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OCTOBER 1991
Abstract-Fiber optic Fabry-Perot sensors have been devel- fibers or fiber bundles as light guides, dictating the use of
oped whose optical reflectance varies with optical cavity depth relatively large (7-8 French) catheter housings.
(pressure) or with change in a material’s refractive index (tem- Later workers promoted new diaphragm materials, new
perature). These sensors employ a unique combination of fea-
tures: they are interrogated by an LED; they are designed to side-looking designs or new signal analysis techniques
operate within a single reflectance cycle; and their returned [5]-[SI. Even so, commercialization by one company
light is analyzed by a dichroic ratio technique. The sensors use (Camino Labs, San Diego, CA) has been less than suc-
a step index glass fiber and are relatively insensitive to absolute cessful, and many of the original problems with intensity
light levels and fiber bending. They have an expanded linear
operating range and can be built for low cost disposable appli-
modulation based designs remain.
cations. Sensor performance meets or exceeds established med- A new fiber optic pressure sensor design emerged in the
ical requirements. late 1970’s and early 1980’s based on the Fabry-Perot
interferometer [9], [ 101. In this design, one of two par-
allel, optical reflecting surfaces is a pressure sensitive dia-
INTRODUCTION phragm; as this diaphragm moves in response to pressure,
the Fabry-Perot reflectance peaks change accordingly.
B IOMEDICAL RESEARCHERS and clinicians have
long sought the development of small, inexpensive
sensors for measuring pressure and temperature. These
While this design resolved some of the intensity modu-
lation sensor limitations, other limitations remained and
it still required complex signal analysis instrumentation.
sensors would provide for direct, accurate measurements Turning to biomedical temperature measurements,
of pressure and temperature at discrete intravascular sites, small and inexpensive thermocouple and thermistor de-
yet minimize sensor presence effects on the measurement vices have been available for many years. Since these de-
itself. Furthermore, these sensors would also fit the mod- vices are electrically activated and employ conducting
ern emphasis on use of low cost, disposable devices. materials, they are not appropriate for making measure-
Piezoresistive pressure sensors became available for ments in a number of medical applications, e.g., in high
biomedical applications in the late 1950’s, and their pri- RF fields associated with hyperthermia treatment. Fur-
mary use was and remains intravascular pressure mea- thermore, available optical temperature sensors based on
surements. Millar Instruments (Houston, TX) miniatur- the use of rare earth phosphors [ 111 or on gallium arsenide
ized these sensors and placed them in catheters to allow [ 121 are relatively bulky and/or expensive.
for direct, accurate, intravascular measurements. The re- A program was initiated for development of a new gen-
sulting product was quite fragile and very expensive, pre- eration of medical pressure and temperature sensors based
venting use in all but a few restricted applications. Cur- on the Fabry-Perot interferometer. Specific program goals
rently, most intravascular pressure measurements are included:
made indirectly using a fluid-filled catheter and a larger,
externally-located pressure sensor. Hence, the desired small sensor size, ideally less than 0.1 mm3,
combination of small size, robustness and low cost has a single loo/ 140 pm optical fiber per sensor,
not been achieved with piezoresistive devices. ease of sensor fabrication/manufacture,
Fiber optic pressure sensors for biomedical applications low sensor cost,
have been under development since the mid-1960’s. Early sensor performance equal to or better than existing
workers focused on intensity modulation designs, but their American Association for Medical Instrumentation
sensors were quite large, difficult to manufacture, and (AAMI) specifications.
costly [ 11-[4]. Furthermore, these sensors used multiple The development, fabrication, and evaluation of these
sensors are described in this paper.
Manuscript received May 14. 1990; revised December 18, 1990.
R. A . Wolthuis, G . L. Mitchell, E. Saaski, and J . C. Hart1 are with SENSORDEVELOPMENT
MetriCor Inc.. Woodinville, WA 98072. The development program began with a thorough re-
M . A. Afromowitz is with the Department of Electrical Engineering,
University of Washington, Seattle, WA 98195. view of known optical approaches for pressure sensing.
IEEE Log Number 9102477. Emphasis was given to identifying an optical approach
TABLE 1
SUMMAR
OFYPUBLISHED
FABRY-PEROT
PRESSURE
SENSORS
L
-F +
L
1 -cos6
- -1 +-1 - K cos 6
Fused Fiber
Optic Coupler To
K K2
I
Sensor
Optical
where we have taken the first two terms in an expansion,
considering cos 6 to be small, and where F = 4 R ‘ / ( 1 -
R‘)’, R‘ = ( r l r 2 ) ’ ” , r l . r2 are surface intensity reflec-
I tances, 6 = 47rd/X, d = surface spacing, and K = 1 +
Receiving 2/F.
