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Anja Grebe
%DITED BY
7ERNER 7OLF AND 7ALTER "ERNHART
4HE PAPER ON WHICH THIS BOOK IS PRINTED MEETS THE REQUIREMENTS OF h)3/
)NFORMATION AND DOCUMENTATION
0APER FOR DOCUMENTS
2EQUIREMENTS FOR PERMANENCEv
jewels, and flowers are distributed around her. The room is an oratory
opening on the choir of a Gothic cathedral in the background. In front
of the main altar, the Virgin Mary is shown sitting on a fine carpet,
surrounded by angels and adored by a young lady in a splendid
brocade dress, while on the other side, a cleric in a red cape is busy
swinging a censer.
interpretation is based on Grebe 1999 and Grebe 2000/2002: 1-9, 228-233. On the
state of research on the anonymous “Vienna Master of Mary of Burgundy” see
Kren/McKendrick, eds. 2003: 126-157. I would like to express my gratitude to Martin
Baumeister for his many helpful comments and corrections.
2 See Belting 1995: 56.
Frames and Illusion in Late Medieval Book Illumination 45
tion as the floral border of the right hand page, where a little monkey
is trying to swat a bird fluttering among the ornamental leaves. Com-
pared to the drollery monkey, the window scene on the left, with its
still-life of precious items and flowers, is a very realistic version of the
traditional Gothic “images in the margins” (Randall 1966, title).
The illuminated book is generally considered a two-dimensional
medium, consisting of two components: word/text and image5. But in
addition to the image as an illustration of the writing, there exists a
third dimension, the frame or the marginal decoration, which plays an
equally important role. Much more than the text or the large minia-
ture, the frame or border6 has to be considered as a characteristic and
defining element of the illuminated book. Whereas the miniature gen-
erally represents some sort of downsized panel painting which has
been transposed into the book, the border decoration, like the initial7,
was developed for, and existed only within, this medium. Book illu-
minators had always tended to pay special attention to the frame. It
fulfilled various functions, for example, it could help to embed the
miniature in the book, or serve as an intermediary between text and
images, or, visually speaking, between flat surface and space8. It could
simply be decorative, or, in the case of marginal figures and scenes,
provide additional narrative information. From the beginning, the
border was the chosen place for commentary, both written and
painted9. As with written glosses, commentaries in painting can make
5 Pächt 1984: 173 sees the history of the illuminated book as a conflict between
surface and space (“Konflikt Fläche – Raum”), provoked by the three-dimensional
image intruding into the two-dimensional surface of the page.
6 As no definitions of the different forms of marginal decoration exist which could
take into account the multitude of individual variants, ‘frame’ and ‘border’ are em-
ployed synonymously here. Both terms describe a form of marginal decoration which
encloses a text or image in the centre by surrounding it from at least three sides.
7 Cf. Jakobi-Mirwald 1998.
8 This is one of the functions of the architectural frame in Ottonian and Gothic
illumination. For examples see Pächt 1984: 190-200.
9 Cf. Steinmeyer/Sievers 1879-1922 on the Apokalypse-Ms.
Frames and Illusion in Late Medieval Book Illumination 47
more or less sense. Some are very personal remarks, some are even
risky or obscene10, and some provide complementary information11.
The fact that the illuminator of the Book of Hours of Mary of Bur-
gundy was very much aware of the tradition of the ‘image in the mar-
gin’ is confirmed by the second window miniature in the book (fol.
43v) (Illustration 2).
spective actually forms a kind of trap. Though the woman in the ora-
tory seems to form a ‘cognitive frame’ to the visionary scene in the
centre, her active reading separates framing and framed into two diffe-
rent worlds. The same applies to the supposed narrative continuity of
the two pictures. With their simulated continuity, the sequence of the
two miniatures exemplifies a new form of marginal concept which
could be designated as narrative illusion. It represents a highly so-
phisticated type of framing in late medieval art.
Since the ‘birth’ of the codex in late antiquity13, medieval book art-
ists have always been conscious of the role of the frame in book illu-
mination. It seems that with the spread of printing in the second part
of the 15th century, artists tried to invent new ways to emphasise the
importance of the medium of illumination. They did so by stressing
the role and function of the frame as the third and most characteristic
dimension of the illuminated book, which hence becomes the starting-
point of the three-dimensional concept of the entire page. Books
dating from the close of the 15th century offer a whole range of
different forms of illusionist page designs.
