design must sender-receiverdistanceto demonstratehowthey
address the interactionbetween the communi- affect behavior.
cator and the media. The levels of context (in
Figure 2) are necessary but not sufficient for
designing informationtechnology; they must be Communication Impact Defined
complementedwithlowerlevelsof abstractionthat as Mutual Understanding and
describe the physical functions and form of
communication(Rasmussen 1986). Therefore,in Relationship
our model, behaviorwill be described in greater The first implicationof the theory of communi-
detailas communicationstrategies, medium,and cative action is a definitionof communication
message. Second, Habermas'categories of goals impact. Habermas(1984, 1987) claims that four
and actions, which he sees as universal,may be conditionsare necessary fora communicativeact
inadequate to capture the idiosyncrasies of a to take place:
specific settingsuch as an organization(Sharrock
and Button 1997). Therefore,we use the prin- (1) the act must be comprehensible,so that the
ciples of communicativeaction, but do not adopt receiver can understandthe sender;
the detailed classifications.Third,in the theoryof
communicativeaction, a situation represents a (2) the act must be true, so thatthe receivercan
temporallyand spatiallydefined segment of the share the sender's knowledge;

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(3) intentions must be expressed truthfully,so receiver to purchase the product, then the
that the receivercan trustthe sender; and communicationmust notonly be comprehensible,
but also appropriate.
(4) the act must be appropriatewithin some
normativecontext so that the receiver can Relationship and mutual understandingare, of
agree with the sender within this value course, closely interrelated.Indeed, work rela-
system. tionships, and more specifically, mutual trust,
facilitate a more productiveflow of information
Communicationis at once an act of buildinga (Hartand Saunders 1997; Nelson and Cooprider
mutual understanding between sender and 1996). Moreover,relationshipsbuildtrust,which
receiverand buildinga relationshipbetweenthem. can be described as the confidence that the
The relationshipis necessary for gaining a com- receiverwillfulfillobligationsand behave in a fair
mitmentfrom the receiver to the sender or the and predictable manner (Anderson and Weitz
largergroupto whichthey belong. Infact, it is the 1989). Communicationis, therefore, more effec-
act of communicationmorethanthe informational tive when trust and commitmentare high (e.g.,
contentthatproducesthis commitment(Huffet al. Dore 1983; Williamson1975). Explanationsper-
1989). Althoughsome may regardthe thirdcon- ceived to be timely and sufficiently detailed to
ditionto be somewhat naive, truthfulexpressions allowforadequate understandingof the message
of intentions are the basis for the commitment are more likelyto lead to trust (Whitener et al.
necessary in social exchange (Blau 1964). 1998). In fact, any communication between
managers and subordinates that appears to be
These four conditions of validity allow us to open builds trust (Gabarro1978). On the other
develop two mirror perspectives: (1) defining hand, faulty communication and unsuccessful
mutualunderstandingand relationshipas the im- interactionmake it impossible to reduce psycho-
pact of successful communicationand (2) charac- logical distances between people (Schein 1996).
terizingimpedimentsto actionandto relationships Thus, mutualunderstandingand relationshipare
as poor communication.While Habermas com- intimatelyrelated.
bines understandingand relationship,we separate
the two, acknowledgingthat they are interwoven The four conditions of communicationinvalidity
yet assumingthatpeople can distinguishbetween also allow us to investigate poor communication
the two. Mutual understanding refers to the first as an impedimentto actionand relationship.Such
and second conditions (a comprehensible and a perspective is useful for two reasons: in prac-
true message) and is associated withthe action- tical terms, failures in communicationare often
orientedaspect of communication.Mutualunder- easier to measure than successful communi-
standing includes not only the receiver's under- cation, while conceptually,a focus on communi-
standing of the message, but also the sender's cation invaliditycan serve to explainbehaviorthat
awareness that the recipientof the message has attempts to overcome impedimentsto action. In
understoodit. Relationshiprefersto the thirdand linewiththe actionperspectiveadopted here, poor
fourth conditions (trustworthinessand appro- communicationcan be defined as an impediment
priateness)and is associated withthe dimension to action, that is to say, any exchange of infor-
of relationships within the communicative act mationthat leaves the receiver unable, unwilling,
(Habermas 1984). Successful communication or unsure of how to proceed with the sender's
necessitates both aspects, althoughthe marginal intended impact.Takinga similar approach, De
impact of a single communicativeact on rela- Bono (1976) considers thinkingfromthe point of
tionship may be smaller than that on mutual viewof actionand defines an effective explanation
understandingand may depend on the precise as one that allows an individualto decide on what
communicationgoal. Forexample, ifthe sender's to do next.
goal is to convey the price of a product, then
mutualunderstandingis the desired impact. On Highlevels of communicationcomplexitycan lead
the other hand, if the goal is to influence the to communicationfailures. Cognitive complexity

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and dynamic complexityimpede mutual under- The Communication Process m


standing by makingit difficultto understandand
share knowledge, which are the first two condi- The discussion of the communicationprocess
tions of successful communication noted by begins with communicationgoals (see Figure 1)
Habermas (1984). Affectivecomplexityprimarily and proceeds by incorporatingthree inter-woven
impedes the processes of building trust and elements, as follows:
setting an appropriatenormativecontext of the
communicationthatis acceptableto bothreceiver * the communicationstrategies for a given com-
and sender. These are the thirdand fourthcondi- municationgoal;
tions of successful communication.Overcoming
highcomplexityis thus centralto successful com- * the medium on which the message is trans-
munication.Intheories of humaninformationpro- mitted;
cessing, it is generally agreed that higher com-
plexity results in poorer performance,although * the formin whichthe informationis packedinto
extremely low levels of complexitymay reduce a message.
performance by failing to arouse sufficient
attention (Rasmussen 1986; Schroder et al. Althoughnot necessarily sequential, they willbe
1967). We adapt this general observationto the explained one by one in the sections that follow
specific domainof communicationin proposition1 (Table 3 provides a glossary of all the process
and treat it here as an axiom from which other elements). Once the firsttwo elements (goals and
propositionsare derived.9 strategies)have been discussed, we willelaborate
on the assumptions behind behaviorand choice,
Proposition 1: Beyondsome minimalvalue and willuse these to explainhow goals affectthe
of communicationcomplexity,a reductionin choice of strategies. The same rationale for
it will result in higher levels of mutual choice is later used to explain how strategies
understandingand relationship. affect the choice of message and medium,and
how inputs affect the process (discussed in the
Insum, the impactof a communicationis linkedto section on inputsto the communicationprocess).
the receiver's intentto react. The theoryof com-
municativeaction is used (1) to define communi-
cation impactas mutualunderstandingand rela- Goals
tionship and (2) to define impedimentsto action
and relationship,and characterizetheircauses as Habermas (1987) discusses four broad social
cognitive complexity, affective complexity, and processes that requirecommunication:reaching
dynamiccomplexity.Reductionsincommunication understanding,coordinatingaction, buildingrela-
complexity are expected to improve communi- tionships(socialization),and strategicallyinfluen-
cation. cing others. Several empiricallyderived classifi-
cations of organizationalcommunicationgoals
exist (see recent classifications in Carlson and
Davis 1998; Kettingerand Grover1997; Mackay
1988; Orlikowksiand Yates 1994; Poole and
Hirokawa1996; Te'eniand Schwartz2000). They
are diverse and more elaborate than Habermas'
9Thediscussionis framedas a set of propositions,
the
firstof whichis takenhere to be axiomaticand the fourprocesses. This is presumablybecause they
remaining arepartof an expandable
propositions set of attempt to map the communicationgoals to a
testabletheorems(Blalock1969).Indiscussinghowto multitude of observable activities within the
constructverbaltheories,Blalockarguesthat"Axioms
arepropositionsthatareassumedtobetrue.Theorems, organization,e.g., processing of informationvs.
ontheotherhand,arederivedbyreasoning, ordeduced, choice making. In the interest of parsimonyin
fromtheaxioms"(p. 10). Hefurther suggeststworules theorydevelopment,we choose here to buildon
forstatingtheoriesinverbalform:(1)axiomsshouldbe the theoretical foundations in communicative
statements that imply direct causal links and
(2)theoremsshouldbe statedina testableform. action, adapting them to the organizational

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.j *J[U.J [e1.j.j iYZe] ii .13 I(*U IuE II3o] ml[*4E Le] U d IeI*I.
amimmill

Element Attributes Definition


Goals
Instructingaction Gettingthe receiverto act accordingto the sender's wishes.
Managinginter- Coordinatinginterdependentactors.
dependent action
Managingrelationships Fosteringrelationshipsbetween people at work.
Influencing Attemptingto influencebehaviorand attitudeto conformto the sender's
wishes but realizingthe receivercan behave differently.
Strategies
Contextualization Provisionof explicitcontext in messages.
Affectivity Provisionof affectivecomponents (emotions, moods) in messages.
Control-testing and Testing and adjustingcommunicationaccordingto feedback duringthe
adjusting process.
Control-planning Planningthe patternof communicationand contingencies ahead of the
process.
Perspectivetaking Consideringthe receiver'sview and attitude.
Attentionfocusing Directingor manipulatingthe receiver's informationprocessing.
Media
Interactivity The medium'spotentialfor immediatefeedback fromthe receiver.
Channelcapacity The medium'spotentialto transmita high varietyof cues and languages.
Adaptiveness The medium'spotentialto adapt a message to a particularreceiver.
Message
Size Numberof semantic units.
Distribution Numberof destinationsto whichthe message is sent.
Organization The extent to whichthe message is orderedto supportmutual
understanding.
Formality The abstractionof a descriptiontowardclosure of action accordingto
the rules of communicationin the particularorganizationalsetting.

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setting.'1 Furthermore,as we define each of the The purposeof managingrelationshipsis to foster


four communicationgoals, we also relate it to relationshipsbetween people at work(we use the
communicationcomplexity. term managing relationshipsratherthan building
or maintainingrelationshipsto connote the whole
The simplest instance of reachingunderstanding range of actions beyond initiatingcreating a
is in instructingaction, which has the goal of relationship,e.g., preserving,strengthening,and,
getting the receiver to act according to the if necessary, severing relationships).The com-
sender's wishes (Habermascalls this "instrumen- municationneeded to manage relationshipsis not
tal action"). One such action is a request for action-oriented(Scollonand Scollon 1995; Street
information. Althoughmost of the empiricalclassi- and Cappella1985; Weedman 1991). Thisgoal is,
fications of organizationalcommunicationmen- therefore,closely related to affective complexity
tioned above appear to classify information due to the possible dispositionsbetween sender
seeking as a distinct class of action, we remain and receiver.Moreover,the absence of any focus
consistentwiththe theoryof communicativeaction on action often widens the possible meaning of
and includea request to provideinformationas a the message, makingit more subjective. Indeed,
special case of instructingaction. Furthermore, managingrelationshipsis mostfrequentlyinvoked
there is no inherentsource of complexityin this in situationsof changingor deterioratingrelation-
communication.Indeed, other goals will be seen ships (Lee and Jablin 1995). Where such com-
to be more complex by comparison. munication is irregular,and the interpersonal
context of the sender-receivercommunicationis
The aim of managinginterdependentaction is to less established, the uncertaintyof the receiver's
coordinateinterdependentactors. In comparison reactions to the communication is high. This
to instructingaction, managing interdependent uncertaintyalso increases dynamiccomplexity.
action is higherin terms of cognitive complexity.
Accordingto Thompson (1967), interdependent Influencingcan be either action orientedor rela-
action generates cognitive complexity due to tionshiporiented. Influencingis about attempting
interdependence between actors that can be to influence behavior and attitude in order to
eitherserial (one's action depends on the other's conformto the sender's wishes but realizingthe
action) or reciprocal(one's action both depends receiver can behave differently.Influencingis
on and affects another's action). Furthermore, oftenconcernedwithresolvingconflictsand, thus,
when the task requiressimultaneousinteractions it reflects high interdependence between com-
betweenactors,dynamiccomplexityincreases too
municators, more so than thinking collectively
(Vande Ven et al 1976). (Straus and McGrath1994). Moreover,the need
for influencingassumes a multiplicity of views or
preferences held by the communicators,which
need to be connected. Influencingis, therefore,of
high cognitive complexity. Furthermore,
influencingassumes that the receiver's behavior
cannot be determinedin advance and, therefore,
10Whilemost recentclassificationsof organizational that communication should be sensitive to
communication differentiate
betweencommunication
aroundcurrentactionand communication for some changes in the behavior. Influencingincludes
futureaction,whichincludesknowledgeacquisition attemptsto change behaviorby bringingaboutan
(Carlsonand Davis1998;Kettinger and Grover1997; alteration in attitude. Hence, influencing may
PooleandHirokawa 1996;Te'eniandSchwartz2000),
we decidedto keep to the theoreticalframework of depend on the receiver'sdispositionstowardthe
communicative action,in whichthe situationof social sender or the subject matter and is, therefore,
actionis definedbytemporal andspatialconditions.The
distinctionbetweencommunication aboutcurrentand usuallyhigh in affectivecomplexity.
futureaction(e.g., formalproceduresforactions)will,
therefore,be characterizedin the presentstudybyan Table4 lists the fourcommunicationgoals and the
attributeof the task elementcalled temporality (dis-
cussed in the sectionon inputsto the communication correspondingsources of communicationcom-
process). plexityto whichthey are most susceptible.

264 MISQuarterly
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1161 I?X inei liii 111111[*I [.1 mUWIell IY1 ml.Eo] I 141 'I'] ml.liii' RTe1I IIOI4-Ee Eo] 'liii [I

Goal Inherent Source of Complexity


Instructingaction (includes
requestinginformation)
Managinginterdependent Highcognitivecomplexitydue to interdependencyand multiplicity
of
action views. Highdynamiccomplexitywhen interdependentaction is done
in parallel.
Managingrelationships Highaffectivecomplexitydue to dependency on interpersonal
dispositions.Highdynamiccomplexitywhen reactions are uncertain.
Influencing Highcognitivecomplexitydue to multipleviews and high affective
complexitydue to dependency on interpersonaldispositions.

