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198:1, Vol 75, No. ;i, 327-346 American Psychological Association, Inc.
It is now widely accepted that teachers curately the overall empirical findings in the
form expectancies about student academic research area. As a result, theoretical bias
ability and social skills (cf. Braun, 1976; may have led reviewers to selectively cite
Cooper, 1979a; Dusek, 1975). Evidence in- studies supportive of their views. Contrary
dicates that teacher expectancies are corre- studies may have been overlooked. Hence,
lated with student achievement-test per- false conclusions about the bases of expec-
formance (e.g., Dusek & O'Connell, 1973; tancies may have been drawn. This possi-
O'Connell, Dusek, & Wheeler, 1974) and bility was reduced in the present review
student-teacher interactions in the class- through the use of meta-analytic review
room (cf. Brophy & Good, 1974). There can procedures.
be but little doubt that understanding Glass (1976, 1977) has defined meta-
teacher expectancies is an important part of analysis as the combining of results of inde-
comprehending the nature of teacher eval- pendent experiments for the purpose of in-
uation of students. tegrating their findings. A meta-analysis is
Although we now have well-developed conducted on a group of studies having a
models of the communication of expectancy common conceptual hypothesis or opera-
effects, several aspects of the importance of tional definition of independent or depen-
expectancy effects have not been researched dent variables. One result of a meta-anal-
or reviewed to a sufficient extent. The ysis is a significance level that gives the
purpose of this article is to provide a review probability that a set of studies exhibiting
of one of these areas, namely, the bases on the reported results could have been gener-
which teachers form expectancies for stu- ated if no real relationship existed. In ad-
dents' performance. Existing discussions dition, a meta-analysis allows the description
are limited to portions of more general re- of the degree of overlap between experi-
views (e.g., Braun, 1976; Cooper, 1979a). As mental conditions on a normal curve. As a
a result, no critical evaluation of existing result, meta-analyses yield information
research on the bases of teachers' expec- about the effect size for differences between
tancies has been presented. Because exist- conditions.
ing reviews are not focused directly on the Rosenthal (1978; cf. also Cooper &
bases of teacher expectancies, too few studies Rosenthal, 1980) has discussed the relative
have been included in them to portray ac- advantages and disadvantages of various
meta-analytic techniques. The counting
Requests for reprints should be sent to Jerome B. (Rosenthal, 1978) or voting method (John-
Dusek, Department of Psychology, Syracuse University, son, Maruyama, Johnson, Nelson, & Skon,
Syracuse, New York 13210. 1981) is a simple categorization of findings
327
328 JEROME B. DUSEK AND GAIL JOSEPH
into one of three categories: significantly many studies showing a summed z score
positive, significantly negative, or no dif- total of zero would be necessary to raise the
ference (not statistically significant). This overall probability level to a nonsignificant
approach is, in effect, a formalized model of level?" Rosenthal (1979) has referred to this
the typical literature review. Because this as the "file drawer problem." The fail-safe
method has serious flaws (cf. Rosenthal, N is an estimate of the number of studies
1978; Johnson et al., 1981), including low showing null results and, therefore, not
power to detect relationships, the ignoring published but sitting in file drawers. For the
of strength of effects (effect size), and the p < .05 criterion, the fail-safe N is given by
failure to account for sample size (larger the formula Nfs.or> = (Zsi + Zs-2 + • • • ZSn/
samples result in a greater number of sig- 1.645)2 - (Ns), where Nis.or> is the number of
nificant effects than do smaller samples), it studies needed to increase the meta-analysis
was not employed in this review. p level above .05,1.645 is the z score for the
We used the method of adding zs, which p < .05 significance level, 7Vs is the sum
was developed by Stouffer (1949). All it number of the studies, and the Z scores come
requires is an accurate one-tailed probability from the existing studies. The fail-safe N
level for the effect of interest. Pertinent p is reported when significant relationships
levels are changed to z scores, added, and the were found.
sum divided by the square root of the num- Finally, Cohen (1977) has described a
ber of studies included (Rosenthal, 1978). useful statistic, t/;), the percentage of dis-
The resulting z score is referred back to the tribution nonoverlap. The t/s statistic de-
table and the probability level calculated. notes the percentage of the group with the
This probability level describes the likeli- smaller mean that is exceeded by 50% of the
hood that the results of all studies were group with the larger mean. The [7;) sta-
generated by chance. One concern deals tistic, then, represents the percentage of the
with calculating the z score for studies in smaller-meaned group that is exceeded by
which multiple dependent variables are an- the average person in the larger-meaned
alyzed. One possibility is to calculate a 2 for group.
