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Journal of Educational Psychology Copyright 1983 by the

198:1, Vol 75, No. ;i, 327-346 American Psychological Association, Inc.

The Bases of Teacher Expectancies: A Meta-Analysis


Jerome B. Dusek and Gail Joseph
Syracuse University

A meta-analysis of research on the bases of teacher expectancies was reported.


A review of 77 pertinent studies using Stouffer's (1949) method of adding Zs
led to the following conclusions: Student attractiveness, conduct, cumulative
folder information, race and social class were related to teacher expectancies.
Student gender and the number of parents at home were student characteris-
tics not related to teacher expectancies; equivocal relations existed between
teacher expectancies and student sex role behavior, name stereotypes, and
teachers having previously taught a sibling. The findings are discussed in the
context of the importance of doing such research with intact classrooms.
Methodological difficulties and deficiencies in existing research are pointed
out. Questions in need of research and directions for future research are
noted.

It is now widely accepted that teachers curately the overall empirical findings in the
form expectancies about student academic research area. As a result, theoretical bias
ability and social skills (cf. Braun, 1976; may have led reviewers to selectively cite
Cooper, 1979a; Dusek, 1975). Evidence in- studies supportive of their views. Contrary
dicates that teacher expectancies are corre- studies may have been overlooked. Hence,
lated with student achievement-test per- false conclusions about the bases of expec-
formance (e.g., Dusek & O'Connell, 1973; tancies may have been drawn. This possi-
O'Connell, Dusek, & Wheeler, 1974) and bility was reduced in the present review
student-teacher interactions in the class- through the use of meta-analytic review
room (cf. Brophy & Good, 1974). There can procedures.
be but little doubt that understanding Glass (1976, 1977) has defined meta-
teacher expectancies is an important part of analysis as the combining of results of inde-
comprehending the nature of teacher eval- pendent experiments for the purpose of in-
uation of students. tegrating their findings. A meta-analysis is
Although we now have well-developed conducted on a group of studies having a
models of the communication of expectancy common conceptual hypothesis or opera-
effects, several aspects of the importance of tional definition of independent or depen-
expectancy effects have not been researched dent variables. One result of a meta-anal-
or reviewed to a sufficient extent. The ysis is a significance level that gives the
purpose of this article is to provide a review probability that a set of studies exhibiting
of one of these areas, namely, the bases on the reported results could have been gener-
which teachers form expectancies for stu- ated if no real relationship existed. In ad-
dents' performance. Existing discussions dition, a meta-analysis allows the description
are limited to portions of more general re- of the degree of overlap between experi-
views (e.g., Braun, 1976; Cooper, 1979a). As mental conditions on a normal curve. As a
a result, no critical evaluation of existing result, meta-analyses yield information
research on the bases of teachers' expec- about the effect size for differences between
tancies has been presented. Because exist- conditions.
ing reviews are not focused directly on the Rosenthal (1978; cf. also Cooper &
bases of teacher expectancies, too few studies Rosenthal, 1980) has discussed the relative
have been included in them to portray ac- advantages and disadvantages of various
meta-analytic techniques. The counting
Requests for reprints should be sent to Jerome B. (Rosenthal, 1978) or voting method (John-
Dusek, Department of Psychology, Syracuse University, son, Maruyama, Johnson, Nelson, & Skon,
Syracuse, New York 13210. 1981) is a simple categorization of findings
327
328 JEROME B. DUSEK AND GAIL JOSEPH

into one of three categories: significantly many studies showing a summed z score
positive, significantly negative, or no dif- total of zero would be necessary to raise the
ference (not statistically significant). This overall probability level to a nonsignificant
approach is, in effect, a formalized model of level?" Rosenthal (1979) has referred to this
the typical literature review. Because this as the "file drawer problem." The fail-safe
method has serious flaws (cf. Rosenthal, N is an estimate of the number of studies
1978; Johnson et al., 1981), including low showing null results and, therefore, not
power to detect relationships, the ignoring published but sitting in file drawers. For the
of strength of effects (effect size), and the p < .05 criterion, the fail-safe N is given by
failure to account for sample size (larger the formula Nfs.or> = (Zsi + Zs-2 + • • • ZSn/
samples result in a greater number of sig- 1.645)2 - (Ns), where Nis.or> is the number of
nificant effects than do smaller samples), it studies needed to increase the meta-analysis
was not employed in this review. p level above .05,1.645 is the z score for the
We used the method of adding zs, which p < .05 significance level, 7Vs is the sum
was developed by Stouffer (1949). All it number of the studies, and the Z scores come
requires is an accurate one-tailed probability from the existing studies. The fail-safe N
level for the effect of interest. Pertinent p is reported when significant relationships
levels are changed to z scores, added, and the were found.
sum divided by the square root of the num- Finally, Cohen (1977) has described a
ber of studies included (Rosenthal, 1978). useful statistic, t/;), the percentage of dis-
The resulting z score is referred back to the tribution nonoverlap. The t/s statistic de-
table and the probability level calculated. notes the percentage of the group with the
This probability level describes the likeli- smaller mean that is exceeded by 50% of the
hood that the results of all studies were group with the larger mean. The [7;) sta-
generated by chance. One concern deals tistic, then, represents the percentage of the
with calculating the z score for studies in smaller-meaned group that is exceeded by
which multiple dependent variables are an- the average person in the larger-meaned
alyzed. One possibility is to calculate a 2 for group.
each dependent variable and weight these zs
such that the contribution of the study is Scope of This Review
unity (Cooper, 1979c). An alternative and
less cumbersome procedure, which was em- The focus of this review centers around
ployed in the present review, is to calculate the identification of the types of information
the median p value and use the associated z teachers use in forming expectancies for
score in the meta-analysis (Rosenthal & students' academic potential. Therefore, no
Rubin, 1978). research bearing on the transmission of ex-
The meta-analysis procedures allow for pectancies to students, the relation of ex-
additional important information. First, pectancies to measures of achievement, or on
estimates of effect size may be obtained. In other aspects (e.g., classroom interaction) of
the present review, effect size is estimated by teacher expectancies will be reviewed in
Cohen's (1977) d statistic, which is a "scale detail. Only those studies bearing directly
free" measure of the degree of departure of on the major question are included. More-
the alternative hypothesis from the null over, whenever feasible and appropriate the
hypothesis. In the case of two means an meta-analysis is supplemented by discus-
estimate of d is given by the following for- sions of research not directly translatable
mula: d = Zt/^Tf. Cohen (1977) has ar- into that format. Finally, some areas of re-
gued that d values of .2, .5, and .8 represent search include so few studies that to do a
small, medium, and large effect sizes, re- meta-analysis would be inappropriate.
spectively. These areas are discussed in the more typical
A second advantage of using meta-analysis literary style.
procedures is the ability to calculate a fail- The general hypothesis tested was that
safe N, the number of studies totaling a null teachers would hold differential expec-
hypothesis confirmation necessary to reverse tancies for students differing on some char-
a conclusion that a relationship exists. In acteristic (e.g., social class, race, physical
effect, the question of relevance is, "How attractiveness). The specific directional
TEACHER EXPECTANCIES 329

hypothesis is stated in each section of the hypothesized to be related to the formation


