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Ann.

Rev Anthropol 1979 816I-2QS


Copyright "S- ]979 by Annual Renews Inc Al! rights reserved

FAMILY A N D H O U S E H O L D : •9631
T H E ANALYSIS O F
DOMESTIC GROUPS

Sylvta Junko Yanagisako


Department of Anthropology, Stanford University, Stanford, California 94305

INTRODUCTION

In 1913, Malinowski (91) introduced his disquisition on the family among


the Australian Abongines with the contention that a careful investigation
of tbe facts of family life m Australia was urgently needed He claimed that
the confusion and contradiction m extant depictions of the Australian
family were due to certam theoretical postulates and axioms adopted by
some ethnographers Pnncipal among these was the attnbution of Eu-
ropean charactenstics to the abonginal family without adequate investiga-
tion of the details of actual family relationships As an antidote to such
inclinations, Mahnowski proposed that we begin the study of the family in
societies different from our own by attaching only a vague meaning to the
tenn "individual family "

For the essential features of the individual family, as of all other social institutions,
depend upKtn the general structure of a given society and upon the conditions of life
therein A careful and detailed analysis of family life and of different aspects of the family
unit m connection with other social phenomena is therefore necessary Such an analysis
enables us to descnbe the said unit m a complete and exact way (91, p 6)

In the more than half-century that has passed since Malinowski ex-
pounded on the procedure for amving at a "scientific, correct, and useful
definition of the family in Australia" (91), it has become commonplace to
charge him with having fallen far short of these goals Less often evaluated
IS the success that anthropologists in general have attained in lUuminatmg
161
162 YANAGISAKO

the dynamic structures of those umts we call famihes This review is an


attempt at such an evaluation, not by way of an analysis of the histoncal
developments m anthropological research on tbe family, but through an
exammation of a cross-section of literature published mainly within the last
decade
A proper review of current anthropological discussions on the family
must nece^anly mclude the hterature on households as well For, over the
years, the social units which in Malmowski's day were customarily referred
to as families have come to be differentiated into "famihes" and
"households" To mtroduce the reader to the conventional distmctions
drawn between these two terms and to the notions underlymg the meanings
attnbuted to them, I begm with an examination of attempts to define the
family and household This is followed by a cntical survey of the ways m
which anthropologists mterpret and explam observed variations in the so-
cial forms included under these rubncs I then proceed to extract from this
literature the basic conceptions and encompassmg framework shared by its
authors My argument is that despite our repudiation of Mahnowski's
reduction of all kmship relationships to mere extensions of the emotional
and psychological correlates of intimate family associations, most of our
analyses of domestic groups remain fundamentally rooted in his concep-
tions of the family Followmg this discussion, I mtroduce alternative ana-
lytic frameworks which have been apphed productively to family and
household relationships and evaluate their contnbutions and current limita-
tions I postpone until last a discussion of the universality of the family,
because this issue can be addressed adequately only after I have elucidated
the nature of anthropological discourse on the family and household

DEFINITIONS OF FAMILY AND HOUSEHOLD


Although anthropologists commonly employ the terms family and
household loosely without attachmg to them ngorous, formal defimtions,
at the same time tnost recognize some sort of distinction between the two.
The distmction that appears to be most widely accepted by anthropolc^sts
(8, 9, 17, 21, 29, 45, 74, 80, 81. 108, 128) contrasts kinship and propmquity
as the essential features that define membership m the family and household
respectively Bender (8) contends that the grounds for analytically separat-
mg famihes and households he in the recognition that they are both "log-
ically distinct" and "empmcally different" (8, p 493) The logical distinc-
tion IS apparent because the referent of the family is kmship, while the
referent of the household is geographical propmquity or common residence.
Following Bohannon (17, p 86), who claims that kmship ^ld propmquity
FAMILY AND HOUSEHOLD 163

"do not even belong to the same universe of discourse," and F.M Keesing
(80, p 271), who views kinship and locality as two distinct pnnciples of
organization. Bender maintains that ' famihes, as kinship units, must
be defined stnctly m terms of kinship relationships and not in terms of
co-residence" (8, p 493) For Bender, the empincal difference denves from
the observation that in numerous societies famihes do not form households,
and in even more instances, households are not composed of famihes
The contrast between kinship and locality as different pnnciples of orga-
mzation also lies behind the more specific distinction between family and
household which prevails in studies of peasant commumties Here the
family as a jurally defined, corporate km group is distinguished from the
household as a collection of kin and sometimes nonkm who share a common
residence The corporate nature of the family denves from the jural nghts
to property, usually land, which its members hold in common (29, 51, 106,
151) Accordingly, for Freedman (51, p 9) a joint family exists m China
whenever two or more men are coparceners of a chia (family) estate,
regardless of whether these men are mamed or whether they and their
respective wives and children live in different residences An obvious conse-
quence of this jural defimtion of the family ts that in societies such as China
and India, men, as lnhentors of property, are placed at the core of the
family, while women are classified as "subordinate or fnnge members" who
have lesser nghts of ownership in the estate (151)
The focus on property rights attaches to the family the specific function
of control over property, including its transmission But the more general
distinction between the family as a kinship unit and the household as a
residential unit, which Bender carnes funher than anyone else, is an at-
tempt to avoid a functionalist definition ot the family Bender asserts that
functional definitions of the family are inadequate because many of the
functions that have been construed as "family functions'* are sometimes
fulfilled by coresidenual groups* that are not based on kinship relationships
and are in other instances earned out by neither families nor households
As an alternative, he proposes that we define the family in purely "struc-
tural" terms, because in all societies people recognize kinship relationships
and use these to form social groups, and because these relationships can be
organized in only a hmited number of logical ways Like the others who
pose this distinction. Bender never makes explicit precisely what he means
by "kinship" relationships or "kinship"* units as distmct from coresidential
relationships or relationships ansmg from propinquity Yet it is evident
from Bender's amplifications on the subject that by "kinship" relationships
he means genealogically defined relationships, that is to say, relationships
that can be traced through one or more parent-child or marnage linkages
164 YANAGISAKO

In his attempt to formulate a universal, parsimomous definition of the


family for comparative purposes, Goodenough (38) likewise tnes to divorce
the family from specific functions He defines the nuclear family group
present in all human societies as a woman and her dependent children
When the woman's sexual partner is added to this group "m a functionally
significant way" the result is an elementary conjugal family (Murdock's
nuclear family) When the woman's brothers (and other close consangumes)
are added to the group "m a functionally stgmficant way," the result,
accordmg to Goodenough, is a consanguine family The vagueness of the
phrase "in a functionally significant way" is a conscious effort by Goode-
nough to avoid linkmg the family to a specified function or set of functions
In contrast to Bender, who does not specify tbe genealogical htik or links
that form the core of the family, Goodenough identifies the mother-child
hnk as the nucleus of all family groups
That both Bender and Goodenough would try to detach the defimtion of
the family from particular functions is not surpnsmg in light of the failure
of past attempts (96, 143) to define the family on a functional basis There
appears to be no smgle function—and certamly no set of functions—^that
IS mvanably fulfilled by a set of genealogically linked individuals In the
final section of this paper, I will retum to this issue to argue that in spite
oftheir eschewal of a functional defimtion of the family, both Bender's and
Goodenough's definitions are rooted m a functional view of the family
While all the distinctions between family and household settle on residen-
tial propinquity as the cntenon for the household, there remains still the
question of what we mean by residential propinqmty or coresidence Innu-
merable problematic cases in the ethnographic hterature can be adduced to
illustrate the difficulties m definmg the boundanes of households These
cases raise questions about how to treat residential groupings that move
through a seasonal cycle of dispersal and concentration, how to handle the
movement of personnel between dwellmg umts, particularly m societies
where there is great mobility between these units (78, 145), whether to
define as a single household the huts or houses that share a common yard,
which may or may not be enclosed from other yards (39), and whether to
mclude servants, apprentices, boarders, and lodgers as members of the
household (74, 86, 156). Certainly there are discrepancies m our usage of
the term household if its sole referent is residential propmquity Why then
do we regard solitanes (individuals livmg alone) as constituting households,
while we exclude institutions like orphanages, boarding schools, men's
houses, and army barracks''
The answer is that although the pnmary referent of the term household
IS spatial propmquity, in actual usage more is usually meant (8) Generally
the term refers to a set of mdividuals who share not only a livmg space but
FAMILY AND HOUSEHOLD 165

also some set of activities These activities, moreover, are usually related to
food production and consumption or to sexual reproduction and childrear-
ing, all of which are glossed under the somewhat impenetrable label of
"domestic" activities Yet since all the activities implicitly or explicitly
associated with the term household are sometimes engaged in by sets of
people who do not live together, several anthropologists (8,22,128) contend
that we would do better to employ alternative terms in our ethnographic
descnptions Bulmer (22), for one, questions the adequacy of the term
"household" for descnbmg a situation where overlapping sets of people
participate m meal shanng, gardening, and coresidence He proposes that
in these circumstances the "domestic group," m which people acknowledge
common authonty in domestic matters, is a more salient social unit Seddon
(128) offers the term "budget unit" to refer to a group of individuals having
d common "fund" and exchangmg goods among each other without reckon-
ing, as distinct from individuals who live together within one homestead
In the same vem, Bender (8) pomts out that because the term household
?s always tainted by an implicit association with certam domestic functions
It IS often misused and consequently is not useful for comparative purposes
He suggests that we substitute the term' coresidential group" for household
and that we draw a clear distinction between such groups and any functions
they might fill In the case of a society hke the Mundurucu then. Bender
identifies two kinds of coresidentiai units one composed of adult males
hvmg in men's houses and the other composed of groups of women and
children By labeling these units coresidential groups rather than
households, we avoid making the false assumption that either of these
coresidential units are the most important groups for the performance of
domestic functions in Mundurucu society We would recognize, further-
more, that because domestic functions are for the most part earned out
through reciprocal interactions between adult males as a group and adult
females as a group, "the whole village forms the domestic unit, the sexual
division of labor in domestic activities being at the village level'" (8, p 495)
Bender's separation of families, coresidential groups, and domestic func-
tions IS useful to the extent that it prods the ethnographer to exphcate the
exact nature of the social unit he is labehng a family or coresidentiai unit
and to descnbe precisely the functions it performs rather than assuming
them or leaving the reader to fill m with his own cultural assumptions In
addition, by substituting the term coresidential group for household,
Bender allows for the coexistence of several types of coresidential groups
at different levels within the same society An individual may simulta-
neously belong to two or more nested coresidential groups for example, a
nuclear family hut, in a patnlaterally extended family compound, withm a
patnlmeai descent-based settlement
166 YANAGISAKO

On the other hand, Bender's termmological scheme leads us directly back


to the most troublesome issue confronting defimtions of family and
household; namely, what are domestic functions? When exammed closely,
all the above definitions can be shown to radiate from one central pomt
tbe notion tbat domestic functions, domesttc activities, and domestic orga-
nization are wbat families and bousebolds are fundamentally all about Yet
"domestic" remams a rather poorly explicated term We bave Bender's (8,
p. 499) uncharacteristically imprecise defimtion of "domestic" activities as
tbose tbat "are concemed witb tbe day-to-day necessities of bvmg, includ-
ing tbe provision and preparation of food and tbe care of cbildren " Even
more vague is Fortes's (45, p 8) defimtion of tbe domestic group as "a
householdmg and housekeepmg unit organized to provide tbe matenal and
cultural resources needed to mamtain and bnng up its members," and bis
definition of tbe domestic domam as "tbe system of social relations tbrougb
wbicb tbe reproductive nucleus [the family] is mtegrated with the environ-
ment and with tbe structure of tbe total society " Despite tbe imprecision
of tbese defimtions, at the core of most conceptions of "domestic" (8, 45,
47, 60,74,138) are two sets of functional activities those pertaming to food
production and consumption and tbose pertaming to social reproduction,
mcluding child-beanng and child-reanng
Having arnved at what I consider to be the key to our conventional
understanding as well as to the ambiguities of the terms family and
household, I will postpone further consideration of wbat this tells us about
the prevaibng conceptual framework ordenng antbropological discussions
of domestic orgamzation, leaving it to be taken up agam m later sections
of tbis article ' I want first to examine tbe manner in wbicb antbropologists
descnbe and explam tbe diverse social forms that tbey mclude under tbe
rubncs of family and bousehold. For tbe present, I will use tbe terms family
and bousebold as tbe autbors bemg reviewed use tbem Tbe terms "domes-
tic group" and "domestic unit" will be employed to refer more generally
to botb family and bousehold, particularly wbere it is unclear wbether tbe
referent corresponds more closely to tbe conventional meamng of eitber
term