each dependent variable and weight these zs
such that the contribution of the study is Scope of This Review
unity (Cooper, 1979c). An alternative and
less cumbersome procedure, which was em- The focus of this review centers around
ployed in the present review, is to calculate the identification of the types of information
the median p value and use the associated z teachers use in forming expectancies for
score in the meta-analysis (Rosenthal & students' academic potential. Therefore, no
Rubin, 1978). research bearing on the transmission of ex-
The meta-analysis procedures allow for pectancies to students, the relation of ex-
additional important information. First, pectancies to measures of achievement, or on
estimates of effect size may be obtained. In other aspects (e.g., classroom interaction) of
the present review, effect size is estimated by teacher expectancies will be reviewed in
Cohen's (1977) d statistic, which is a "scale detail. Only those studies bearing directly
free" measure of the degree of departure of on the major question are included. More-
the alternative hypothesis from the null over, whenever feasible and appropriate the
hypothesis. In the case of two means an meta-analysis is supplemented by discus-
estimate of d is given by the following for- sions of research not directly translatable
mula: d = Zt/^Tf. Cohen (1977) has ar- into that format. Finally, some areas of re-
gued that d values of .2, .5, and .8 represent search include so few studies that to do a
small, medium, and large effect sizes, re- meta-analysis would be inappropriate.
spectively. These areas are discussed in the more typical
A second advantage of using meta-analysis literary style.
procedures is the ability to calculate a fail- The general hypothesis tested was that
safe N, the number of studies totaling a null teachers would hold differential expec-
hypothesis confirmation necessary to reverse tancies for students differing on some char-
a conclusion that a relationship exists. In acteristic (e.g., social class, race, physical
effect, the question of relevance is, "How attractiveness). The specific directional
TEACHER EXPECTANCIES 329
boys and girls have with teachers (cf. Brophy higher for females than males, and in 8 there
& Good, 1970, 1974), and in part because was no difference. The statistical analysis
some research (see Sex Role Behaviors resulted in a borderline significant effect, Z
below) has linked teacher expectancies to = 1.47, p = .071, of low strength (d = .07).
teacher sex role stereotyping. The general Approximately 53% of females were ex-
conception, which has some research support pected to perform better than the average
(cf. Bank et al, 1980; Brophy & Good, 1974; male. To be sure, the relationship is not a
Palardy, 1969), is that girls are favored very strong one, which may result from the
during the elementary school years. Hence, procedure of having subjects rate "students"
one may well expect that girls will have an with whom they are completely unfamiliar.
advantage over boys on measures of teacher Nonetheless, the suggestion of a favoritism
expectancies. toward girls, perhaps because they are more
A total of 20 studies were identified in conforming in their classroom behavior
which student gender was related to a mea- (Brophy & Good, 1974; Bank et al., 1980), is
sure of teacher expectancy. In 16 studies, present.
the dependent measure was an expectancy Some support for these suggestions comes
for student academic performance—for ex- from Willis's (1972) study. Willis reported
ample, grade on an essay, work habits, ex- that teachers' achievement rankings of their
pected future grades, or expected achieve- own students were correlated positively and
ment test performance. In 12 studies ex- significantly with ability to get along well
pectancies for student social relations or with others, with being obedient and having
personality development—for example, peer good self-control, with being helpful to other
relations or popularity, attitudes, relations children, with being neat and careful, and
with adults, or adaptability—were assessed.