review. of teacher expectancies. This organization
is based on the factors to which teachers
Method have been presumed to attend when forming
Search Procedure expectancies for student performance (e.g.,
Braun, 1976; Cooper, 1979b).
The major sources for the search were Psychological
A/infracts, Dissertation Abstracts International, and Physical Attractiveness
ERIC (Educational Resources Information Center).
The initial search was intentionally broad in scope. The influence of physical attractiveness
Hence, we searched titles and abstracts for the key on human interactions has a long history of
words teacher expect . . ., teacher bias, teacher atti- investigation in social psychology (cf. Ber-
tudes, teacher bases, and teacher behavior. No at- scheid & Walster, 1974). The majority of
tempt was made to specify a specific basis because we
wished to obtain the largest number of studies possible studies have been concerned with attrac-
for inclusion in the review. The abstract of each re- tiveness to the opposite sex, attributions of
trieved study was read, and obviously irrelevant studies personality traits, and judgments of trans-
were eliminated. The full reports of all remaining gressions. Recent research on the impor-
studies were read, except for those in Dissertation Ab- tance of physical attractiveness as a deter-
stracts International, for which only the abstract was
available. Finally, the titles of references in published minant of teacher expectancies has led some
studies were used to further research for relevant (e.g., Braun, 1976) to conclude that teachers
studies. This procedure resulted in the identification have higher expectancies for more attractive
of the 77 studies reviewed below (see Appendix). children.
Criteria for Relevant Studies A total of 14 studies in which physical at-
tractiveness was related to a measure of
A study was considered for inclusion if it contained teacher expectancy were identified. In 11
a measure of teacher expectancies, a measure of some studies expectancies for academic perfor r
student characteristic that could be viewed as a poten-
tial basis for forming expectancies, and a test of the mance were obtained. In 13 studies expec-
relationship between the two measures. tancies for social/personality development
Teacher expectancy was broadly operationally de- were obtained. Given the substantial
fined in two ways. Academic expectations were de- number of studies classifiable in each do-
fined as teacher perceptions of performance, achieve- main the data were analyzed separately for
ment, ability, level of educational attainment, and the
like. Social/personality expectations were defined as the academic (Table la) and social/person-
teacher perceptions of general social development, peer ality (Table Ib) measures. One study
relations, relations with adults, and personality attri- (Tompkins & Boor, 1980) involved three
butions. Specific measures are listed in each section attractiveness levels (2 degrees of freedom).
of the review.
Because attractiveness in this study was not
Analysis significant for three of four academic mea-
sures and was significant for all five social
As noted above, the method of adding zs was em- attribute measures the study was included
ployed in the meta-analysis. This method results in a
p level gauging the probability that the run of studies in the meta-analysis. The data on direction
could have occurred by chance. When a result was of means presented in the article indicate the
stated as nonsignificant and no p level was given, a z estimates included in Table 1 are likely
score of 0 was assigned. In the case of multiple de- conservative.
pendent measures the median z score was calculated In general, the procedure employed in-
and used in the analyses.
In addition to the formal summary of the findings, volved providing teachers with information
effect size was calculated. Cohen's (1977) d value, de- (e.g., achievement test performance) about
scribed above, was used for this purpose. When a sig- a fictitious child and a picture of the child.
nificant z score was obtained the fail-safe N was cal- Half the teacher sample received pictures
culated. It should be pointed out that the fail-safe N
is an estimate of null-summing studies needed to result previously rated as attractive, and half re-
in a nonsignificant effect. It is possible, of course, that ceived pictures previously rated as unat-
a smaller number of studies exists with a z score value tractive. In all studies pictures of both male
opposite to that of the sum reported. and female students were employed. A va-
riety of measures of teacher expectancy were
Results obtained, including estimates of the child's
Results are organized into sections based future academic success, of parental concern
on student characteristics that have been about school, of the child's social relations
330 JEROME B. DUSEK AND GAIL JOSEPH

Table 1: Physical Attractiveness greater expectancies for attractive students


in 7 studies. The statistical analysis was
Expectation
Author Year Subjects favored
significant, Z = 3.84, p = .000065. Effect
size could be obtained for 12 studies, the
A: Academic expectations average d value being .19. The average at-
1973 Teachers Attractive
tractive student was expected to have better
Clifford & Walster
Adams & LaVoie 1974 Teachers Attractive social relations and personality development
LaVoie & Adams 1974 Teachers No difference than 57% of the less attractive students.
Kehle et al. 1974 Teachers No difference The results of the meta-analysis lead to
Ross & Salvia 1975 Teachers Attractive the conclusion that facial attractiveness is a
Adams & Cohen 1976a Teachers Attractive
Roland 1977 Teachers No difference determinant of teacher expectancies for both
Salvia et al. 1977 Students Attractive academic performance and social/person-
Adams 1978 Teachers Attractive ality attributes. Unfortunately, it is unclear
DeMeis & Turner 1978 Teachers Attractive from the extant research and the procedures
Tompkins & Boor 1980 Students .No difference used how enduring this effect may be.
B: Social/personality expectations
Adams and LaVoie (1974) and LaVoie and
Adams (1974) argue that, at best, attrac-
Clifford & Walster 1973 Teachers Attractive tiveness may be important in the absence of
Adams & LaVoie 1974 Teachers No difference
LaVoie & Adams 1974 Teachers No difference
other more academically relevant informa-
Kehle et al. 1974 Teachers No difference tion (Cooper, 1979b; Kehle, Bramble, &
Rich 1975 Teachers Attractive Mason, 1974). They argue that as teachers
Ross & Salvia 1975 Teachers Attractive become more familiar with their students the
Adams & Cohen 1976b Teachers Attractive importance of attractiveness as a determi-
Roland ]977 Teachers No difference
Adams 1978 Teachers Attractive nant of expectancies declines. Unfortu-
DeMeis & Turner 1978 Teachers Attractive nately, no research with teachers and their
Marwit et al. 1978 Students No difference own students using procedures parallel to
Marwit et al. 1978 Teachers Unattractive those employed in the reviewed research has
Tompkins & Boor 1980 Students Attractive been done. The most pertinent study is
reported by Willis (1972; see also Willis &
with peers, of the child's IQ, and of the Brophy, 1974), who found that teachers'
child's interest in school. ratings of their students' physical attrac-
The results for the academic measures are tiveness correlated significantly with ex-
presented in Table la. Teachers were the pected achievement only during the initial
subjects in nine studies; college students part of the school year. The correlations for
were subjects in two studies. In four studies the midsemester and end-of-semester rat-
there was no significant effect; in the re- ings were not statistically significant.
maining seven studies the significant effect Moreover, other teacher ratings, such as
reflected an expectation of higher academic classroom attentiveness, self-confidence, and
performance from more attractive children. ability to work independently, showed larger
The statistical test was significant, Z = 5.43, and more enduring correlations with ex-
p = .0000001. The d value was .30. It pected achievement. As LaVoie and Adams
would take 109 studies summing to a null (1974) note, physical attractiveness may be
result to raise the probability to greater than important for initial expectancies, but other,
p < .05. The average attractive student was more academically pertinent information,
expected to perform better than about 61% gleaned after interacting with children for
of the less attractive students. some time, becomes more important for ex-
In 13 studies teacher expectancies for pectancy formation.
student social/personality characteristics
were assessed as a function of student at- Student Gender
tractiveness. Teachers were the subjects in The relationship between student gender
11 studies, student teachers in 1, and college and teacher expectancies has been of con-
students in 1. As may be seen in Table Ib, siderable interest, in part because of gender
there was a reversal in 1 study (expectancies differences in measures of learning (cf. Bank,
were higher for less attractive children), null Biddle, & Good, 1980; Palardy, 1969), in part
results in 5 studies, and results indicating because of the different types of interactions
TEACHER EXPECTANCIES