Communication Strategies sender and receiver, and the receipt of the


message by the receiver. Communication is
The four classes of communication goals achieved by being more or less active in the
(Table4) and theirinherentsources of communi- followingactivities:(1)creation-buildingcognitive
cation complexityare used below to explain the and affective components in the message;
choice of communicationstrategies. Communi- (2) transmission-controlling the information
cationstrategies may be definedas the means by transmission through planning and through
which communicationgoals can be fulfilled.11 testing;and (3) receipt-considering the receiver's
Such strategies are needed to overcome the perspective on the issue and affecting the
complexitiesof the communicationprocess. The receiver's informationprocessing. These stra-
six communicationstrategiesdiscussed beloware tegies can be seen as the centerpiece of the
summarizedin Table 3. They have evolved from communicationprocess.
previousresearchincommunication,humaninfor-
mationprocessing, and organizationalbehavior,
as well as fromour own observations.The terms Contextualization
communicationstrategies, patternsof communi- Contextualizationmay be described as the pro-
cationbehavior,communicationpreferences,and vision of explicit context in the message. It
communicationstyles were used interchangeably requires the sender to build an explicit inter-
to search the literature.Most of the strategies pretationof the issue as opposed to noting only
outlinedhave been adaptedto fit in withthe level the desired reaction or core message. Thus,
of analysis of a message and the cognitive- contextualizationis centralto theories of compre-
affectiveorientationadopted in this paper. hension and is necessary for improvedproblem
solving performance(Kintsch1988; Mayer1985;
The list of strategies selected here is likelyto be van Dijkand Kintsch 1983). Context is usually
incomplete.However,it is at least representative constructed through layers around the core
of the threedifferentstages inthe communication message that explains, among other issues, the
process: the creation of a message by the following: how an action can be performed;how
sender, the transmissionof the message between it can be brokendown into sub-actions; how the
action answers its motivation;what information
may be related to the message; what alternative
11Theterm"communication isborrowed
strategies" from interpretationsare possible. Piaget, for example,
theliterature communication
oninter-language todenote discusses understandingas "the'how'and 'why'of
waysinwhichpeopletackleandovercomeproblemsin the connections observed and applied in action"
pursuing a communicativegoal(KasperandKellerman
1997). (1978, pp. 218). In informationsystems, the con-

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notationof contextualizationis narrower:it seeks the process, and (2) testing and adjustingon the
to elucidate the situation in which the message basis of feedback during the process (online).
was created, detailing such issues as who is Indeed, people are capable of recognizing and
communicatingwithwhom,when, and underwhat adoptingspontaneous versus plannedcommuni-
conditions(Schwartzand Te'eni2000). Message cation, depending on whether the interdepen-
#3 inTable 1 is an instructionto postpone delivery dence betweenthem is parallelor sequential(Lea
(the core of the message) and message #2 (which 1991).
is threaded) gives the reason for the instruction
(thecontext).Additionalcontextinformationabout For planned control, one needs to consider
the message creation is the sender (contract whether the communication process is pre-
manager),receiver(logistics) and date (April2). determined,leaving the locus of controlwiththe
sender, or whetherit is flexible,leaving open the
progressionof communicationand lettingcontrol
Affectivity shift from one partnerto another. A particular
Affectivitymay be seen to be the inclusion of characteristicof controlthrough planningis the
affective components in the message that des- clear designation of who does what in the com-
cribe emotions and moods, not necessarily municationprocess and a distinctionbetweenplan
pleasant ones (Schwarz 1990). Emotions are and implementation.Inplannedcontrol,message
more intense, relativelyshort-lived,and usually redundancy,especially repetitionof key ideas, is
promptedby a clear trigger,such as excitement used to ensure successful communication(Mayer
about the prospects of success, an apology, and 1985). For example, senders sometimes copy
the pleasure of meeting someone. Moods, such messages to other people withthe sole intention
as the state of feeling good, are rather longer of pressuringthe receiverto take action (Philips
term affective states, usually with no salient and Eisenberg 1993). Additionally,the sender
cause. Schlosberg (1952) has mapped affect may send the same message several times,
accordingto two dimensions: attention-rejection rephrase messages, and summarize previous
and pleasantness-unpleasantness. Thiswas later communication.Importantcharacteristicsof this
reconfirmedfor communicationthat is both non- control behaviorare, therefore,redundancyand
verbal(Greenand Cliff1975) and verbal(Osgood repeated communication ("I'm sending this
1969). Affectivitycan be used to motivate,e.g., to message again to yourotheraddress,""Attached
sustain favorableattitudesand dispositions,and is a summary of our phone conversation")and
to inform, e.g., provide informationabout the multiplerecipients(includingmultiplecopies and
subjectiveevaluationof a product.Indeed,such a blindcopies).
quality is needed to cope with potential com-
municationproblemsdue to affectivecomplexity. Inseeking to achieve controlthroughtesting and
adjusting, the sender plays an active part in
ensuring that the process works well. Timely
Control by Testing and feedback is, of course, essential for effective
Control by Planning control (Te'eni 1992). For example, the sender
Controlis largely a matterof overseeing and, if
repeatedlyasks the receiverifthe communication
necessary, adjustingthe communicationprocess was successful and adjusts the message
to assure effective communication.Forexample,
accordingto the receiver'sreaction.Characteristic
Street and Cappella (1985) note the need for of this control behavior are online tests of the
maintaining coherence indiscourseand managing communicationsuch as "Didyou get the mes-
dominance and control,and Clarkand Brennan
sage?" and "Doyou understandthe message?"
(1991) emphasize the continuous need to coor-
dinate content and process. Moreover,different
levels of controlare needed for differenttypes of Perspective Taking
goals (Jordan1998). Controlcan take two basic Perspective takingis concernedwithwhetherthe
forms:(1) planningthe patternof communication, receiver's view and attitudeare a target of the
and if necessary contingency patterns,ahead of communicationor whether they are left outside

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the scope of communication.This strategy in- Principles of Behavior Assumed


cludes bothcognitiveand affectiveaspects of the in the Model
receiver's perspective. Krauss and Fussell
(1991b) argue that perspective taking, in which Having defined communicationstrategies (sum-
the sender actively considers (imagines) the marizedin Table 3), it is now possible to discuss
receiver's point of view, is necessary for the how the sender chooses to use them. The
communicationto be comprehensible. At a mini- sender's choice of how to communicateis central
mum,itrequiresyou to considerwhatyourpartner to this model: it is used first to explain strategy
sees and hears of yourmessage (Schober 1993).
selection, then to explain medium and message
Ina similarbut broadersense, Scollon and Scol-
selection, and, finally,it is expanded to explain
Ion(1995) use the terminvolvementto describe a
how communicationinputs affect the communi-
communicationstrategy in relationalcommuni-
cation process. Following Beach and Mitchell
cation. They too stress the sender's involvement
in the receiver's world, but include in it the way (1998), the choice of strategies involvestwotypes
of tests: (1) a filteringof admissible strategies
thatworldis seen publicly.Perspectivetakingcan
best be demonstrated by taking interest in the (e.g., affectivity may be banned, de facto, in
formal communication) and (2) a cost-benefit
receivers'viewpoints,inquiringabout theiraffairs
and attitudesand supportingthem, sharingcom- (profitability)analysis in which benefits (e.g.,
mon beliefs and talkingin a personal style (e.g., accuracy in message comprehension) are
message #10 in Table 1). Itusuallyincludes the weighed against costs (e.g., time spent). For
sender's expression of attitudethat can be char- example, perspectivetakingrequirestime and will
acterized by the use of magnifyingadverbs and be selected only if the probabilityand cost of
communicationerrorto the sender for a particular
attitudinallyloaded words (Eggins and Martin
1997). message is high enough to justify the effort. 12
Moreover,the cost-benefitapproachis also appro-
priateto the relationshipimpactof communication
Attention Focusing (Blau 1964). Communicationcomplexity,there-
Inattentionfocusing (also knownas "flagging" or fore, plays a majorrole in the choice of strategies
"contextualization because it reflects the plausibilityof errors or
cues"), the sender attemptsto
direct or even manipulate the receiver's pro- difficultiesin communication,while strategies are
the means by whichcomplexityis reduced. Later
cessing of the message. Inorganizationaltheory,
attentionfocusing is a well-knownstrategy used on, when we talkaboutthe medium,the choice of
strategy will be tied to the choice of medium,
by managers who wish to direct knowledge
changing the costs and benefits, or even the
acquisition(Simons 1991). At the level of com-
feasibilityof strategies (e.g., itmay be infeasibleto
municatinga message, attention focusing may controlby testing and adjustingan airmailletter).
involve highlighting parts of the message,
Similarly,certain inputs to the communication
switchingfromsmallto largeletters,shoutingafter
process may make strategies infeasible (e.g., a
talkingsoftly,etc. (Gumperz1982). This process
involves the use of various techniques to affect complete lack of knowledge about the receiver
informationprocessing, such as switchingformat may make perspectivetakinginfeasible).
(size, uppercase, underline, etc., such as in
message #7 in Table 1), switching styles, and
creatingan unusual composition(e.g., sequence
12Suchtwo-stagemodels are commonin decision
of sentences, repeats, headings). Using some of
making(Beachand Mitchell1987, 1998).The mech-
these techniques in moderationis common, but anismforchoosinga strategyincludestwoaspects,the
deliberate, sophisticated and pervasive use of of acceptablestrategies
firstofwhichinvolvesa filtering
and the secondof whichimpliesa cost-effectiveness
multipletechniques cannot be taken for granted. selectionof preferredalternatives. The firststage, by
Moreover,in itself, attentionfocusing introduces implication,suggests a yes-nodefinition of feasibility,
complexityand should be appliedwithcare. For whilethesecondis a matterof degree,andofweighing
costsandbenefits.Thecostsareusuallypersonalcosts,
instance, some people take offense in a switch suchas mentaleffort,andthebenefitsareaccuracyand
fromlowerto uppercase to denote urgency. salienceof decisions(Payneet al. 1993).

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Underlyingthe applicationof this frameworkare incompatiblerepresentationsby transformingor


several principlesof behaviorthatapplygenerally restructuringthe representationor by employing
to informationprocessing but have also, on compensatory strategies, e.g., re-reading the
occasions, been appliedto communication.First, message. This last category may take longer to
people avoid or may attemptto reduce effortand appear than the first three reactions and will be
referredto as secondary behaviorwhichis able to
complexityso thatthey willselect the least costly
describe adaptationsto incompatiblemediumand
strategy that achieves theirgoal. Describingthe
rationale for choosing how to communicate, message (propositions4 and 6). These principles
of behavior are treated here as assumptions,
Kasher (1977, p. 231) describes it as "given a
basic desired purpose,the idealspeaker chooses providing the rationale for developing the
propositions below. Therefore, the propositions
that linguistic action, which he believes, most aboutthe choice of behaviordescribe how people
effectivelyand at least cost attainsthat purpose." prioritizegoals and choose strategiesaccordingto
This principleexplains, for example, why people these assumptions. However, the propositions
employ communication strategies in the first about effective configurationsof messages and
place. media are normativein the sense that they state
which configurations are more effective in
The second principlerefers to shifts between achieving higher impact for certain situations
strategies. People represent action at multiple (these are propositions3 and 5). Accordingly,we
levels of abstraction,and at any one moment,one will use differentformats for the descriptiveand
of these levels is their focal level (Rasmussen normativepropositions.
1986; Vallacherand Wegner 1987). People tend
to remain on higher ratherthan lower levels of
abstraction,butshifttheirattentionto a lowerlevel
of abstraction when complexity increases and Proposition 2: Certain Strategies
breakdowns occur. Berger (1998) uses this Are Selected for Certain Goals
principleto explain patterns of communication
Atthis stage in the paper,we develop the general
behavior, and we use it here to explain shifts
betweenstrategies(controland contextualization), propositionthatcertainstrategies are selected for
certain goals. This general propositionis com-
describe the choice of message form,and derive
posed of five specific propositions,each of which
design implications.Moreover,fromthis principle determineswhat strategy can improvecommuni-
itfollowsthat whenever people are able to do so,
cation by looking at the sources of complexity
they strive to attain closure on actions at lower inherentin the communicationgoals (the specific
levels so that they can proceed with the higher
propositions are depicted as arrows labeled A
levels. This explains, for example, why people through E in Figure 3). Thus, we examine the
choose less effective but more readilyavailable potentialbenefits of each strategy in coping with
media (Strauband Karahanna1998). cognitive,affective,and dynamiccomplexity.This
line of thought is depicted in Figure 3 (which
Third, people have expectations, often cultural explodes the link between goals and strategies
ones, about representations and the way they shown in Figure 1) and applied below to each of
correspondto goals (inotherwordsthe affordance the strategies with the exception of attention
renderedby a representationor technology, e.g., focusing. The latter is needed whenever com-
Norman1990). Forexample,some people expect plexityis highin relationto the receiver'sattention
to read a message from left to right,and others span and is primarilya functionof environmental
fromrightto left. Representationsthatare incom- factorssuch as informationoverload(discussed in
patiblewiththese expectationsrequireadditional the section on inputs to the communication
effortor increase the probabilityof error,and are, process). A comprehensiveviewof the strategies
therefore, rejected in favor of compatible repre- is then taken and a possible tradeoff between
sentations (Barber1988). Fourth,people adaptto strategies is demonstrated.

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Goals Strategies

r --------------------I
Instruct action

Manage
interdependent action :\

Manage relationship

Influence
: - - -- - - - -- - - -

IT-orDm l(a2ty

0i *o 0w e
. *
gimTT1
* -
-.MI
l- -
i
Al- A71 Rui

Specific Propositions on tively.Indeed,Tyreand von Hippel(1997) showed


Choice of Strategies how the explicitpresentationof multiplecontexts
Contextualizationis necessary when a message triggers different, more effective thinking.
is liable to be misunderstood(Gumpertz1982). Influencing,too, leads to high cognitive com-
Such a misunderstandingoccurs most frequently plexity,as it assumes a differenceof opinions or
when cognitive complexity is high, for example preferences, but also high affective complexity
within non-routinesituations involving a more (Pettyand Cacioppo 1986).
complex exchange of views (Daft and Lengel
1984). While reducing cognitive complexity by Affectivityis needed when affectivecomplexityis
simplifyingthe situationmay be seen to be highly high. Such a strategy is often associated with
dangerous,providinginformationrichwithcontext buildingrelationships,a process that depends on
is more effective (Janis 1989). attitudesand trust(Scollon and Scollon 1995).

Proposition 2A: Contextualization


is selected Proposition 2B: Affectivityis selected for
for communicationgoals characterizedby communicationgoals characterizedby high
high cognitivecomplexity. affectivecomplexity.