Given the numbers of studies, it was decided Table 2: Gender
to analyze teacher expectancies in the two Expectation
domains separately. Author Year Subjects favored
Teacher expectancies for academic per-
formance were assessed in the 16 studies A: Academic expectations
listed in Table 2a. Teachers were the Bergan & Smith 1966 Students Females
subjects in 12 studies, and students were Clifford & Walster 1973 Teachers Males
subjects in 4. For the reasons noted above, Seavcr 1973 Teachers Males
the data were coded such that a positive z Adams & LaVoie 1974 Teachers No difference
Kehle et al. 1974 Teachers Females
score was associated with an expectancy for LaVoie & Adams 1974 Teachers No difference
greater performance from females. As may Ross & Salvia 1975 Teachers No difference
be seen in Table 2a, there were two studies Adams & Cohen 1976a Teachers Females
in which expectancies were higher for male Mertens 1976 Students No difference
Roland 1977 Teachers No difference
than female students, 4 in which they were Adams 1978 Teachers No difference
higher for female than male students, and 10 Har-Tal & Saxe 1979 Teachers No difference
in which there was no difference. The Bernard 1979 Teachers No difference
overall mean Z was .80 (p = .21), which re- Porter 1979 Students Females
flects the small size of the effect (d = .20) and Purgess 1979 Teachers No difference
Wilkerson 1980 Students No difference
the low U\\ value of 51.2. This analysis leads
to the conclusion that student gender is not B: Social/personality expectations
a basis of teacher expectancies for general Bergan & Smith 1966 Students No difference
academic performance. Clifford & Walster 1973 Teachers Females
A somewhat different conclusion arises Adams & LaVoie 1974 Teachers No difference
from the analysis of the 12 studies in which Herson 1974 Teachers No difference
student gender was related to teacher ex- Kehle ct al. 1974 Teachers Females
Adams & LaVoie 1974 Teachers No difference
pectancies for social/personality develop- Rich 1 97,5 Teachers No difference
ment (Table 2b). In 11 of the studies the Adams & Cohen 1 976h Teachers No difference
subjects were teachers; students were Helton & Oakland 1977 Teachers Males
subjects in the remaining study. As may be Roland 1977 Teachers No difference
Adams 1978 Teachers Females
seen, in 1 study expectancies were higher for Bernard 1979 Teachers No difference
males than females, in 3 expectancies were
332 JEHOMK B. DUSEK AND GAIL JOSEPH
with having many friends. The picture one Table 3: Cumulative Folder Information
gets is that the student who is easy to man-
age and who follows the classroom rules is in Expectation
the more favorable position. In the ele- Author Year Subjects favored
mentary school this is more likely to be the Mason 1973 Teachers Positive
female than the male (Brophy & Good, 1974; Kehle et al. 1974 Teachers No difference
Bank et al., 1980). Hence, it is not surpris- Mason & Larimore 1974 Teachers Positive
ing that social/personality expectancies favor Foster et al. 1975 Teachers Positive
girls. It is likely that the results would have Yoshida & Meyers 1975 Teachers No difference
Adams & Cohen 1976a Teachers No difference
been even stronger had the teachers rated Adams & Cohen 19761) Teachers No difference
their own students. Mertens 1976 Students Positive
Cooper & Lowe" 1977 Students No difference
Cumulative Folder Information 1977 Teachers Positive
The research reviewed in this section is a Helton & Oakland 1977 Teachers Positive
Wiley & Eskilson 1978 Teachers Positive
direct extension of Rosenthal and Jacobson's Cooper & Burger1' 1980 Students No difference
(1968) original study of teacher bias effects. Foster et al. 1980 Teachers Positive
Although research (cf. Claiborn, 1969;
Dusek, 1975; Dusek & O'Connell, 1973; " Cooper and Lowe report two studies, each done with
separate samples. They are treated separately here.
Fleming & Anttonen, 1971) leads to the '' Cooper and Burger report three studies, each done
conclusion that induced biases likely do not with a separate sample. Only the third is pertinent and
relate to childrens' performance, teachers' reported here.
own self-generated expectancies, as reflected
in teacher rankings for achievement, for ex- In the research reviewed in this section
ample, do (cf. Brophy & Good, 1974; Dusek, (see Table 3), then, the investigators pro-
1975). The purpose of the research reviewed vided subjects with written descriptions,
in this section was to examine the effects of either positive or negative, of a fictitious
information in student folders vis-a-vis student, including information about stu-
teacher expectancies. dent behavior, estimates of academic
Although the procedural aspects of the achievement, grades, or IQ, in some studies
.research make for some difficulty in group- information about psychological character-
ing and discussing relevant studies, the re- istics, in some studies family background
searchers have in common an interest in as- information, and in some research a diag-
sessing the influence of prior informa- nostic label (e.g., learning disabled, EMR).