boys and girls have with teachers (cf. Brophy higher for females than males, and in 8 there
& Good, 1970, 1974), and in part because was no difference. The statistical analysis
some research (see Sex Role Behaviors resulted in a borderline significant effect, Z
below) has linked teacher expectancies to = 1.47, p = .071, of low strength (d = .07).
teacher sex role stereotyping. The general Approximately 53% of females were ex-
conception, which has some research support pected to perform better than the average
(cf. Bank et al, 1980; Brophy & Good, 1974; male. To be sure, the relationship is not a
Palardy, 1969), is that girls are favored very strong one, which may result from the
during the elementary school years. Hence, procedure of having subjects rate "students"
one may well expect that girls will have an with whom they are completely unfamiliar.
advantage over boys on measures of teacher Nonetheless, the suggestion of a favoritism
expectancies. toward girls, perhaps because they are more
A total of 20 studies were identified in conforming in their classroom behavior
which student gender was related to a mea- (Brophy & Good, 1974; Bank et al., 1980), is
sure of teacher expectancy. In 16 studies, present.
the dependent measure was an expectancy Some support for these suggestions comes
for student academic performance—for ex- from Willis's (1972) study. Willis reported
ample, grade on an essay, work habits, ex- that teachers' achievement rankings of their
pected future grades, or expected achieve- own students were correlated positively and
ment test performance. In 12 studies ex- significantly with ability to get along well
pectancies for student social relations or with others, with being obedient and having
personality development—for example, peer good self-control, with being helpful to other
relations or popularity, attitudes, relations children, with being neat and careful, and
with adults, or adaptability—were assessed.
Given the numbers of studies, it was decided Table 2: Gender
to analyze teacher expectancies in the two Expectation
domains separately. Author Year Subjects favored
Teacher expectancies for academic per-
formance were assessed in the 16 studies A: Academic expectations
listed in Table 2a. Teachers were the Bergan & Smith 1966 Students Females
subjects in 12 studies, and students were Clifford & Walster 1973 Teachers Males
subjects in 4. For the reasons noted above, Seavcr 1973 Teachers Males
the data were coded such that a positive z Adams & LaVoie 1974 Teachers No difference
Kehle et al. 1974 Teachers Females
score was associated with an expectancy for LaVoie & Adams 1974 Teachers No difference
greater performance from females. As may Ross & Salvia 1975 Teachers No difference
be seen in Table 2a, there were two studies Adams & Cohen 1976a Teachers Females
in which expectancies were higher for male Mertens 1976 Students No difference
Roland 1977 Teachers No difference
than female students, 4 in which they were Adams 1978 Teachers No difference
higher for female than male students, and 10 Har-Tal & Saxe 1979 Teachers No difference
in which there was no difference. The Bernard 1979 Teachers No difference
overall mean Z was .80 (p = .21), which re- Porter 1979 Students Females
flects the small size of the effect (d = .20) and Purgess 1979 Teachers No difference
Wilkerson 1980 Students No difference
the low U\\ value of 51.2. This analysis leads
to the conclusion that student gender is not B: Social/personality expectations
a basis of teacher expectancies for general Bergan & Smith 1966 Students No difference
academic performance. Clifford & Walster 1973 Teachers Females
A somewhat different conclusion arises Adams & LaVoie 1974 Teachers No difference
from the analysis of the 12 studies in which Herson 1974 Teachers No difference
student gender was related to teacher ex- Kehle ct al. 1974 Teachers Females
Adams & LaVoie 1974 Teachers No difference
pectancies for social/personality develop- Rich 1 97,5 Teachers No difference
ment (Table 2b). In 11 of the studies the Adams & Cohen 1 976h Teachers No difference
subjects were teachers; students were Helton & Oakland 1977 Teachers Males
subjects in the remaining study. As may be Roland 1977 Teachers No difference
Adams 1978 Teachers Females
seen, in 1 study expectancies were higher for Bernard 1979 Teachers No difference
males than females, in 3 expectancies were
332 JEHOMK B. DUSEK AND GAIL JOSEPH

with having many friends. The picture one Table 3: Cumulative Folder Information
gets is that the student who is easy to man-
age and who follows the classroom rules is in Expectation
the more favorable position. In the ele- Author Year Subjects favored
mentary school this is more likely to be the Mason 1973 Teachers Positive
female than the male (Brophy & Good, 1974; Kehle et al. 1974 Teachers No difference
Bank et al., 1980). Hence, it is not surpris- Mason & Larimore 1974 Teachers Positive
ing that social/personality expectancies favor Foster et al. 1975 Teachers Positive
girls. It is likely that the results would have Yoshida & Meyers 1975 Teachers No difference
Adams & Cohen 1976a Teachers No difference
been even stronger had the teachers rated Adams & Cohen 19761) Teachers No difference
their own students. Mertens 1976 Students Positive
Cooper & Lowe" 1977 Students No difference
Cumulative Folder Information 1977 Teachers Positive
The research reviewed in this section is a Helton & Oakland 1977 Teachers Positive
Wiley & Eskilson 1978 Teachers Positive
direct extension of Rosenthal and Jacobson's Cooper & Burger1' 1980 Students No difference
(1968) original study of teacher bias effects. Foster et al. 1980 Teachers Positive
Although research (cf. Claiborn, 1969;
Dusek, 1975; Dusek & O'Connell, 1973; " Cooper and Lowe report two studies, each done with
separate samples. They are treated separately here.
Fleming & Anttonen, 1971) leads to the '' Cooper and Burger report three studies, each done
conclusion that induced biases likely do not with a separate sample. Only the third is pertinent and
relate to childrens' performance, teachers' reported here.
own self-generated expectancies, as reflected
in teacher rankings for achievement, for ex- In the research reviewed in this section
ample, do (cf. Brophy & Good, 1974; Dusek, (see Table 3), then, the investigators pro-
1975). The purpose of the research reviewed vided subjects with written descriptions,
in this section was to examine the effects of either positive or negative, of a fictitious
information in student folders vis-a-vis student, including information about stu-
teacher expectancies. dent behavior, estimates of academic
Although the procedural aspects of the achievement, grades, or IQ, in some studies
.research make for some difficulty in group- information about psychological character-
ing and discussing relevant studies, the re- istics, in some studies family background
searchers have in common an interest in as- information, and in some research a diag-
sessing the influence of prior informa- nostic label (e.g., learning disabled, EMR).
tion—of both objective and subjective In only two studies (Adams & Cohen, 1976a,
types—on the teacher's estimates of chil- 1976b) were aspects of these reports sepa-
dren's academic potential. This is an rated, namely, information on home/family
especially pertinent area of research because and academic information. Because it was
of the varieties of information about stu- not possible to determine the specific as-
dents to which teachers are exposed even pect^) of the cumulative folder information
before they have had any personal contact to which the subjects attended, no attempt
with a given student. It is entirely possible was made to form subcategories of the re-
that teachers form expectancies on the basis trieved studies. Given the nature and va-
of these types of formal and informal infor- riety of cumulative folder information
mation and that they then behave in a way available to in-classroom teachers, this does
so as to fulfill their own prophecy, or that of not seem a serious limitation. When
another teacher, for the child's performance. teachers read a cumulative folder, they no
This may be especially the case for infor- doubt read not one but a variety of types of
mation contained in student records. One information about a student.
need only look at Willis's (1972) data to de- A total of 24 pertinent studies were iden-
termine how this may happen. Much of the tified. Teachers were subjects in 18, and
data Willis reports as positively related to undergraduate and graduate students were
teacher expectancies is of the sort found in subjects in 6. Fourteen of the studies pro-
student folders—for example, attentiveness, vided sufficient information to be coded into
obedience, industriousness, work habits, and the meta-analysis. In the remaining 10
the like. studies 3 or more contrast groups were em-
TEACHER EXPECTANCIES