VARIATIONS IN DOMESTIC ORGANIZATION


Tbe literature m wbicb vanations in domestic groups are descnbed and
explamed can be divided convemently mto two sections discussions of
cross-societal and mtrasocietal vanations and discussions of vanations over
time
'Sec Vananons m Domestic Organization An Underview, and Concltision A Retum to
Definitions and the Search for Umversals
AND HOUSEHOLD 167

Cross-societal and Intrasocietal Variations


Two related questions bave been asked of tbe vanations observed among
domestic groups m the same society and in different societies First, wby
do we find m some societies domestic groups, whether tbese are coresiden-
tial groups or dispersed families, which have a different composition and
structure from tbose in other societies'' And second, wbere the members of
a society agree that a particular household or family form is tbe ideal, why
do we so often discover that a significant percentage of the households or
families m that society diverge from the ldeaP Three sets of vanables have
been adduced to explain tbese mterlinked questions demographic vanables,
including the developmental cycle of domestic groups, economic vanables,
and stratification vanables

DEMOGRAPHIC DETERMINANTS AND THE DEVELOPMENTAL CY-


CLE OF DOMESTIC GROUPS By now it has been well estabbsbed that
demographic processes affect the size and composition of domestic groups,
tbus acting as constraints on tbe attainment of tbe culturally ideal
household or family type (23, 89, 162) Age at marnage, life expectancy,
and fertility levels all have an impact on the composition of households and
families in a community For example, in the case of the Yugoslavian
zadruga (a joint household of either the patemal-filial or fratemal type),
Hammel (72) contends that if age at marnage is early, the penod of overlap
in the mamed lives of fathers and sons will be relatively great and the
possibility of patemai-filial zadrugas increases
Demograpbic processes may also bave a sigmficant impact on tbe econ-
omy of the bousebold Following the Russian economist Chayanov (25),
Sablins (120) claims that among peasants, where the household is tbe unit
of production, changes in the demographic structure of tbe bousebold as
It moves through the developmental cycle will entail cbanges in tbe ratio
of consumers to workers As tbe number of dependent cbildren mcreases
while the number of adult workers remains constant, eacb family worker
must farm a greater amount of land and work longer hours Thus, tbe
amount of time a family member works will be proponional to tbe depen-
dency ratio (tbe number of consumers divided by the number of workers)
of the household Moreover, in a society wbere tbe household is the unit
of production, some percentage of the households will not be able to suppon
themselves because of an unfavorable dependency ratio (120, p 74)
In attending to demographic factors, however, we must avoid treatmg
observed demographic processes as exogenous, biologically given con-
stramts which determine the composition and economy of households To
do so would be to confuse social replacement with biological replacement
(122, 123) and to overlook the strategies that people employ to exercise
168 YANAGISAKO

control over household size and composition, many of wbicb are embedded
m "kinship" customs such as marnage and adoption practices and tbe
tuning of family division. For instance, in a remarkable piece of detective
work m bistoncal demography, T C Smitb (140) discloses bow m at least
one village m eigbteentb century Japan, peasants were able to prolong tbe
family's pbase of "maximum farmmg efficiency" by postponing tbe lnbent-
mg son's mamage as long as possible and m tbe meantime detainmg the
departure of bis siblings from tbe bousebold Furtbermore, we cannot
assume, as do Cbayanov and Sablms, that because wage-labor is absent,
households have access only to their own labor As Donham (37, 38)
convincingly argues, there may be other institutional contexts in whicb
labor IS transferred from one household to another Accordingly, tbe mem-
bers of bousebolds among the Malle of soutbwestem Etbiopia work about
tbe same lengtbs of time regardless of tbe bousebold's dependency ratio and
stage in tbe developmental cycle Ratber tban workmg longer hours, mid-
dle-aged men sponsor more work parties tbrough which tbey are able to
gain in tbe net transfer of labor between bousebolds (37)
Fortes's (45) model of tbe developmental cycle of domestic groups also
relies on demograpbic processes to explam tbe vaneties of domestic groups
found in a community Accordmg to Fortes, " wben it is recognized tbat
tbese so-called types are m fact phases in the developmental cycle of a smgle
general form for eacb society, the confusion vamshes" (45, p 3) The
vanous domestic groups observed at one pomt m time can be ordered into
a single developmentfj sequence, as in the case of matnfocat families m
(formerly) Bntish Guiana (136) Hence, the developmental cycle may ex-
plain wby a census sbows only a small percentage of tbe households in a
community conformmg to the ideal type (10, 72) As all domestic groups
pass tbrough different stages of the developmental cycle at different times,
a census will catch only a few in tbe ideal, complete pbase For tbis reason,
an ideal bousebold type such as the Eastem European zadruga is better
regarded " not as a form, but as a transitory state m the development
of the bousehold" (72, p 142)
While tbe developmental cycle must be reckoned witb m any analysis of
bousehold or family form, m most cases it cannot explain all the observed
vanation because factors other than tbose stemmmg from tbe process of
social reproduction may operate to produce a diversity of domestic groups
(29, 59, 141) E N Goody's study (59), for example, reveals tbat tbe
developmental cycles of compounds are charactensucally different among
tbe tbree estates (commoner, Muslim, and rulmg) m tbe divisional capitals
of central Gonja Hence, as Fortes (47, p 18) now concedes, a model of a
umform developmental cycle cannot explam wby the actual bistones of
different families entail different developmental sequences
FAMILY AND HOUSEHOLD 169

The limitations of Fortes's mitial (45) concept of tbe developmental cycle


denve from his attachment of the successive phases of the cycle to tbe
mdividuaPs passage through the life cycle (29, 139) But cbanges m family
structure can be kept distmct from change in family personnel (29) Fami-
lies can replenish their membership without undergoing changes in struc-
ture, and they can spawn other families that pass tbrough divergent
sequences
Fortes's former assumption that in eacb society there is a single, uniform
developmental sequence through which all domestic groups pass may also
blmd us to histoncal cbanges in domestic organization If we order all tbe
different housebold forms we observe at one pomt m time along a single
developmental sequence, we may well fail to reahze that more recently
formed households are embarking on a different sequence than older
households To recognize histoncal change we must collect longitudinal
data on domestic groups by utilizing histoncal sources, such as household
registers, or by reconstructing the histones of individuals and families
through retrospective accounts By using the techmque of cohort analysis
developed by demographers, we can discern whether members of successive
cobons (whether these are birth cohorts, marnage cohorts, or whatever
otber cohorts emerge as histoncally significant m a particular population)
have the same or different domestic histones
Despite these limitations, the concept of the developmental cycle of
dom^tic groups has been extremely useful in displaying the impact of
events such as marnage, birth, death, and division of property on the
composition of families and households Although the timing and sequenc-
ing of tbese events have been shown to be complexly shaped by a wide range
of cultural, political, and economic processes, these events clearly mediate
between the complex causal factors and the shape of domestic groups

ECONOMIC DETERMINANTS Economic vanables are predominant


among those adduced to explain family and housebold structure At times
a diverse mix of "economic" or "ecological" factors, including labor needs
in production, defensive needs, care of children, taxation, and conscnption
practices of the state, are cited as the "underlying functional reasons" for
the presence of a particular type of domestic group (72, p 142) As often,
however, one economic factor is singled out as the pnmary or causally pnor
determinant of domestic group structure
Property is a common focus in discussions of family form, although it
may be approached in different ways One approach, wbich I have already
touched upon in my discussion of definitions, views property relationships
from a jural perspective and therefore does not cast it as an economic
determinant A second approach treats property as a resource and goal
170 YANAGISAKO

wbicb sbapes tbe actions of maximizmg mdividuals Tbe two views are well
illustrated in tbe hterature on Cbmese famibes, wbere most researcbers (1,
28,29,51,158) appear to agree on tbe pivotal role of property, but disagree
over tbe manner by wbich property ngbts are transmitted from one genera-
tion to tbe next and, consequently, over wbat detennmes tbe ttmmg of
property division Accordmg to Freedman (50, 51) and Abem (I), tbe
Cbmese fatber bas jural autbonty over tbe family property until his deatb.
Coben (28, 29), in contrast, mamtams tbat as soon as a son mames be
becomes bis fatber's jural equal and can demand divmon of tbe family
estate For Freedman. tbe greater tbe autbonty of tbe fatber, tbat is, tbe
more his autbonty is buttressed by his pobtical and economic position in
extradomestic spberes, the longer be can delay division of tbe estate by bis
sons For Coben, what detennmes the timmg of division is not tbe extent
of tbe fatber's autbonty over sons wbo wisb to be free of it, but tbe economic
self-mterest of the sons. The pursuit of this disagreement, which may denve
in part from actual regional differences, would hardly seem to be productive
as It would lead only to further rafymg the faulty dichotomy of jural and
economic spheres which muddles discussions of property relationships To
view property eitber as the mere vehicle of jural relationships (46) or as an
economic relationsbip between people and tbmgs (29) is to misconstrue
wbat IS more correctly an "entire system of rules, ngbts, and expectations
of role" (73, p 207) or a "system of social relationsbips" (16, p 204) wbich
must be explamed rather tban adduced as explanation
In tbe same bght, we must eschew narrow conceptions of property rela-
tionsbips as man-land relationsbips determined by "ecological factors " Tbe
limitations of a narrow ecological framework are well documented m G A
Colber's (30) study of family orgamzation and land tenure m six Maya
commumties Although be began witb a cultural ecological framework
empbasizmg tbe local adaptation of people to resources. Collier became
mcreasmgly aware tbat an adequate explanation of tbe relation between
family orgamzation and land tenure required an understandmg of tbe re-
gion-wide system of lnteretbnic and lnterclass relationsbips linkmg famibes
to hamlet, townsbip, state, and nationai processes Goldscbmidt & Kunkel
(55) reacb a similar conclusion in tbeir cross-cultural survey of the relation-
ship between degree of land scarcity, pattem of land lnbentance, and "fam-
ily stmcture" (by wbich they mean bousehold composition) m 46 peasant
commumties Tbey find that the "ecological context" suggested by E R
Wolf (159) cannot explam tbe different pattems of land inhentance in tbese
communities because there is no conclusive pattem of association between
land scarcity and eitber residence or mbentance pattems Consequently,
tbey direct our attention to Wolfs (159) "bierarchical social context" by
suggesting several ways m wbicb the relationship between peasants and the
FAMILY A.ND HOUSEHOLD 171