tion—of both objective and subjective In only two studies (Adams & Cohen, 1976a,
types—on the teacher's estimates of chil- 1976b) were aspects of these reports sepa-
dren's academic potential. This is an rated, namely, information on home/family
especially pertinent area of research because and academic information. Because it was
of the varieties of information about stu- not possible to determine the specific as-
dents to which teachers are exposed even pect^) of the cumulative folder information
before they have had any personal contact to which the subjects attended, no attempt
with a given student. It is entirely possible was made to form subcategories of the re-
that teachers form expectancies on the basis trieved studies. Given the nature and va-
of these types of formal and informal infor- riety of cumulative folder information
mation and that they then behave in a way available to in-classroom teachers, this does
so as to fulfill their own prophecy, or that of not seem a serious limitation. When
another teacher, for the child's performance. teachers read a cumulative folder, they no
This may be especially the case for infor- doubt read not one but a variety of types of
mation contained in student records. One information about a student.
need only look at Willis's (1972) data to de- A total of 24 pertinent studies were iden-
termine how this may happen. Much of the tified. Teachers were subjects in 18, and
data Willis reports as positively related to undergraduate and graduate students were
teacher expectancies is of the sort found in subjects in 6. Fourteen of the studies pro-
student folders—for example, attentiveness, vided sufficient information to be coded into
obedience, industriousness, work habits, and the meta-analysis. In the remaining 10
the like. studies 3 or more contrast groups were em-
TEACHER EXPECTANCIES
ployed, multiple contrasts or path analyses and school behavior. Expectancies for ac-
were used to analyze the data, or effects were ademic and social behavior were obtained.
not readily put into meta-analytic terms. The results indicated that the relationship
Hence, these studies were not coded into the of information about the student to teacher
meta-analysis. As will become apparent, expectancy depended on the area of expec-
were it possible to include these analyses in tancy. Information about student ability
the meta-analysis, the results would have was a strong predictor of academic expec-
been even stronger. tancy. Information regarding student per-
The meta-analysis resulted in a significant sonality was the strongest predictor of
Z (6.22, p = .00000001), reflecting a strong teacher expectancies for student social be-
relationship (d = .852) between cumulative havior. Although the sample is small, the
folder information and teacher expectancies. data are suggestive of a more specific rela-
The f/;i value of 71.5 indicates that over 70% tionship than that investigated in this line of
of the more favorably described students research in general.
were expected to perform better than the Algozzine (1980) and Algozzine and Stoller
average less favorably described student. (1980) have also presented data leading to a
The fail-safe N was 186. caveat in this area of research. In their re-
The results of the meta-analysis are search, teachers were presented with both
strengthened by the findings of the eight labels (LD or ED) and statements of com-
studies that could not be included in the petence (high or low) for a fictitious student.
meta-analysis. Herson (1974) reported that After being told about the student, the
including a label (e.g., marginally retarded) teachers made estimates of academic per-
with a behavioral description resulted in formance. In both studies, statements of
stronger expectancy effects than the be- competence were related significantly to
havioral description alone. expected academic achievement, but the
Rich (1975) provided 144 female elemen- label was not. Again, then, it appears that
tary school teachers with record card infor- research aimed at disentangling the aspects
mation about the personal and academic of cumulative folder information most im-
development of a child. The teachers then portant to the forming of expectancies may
rated the likelihood the child committed a be fruitful.
transgression, the student's personality, and An important question about the nature
the severity of punishment should the child of information teachers may receive about
be found guilty of the transgression. The students concerns perceptions of the accu-
teachers' judgments were related to the in- racy of the information and its sources.
formation in the expected way. Shavelson, Cad well, and Izu (1977) provide
Foster and Ysseldyke (1976) and Reschly some evidence on the degree to which
and Lamprecht (1979) have presented fur- teachers consider the reliability of the in-
ther evidence about the importance of be- formation on which they may form expec-
havioral descriptions and labels for forming tancies for student achievement. The
teacher expectancies. In these two studies subjects were 164 graduate students (119 of
teachers completed a teacher referral form whom were teachers) who were provided
for a normal or deviant (e.g., LD) child. with either reliable (parent interview) or
They all then viewed a videotape of a normal unreliable (peer interview) information on
child performing a variety of school-like a child's family background and study hab-
tasks. The teachers then made predictions its. The information was either positive
about the child's academic future and skills (e.g., studies 2 hours per night) or negative
and the child's personality. In both studies (e.g., watches TV 2 hours per night). The
it was reported that deviancy labels resulted subjects estimated the probability that the
in negative expectancies, although Reschly student would obtain mostly A's and B's.