For example, managing interdependentaction, Control (either by planning or by testing and


which can be rankedhighly in terms of cognitive adjusting)is requiredwhen a given situation is
susceptibleto misunder-
complexity,is particularly perceivedto be complex and when the probability
standings. The strategy of buildingcontext into of communicationerror is high (Srinivasan and
the message decreases the probabilityof mis- Te'eni 1995). Of the two types of control,testing
understandingand thereby increases the proba- and adjustingis needed when dynamiccomplexity
bilityof accomplishingthe goal of thinkingcollec- is high. Predeterminingthe process is counter-

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productivewhen it is difficultto predictthe pattern A Comprehensive View of Strategies


of communication,such as infirstacquaintances. The general propositionthatcertainstrategies are
In particular,goals that requirea high degree of appropriatefor certaingoals has been articulated
parallelinterdependence,such as influencingand by five specific propositions (2A through 2E)
collectivethinking,can be less effective when the shown in Figure 3. The same rationalecan be
process is predetermined(Conger 1998). Simi- used to develop additionalpropositions as we
larly, communication for monitoring generally learn more about the communicationstrategies
relates to unplanned events and, therefore, and goals. Anotherimportantdirectionto examine
requiresimmediateadjustingifthe communication is the relationship between strategies as com-
is faulty. municatorswillusuallyemployseveral strategies.
One example is the tension between controland
Proposition 2C: Control by testing and contextualization.Controlis needed in order to
adjusting is selected for communication regulate actions and correct them if necessary,
goals characterizedby high cognitivecom- and it requires a high level of abstraction. In
plexity coupled with high dynamic com- contrast, contextualizationsupports comprehen-
plexity. sion, and it requiresa lower level of abstraction.
Accordingto the second principleof behavior(see
Incontrastwithmonitoringand influencing,setting the earlier section on principles of behavior
procedures usually assumes a relativelysmall assumed in the model), people will shift from
amountof dialogue.The mode of communication controlto contextualizationonly when a miscom-
is oftenone to many,and the receiverswillusually munication occurs, and will shift back once
receive the informationat a later time, perhaps comprehensionis achieved.
monthsafteritwas issued. Dynamiccomplexityis
usuallylow. Corollary: Contextualization
is selected over
control when mutual understanding
Proposition 2D: Control by planning is decreases.
selected for communicationgoals charac-
terized by high cognitive complexity
coupled withlow dynamiccomplexity.
Media: Certain Medium Attributes Are
Perspective takingis needed when the receiver's More Effective for Certain Strategies
view may distortor rejectthe intendedmeaningof
the message if its contents are not adapted to fit Given a particularset of communicationstra-
the receiver's view (Krauss and Fussell 1991b). tegies, a particularmedium and message form
Perspective taking is applicable in situations need to be chosen for itto implemented. The bi-
where there are inconsistent views and is most directionallinks between strategies and medium
probablewhen a multiplicity of views (highcogni- (propositions3 and 4), between strategies and
tivecomplexity)is coupledwithhighaffectivecom- message (propositions5 and 6), and between
plexity.Thiscommunicationstrategyis. therefore, mediumand message (proposition7), as shown
of paramountimportancein influencing,where all in Figure4, are discussed below. We beginwitha
partnersfeel they are entitledto their views and review of past research on attributes of the
do not feel an obligation to conform. In such medium.
cases, dismissing one's partner's views is
counterproductive(Conger 1998). Attributes of Mediumand Review
of Recent Studies
Proposition 2E: Perspective taking is Nowadays, a variety of communication tech-
selected for communicationgoals charac- nologies are available, includingletters, memos,
terized by high cognitive complexity faxes, telephone, e-mail, voice mail, and, very
coupled withhigh affectivecomplexity. shortly,video conferencingand the mobilevideo

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Medium
Channel capacity

Strategie ^S 3 Interactivity
Adaptiveness
Control-testing and -
(ognitive complexity
adjusting

Control--planning 4/

Contextualization <
,
Dynamic complexity 7

Perspective taking
Affectivity
Affective comnplexity
Attention focusing
Size
Distribution
Organization
Formality

Message form
S - -s - A gA - A - -eg -e -

phone. The most common classifications of * Channel capacity-the potential to transmit a


media build on the following three dimensions of high variety of cues and languages (Daft and
media richness:13 Lengel 1984).

* Interactivity-the potential for immediate feed- * Adaptiveness-the potential to adapt (per-


back from the receiver. It is manifested by sonalize) a message to a particular receiver
simultaneous, synchronous, and continuous (Daft and Lengel 1984).
exchange of information (Zack 1993).
Consider the voice mail of the CEO in the
introductory example (Table 1). The CEO, who is
13Mostclassifications or orderingof media build on trying to reassure the employees chooses a
mediarichnesscharacteristics,whichintegratethe level
medium that has higher channel capacity than,
numberof channels supported,capacity
of interactivity,
to transmita high varietyof languages, and abilityto say, a written memo (voice carries with it subtle
personalize messages (Daft and Lengel 1984, 1986; signals that are difficult to emulate in writing). A
Daft et al. 1987). See Sillince (1997) for an expanded recorded video (audio-visual) message would
list. In order to develop a more suitable basis for
have an even higher channel capacity. Techno-
designing these attributes, we first examine each
attributeseparately, and then the interactionbetween logies that allow the sender to insert the name of
attributes,concentratingon the three attributesmost the employee (from a file of names recorded in the
widely addressed (the capacity to transmitlanguage CEO's voice) would increase adaptiveness, but
varietycan be subsumed underchannel capacity,see
Dennisand Kinney1998). only superficially (much like personalized junk

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mail). Furthermore,the recordedmessage is of al. 1994) and less productive(Pinsonneaultet al.


low interactivityin comparisonwith,say, a video 1999). Channel capacity too shows an incon-
conference, where the CEO could present the sistent impact,not only on mutualunderstanding,
issue and then take questions about it. butalso on relationship.The reviewalso pointsat
the paucityof behavioralresearch on the impact
Table 5 shows the results of recent studies of adaptiveness, whichcontrastswiththe techno-
relating to the quality of communication with logical efforts placed on personalizationof com-
mediumattributes.Wherepossible,the resultsare municationtechnologies (discussed inthe section
organizedaccordingto the threeattributes.Those on implicationsand conclusions). Inthe case of
studies that did not distinguish between these relationship-oriented impact,there seems to be a
attributesare grouped undercombinedattributes differential effect between higher and lower
as face-to-face (FtF) communication versus channel capacityover time, buteven this effect is
computer-mediatedcommunication(CMC)such inconsistentwithregardto video versus FtF.One
as e-mail. In the table, impactis divided in two: explanationmay be thatthere are primaryeffects
action-orientedand relationship-oriented,Further- thatare immediateand secondaryeffects (adapta-
more, this and other reviews in the paper are tions to initial states) that take longer. In our
intentionallylimitedto research published in the model, these are propositions3 and 4, respec-
last 15 years in view of the dramaticchanges in tively. In general, the observations of mature
communicationtechnology. Exceptionsare cited behaviorwillinclude adaptations,while observa-
only to emphasize differences or similaritieswith tions of initialcommunicationpatternswillnot. For
the communicationworldof the 1960s and 1970s. example, with time, people find ways of trans-
mittingfeelings ine-mail,even thoughitwouldnot
The reviewdemonstratesthatthe impactof media be the medium that would be considered com-
on bothactionand relationshipis inconclusive. In patiblewiththe strategyof affectivity.
a period of rapid advances in informationand
communicationtechnologies, this may be seen to
reinforce earlier conclusions regarding the Proposition 3: The Choice
contradictoryresults of media richness a decade of MediumAttributes
ago (Markus 1994a, Rice 1992). One way to The choice of medium according to strategies
resolve the contradictionswithregardto effects of (proposition3) is shown in Figure4 as the arrow
mediais to examinefurthercontingencieson goal- pointing to medium. It reflects the earlier dis-
relatedfactors, e.g., type of task (D'Ambraet al. cussion of the two types of tests: admissible and
1998) and level of interdependencyintask (Straus profitable.Is the particularmediumadmissiblefor
and McGrath1994), or upon inputfactors, e.g., the strategy(e.g., controlby testing and adjusting
sender-receiver distance (Zmud et al. 1990). is infeasible on messages sent by "snailmail")
Anotherway is to breakawayfrommedia richness and is this medium best suited for the strategy
as an integrated perception of the potential reduc- (e.g., conveyingemotions can be done throughe-
tion in task equivocality(Daftand Lengel 1984), mail but face-to-face enables you do so more
and to investigateseparatelywhat each attribute easily and more effectively)?
of the mediumaffords. Inthis study we take both
directions by bypassing media richness (as a Interactivityfacilitatescontrolthroughtesting and
construct, not the principles of the theory) to adjustment because of its abilityto provideinstant
concentrateon the three attributesof media, and feedback (Smithand Vanecek 1990). Moreover,
by looking closely at the contingent effects of high interactivityimpliesthat the sender controls
media on communicationstrategies and inputs. the pace of the communication,while low inter-
activity leaves the decision with the receiver,
Contradictory resultsremain,however,even when reducingthe sender's control.Such dynamiccon-
examiningeach attributeseparately. In terms of trolis a necessary dimensionin a person's ability
interactivity, (versus non-
interactivebrainstorming to cope with dynamic complexity (McLaughlin
interactive)is both more productive(Valacichet 1984). Interestingly,interactivityis itself a source

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Medium
Attribute Action-Oriented Impact Relationship-Oriented Impact
Interactivity Immediatefeedback improvesunder- is importantfor affect in
Interactivity
standing(Clark1992; Dennis and Kinney CMC(Kiesleret al. 1985).
1998). Immediatefeedback speeds com-
munication,which in turn,improvesunder-
standing(Clarkand Brennan1991; Walther
1992). CMCwithblockedconcurrentinput
produces less non-redundantcommuni-
cation (Valacichet al. 1993).
Channel Multiplecues can improvebut also hinder Mixedresults on whether multiple
capacity understanding(Dennis and Kinney1998). cues seem less or more friendly
Higherchannel capacitycan speed but also (Fulkand Collins-Jarvisin press;
slow down communication(Chapanis 1988; Walther1992, 1995). Lowcapacity
Sproulland Kiesler1992). Highercapacity channels reduce social cues (Sproull
reduces explicitcontrol(Krautet al. 1998). and Kiesler1992) but not if com-
Video conferencingproduces more aware- municatorssense a social identity
ness and conversationalfluency than voice withthe communicatingparties (Lea
alone (Tangand Isaacs 1992), particularly and Spears 1991; Spears et al.
in largergroups (Daly-Joneset al. 1998). In 1990). Video conferencing is
comparisonto audio-only,video has no effective in promotingsocial activity
effect on mutualunderstanding(Gale 1990) (Fish et al. 1993).
or some improvementbut less than FtF, Video vs. FtFshows no effect on
when it is high quality(Doherty-Sneddonet initialtrust(Muhlfelderet al. 1999).
al. 1997).
Adaptiveness None found. Voice-mailseems more personal
than e-mail (Adamset al. 1993).
Combined FtF produces bettermutualunderstanding ComparedwithCMC,FtF is rated
(FtFversus than CMC(Strausand McGrath1994) and less relationshiporientedand less
CMC) only so for preferencetasks (Tan et al. expressive of affect (Hollingsheadet
1999). Mixedresults:FtF produces more al. 1993; Lea and Spears 1991;
validand novel argumentsthan CMC Walther1995). ComparedwithCMC,
(Kiesleret al. 1985; McGuireet al. 1987) FtF is rated less relationshiporiented
and equally validarguments(EI-Shinnawy but produces more total communi-
and Vinze 1998). CMCcauses information cation (Hiltzet al. 1986). However,
suppression (Hollingshead1996). CMC Siegel et al. (1986) found them to be
generates less communicationthan FtF in equallytask oriented. Use of e-mail
hierarchicalteams (Hedlundet al. 1998; decreases communicationand
Hightowerand Sayeed 1996). CMCgene- amount of greetings (Sarbaugh-
rates more productivebrainstormingby Thompsonand Feldman 1998).
reducingproductionblocking(Gallupeet al. CMCproduces less trustthan FtF
1994; Valacichet al. 1994) but also less (Rocco 1998) and poorersocial life
productivebrainstormingby increasingdis- (Markus1994b) and closer ties with-
tractionand complexity(Pinsonneaultet.al. in coalitionsbut more social unrest
1999). CMCgenerates more communica- overall(Rommand Pliskin1998).
tion in organizations(Schultze and Vanden- CMCover time increased social
bosch 1998). CMCgenerates more com- orientation,trust,and informality
municationbut processed inaccurately (Waltherand Burgoon1992) but
(Dennis 1996). CMCgenerates more biased slower than FtF (Chidambaram
discussions, especially when information 1996).
load is high (Hightowerand Sayeed 1995). A synchronousweb-base conference
Technology-performancerelationship produces less relationallinksthan
depends more on experience than type of FtF (Warkentinet al. 1997).
task (Hollingsheadet al. 1993).

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of dynamic complexitybecause of its potentially cation often requires a wide varietyof signs that
spontaneous, unpredictableprogressionof com- can be transmitted only on channels of high
munication and the possibility of interruptions capacity (e.g., Carnevale and Isen 1986). The
(e.g., "chat" is more interactive and more media richness theory asserts that high channel
unpredictablethan asynchronouse-mail). Hence, capacity,e.g., face-to-face oralcommunication,is
unless used only when needed, interactivitymay necessary to enable social cues such as facial
prove to be a liability. expressions, body language, and tone of voice
that are absent in writtencommunicationor CMC
Proposition 3A: For controlby testing and such as e-mail. However, high channel capacity
adjusting,high,ratherthanlow,interactivity media have only the potentialfor enrichingcom-
is more effective. munication.They cannot ensure a richer com-
municativeact in reality (Ngwenyama and Lee
Although it may be hard to show when high 1997). Thereis, nevertheless, some evidence that
channelcapacityis counterproductive (Rice 1992; high channel capacity is perceived to be more
Tan et al. 1999b), it is possible to determinefor effective and more appropriatefor affectivecom-
which strategies it is especially useful. Contex- munication,primarilybecause of the complexityof
tualizationdeals with high cognitive complexity feelings and importanceof non-verbalmessages
throughthe provisionof multiplelayersof context, (Sproulland Kiesler1992; Westmyeret al. 1998).
multipleviews, and, in general, moretask-related Itis interestingto note thatthe use of audio-visual,
informationthan communicationwithoutcontex- in comparisonto audio only, has been shown to
tualization.It necessarily follows that such com- be effective in terms of informalcommunication,
munication requires greater channel capacity. which often includes social information(Blyet al.
Indeed, in this regard, media richness theory 1993; Fish et al. 1993).
predicts that communicationaimed at resolving
ambiguity and explaining interpretations will Proposition 3C: For affectivity,high, rather
requireinteractivemedia and high channel capa- than low, channel capacity is more effec-
city media (Daft and Lengel 1984). Furthermore, tive.
in a survey of a large petrochemicalcompany,
Russ et al. (1990) found that managers select Adaptiveness is necessary in strategies that
high channel capacity media for equivocal mes- attempt to tailor the message to a personal
sages and low channel capacity media for less perspective.Forexample, when comparedwithe-
equivocal messages, as did Daft and Lengel mail (higheradaptiveness) and face-to-face con-
(1986; Daft et al. 1987). Takinga differentpers- versation(highest adaptiveness), a bulletinboard
pective of video versus audio, Whittaker(1995) is unable to supporteffectivelyany formof adap-
sees video as providingdata aboutthe objects of tiveness. In practicalterms, it is sometimes hard
discussion rather than adding non-verbal cues to separate adaptiveness fromchannel capacity.
about the communicators, but nevertheless In a simple case, when the sender refers in the
regardsthis additionalchannel capacity as a tool message to the receiver's view too, then the
for buildinga shared context. channel should have the capacity to transmit
multipleviews. Ina more realisticcase, perspec-
Proposition 3B: Forcontextualization,high, tive takingincludes affective as well as cognitive
ratherthan low, channel capacity is more references to the receiver'sworld.Insuch cases,
effective. the channel must also have the capacityto sup-
port the personal touch by tone, pronunciation,
Similarly, affectivity copes with high affective and other non-verbalgestures. A useful example
complexityby adding emotions and dispositions is voice-mail,whicheliminatesthe synchronicityof
into the message. In comparison to cognitive a telephone conversationbut includesits channel
strategies, though,affectivityis relativelysensitive capacity and adaptiveness. E-mail,in compari-
to how the affect is transmittedand received son, can be adapted to the receiverbut has less
(Wallbottand Scherer 1986). Such communi- channel capacity. Adams et al. (1993) have

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comparedthe two media and found voice-mailto channel capacity (Doherty-Sneddonet al. 1997).
be more personal than e-mail accordingto most For example, field workers used more explicit
people. Quitepossibly,this may be because most controlwhen channel capacitywas reduced from
people cannot separate adaptiveness from the video to audio (Krautet al. 1998). When inter-
capacityto transmita varietyof social cues. activityis low, however, senders may choose to
cope withreducedchannel capacityby increasing
Perspective takingusuallyrequiresthe sender to control through planning, e.g., by explaining
understand new viewpoints and adapt the procedures in different ways to increase the
message accordingly (Goldberg 1990). It also probabilitythat one of them willbe understood.
requiresthe sender to adaptthe message to make
itmorepersonal.Incontrast,managersconveying Proposition 4A: Senders will adapt to low
to a group the formalstructureof authorityand channel capacity coupled with high
code of behavior (e.g., setting procedures and interactivityby increasing control through
roles)willusuallyselect a writtenratherthanface- testing and adjusting.
to-face mode of communication.
Proposition 4B: Senders will adapt to low
Proposition 3D: For perspective taking, channel capacity coupled with low inter-
high,ratherthan low,adaptiveness is more activity by increasing control through
effective. planning.