ebtes who control state organization (and thereby land tenure pattems)
shapes tbe form of mbentance and, consequently, peasant family structure
Goody's (61, 62) grand theory of tbe evolution of domestic organization
also focusses on tbe transmission of property as a key feature of the domes-
tic domain Goody proposes to explam not just the structure of domestic
groups, but a whole cluster of interlinked elements, includmg mamage
transactions, mbentance pattems, descent groups, form of mamage, do-
mestic roles, and kinship terminology Central to his theory is tbe contrast
be draws between African bndewealth societies and European and Asian
dowry societies, in wbicb two ver>' different forms of mamage transactions
generate far-reacbing consequences for domestic organization Bndewealtb,
as a transaction between tbe km of the groom and tbe kin of the bnde, forms
part of a circulatmg societal fund which has a leveling effect on wealth
differences In contrast, dowry, as a type of premortem inhentance of the
bnde, sets up a conjugal fund for a marned couple, thereby reproducing
wealth differences As different mechanisms for redistnbutmg property,
tbese mamage transactions are linked by Goody (61) to other aspects of
social organization Dowry systems are seen as inherently bilateral, because
tbey distnbute ngbts m a manner tbat does not link property to sex
Furtbermore, as a form of "diverging devolution," dowry entails tbe trans-
mission of property outside the unilineal descent group, thus weakenmg the
corporate nature of these descent groups In companson, mhentance witbm
tbe unilmeal descent group in Afncan bndewealtb societies strengtbens
tbeir corporate nature Finally, bndewealth and dowry have different conse-
quences for the "domestic role compendia" (62, p 41) The status of women
as heirs to sigmficant property in a dowry system leads to monogamy
(sometimes accompamed by concubinage), the concept of conjugal love,
and the mdividuabzation of the mother (61, p 37, 62, pp 42, 51) In
contrast, bndewealtb is associated with polygyny, diffuse domwtic relation-
ships, and tbe classificatory role of mother
There can be bttle doubt that Goody's typological scbeme deserves to be
a major focus of discussion and researcb on marnage transactions and
domestic organization for some time to come Most provocative are tbe
questions raised about bow the transmission of property—whether in tbe
form of mamage payments, premortem inhentance, or postmortem mben-
tance—shapes both the internal structure of domestic units and economic
itnd political processes usually construed as extemal to tbe domestic do-
main What remains to be debberated and funher researched is tbe empin-
cal generality and analytic utility of his typology For example, there is
ample evidence in tbe ethnograpbic literature on bndewealtb transactions
in cognatic societies (e g 6) and in the more "loosely structured" umhneal
descent societies of highlands New Gumea fe g 149), wbich does not appear
172 YANAGISAKO

to fit well with bis African bndewealth model Indeed, one wonders whether
we are due for another round of debate over tbe utibty of "Afncan models"
as was our fate m the case of umhneal descent systems
Even more disputable is Goody's characterization of dowry m European
and Asian societies Accounts of dowry transactions in Japan (140), south-
ern Italy (33), and Cbma (93) do not sustain Goody's claim tbat dowry is
best seen as a form of female mbentance of "male property " Even Goody's
coeditor Tambiab (151) cites cntical differences among tbe Soutb Asian
societies of nortbem India, soutbem India, Ceylon, and Burma in jural
conceptions of female ngbts to property, in tbe manner m wbicb property
IS actually transmitted to women, and in tbe consequences of tbese trans-
missions for domestic organization These recalcitrant cases, of wbich I
suspect we will hear more m the future, are ample remmders tbat the task
awaiting us is to "decompose the property of tbe family or tbe conjugal
estate into its exphcitly recognized components and see what ngbts hus-
band and wife enjoy m relation to them at mamage and divorce" (151, p
153)
Although It reqmres refinement. Goody's contrast between bndewealth
and dowry, at least as two ideal types, provides a promismg msigbt into tbe
impact of mamage and its accompanying transactions in tbe sbaping of
domestic relationships. His causal model in which technological factors of
production are tbe pnmary movers in the evolution of domestic organiza-
tion probably will not stand so well agamst the test of time His attempt to
denve bistoncal inferences from cross-sectional data by subjecting correla-
tions between mode of property transmission and societal institutions to
patb analysis does little justice to tbe complexity of histoncal developments
that bave led to tbe kind of dowry system he descnbes [see Stone (146, 147)
for a discussion of the sigmficant cbanges tbat occurred in early modem
England witb regard to tbe control of property by family beads and wom-
en's legal ngbts to property] Tbe problem, of course, is inberent in any
evolutionary scbeme that rests on a crude succession of types For bowever
sophisticated the quantitative hardware, one cannot denve bistoncal pro-
cess from abistoncal, cross-sectional data
There is a final issue tbat I fear will be overlooked in the debate over
Goody's typology and evolutionary scheme, because it is so embedded
withm Goody's discussion that it is likely to go unnoticed In Goody's
evolutionary account of the shift from a bndewealtb to a dowry system,
radical transformations occur in mode of production, division of labor,
stratification, property relations, centralization of political autbonty, mar-
nage forms, km terminology, and domestic role relationsbips Yet one tbing
remams constant the nuclear family is the basic productive unit of society
(62, p 20) Because he sees the nuclear family as everywhere and for all time
FA^MILY AND HOUSEHOLD 173

tbe basic and natural unit of society. Goody never feels compelled to explain
wby, when intensive agriculture created greater production surpluses and
differences in styles of life, people became concemed to reproduce these
life-styles in their own progeny as agatnst the members of tbe lineage or
otber kinship or locality grouping For Goody, there is no need to explain
tbe emergence of the nuclear family as a socially and culturally significant
unit because it was already, and always, present In the final section of this
paper, I will retum to a cntical commentary of this assumption, which is
held by many more antbropologists than just Goody
A second productive resource cited as a determinant of household struc-
ture IS labor Labor requirements are singled out by Pasternak, Ember &
Ember (108) as the most powerful determinant of the formation of extended
family households Usmg a randomly selected sample of 60 societies, they
test their hypothesis that

extended family households are likely to emerge and prevail in a society when (in
the absence of slave or hired labor) work outside the home makes it difficult for a mother
to tend children and/or perform her other regular nme-consummg domestic tasks, or
when the outside activities of a father make u difficult for him to perform his subsistence
work (108 p 121)

They assume that in the absence of such activity requirements, extended


family households would not emerge in any society because tbey would be
plagued by the ''ordinar>' difficulties of extended family dynamics," includ-
ing jealousies and problems of autbonty (108, p 121) Having shown that
the statistical association between presence of "incompatible activity re-
quirements" and presence of "extended family households" is stronger than
tbat predicted by Nimkoff & Middleton's (103) hypothesis (which attnbutes
extended family households to agncultural subsistence), they conclude that
labor requirements per se are better predictors of extended family
households tban type of subsistence activity The problem with this conclu-
sion, as the authors themselves point out (108, p 121), is that they have no
justification for positing a causal relationship between the purported inde-
pendent variable (incompatible activity requirements) and the purported
dependent vanable (presence of extended family households) on the basis
of correlational evidence Hence, they must resort to insisting that it is more
plausible that incompatible activity requirements cause extended family
households rather tban vice versa But it is jusi as reasonable to argue that
extended family households encourage women to work outside the home,
particularly if we accept Pasternak, Ember & Ember's charactenzation of
such households as nddled witb tensions and confiicts Even more dubious
IS tbeir construction of arbitrar>. crude measures such as tbe presence of
"incompatible activity requirements," which they define for women as
174 YANAGISAKO

"work away from tbe home for more tban balf tbe day for at least (cumula-
tively) 30 days of the year" (108, p 118)
Tbe most vexatious issue tbat Pasternak, Ember & Ember and tbe otbers
(55, 62) wbo attempt statistical cross-soaetal compansons encounter is
wbetber tbe units tbey have selected are appropnate for comparative pur-
poses Tbe evidence tbat societies contam different frequencies of a range
of bousebold types surely cballenges tbe classification of wbole societies mto
two categones of tbose witb "extended family bousebolds" versus those
witb "mdependent family bousebolds " Our goal of understandmg and
explaining domestic orgamzation may be better achieved by investigations
of tbe diversity of domestic umts m societies and tbe articulation of tbese
domestic umts witb one anotber, ratber tban by compansons tbat reduce
wbole societies to a smgle bousebold type, family structure, or mamage
transaction
Just as labor reqmrements are used to explam cross-societal vanations in
domestic groups, so a large number of researcbers bave used it to explain
tbe frequency witb wbicb a particular housebold type appears m a society
or segment of a society In reviewmg ecological studies, Nettmg (102) cites
several studies whicb purportedly sbow that bousebold composition among
horticultunsts and agnculturalists vanes with tbe type and amount of labor
reqmred for effective crop production In his own study, for example, he
attnbutes tbe differences between tbe large, extended famibes of sbifting
cultivators and tbe nuclear family bousebolds of mtensive agnculturalists
m the same Nigenan plateau environment to diffenng labor reqmrements
(100,101). Along tbe same lines. Sabbns (119) argues tbat under conditions
of widely dispersed resources tbe extended family provides a more efficient
productive unit. Nakane (97) attnbutes tbe larger-tban-average mean
bousehold size in two Japanese commumties to tbe labor requirements of
tbeir productive activities (fisbmg m one, silk cultivation m tbe otber), and
Dorjabn (39) cites labor demands of upland nee farmmg as the pnme factor
m bousebold size and type among tbe Mayoso Temne In tbe case of tbe
Cbmese family, botb Pastemak (107) and Coben (29) stress tbe need for tbe
efficient allocation of labor as a primary determinant of family form
In all these studies, the authors assume tbat once baving identified tbe
productive activity of tbe bousehold, tbey can ascertain tbe technologically
determmed labor reqmrements of tbat activity and proceed to sbow that tbe
household efficiently meets these labor requirements They fail to explain
adequately, however, tbat it is not merely tbe tecbnological requirements
of production wbicb necessitate a particular bousebold type, but tbe entire
manner in which production is socially orgamzed In otber words, a produc-
tive activity can be accompbsbed by a vanety of bousehold types depending
on how tbat production is socially organized, includmg tbe division of labor
by sex and age, tbe use of hired labor, cooperation in productive tasks
FAMILY AND HOUSEHOLD 175

among households, and the exchange of labor between households Like


Chayanov and Sablms, tbese authors are inclined to assume that the
household is a self-contained labor unit, and so they fail to mvestigate
sufficiently tbe existence of other forms of productive organization Yet tbe
salient units engaged in production may not be the same at different phases
of the productive cycle, for example, different social groups may engage in
the transplanting, weeding, and harvesting of nee (32) Once we realize that
A panicular productive enterpnse can be accomplished by a vanety of
productive units, depending on how production is orgamzed, it becomes
apparent that to attnbute household composition to labor requirements is
to beg the question, because to do so we have to assume tbe pnor existence
of an entire institutional framework for production (38) To overcome tbis
(Overly restncted focus on technologically denved factors of production we
need to investigate a wider range of social, pohtical, and economic forces
shaping productive relationships botb within and between domestic groups