ployed, multiple contrasts or path analyses and school behavior. Expectancies for ac-
were used to analyze the data, or effects were ademic and social behavior were obtained.
not readily put into meta-analytic terms. The results indicated that the relationship
Hence, these studies were not coded into the of information about the student to teacher
meta-analysis. As will become apparent, expectancy depended on the area of expec-
were it possible to include these analyses in tancy. Information about student ability
the meta-analysis, the results would have was a strong predictor of academic expec-
been even stronger. tancy. Information regarding student per-
The meta-analysis resulted in a significant sonality was the strongest predictor of
Z (6.22, p = .00000001), reflecting a strong teacher expectancies for student social be-
relationship (d = .852) between cumulative havior. Although the sample is small, the
folder information and teacher expectancies. data are suggestive of a more specific rela-
The f/;i value of 71.5 indicates that over 70% tionship than that investigated in this line of
of the more favorably described students research in general.
were expected to perform better than the Algozzine (1980) and Algozzine and Stoller
average less favorably described student. (1980) have also presented data leading to a
The fail-safe N was 186. caveat in this area of research. In their re-
The results of the meta-analysis are search, teachers were presented with both
strengthened by the findings of the eight labels (LD or ED) and statements of com-
studies that could not be included in the petence (high or low) for a fictitious student.
meta-analysis. Herson (1974) reported that After being told about the student, the
including a label (e.g., marginally retarded) teachers made estimates of academic per-
with a behavioral description resulted in formance. In both studies, statements of
stronger expectancy effects than the be- competence were related significantly to
havioral description alone. expected academic achievement, but the
Rich (1975) provided 144 female elemen- label was not. Again, then, it appears that
tary school teachers with record card infor- research aimed at disentangling the aspects
mation about the personal and academic of cumulative folder information most im-
development of a child. The teachers then portant to the forming of expectancies may
rated the likelihood the child committed a be fruitful.
transgression, the student's personality, and An important question about the nature
the severity of punishment should the child of information teachers may receive about
be found guilty of the transgression. The students concerns perceptions of the accu-
teachers' judgments were related to the in- racy of the information and its sources.
formation in the expected way. Shavelson, Cad well, and Izu (1977) provide
Foster and Ysseldyke (1976) and Reschly some evidence on the degree to which
and Lamprecht (1979) have presented fur- teachers consider the reliability of the in-
ther evidence about the importance of be- formation on which they may form expec-
havioral descriptions and labels for forming tancies for student achievement. The
teacher expectancies. In these two studies subjects were 164 graduate students (119 of
teachers completed a teacher referral form whom were teachers) who were provided
for a normal or deviant (e.g., LD) child. with either reliable (parent interview) or
They all then viewed a videotape of a normal unreliable (peer interview) information on
child performing a variety of school-like a child's family background and study hab-
tasks. The teachers then made predictions its. The information was either positive
about the child's academic future and skills (e.g., studies 2 hours per night) or negative
and the child's personality. In both studies (e.g., watches TV 2 hours per night). The
it was reported that deviancy labels resulted subjects estimated the probability that the
in negative expectancies, although Reschly student would obtain mostly A's and B's.
and Lamprecht (1979) reported there was The results, for both the teachers and the
some narrowing of label group differences as teachers-in-training, were clear. The esti-
viewing time of the videotape increased. mates of grades reflected the reliability of
Porter (1979) provided 25 teachers with a the information. Reliable positive or neg-
student profile containing information about ative information led to probability esti-
student motivation, IQ, family background, mates that were, respectively, higher or
334 JEROME B. DUSEK AND GAIL JOSEPH

lower; this was not as strongly the case with because they demonstrate that teachers may
the less reliable information. view various sorts of information as being
Using the exact same procedures and, it more or less reliable. The most objectively
appears, the exact same subject sample, reliable information presented to the
Borko and Shavelson (1978) investigated subjects in this study, namely, standardized
teachers' attributions for student achieve- test scores, was the one type of information
ment. Subjects were given positive, nega- that led to differences in expected perfor-
tive, or both types of information about a mance. The results are also important be-
hypothetical fifth-grade student's achieve- cause they demonstrate that the student's
ment behaviors and abilities. Information performance is related directly to teacher's
was from reliable or unreliable sources, as estimates of future performance. In toto,
described above. The dependent variables the findings suggest that there is a complex
were teachers' attributions of the importance interaction between type of information,
of luck, task difficulty, ability, and time perceived reliability of the source of infor-
studying in the fictitious child's attainment mation, and child performance characteris-
of mostly A's and B's on the final report tics that relate to teacher estimates of per-
card. formance.
The most pertinent findings involved the Several conclusions are warranted on the
reliability of the information. Attributions basis of the information reviewed in this
to ability were greater when information was section. First, it is clear that cumulative
reliable. Attributions to effort were unre- folder information, whether test scores or
lated to reliability of the information; any more general personal information, is a basis
evidence indicating the student had tried led for the formation of and change in teacher
the teacher to rate effort as an important expectancies. Second, it is equally evident
determinant of student success. Reliability that not all sources of information, or types
did not affect attributions to luck or task of information, are seen as equally reliable.
difficulty. In general, the results are sup- Teachers, it appears, are selective in the in-
portive of the contention that teachers' at- formation to which they attend when form-
tributions are influenced by the perceived ing expectancies. This finding may be at the
reliability of the information they receive. heart of explaining why attempts to induce
Cooper (1979b) extended our knowledge teacher expectancies—for example, by pro-
of teacher concern with reliability of infor- viding false test scores—have generally
mation and, in addition, investigated the failed. Teachers may view the researcher's
question of the perseverence of the influence estimates of student potential as being of low
of record-card information in the face of reliability. As a result, they may disregard
student performance. The subjects were them. In turn, teachers' own expectancies
college students in education classes. The may relate strongly to student performance
subjects' rankings of the sources of infor- because they feel their expectancies, based
mation resulted in the following order (in on daily interactions with the student, are
descending views of accuracy): standard- more veridical.
ized test scores, what previous teachers say, Some support for this hypothesis comes
family background, and physical charac- from Willis's (1972) study. Teachers'
teristics. Initial expectancies for perfor- judgments of attentiveness, class participa-
mance on a spelling test were higher when tion, working independently, trying hard,
the information was based on standardized reading ability, and being creative all were
tests than when it was based on what previ- substantially and positively correlated with
ous teachers said about the student. Infor- teachers' ratings of achievement. As noted
mation about performance on a spelling test below, the issue of external validity is an
was then given and expectancies again as- important one that pervades this entire
sessed. The second expectancy estimate area.
was influenced by both the previous estimate
and by the performance information. As Social Class and Race
quality of performance increased, expec- That social class and race stereotypes may
tancies for future performance increased. be influential in teacher expectancies was
The results of this study are important suggested by Clark (1963) and more recently
TEACHER EXPECTANCIES 335

