Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
1. RICE
Dante B. de Padua
Engineering Consultant, Grain Post Production Systems
Agricultural Engineering Division
International Rice Research Institute
Philippines
ABSTRACT
The food post-production sector is a vital component of the food system, and its development
can stimulate improvements in the use of resources. One indication of the need for increased
allocation of resources for research and development in the post-production system is the level of
postharvest losses. Losses are attributed to a combination of factors affecting the way the rice
crop is grown, harvested, cleaned, handled, dried, stored, milled, and marketed. These losses are
either outright physical losses, or deterioration of quality which reduces the commercial value.
Significant gains have been made in understanding the socio-economic environment under which
the industry operates, and in understanding the post-harvest processes and the bio-chemical
properties of the rice grain as it relates to maintaining the milled rice quality. The big gap has
been in the development of technologies suitable to the conditions prevailing in Asia, and in the
institutional arrangements to enable local farmers and processors to use technology to improve
productivity in their operations.
1
R&D
Farmers Credit
Extension
Traders
Manufacturers
Processors
Government Wholesalers
policy retailers
Consumers
production sector are not usually farmers post-production sector, and consumers. In
themselves. They are entrepreneurs who subsistence rice farming, these three sectors
invest in technology. In Asia, most work as are combined into one. In commercial rice
part of a small family business. The key farming, the three sectors are distinct. The
players in the post-production sector are the three sectors are inextricably linked, but their
traders, the processors, the wholesalers and the interests are not always complementary. In
retailers. These entrepreneurs are profit tracing the flow of the commodity from seed
driven, and respond to market forces. They to the ultimate consumers, there are many
form a business network, and the marketing stakeholders with varying and sometimes
economists view this network as a marketing conflicting interests and requirements. If the
system. The post-production technologies are objective of research and development is more
the tools of their trade. and better food, the commercial food
The development of technology in Asia production and delivery system has the interest
to store and process rice, and deliver it from and drive for improvement.
the farms to the consumers, has not kept pace
with the developments in the farm production Post Harvest Losses
sector. These lag is attributed to a strategic
misunderstanding of the target research A Real but Moving Target for Research
beneficiaries in the post-production sector.
Public-sector research cannot seem to accept Post-harvest losses are both quantitative
entrepreneurs as the direct beneficiary of and qualitative. They are the result of
research results. This perhaps is due to the spillage, inefficient retrieval, inefficient
fact that most research directors come from a processing, inadequate machinery poor,
culture where big corporate businesses have operator skills, biological deterioration, and
their own research departments. infestation by storage pests.
An awareness of unnecessary post-
Rice Production to Consumption production losses came with the introduction
Continuum of high-yielding varieties. The post-production
system was not ready for the Green
There are three distinct sectors in the Revolution. The traditional technologies could
rice industry: the farm production sector, the not cope with the increased volume of
2
Lodging
Shattering
Harvesting Delayed harvest
Fissuring
Yellowing
Field stacking Discoloration
Spillage
Threshing Mechanical damage
Discoloration
Wet grain Germination
Over-drying
Plant drying Non-uniform drying
Fissuring
Pest infestation
Storage Moisture migration
discoloration
rotting
Milling Over-milling
Mechanical damage
harvest, and handling the wet season crop was borne in mind that loss assessment results are
a new experience. very much location specific, technology and
Various loss assessment studies were practice dependent, and based on sample
carried out by various agencies in almost all statistics. Unless the field conditions, or
the rice growing countries. Table 1 gives an processing plant machinery type and condition
example of a loss assessment report. are given, losses from different studies, or
Invariably, the loss figures claimed are those made in different locations, or those
alarmingly large. The conditions under which done under different conditions cannot be
these losses were estimated are not given. compared. For example, it would be
The field losses are usually actual physical unscientific to claim gross improvements in
grain loss measurements of grain that shattered the system by comparing loss estimates done
or spilled. There are however projected losses in the 1970s with those done in the 1990s,
based on potential yields. Storage losses may unless the frame conditions for the loss
be based on samples where levels of pest assessment were similar. The usefulness of
infestation are measured. Drying and milling loss assessment studies is to make people
losses are usually derived loss estimates, or aware of the need to allocate resources to
compared with control samples processed in post-production research, and to identify
the laboratory. priority areas for research.