SOCIAL STRATIFICATION AND THE DIVERSITY OF DOMESTIC


GROUPS Our past tendency to neglect stratification in the analysis of
domestic organization seems to have denved from our notion of tbe basic
homogeneity of the communities we have studied In the case of peasant
communities, for example, the contrast between the peasants we have stud-
ied and the landlords whom we generally have not bas made the peasants
look rather uniform Hence, even though Freedman (50, 51) suggests tbat
It was among the landed gentry in Cbma that one found a significant
proportion of joint families, while among the peasantry one found only
nuclear and stem famihes, Cohen (29) finds it easy to dismiss stratification
as a significant factor in his village because it contains only "dirt farmers."
none of whom could be construed as members of an ehte gentry Cohen is
light that wealth differences among the villages of Yen-liao are small in
t;ompanson to wealth differences between peasants and landed gentry But
his own data (29, pp 239-42) mdicate that per capita landholdings are
consistently larger among the tobacco-growmg households, many of whom
also have diversified mto capitalized, nonagncultural enterprises, tban
among tbe nce-growmg households whose members appear to provide the
hired labor for the larger, tobacco-growing households
Tbe failure to take adequate account of the intemal differentiation among
tbe peasanti-y has been redressed m a number of recent studies (95, 129, 130,
140, 156) As Mintz states, ' peasamnes nowhere form a homogeneous
mass or agglomerate, but are always and everywhere typified themselves by
intemal differentiation along many hnes" (95, p 3)
Part of the difficulty in recognizing significant wealth differences which
generate structural differences in the households of a peasant community
stems from their social mobility Since peasant households function as small
176 YANAGISAKO

production units witb extremely limited resources and are greatly subject
to the forces of nature, the market, and the state, they expenence some
degree of random oscillation m social mobibty (129, p 112) Among the
Russian peasantry in tbe early twentietb century, for example, tbere was
considerable multidirectional and cycbcal mobibty of bousebolds (129) T
C Smitb (140) also cbaractenzes tbe situation in Tokugawa Japan as one
in wbicb farm famihes were not likely to enjoy an economic advantage over
tbeir neigbbors for many years On the other band, it would be wrong to
conclude that because of this mobility observed differences m wealtb are
mere transitory advantages that have no consequence for domestic orga-
nization Despite the mobibty in Smith's village, tbe highest probabibty was
for a family to remam in the same landholdmg category from one tax
register to another—an average interval of 12 years (140, p 119)
Sigmficant differences in wealth among peasants also may be overlooked
because tbey are so often obscured by kinship relationsbips wbicb bind tbe
landed to the landless and the land-ncb to tbe land-poor (95, 129, 130)
Consequential wealth differences may exist between tbe smaller coresiden-
tial units of a single kin-based compound (54) or between brotbers wbo bead
the main and branch bouseholds of a family (140)
Tbe complexity of tbe intemal differentiation of tbe peasantry, or of any
kmd of community, sbould not deter us from investigating its relation to
the vanations we observe in tbe composition and mtemal structure of
domestic groups, as well as in their extemal relationships Indeed, it is this
very complexity—the fluctuations in size and wealtb, tbe social mobility,
and tbe kin ties tbat bind togetber bousebolds in different strata—that
underlines our need to mvestigate the economic and social interdependence
of different sectors of society

Variations over Ttme


In considermg recent publications which address the topic of change in
family and bousebold structure, I have gone beyond the boundanes of our
own disciplme to include the burgeomng bterature bemg produced by fam-
ily histonans Given tbe limitations of space and my acquaintance witb tbis
hterature, I bave not attempted a broadly inclusive review of tbe bistory of
tbe family My purpose instead is to evaluate some of tbe btstoncal studies
tbat speak directly to our tbeoretical interest in changmg domestic orga-
mzation Of course, as anthropologists become increasingly immersed m the
study of literate societies witb recorded pasts, an acquaintance and facility
witb tbe histonan's methods of analyzmg documentary matenals becomes
a necessity My review of tbe work of bistonans, however, is intended partly
as a didactic exercise directed toward exhibiting the predominant concep-
tions and tbeoretical onentations gmdmg our own analyses of family and
FAMILY AND HOUSEHOLD 177

kmship change as much as theirs, since many of their notions bave been
borrowed from anthropology and sociology Indeed, the common guiding
frameworks may be more easily discemed m the context of a newly develop-
ing field of inquiry such as the historj^ of the family After I discuss the
methods and analytical strategies employed by family histonans, I move on
to d review of anthropological studies of family and kinship change

THE HISTORY OF THE FAMILY The emergence of histonans' interest in


the family is properly placed within the context of a more general trend m
histoncal research, the shift away from a history focused pnmanly on tbe
descnption and interpretation of particular histoncal events—a history tbat
has been dominated by the ideas and actions of a few—to a historj' con-
cemed with the everyday lives of the many (118) The "new social history"
necessanly has been accompamed by a change in the kinds of data sources
and methods of analysis histonans employ The social histonan sifts
through records of births, marnages, deaths, and household lists contained
m censuses, pansh registers, and government reports, rather than tbrougb
political treatises, autobiographies, and philosophical tracts Given tbe
kinds of events in the lives of the commonfolk which get recorded, much
of the new social history has been directed toward reconstructing the family
expenence of histoncal populations '
To utilize quantifiable enumerative matenals, histonans of tbe family
have added two methods of analysis to cheir more traditional tool kit These
iire (a) the method of family reconstitution developed by the Frencb histor-
ical demographer Louis Henr\, which entails reconstruction of tbe demo-
grapbic histor}^ of individual famihes from entnes m pansh registers (64,
161, 162), (b) aggregate data analysis, which uses nominal census lists or
surveys taken at different points in time to construct a picture of statistical
trends over time (10, 69, 86. 132, 133) Histoncal demographers employ
these methods to discern demographic changes in death, birth, and illegiti-
macy rates, age at marnage and other events that have consequences for
family size and composition By supplementing the quantitative results
achieved by these methods of analysis with qualitative source matenals,
family histonans attempt to describe and analyze family and household
pattems in different time penods and different locales, although pnmanly
m Westem Europe and the United States
An emphasis on quantitative analysis is reflected in the work of the
Cambndge Group for the Historv of Population and Social Structure co-

^ A review of the Journal of Family History the History of Childhood Quarterly, the Journal
of Interdisciplinary History, the 4inale'i (Trance), and Pasi and Present (England) confirms
ihis concern with the familv
178 YANAGISAKO

directed by Laslett Tbe main tbmst of Laslett's work (85-87) is tbe refuta-
tion of the theory tbat a shift from an extended family system to a nuclear
family system accompamed European mdustnabzation His discovery that
early census matenals sbow tbe small, nuclear family bousehold to bave
predominated m England before the mdustnal revolution is ample evidence
of tbe contnbution tbat bistoncal demograpby can make to the construc-
tion and revision of bypotbeses about tbe bistory of tbe family Having
found similar evidence of tbe predominance of small bouseholds elsewbere
in premdustnal Westem Europe and even m Tokugawa Japan (76), bow-
ever, Laslett boldly extends his thesis to assert tbat "bttle vanation in family
orgamzation can be found m buman bistory" (86, p. lx) Wbile he is aware
of tbe distmction between bousehold size and family organization, at times
Laslett lapses mto the unfortunate practice of confusmg family organization
with residence pattems Because be relies pnmanly on aggregate data on
bousebold size and composition, Laslett's work suffers from a narrowness
as well as a pletbora of metbodological and conceptual problems [see (12)
for an excellent cntique of Laslett's work] A few of tbese problems are
wortb bstmg bere because tbey plague tbe work of otber quantitative bis-
tonans of tbe family equating residence pattems with family structure and
even kinship organization, paymg httle heed to relationsbips between resi-
dential units, failing to consider regional diversity, failmg to take into
consideration the developmental cycle of domestic groups, and makmg
unwarranted assumptions about tbe common cntena for definmg
bouseholds used by census takers in different societies
Tbese conceptual and metbodological muddles are well illustrated by the
hterature on tbe history of the black family m the United States In reassess-
ing the slave expenence tbrougb reconstructmg tbe bistory of black fami-
lies, scbolars bke Gutman (69, 70) assert tbat, contrary to received wisdom,
blacks in tbe Umted States lived predommantly in two-parent bousebolds
botb before and after emancipation Gutman's figures certainly attest to tbe
need for a reassessment of popular notions of tbe black family But be and
otber family bistonans (53) muddle the issue by assuming that if husbands
are present m the bousebold, tbey play a central role m tbe family and,
tberefore, tbat tbese cannot be "matnfocal," "matnarcbal," or female-
beaded bousebolds Yet tbe pomt tbat presence or absence m a bousebold
IS qmte a different tbmg from an mdividual's structural role m tbe family
was made convincingly clear 20 years ago by R T Smitb (136)
Fortunately, not all family bistonans wbo rely on quantitative methods
suffer from tbese faibngs. Some bistonans of tbe black family (77, 131) are
quite cognizant of the distinction between household composition and fam-
ily structure, and tbose antbropologists wbose works appear m bistoncal
antbologies bave tned to dnve home this distinction (60, 71) Tbe most
F-VMILY AND HOUSEHOLD 179

analytically refined works seem to come from bistonans wbo use a broader
range of source matenals in conducting intensive researcb on a specific
locality at a single point in time, tbus avoidmg an unbealtby rehance on
aggregate figures wbicb obscure substantial differences among strata, re-
gions, and etbmc groups In some histoncal studies of the family, the
authors take into account tbe developmental cycle of domestic groups, even
in using aggregate data (10, 13), place the household withm its proper
kinship context (82, 156), attend to locai vanations (65, 142), and pay heed
to the influence of other cultural domains, such as rebgion, on family
ideology (7, 88) Greven (67,68), for example, utilizes botb tbe genealogical
bistones of specific famili^ and aggregate data on tbe entire population in
his case study of population, land, and family in a seventeentb-century New
England town His reconstruction of the household and kinship networks
m the community enables bim to mterpret the organizational stmcture of
individual households within the context of tbeir relationships with other
households Similarly, Kent's study (82) of fifteenth-century anstocratic
families in Florence shows tbe relations among the individual, housebold,
and bneage to be more subtle tban is suggested by overly dicbotomized
conceptual frameworks which portray the household and lineage as mber-
ently antagonistic structures Finally, histoncal researcb on mbentance
systems in different regions of Westem Europe (14. 153) promises to
provide us with useful analyses of the interplay between the inhentance laws
of the state, local customs, and the actual mbentance practices of different
sectors of society
Like anthropologists, social histonans are searching for analytically pro-
ductive ways to identify and descnbe family change Stone's (146, 14"?)
efforts to display tbe cbanges in English family structure in tbe early mod-
em penod lead bim to the construction of a typology of three successive
family types While there is much that can be objected to in his mterpreta-
tion of evidence (154), his attention to pubbc ideologies of tbe family as well
as to family functions contnbutes much ncher matenal for an analysis
of histoncal change than the absorption with surface level similanties of
demographic statistics can offer
The most formidable problem which confronts histonans of tbe family
IS the matching of data sources with the ngbt kinds of questions Wbere
they are least successful m their endeavors is when, like Laslett (86) and
Gutman (69, 70), they attempt to answer questions about family stmcture
for which their quantitative sources are ill suited, or wben, like Shorter (132,
133), they try to "extract emotional motivations from unwillmg statistics"
(C Daniels, unpublished paper) Tbey are most successful wben, bke T C
Smitb (140), they make creative but judicious use of quantitative matenals
to calculate measures of age-specific mortality and fertility, life expectancy.
180 YANAGISAKO

nuptiality, and birth spacing, and supplementmg these with literary and
legal records, amve at conclusions about population growth, infanticide,
and tbe dynamics of tbe bousebold in a specific locality
Altbougb tbe research of histonans has certainly yielded much of sub-
stantive mterest and sigmficance for discussions of the bistory of tbe West-
em family, tbe imphcations of tbese results for our understanding of family
cbange are obscured by tbe absence of a coberent tbeoretical framework
A ratber odd grab-bag of conceptual tools and analytic strategies bas been
hfted from tbe social sciences by bistonans Perhaps most lU-advised is tbe
proclivity of some social bistonans (86, 87, 132, 133) to infer changes in
sentiments and cultural conceptions from alterations in demographic pat-
tems Because the illiterate masses leave behind mainly vital statistics wbicb
do not speak of attitudes and behefs, they are particularly vulnerable to this
kind of interpretation Given tbe available source matenals, tbe adoption
of psycboanalytic models to speculate about tbe histoncal consequences of
childhood expenences in different penods also seems particularly lnappro-
pnate Few histonans go as far as deMause (35) to propose a "psychogenic
theory of bistory" which applies Freudian and neo-Freudian tbeones to the
history of cbildbood, but an emphasis on socialization and an lmphcit, if
undeveloped, theory of the importance of early cbildbood expenence in
sbapmg personabty and culture is present m tbe works of otber family
bistonans (86, 87) It is because of this socialization bias tbat Laslett
cbooses as tbe predominant famibal type in a society tbe form in which the
largest percentage of children have grown up "in their most impressionable
years" (86, p 67) This remvention of personality and culture tbeory leads
bistonans like Laslett to place an inordinate empbasis on a single family
function to tbe detriment of otber, no less important, functions (12, 156)
The most popular import from tbe social sciences, bowever, has been a
somewhat loosely conceptualized, Parsonian eqmbbnum model of society
In general, family structure and function are seen as adjustmg to tbe shifting
extemal conditions of tbe economy and political orgamzation (11, 118, 146,
147) Economic factors may be singled out as having a major causal influ-
ence on the family, as in Greven's study (67) wbere tbe control of land by
tbe town's foundmg fatbers leads to tbe estabbsbment of "extended patnar-
cbal famibes " In any event, alterations m family form and functions are
portrayed as attempts to make domestic relationsbips more congment witb
tbe outside social environment I include withm tbe general category of a
Parsonian equihbnum framework tbe "actor-onented" approacbes (4, 5,
118) wbicb purport to explain particular family structures by reconstruct-
ing tbe social options open to maximizing mdividuals For despite tbe
interest of histonans such as Anderson (4, 5) in decision-making processes
h \MILY AND HOUSEHOLD 181