and Lamprecht (1979) reported there was The results, for both the teachers and the
some narrowing of label group differences as teachers-in-training, were clear. The esti-
viewing time of the videotape increased. mates of grades reflected the reliability of
Porter (1979) provided 25 teachers with a the information. Reliable positive or neg-
student profile containing information about ative information led to probability esti-
student motivation, IQ, family background, mates that were, respectively, higher or
334 JEROME B. DUSEK AND GAIL JOSEPH
lower; this was not as strongly the case with because they demonstrate that teachers may
the less reliable information. view various sorts of information as being
Using the exact same procedures and, it more or less reliable. The most objectively
appears, the exact same subject sample, reliable information presented to the
Borko and Shavelson (1978) investigated subjects in this study, namely, standardized
teachers' attributions for student achieve- test scores, was the one type of information
ment. Subjects were given positive, nega- that led to differences in expected perfor-
tive, or both types of information about a mance. The results are also important be-
hypothetical fifth-grade student's achieve- cause they demonstrate that the student's
ment behaviors and abilities. Information performance is related directly to teacher's
was from reliable or unreliable sources, as estimates of future performance. In toto,
described above. The dependent variables the findings suggest that there is a complex
were teachers' attributions of the importance interaction between type of information,
of luck, task difficulty, ability, and time perceived reliability of the source of infor-
studying in the fictitious child's attainment mation, and child performance characteris-
of mostly A's and B's on the final report tics that relate to teacher estimates of per-
card. formance.
The most pertinent findings involved the Several conclusions are warranted on the
reliability of the information. Attributions basis of the information reviewed in this
to ability were greater when information was section. First, it is clear that cumulative
reliable. Attributions to effort were unre- folder information, whether test scores or
lated to reliability of the information; any more general personal information, is a basis
evidence indicating the student had tried led for the formation of and change in teacher
the teacher to rate effort as an important expectancies. Second, it is equally evident
determinant of student success. Reliability that not all sources of information, or types
did not affect attributions to luck or task of information, are seen as equally reliable.
difficulty. In general, the results are sup- Teachers, it appears, are selective in the in-
portive of the contention that teachers' at- formation to which they attend when form-
tributions are influenced by the perceived ing expectancies. This finding may be at the
reliability of the information they receive. heart of explaining why attempts to induce
Cooper (1979b) extended our knowledge teacher expectancies—for example, by pro-
of teacher concern with reliability of infor- viding false test scores—have generally
mation and, in addition, investigated the failed. Teachers may view the researcher's
question of the perseverence of the influence estimates of student potential as being of low
of record-card information in the face of reliability. As a result, they may disregard
student performance. The subjects were them. In turn, teachers' own expectancies
college students in education classes. The may relate strongly to student performance
subjects' rankings of the sources of infor- because they feel their expectancies, based
mation resulted in the following order (in on daily interactions with the student, are
descending views of accuracy): standard- more veridical.
ized test scores, what previous teachers say, Some support for this hypothesis comes
family background, and physical charac- from Willis's (1972) study. Teachers'
teristics. Initial expectancies for perfor- judgments of attentiveness, class participa-
mance on a spelling test were higher when tion, working independently, trying hard,
the information was based on standardized reading ability, and being creative all were
tests than when it was based on what previ- substantially and positively correlated with
ous teachers said about the student. Infor- teachers' ratings of achievement. As noted
mation about performance on a spelling test below, the issue of external validity is an
was then given and expectancies again as- important one that pervades this entire
sessed. The second expectancy estimate area.
was influenced by both the previous estimate
and by the performance information. As Social Class and Race
quality of performance increased, expec- That social class and race stereotypes may
tancies for future performance increased. be influential in teacher expectancies was
The results of this study are important suggested by Clark (1963) and more recently
TEACHER EXPECTANCIES 335
understood the question, in overall writing lings than they actually are. Poor students
ability, in knowledge and use of grammatical should lead their teachers to expect poor
rules, and in overall quality of answer on the performance from younger siblings; bright
English essay. students should lead teachers to expect ex-
Several studies lend credence to Bernard's cellent performance from their younger
(1979) theorizing and findings. Phillips siblings.