In reading loss figures, it should be
3
Table 1. Losses of rice within the post harvest system
Bangladesh 7
India 6 Unspecified storage
3 - 3.5 Improved traditional storage
Indonesia 6 - 17 Drying 2, storage 2 - 5%
Malaysia 17 - 25 Central storage 6, threshing 5 - 13%
Drying 2, on-farm storage 5, handling 6%
Nepal 4 - 22 On-farm 3 - 4, on-farm storage 15%,
central storage 1-3%
Pakistan 7 Unspecified storage 5%
2 - 6 Unspecified storage 2%
5 - 10 Unspecified storage 5 - 10%
Philippines 9 - 34 Drying 1 - 5, unspecified storage 2 - 6,
threshing 2 - 6%
up to 30 Handling
3 - 10
Sri Lanka 13 - 40 Drying 1 - 5, central storage 6.5, threshing 2 - 6%
Drying 1 - 3, on-farm storage 2 - 6, milling 2 - 6,
parboiling 1 - 3%
12 - 25 On-farm storage 1.5 - 3.5, central storage 1.5 - 3.5%
On-farm storage 2 - 15, handling 10%
Soruce: FAO
4
Manual reaping
Field stacking
Threshing Mechanical reaper
Trampling
Combine harvester
Axial flow thresher
Beating
Winnowing
Commercial scale,
Window drying
Heated air forced-
Sun drying
convection plant drying
Bran oil
De-fatted bran,
for feed
machines to cope with the new varieties. the grain endosperm is reduced to rice flour
Nowadays, most losses in drying occur that goes with the bran, or to brewers’ rice
because of either poor technical performance that is separated from the commercial milled
of the technology, or improper use of the rice output by sifters. The bran and rice
technology, resulting in fissured grain. flour, and small broken grains, are used as
Fissured grain results in significantly lower animal feed. Much is already known about
milling recoveries. the causes of fissuring. Unfortunately the
The rice drying process has been basic principles of proper drying are not yet
thoroughly studied. It has been established widely known in the industry.
that thermal stresses, high rates of moisture
desorption, or moisture reabsorption by dried Losses in Milling Paddy
grains, all cause the rice kernel to fissure.
The typical HYV medium-to long-grain Indica Similarly, losses in the milling process
variety has 20% hull (or husk), and 10% bran are due either to inherent poor technical
layers. The theoretical milling yield of performance of milling machinery, or operator
polished grain should therefore be 70%. ineptitude, resulting in poor milling yields.
State-of-the-art commercial mills, properly An example of a milling technology that has
adjusted and working with good quality paddy, been legislated out of existence in some
can yield 67% milled rice, with head rice (3/4 countries is the Engleberg type single-pass
to whole grains) above 70%. Poor quality one-step process, which is notorious for
paddy that is badly fissured can lower total breaking the grain in the milling process and
milling yields to as low as 60%. Much of yielding as low as 53% milled rice. In 1985,
5
about 50% of the milling capacity in the cooking and eating qualities. However, this
Philippines was Engleberg mills. In knowledge is not being applied.
Bangladesh today, the Engleberg machine is The commercial process for drying rice
still the predominant mill. India is reported uses dry, heated air as a drying medium in a
to have outlawed the Engleberg machines in forced convection system. Many physical
favor of more efficient mills. No Engleberg configurations for dryers have been developed,
machines are found in Thailand. to improve the drying process. Drying the
Reported losses in milling should harvested crop is a traditional responsibility of
distinguish between those caused by the drying the farmers, and efforts have been directed to
process, and those due to the milling process develop dryers for farmers to use. The
itself. Reports should be careful to avoid general design concept is for a low-cost, dryer
double accounting for the same loss figure. which is easy to build, use, and maintain.