and the inclusion of formalist premises such as "all actors have a number
of goals, tbe attainment of which would maximize tbeir satisfactions or
psycbic rewards" (4, p 8), in the end the explanation of family relationships
IS a functionalist one Hence to explam the high incidence of coresidence
of mamed children and parents in the early mdustnal English town of
Preston, Anderson (4) cites the economic benefits for both tbe marned
couple and parents Much rarer are the histonans like N Z Davis wbo
recognize tbe conflicts and tensions as well as the consistencies between
family life and political, economic, and religious institutions Davis's discus-
sion (34) of tbe disjuncture between "pnvatistic family values" and tbe
"more corporate values" held by the same families in early modem France
conveys a more refined notion of cultural systems than do the analyses of
family histonans who are inclined toward tightly integrated functionalist
schemes
Several family histonans (e g 63. 133) have been attracted to the simple
dichotomies of traditional vs modem, rural vs urban, mechanical solidanty
vs organic solidanty and instrumental vs affective families While this is
hardly tbe place to review tbe sbortcomings of a modemization framework,
suffice It to say that it is somewhat ironic that histonans would find a static
functionalist perspective so appealing just at a time wben anthropologists
and sociologists are searching for more dynamic models of society
As I implied m the beginning of this section, the answer to the question
of why histonans have not been more successful in integrating their findings
into a unified theory of family change lies, at least in pan, in the shortcom-
ings of our own discipline It is to this body of literature that I now tum

ANTHROPOLOGICAL STUDIES Oh CHANGE IN FAMILY AND


HOUSEHOLD A good deal of anthropological publications of family and
household change can be categorized as refutations or at least refinements
of a Pareons-Redfield-Durkheim model ot the evolution of tbe family m
lndustnal-urban society Hammel & Yarbrough (75) summanze well the
received hypothesis of family breakdown and the contrasting view of the
family as a durable institution
a conservative and often romannc view has prevailed, begmnmg perhaps with LePlay
and Durkhemi, that upheaval, social change, and lncreasmg division of labor destroy
fundamental values, divide the pnmary group, and disrupt the relationships between its
meinbers The family, m particular, has been seen as a victim, reduced from a sobdar>'
fortress protectmg the social and psychic welfare of its members to a temporary abode
for transient seekers of self-interest, losing its function as the mcubator of social virtue
to the market place and the peer group More recent, and it is probably fair to say, more
empincal research has suggested that the family is an extraordinarily durable institution,
even under condition'i of extreme social change and social mobility (75, p 145)
182 YANAGISAKO

Hammel (71) concludes that mdustnalization, urbamzation, and integra-


tion into a money economy have not weakened the Balkan extended family,
but ratber have strengthened it Similarly, Carlos & Sellers (24), m review-
ing publications on tbe family in Latin Amenca, contend that "the modem-
ization process is being molded to existing family and kmship institutions
and areas of traditional family function" (24, p 113) Tbey suggest that
Goode's (57) propositions about mdustnalization and family change be
modified because studies in Latin Amenca disclose tbat geographic mobility
and class differential mobility do not weaken mtimacy and contact in the
km network and tbat mdustnalization does not create a new value stmcture
emphasizing achievement over ascnption Otber researchers (150) report
tbat kmsbip ties endure under conditions of social cbange and tbat new
functions are assumed by kmsbip units Still otbers (106, 135) find tbat m
developing nations sucb as India it is particularly entrepreneurs and tbe
leaders of modem industry who are members of joint families Hence, tbe
most "well-adjusted" and financially successful sectors of society have a
family structure tbat modemization tbeory would charactenze as "tradi-
tional " At the same time, research in rural areas confirms that imgration
and increasing integration into a market economy do not inevitably spell
declme in family unity Urban migration may mcrease family sobdanty
and widen kin ties in tbe rural community (19), and wage-labor migration
may contnbute to the maintenance of extended family households (104,
105)
The above studies provide a necessary corrective to tbe excessively broad
hypothesis that witb "modernization" kinship stmctures decbne At tbe
same time, however, they often replicate the shoncomings of those whom
they cnticize by using the same problematic terms, like "modernization"
(24, p 114) At other times, the argumMit over whether extended families
detenorate in the face of mdustnal cbange seems little more tban an out-
come of the inconsistent usage of tbe term "extended family " Firth, Hubert
& Forge (44) point out that there is no inherent contradiction between the
view that modem mdustnal society favors the development of the nuclear
family at the expense of the extended family and the view that the extended
family remains important They suggest that it all depends on what we
mean by tbe extended family To resolve wbat they see as a needless debate,
Firth, Hubert & Forge suggest that we distinguish between two uses of tbe
term by asking wbere authonty bes In extended famihes, authonty nor-
mally resides witb the senior male, m a set of extrafamthal km, author-
ity IS dispersed Havmg made this distinction, they concur with Parsons
on the relative isolation of the nuclear family in urban-mdustnal society,
because
FA.MILY AND HOUSEHOLD 183

except for family firms and some control ot joint property, decisions m the set of
extra-familtal km in a modern Western urban society are made in nuclear family units,
however influenced they mav be by kin ties outside (44, p 456)

Finh, Huben & Forge are nght that some of the debate is created by
researchers who tend to overstate the significance of km ties But in addition
to Its androcentric bias, tbeir distinction gives undue weight to centrahzed
authonty as the defining feature of the extended family Kin groups can
make decisions and take cooperative action without a central authonty
And even when a dispersed family is not specifically a political or economic
group, this does not mean that it cannot be used for pohtical or economic
purposes (15) It is wrong, therefore, to accept the absence of km groups
resembling those found in lineage societies as evidence of a decline in the
lmponance of tbe extended family
If we are to refine our analysis of family and housebold change, we must
begm to ask new questions of our data Questions as to whether or not the
extended family or kinship in general has declined in industnal-urban soci-
ety or whether the family has endured even under conditions of rapid social
change have impeded our progress toward a more refined analysis of
cbange After all, structural cbange and structural continuity in family and
kinship institutions are not mutually exclusive phenomena (135, 163) One
way to move toward a more refined analysis of change in family and kmship
IS to examine the relationship between change in the ideology of family and
kinship and change in actual institutional arrangements In the case of the
Balkan zadmga, Hammel (71) concludes that recent changes can be at-
tnbuted largely to alterations in demographic rates and extemal constraints
while the underlying kinship pnnciples (e g vinfocality, agnatic bias, pa-
tnfocality, and lineage organization) have remained relatively unmodified
Brown (20) suggests similarly that we cannot assume tbat mdustnal-urbani-
zation in Japan has necessanly resulted m the demise of tbe dozoku (a group
of households related in a network of mam and branch ties) even though
the classic type of dozoku with its economic correlates is no longer viable
The ideology which has yielded dozoku organization can persist despite
alterations m the observable organizational forms
Tbe cntical question which anses when we employ this analytical strat-
egy IS how do we identify the underlying, ideological pnnciples of forms hke
the Balkan zadruga and the Japanese dozoku to discem whether ideological
change has occurred"* For the zadruga, the underlying kinship pnnciples
extracted by Hammel (71) consist of an assortment of things, some of which
appear to be normative ruies or preferences (patnfocality), other of which
are observable behavioral tendencies (agnatic bias), and still otbers of which
(vinfocalitv) are ambiguously either obser^-able pattems or normative rules
184 YANAGISAKO

As some of tbe basic pnnciples are outcomes of other pnnciples wben tbey
are combined with certam demograpbic and social constraints, tbe meamng
of "ideological pnnciples" is equivocal
Tbe assessment of ideological cbange. of course, is difficult where tbe
antbropologist, hke tbe bistonan, does not have direct evidence of former
cultural ideals, values, and meanmgs Most commonly, the anthropologist
IS forced to reconstmct past ideologies from contemporary accounts. If be
tben compares tbis abstracted ideology of the past with tbe more ncbly
contextualized contemporary ideology, his evaluation of cbange may be
limited by tbe vagueness of bis constmcted model of tbe past If we are to
bnng to our analysis tbe knowledge tbat cbange m observable behavior does
not necessanly mean tbat cultural ideologies bave altered, we need a con-
ceptual framework tbat can belp us to systematically differentiate and
display tbe mteraction between tbese aspects of family and kinsbip Tbe
great promise of sucb an analytic strategy lies m its capacity to identify tbe
dynamic tension between ideology and action as a possible source of cbange
(163), thereby transcending the bmitations of an analytic framework that
lnvanably attnbutes cbange to tbe constramts imposed by factors extemal
to family, bousehold, and kmsbip

Vanations in Domestic Organization: An Undervtew


Havmg surveyed the recent literature on vanations in domestic groups
across societies, withm societies, and over time, I want to pause here to
address the question of wbat holds all these works togetber Do tbese
diverse mquines into the structure and function of domestic groups sbare
any mutual conceptions or analytic categones"? Tbe answer, I contend, is
yes, however, to unearth tbis common ground we must first tum the ques-
tion around and ask not what we see m common in the explanations, but
wbat we see in common in the depictions of the phenomena bemg explamed
In otber words, wben antbropologists treat the family and bousebold as tbe
tbing to be explained, tbe dependent vanable, bow do tbey descnbe its
features''^
My preceding commentary by now must bave made it apparent tbat
wben diey attempt to explam vanations m domestic groups most autbors
settle on the genealogical composition of tbe domestic group as its most
salient feature Terms sucb as "nuclear family" and "nuclear family
bousebold," or "stem family" and "stem family bousebold" classify a do-
^I should pomt out here that there are anthropological studies which treat the family or
household as an independent variable, that is, as the explanation for such thmgs as child-
reanng practices and personahty structure I have not mcluded these studies m this review
FA.MILY AND HOUSEHOLD 185