dramatically illustrated by Rist (1970,1973), of the students regarding teachers' differ-


who reported that the expectations of the ential treatment of high- and low-achievers
child's initial teacher, in this case the kin- may reflect teachers' use of reinforcement
dergarten teacher, resulted in the child re- strategies that act to fulfill prophecies about
maining in the same expectancy group in student academic achievement. Indeed,
Grades 1 and 2. Rist (1970) suggested that some research (e.g., Cooper, 1977) indicates
in part this was a result of the type of teacher that teacher reinforcement procedures relate
attention these children received. For ex- not only to student achievement and learn-
ample, children in the low expectancy group ing but to students' beliefs concerning ef-
often were placed in disadvantageous phys- fort-outcome covariation (e.g., Dweck &
ical positions in the classroom (e.g., with Reppucci, 1973). Hence, the reinforcement
their backs toward the teacher) and were patterns described here for low expectancy
given few positive interactions with the students may cause them to become less
teacher. Most of these children came from motivated to perform well because the
very poor families, and most were from the feedback they receive may be less contingent
lower social and economic levels. Rist went on their performance and may result in their
on to suggest, as did Clark (1963), that fulfilling the teachers' expectations.
teacher expectancies may be influenced by Taken together, the studies reviewed
the child's home background and social class above support the contention of Clark (1963)
standing and that these expectancies cause and Rist (1970) that teachers expect differ-
the teacher to interact with lower- and ent levels of performance from low- and
middle-class students differently. middle-class students and treat them in a
This latter argument is. bolstered by the way that results in the teacher's expectation
findings of a study conducted by Friedman being realized. In turn, the data suggest
(1976). Twelve first- and 12 third-grade that social class, and perhaps race, are po-
classrooms, half at each grade level being tential bases for teacher expectations. Be-
composed of lower- and half being composed cause the two constructs often are considered
of middle-class students, were observed over jointly in the literature, they are dealt with
an 8-month period. Clear patterns of dif- in a single section here.
ferences in reinforcement emerged. In Social class. A total of 20 studies in
general, middle-class students received more which social class was examined as a basis of
reinforcement than lower-class students. teacher expectancies were identified.
Further analyses revealed that the middle- Teachers were subjects in 15, students in 4,
class students received more nonverbal re- and psychologists in one (see Table 4). In 10
inforcement than the lower-class students, studies there were no differences in expec-
with no social class difference for verbal re- tancies for middle- and lower-class students.
inforcements. For the most part the at- In eight studies expectancies favored mid-
tending dimension accounted for the dif- dle-class students. Seventeen studies were
ferences observed. Attending reflected included in the meta-analysis. The results
statements or gestures indicative of assis- of three studies could not be readily classi-
tance, awareness, or attention to the child's fied. Archer (1981) reported significant
behavior. In effect, teachers paid more at- relationships for the total sample of 28
tention to middle- than lower-class stu- teachers but not for analyses done separately
dents. by classroom. Mazer (1971) included mul-
Weinstein and Middlestadt (1979) dem- tiple social-class groups. -Wong (1980) re-
onstrated that students perceived the types ported significant effects for 852 elementary
of reinforcement and interactions teachers school teachers but not for 311 secondary
use as being different for low and high school teachers.
achievers. Students perceived teacher The meta-analysis resulted in a significant
treatment of high achievers as reflecting high effect, Z = 5.29, p = .0000003. The effect
expectations, a greater academic demand, was of moderate magnitude (d = .47). Ap-
and special privileges. The students per- proximately 64% of the middle-class children
ceived low achievers as receiving greater were expected to perform better than the
teacher concern. Weinstein and Middle- average lower-class student. The fail-safe
stadt (1979) point out that the perceptions N was 155.
336 JEROME B. DUSEK AND GAIL JOSEPH

Table 4: Social Class between Asian and white students. In three


studies (Prieto & Zucker, 1980; Zucker, 1979;
Expectation
Zucker & Prieto, 1978) white students were
Author Year Subjects favored
expected to outperform Mexican students.
Bergan & Smith 1966 Students Middle Only the 24 studies involving comparisons
Lenkowsky & 1968 Students Middle between black and white students were in-
Blackman cluded in the meta-analysis.
Miller el al. 1968 Teachers Middle Of the 24 retrieved studies included in the
Miller 1971! Teachers Middle
Jensen & Rosenfeld 1974 Teachers No difference
meta-analysis 11 resulted in teacher expec-
Pugh J974 Teachers No difference tancies favoring white students, and 13 re-
Cooper et al. 1975 Students No difference sulted in no expectancy effect. In one study
Harvey & Slatin 1975 Teachers No difference (Marwit, Marwit, & Walker, 1978), the
Rotter 1975 Teachers No difference subjects were both teachers and students; in
Adams & Cohen 1976a Teachers Middle
Adams & Cohen 1976b Teachers Middle 17, the subjects were teachers; and in 6, the
Amato 1976 Teachers No difference subjects were students.
Wiley & Eskilson 1978 Teachers No difference The meta-analysis produced a significant
Bennett 1979 Teachers Middle result, Z = 4.90, p = .0000024. The d value
Hendren & Routh 1979 Psychol. No difference
Parker 1979 Teachers No difference
for the 20 studies for which d could be com-
Taylor 1979 Students No difference puted was only .11. Approximately 54% of
the white students were expected to out-
perform the average black student. The
Clearly, social class is a basis of teacher fail-safe N was 168. The results of these
expectancies. Considering the findings of studies indicate that race is a significant
Mazer (1971), who reported positive results factor in the formation of teacher expec-
in a study employing multiple socioeconomic tancies. Black students and Mexican stu-
status (SES) groupings, Archer's (1980) dents are expected to perform less well than
analyses for the total sample, which are white students.
comparable to analyses done in other re- Table 5: Race
search, and Wong's (1980) data for elemen-
tary school teachers, the sample most com- Expectation
parable to other research, strengthens this Author Year Subjects favored
conclusion.
The results of Archer (1980) and Wong Lenkowsky & 1968 Students White
(1980), however, suggest some interesting Blackman
Deitz & Purkey 1969 Teachers White
potential limits to the conclusion that SES Mazer 1971 Teachers No difference
is a basis of teacher expec tancies. Although Miller 1973 Teachers White
SES may be a basis when analyses are done Carlile 1974 Teachers No difference
for the total sample, it may not be when Kehle et al. 1974 Teachers No difference
Pugh 1974 Teachers White
analyses are done within classroom. For the Cooper et al. 1975 Students No difference
individual teacher, then, social class may not Finn et al. 1975 Teachers No difference
be as important a basis for expectancies as Harvey & Slatin 1975 Teachers White
it may appear to be. Moreover, Wong's Rotter 1975 Teachers No difference
Williams 1976 Teachers White
(1980) findings suggest that if SES is a basis Adams 1978 Teachers White
of teacher expectancies, it may be so only for DeMeis & Turner 1978 Teachers White
elementary school teachers. Marwit et al. 1978 Tch/stu No difference
Race. A total of 29 studies in which Paulson 1978 Students White
teacher expectancies were assessed as a Simpson et al. 1978 Students No difference
Wiley & Eskilson 1978 Teachers No difference
function of race of child were retrieved. In Bennett 1979 Teachers No difference
24 studies the comparisons were for black Porter 1979 Students White
versus white students (see Table 5). In one Smith 1979 Teachers No difference
study (Jensen & Rosenfeld, 1974) the com- Taylor 1979 Students No difference
parison (not significant) was for white, black, Wilkerson 1980 Teachers No difference
Darlega et al. 1981 Teachers White
and Chicano students. In one study (Wong,
1980) the comparison (not significant) was Note. Tch/stu = teachers and students.
TEACHER EXPECTANCIES 337