Along with the Flemish illuminators, and even before them, North
Italian artists had reacted to the challenge of the new medium of the
printed book. In contrast to Italian manuscripts of the second half of
the 15th century, which mostly preserve the traditional Renaissance
floral borders, hand-illuminated incunabula show an entirely new
form of book decoration14. In this kind of book, the individual page is
no longer treated as a flat surface, but is transformed into a simulated
three-dimensional architecture. In addition, Venetian illuminators who
worked for distinguished humanist patrons developed a method of
giving printed books the appearance of a manuscript. With the ‘help’
13 Cf. Pächt 1984: 13-31 (“From scroll to codex“), and Weitzmann 1947/1970.
14 See Alexander, ed. 1994 for a survey of Italian book illumination of the 15th and
16th centuries, and specifically the article by Armstrong 1994 on hand-illuminated
printed books in Italy.
50 Anja Grebe
of the frame, they gave the incunabula back the exclusivity of a hand-
written and illuminated book.
Among the first examples of this new style there is an edition of
Pliny the Elder’s Natural History, printed in Venice in 1469 by the
German printer Johannes de Spira (Illustration 3).
15 On this phenomenon see Armstrong 1994: 36: “Throughout the 1470s and 1480s
it was common practice to print up to twenty copies of a given edition on parchment,
further emphasising the parallel to manuscript.”
16 Gaius Plinius Secundus, Historia naturalis, vol. 1, Ravenna, Biblioteca Classense,
Inc. 670/I. In her catalogue entry in Alexander, ed. 1994: 163-164, Giordana Mariani
Canova ascribes the frontispiece on p. 1 to the painter Giovanni Vendramin from
Padua.
17 Catalogue entry in Alexander, ed. 1994: 163.
52 Anja Grebe
more complex and even inverted, especially in those cases where the
framed part is not a text but a picture.
From about 1475 on, artists in the Burgundian Netherlands, above
all in Ghent and Bruges, seem to have entered into competition with
each other to create ever more audacious borders as well as different
combinations of frames, texts and miniatures. The window-scene
miniatures in the Hours of Mary of Burgundy represent two early an-
swers by Flemish illuminators to this new challenge. In preference,
devotional books such as prayer-books, books of hours, and breviar-
ies, were thus transformed into veritable collections of different border
types and layouts20.
The so-called Book of Hours of Engelbert of Nassau, from ca.
1475, is perhaps the earliest example of the new concept of framing in
illuminated books north of the Alps21. In this manuscript, the border
no longer appears as a flat surface, but is treated as a three-dimen-
sional frame on which different kinds of collectibles, for instance
pilgrims’ badges or jewels, are displayed. The objects are not simply
distributed over the background, but are literally attached to it, as the
jewels which are pinned upon the feigned velvet underground (fol.
40r). The centre, containing the text and the miniature, is treated as a
three-dimensional panel which lies on the background border and
even casts shadows. The formerly distinct elements of the page are
unified in a single perspective. Similar to the Italian Renaissance in-
cunabula, the frame is no longer a secondary decorative feature but
has become an essential part of the page which contains the text/min-
iature22.
Whereas in the first examples the central text panel or miniature was
lying on the background border, there are several pages in the manu-
script which show an inverted perspective. In the section of the Hours of
the Virgin, the opening of the Sext is illustrated by two scenes from the
story of the Three Magi (fol. 145v-146r) (Illustration 4).
the bottom part, one reads the motto of the book’s owner, Engelbert of
Nassau, “Ce sera moy” (“This will be me”), which here takes on the
additional meaning of a memento mori. In the last two examples, the
frame functions as a kind of key-hole through which one is granted a
glimpse on the sacred story. The frame is no longer an addition, but a
condition of the framed.
The new illusionist concept of the page did not only have an aes-
thetic impact, but also affected the traditional form of manuscript pro-
duction. Up to the invention of the illusionist page design, the distinc-
tion of miniature and border often ran parallel with a distinction of
artists’ hands: the miniatures were formerly executed by a so-called
historieur or ‘scenic painter’, whereas a so-called enlumineur or ‘dec-
orative painter’ took charge of the borders23. Now, a single illuminator
was responsible for the entire page. The page design follows a single
concept, and from the point of view of perspective the frame is as
much a part of the picture as the picture itself.
Visually, the difference between miniature and frame has been re-
duced, but in regard to their contents, it continues to exist in some
respects. In the so-called ‘Voustre demeure’-Hours, from ca. 1475/
1480, now divided between Madrid and Berlin24, the frames not only
share the same perspective with the large miniature in the centre, but
even become part of the narration. This book of hours contains several
examples of the so-called ‘historiated’ border, a term inspired by the
historiated initial25, meaning that the whole border is now occupied by
a continuous narrative into which the text or miniature has been inte-
grated. With regards to the page design, the text is a simulated panel or
screen which is superimposed upon the background picture, so that parts
of the underlying picture seem to be covered or cut off.