mestic unit on the basis of the genealogically defined km types contained


within It, regardless of whether the unit is a coresidential group or a spa-
tially dispersed family In addition, the group is usually labeled according
to the tie between its most genealogically "close" members, because it is
presumed that this relationship forms its structural core If it contains two
adult brothers, their wives and children, it is labeled a fratemal-jomt family
or household In other words, for a fratemal-joint household, the assump-
tion IS that the brother-brother relationship is the structurally dominant
relationship which binds together the rest of the membere of the household
Furthermore, in studies that consider the developmental cycle ofthe domes-
tic group, what is usually descnbed as changing over the course of time is
the genealogical composition ofthe group (10, 48, 72, 129)
The classification of households and famihes on the basis of their genea-
logical makeup conveys the implicit notion that there is a fundamental
similanty in the structures of the units which share the same label In
cross-socjetal comparisons or histoncal investigations, the presumption is
that a stem family at one time and place has the same organizational
structure as a stem family at another time and place Yet obviously there
IS more to "family structure"' than genealogical composition The structure
of a family, household, or any other social unit is not merely the sum of its
genealogical ties, but the total configuration of social relationships among
Its members There is a plethora of early and recent ethnographies (29, 59,
136, 144, 145, 149) which provide nch accounts ofthe continually shifting
relationships of authonty. influence, emotional solidarity, and conflict
which charactenze families and households And yet when explanations of
these vanations in domestic relationships are attempted, the tendency is to
divest them of their interactional and meaningful dimensions, leaving only
the genealogical dimension as the salient feature to be compared and ex-
plained Aside from companng the configuration of actual domestic re-
lationships, comparative studies might alternatively treat the family as a
" normative system composed of those interrelated norms which define
the proper modes of interactions between persons performing familial
roles" (137, pp 59) Unfortunately, when a term is proposed as a label for
a djTiamic system of normative role relationships, as m the case of the term
"matnfocal family structure" (136), it is often mistaken for a descnption
of household composition (83)
The failure to bnng into our comparative analyses the dynamic configura-
tion of role relationships of families and households extends to relationships
between domestic groups As I explained in my cntique of explanations that
center on the labor requirements of households, to focus on households as
self-contained units which fulfill some ser of specified domestic functions
186 YANAGISAKO

may be altogether the wrong strategy This is tme of sets of households that
share a corporate identity as well as those that do not, but which may have
other Significant relationships It is too often thought that by labeUing a
domestic umt a "stem-family" we have adequately descnbed both its inter-
nal organizational structure and the relationships that articulate it with
groups and mdividuals outside it But if we compare, for example, stem
family households m eighteenth century Austna (10) with stem family
households m eighteenth century Japan (140), the economic relationships
between households in these two societies are clearly different
One kind of analytic advance we can make is illustrated by Cohen's (29)
dissection of Chmese family organization He observes that while the Chi-
nese family (chia) is a discrete kin group.

It can display a great deal of vanation in residential arrangements and in the economic
ties of its members For purposes of analysis the chia estate, economy, and group can
be considered as three basic components in chia organization (29, p S8)

The chia estate is "that body of holdings to which the process of family
division IS applicable," the chia group is "made up of persons who have
nghts of one sort or another to the chia estate at the time of family division,"
and the chia economy "refers to the exploitation of the chia estate as well
as to other mcome-producing activities lmked to its exploitation through
remittances and a common budgetary arrangement" (29, p 59) Byexamm-
ing vanations in the connections between chia components, Cohen succeeds
in clanfying some of the problems encountered when the Chinese family is
descnbed m terms that wrongly assume an ideal chia m which the estate,
group, and economy are umfied
An analytic framework such as Cohen's, of course, is useful only when
applied where the common ownership of property is the key element bmd-
lng together domestic units Where this is not the case, as among landless
peasants, hunter-gatherers, or wage-laborers, we may usefully identify other
significant components of family organization, including the commensal
group, the production group, and the budget group m which reciprocal
exchange occurs without accounting (cf 90, 128) However, as I have al-
ready remarked, the aggregate of people engaged in any of these activities
may change throughout the production cycle, the exchange cycle, or the
individual's hfe cycle Consequently, it seems more analytically strategic to
begm With an investigation of the activities that are central to the domestic
relationships m each particular society, rather than with its domestic
groups If we start by ldentifj^ng the important productive, ntual, political,
and exchange transactions m a society and only then proceed to ask what
kinds of kmship or locality-based units engage in these activities, and in
FAMILY A.ND HOUSEHOLD 187

what manner, we decrease the likelihood of overlooking some of these


saUent units, particularly those that do not fit our conventional notion of
a household
A consideration of the second area of common ground in the hterature
reviewed takes us back to the conception of the "domestic'' which I said
lies at the heart of definitions of the family and household I observed that
m spite of their imprecision, definitions of "domestic" activities, "domestic"
groups, and the "domestic" domain coverge on two sets of functional
activities food production and consumption and social reproduction Now
that we have seen how anthropologists descnbe and explain the structures
of social units which engage in these activities, we can elicit a further
component in the conception of the domestic This facet denves from the
conceptual opposition drawn between the "domestic" domain and the
''pohtico-jural" domain The most ardent advocate of the heunstic advan-
tages of this distinction is Fortes, who views human social organization
everywhere as "a balance, stable or not. between the political order—
Anstotle's polis—and the familial or domestic order—the oikos—a balance
between polity and kinship"' (47, p 14) For Fortes, the two domains can
be "analytically and indeed empmcally distinguished even where the two
orders appear to be fused together m a single kinship polity, as among the
Australian abongines" (47, p 15)
In unilineal descent societies like Ashanti, the family and interpersonal
relations among kin and affines belong to the domestic domain, while the
lineage belongs to the politico-jural domain The cntical feature differentiat-
ing the two domains is the type of normative premise which regulates each
domain Underlying the politico-jural domain are jural norms guaranteed
by "external" or "pubhc"' sanctions which may ultimately entail force In
contrast, the domestic or familial domain is constrained by "pnvate," affec-
tive and moral norms, at the root of which is the fundamental axiom of
prescnptive altruism (46, pp 89, 250-51)
Fones wams against the reification of this methodological and analytic
distinction by stating that "the actualities of kinship relations and kinship
behaviors are compounded of elements denved from both domains" (46, p
251) But when the distinction is used by other anthropologists, his caveats
often fall by the wayside There is, in tact, d tendency for the terms to be
employed to refer to whole social relations (rather than to their contexts and
implications) and to entire social institutions (rather than to facets of social
institutions) Moreover, as Bender perspicaciously notes, most social scien-
tists employ the term "domestic" as an unmodified folk concept to refer to
"those activities associated with the household or home" and to "female
activities more than male activities"' !8. p 498)
188 YANAGISAKO

The pervasive and unreflective usage of this distinction m anthropological


studies has had an important and as yet httle recognized consequence for
research on families and households Two studies by anthropologists who
otherwise represent divergent conceptual approaches will illustrate this
consequence
Pasternak's (107) study of family and lineage orgamzation in two Taiwa-
nese villages exhibits a common unevenness found m many ethnographies
of family and lmeage orgamzation In separate sections of his book, he
proposes to explain differences in the strength of agnatic ties in the lineages
ofthe two villages and differences m the frequency of jomt famihes m the
same two villages If we compare his two discussions, we notice a marked
contrast between his analysis of agnatic organization and his analysis of
family form In the case of hneage organization, Pasternak considers several
possible sources of vanabihty m the strength of agnatic ties, lncludmg
urbanization, mdustnalization, ethmcity, Japanese colomal pohcy, and the
conditions of initial settlement In the case of differences in family form, he
considers only ethmcity and productive labor needs, rqectmg the former
(for good reason) and settUng on the latter as the explanatory variable For
a researcher who handles causal complexity with great sophistication, as he
does m his discussion of lmeage orgamzation, Pasternak is surpnsmgly
content to have found a smgle determinant of family form Moreover, the
two features of kmship orgamzation—agnatic orgamzation and family form
—are treated as if they were rather isolated features of social structure
mstead of facets of an integrated kinship system requmng a unified explana-
tion
Geertz & Geertz's (54) analysis of Balmese kmship suffers from the usage
of a similar dichotomy In this case, the authors are quite explicit about
their reasons for dividmg their discussion of kmship institutions and prac-
tices mto two domains the pnvate or domestic domam versus the public
or civil domam The reason is that the Balmese themselves make this
distmction with great clanty The domestic affairs conducted withm the
houseyard walls of Bah are considered fundamentally different from the
affairs of the society at large (54, p 46) While there is thus ample justifica-
tion for elucidatmg this cultural (hstinction of Balmese kmship, the distmc-
tion has Its drawbacks as an analytic frame A companson of Geertz and
Geertz's chapter on kinship in the pnvate domain with their chapters on
kmship in the public domam shows the former to be uncharactenstically
thm and unreveaUng Furthermore, whereas they discuss kinship in the
public domam for the gentry and kmship m the pubhc domam for the
commoners m separate chapters, the two strata are considered together m
a smgle chapter on kinship m the pnvate domam because the authors view
it as essentially the same for commoners and gentry (54, p 47) One won-
FAMILY AND HOUSEHOLD 189

ders if this is really the case or whether their unifiwi treatment stems more
from their approach to the domestic domain Their discussion ofthe politics
of mamage among the gentry (54, p 131) makes it clear that there is much
more complexity m mamage relationships among the gentry than among
commoners and consequently greater status distmction among gentry sib-
lmgs If this iS the case, we would expect to find some salient differences
between commoner and gentry sibling relationships and in the relationships
between households within a common houseyard which are linked by a
sibhng tie These matters are never discussed, however, and we are led to
believe that despite significant differences between the two status groups in
the operation of public kmship institutions, kinship in the pnvate domam
IS essentially the same for both
This kmd of oversight occurs, it seems, because Geertz and Geertz begin
their analysis of kinship with a discussion of the domestic domain and then
never retum to it after they have extensively analyzed the public domain
As a result, their analysis of interpersonal relationships m the domestic
domain does not benefit from their exposition ofthe complex forces shaping
the public domain of kmship Ind^d one wonders whether the thinner
of our descnptions of domestic relationship^ is partly an artifact of our
habit of beginning with the domestic and then moving to the pohtico-
lural—a habit that we may have unthinkingly inhented from Malinow-
ski
The distinction between the domwtic and politico-jural domains (or the
pnvate and public domains) calls for stnct scnitmy not just because of its
analytical consequences, but because it is the encompassing framework for
a cluster of notions which pervade anthropological studies on the family and
household Included within this dense conceptu^ network is the conviction
that the core of dom«tic relations is the mother-child bond While there
may be differences in the manner in which the mother-child unit is hnked
to larger orgamzational structures, the bond itself is perceived as essentially
the same everywhere and denved from the biological facts of procreation
and nurturance (45, p 8, 46, pp 251, 255-56. 47, p 21, 49, p 37, 58, p
18) Closely tied to this notion is the idea that the mother-child relationship
IS constrained by affective and moral convictions generated by the expen-
ence of "mothering" necessary for the biological survival of human off-
spnng These affective and moral constraints permeate the entire domain
of domestic relationships, thereby distingmshing them from those relation-
ships which are ordered by political and jural prmciples Finally, as was
seen in the attempts to define family and household, there is the belief that
reproduction—that iS, the provision of properly enculturated personnel to
fill social positions necessary for the perpetuation ofthe social order—is the
pnmary activity of the domestic domain
190 YANAGISAKO

NEW PERSPECTIVES ON DOMESTIC


ORGANIZATION
Withm the past decade, alternative perspectives on domestic groups have
been generated pnmanly by anthropologists concemed with a set of issues
which have consequential lmphcations for our conceptualization of domes-
tic relationships Although they overlap to some degree, these explorations
can be loosely categonzed mto three groups the study of gender and
sex-role systems, particularly women's roles in domestic groups, the study
of kmship as a symbolic system, and the study of social inequahty

Women in Domestic Groups


Anthropologists interested in gender and sex roles have had to confront the
issue of women's status and roles m domestic groups In their efforts to
transcend the limitations of previous analyses of gender and sex roles, many
researchers have come to question the utility of extant analytic categones,
including the domestic versus pubhc (political) dichotomy There now ap-
pears to be a growing consensus among these anthropologists that past
research tended to overlook the political consequences and motivations of
women's actions in domestic groups (31, 36, 84, 112,160) M Wolfs (160)
portrayal of Taiwanese families reveals that family division is as much a
result of women's attempts to advance their own interests and those of their
"utenne family" as it is an outcome of conflicts of interest between brothers
J F Colher (31) and Lamphere (84) suggest that this IS a general phenome-
non m societies where men gam pohtical power by having large, cohesive
bodies of coresident km, but where women (particularly young women) gam
power by breaking up these units These authors note that the pohtical
nature of these conflicts is usually obfuscated by cultural perceptions of
women as quarrelsome, selfish, and irresponsible by nature Folk explana-
tions of the division of patnlaterally extended joint famihes, for example,
commonly stress women's petty jealousies, thereby maskmg the extent to
which women's actions are politically motivated rather than generated by
emotional predispositions Rogers (112) attnbutes some of our past failure
to recognize the political nature of women's actions in domestic groups to
our attentiveness to authonty visible in formal power structures (legiti-
mized power) rather than to informal power However, by viewing women
as political actors and by viewing the developmental cycle of domestic
groups from a female-ego's perspective, we enlarge our undei^tanding ofthe
dynamic tensions operant within domestic groups Such an approach en-
ables us to recognize that vinlocal extended households are as much faced
with the problem of incorporating outsiders as are uxonlocal extended
households (36)
FAMILY AND HOUSEHOLD 191