(1980) reported that early childhood and The 79 pairs of siblings who completed
elementary school teachers held different sex first grade in the same school were classified
role stereotypes for male and female stu- according to whether the older sibling had
dents. Boys were viewed as more aggressive been a high or low achiever in Grade 1 and
and as more interested in science and math. whether or not the younger sibling had the
Girls were rated as more emotional and as same first-grade teacher as the older sibling.
more interested in art and literature. Benz, The dependent variables were Stanford
Pfeiffer, & Newman (1981) took this line of Achievement Test scores and two teacher-
research a step further. Seventy teachers in determined grade point averages, from the
Grades 1-12 rated a student described as winter and spring of Grade 1.
either a male, female, high achieving male or A significant interaction involving older
female, or low achieving male or female on a sibling's performance and the younger sib-
revised version of the Bern Sex-Role Inven- ling having the same or a different teacher
tory. The students rated were then classi- occurred for the Word Meaning, Paragraph
fied as either masculine, feminine, androg- Meaning, and Arithmetic subtests of the
ynous, or undifferentiated in the usual Stanford Achievement Tests. When the
manner (cf. Bern, 1977). Neither sex of older sibling had performed at a high level,
student, sex of teacher, nor grade taught was the younger siblings scored higher if they
related to sex role classification. However, had the same rather than a different teacher:
the teachers were more likely to expect high When the older sibling had performed at a
achieving students, regardless of gender, to low level the reverse was the case. With one
be masculine or androgynous, and low exception (Word Study Skills) the direction
achieving students, regardless of gender, to of the differences on all the measures was
be feminine or undifferentiated. A repli- consistent with the teacher expectancy ef-
cation of the study with 119 graduate and fect.
undergraduate students produced essen- Heines (1976) used a very similar design
tially the same results. in an attempt to replicate Seaver's (1973)
Although the results of these studies are study. Heines identified 30 seventh graders
intriguing, they obviously must be inter- who had the same English teacher as an
preted with a high degree of caution. older sibling. The remaining 73 students in
Teachers' expectancies may in part be the classroom were control subjects—none
formed from their own sex role stereotypes had an older sibling taught by the teacher.
or from student behaviors of a sex role na- Classroom observations, achievement test
ture, especially given the general stereotypes scores, and teacher assigned grades were
of our society, but the artificiality of the re- measured. Although there were several
search and the fact that teachers rated un- teacher behavior differences favoring high
known students leave the validity of the re- expectancy students, there were no signifi-
sults questionable. cant interactions involving older siblings'
performance and the experimental/control
Previously Taught Siblings group.
Another replication of Seaver's study was
Seaver (1973) investigated the possibility attempted by Rivers (1980). The experi-
that a teacher's experience with a sibling mental group was composed of second
might act as information from which a graders whose teacher had taught an older
teacher could form an expectancy for stu- sibling. The remaining children were in the
dent performance. He noted that the control group. Course marks and stan-
teacher might have a tendency to expect dardized achievement test scores were the
younger siblings to be more like older sib- dependent variables. Although there was
TEACHER EXPECTANCIES 339
some support for the teacher expectancy teachers, the effect of name was significant
hypothesis, particularly for course marks on for both boys and girls. Essays attributed
verbal material, restricted variance in the to David and Lisa were scored significantly
dependent measures attenuated the find- higher than essays associated with unpopu-
ings. lar names. Similar trends were observed for
Richey (1981a, 1981b) carried these in- essays associated with the names Michael
vestigational strategies a step further by and Karen, but the effects were not statis-
asking elementary school teachers for their tically significant, Analysis of the data from
academic, social, and behavioral expecta- the college sample revealed no significant
tions for the siblings of previously taught LD effects. Although somewhat indirectly, the
and non-LD children. The teachers' ex- data suggest that the student's name may
pectancies were higher for the sibs of non-LD have some bearing on subjective evaluations
children. Sibs of LD children were expected of teachers and, therefore, may be a source
to perform less well academically and so- of expectancy.
cially and were expected to need more sup- More direct evidence of the importance of
port services. first-name stereotypes on student achieve-
The findings of these studies are not only ment comes from research reported by
interesting in their own right—particularly Garwood (1976), who was interested specif-
because of the novel approach used—but ically in testing the hypothesis that sixth
also provide some evidence of teacher ex- graders with names rated as desirable by
pectancy effects. The results of the Seaver teachers would score higher on self-concept
(1973) and Rivers (1980) studies indicate and achievement tests than sixth graders
that in the early elementary school years an with names rated as undesirable. The
older sibling's performance may create ex- subjects were 79 elementary school teachers.