A second result of reduced channel capacity is


Proposition 4: Adaptations to
higheraffectivecomplexity.Limitingthe means of
Non-compatible Media
conveying emotions becomes threateningto the
Adaptationsare necessary when the medium is
sender when there is uncertainty about the
notcompatiblewiththe strategy,i.e., inadmissible,
receiver's response and, at the same time, little
high on cost, or low on benefit (see the earlier
section on assumed principlesof behavior). This abilityto controlthe communication.Thisscenario
section examines the secondaryeffect of medium may explain Lea and Spears' (1991) notion of
attributeson communicationstrategiesor, inother increased social cues on e-mail only when there
words, how users adapt to the media (DeSanctis is an established social identity.Moreover,even if
and Poole 1994). This is shown in Figure4, where social identityhas been established, only high
incompatiblemediaincrease complexity,although, interactivitywill allow the sender to securely
comparedwiththe effect of goals on strategies in increase affectivitythat uses limited cues (e.g.,
Figure3, the mainsource of complexityis nowthe onlywords)in orderto compensate forthe lack of
media attributesratherthan the communication customary cues of affectivity (Walther and
goals. The first implicationof reduced or insuffi- Burgoon 1992). The findings on this matterare,
cient channel capacity, as perceived by the however, mixed (Sarbaugh-Thompson and
sender, is that of higherdynamiccomplexityas a Feldman1998).
result of the lack of feedback (O'Connaillet al.
1993). The effect of higherdynamiccomplexityis Proposition 4C: Senders will adapt to low
a perceived need for highercontrolto overcome channel capacity coupled with low inter-
possible disruptionsof the communicationflow activityby decreasing affectivity.
(Rutterand Stephenson 1977). This reactionwill
be particularly strongifthe cost of controlremains Proposition 4D: Senders will adapt to low
relatively low, for example, in a system that channel capacity coupled with high inter-
enables an automaticreminderifthere is no reply activityby increasingaffectivity.
within a pre-specified time. The choice of the
particulartype of controlstrategyto use depends
on the interactivityof the mediumavailable.When Comprehensive View of Medium
is
interactivity high, controlthroughtesting and Table 6 summarizes the specific propositions
adjusting will be used to cope with reduced abouthowstrategydictatesmediumattributesand

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Specific Proposition Medium Strategy


Strategy--Medium 3A Highinteractivity Controlby testing and adjusting
Primary
3B Highchannel capacity Contextualization
3C Highchannel capacity Affectivity
3D Highadaptiveness Perspective taking
Medium--Strategy 4A Lowchannel capacity+ high Increase controlby testing and
Secondary interactivity adjusting
4B Lowchannel capacity+ low Increase controlby planning
intper.tivitv
. . ._ ..*_
.. . . ?
%.l. LA % .. .. .

4C Lowchannel capacity+ low Decrease affectivity


interactivity
4D Lowchannel capacity+ high Increase affectivity
interactivity

how media triggeradaptationsthroughthe stra- technologies would be incompatible with our


tegies. Morecomplexpropositionsaboutcombina- expectations; expectations formed by media to
tions of attributescan be developed in the future. whichwe are accustomed(face-to-face,of course,
The combinationof high interactivityand high is the one we literallygrew up with).This creates
channel capacity is particularlypotentwhen high certainproblemsthat have to do withunbalanced
dynamiccomplexityis coupled withhighaffective adaptation. For example, as has been noted
or cognitive complexity. For example, contex- above, people express theiremotions throughe-
tualization and control through testing and mail. Like a letter, e-mail has low channel
adjustingare needed for understandingcomplex capacity. However, it has little control through
problems. Interactive hypermedia is a prime planning. Like face-to-face, it enables instant
example of high interactivityand high channel responses but withoutnon-verbalfeedback used
capacity. (Hypertextis a device that not only for controlthroughtesting and adjusting.E-mailis
organizes but also communicates multipleand left uncontrolled,which may explain the contra-
related views.) Indeed, in an experiment that dictory results that even when CMC does not
requiredcontextualization,interactivehypertext reduce social communication,it disturbs rela-
was shown to be more effective than a linear tionships (e.g., Markus1994b; Rommand Pliskin
interactive support system (Mao et al. 1996). 1998).
Anotherexample of high dynamic and cognitive
complexity is parallel work such as collective
thinking. The channel capacity of video con-
ferencing providesthe necessary cues to enable Message: Certain Message
effective feedback and the interactivitymakes it Attributes Are More Effective
possible to react in time (Daly-Joneset al. 1998). for Certain Strategies

Ifcommunicationtechnologies could be seen as Attributes of Message Form


being different combinations of interactivity, Fourattributesof message are defined here and
capacity, and adaptiveness, then some of these then linkedto strategies. Message formis a term

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that characterizes the configurationand style of The degree of message organization may be
the informationcommunicated.In contrastto the defined as the extent to which the message is
choice of media, the choice of the message form systematicallyordered to support mutualunder-
has received little attention in information systems standing, by explaining how message can be
research. Research in communication theory has understood (the word "structure"is avoided
also neglected it as evident by the call to "devote because it is usually associated with the task or
more energy than they have in the past to a close process). For example, the next paragraph
(startingwith "A highly organized message") is
study of messages themselves" (Stohl and divided into four ordered dimensions, creating a
Redding 1987, p. 494). Past characterizations of clear two-level hierarchy in the message that
message and the more recent work in CMC guides the readerfrom upperto lower level, and
suggest four attributes of a message: size, dis- proceeds from the first to the fourth item
tribution, degree of organization (structure), and sequentially.
degree of formality. Here, these attributes are
redefined when necessary to ensure they do not A highly organized message may, therefore, be
overlap with attributes of the medium.14 characterized in terms of several, but not
necessarily all, of the followingdimensions:
Message size is a function of the number of
semantic units such as words or sentences (Daft (1) An obvious set of ordered and clearly
and Lengel 1986). Distribution is the number of distinguished elements that can easily be
destinations to which the message is sent. Size differentiatedand discriminated(Schroderet
and distribution are the most popular measures of al. 1967) (e.g., paragraphswith an opening
communication in CMC (Rudy 1996), perhaps
that indicates the theme or sections with
subtitles or numbering);
because they are relatively easy to retrieve from
system logs with little need to code the material
(2) A clear allocation of tasks between sender
manually. and receiver so that the latter can imme-
diately understandthe action required(e.g.,
the sender provides informationand the
receiver is expected to take action).
14Formalityis an essential characteristic of com-
munication,but has received only casual attentionin (3) A clear structureof and access to different
empiricalresearch(Stohland Redding1987). Influential levels of contextto easily grasp and navigate
sources on formalityare Downs(1967) and Melcherand the macrostructure(van Dijk and Kintsch
Beller(1967). Both sources characterizeformalityas a
function of the organizationalsetting, namely the 1983) (e.g., explanations as footnotes,
capacity in which the sender acts. Stohl and Redding references to documents that provide more
compileda list of message classificationschemes, but details or a more complete rationale,hyper-
again, most of these schemes incorporateother con- text style access to more details);
structsof ourmodel (goals and inputfactors).However,
characterizationsof messages that do not clearly
distinguishbetween message and medium would be (4) A familiaror standardformatfor immediate
inappropriate for a model (such as ours) thatdoes. For recognition to avoid searching or learning
example,informationrichness has been definedas "the (Berlyne1960) (e.g., each of the diaryentries
abilityof informationto change understandingwithina inTable 1 begins withdate, shift,and author).
time interval. Communicationtransactions that can
overcome different frames of reference or clarify
ambiguousissues to change understandingin a timely The fourthattributeof message is formality,which
mannerare considered rich"(Daftand Lengel 1986, p. denotes interactiveclosuretowardsome organiza-
560). Incontrast,we seek constructsthatare evidentin tionallyaccepted representationof action(ledema
the message itself, ratherthan which remaina judge-
ment of its abilityto achieve a goal and, consequently, 1999).15 One scenario of such closure is the
blurthe distinctionbetween medium.Clearly,this issue
deserves more attention. Forexample, fromthe social
influence perspective (Fulket al. 1990) and symbolic
meaning perspectives (Sitkinet al. 1992; Trevinoet al. 15Thisdefinitiondoes not preculdeformalitiesdictated
1987), formalitycan be conveyed by the choice of by more general norms outside the organization(e.g.,
media. It may be that a separate constructof formality language), but for simplicitythey are subsumed under
could be defined in the contextof the mediumtoo. "organizationallyaccepted representationof action."

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progression from stories, through investigation In achieving controlthroughplanning,the effort


and experimentation,to (probable)facts. These invested in planningfrequentlyimplies a corres-
facts are represented as formal, abstract, and ponding effort in organizing the message.
accepted (Latour 1990). Formality,therefore, Planningwillusually result in a highlyorganized
impliesan abstractionof a moreconcrete descrip- message that enables tasks to be clearly allo-
tion. A given issue embedded in a particular cated between sender and receiver,a necessary
context can be more formallyrepresented. This part of the plan. For example, this paper is an
allows itto describe a principlerelevantto a more unusually complex message but it can demon-
general situation in a way that conforms to the strate how message organization is linked to
rules of communication in the organizational strategies. For example, each proposition is
setting. In the example of Table 1, Smith always preceded by an explanation. A set of
informallytells the contract manager about how instructionsto the reader could support control
Joey spilt tea in the productionroom,suggesting through planning by anticipating that some
that this would not happen had the dining room (hurried)readers will read only the propositions,
been open. After some processing (formality and look for more details or examples only when
usually involves careful effort), the contract they are not sure they understandthe message.
manager issues a formal memo that is more The instructionswould informthe readers that
abstract and which focusses on the desired when they feel uncertainabouta proposition,they
action. This is written in a style that signals should lookforthe explanationin the paragraphs
conformity with the organization. In practical precedingthe proposition.
terms, it is easier to measure conformitywith
formalrulesof communicationthanclosuretoward Proposition 5B: Forcontextualization,high,
conformedaction (c.f., Irvine1979). ratherthan low, message organizationis
more effective.

Proposition 5C: For control by planning,


Proposition 5: The Choice
of Message Attributes high,ratherthanlow,message organization
is more effective.
Havingdescribed the four attributesof message
form,we now turnto the linksbetween message
High affectivityis more likely to benefit from a
and strategies. Affectivityrelies on a sense of sin- reduction in formality(Morand 1995). Indeed,
cerity,which may be lost if the receiversees the formality provides a direct contradiction to
same emotions shared withothers. Highdegrees spontaneityand personalattention,whichare both
of affectivitymay also rely on intimacy,which is expected in sincere affectivityand involvement.
clearlyincompatiblewithwide distribution.
Proposition 5D: For affectivity,low, rather
Proposition 5A: For affectivity,a small, than high,formalityis more effective.
rather than wide, distributionis more
effective. Ingeneral, contextualizationrequiresmorespeci-
fic, concrete informationthan does control(Te'eni
Message organizationbecomes profitablewhen 1992). Contextualizationprovides details and
the effectiveness gained in terms of reduced explains how to take action. Effectivecontextuali-
zation often relies on examples, step-by-step
complexityoutweighsthe usuallysubstantialeffort
involved.Highmessage organizationis, therefore, procedures, and even rich scenarios, presented
as narratives.These messages are usuallyrepre-
found only when communicationcomplexity is sented with low formality. On the other hand,
high and time and effort are affordable. For controloperates on a higher level of abstraction
example, contextualization,which is associated (discussed in the earlier section on the com-
withhighercomplexity,requiresa well-organized prehensiveview of strategies) and often relies on
message to improve comprehension (Mayer simple rules or more general principlesof action
1985). which are representedwithhigherformality.

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Proposition 5E: For control, high, rather sitions, which are more abstract and phrased in
than low,formalityis usuallymoreeffective. the accepted terminologyof the model, are of
greaterformalitythantheirprecedingparagraphs,
Proposition 5F: For contextualization,low, which should be more concrete and possibly
ratherthan high, formalityis usually more includespecific examples. One of the implications
effective. for design (discussed below) is that these shifts
fromone level to anothershould be supportedby
higher message organization but also with
Proposition 6: Adaptations to correspondingchanges of formality.
Non-compatible Message Forms
Havinglooked at how strategies dictatemessage
attributes, we now consider how message
attributes affect strategy selection. One direct Links Between Media and
result of larger messages is higher cognitive Message Form
complexitydue to informationoverload,whichcan
be reduced by attentionfocusing. Choice mechanisms involvingadmissibilityand
profitabilitycan also explain the interactions
Proposition 6A: Senders willadaptto a long between medium and message form. For
message by increasingattentionfocusing. example,e-mailfacilitatesan increase in message
distributionand a commensuratedecrease in dis-
Poor message organization also increases tributioncosts, and this makes distributionmore
cognitivecomplexity.Controlthroughtesting and attractiveto the user. Indeed, past research has
adjustingis a common reactionto a disorganized shown that CMC increases the distributionof
message, but can be accomplished only when messages (Palme 1985; Phillipsand Eisenberg
using interactivemedia.Forexample,insituations 1993; Sproull and Kiesler 1992). Similarly,
of stress, messages are often disorganizedand increases the time-relatedcost of long
interactivity
continuous control with feedback is usually the messages because of the online nature of the
only way to cope withthe complexity. dialog but not necessarily the velocity of mes-
sages (Jones et al. 1993). Infact, there is some
Proposition 6B: Senders will adapt to low evidence thatthis is what happens withthe use of
message organizationbyincreasingcontrol CMC(Trevinoet al. 1987). Social normsof using
through testing and adjusting, provided certaininteractivemedia, such as smalltalkat the
media interactivityis high. beginning of a face-to-face meeting or phone
conversation,may, however,moderatethis effect.