Photodiodes We are interested in R in the neighborhood of a reflec-
tion peak, say the one that occurs at Xcf. At this wave-
Fig. 5 . Optical system design showing implementation o f the dichroic ra- length, &, = 2a(m + 1/2), where m is a particular in-
tio signal analysis technique. teger. For wavelengths h near this peak, that is 1 h - Act 1
<< Xcf it is readily shown that
COS 6 1 -COS A
The dichroic ratio signal analysis technique provides an
extended linear operating range because the LED spec- where A = ?r(X - Xcf)/2w, and w, = Xc,/4(m + 1/2).
trum is nearly symmetrical and closely matches the spec- Therefore,
tral reflectance peak-width of the sensor. This can be il- 1 1-K
R Z - - - cos A .
lustrated as follows: K K’
WOLTHUIS (’I U / . : DEVELOPMENT OF MEDICAL PRESSURE A N D TEMPERATURE SENSORS 911
(1
K ) sin A’
- K ) COS A’ 1 pressure sensor’s ability to measure pressure because a)
the two-optical cavities have significantly different optical
where A’ = n(Xc - Xc,)/2w and where we have let w = depths (1.43 pm with index 1.0 versus 4.03 pm with in-
W L = w,,. dex 3.6), and b) only the etched optical cavity changes
This expression for the ratio appears to be quite linear depth with change in pressure while the silicon “cavity”
for la’ I cc 7r/2, and applies to LED’s which have mod- does not.
erately symmetrical spectra illuminating Fabry-Perot sen- Subsequently, the design of an LED-Microshift tem-
sors in which the reflectance peak width of the Fabry- perature sensor based on silicon was pursued; the same
Perot is comparable to the LED emission peak width. three features used with the pressure sensor (i.e., use of
In practice, the LED-Microshift sensor has character- an LED source, operating within a single reflectance
istics that deviate from the theoretical model given above. cycle, and use of the dichroic ratio signal analysis tech-
For example, LED emission characteristics may vary from nique) were applied to the temperature sensor as well.
unit to unit; minor differences in LED peak wavelength Functionally, the outside surfaces of a thin layer of silicon
are tuned by controlling LED operating temperature, and defines an optical reflecting cavity (Fig. 7). As tempera-
spectral width variations are accommodated by gain ad- ture changes, the refractive index of silicon changes; this
justments. Furthermore, the diaphragm is not strictly index change is substantial when observed with light near
planar, therefore the width of the Fabry-Perot resonance the band gap of silicon. For example, with an 850 nm
is increased from theoretical values. However, we use LED source, the relative refractive index change with
only the center 25 % of the diaphragm area, and therefore temperature is several times larger than other changes oc-
the nonplanar effects are minimized. curring within the silicon, including the expansion of sil-
The LED-Microshift sensor shares the same design icon itself. As the refractive index of silicon changes, the
flexibility found in all diaphragm-based sensors, e.g., a spectral reflectance of each LED wavelength also changes
wide range of measurement applications can be accom- (see Fig. 3). These reflectance changes occur within a
modated by simple changes in one or more critical design sensor reflectance cycle and are of the same order of mag-
variables: Fabry-Perot cavity spacing, d ; cavity radius, nitude as seen for the pressure sensor.
a ; and/or pressure diaphragm thickness, r. Thus, the pres- Two competing effects must be considered in selecting
sure, P , which will cause a diaphragm center deflection the correct sensor silicon thickness: low sensitivity results
of X/4 is given by when the silicon is too thin, while high signal loss and
P = 6 4 ( D / a 4 )X / 4 restricted temperature range result when the silicon is too
thick. In our experience, single crystal silicon having a
where D is diaphragm stiffness defined by thickness of 0.8 pm provides a more than adequate linear
D = &/12(1 - d) range for medical temperture measurements.