If the derived potential loss in drying is 7%, In the Philippines, the simple flat-bed
milling this same rice in an Engleberg mill batch dryer was designed and introduced in
will result in an additional 7% loss, or a total the 1970’s. The technology did not gain
of 14% loss in the processing plant. In the acceptance with the Filipino farmers. The
Philippines, which produces about 10 million basic complaint was that the cost of
tons of paddy, if only 50% goes through an mechanized drying was higher than sun
antiquated system of this kind, 700 thousand drying. The same design concept was
tons of grain are lost to the consumer. introduced in Vietnam. It was a hit with the
The most significant breakthrough in the farmers. In the village where it was first
rice milling industry has been the development introduced, almost every other household built
of the husking machines with rubber rollers, its own flatbed dryer.
which significantly reduce grain breakage. What is the sociological or economic
Modern milling plants now have 10 distinct explanation? We can only surmise that in the
steps in the process. Some setups are Philippines, where rice production cannot meet
automated to reduce dependence on unskilled demands, there is a market for wet paddy. It
operators. The challenge is to bring this is a seller’s market. The demand for paddy
technological development within the reach of is such that traders and millers have taken
small entrepreneurs in Asia. over the responsibility for drying, and
therefore instead of farm dryers the need is
Losses as a Research Objective for plant dryers with larger capacities.
Vietnam, where a rice surplus is produced, is
Reducing losses as a project objective a buyer’s market. The pressure is on farmers
requires a careful experimental framework in to dry their paddy before they can sell it to
order to be able to verify whether progress millers. Farm dryers are therefore very much
has been made or not. In the words of a in demand. In Thailand, when locally
colleague in Vietnam, loss assessment studies manufactured rice combines came into
by themselves cannot reduce losses. A more widespread use, almost overnight a parallel
pragmatic approach is to provide appropriate demand by traders and millers for large
drying and milling technologies to minimize capacity dryers developed.
losses. Drying of paddy in artificial or
mechanical dryers costs five to eight times
EXTENDING DRYING TECHNOLOGY more than sun drying. This figure however is
INFORMATION: THE PROBLEM misleading. A drying facility that is part of a
processing plant makes possible the production
The development and introduction of rice of better quality milled rice that will sell for
drying technology has been like chasing the 5 cents more per kilogram*. A processing
rainbow with its pot of gold. The need is plant with a drying facility allows a business
recognized, but investment in dryers has been to buy paddy even during extended periods of
slow. We know a lot about the theory of rainy weather. In short, a progressive
drying, and the heat and mass balance in the entrepreneur cannot afford not to invest in a
drying process. We understand how to dry drying facility.
rice grain without damaging its milling, In the Philippines, the realization that the
6
need is for plant dryers has not even dawned follows a more informal and subjective set of
in some research institutions, and extension standards.
programs to promote farm dryers are still In the export trade, buyers set their own
being pursued. The demand for plant dryers specifications based on market preference.
by millers is being met with imported units. Prices vary widely, depending on the quality
It was an eye-opener to talk to millers who of the milled rice. In the Philippines, for
had bought imported dryers. The millers had example, the National Food Authority’s
wanted to buy a dryer, but were not aware of imported rice for mass distribution is priced at
any locally manufactured plant dryers available US$0.39 per kg, while the premium grade is
that met their requirements. This is despite priced at US$0.51 per kg. Packaged and
the fact that local research institutes in the graded rice for the class A market is priced
Philippines claim to have developed many in the supermarkets at US$0.77 kg. With
designs. such a price spread, it should pay to produce
the highest quality of rice.