Comprehensive View of Message Proposition 7A: When interactivityis high,


Table 7 summarizeslinksbetween strategies and senders willexchange shorter, ratherthan
individual attributes of a message. We also longer, messages.
examined the interactionsamong message attri-
butes, but found little evidence of such inter- Lowchannelcapacitygenerates a sense of limited
actions. Itmay be reasonable to expect size and feedback and higher risk of failure in communi-
formality,which are both higher on cognitive cationthat calls for more control(propositions4A
complexity, to increase message organization. and 4B). Moreover,accordingto Proposition5E,
Moreover,propositions5 and 6 referto individual higher formality is associated with increased
strategies, but communicationinvolvescombina- control while low formalityintroduces a higher
tions of strategies too. Indeed, the corollaryto chance of failure (e.g., getting angry, loosing
proposition 2 predicts that, in shifts between control,and offendingyour partner).As a result,
controland contextualization,the latterwillreplace lowchannel capacitymay induce higherformality,
the former when communicationbreaks down. particularlythroughmore stringentrules of com-
Propositions5E and 5F, therefore,implya corres- munication(see also O'Connaillet al. 1993).
pondingchange fromhighto lowformality.Recall
the instructionsto readers on how to go fromthe Proposition 7B: When channel capacity is
propositionto its precedingparagraphwhen they low, senders will exchange messages of
do not understand the proposition.The propo- higher,ratherthan lower,formality.

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*6S~~~Ti
0. .301 i -i.ki ..-?=T1~f 0-T 30 .'0'~rr ~ T~~1
-g.m~

Specific proposition Message Strategy


Strategy--Message 5A Small distribution Affectivity
Primary
5B Highlyorganized message Contextualization
5C Highlyorganized message Controlby planning
5D Lowformality Affectivity
5E Highformality Control
5F Lowformality Contextualization
Message --Strategy 6A Long messages Increase attentionfocusing
Secondary
6B Lowmessage organization+ Increase controlby testing and
high interactivity adjusting

Inputsto the Communication time) or psychologicaland social. Inaddition,the


values and norms of communicatorsdictate cer-
Process tain communicationpatterns. In the introductory
example (Table 1), there is a physical-time
Attributes of Task, Sender-Receiver differencebetween the shiftworkerscommunica-
Distance, and Values and Norms tingthroughthe diary,whichmakes the message
necessary in the first place. The happy birthday
Research into communicationshows that the greeting is welcomed under an organizational
communicationprocess is affected by a host of norm of congratulating colleagues on their
inputs (e.g., Carlson and Davis 1998; Ehrlich birthday,butin a more conservativeorganization,
1987; Fulk et al. 1991; Markus et al. 1992), it mightbe considered as a breach of privacy.
although exactly how it is affected is not always
clear. This section attempts to examine these In this section, we first select the attributesof
effects on the communicationprocess elements these three inputs (shown in Table 8) and then
identifiedabove, namelygoals, strategies, media, use them to review recent literature.The review
and messages. As notedearlier,the formulationof is necessarily restricted to these elements.
the communication context developed in the Furthermore,after the review of each input,
theoryof communicativeaction (see the lifeworld several propositionsare constructedthat linkthe
in Figure2) must be adaptedto the organizational input to the process elements. Of the many
setting so that its effects on behavior can be possible propositions,we concentratedon links
analyzed. To do so, we have adopted three that could be developed using the admissibility
common classes of inputs to communication: and profitabilitychoice mechanisms and the
(1) task, (2) sender and receiver characteristics, notionof communicationcomplexity.The propo-
and (3) values and norms(c.f., McGrath1984). It sitions thus referto a yet smallersubset of inputs
is obvious that all three inputs can affect com- and process elements (e.g., values but not
munication.Communicationgoals are shaped by norms),albeitone thatis sufficientto demonstrate
tasks, as well as by the relativesituationbetween the mechanism by which the inputs affect the
the communicators,be it physical (in space and process.

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Element Attribute Definition


Task

Analyzability The abilityto define proceduresneeded to complete the task.


Variety The variationamong differentinstances of the task.
Temporality The time relateddemands to complete the task.
Sender-receiver distance

Cognitivedistance The gap between the sender's and receiver'sinterpretationsbefore


transmittingthe message.
Affectivedistance The emotionalgap between the sender and the receiver before
transmittingthe message.
Values

Interdependence A tendency to thinkand act as a person independentof others or as


a person inter-dependenton others.

Task Sender-Receiver Distance


In the informationprocessing view of organiza- Communication is shaped by senders and
tions, tasks are usuallyclassified accordingto two receivers and is, therefore,likelyto be affected by
fundamentaldimensions: task analyzabilityand their individualstyles of method or information
task variety (Daft and Lengel [1986], but see processing. For example, individualswho are
Dennis and Kinney[1998], who consideronlythe able to cope with high cognitive complexityplan
former). Task analyzability characterizes the more complex communication (Waldron and
abilityto definethe procedure(algorithm)needed Applegate 1994) and those who are more inde-
to complete the task. Task varietydescribes the pendent seek and provide more information
variationamong differentinstances of the task. A (Oetzel 1998). It may be even more important,
thirddimensionthathas become prominentis task however, to discern the relative characteristics
temporality,which includes the time duringwhich that create a distance between sender and
the task must be completed as well as how receiver. While individualcharacteristics intro-
temporalpatternsaffect the task demands. duce variations in the process that may some-
times be ignored when analyzing of communi-
The operational definitionsof analyzabilityand cation, distance must be overcome, one way or
varietycan be adopted fromthe media richness another,to enable communicationto take place.
theory. Task variety is the frequency of unex- The term distance usually connotes physical
pected or novel events encountered in a task distance and, indeed, numerous studies have
instance. Meanwhile,task analyzabilitybelongs to looked at the effect of physical distance on
a person's knowledgeof the exact proceduresfor communication in general and on computer-
accomplishingthe task. Bothelements have been mediated communication in particular.Equally
measured by questionnaires(Daftand Macintosh important, though, is psychological distance,
1981), expertjudgements (Daftet al. 1987), and which may exist regardless of the physical
coded interviews(Donabedianet al. 1998). Time distance.
to complete can be measured by the numberof
temporal units (e.g., minutes or weeks), and In order to capitalize on the model developed
temporalpatternshave been linkedto stages of a above, the sources of psychologicaldistance are
decision task (Saunders and Jones 1990). abstracted from the organizationalcontext and

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framed as primarilycognitive or affective. A (withcopies to other managers)that "oneshould


sender-receivercognitivedistancemaybe defined refrainfrom flaming-'getting emotional on the
as the initial gap between the sender's and system.' He furtherspecifiedthatthe correctway
receiver's interpretationsbefore transmittingthe of handlingissues is to make a personalappoint-
message (Hutchins1991). This may resultfrom mentto discuss the matter"(Janson et al. 1999, p.
differencesin currentinformationor fromdifferent
191). Thus normsclearlyaffectgoal prioritiesand
ways of thinkingand communicating.Such dif- dictateappropriatecommunicationstrategies and
ferences arise from different work functions,
media. However,this example also points at the
different nationalities, different organizational
difficulty of abstracting such effects to links
cultures,differencesin languages, etc.
between process elements and general attributes
A sender-receiver affective distance, meanwhile, (leading to operationaldefinitions)of values and
norms.
is the initialemotionalgap (negative relationship)
between sender and receiver before transmitting
The first simplificationwe make (followingthe
the message. It involves feelings and attitudes
frameworkadaptedfromHabermasin Figure2) is
between two parties.Strangersto each otherform
that values are associated with culture, while
an affective distance on instinctor stereotypical
norms are associated withorganizationalrules of
impressions,for instance. Communicatorswitha
conduct (formal and informal). Organizational
historyof interactionforman affectivedistance on
norms of communicationand culture have been
the basis of the relationshipthat results from
seen in past research to dictate decisions on
previouscommunications.
message and medium that transcend task
attributes(Fulkand Boyd 1991; Fulket al. 1990),
Values and Norms and we extend these decisions to include the
Values and norms define the outer (or highest) change of goal prioritiesand selection of stra-
layerof the communicationcontext(Figure2) and tegies. We demonstratethese effects with one
are probablythe hardestto relatesystematicallyto dimension of culture, independence-interdepen-
the communicationprocess. A complete discus- dence, which is closely relatedto individualism-
sion of the effects of values and norms on com- collectivism.
municationlies beyond the scope of this paper,
butwe need to demonstratetheirimportanceand Individualism-collectivismis a majordimensionfor
to considerhowthey affectthe process in orderto explainingsimilaritiesand differencesincommuni-
explainthe underlyingmechanisms of the model. cation behavior(Gudykunst1998; Gudykunstand
We, therefore, make some simplificationsand Matsumoto1996). Furthermore,it is probablythe
compromises.A strikingexample of the effect of one most used in research on CMC(Rice et al.
norms on communication is described in the 1998; Tanetal. 1998a). Inbroaderterms, national
Colruytcase study (Janson et al. 1999). Colruyt culture is a set of unique values that guides the
(a chain of stores) has developed an organiza- behavior of people belonging to that culture
tional culturethat emphasizes maximumworker (Triandis1995). Dimensions of nationalculture
participation,so thatindividuallimitationsmightbe such as individualism-collectivism are likelyto be
overcome. Thinkingcollectively had been pre- widely applicable, due to the growinginterest in
ordained by the CEO, and so workers had to international communication and the growing
adopt a strategy of controllingcommunicationto importanceof interculturalcommunicationinmulti-
ensure that workers understood each other. national organizations.We hasten to add, how-
Perhaps the most vivid example reported con- ever, that this and other dimensions have been
cerns a new employee who became embroiledin criticized for their weak theoretical basis. In
an emotional exchange of e-mails with her buildingthe theoretical development, therefore,
coworkers.A senior managerwho witnessed this we followothers in combiningindividualism-col-
responded on the e-mail system to all involved lectivismwiththeoriesof culturalpsychology(e.g.,

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Gelfandand Christakopoulou1999). Thisexplains explicit, transmittedpart of the message" (Hall


the use of independence-interdependence. 1976, p. 79). Low-context communication, in
contrast,is explicitand usuallydirect,precise, and
A fundamental difference between Western consistent withone's feelings.
(labeled individualistic or independent) and
Eastern (labeled collectivisticor interdependent)
cultures is the different values these cultures
place on being separated from or connected to A General Explanation of How
others.These differentvalues producetwodistinct Inputs Affect Process
ways of seeing oneself: one independent(charac-
teristicof Western cultures)and the other inter- This section provides a general rationale for
dependent (characteristicof Eastern cultures). predictingthe effects of inputson the process, as
These ways of seeing oneself reflectthe focus of outlined in Figure 5. Two routes are shown by
in the respective cultures.Moreover, arrows going from the input box to the process
individuality
box through two types of explanations: goal
they producedifferentgoal prioritiesand different
cognitive and affective behaviors (Markusand priorityand complexity (shown in ellipses). The
lowerrouteof complexityinvolvesthe admissibility
Kitayama1991; Trompenaars1998). We buildon and profitabilitymechanism for choosing com-
this basic difference in individualityin order to
munication strategies shown in Figure 3. Like
analyze how individualsbelonging to an indivi- other applications of the cost-effectiveness
dualisticversus a collectivisticculturedifferintheir
approach to human-informationprocessing, the
communicationprocesses. cost side of the equation has dominated the
explanationsof the choice of media (Reinsch and
In individualistic(independent) cultures, indivi- Beswick 1990). For example, workers who
duals directtheirthinkingtowardtheirinnerworld experienceddifficultiesusing e-mailforcommuni-
and what makes it differentto others. As a result, cation used it less than those who communicated
these individualsare more likely to seek infor- flawlessly(Lantz1998). Nevertheless, inputsmay
mation about themselves than about the group affect boththe relativecosts (e.g., time and effort)
they belong to (Markusand Kitayama1991). By and the benefits (e.g., the probability of
contrast,incollectivistic(interdependent)cultures, communication failures), thereby affecting the
individualssee themselves as part of a social communicationprocess. Inthe upperrouteof goal
relationship in which one's own thinking and priority,inputs affect the process by setting or
feeling are interdependentwithregardto those of changingthe sender's goal priorities,e.g., making
others in the group.As a result,these individuals it more importantfor the person to engage in
seek informationaboutothers in the groupas well communicationformanagingrelationships.While
as themselves (Markusand Kitayama1991). the discussion of the communication process
(presentedearlier)assumes the goals to be given,
the discussion of inputs should consider the
Independencedescribes culturesin which indivi-
dual goals are dominantand ties between indivi- possibility of changes in the sender's goal
priorities. Furthermore,such changes may be
duals are weak (except, of course, the immediate
reflectedin correspondingchanges in the relative
family unit). Interdependence describes those frequencies in whichthe goals are adopted.
culturesinwhichpeople tend to functionas strong
groups and maintain such ties for very long In reality, the communicationprocess may be
periods (Hofstede 1991). Interdependence is affectedsimultaneouslybyseveral inputs.Indeed,
closely associated with low-contextcommunica- a recent study by Krautet al. (1998) demonstrates
tion and collectivismwith high-contextcommuni- the multipleeffects of communicationinputs in a
cation (Gudykunstand Ting-Toomey1988; Hall single case. Theirstudyrevealedthatthe adoption
1976). Inhigh-contextcommunication,less of the of a new communicationmediumwas influenced
informationcommunicated is in "the coded, by a change inthe benefitsof media as more col-

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Priority and complexity


Inputs Process

Task Goal priority Goals


Analyzability
Variety
Temporality
Cognitive Complexi)

I1
Distance 9
Cognitive distance '?
Affective distance
LZi Dynamic complexi Strategies
Values i

Independence - ,/
Affective complex)
Interdependence

g - . 0
PTAiM- ii u tom10 -11

leagues began to use CMCbut also directlyby decision output(orgroup products)and qualityof
making CMC an acceptable norm of com- communicationsuch as accuracy and conver-
munication.Furthermore,in additionto the two gence (Smith and Vanecek 1990). Table 9 is
routes in which inputsaffect the process (shown limitedto recentstudies thatclearlylinkthe taskto
in Figure 5), inputs may also determine the the quality of communication. More general
feasibility of certain media, e.g., a physical reviewsof communicationmedia,task, and group
distance precludes an immediate face-to-face performancecan be found in Hwang(1998) and
meeting. Straus and McGrath(1994).