Other Possible Bases ing less ability than good-conduct students.


As a result, poor-conduct students may be
There are several other potential bases of subject to a "self-fulfilling prophecy." Other
teacher expectancies for which data are too research (e.g., Cooper, Hinkel, & Good, 1980;
limited for a meta-analysis. These studies Good, Cooper, & Blakey, 1980) lends support
are reviewed briefly below. to this contention. The research results,
Student conduct. An obvious potential then, support the conclusion that student
basis of teacher expectancies is the student's conduct is a basis of teacher expectancies,
conduct in the school environment. Stu- and they clearly are consistent with a class-
dents who follow rules, use their time wisely, room-management explanation for the re-
and in general behave well are likely to im- lationship.
press the teacher more positively than stu-
dents who do not behave as well. Sex Role Behaviors
Some evidence supports this contention.
Willis (1972; see also Willis & Brophy, 1974) Bernard (1979) has suggested that student
reported a number of positive correlations sex role behaviors may be related to teacher
between aspects of classroom conduct and expectancies. His rationale is that sex role
teacher expectancies. Expectations were behaviors represent not only complex be-
higher for students who were more attentive, havioral predispositions but also a coding
more obedient, possessed good self-control, scheme for expected behaviors (cf. Maccoby
were helpful, and were careful. & Jacklin, 1974, for a detailed discussion of
The experimental work of Adams and pertinent issues). After reading a descrip-
LaVoie (1974) and LaVoie and Adams (1974) tion of a fictitious male or female student
lends further support to consideration of who was described as behaving in either a
student conduct as an important basis of typically masculine or typically feminine
teacher expectancies. These researchers way, 120 male and 120 female teachers rated
reported that teachers who read descriptions the student on a number of traits, including
of students who exhibited good conduct intelligence, warmth, masculinity, hard
rated them higher than teachers who read work, independence, logic, concern for oth-
descriptions of poor-conduct students. ers, and difficulty in the chosen course of
Distinguishing measures included peer re- study (physics or English), and read and
lationships, attitude toward school, IQ, work rated an essay (about physics or English)
habits, and other measures related to stu- purportedly written by the student.
dent conduct. Student descriptions were significantly
Finally, Purgess (1979) had 511 elemen- influenced by sex role descriptions. Stu-
tary school teachers read a fictitious student dents with masculine descriptions were rated
folder that in part described either an higher than those with feminine sex role
adaptive or disruptive student. Then the descriptions on estimates of intelligence,
teachers rated the hypothetical child's masculinity, independence, and logic.
probable future academic success, present Students with feminine sex role descriptions
academic achievement, and likelihood of were rated as warmer, more concerned with
retention. On all measures the description others, and more likely to encounter diffi-
of student conduct was a significant effect. culty in subsequent study. Physics was
Those described as disruptive were expected judged to be the least appropriate course of
to be less academically successful in the study for those with feminine 'sex role de-
present and future and were more likely to scriptions; similarly, students with feminine
be expected to be retained. sex role descriptions were judged to have the
LaVoie and Adams (1974) suggest the in- greatest amount of difficulty in subsequent
fluence of conduct rests on classroom man- study in physics.
agement issues. Specifically, they argue Sex role descriptions also influenced the
that problem children make classroom ratings of the essays purportedly written by
management difficult. Hence, these chil- the students. Students with masculine sex
dren not only are viewed as having lower role characteristics were rated higher in
levels of aspiration but also are seen as hav- ability to express a point of view, in having
338 JEROME B. DUSEK AND GAIL JOSEPH

understood the question, in overall writing lings than they actually are. Poor students
ability, in knowledge and use of grammatical should lead their teachers to expect poor
rules, and in overall quality of answer on the performance from younger siblings; bright
English essay. students should lead teachers to expect ex-
Several studies lend credence to Bernard's cellent performance from their younger
(1979) theorizing and findings. Phillips siblings.
(1980) reported that early childhood and The 79 pairs of siblings who completed
elementary school teachers held different sex first grade in the same school were classified
role stereotypes for male and female stu- according to whether the older sibling had
dents. Boys were viewed as more aggressive been a high or low achiever in Grade 1 and
and as more interested in science and math. whether or not the younger sibling had the
Girls were rated as more emotional and as same first-grade teacher as the older sibling.
more interested in art and literature. Benz, The dependent variables were Stanford
Pfeiffer, & Newman (1981) took this line of Achievement Test scores and two teacher-
research a step further. Seventy teachers in determined grade point averages, from the
Grades 1-12 rated a student described as winter and spring of Grade 1.
either a male, female, high achieving male or A significant interaction involving older
female, or low achieving male or female on a sibling's performance and the younger sib-
revised version of the Bern Sex-Role Inven- ling having the same or a different teacher
tory. The students rated were then classi- occurred for the Word Meaning, Paragraph
fied as either masculine, feminine, androg- Meaning, and Arithmetic subtests of the
ynous, or undifferentiated in the usual Stanford Achievement Tests. When the
manner (cf. Bern, 1977). Neither sex of older sibling had performed at a high level,
student, sex of teacher, nor grade taught was the younger siblings scored higher if they
related to sex role classification. However, had the same rather than a different teacher:
the teachers were more likely to expect high When the older sibling had performed at a
achieving students, regardless of gender, to low level the reverse was the case. With one
be masculine or androgynous, and low exception (Word Study Skills) the direction
achieving students, regardless of gender, to of the differences on all the measures was
be feminine or undifferentiated. A repli- consistent with the teacher expectancy ef-
cation of the study with 119 graduate and fect.
undergraduate students produced essen- Heines (1976) used a very similar design
tially the same results. in an attempt to replicate Seaver's (1973)
Although the results of these studies are study. Heines identified 30 seventh graders
intriguing, they obviously must be inter- who had the same English teacher as an
preted with a high degree of caution. older sibling. The remaining 73 students in
Teachers' expectancies may in part be the classroom were control subjects—none
formed from their own sex role stereotypes had an older sibling taught by the teacher.
or from student behaviors of a sex role na- Classroom observations, achievement test
ture, especially given the general stereotypes scores, and teacher assigned grades were
of our society, but the artificiality of the re- measured. Although there were several
search and the fact that teachers rated un- teacher behavior differences favoring high
known students leave the validity of the re- expectancy students, there were no signifi-
sults questionable. cant interactions involving older siblings'
performance and the experimental/control
Previously Taught Siblings group.
Another replication of Seaver's study was
Seaver (1973) investigated the possibility attempted by Rivers (1980). The experi-
that a teacher's experience with a sibling mental group was composed of second
might act as information from which a graders whose teacher had taught an older
teacher could form an expectancy for stu- sibling. The remaining children were in the
dent performance. He noted that the control group. Course marks and stan-
teacher might have a tendency to expect dardized achievement test scores were the
younger siblings to be more like older sib- dependent variables. Although there was
TEACHER EXPECTANCIES 339