QUALITY ASPECTS OF MILLED RICE
LACK OF UNDERSTANDING OF THE RICE
Physical losses have been discussed. INDUSTRY AS A BUSINESS
The other aspect is the economic losses due
to the poor quality of milled rice. This type Researchers have little appreciation of
of loss has not been assessed, but is related the rice industry as a business. It has been
to physical losses. Production of good-quality shown that consumers have their preferences
milled rice starts at the farm with good-quality to which the processors cater. The farm
seeds, and good crop care for uniform growth production sector supplies the raw material to
and grain size. The other factors that affect the processors. This supply and demand
quality, such as mixing of varieties, heat system is, however, often distorted by political
discoloration, contamination, insect damage in policy. Consumers want a steady supply of
storage, fissuring in drying, and breakage in good-quality rice at reasonable prices.
milling, are controlled in the post-production Farmers want the highest possible price for
operations. The same care needed to their harvest. Processors and traders have to
minimize physical losses applies to producing make a living in between.
good-quality grain. The lack of appropriate Thus, the government’s policy is to
technology, technical and management skills import cheap rice for consumers, maintain a
resulting in poor-quality milled rice output high local farm gate price for paddy, and
results in economic losses. leave the processing sector at the mercy of
these distorted market forces. This uncertainty
CONSUMER MARKET ORIENTATION provides little incentive for the private
entrepreneurs to invest in more efficient
Different consumer groupings have their processing technologies. Big business has
distinct preferences, depending on their shied away from the rice processing business
economic status. In the Philippines, for in countries like the Philippines. It is public
example, where high-yielding varieties sector research, therefore, which has to
dominate in the market, it has been found that provide small entrepreneurs with the
restaurants prefer fluffy grains, while rural technology they need.
consumers prefer sticky rice. Fluffyness or
stickyness depends on amylose content, which Industrial Scale and Temperate Climate
differs according to the variety. The Technology
Philippine rice consumers’ quality criteria, in
order of importance are: variety, purity, The two inportant characteristics of the
whiteness of polish, percentage of broken Philippine rice industry which have prevented
grains, and presence of contaminants such as it from importing technology straight from
weed seeds and pebbles. There is a set of industrialized countries are:
official grades and standards, but the trade • The fragmentation of farms, so that
7
paddy is delivered to processing plants is very speculative, and when business
in small batches of different varieties intelligence indicates a shortage, prices of
and grades, making bulk handling and paddy at harvest rise quickly. The farm
continuous flow systems inappropriate. yields of farmers vary widely, but a farmer
• The humid climate and the high moisture planting a high-yielding variety and following
content of harvested rice. This has recommended practices can easily produce 4
limited the adoption of bulk storage mt/ha. The gross value of his production at
systems and their associated bulk an assumed US$0.21/kg is therefore (4 mt/ha
handling systems. x 3 ha.x $0.21/kg x 1000) = $2520. It is
estimated that it costs the farmer $359/ha
Bulk Systems, the Only Way to Go to grow rice, or US$1077 for his entire 3
hectares. The farmer therefore makes a net
Bulk systems allow more efficient profit of $1443 in a cropping season of four
handling within the processing plant, and more months.
effective pest control. Grain in storage is a A local trader assembles the harvest of
living, respiring seed that generates heat. farmers in an area and delivers it to the
Where there is insect infestation, the processor. For his efforts, the trader charges
respiratory activity of the insects creates “hot $0.013 per kg, or $156 for 12 mt of paddy.
spots”. Hot spots create vapor pressure The price therefore of wet and dirty paddy
differentials and convection currents so that delivered to the processor increases to
moisture moves from hot to cold spots, further US$0.223 per kg, or US$2676. The average
accelerating heat generation. If this process is moisture content of wet paddy during the wet
not controlled, the wet grain will rot. season is 24%, and the grain has a purity of
Management of bulk systems requires 95%. A kilogram of paddy with a moisture
aeration with dry air. When the ambient air content of 24% weights only 0.868 kg when
is humid, aeration requires higher air volumes the moisture content is reduced to 14%.
during the short periods when humidity drops After the 5% impurities are removed, there is
below 70% and aeration is possible. Aeration only 0.825 kg left of clean, dry rice. The
with humid air introduces moisture into the effective price of paddy to the processor is
grain, and if this happens, fissures will therefore (US$0.223/0.825) or $0.27 per
develop in the grain. Research and pilot kilogram of clean, dry paddy. On average, a
systems must ensure that bulk systems good commercial mill working with a good
technology is feasible in the humid tropics, to variety of paddy will yield 65% rice, of
control pest infestation and increase labor which 80% is head rice, 17% is broken
productivity. grains, 8% is rice bran, and the rest is hull.