and E is Young’s modulus for the diaphragm, r is dia- It is important to note that, because the pressure and
phragm thickness, and U is Poisson’s ratio for the dia- temperature sensor reflectance spectra are similar, both
phragm. Importantly, this design flexibility is only an as- sensors can use the same dichroic ratio signal analysis in-
set if the underlying variables can be controlled precisely strumentation (see Fig. 5 ) . This instrument commonality
in a manufacturing environment and within a production has significant user and commercial implications; most fi-
run. For the LED-Microshift sensor, photolighographic ber optic sensors to date have required separate, custom
micromatchining techniques provide for < 1 % sensor-to- instrumentation for each sensed parameter.
sensor variance within a production run, and the resulting
product yields are more than adequate for assuring low SENSORFABRICATION
cost sensors. As noted in the introduction, three of the five sensor
development program goals were related to sensor fabri-
Temperature Sensor cation: small sensor size, ease of sensor fabrication and
During pressure sensor development, it was suggested low sensor cost. To achieve these goals, sensor design
that the silicon diaphragm itself could act as an optical was weighted toward incorporating semiconductor pro-
reflecting cavity [21]. This observation did not affect the cess and micromachining techniques wherever possible.
978 IEEE TRANSACTIONS ON BIOMEDICAL ENGINEERING. VOL. 3R. NO. IO. OCTOBER 1991
Optical Canty
with Ti02
Reflector pressure
Sensor
Gener Ring
Pressure Sensitive
Silimn Diaphragm
f
I t
I I -- Fiber-Capillary
Pedestal
Glass Optical I I
Fiber
I I
Fig. 8 . The detail of an LED-Microshift pressure sensor is shown. Some
structures are not drawn to scale.
Pressure Sensor
The completed LED-Microshift pressure sensor is a
small cube of glass with approximate dimensions of 300 Fig. 9. Detail of the fiber tip assembly used for mounting an LED-Micro-
x 300 x 275 pm. One face of this glass cube contains a shift pressure sensor is shown.
shallow cavity (1.4-1.7 pm deep x 200 pm diameter)
which is covered by a thin, pressure sensitive silicon dia- “Mallory” bonding technique [22]; the resulting bond is
phragm (Fig. 8). (While the sensor illustrated and de- permanent and hermetic. The undoped silicon is then
scribed in this report is designed for absolute pressure etched away with ethylene diamine pyrocatechol; etching
measurements, the same optical approch can and has been slows dramatically when the etchant reaches the layer of
used for the design of differential pressure sensors.) doped silicon, leaving the cavities covered with a thin sil-
Sensor fabrication centers around the masking and pro- icon diaphragm. Finally, the completed wafer assembly
cessing of a 275 pm X 75 mm O.D. polished substrate is diced into individual pressure sensors using a diamond-
made from Corning 7740 (Pyrex) glass. Following the ap- bladed dicing saw. The sensors are now ready for mount-
plication of photoresist to this glass substrate, the first ing on the tip of optical fibers.
masking step transfers an outline of sensor optical cavities The mounting of an LED-Microshift pressure sensor on
(200 pm diameter circles) to the substrate. These cavities the tip of an optical fiber is detailed in Fig. 9. Because
are then etched with HF to the desired depth; target depth the sensor is larger than the optical fiber cross section, the
is determined by the reflectance cycle one chooses to op- fiber cross section is first enlarged by attaching a short
erate in, and is typically in the range 1.4-1.7 pm. Next, piece of 500 pm O.D. glass capillary tubing to the fiber
a quarter-wave thick film of titanium dioxide is deposited end. The capillary tubing-fiber assembly is then polished
on the bottom of the etched cavities using conventional in preparation for sensor mounting. The completed as-
vacuum deposition techniques. This film increases reflec- sembly fits easily in a 1 mm O.D. ( 3 French) catheter
tance of the 7740/Ti02 /air surface to approximately that housing.
of the air/Si02 /Si surface on the opposite (diaphragm)
side of the optical cavity. The photoresist is removed and Temperature Sensor
the glass wafer is cleaned. The completed optical temperature sensor has approx-
Following the application of new photoresist, the next imate dimensions of 125 x 125 X 400 pm. As illustrated
masking step defines a donut-shaped iron getter ring near in Fig. 7 , the active sensor element is a thin layer of sil-
the outer circumference within each previously etched icon sandwiched between two pieces of glass.