The review suggests the importance of con-


Task Attributes Affect the sideringtask requirementsintermsof interdepen-
dencies between workers. The higher the inter-
Communication Process
dependency, the higherthe cognitivecomplexity,
and the more intensive the need for managing
Review collective action becomes. Higher interdepen-
Table 9 providesan outlineof recent studies that dency is assumed in judgmental tasks, which
linktask attributesto communication.Task has usuallyimplymore intensive influencing.
been a primaryinterestof groupworkin general
(McGrath1984) and of computersupportedgroup The review also shows an understandablecon-
workin particular(DeSanctis and Gallupe 1987; cern with regardto the effect of task on action-
Zigurs and Buckland1998). Most of the studies related impact but no concern with relationship.
reviewed measure performance according to This has the danger of misrepresentingthe full
variouscombinationsof task and communication effect of task attributes, for example, by dis-
medium, where performanceincludes qualityof countingthe effects of analyzabilityon communi-

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=II
1. I r.;t= I I II 11 I I I I I I I I II rn:l Ir

Situational Relationship-
Attributes Use and Action-Oriented Impact Oriented Impact
Task Immediatefeedback and multiplecues improveunder- None found.
analyzability standingparticularly for equivocaltasks (Dennis and Kinney
1998; Straus and McGrath 1994) but also asynchronous
communicationimprovesidea exchange in less equivocal
tasks (Shiraniet al. 1999). CMCimprovescommunication
only for low interdependencetasks (meta-analysisby Hwang
1998; Daly 1993; EI-Shinnawyand Vinze 1998). Group
supportsystems withFtFoutperformedthose without,only
for highlyequivocaltasks (Tanet al. 1999a) and reduced
differentials(Tanet al. 1999b). Richermedia are preferred
overallbut not as a functionof analyzability(D'Ambraet al.
1998). Video conference chosen for routinetasks (Webster
1998).
Task variety Varietyrequiresmore information(Daftand Macintosh1981). None found.
Use of inter-organizational
e-mail grows withuncertainty
(Kettingerand Grover1997).
Task Communicationundertime pressure is faulty: none found. Relationalcommuni-
temporality Use of phone relativeto e-mail increase with urgency cation is unsuccess-
(Wijayanayakeand Higa 1999). ful in short time
Communicationpatternschange over time vis-a-vis the task (Walther1995).
(Jones et al. 1994), and these temporaleffects interactwith
the type of medium(Saunders and Miranda1998) and with
communicationgenre (Orlikowskiand Yates 1994). The
perceivedappropriatenessof media grows withexperience
(Kingand Xia 1997).

cation problems, which in turn may damage Propositions


relationship(Berger1998).The uncertaintyreduc- We analyze the effects of task on communication
tion theory (Berger and Calabrese 1975), which by looking at the effects on goal priorityand
was developed independentlyof task varietyand complexity (Figure 5). The task perspective of
organizationalcommunicationregards the infor-
analyzability,may provide the link. This theory mation communicated as a response to uncer-
predictsthatthe higheruncertaintyabout actions tainty. Uncertaintyis defined as "the difference
and attitudesof communicatorsincreases infor- between the amount of informationrequiredto
mation seeking, which will eventually decrease performthe task and the amount of information
uncertaintyand, consequentially,strengthenrela- alreadypossessed bythe organization"(Galbraith
tionships (this is revisitedbelow inthe discussion 1977, p. 36). Thus the task-related need for
of sender-receiver distance). However, to use informationis a functionof both the task (variety
and analyzability)and the goal (performance
uncertaintyreductiontheory for establishing the
link between task variety and relationship,the aspirations).
theorywillhave to incorporatetask variety(Berger The straightforwardeffect of variety on com-
and Gudykunst1991). municationis to increase the priorityof requesting

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information(whichwas defined as a special case In fact, people are reluctantto invest this setup
of "instructing action" goal) because more cost, often avoidingcommunicationor misunder-
informationis needed to describe highervariation standing. Further, communication over long
among instances. This is consistent with media periods of time may spiral out of controlunless
richness theory, which claims that high task effortis made to manage the communicationover
variety requires larger amounts of information time, and individualsremember when to initiate
(Daftand Lengel 1986). communication,rememberto respond,anddetect
problems in communicationwhere feedback is
Proposition 8A: Higher task variety often irregularand delayed. Saunders and Jones
increases the frequency of requesting (1990) propose a model of informationacquisition
information. indecision tasks inwhichcommunicationpatterns
change during the life cycle of the task. For
The effects on strategies is explainedthroughthe example, communicationabout the task may be
test inwhichcomplexityis the primary
profitability intense at some initialstage, stop fora while,and
cost and accurate goal achievement is the then resume sporadically,and not be sufficiently
effectiveness (Beachand Mitchell1987). Lowtask salient to regain the communicator'sattention.
analyzabilityincreases the probabilityof misunder- These changes of patternsare difficultto control.
standing how to proceed with action (Daft and Thus, in extremelylongtime spans, bothcognitive
Lengel 1984). This increases the cognitive com- complexity and dynamic complexity are high.
plexity of the communication because of the Typicalexamples are organizationalprocedures,
ambiguity and of
multiplicity meanings, which in which requirea careful planningof the message
turn increases the benefits of contextualization and what mistakes may arise as a resultof time
(Bolandet al. 1994; Gumperz1982). This too is in changes (similarto temporaldistances between
line withmedia richnesstheory,whichclaims that communicatorsdiscussed below). Furthermore,
lowertask analyzabilityrequiresricherinformation as control by planningis associated with higher
(Daftand Lengel 1986). message organization,this wouldalso explainthe
typicallyhigh organizationof procedures.
Proposition 8B: Lower task analyzability
increases the use of contextualization. Proposition 8C: A short time-to-complete
the task increases the use of control by
Of all temporalattributes,we concentrate on the testing and adjusting.
one most directly associated with the model,
namely, the time availableto complete the task. Proposition 8D: A very long time-to-
The relationshipbetween time-to-completeand complete the task increases the use of
communicationcomplexityis curve-linear:com- controlby planning.
municationin either very short or very long time
spans is more difficultthan in intermediatetime Futureworkcan develop more complex proposi-
spans. Undertime pressure, communicationwill tions about the interactionbetween task analyz-
be stressful as cognitivedemands exceed cogni- abilityand communicationgoals. When the goal
tive resources and feedback (which further of communicationis to influence or to manage
consumes cognitiveresources) may be infeasible interdependentaction for tasks of low analyz-
or uncleardue to time constraintsand, therefore, ability,the result is high cognitive and dynamic
dynamiccomplexitywillbe high. complexity(see the earlier section on assumed
principlesof behavior).Thus the interactionof the
On the other hand, when tasks stretch over long two sources of complexityproduces highercom-
periods of time, communicationis often out of plexityand, as a result, a higher chance of mis-
contextand out of control.To the receiver,a mes- understanding.This will result in a more intense
sage relatingto historicalevents will usually be use of communicationstrategies to cope withthe
out of context, makingit difficultto comprehend complexityand therebyplace additionaldemands
unless effortis made to get back intothe problem. on medium and message form. For example,

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tasks that involvevalue judgements in collective greaterdifferencesor distances between sender-


action will require negotiations and influencing, receiverworldviews,values, languages, and other
which in turnwill requirehigh channel capacity, common factors pertinent to information
interactivity,and often adaptiveness (Straus and processing will increase cognitive complexityof
McGrath 1994). Higher interdependence will the communicationand lower the plausibilityof
usually lead to a higher need for managing rela- mutual understanding. A greater cognitive dis-
tance may also be associated with higher
tionships and a higher use of perspective taking
and affectivitystrategies. These too requirehigh uncertaintyabout what the receiver knows and,
channel capacity.The accumulateddemands on therefore,highercognitive complexity(Krautand
the use of strategies will requirevery rich com- Higgins 1984). Indeed, uncertainty reduction
munication media such as face-to-face. This theory (Berger and Calabrese 1975; Berger and
Gudykunst1991) predictsthat uncertaintyabout
explains the role of task interdependencein the the receiverwillinduce more informationseeking.
results of Table 9. When communication diverges from mutual
understanding, a shared context needs to be
created (Goffman 1981; Krauss and Fusell
Sender-Receiver Distance Affects the 1991a). In contrast, communication between
Communication Process established work groups can be less explicit
withouthinderingmutualunderstanding(Bernstein
Review 1964). Forexample, distances generated by inter-
Table 10 reviews recent studies on the effects of culturaldifferences have been shown to depend
sender-receiverdistance, classifyingthe studies on the level of intersectionbetween the pheno-
into physical and psychological distance. In the menal fields of the sender and receiver (Haworth
and Savage 1989). Furthermore,differentback-
organizationalsetting, psychological distance is
also divided into organizational and cultural groundswithdifferentworldviewsand experiences
distance. From the table, it can be seen that, will stimulatea more intense exchange of ideas
overall,sender-receiverdistance is a determining and perspectives (Cox and Blake 1991; Markus
factorin the communicationprocess, but most of 1990). Hence, a higherpriorityon goals of seeking
the studies (especially those lookingat psycho- information.
logical distance originatingfrom interculturaldif-
ferences) have concentrated on task oriented Proposition 9A: Greatercognitive distance
increases the use of contextualization.
impact.

One of the more powerfulmethods of studying Proposition 9B: Greatercognitivedistance


sender-receiver effects is to analyze patternsof increases the frequencyof requestinginfor-
communicationinorganizations.Surprisingly,this mation.
type of research has declined dramaticallysince
the 1970s (see O'Reillyet al. 1987) and has not Parallel to the effect of cognitive distance on
revived despite significant changes in power cognitivecomplexity,a greater affective distance
structureswithinmodernorganizations. may increase affective complexityby increasing
the sender's anxietyover the receiver'sreactions
(Stephan and Stephan 1985). Such anxiety will
usuallyresultincognitivebiases such as selective
Propositions informationprocessing. Affective distance may
The distance between sender and receiver also implya lack of trustbetween communicators
changes bothgoal prioritiesand considerationsof (recall that subsequent trust followingthe com-
compatibilityand profitability(Figure 5). The municationis partof impact). Low trust reduces
effects of physicaldistance are, on the one hand, the likelihoodof informationexchange (Williamson
extremely dependent on the advances in tech- 1975). This finding demonstrates how common
nology, and on the other hand, largelydependent practices may be ineffectiveand create a "Catch
on humanphysiology,whichis beyondour model. 22"situation:cognitivedistance coupled withlow
We, therefore,concentrate on the cognitive and trust will reduce the likelihood of information
affectivedistances. Froma cognitiveperspective, exchange where itis most needed inorderto build

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Sender-Receiver
Distance Use and Task-Oriented Impact Relationship-Oriented Impact
Sender-receiver Distance reduces amountof communica- Distance reduces non-task
physicaldistance: tion but moderatedby CMCavailability relatedcommunication
Space (Sarbaugh-Thompsonand Feldman1998; (Sarbaugh-Thompsonand
Sproulland Kiesler1991). However, Feldman1998).
distance has no effect (Valacichet al. CMCreduces impactof
1993). Distance is one of three major distance on buildingrela-
determinantsof media choice (Caldwellet tionships(reviewedin
al. 1995). McKennaand Bargh2000).
Distance affects media choice (Reinsch
and Beswick 1990; Webster and Trevino
1995).
Time CMCis particularlyuseful to communicate
between shiftworkers(Huffet al. 1989).
Temporalunavailabilityleads to less inter-
active media to promotetask closure
(Strauband Karahanna1998).
Sender-receiver Directionof communicationaffects media An awareness of sender-
psychological choice (Zmudet al. 1990). receiverrelationsis essential
distance: Richest exchange of informationis for successful relationships
organizational between supervisorand subordinates (Gabarro1990). Shared
(Allen and Griffeth1997). Rich media was knowledgemediates effect of
believed to improvecomprehensionwhen mutualtruston performance
seeking informationfrom outside the (Nelson and Cooprider1996).
organization(Lee and Heath 1999).
Conflictingresults on preferencefor e-mail
vs. phone as a functionof distance
(Wijayanayakeand Higa 1999). E-mailis
preferredwhen effective distance is high
(Markus1994b). Less shared information
leads to higherrate of relevantinformation
(Hightowerand Sayeed 1995; Stasser and
Titus 1987).t
Sender-receiver Incompatibleculturalpatternsof sharing None found.
psychological informationlead to less effective communi-
distance: cation (Brettand Okumura1998; Ohbuchi
intercultural and Takahashi1994). No supportfor effect
of intercultural
distance on frequencyof
informationseeking (reviewedin Berger
and Gudykunst1991).
tOlderbutunchallenged
observation:
direction
ofcommunication
affectsamountofinformation
transmitted and
(O'Reilly
Roberts 1974).

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trust. Indeed, mis-communicationwill be higher Propositions


when inter-culturaldistance is greater,because of As noted above, to keep the scope manageable,
different languages, different patterns of using the propositionsconcern only one dimension of
language, differentvalues and beliefs, and dif- values: interdependence. Recall that compared
ferent attitudesto communication(Larkey1996). with independent cultures, individuals in inter-
dependent cultures are more likelyto think and
Cross-culturalcommunication,which is charac- feel interdependentlywith regard to others in a
terizedby a combinationof cognitiveand affective group. Interdependence dictates, therefore, a
difference between in-group behavior and out-
distances, is often problematic. Moreover, dif-
group behavior that is less pronounced in
ferent reactionsto misunderstandingsmay inten- individualisticcultures (Espinoza and Garaza
sify the impact of those misunderstanding, 1985). Indeed,thisdifferencewouldqualifycertain
creatingnot only dissatisfactionbut outrighthos- patternsof communicationfoundwithcollectivists
tility,which impedes communicationeven further to in-group behavior where the psychological
(Pettigrewand Martin1989). However,there is a distance (primarilyaffective distance) does not
need to test empiricallythe effect of affective exceed some threshold.Interdependencefurther
distance on the frequencyof informationseeking impliesa higherfrequencyof relationshipgoals in
(Kellermannand Reynolds 1990). communicationand a higher rate of affectivity
(GudykunstandTing-Toomey1988;Trompenaars
Proposition 9C: Greateraffective distance 1998). Finally,there is also some indicationof
reduces the frequencyof requestinginfor- lowerformalityin interdependence(Trompenaars
mation. 1998).

Proposition 10A: Individualsin interdepen-


dent cultures tend to engage in more fre-
Communication Values and Norms quent communicationfor managing rela-
Affect the Communication Process tionships, provided the affective and
cognitive distance does not exceed some
Review threshold.
The reviewof recentstudies on normsand values
is organized by organizational and national Moreover,individualswill usually exercise more
(usually cross-cultural)studies (Table 11). The perspective taking and exchange more informal
and personalinformation betweengroupmembers
studies of organizationaleffects on CMC have
focused on differences in the adoption of the (Gudykunst et al. 1987). Interestingly,they tend
to not disclose informationoutside the group but
media. We could not find a similarconcern with
onlywithinthe group(Triandis1989). Collectivists
goal prioritiesand the message formand content, not only seek greater involvement,but also are
but this may reflect an inadequate search. By
more capable of doing so (Markusand Kitayama
comparison, the studies of national characteri- 1991). Forexample,collectivists(Greeks)proved
zations are more varied. On the one hand, there to be better than individualists(Americans) at
is evidence of diversityin the way differentcul-
considering their counterparts' interests in a
tures prioritizecommunicationgoals and choose
negotiation task (Gelfand and Christakopoulou
media and message. On the other hand, it would 1999). However,the evidence is stillinconclusive
seem that CMC can moderate the culturaldif- (Singelis and Brown 1995), and it is not clear
ferences (Suzuki 1997; Tan et al 1998b; Watson whetherthis predictionshould also be qualifiedby
et al. 1994; but see Rice et al. 1998). Further- the psychologicaldistance between partners.
more, in the cross-culturalstudies, researchers
have used more structured measures (ques- Proposition 10B: Individualsin interdepen-
tionnaires), which may make it easier to dent culturestend to use more perspective
generalize across studies. taking.