pectancies for a younger sibling's perfor- (None of the teachers was currently teaching
mance. This was true for both positive and any of the students involved in the research.)
negative expectancies. The quasi-experi- At the start of the school year the students
mental naturalistic approach employed al- completed the Tennessee Self-Concept Scale
lowed this type of finding, the investigation and the Children's Self-Concept of
of which likely would require unethical Achievement Test. Three months earlier
procedures if an experimental-manipulative the students had taken the Iowa Test of
approach were used. Basic Skills. The names of the students
were put into a frequency distribution, and
Name Stereotypes any name that appeared three or more times
was put into a group of names that was sub-
Harari and McDavid (1973) suggest that sequently rated by the sample of teachers.
teachers' expectancies may be associated Through this procedure a group of students
with implicit stereotyped perceptions of with desirable and undesirable names was
names. More specifically, they hypothesize identified.
that teachers may make more favorable The results of relevance to this review in-
judgments of work samples linked with dicated that the group of students possessing
common or frequent names and less favor- desirable first names scored significantly
able judgments of work samples linked with better on aspects of self-concept and on the
unusual names. Further, they argue this Iowa Achievement Tests. Garwood suggests
effect should be more pronounced for expe- that teachers' stereotypes of first names in-
rienced teachers because they have had a fluence their interactions with students and,
longer time to evaluate name stereotypes. thereby, the student's self-concept and
To test these hypotheses, Harari and achievement.
McDavid (1973) had 80 teachers and 80 Tompkins and Boor (1980) had 141 junior,
college students read and score essays iden- senior, and graduate students rate a ficti-
tified by a first name that was either desir- tious student, who had either a popular,
able (David, Michael, Karen, Lisa) or un- neutral, or unpopular first name, on a series
desirable (Elmer, Hubert, Bertha, Adelle), of four academic and five social attributes.
as judged by students and teachers. For Ratings were done after reading a fictitious
340 JEROMK B. DUSEK AND GAIL JOSEPH
cumulative record folder containing a grade the overall alpha level. As the authors point
report, a picture, and other information out, these data are best considered only
about the student. On only one social suggestive because of the small n. We would
measure, estimated SES level, was there a add that the restriction of the study to a
nonsignificant trend toward a name effect, male, and the use of some (unspecified
and it was opposite of that expected—un- number of) nonteachers also restricts the
popular names were associated with higher generality of the findings.
SES estimates. Name popularity was not Levine (1981) investigated teacher atti-
related to any of the academic measures. tudes toward children from one-parent and
F'or neither the social nor academic measures two-parent families. The 100 teachers rated
were there significant interactions involving 13 psychosocial attributes and 7 academic
name popularity. These results, then, rep- attributes for the degree each would be more
licate those of Harari and McDavid's college likely exhibited by a child from a one- or
sample. two-parent family. Analyses revealed the
The results of these three studies are in- teachers expected the children from one-
triguing. It appears that for teachers name parent homes to have lower academic
stereotypes may be a factor in expectancy achievement and especially more psycho-
formation. For college students this is not social problems than children from intact
the case. Although the results for specific families.
names may vary as a function of regional The results of these two studies clearly are
preferences for names, "desirable" names, suggestive but not definitive. Teachers may
whatever they may be, may carry a positive have different attitudes toward children
bias with them. Should this prove to be the from different family situations, and this
case in research with greater external valid- may be a source for forming expectancies.
ity, it may prove one of the most surprising Apparently, the disruptiveness of di-
and interesting findings in the literature. vorce—or death of a parent—may cause
some academic difficulties and social prob-
One-Parent Versus Two-Parent Home lems that are seen by teachers. Teachers
may generalize the problems of some chil-
With the increasing divorce rate of the dren to all children, thereby developing an
past decade or so some researchers have be- attitude that is translated into an expectancy
come interested in the effects on the child of about how divorce affects the child's school
being reared in a single-parent home (cf. performance.