Inquines mto women's relationships with people outside their own do-
mestic group refute the notion that it is lnvanably men who link mother-
child umts to larger institutional structures in society Women's
involvements m exchange transactions (149, 155), in informal women's
commumties (99, 111, 160), and in urban kin networks (164) are now
mterpreted as having significance for extradomestic arrangements rather
than as mere extensions of women's domestic onentation [see for example
(56)] Moreover, domestic relationships are often so lnextncably lnter-
meshed with relationships of political alliance that to separate the domestic
aspects from the political aspects is to misconstrue these relationships M
Strathem's (149) discussion of divorce and the attnbution of blame for
divorce on women's "will" by Mt Hageners is a particularly telling demon-
stration that "domestic" aspects of the conjugal relationship sometimes
cannot be usefully separated from the alliance aspects of the relationship
Taken together, these studies push beyond the recognition that domestic
relationships are influenced by extradomestic, politico-jural considerations
to the realization that domestic relationships are pan and parcel of the
political stmcture of a society Although some initial explorations on sex
roles may have been guided by a domestic versus public distinction (52,113,
121), more recently there appears to be an emerging consensus that this
dichotomy is analytically unproductive and empmcally unfounded (109,
110, 114) Too many studies of women's "domestic" activities have dis-
closed that these have pohtical as well as reproductive consequences for us
to continue to accept the domestic/public dichotomy as a descnption of
social reality It now seems more productive to mterpret the dichotomy as
"a cultural statement masking relations which are highly problematic"
(110)
As research on women has taken a closer look at gender ideologies, it has
also begun to dispute the notion that the biological facts of reproduction
produce an immutable mother-child relationship "Motherhood," it tums
out, IS not everywhere construed in the same manner, nor do all gender
ideologies place equal emphasis on "motherhood"' as an aspect of woman-
hood (115, 116) Revelations about nannies, wet nurses, and other "surro-
gate" mothers disclose that even in our own Euro-Amencan history one
cannot assume that "motherhood" has always entailed the same functional
components or the same components of meamng (18, 40)

Symbolic Approaches to the Family and Kinship


The analysis of kmship as a system of symbols and meanings has likewise
shown that relationships diagrammed similarly on genealogical charts do
not necessanly have the same meanings across cultures Schneider (122,
124, 126) contends that the study of kmship as a symbolic system must be
192 YANAGISAKO

undertaken if we are to produce cross-culiural compansons of kinship


rather than cross-societal compansons which divorce components of behav-
ior from their symbohc meanings In a cultural (symbolic) analysis of
kinship, one does not define the domam of kinship

a pnon by the bio-genetic premises of the genealogically-defined gnd [m contrast


to Morgan and his followers who] take it as a matter of definition that the invariant pomts
of reference provided by the facts of sexual mtercoursc, concepaon, pregnancy and
partuntion constitute the dotnam of "kinship" (126, p 37)

Instead one asks what the defimtion of the domain of kinship is for each
culture studied By abstractmg normative mles from concrete, observable
actions (which mcludes verbal statements), the anthropologist denves the
system of symbols and meanmgs pertainmg to kmship relationships (126,
P 38)
Because it directs us to conduct thorough investigations of native concep-
tual categones, symbohc analysis produces ncher and more precise ethno-
graphic accounts than do analyses that fail to mterpret social umts and
actions Within their relevant contexts of meanmg The advantages of sym-
bohc analysis as an analytic tool for the comparative study of family and
kinship are attested to by studies (79, 127, 134, 157, 165) that employ
Schneider's approach For example, Inden & Nicholas (79) demonstrate
that a Bengah kinship umt, which from a purely genealogical perspective
appears to be identical to the Euro-Amencan "nuclear" family, is con-
structed out of very different cultural meanmgs and normative expectations
than are Euro-Amencan families In addition, symbohc analysis enables us
to see that native km categories, including family and household, are often
polysemic, that is, they encompass a range of different meanmgs (26,40,98,
117, 134, 165) R I Rosaldo's analysis (117) reveals that the Ilongot
category name "be.rtan" is used in a number of different senses that cannot
be conveyed adequately by any smgle, reduced anthropological concept,
such as the deme or nonunihneal descent group By mtroducmg a dia-
chronic perspective, he is able to show that these category n a m ^ are best
interpreted as "a means of identifymg bounded groups at different phases
in a single histoncal process" (117, p 18) In my analysis of Japanese-
Amencan kmship (165), I conclude similarly that the category "relative"
has different meamngs and is composed of different types of umts dependmg
upon the cultural context Hence, if we are to imderstand the nature of
kinship categones in a society, we must investigate the diverse meanmgs
attached to them in actual usage And contrary to the claim that this kind
of ethnographic specificity makes comparative studies unfeasible, Needham
(98) and others (117, 124) argue persuasively that it puts us m a better
position to make compansons because it allows us to "see the social facts
m a less distorted way " (98, p 70)
FAMILY AND HOUSEHOLD 193

Symbolic approaches to kmship also have contnbuted to our under-


standing of the mterpenetration of kinship and other cultural domains
Although "kinship" relationships may have symbolic meanings that are not
reducible to other relationships (e g economic relationships), at the same
time several studies (2, 3, 26, 125, 127, 165) demonstrate that "kinship" is
not a discrete, isolable domain of meaning Rather, the meamngs attnbuted
to the relationships and actions of kmsmen are drawn from a range of
cultural domams, mcluding rehgion, nationality, ethniaty. gender, and folk
concepts of the "person " One cannot, for example, explain why Japanese-
Amencans evaluate the actions of parents and children differently in spe-
cific contexts unless one understands their histoncally denved system of
ethnic constructs (165)
A further advantage of analyzing kinship as a symbolic system hes m its
ability to help us make sense of the diversity m family and kinship organiza-
tion within a Single society Geertz & Geertz (54) employ the analytic
strategy of differentiating the cultural dimension of kmship from its social
stmctural dimension to bnng together "as aspects of a single stmcture of
meaning" what seem to be "puzzlingly irregular and contradictory" Bali-
nese kinship customs and practices (54, p 3) They conclude that the
diversity of kin groups observed in Bah are all "vanations on a set of
common ldeational themes which permeate and inform the whole of
Balmese life" (54, p 3)
Caution must be exercised, however, lest we assume that all vanabihty
in domestic arrangements is produced by diverse extemal (l e economic,
political, ecological) constraints rather than by differences in cultural values
and meanings Efforts to encompass ail the sectors of a complex society,
including the Umted States, within a unitary^ model of the cultural system
of kinship may undermine the very strengths of a symbolic approach (165)
The question of whether our discovery of cultural uniformity in the midst
of social diversity is an artifact of our relative lack of facility in recognizing
diversity in symbolic systems can only be answered by further research and
by the refinement of our conceptual armature for eliciting and displaying
the symbolic components of family and kinship

Social Inequality and Domestic Organization


One of the lacunae m past studies of the family and household has been the
investigation of social inequality both within and between the domestic
units of a society Although factors such as wealth and property have been
considered as vanable constraints impinging on different segments of soci-
ety, researchers generally have failed to focus on relations of inequality
themselves as determinants of the total configuration of domestic groups
Three recent works illustrate provocative new ways of brmging relations of
inequality mto the heart of our analysis of domestic orgamzation
194 YANAGISAKO

At the core of J F Collier's analysis^ of the political-economy of three


nmeteenth century Plains Indian tnbes is her investigation of the relations
of mequahty within households Colher examines the inequahties between
men and women and between seniors and juniors which underhe household
production units and discloses how the socially created norms of kmship
structure the social relations of production Followmg Meillasoux's (94)
and Terray's (152) concem for matnmonial pohcy, she looks carefully at
the connection between bndewealth and social inequality, because " it
IS through bndewealth exchanges that the matenal products of economic
activity are converted into kinship relations which determme the nature and
orgamzation of those groups which cooperate in production" (J F. Collier,
unpublished manuscnpt, p 86) For example, in discussmg Cheyenne soci-
ety with its uxonlocal extended households, she mamtains that property
exchanges occumng at mamage "contnbuted to the subordination of the
young within production umts by ensunng the dependence of all youths"
and at the same time "contnbuted to the creation of unequal relations
between production umts by giving the nch an opportunity to accumulate
km at the expense of the poor" (J F Collier, unpublished manuscnpt, p
27) A major advantage of Collier's analysis is its tying together of the two
ends of the stratification spectmm m Cheyenne society by showing how
large, wealthy households required the simultaneous existence of small,
poor households Her use of a political-economy perspective, moreover,
enables her to break through the domestic/pohtico-jural dichotomy and
place domestic relationships at the core of the pohtical and economic pro-
cesses of society
Martmez-Alier (92) also focuses on mamage as a key element in her
inquiry into the color/class stratified society of nineteenth century Cuba
By way ofher analysis ofthe mamage practices ofthe upper class and lower
class, she amves at a compelling histoncal interpretation of matnfocahty
in Cuba She contends that

the existence of slavery produced a social order which assigned to the coloured
people, whether slave or free, the lowest rank m the social hierarchy to perpetuate
this hierarchy it was essential to proscnbe mamage between the dominant and the
dominated groups Yet, partly for demographic reasons, white men had to resort to the
coloured community for women By virtue of the hierarchical nature of the soaety these
unions as a rule took on the form of sporadic or stable concubinage Both the free men
and the slave women aquiesced m this mfenor form of mating because, due to the racial
overtones of the system, it was a most effective means of social advance to them and
particularly to their ofisprmg The pnnciple of hypergeneration applies as well to mtrara-
cial unions (92, p 124)

*J F Colher "Women's Work, Mamage, and Stratification in Three Nmeteenth Century


Plains Tnbes " Unpublished manuscnpt, Stanford Umversity
FAMILY AND HOUSEHOLD 195

Hence, it was the hierarchical nature of the social order that produced the
'sexual margmahzation" of colored women, and this m tum produced
concubmage and matnfocahty
As R T Smith (139) perceptively notes, Martinez-Aher's analysis
eclipses other explanations of matnfocahty m the Canbbean because it does
not focus on isolated 'economic factors" like income or occupation, which
cannot adequately account for the diverse types of domestic union observed
By focusing on relations of inequality, includmg conjugal umons, between
members of different strata, she casts light onto the marnage relations and
forms of domestic union within each stratum
A third study that bnngs social inequality into a discussion of domestic
orgamzation is Gough's (66) reanalysis of Nuer society as a society in
Transition rather than in timel^s equilibrium Gough's reexamination of
Evans-Pntchard's (41, 42) data on Nuer domestic relations uncovers the
fact that a large proportion of the population did not conform to the
•^'agnatic pnnciple " By presenting evidence ofthe differences between Nuer
anstocratic lineages and Dinka or Nuer commoner lmeages in forms of
domestic umon, postmantal residence, and the tracing of descent, Gough
IS able to argue persuasively that Evans-Pntchard overlooked a marked
"skewing" in the operation of the agnatic pnnciple among different seg-
ments of the population Having recognized this unevenness in the opera-
tion of the agnatic pnnciple. she offers a compelling histoncal explanation
of this vanability
What IS particularly notable m Gough's analysis is that she draws on two
different sets of matenais, each of which Evans-Pntchard presented m a
separate monograph (41, 42) Evans-Pntchard, of course, was committed
to the idea that " the relations between the sexes and between children
and adults belong rather to an account of domestic relations than to a study
of pohtical institutions" (41, p 178) Consequently, he excluded such rela-
tions from his analysis of Nuer social structure and relegated them instead
to a second volume in which he discussed incest prohibitions, mamage,
types of domestic unions, and interpersonal kinship relationships Gough's
creative contnbution denves from her unwilhngness to accept this separa-
tion of the domestic and political spheres By bnnging together in a single
analysis what Evans-Pntchard separated into two, she elucidates the work-
ings of a social system that is as much produced by relations between the
sexes and between children and adults as it is produced by relations between
men Her reanalysis should lay to its final rest the false notion (cf 49, p 22)
that one can descnbe the political system of a society without taking mto
account the web of interpersonal relationships of kinship
All three of these works show marnage to be central to the creation of
different types of domestic groups Ail three are able to display the lnterrela-
196 YANAGISAKO

tionship between the domestic structures of different segments of society.