some support for the teacher expectancy teachers, the effect of name was significant
hypothesis, particularly for course marks on for both boys and girls. Essays attributed
verbal material, restricted variance in the to David and Lisa were scored significantly
dependent measures attenuated the find- higher than essays associated with unpopu-
ings. lar names. Similar trends were observed for
Richey (1981a, 1981b) carried these in- essays associated with the names Michael
vestigational strategies a step further by and Karen, but the effects were not statis-
asking elementary school teachers for their tically significant, Analysis of the data from
academic, social, and behavioral expecta- the college sample revealed no significant
tions for the siblings of previously taught LD effects. Although somewhat indirectly, the
and non-LD children. The teachers' ex- data suggest that the student's name may
pectancies were higher for the sibs of non-LD have some bearing on subjective evaluations
children. Sibs of LD children were expected of teachers and, therefore, may be a source
to perform less well academically and so- of expectancy.
cially and were expected to need more sup- More direct evidence of the importance of
port services. first-name stereotypes on student achieve-
The findings of these studies are not only ment comes from research reported by
interesting in their own right—particularly Garwood (1976), who was interested specif-
because of the novel approach used—but ically in testing the hypothesis that sixth
also provide some evidence of teacher ex- graders with names rated as desirable by
pectancy effects. The results of the Seaver teachers would score higher on self-concept
(1973) and Rivers (1980) studies indicate and achievement tests than sixth graders
that in the early elementary school years an with names rated as undesirable. The
older sibling's performance may create ex- subjects were 79 elementary school teachers.
pectancies for a younger sibling's perfor- (None of the teachers was currently teaching
mance. This was true for both positive and any of the students involved in the research.)
negative expectancies. The quasi-experi- At the start of the school year the students
mental naturalistic approach employed al- completed the Tennessee Self-Concept Scale
lowed this type of finding, the investigation and the Children's Self-Concept of
of which likely would require unethical Achievement Test. Three months earlier
procedures if an experimental-manipulative the students had taken the Iowa Test of
approach were used. Basic Skills. The names of the students
were put into a frequency distribution, and
Name Stereotypes any name that appeared three or more times
was put into a group of names that was sub-
Harari and McDavid (1973) suggest that sequently rated by the sample of teachers.
teachers' expectancies may be associated Through this procedure a group of students
with implicit stereotyped perceptions of with desirable and undesirable names was
names. More specifically, they hypothesize identified.
that teachers may make more favorable The results of relevance to this review in-
judgments of work samples linked with dicated that the group of students possessing
common or frequent names and less favor- desirable first names scored significantly
able judgments of work samples linked with better on aspects of self-concept and on the
unusual names. Further, they argue this Iowa Achievement Tests. Garwood suggests
effect should be more pronounced for expe- that teachers' stereotypes of first names in-
rienced teachers because they have had a fluence their interactions with students and,
longer time to evaluate name stereotypes. thereby, the student's self-concept and
To test these hypotheses, Harari and achievement.
McDavid (1973) had 80 teachers and 80 Tompkins and Boor (1980) had 141 junior,
college students read and score essays iden- senior, and graduate students rate a ficti-
tified by a first name that was either desir- tious student, who had either a popular,
able (David, Michael, Karen, Lisa) or un- neutral, or unpopular first name, on a series
desirable (Elmer, Hubert, Bertha, Adelle), of four academic and five social attributes.
as judged by students and teachers. For Ratings were done after reading a fictitious
340 JEROMK B. DUSEK AND GAIL JOSEPH

cumulative record folder containing a grade the overall alpha level. As the authors point
report, a picture, and other information out, these data are best considered only
about the student. On only one social suggestive because of the small n. We would
measure, estimated SES level, was there a add that the restriction of the study to a
nonsignificant trend toward a name effect, male, and the use of some (unspecified
and it was opposite of that expected—un- number of) nonteachers also restricts the
popular names were associated with higher generality of the findings.
SES estimates. Name popularity was not Levine (1981) investigated teacher atti-
related to any of the academic measures. tudes toward children from one-parent and
F'or neither the social nor academic measures two-parent families. The 100 teachers rated
were there significant interactions involving 13 psychosocial attributes and 7 academic
name popularity. These results, then, rep- attributes for the degree each would be more
licate those of Harari and McDavid's college likely exhibited by a child from a one- or
sample. two-parent family. Analyses revealed the
The results of these three studies are in- teachers expected the children from one-
triguing. It appears that for teachers name parent homes to have lower academic
stereotypes may be a factor in expectancy achievement and especially more psycho-
formation. For college students this is not social problems than children from intact
the case. Although the results for specific families.
names may vary as a function of regional The results of these two studies clearly are
preferences for names, "desirable" names, suggestive but not definitive. Teachers may
whatever they may be, may carry a positive have different attitudes toward children
bias with them. Should this prove to be the from different family situations, and this
case in research with greater external valid- may be a source for forming expectancies.
ity, it may prove one of the most surprising Apparently, the disruptiveness of di-
and interesting findings in the literature. vorce—or death of a parent—may cause
some academic difficulties and social prob-
One-Parent Versus Two-Parent Home lems that are seen by teachers. Teachers
may generalize the problems of some chil-
With the increasing divorce rate of the dren to all children, thereby developing an
past decade or so some researchers have be- attitude that is translated into an expectancy
come interested in the effects on the child of about how divorce affects the child's school
being reared in a single-parent home (cf. performance.
Biller, 1970; Lamb, 1976). Santrock (1975)
extended this research into the realm of Conclusions
moral development and reported that
teachers viewed father-absent boys as less The purpose of a review such as this one,
advanced in moral development than fa- of course, is to provide an objective summary
ther-present boys. This finding has led to of our knowledge of a field of research.
the study of the possibility that teachers may Through such reviews it is hoped that mis-
have different, and more negative, attitudes conceptions will be corrected and solid
toward children from one-parent families. knowledge bases will be established. In
Santrock and Tracy (1978) had 30 un- addition, critical reviews help identify
dergraduate and graduate students complete shortcomings in the existing literature,
a series of ratings of a male child after view- which aids interpretation and theory
ing a 20-minute videotape of the child in- building.
teracting with peers. Half the subjects were
told the child was from a father-absent home Misconceptions /Shortcomings
and half were told the child was from an in-
tact family. Individual comparisons on 16 In previous reviews, a variety of types of
personality and academic traits revealed that information were claimed to be bases of ex-
9 favored the child from the intact family. pectancies in a nearly offhand way. The
The number of significant effects was re- research reviewed above, and the procedures
duced to 3 when comparisons controlled for employed in the review, allow a more objec-
TEACHER EXPECTANCIES 341