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Use and Task-Oriented Impact Relational-Oriented Impact


Organizational Social factors affect attitudesand use Coworkerswithsimilarattitudesuse
norms of CMC(Fulk1993; Fulkand Boyd CMCto create "ego networks"or
1991; Fulket al. 1990; Krautet. al relationalcommunicationnetworks
1998). (Fulkand Ryu 1990; Rice and Aydin
Organizationalnorms have a smaller 1991). Hacker'scultureleads to a
effect on e-mailthan other media fromrelationshipwithpeople
"flight"
(Kiesler1986). (Turkle1984).
Nationalculture Japanese (collectivists) use explana- Differentculturesbuildrelationships
tions and informationseeking more and trustin differentways (Doney et
frequentlythan Americans(indivi- al. 1998). Differentculturesagree on
dualists)(Neuliepand Hazleton1985). some bodilyexpressions of emotions
Culturemoderates the impactof CMC but often disagree on expression
(Watsonet al. 1994). Individualism- intensityand differin the use of emo-
collectivismdid not moderateon tionalcommunicationstrategies such
preferenceand richness assessment of as control(reviewby Matsumotoet
media (Rice et al. 1998). Japanese rate al. 1989).
e-mail lowerthan FTFand fax, Individualism-collectivism (American-
althoughfax was not considered more Japanese) moderates the effect of
useful (Straub1994). CMCmoderated social identificationon relational
the impactof cultureon roundsof communication(Suzuki 1997).
informationin a groupdecision (Tanet Relation-orientedculturesprefere-
al. 1998b). mailover fax (Rowe and Struck
1999).

Table 12 summarizes propositions8, 9, and 10, concentratedprimarilyon communicationinputs


which referto the effect of individualinputs. The and impact. The proposed model, on the other
combinedeffects of inputsare beyondour scope, hand, opens up the black box of the communi-
but, clearly,they occur and must be researched. cation process by seeking to define those choice
Moreover, combinations such as high time mechanisms relating to cognitive and affective
pressure and great psychological distance may goal-based strategies,media,and messages. The
producecriticalcommunicationcomplexitythatwill view presented is one in which action-oriented
fail withoutappropriatesupport. impactis complementedwithrelationship-oriented
impact.Hence, the paper'smaincontributionis in
organizing diverse research into a coherent
framework.This enables us to generate a novel
Implicationsand Conclusion - understandingof goals and strategies, message
forms and media, and multi-purposecommuni-
Thus far, we have proposed a model of organi- cation. The argumenthere is that this framework
zationalcommunication,reviewedrecent publica- is a more realistic and more informativeview of
tions fromseveral distinctfields of research, and communication. In consequence, this section
demonstrated how the model can be used to takes this view one step furtherby exploringthe
generate propositions(see Figure1). Ourreview implicationsof the model on futureresearch and
suggests that informationsystems research has practice.

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Cu~llr~rl I .0 1 I.I 1 ? I~ - (l~l I- ~ 0. ~ *---


III .'S -- SI

Specific
Proposition Input Component of Process Affected
Task 8A Highertask variety Morefrequentrequests of information
8B Lowertask analyzability Highercontextualization
8C Shorttime to complete task Highercontrolby testing and adjusting
8D Verylong time to complete task Highercontrolby planning
Distance 9A Greatercognitivedistance Highercontextualization
9B Greatercognitivedistance Morefrequentrequests of information
9C Greateraffectivedistance Less frequentrequests of information
Values 10A Greaterinterdependence Morefrequentmanagingrelationships
10B Greaterinterdependence Moreperspective taking

Implications for Research feeds back over time intothe situationalcontextto


affect the sender-receiver distance. It may also
The proposed model bringsone closer to theory- affect the task throughgrowingexperience and,
based empirical research, which is urgently over even longer periods of time, the norms and
needed (Steinfieldand Fulk 1990). The primary values. The feedback relationshipreveals the full
focus on the communication process, which complexityof communicationwhen it is treated
governs this paper, means that it has been dynamically,but it should also be noted that it
necessary to limitthe scope of the model, and the necessarily impliesan elevationof ourdiscussion
propositionsare, therefore,restrictedto a subset at the level of a message to the level of an indivi-
of potentialelements and relationships.The most dual (the sender). We accept here that com-
obviousimplicationforfutureresearchis to enable municationcreates a shared meaning by building
the generation of hypotheses from the proposi- a social context (Sproulland Kiesler1992) and a
tionsdevelopedabove. Theoperationaldefinitions cognitivecontext(Kintsch1988). Indeed,as users
proposed here, or dealtwithinthe cited research, gain experience, they willplace increasingvalue
suggest that such empirical work is feasible. on the impact of communication(King and Xia
Indeed, preliminaryfield work suggests that the 1997). We can furtherassume thatthe knowledge
elements of the communicationprocess (e.g., learnedfromthe integrationof multiplemessages
attributes of the message) can be measured resides in an individual'smemory,so that we can
satisfactorily(Te'eniet al. forthcoming).Twoother briefly sketch future directions of research on
implicationsare developed around(1) refiningthe these impacts of communicationand, in the next
model and (2) exploringnew perspectives. section, discuss some practicalimplications.

Several research directions can be pursued to


Refining the Model explore this feedback loop. One is the inter-
mediate effect of mutualunderstandingand rela-
The Dynamic Impact of Communication tionshipwithregardto cognitivecomplexity(Kraut
on the Communication Inputs and Higgins 1984) and affective complexity
The brokenarrowin Figure1 signifies a dynamic (Gudykunst and Shapiro 1996; Stephan and
process, in which the impact of communication Stephan 1985). Perceptions of mutualtrust and

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mutualunderstandinggrowwithcommunication, negotiated public image, mutuallygranted each


providedthat the parties of the communication other"(Scollonand Scollon 1995, p. 35). As such,
process perceive itto be successful, butthis takes it may have special relevance to new forms of
time (Walther 1995). A second direction is the communicationin the WorldWide Web (Flores
interactionof such an impact with the medium. 1998). We should note, however,that this goes
The Internetseems to have reduced perceptions beyond our model to includewhat Habermashas
of communicationcomplexityand, consequently, referredto as the dramaturgicalmodel of action,
the sender-receiverdistance(McKennaand Bargh which may have differentvaliditycriteria.Another
2000). Although computer-mediatedcommuni- example of an affective-cognitivestrategy is that
cation has been shown to increase trust, it is of ambiguityin messages, which serves to pro-
sometimes short lived (Jarvenpaa and Leidner mote the goal of influencing(Eisenberg1984) but
1999). As we discuss in the next section, infor- may also be effective in maintainingface.
mationtechnologycan go furtherto establish and
maintain a shared understanding, thereby The summary of recent work on the effects of
reducingthe cognitivedistance. A thirddirection media shows that it is necessary to study the
uses structurationtheoryto analyze the impactof impact of interactivityon relationshipand the
communicationtechnologyon norms (Orlikowski impactof adaptiveness on both relationshipand
1992) and the effects over time on genres of understanding(see Table 5). Moreover,there is
communication(Orlikowski andYates 1994; Yates clear need for more empiricalresearch on mes-
et al. 1999; but see critic in Banks and Riley sage form. Meanwhile, in the review of task
1993). attributes,there are no studies of task effects on
relationship(see Table 9). This is an area of
potentialresearchthat is of particularsignificance
Refining Elements and Attributes: to virtualorganizations,whichon the one handwill
Goals, Strategies, Message have to cope with decreasing levels of analyz-
Our review suggests importantareas for further abilityand, on the other hand, may depend on
theoretical development. Flores (1998) has CMCto formrelationships.Such organizationsare
already stated that we know more about task likelyto experience difficultiesin communication
related aspects of communication(action) than unless steps are taken to cope with communi-
about commitment in communication (rela- cationcomplexity.The situationof overloadwithin
tionship).We should, therefore,begin by refining organizations,a corollaryof task variety,amount
the goal of managingrelationshipsso as to distin- of information,and media that promotes distri-
guish, forexample,betweenbuilding,maintaining, bution, is another research area of growing
severing, and controllingrelationships (Rogers importance.Rudy (1996) has summarized and
and Farace 1975). Similarly, new affective discussed future directions for research on
strategies may be articulatedsuch as a strategyof overload and, more recently, so have Schultze
affectivecontrol(as opposed to the predominantly and Vandenbosch (1998).
cognitive control we have discussed above).
Research has shown, for example, that control More research is also needed on the effects of
over social interactionsis relaxedin CMC(Siegal sender-receiver distance. As has been noted
et al. 1986). above, the analysis of communication flows
between people in organizations has declined
An importantarea of research is the interaction dramatically.In light of the potential effects of
between task-relatedgoals and relationalgoals sender-receiverdistance on communication,such
and between affective and cognitive strategies. analyses would seem to be fundamentalto any
For example, Goffman (1981) describes the study of interpersonalcommunication.Itmay be
involvement-independencestrategy, in whichthe true to suggest that the emerging forms of
goal of maintaining"face"incorporatesa tendency organizations, in particular virtual and multi-
to consider one's partner'sthoughts and feelings nationalfirms, will trigger a new interest in this
to a greater extent (involvement)or lesser extent area of communication(Quinn 1992). Similarly,
(independence). It has been defined as "the little research into individualstyles in CMChas

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been found. This absence may be connected with designed to achieve goals determined by the
the widespread decrease in research into receiverand it is necessary to examine the same
individual differences in information systems strategy fromthe receiver's viewpoint,e.g., how
duringthe 1980s, aftera long stream of research does the receiverchoose to respond to a request
(Huber1983). Nevertheless, cognitivestyles that for information.
dictate communicationdetermine, by definition,
differentpreferences and capabilitiesfor different
A related perspective is that of privacy,which is
communicationstrategies.Thiswholearea seems
concerned with the rightof individualsto deter-
an untappedavenue forfutureresearchthatmay,
afterall, lead to individually
tailoredsystems. The minewhen, how, and to whatextent informationis
transmitted. Every act of communication dis-
generation of such systems may be especially
relevantto the new virtualorganizationin which closes something of the communicatorand often
the bulkof the communicationcannotrelyon face- this is regarded as a risky act (Goffman 1981).
to-face communication.16 The research directions recommended above
(particularlyrelationalgoals and affectivecontrol)
will demand a better understandingof privacy.
Exploring Other Perspectives: Furthermore, CMC intensifies disclosure by
Receiver, Privacy and Others makingrecordedinformationaccessible, and not
Several otherimportantissues have been omitted always in an obvious way. At a message level,
from the model to keep its complexitymanage- privacylinksdirectlyto the mediumand throughit
able. Perhapsthe most immediateneed is to add to organizational memory (a topic discussed
the receiver's perspective (c.f. Contractorand below). The sender's perceptionof the communi-
Eisenberg 1990; Rudy 1996). Communication cation's confidentialitydepends on media attri-
strategies have been describedfromthe sender's butes (Sillince 1997). It will be important to
perspective,since they have been formulatedas investigate how perceptions of confidentiality
means for achieving goals determined by the affect communicationbehavior,and to linkthem
sender. Yetthe active receiverbecomes a sender back to attributes of the media. For example,
herself the moment she responds, and following when do people compromiseand choose mediaof
this,the same strategiesare employed.Moreover, low confidentiality? Can privacy dictate low
the same strategies can be applied in a similar channel capacity?The privacyperspectivewillbe
fashion to the process of receiving information likelyto become a crucialaspect in understanding
(this assumes thatthe sender and receivershare organizationalcommunication,particularlyas the
the same communicationgoals). For example, boundaries between the workplace and home
the receiver can also use the attention-focusing (Venkatesh and Vitalari1992) and between the
and controlstrategies to improveunderstanding. organization and its suppliers and customers
Nevertheless, it is necessary to articulatenew continue to blur. Privacy may be an important
communication strategiesforreceivinginformation factor in generalizing our model across these
boundaries.

Once these aspects of receiver and privacyare


16Theideasof communication complexity area natural
entrypointforstudying theeffectofcognitive stylessuch clarified, it will be possible to analyze more
as cognitivecomplexity (see Kelly1955;Schroder et al. effectively other importantissues of communi-
1967).A reviewof such a broadarealies beyondthe cationand to integratethem withthe elements we
scope of thispaper,butone exampledemonstrates the
directionoffurther
research.Mischel's (1973)conception have discussed here. Recent examples include
ofa self-regulatory
systemdefinesindividual differences topics such as suites of communicationtechno-
in the degreeof controlone imposeson information
processing. Thisstyleis likelyto predictthetendencyto logies (Ockeret al. 1998), networksize (Valacich
use the strategyof control.For other directionsof et al. 1991), message content (Sussman and
researchonindividual differences incommunication, see
GreeneandLindsey(1989),O'Keeffe Sproull1999), gender (Gefen and Straub 1997),
(1988)andWilson
(1989). and awareness (McDanieland Brinck1997).

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Implications for Designing off from the systems requirementsspecified in


Communication Support Systems Figure 1. The discussion of design follows
Figure6.
As has been suggested previously, communi-
cation in organizationsis becoming increasingly
complex, more intensive, and supported more Organizational Memory
frequently by information technology (Huber Organizationalcommunicationandorganizational
1990). Systems that supportcommunicationwill, memoryshouldbe tightlyinterrelated(Anandet al.
in the future, have to deal with large communi- 1998). Recent research on designing communi-
cation networks, mobile communication, inter- cation systems demonstratesthis link:Annotate!
culturalcommunication,ubiquitous multi-media is a knowledge dissemination system in which
communication,and continuousstates of a heavy user appraisals of knowledge items affect the
informationload (oroverload). Decomposingthe system's prioritizationof answers to a query
communicationprocess intosub-processes brings
(Ginsburg and Kambil 1998), and AIMS is an
closer the possibilityof developing more specific
agent that automaticallyprioritizese-mail mes-
designguidelinesforsuch systems. The emphasis
sages accordingto personalpreferencesmapped
here is on what functionalityneeds to be devel-
by organizational categories of messages
oped, ratherthan how to develop it, and specific
(Motiwalla1995). In this section, we wish to
technologies are presented only to demonstrate
feasible directions.We must, however,stress the capitalize on a deeper understandingof context
tentativeness of implications drawn from an and of the communicationmodelto flesh out new,
untested theory, which is obviously a less perhaps speculative, directions on OM design,
desirable foundation for deriving design impli- particularlythe part of OM that is built on
cations than one that has been tested. Yet it may communicationand learning.
be beneficialto triggerand guide experimentation
with new functionality.Indeed, several influential Organizationalmemory(OM)is taken here to be
articles have proposed a frameworkand derived a repositoryof the context of action. Cossette
from it prescriptionsfor designing and imple- (1998) has distinguishedbetween three types of
menting informationtechnologies for groups context: situational, cognitive, and emotional.
(DeSanctis and Gallupe1987) and organizations Situationalcontextincludesinformationaboutthe
(Huber1990). Moreover,we cannotat this state of communicators,the place of the interaction,and
knowledge solve possible tradeoffs between time of the interaction.The earlierdiscussion of
effects that are addressed by individualpropo- the message and mediumattributessuggests that
sitions.Thisknowledgemaycome fromobserving these too are importantaspects of the situational
people communicatewith a varietyof advanced context, inasmuch as they affect the meaning of
technologies and consequently revising certain the informationtransmitted. Cognitive context
propositions. includesthe communicators'intentionsand hopes
of the receiver'sabilityto understand. Emotional
The three factors of the proposed model context is the feelings which one communicator
(Figure 1) frame the discussion about func- has toward another and about the issue com-
tionality. One can conceive of informationtech- municated,and can be partof the affectiveinfor-
nologythat(1) identifiesthe inputs(e.g., the initial mation communicated (Schwarz 1990). These
distances between communicators),(2) supports three types of context address, respectively,the
the formulationof goals and the choice and dynamic,cognitive,and affectivecomplexity.They
implementation of communication strategies, could possibly be builtinto OMto cope with the
medium,and message, and (3) providesthe user three sources of complexity by supportingthe
withfeedback on impact.Organizationalmemory relevant communicationstrategies (for a more
is a key resource in supporting each of these technical examinationof the roles of the different
types of functionality.Figure6 can, therefore,be types of context, see Fairclough1992; Halliday
seen as a generalframeworkfordesign thattakes and Hasan 1989).