cavity. This getter ring will later scavenge gases from the Sensor fabrication begins with anodic bonding of a 75
sealed optical cavity, thereby providing an absolute pres- mm diam X 200 pm thick polished glass wafer (Corning
sure sensor having a low temperature coefficient. The 7740) to a 75 mm diameter silicon wafer; the silicon wafer
photoresist is then removed. has been pre-processed by diffusing boron into its surface
The next fabrication step involves covering the pre- to a depth of 0 . 8 pm. Once again, anodic bonding [22] is
pared cavities with a silicon wafer. The silicon wafer is used to join the parts. The undoped silicon is then etched
preprocessed by diffusing an etch stop (boron) into the away with ethylene diamine pyrocatechol, leaving a thin
silicon to a depth consistent with the desired diaphragm layer of doped silicon (approximately 0.8 pm) attached to
thickness, nominally - 4 pm. The doped silicon surface the glass substrate. A second polished glass wafer is then
is anodically bonded in vacuum to the cavity-containing anodically bonded to the etched silicon surface, forming
glass wafer. Anodic bonding is accomplished using the a sandwich as shown in Fig. 7. The completed sandwich-
__
SENSOREVALUATION A N D CALIBRATION
0 10 20 30 40 50 60 70
Temperature, “C CONCLUSIONS
Fig. 13. The response of an LED-Microshift temperature sensor is shown From the start, the goals of this sensor development
for the range IO-60°C. program were very broad, ranging from creative sensor
design to robust sensor performance to incorporation into
commercially available medical products. The design
loor /---- concepts are truly unique and have been protected through
a series of U . S . and foreign patent applications; four of
0 t i these U.S. applications have already yielded patent
awards. Sensor performance goals have been largely met
or exceeded as illustrated by the data presented in this
paper. Finally, recent market introduction of the first of
several Baxter Edwards catheter products incorporating
the LED-Microshift sensor described above signals for-
mal incorporation of this sensor technology into commer-
I I I
0 100 200 300 400 500
cially available medical products. The time from begining
Time, msec of sensor design to product market introduction-seven
Fig. 14. The response time of an LED-Microshift temperature sensor is years.
shown, the sensor was moved quickly from ice water to boiling water for
this illustration.
ACKNOWLEDGMENT
The authors are indebted to Baxter Edwards Critical
olution is inadequate for thermal dilution curve measure- Care Laboratories for their generous support of this pro-
ments, total sensor span is nearly an order of magnitude gram. The authors express appreciation to D. Lawrence,
larger than that needed for medical applications. Metricor, for contributing expertise in semiconductor
Finally, sensor response to a step change in tempera- process and micromachining techniques; to D. Koop, J.
ture is shown in Fig. 14; data were obtained by moving a Barger, and G . Canny for laboratory support; and to Dr.
temperature sensor from ice water to boiling water. As K. Campberl and staff, Washington State University Car-
indicated, the sensor reaches 90% of its final value in ap- diovascular Research Laboratory, for taking and provid-
proximately 20 ms. The response time for this sensor will ing the in vivo data used in Figure 12.
vary with the application, and is generally rapid because
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18, 1974. ington, Seattle.
1-72] G . Wallis. "Direct-current polarization during field- He has worked for MetriCor since 1981 and is presently Vice President
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positions with Sigma Research and Battelle Pacific Northwest Labortories
both of Richland Washington.
Roger A. Wolthuis (M'73-SM'8 I ) completcd
undergraduate studies at [he Univer\ity of Michi
gan. Ann Arbor. and received the M S and Ph D
degree\ i n cardio\a\cular phy\iology troni Mich
igan State University. Ea\t Lan\ing. i n 1965 and
1968. respectively.
His professional interests have been a blend o f
applied cardiovascular research and medical prod- Martin A . Afromowitz (S'63-M'69-M'81) re-
uct development. He has held both technical and ceived the B . S . . M.S.. and Ph.D. degrees in elec-
management positions at the NASA Manned trical engineering from Columbia University. NY.
Spacecraft Center Cardiovascular Research Lab- in 1965. 1966, and 1969. respectively.
oratory, Houston, TX (1968-1974). the Department o f Medicine. U S A F Hc is currently Professor of Electrical Engi-
School of Aerospace Medicine. San Antonio, TX (1974-1079). Meironic neering and Ad,junct Protcssor of Bioengineering
Inc.. Minneapolis. MN (1979-1981). Squibb Medical Systems Division. at the University of Washington, Seattle, WA. His
Bellevue. WA (198 I - 1982). and MetriCor Inc.. Woodinvillc. WA (1983- research interests include bioinstrumentation, fi-
1990). He recently founded and is currently president of MetriLab Inc.. ber optic sensors. and microfdbrication.
Woodinville.WA.