Together they demonstrate the necessity of bnngmg relations of mequality
withm and among domestic groups into our analysis of the political and
economic processes of society

CONCLUSION: A RETURN TO DEFINITIONS


AND THE SEARCH FOR UNIVERSALS
At the outset of this review, I stated that it was my intention to save for
the very last the question that most systematic reviews of the family begm
by addressmg, namely, is the family universal To answer the question of
whether the family (or the household) is umversal, one must obviously be
able to define it Not every definition of the family, of course, need be an
attempt to dehneate an invariant social umt We might instead propose a
defimtion which could be used to assess the presence or absence of the
family in each society The fact that anthropologists have not been lnclmed
to proceed in this manner with regard to the family, whereas they have been
wiUmg to do so m the case of the hneage, the clan, the state, and a host of
other mstitutions, includmg the household, attests to the firmness of our
behef in the functional necessity of the family for human survival Given
this conviction and the consequent intertwmmg of the issues of defimtion
and universality, the question we mevitably encounter is whether there is
a defimtion of the family that can stand the test of all ethnographic cases
There are, in essence, three candidates for the universal defimtion of the
family
The first of these candidates can be rather readily dismissed By now most
anthropologists (21, 27,43,46,49, 58) acknowledge that the nuclear family
or the elementary family as Murdock (96) defined it is not umversal Ac-
cordmg to Goodenough (58), exceptions like the Nayar castes of southwest-
ern India, the kibbutz communities in Israel, and the matnfocal families in
the Caribbean testify to our ethnocentnsm m *' taking a functionally
significant unit in our society and treating the nearest functional equiva-
lent elsewhere as if it were, m some fundamental way, the same thing" (58,
P 5)
Goodenough himself, along with Bohannan (17, p 73), Fox (49, pp
37-40), and Fortes (46, pp 251-56, 47, p 21), designates a woman and her
dependent children as the nuclear familial group m human societies As
I related earlier, Goodenough consciously avoids specifymg the func-
tions which the family fulfills Yet behind the studied ambiguity of his
definition of the family as a "woman and her dependent children plus
whomever else they are joined to through mamage or consanguimty in a
mmimal functionmg group, whatever the group's functions may be" (58, p
FAMILY AND HOUSEHOLD 197

19) IS the behef that the vital function of the family is the beanng and
reanng of children Otherwise there would be no reason for choosing moth-
ers and children as the atom of the family Goodenough's definition, there-
fore, lromcally suffers from the same ethnocentnsm that he attnbutes to
Murdock's definition By assummg that wherever we find mothers and
children (a biological given) they form the core of the family, he has himself
taken a functionally significant unit in our society and treated units that
resemble it elsewhere as if they were fundamentally the same things While
he IS undoubtedly right that in every human society mothers and children
can be found, to view their relationshtp as the universal nucleus of the
family is to attnbute to it a social and cultural significance that is lacking
in some cases Merely because one can identify a relationship that bears a
genealogical resemblance to our own mother-child relationship does not
prove that people everywhere attach to this relationship the same cultural
meanmgs and social functions, nor that it forms the structural core of larger
kinship groups We do not, after all, insist that unilineal descent groups are
present everywhere just because in every society we can ferret out of
genealogies a set of umhneal descent relationships Just as a unilineal de-
scent group requires the attachment of concrete functions and a culturally
recogmzed identity, so any unit designated as the nuclear family must be
shown to engage in some socially significant activity and to be imbued with
some consequential meaning Goodenough does not feel compelled to
present us with proof that the mother-child dyad everywhere has a central
functional and meaningful role, because he assumes that nurturance by the
mother is required for the biological survival of human oflfspnng and that,
consequently, all people must attnbute cultural import to this fact But, as
I indicated in the preceding section, closer scrutiny of the functional and
meanmgful entailments of "motherhood" does not sustain these assump-
tions (18. 40, 115, 116) We should no more infer that mothers and their
dependent children are the irreducible core of the family, because every-
where they have some kmd of socidUy recognized tie, than we should
conclude that the sibhng tie is the core o*" the family because it is likewise
mvanably recognized
As the final candidate for a umversal definition of the family. Bender's
(8) charactenzation of the family as a strictly kinship phenomenon poses a
slightly difierent set of problems As people everywhere recogmze "kinship"
relationships. Bender might seem to have hit upon the sole lnvanant aspect
of the family Yet if we define the family in what has been disclosed to be
stnctly genealogical terms, how then do we recognize us boundanes'' If we
completely divorce the family from any functional considerations, there is
but one way to decide who are the members of a family in a panicular case
that IS hy asking the natives to identify the tulturally meaningful ''kinship"
198 YANAGISAKO

umts in their society The mescapable outcome of this procedure must be


the discovery of many kinds of families, but no umversal family Although
m part Bender adopts this procedure, he stops just short of its inevitable
conclusion While he discloses that in some societies, as among the Yoniba
kmgdom of Ondo, the idea of a distinctive family unit is not a cultural
emphasis and that there are no terms used to designate particular forms of
famihes or families in general, he concludes that here there are defacto
famihes (9) Thus, even though there are no Ondo social groupmgs based
exclusively or pnmanly on kmship relationships, he still holds t h a t " the
relationships of which families are composed are nearly universal" (9,
p 238) There is no uncertainty that what Bender means here by family
relationships are really genealogical relatiomhips and not role relationships,
either normative or actual Hence, because he equates genealogical relation-
ships with "famihal relationships" which have normative role entailments.
Bender fails to recognize that a de facto family is no family at all
Bender's methodical examination of the family, furthermore, suffers from
the false premise that the family and household are always logically distmct,
if not always empmcally different, phenomena. In the face of contrary
ethnographic examples (e g the Burmese am-daung) where the "pnnciples
of propmquity and kinship are combined to form what are frequently
designated as household groups" (8, p 498), and where coresidence is not
merely epiphenomenal to kmship pnnciples, but is as much the basis for the
existence of the group, he fails to see the fallacy m the statement that kmship
and propmquity always belong to two different umverses of discourse Yet
the Bxirmese am-daung, along with numerous other ethnographic examples
[for two panicularly lUuminatmg cases, see (117, 148)] afi&rms that m some
cultural systems kinship and propinquity not only belong to the same
universe of discourse, but are so lntermeshed that to separate them would
be to undermine the mtegnty of cultural pnnciples
The concentration of genealogical relationships, the equation of these
with role relationships, and the unstated focus on the nuclear family m his
discussion of de facto famihes, display Bender's commitment to reproduc-
tion as the essential function of the family This commitment is most clearly
refiected in his statement that

the legitumzation of children, nghts m children and exchange of sexual and other
nghts are nearly everywhere associated with unions between men and women It follows
from the umversahty of kinship and the near umversality of mamage that, by definition,
family relationships are nearly umversal (9, p 238)

A similar commitment to the reproductive functions of the family under-


lies Goody's conclusion that the "domestic family was never extended to
any degree" and that there are "basic similanties in the way that domestic
FAMILY AND HOUSEHOLD 199

groups are organized throughout the whole range of human societies" (60,
pp 118, 124) This minimization of dom^tic vanability spnngs forth from
Goody's assumptions about the way m which the physiological and psycho-
logical concomitants of childbeanng, childreanng, and food preparation
structure the activities of domestic units (139) The reluctance to recognize
that in different societies widely varying and shifting assemblages of people
participate in these activities bespeaks of an unstated absorption with the
biological requirements of sexual reproduction
To commence a search for "the family." whether general or panicular,
by seeking out genealogical relationships is to begin with the assumption
that reproduction is the pnmary function of the family For if our investiga-
tion begins with the identification of affinal and filial links and then proceeds
to discover the groupings formed out of these bonds, parenthood and mar-
nage and, inevitably, reproduction must by definition emerge as the irreduc-
ible core of the family As Schneider (126) rightly argues, the use of the
genealogical gnd in kinship studies commits us to the position that the
biological facts of reproduction are what kmship is all about
The conviction that the reproduction of society's members is the essential
function of the family reveals that we have not progressed as far past a
Mahnowskian conception of the family as we would like to claim We may
have recognized the error in Mahnowski's reduction of all kinship institu-
tions to extensions of relationships within the elementary family, but we
continue to accept many of his notions about the nature of the family itself
Our placement of the family withm the domestic domain with its moral and
affective constraints, our fixation on genealogical definitions of the family,
and, underlying all, our emphasis on reproduction as the core of the family's
activities all betray our Mahnowskian hentage
The belief that the facts of procreation and the intense emotional bonds
that grow out of it generate an lnvanant core to the family is what sustams
our search for universals But the units we label as families are undeniably
about more than procreation and socialization They are as much about
production, exchange, power, inequality, and status When we fully ac-
knowledge that the family is as much an mtegral pan of the political and
economic structures of society as it is a reproductive unit we will finally free
ourselves from an unwarranted preoccupation with its procreative functions
and all the consequent notions embodied within such a stance There is
nothing wrong, of course, with a functional analysis of the family, for if the
family is a salient unit m any society it must have attached to it some
functions—whether these are symbolic functions, activity functions, or
both What is wrong is to decide a pnon that the diverse array of social units
we call families fulfill the same set of functions or that their pnmary
function IS always the same If we are to cast aside this premise and instead
200 YANAGISAKO

seek out the functions of the family in each society, we must at the same
time abandon our search for the irreducible core of the family and its
universal defimtion Our usage of the terms "family" and "household" will
then reflect an awareness that they are, like "nuirruige" and "kinship,"
merely "odd-job" words, which are useful m descnptive statements but
unproductive as tools for analysis and companson (98, p 44) The dilemmas
we encounter in cross-cultural compansons of the family and household
stem not from our want of unambiguous, formal definitions of these units,
but from the conviction that we can construct a precise, reduced definition
for what are inherently complex, multifunctional institutions imbued with
a diverse array of cultural pnnciples and meamngs Indeed, the only thmg
that has thus far proved to be unvarying in our search for the umversal
family is our willingness to reduce this diversity to the flatness of a genealog-
ical gnd

ACKNOWLEDOMENTS

I am grateful to Ruth Borkner, George Collier, Jane Collier, Danny Maltz,


Bngette O'Laughlin, Rayna Rapp, Michelle Rosaldo, Renato Rosaldo, G
Wilham Skinner, Raymond T Smith, Arthur Wolf, and Margery Wolf for
their suggestions and comments at vanous stages m the development of this
paper I am particularly indebted to Jane Colher and Michelle Rosaldo for
suggestmg the relevance of Malinowski's conception of the family within
the context oftheir research semmar on sex roles among Australian Abong-
ines

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