Biller, 1970; Lamb, 1976). Santrock (1975)
extended this research into the realm of Conclusions
moral development and reported that
teachers viewed father-absent boys as less The purpose of a review such as this one,
advanced in moral development than fa- of course, is to provide an objective summary
ther-present boys. This finding has led to of our knowledge of a field of research.
the study of the possibility that teachers may Through such reviews it is hoped that mis-
have different, and more negative, attitudes conceptions will be corrected and solid
toward children from one-parent families. knowledge bases will be established. In
Santrock and Tracy (1978) had 30 un- addition, critical reviews help identify
dergraduate and graduate students complete shortcomings in the existing literature,
a series of ratings of a male child after view- which aids interpretation and theory
ing a 20-minute videotape of the child in- building.
teracting with peers. Half the subjects were
told the child was from a father-absent home Misconceptions /Shortcomings
and half were told the child was from an in-
tact family. Individual comparisons on 16 In previous reviews, a variety of types of
personality and academic traits revealed that information were claimed to be bases of ex-
9 favored the child from the intact family. pectancies in a nearly offhand way. The
The number of significant effects was re- research reviewed above, and the procedures
duced to 3 when comparisons controlled for employed in the review, allow a more objec-
TEACHER EXPECTANCIES 341
determined if these types of information are number of examples make it clear that data
predictive of teacher expectancy effects. collected from nonteachers do not neces-
The findings of the meta-analysis help sarily lead to the same set of conclusions as
clarify and correct earlier impressions. In data collected from classroom teachers.
part, this is a result of the meta-analytic Although research in allied fields, such as
procedures, which take some of the subjec- social psychology, may provide pertinent
tivity out of the literature summary. In leads to research with classroom teachers,
part, this results from the omission of studies one must carefully evaluate the translation
not dealing with teaching-learning situa- of such research to the classroom situa-
tions. Hence, research from social psy- tion.
chology and experimental psychology, which One reason for the disparity of the find-
is cited in other reviews as demonstrating ings may rest in the artificiality of the pro-
bases of teacher expectancies, was excluded cedures used in the majority of the studies.
from the meta-analysis. Historically, re- One must seriously question the degree to
viewers have not done this, resulting in re- which even teacher ratings in such experi-
views overstating the case for some bases. In ments are valid indices of how teachers form
the future care should be taken to judge expectancies about the students in their
carefully the studies included in reviews to class.
ensure that veridical conclusions are It also appears that the context of teacher
drawn. expectancies is an important consideration.
Although a number of criticisms may be Some research leads to the conclusion that
leveled against some of the research pre- teachers' expectancies are not unitary, that
sented above, the most critical statement lies is, that teacher expectancies may have dif-
in the artificial nature of most of the designs ferent bases depending upon the area of ex-
employed. Although teachers were subjects pectancy, for example, academic versus so-
in many studies, they were asked to make cial behavior. A prime example of this dif-
judgments about students with whom they ferential may be found in the literature re-
had no direct contact. Research in which lating student gender to teacher expec-
teachers made judgments about their own tancies. Future research should be directed
students resulted in stronger findings and, at examining the importance of these dif-
at times, findings different from similar re- ferential effects of student characteristics for
search in which teachers made judgments teacher expectancies.
about unfamiliar students. Teachers do not Third, the majority of research has been
form expectancies in the void of other in- directed at a single potential influence on
formation. Daily interactions with students teacher expectancies. Although there is
help shape and even change expectancies, an some research on multiple/interactive in-
issue addressed most directly by Willis fluences, much more research needs to be
(1972). Clearly, this must temper findings done.
because of issues related to external validity Fourth, existing research is largely cross-
of the results. sectional in design. When this research is
done in classrooms little attention is paid to
Implications for Future Research the experience the teacher has had with the
class, that is, time of the year (Palardy,
Consideration of the findings reviewed in 1969). Since experience with the students
this article leads to a number of suggestions no doubt will lead to expectancies with dif-
for future research. First, and most im- ferent bases than the expectancies after but
portant, is the necessity of conducting re- little interaction with the class, longitudinal
search with classroom teachers and their own research, such as that done by Willis (1972),
students. The findings reported above, is called for. Longitudinal studies will allow
when compared with research cited by others for estimates of the importance of class
(e.g., Braun, 1976; Cooper, 1979a), support contact time and will allow measurement of
the contention that a more veridical picture changes in expectancies and their bases.
of the bases of teacher expectancies will be This is an area of research that is completely
gained by studying intact classrooms. A neglected. We know virtually nothing about
TEACHER EXPECTANCIES 343
whether, how, or why teachers change ex- degree of accuracy. Given the importance
pectancies for students' performance. of the concerns, this is not an issue to be
Of course, the real crux of the concerns taken lightly.
expressed above is the lack of research with
teachers and their own students. By con- References
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344 JEROME B. DUSEK AND GAIL JOSEPH