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Support
communicationgoals
and strategies
r
Providemedium and
message form
Identify Feedback
situation r- .I I _ impact
\\-

,'
Organizationar,'\
\ memory
\%j

0 IW. 0 . MH0 R 0T 0 - I 000 - 0 1 . S -

The diary in Table 1 is not only a medium for often less noticeable. The review of sender-
dialog but also partof an OM.Inotherwords, OM receiver distance and the discussion of proposi-
is not only used to supportcommunicationbut, in tion9 demonstratedhowthese distances are born
fact, can buildfromit.An importantchallenge is to and how they affect the communicationprocess.
distill the different types of context from the Technology's role in creating awareness has, in
originalmessage, store it in OM,and use it to re- the past, concentratedon the perceptualissues of
contextualizefuturecommunication(Schwartzand communication. Clark's contributiontheory of
Te'eni 2000). Furthermore,followingthe discus- discourse (Clarkand Brennan1991)suggests that
sion of formality,the OMwouldincludeinformation it is crucialto monitorthe receiver'sattentionand
that is organized at differentlevels of formality. understanding for effective communication,
Over time, some messages will be gradually resultinginseveral attemptsto design appropriate
abstracted to become increasingly formal. As supportsuch as Portholes(Dourishand Bly1992),
discussed above, itmay be importantto be able to ClearBoard (Ishii et al. 1992), and Peepholes
trace back from the formal to the original (Greenberg1996). Similarly,itshould be possible
message, when communicationbreaksdown.The to displaysemanticdistances between sender and
OMmay,therefore,be constructedthroughstories receiver,forexamplethose concerningdifference
(such as the one about Joey spillingtea), facts in terminology.Forinstance, kMail(Schwartzand
(such as product#8123 is incomplete),and more Te'eni 2000) uses previous knowledge to show
formalprinciples(such as no food in production). whether or not the same terms are shared by
(For some initialdirections on abstractingtexts, sender and receiver, assuming that a visual
see Crampeset al. 1998.) displayof differencesenhances the awareness of
theirexistence.

Inputs Organizationalmemorycan play a majorrole in


A key role of informationtechnology is to create characterizingthe workers involved in the com-
an awareness of the state of input. Physical municationand then characterizingthe psycho-
distances in space and time are usuallyeasier to logical distance between them (Anand et al.
display than psychological distances, which are 1998). Simpleexamples are identifyingcommuni-

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Contextualization Organizingand retrievingthe context information,structuringthe


context informationpresented

Control Providefeedback on the communicationprocess by manipulatingthe


media, displayingreceiver'sreactions, recordingcommunication,
monitoringprogress
AttentionFocusing Formattingand structuringthe informationpresented, remote controlof
informationpresented

Affectivity Templates of appropriateaffectivityand feedback on currentmessage


(e.g., language check)

Perspective taking Presentationof receiver'sviews (e.g., cognitivemaps or physical


objects) to sender at the time of message preparation

cation between different national cultures, structuresthat on the one hand enable effective
between different organizational cultures, or retrievaland, on the other hand, enable effective
between users with different profiles. In these presentationto the user as an accessible, multi-
examples, an organizationalmemory is needed layered knowledge structureof context such as
whichis able to characterizethe users and match hypertext.
them (e.g., DIRE,in French1994). Morecomplex
examples of such a process may involve The second problem(timing)calls formechanisms
differencesbetween people who have, inthe past, that detect the conditions under which contex-
ascribed different meanings to current terms. tualizationis needed to avoid informationover-
Furthermore,some errorsin communicationcan load. Spider (Boland et al. 1994) is designed to
be detected (or suspected) on the basis of the present context in a varietyof forms so that it can
immediateor relatedcontextstored in the OM. A lead more efficientlyto better, richercommuni-
trivialexample is thatthe mistakeinTable 1 about cation. The system displays the different
product1823 (shouldbe 8123) couldbe corrected rationalesbehindan issue in the formof cognitive
automaticallyfromits context. maps thathighlightthe similaritiesand differences
in the communicators'perspectives. Thus, mes-
sages are richerin context but (more importantly)
Communication Strategies and Goals are displayed in a fashion that is manageable.
Ourmodel identifiesa list of communicationstra- Maoet al. (1996) show howcontextualizedaccess
tegies, all of which are candidates for computer improves problemsolving with Hyper-Finalyzer.
support (see Table 13), but also identifies the The very same idea can be used in person to
conditions in which they should be activated in person communication. Indeed, Kock (1998)
response to communicationcomplexityinherentin looked at how expert systems technologies
the process (proposition2) and inducedby inputs supportcontextualizationin group-activities.
(propositions 8, 9, and 10). Contextualization
depends on informationretrievaland, as a result, Controlof communicationcan be enhanced by
is likely to be the most promisingdirectionfor several techniques.One is to emulatethe capacity
computer support. Nevertheless, this process builtintoface-to-facecommunication(whichwould
poses two mainproblems:providingcompleteand be more effective than the secondary reaction
relevant informationand providingit only when predicted by propositions4A and 4B). Effective
needed. The first problem implies knowledge eye contact, which helps maintain control by

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informingthe sender what message the receivers cation of higher complexity,from more sources,
are sensing, can be emulated by advanced and on multiplemedia compete over the user's
displays that create and update a pictureof the limitedresources. One possible directionthatmay
spatial relationships between communicators be taken is to develop technologies that provide
duringthe session (Fussel and Benimoff 1995; more integrativesolutions, using combinationsof
Muhlbachet al. 1995). However,the qualityof message and medium, to grab more attention
media, with respect to channel capacity, inter- fromthe user and allocate it efficiently.
activity,and adaptiveness, has to be very high
(Doherty-Sneddonet al. 1997; see a review of Computersupportfor perspective taking can be
technical requirementsby Patrick1999). Another achieved indirectlyby presenting the receiver's
directionforsupportingcontrol(proposition4A) is perspective, therebytriggeringthe sender to use
to organize simultaneous feedback during the strategy of perspective taking. Presenting
message productionand manage itthroughoutthe your communicationpartner'scognitive map is
session (Herring1999). For example, messages one possibility (Boland et al. 1994). Designers
thatincludedynamicallycreated hypertextlinksto and scholars often use whiteboards to create
the organizationalmemoryshouldbe shownto the draftsof message and inviteothers to add their
sender beforetransmission(Schwartzand Te'eni perspectiveby moving,erasing, and addingideas
2000). The managementof feedback throughout aroundthe board. Flatlandis a computer-based
the session is particularlyimportantwhen there whiteboardthat groups ideas and presents them
are several participantsand each one may have in differentperspectives (Mynattet al. 1999).
his or her own space on the screen and when
there are several streams of conversation and Computersupportfor affectivityis likelyto be the
each streammust be associated withits particular more difficultto achieve, because much of our
feedback. Herring suggests that two different affective communicationin organizationallife is
views shouldbe possible, one linear(reflectingthe traditionallynon-verbal, instinctive, and, often,
time dimension), and the other non-linear intentionallynon-documented.Using information
(reflectingtopicalprogression). technologyto add social and emotionalmaterialto
messages is directlytied to how well we manage
A third direction is to support planned control to incorporate it in organizational memory as
(proposition4B). CMCgenerally provides more emotionalcontext.
control than other media with similar channel
capacitybecause it can store informationto allow Proposition 2 (about the appropriateness of
non-simultaneity(Hesse et al. 1988). Control communicationstrategies shown in Figure 2) is
throughplanningcannotguaranteeperfectimple- yet to be tested, but if shown to hold true, the
mentationof the plan (e.g., directingthe readerto propositioncan be used in designingsystems that
look for the explanations in the paragraphspre- automaticallyrecommend the use of communi-
ceding the proposition,but the reader may not cation strategies. If organizational memory is
search and find the explanations).Nevertheless, attributedwithcommunicativecharacteristicsthat
interactivetechnology,unlikea printedmessage, match those described in the model (e.g.,
can be designed to guide the reader when the AnswerGardenin Ackerman 1998), the system
situationarises. can use eitherstereotypicknowledgeor individual
knowledgeto assess when strategies are moreor
Information technologysupportsattentionfocusing less effective and recommendthem accordingly.
throughformattingeffects, multi-modalmessages Moreover,when communicationgoals are deter-
that includesynchronizedvoice and motion,and mined, it may be possible to match strategies to
pointingby remotecontrol(e.g., pcANYWHERE). goals. Some earlyworkon Coordinator(Winograd
Video conferencing,too, has provenan effective and Flores 1986) shows it is possible to assign to
technique to focus attentionor at least to create each message its purpose but it burdens the
an awareness of low attention(Daly-Jones et al. sender too much. Advances in technologies that
1998). However, these techniques may not determinethe user's communicationgoals could
suffice to drawand retainattentionas communi- be used to match appropriatestrategies, and

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provide feedback to support control (see, for e.g., a simulationof probableerrorsdue to high
example, Ardissonoand Sestero 1996). Indeed, cognitive distance. Clearly,there is still much to
Collagen models collaborativediscourse on the do in terms of developingways of identifyingand
basis of goals thatare eithervoiced by the user or reporting on communication failures (see the
detected automaticallyby an intelligent agent discussion in the elements of communication
(Richand Sidner 1998). impactsection).

Message and Medium


Propositions3, 5, and 7 stipulateeffective combi-
Conclusion
nations of strategy, message, and medium,
Globalization,competition,technologicalsophis-
namely,compatibledesigns of mediumand mes-
tication,and speed have increasedthe complexity
sage. Ifshown to be correct,these combinations
could also be incorporatedin supportsystems. In of organizations. If, indeed, organizationsthrive
the future,unifiedinterfaces,providinga gateway on communication,then clearly, communication
to alternativemedia (e.g., computer,fax, phone, should enable them to cope withsuch complexity.
The informationsystems field can, and indeed
videoconference) and alternativeforms of mes-
must, play a role in enabling effective communi-
sages (templates, hypermedia structures) will
cation, but for this, such a field needs to inform
probablybe commonplace.The most directimpli-
cationof the corollaryto proposition2 (aboutshifts the design of informationtechnologyon the basis
from control to contextualization)and of the of a realistic model. The proposed model has
discussion on the correspondingshifts informality sought to draw a balance between relationship
is the need to supportan easy transitionbetween and action, cognition and affect, message and
levels of formality.We have alreadynoted thatthe medium.As noted in the introduction,we believe
OM should preserve the progression of infor- that such a balanced view provides a more
mation items from low to high formality(e.g., realisticviewof organizationalcommunicationand
avoids possible pitfallsin prescriptions,e.g., mini-
stories, facts, and abstractprinciples).Inaddition,
mize communicationby disregardingthe need for
however,the supportsystem should be designed
to supplythe rightlevel at the righttime. Further- buildingrelationship.Underlyingthis approachis
the realizationthat we are facing new forms of
more, such systems should be media sensitive
communicationand new forms of organizations
(Trevino et al. 1990). Intelligentsystems can
recommend effective choices, present default (Fulkand DeSanctis 1995).
designs or point at poor choices by using the
Itis importantto inventnew designs thatare able
proposed modelto identifyeffectivecombinations
of medium and message for given goals and to supportnew forms of communication,but it is
essential that this should be done only on the
strategies. For example, Kennedy et al. (1998)
use a model-basedapproachto generate compa- basis of a better understandingof what needs to
tible message formats. be accomplished. In this paper, an attempthas
been made to achieve such an understandingby
abstractingpatterns of current behavior, rather
Feedback on Impact than simply by speculating on what can be done
Ultimately, feedback on the impact of com- withemergingtechnologies, such as virtualreality.
municationmust come fromthe user's own reac- Computer-mediatedcommunication has been
tion, but future systems may serve as effective described as a differentstate of communication,
providersof this feedback to the sender. The OM which"maychange the psychologyand sociology
can be designed to include results of successes of the communication process itself ...[creating] a
and failuresof communicationthatare providedto new linguistic entity with its own vocabulary,
the sender at the appropriatetime. Littleresearch syntax and pragmatics"(Rice and Love 1987, p.
has been carriedout inthis area, butas communi- 86). In order to direct the new communication
cation support systems become more common, process, however, it is necessary to understand
the importanceof informingsenders of impactwill the way people choose to behave. Onlythen will
grow.Some formof feed-forwardmay be possible, it be possible to design support that is more

298 MISQuarterlyVol.25 No. 2/June 2001


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relevant to actual communication behavior. Universityof Waterloo (Canada). I also thank


Furthermore,it is time to reconsiderthe metaphor PhillipEin-Dorand my colleagues at the Centerof
of lean-richmedia, which climaxes withface-to- Global Knowledge Management at Bar-llan
face communication.Intelligentcommunication University(Israel)fortheirvaluablecomments. I'm
support systems may be better thought of as indebted to Rick Watson for his insightfulguid-
providersof optimallevels of interactivity,
channel ance and continuedencouragement. Iwouldalso
capacity, and adaptiveness in conjunctionwith liketo thankGerardSharpling,SharonTe'eni,and
recommendationsof optimalmessage form. At Talifor editingthe many pages, illustrationsand
the same time, however,itis importantto note two references. The editing of this manuscripthas
caveats. One is the simplifiedview of organi- been supported by the Schnitzer Foundationfor
zational communicationadopted here in which Research at Bar-llan.
organizationalpoliticsare ignored.Organizational
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Wood, R. E. "TaskComplexity:Definitionof the Dov Te'eni is on the facultyat Bar-llanUniversity,
Construct," Organizational Behavior and Israel,where he serves as directorof the Univer-
HumanDecision Processes (37:1), 1986, pp. sity's e-learning center and as the founding
60-82. directorof the interdisciplinarycenter for Global
Yates, J., Orlikowski,W. J., and Okamura,K. Knowledge Management. Dov studies several
"Explicitand ImplicitStructuringof Genres in relatedareas of information systems inthe organi-
ElectronicCommunication:Reinforcementand zational context: human-computer interaction,
Change of Social Interaction,"Organization computer supportfor decision making and sys-
Science (10:1), 1999, pp. 83-103. tems design. Inaddition,he is interestedin infor-
Zack, M. H. "Interactivity and Communication mation systems for non-profitorganizations.His
Mode Choice in Ongoing Management researchusuallycombinesmodelbuilding,labora-
Groups,"InformationSystems Research (4:3), toryand fieldexperimentsand the developmentof
1993, pp. 207-239. prototypesystems such as Spider and kMail.He
Zigurs, I., and Buckland, B. K. "A Theory of is currentlyworkingon the design of adaptive
Task/TechnologyFit and GroupSupportSys- Web Articles and the use of informationtech-
tems Effectiveness," MIS Quarterly (22:3), nologyforsupportingcommunicationwithinmulti-
1998, pp. 313-334. nationalscorporations.

312 Vol.25 No.2/June2001


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