From 0.825 mt of clean and dry paddy,
Opportunities in the Rice Business a miller will obtain 536 kg of ungraded
milled rice, and 66 kg of bran. The average
To illustrate the business in rice, the wholesale price of ungraded rice from a high-
case of a typical Filipino rice farmer and yielding variety is conservatively placed at
private sector processing enterprise is analyzed. $0.46/kg. Rice bran sells at US$0.09/kg.
Rice farms in the Philippines are covered Rice hull has no commercial value, although
by the agrarian reform law. This law has some processors use it as a source of thermal
effectively dismantled the feudal landlord and energy. The processor therefore grosses (536
tenant relationship, in which the landlord owns kg x 0.46) + (66 kg x 0.09) or US$252.50
the land and the farmer is a sharecropper. per mt of paddy bought. If he bought all 12
The average land holding in the Philippines mt produced by the farmer, he makes a gross
today is about three hectares. This scale of return of US$3030. The cost of the 12 mt of
rice farming is normal in most of Southeast paddy was US$2676. Add to this the cost of
Asia. processing and marketing, estimated
The farm gate price of freshly harvested conservatively at US$0.025 per kg of paddy
wet paddy ranges from $0.17 per kilo to bought, or US$300 for the 12 mt of paddy.
$0.31 per kg, depending on the supply and The processor’s net profit before taxes is
demand for rice in the market. Paddy pricing therefore (252.50 - 223 - 25) of US$4.50 per
8
mt of paddy bought, or US$54 for the 12 mt. governments to form cooperatives to engage in
A small processor, whose mill has a rice processing and trading. The idea is for
capacity of 1 mt/hour (operating 8 hours a farmers to benefit from the profits of value
day for 200 days a year) can process 1600 mt added activities. Some countries have
of paddy. His net profit if he operates at succeeded with cooperatives where others have
100% capacity on an 8 hour day, would failed, so that different schemes are worth
therefore be only US$7,200. studying. Some of the difficulties relate to
appropriateness of technologies used,
Shares in the Value of the Processed organization, and management of resources.
Milled Rice The lack of technical and financial systems
and procedures to safeguard against conflicting
Another way of viewing the rice interests of the farmers and their business
business is to look at the shares of the enterprise, has been a major cause of business
different players. Using the farmers’ three- failure.
hectare farm as a basis, with a harvest of 4 If the farmer with three hectares were a
mt/ha, or 12 tons of paddy, the ex-plant value member of a cooperative engaged in
of the rice is shared as follows. processing and marketing, and he delivered all
The farmer gets 47.6% of the processed his harvest to his cooperative, he could expect
value of his harvest, while the processor gets a rebate of 1.8% of the ex-plant value of his
only 1.8% of the market value of the farmer’s harvest. Not much return for all his trouble.
harvest. The farmer’s income is however From the perspective of the manager of a
limited by the size of his land holding, while cooperative rice mill, in order to keep a 1 mt/
the processor’s capacity is limited only by his hour plant running, assuming a farmer’s
plant’s capacity, and his ability to buy paddy. marketable surplus is 30% of his harvest, he
The 12 mt from a single farm is only 0.75% has to obtain his 1600 mt from 445 farmers,
of his 1600 mt annual processing capacity. or a farming area of 1335 ha. Dealing with
Note that the cost of processing was based on 445 farmers is a nightmare. It is not
the plant operating at 100% capacity, on a surprising that cooperatives in the rice
single shift. business generally fail.
A good alternative is a processing plant
Farmer-based Processing and Marketing operated by professional managers and
Cooperatives engineers to service farmers. There has been
some success with this scheme, but the
Farmers' groups are encouraged by many concept still has to be developed further.