Table 6 The significant physical attractiveness


Summary of Bases of Teacher Expectancies effect is perhaps most readily explained as
Related due to the procedures employed in the con-
Attractiveness (academic and social/personality) duct of the research. Having subjects give
Student classroom conduct expectancy information for a student based
Cumulative folder information only on a picture and no interaction may
Race
Social class result in an artificial finding. Willis (1972)
reported that for teachers and their own
Not related students there was a positive effect between
Gender (academic and social/personality) attractiveness and expectancies early in the
One-parent family situation school year but not later. In the research
Questionable reviewed above we may be seeing an initial
Older sibling's previous performance (with same reaction equivalent to that reported by
teacher) Willis. As Adams and LaVoie (1974) and
Sex role behavior LaVoie and Adams (1974) note, physical
Name stereotypes
attractiveness may be important initially but
not later, when other more academically
tive assessment of the types of information pertinent information becomes available.
to which teachers attend when forming ex- As noted above, teachers use available in-
pectancies for student academic perfor- formation, for example, attractiveness, ad-
mance, social relations, and personality de- justing expectancies as more, or more valid,
velopment. The conclusions drawn from information becomes available. Given more
the literature review are summarized in pertinent information, less valid bases, for
Table 6. As may be seen, five student example, attractiveness, become less im-
characteristics were related significantly to portant in shaping expectancies.
teacher expectancies, two were not, and the Two types of information, student gender
data were equivocal for three. and number of parents in the home, were not
Of the five bases related to teacher ex- related to teacher expectancies. The failure
pectancies, two, cumulative folder infor- of student gender to relate to expectancies
mation and student conduct, provide ob- was unexpected given the gender differences
jective, academically relevant information in student teacher interactions (cf. Bank,
that may be useful in program planning for Biddle, & Good, 1980; Brophy & Good,
students and may help the teacher better 1974). Apparently, differential behaviors
understand individual student's needs. to male and female students in the classroom
Moreover, these types of information are do not reflect to a significant degree differ-
perceived as highly reliable (Cooper, 1979b). ential expectancies for student academic or
These results are consistent with other social development. The failure of living in
studies (cf. Brophy & Good, 1974) relating a one-parent family to relate to teacher ex-
teacher-student interactions to student pectancies is not entirely unexpected. Al-
classroom behavior and characteristics. though the trauma of divorce or death of a
Two of the remaining three positively parent may disrupt the child's classroom
identified bases, SES and race, likely reflect performance, teachers may be able to alle-
stereotypic (perhaps prejudicial) expec- viate some of the difficulties by careful at-
tancies for social behaviors. In the absence tention to the student and by understanding.
of more academically relevant information Moreover, such disruption of the student's
teachers may rely on this type of knowledge, performance may be viewed as temporary,
imperfect though it may be, about students unlike other bases of expectancies. Hence,
when forming initial impressions and ex- its transiency may lead to it being a weak
pectations. Until research is done with overall predictor of teacher expectancy.
teachers interacting with their own students Three potential bases of expectancies,
it will not be possible to determine if teachers namely, previously taught siblings, sex role
react to stereotypic or actual behavioral behavior, and name stereotypes, were at best
differences among students of differing SES weakly associated with teacher expectancies.
or ethnic backgrounds. Further research is necessary before it can be
342 JEROME B. DUSEK AND GAIL JOSEPH

determined if these types of information are number of examples make it clear that data
predictive of teacher expectancy effects. collected from nonteachers do not neces-
The findings of the meta-analysis help sarily lead to the same set of conclusions as
clarify and correct earlier impressions. In data collected from classroom teachers.
part, this is a result of the meta-analytic Although research in allied fields, such as
procedures, which take some of the subjec- social psychology, may provide pertinent
tivity out of the literature summary. In leads to research with classroom teachers,
part, this results from the omission of studies one must carefully evaluate the translation
not dealing with teaching-learning situa- of such research to the classroom situa-
tions. Hence, research from social psy- tion.
chology and experimental psychology, which One reason for the disparity of the find-
is cited in other reviews as demonstrating ings may rest in the artificiality of the pro-
bases of teacher expectancies, was excluded cedures used in the majority of the studies.
from the meta-analysis. Historically, re- One must seriously question the degree to
viewers have not done this, resulting in re- which even teacher ratings in such experi-
views overstating the case for some bases. In ments are valid indices of how teachers form
the future care should be taken to judge expectancies about the students in their
carefully the studies included in reviews to class.
ensure that veridical conclusions are It also appears that the context of teacher
drawn. expectancies is an important consideration.
Although a number of criticisms may be Some research leads to the conclusion that
leveled against some of the research pre- teachers' expectancies are not unitary, that
sented above, the most critical statement lies is, that teacher expectancies may have dif-
in the artificial nature of most of the designs ferent bases depending upon the area of ex-
employed. Although teachers were subjects pectancy, for example, academic versus so-
in many studies, they were asked to make cial behavior. A prime example of this dif-
judgments about students with whom they ferential may be found in the literature re-
had no direct contact. Research in which lating student gender to teacher expec-
teachers made judgments about their own tancies. Future research should be directed
students resulted in stronger findings and, at examining the importance of these dif-
at times, findings different from similar re- ferential effects of student characteristics for
search in which teachers made judgments teacher expectancies.
about unfamiliar students. Teachers do not Third, the majority of research has been
form expectancies in the void of other in- directed at a single potential influence on
formation. Daily interactions with students teacher expectancies. Although there is
help shape and even change expectancies, an some research on multiple/interactive in-
issue addressed most directly by Willis fluences, much more research needs to be
(1972). Clearly, this must temper findings done.
because of issues related to external validity Fourth, existing research is largely cross-
of the results. sectional in design. When this research is
done in classrooms little attention is paid to
Implications for Future Research the experience the teacher has had with the
class, that is, time of the year (Palardy,
Consideration of the findings reviewed in 1969). Since experience with the students
this article leads to a number of suggestions no doubt will lead to expectancies with dif-
for future research. First, and most im- ferent bases than the expectancies after but
portant, is the necessity of conducting re- little interaction with the class, longitudinal
search with classroom teachers and their own research, such as that done by Willis (1972),
students. The findings reported above, is called for. Longitudinal studies will allow
when compared with research cited by others for estimates of the importance of class
(e.g., Braun, 1976; Cooper, 1979a), support contact time and will allow measurement of
the contention that a more veridical picture changes in expectancies and their bases.
of the bases of teacher expectancies will be This is an area of research that is completely
gained by studying intact classrooms. A neglected. We know virtually nothing about
TEACHER EXPECTANCIES 343

whether, how, or why teachers change ex- degree of accuracy. Given the importance
pectancies for students' performance. of the concerns, this is not an issue to be
Of course, the real crux of the concerns taken lightly.
expressed above is the lack of research with
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structure status on the development of stereotypes Received August 6,1982
by teachers. Journal of Educational Psychology, Revision received October 8,1982 •

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