Value Share
Ex-plant value
of milled rice + bran 3030.00 100%
9
Processor's net,
Cost processing,
1.8%
marketing, 9.9%
Traders' fee,
5.10% Cost of farm
production, 35.6%
Net to farmer,
47.6%
10
Consolidated management of
farm production area
Scheduled production for
continuous harvesting
Professional management Fully mechanized operations
Financial management Full irrigation & drainage system
Technology Farmers' incomes guaranteed
Market oriented
Capital & labor Graded milled rice production
productivity Bulk storage & handling System
Two-stage drying system
1st stage, quick dry to 18%
2nd stage, in-store drying to 14%
Niche marketing of products
PRIORITIES FOR RESEARCH AND easy maintenance, and designs that have
DEVELOPMENT the flexibility to handle several varieties
and grades of rice.
System characterization • We need to known more about how to
produce better-quality milled rice.
• To establish how farmers can benefit • Systems and procedures for quality
from higher levels of mechanization in control programs in the rice industry
the farm level post-harvest operations. should be developed.
Non-photoperiodic varieties, irrigation, • Rice hull should be used as a source of
turn-around time, and timeliness of thermal energy, to reduce the cost of
operations all contribute to increased processing.
productivity, while mechanization is a • Bulk systems should be promoted, to
key component. increase the scale of operations in Asia
• To establish optimum scales of plant and improve plant productivity and pest
capacity for rice processing entrepreneurs. control.
Economy of scale, and compatibility of • Pest control measures in the storage
capacities of the different unit operations systems used in Asia should be
in a processing plant, are required for a improved.
viable business. • Processing characteristics of HYVs
• The technology requirements of small- should be evaluated.
scale rice processing entrepreneurs should • Milling technologies for HYVs should be
be established. The mill is the heart of evaluated.
the system, and the drying plant must • The level of instrumentation and
allow full utilization of the mill’s automation in processing plant operations
capacity. should be increased, to minimize the
• The preferences and demands of different errors of unskilled operators.
economic classes of consumers should be • Computer decision support systems
known. There are market niches which should be developed as a guide for plant
particular types of paddy and milled rice managers and operators.
can supply. • Small-scale seed processing (drying,
cleaning, grading) facilities should be
Technology Development established, where communities can
produce rice seed to meet their own
• Local manufacturing industry should be requirements.
given dryer designs that are modular for
11
Institutional Development plant productivity and pest management
control.
• Opportunities should be provided for There is very little to gain if farmers
training an adequate number of participate in the processing and trading of
researchers and extension engineers their rice harvest. Their best opportunity for
• Training programs for technicians are higher incomes is to improve their yields and
needed lower their cost of farm production by means
• An industrial extension program for of more efficient technologies. To provide a
manufacturers should be developed. good processing service to farmers,
• Linkages between processors and farmers professionally managed processing and trading
should be developed. plants would be more sustainable than
farmers’ cooperative mills.
CONCLUSION
REFERENCES
Significant gains have been achieved in
rice farm production, but the development of Gayanilo, Virgilio G. 1995. Project terminal
the rice post-production sector has not kept Report: Rice Post Harvest Loss
pace to take full advantage of the Assessment in Region IV (Philippines).
breakthroughs. Post-harvest loss figures are Unpublished report submitted to the
only indicators of a problem. Understanding National Post Harvest Institute for
the cause of losses is much more important. Research and Extension, Philippines.
The key post-production system technologies Lantin, Reynaldo M. 1996. Compendium of
for minimizing losses and improving milled Rice Post Harvest. An unpublished work
rice quality are in drying, storage, and milling submitted to IRRI.
technologies. Gen-zhang Zhuge, Ren-yong Chi, Dulin Song
Small-scale entrepreneurs in the post- and Shanyang Wan. 1990. Loss
production sector invest in technologies and assessment and factor finding analysis of
are profit driven. They are legitimate public grain post harvest systems in China.
sector research beneficiaries, if more and Proceedings of the Thirteenth ASEAN
better rice is to be achieved. Seed processing Seminar on Grain Post Harvest
and the use of certified seeds would contribute Technology, Brunei, Darussalam, Jocelyn
a great deal to the production of better- O. Naewbanij (ed.). ASEAN Grain Post
quality, higher-value milled rice products. Harvest Program, Bangkok, Thailand, pp.
Bulk systems are the way to improve 370-392.
12