The beginning of the Hours of the Cross is illustrated and sur-
rounded by the story of the Passion of Christ (Illustration 5).
formal definition of the historiated initial, though his distinction between the ‘histori-
ated’ and ‘inhabited’ (“bewohnte”) initial remains unclear.
26 Hulin de Loo 1939: 177-178. Cf. Lieftinck 1969: 98-105, Brinkmann 1997: 185-
191.
Frames and Illusion in Late Medieval Book Illumination 57
left hand side, forming a narrative loop which ends in the Crucifixion
scene in the centre. Quite unusually, the main miniature with the
crucifixion has been transformed into an oval devotional picture,
which appears to have been stuck onto the underlying scene of the
Garden of Gethsemane.
The notion of displaying the whole story of the Passion on the first
double-page of the Office is not really new. A common method was to
insert the different episodes as little medallions in the border of the
text page, like in a Book of Hours illuminated in Paris in ca. 1450,
now in the Walters Art Gallery in Baltimore27. In comparison, the
illuminator of the ‘Voustre demeure’-Hours has linked the separate
scenes to form a continuous, multi-scene story28. On the right hand
side, the marginal story is surrounded by a painted picture frame and
thus claims the status of a miniature.
The question of status equally concerns the text which has been
transformed into a kind of poster stretched across the underlying pic-
ture and fixed to its outer framing line. Like in the Italian incunabula,
the text is no longer a neutral element of the page but has gained a
new materiality and participates in the pictorial illusion. The frame is
not so much the depiction of a biblical story, but the representation of
a real painting that contains this story. Compared to the window
miniatures, the recto-page forms some kind of “inverted window-
aspect” (Pächt 1948: 32). The frame does not enclose the centre but
virtually exhibits it, a form of marginal play which could be called an
‘inverted’ illusion or ‘inverted’ framing in contrast to the conception
of the frame as a window through which one perceives an image. The
text still occupies the centre of the page, yet it seems ‘marginalised’ in
its importance and literally ‘depends’ on the frame.
27 Baltimore, Walters Art Gallery, MS W. 251, fol. 109r. Cf. Wieck, ed. 1988: 90,
ill. 53.
28 The specific distribution of the scenes bears many parallels to medieval theatre,
e.g. passion plays. Cf. Pochat 1990: 41-51.
58 Anja Grebe
miniatures appear as small panel paintings inside the book. They lose
their status as mere illustrations, and become objects of devotion. In
the Prayer-Book of Johanna of Castile, illuminated in Bruges between
1492-150630, an anonymous illuminator called the Master of the
David Scenes has inserted a small image of the Virgin, after the model
of a popular Madonna by Rogier van der Weyden (fol. 287v-288r)
(Illustration 6). Whereas most of the large miniatures in the
manuscript are surrounded by a decorative border which follows the
traditional layout, with a broader bottom part and outer margins, and
narrow inner and top margins, here all the parts of the frame are of
equal size. The frame imitates that of contemporary panel paintings.
We do not know if Johanna, who is represented on the right hand side,
possessed a copy of the Madonna by Rogier31. But by having this
picture inserted in her prayer book, she was able to keep it in sight at
all times, whether saying her prayers or just looking at the pictures in
the manuscript. At the same time, the illumination also offered a way
of possessing at least a miniature ‘reproduction’ of the famous work
of art. The Prayer-Book of Johanna of Castile is a prominent example
of the illuminated manuscript’s becoming a painted collection of artis-
tically exemplary miniatures, paintings, borders, and page designs,
with the frame playing the leading role32.
In contrast to those miniatures imitating devotional images, others
were transformed into simulated copies of normally far larger altar-
pieces. In the Rothschild Prayer-Book in Vienna, the prayer to Saint
Bernard of Clairvaux is illustrated by a scene from the legend of the
saint surrounded by a rich late-gothic tracery frame which is set on the
bare vellum ground33. Only its broader outer and bottom parts indicate
ing a representation of the Legend of the Three Living and the Three
Dead. The medallion itself has the strange effect of a voyeuristic look
through a keyhole.
This example shows that Bening was fully aware of the hybrid
status of the frame, which he took as a starting-point of his paradoxi-
cal enactment between framing and framed. Indeed, the eye of the
viewer constantly oscillates between the different pictorial spaces,
which traditionally constituted different levels of reality. The minia-
ture is a highly self-reflective mise en abyme as well as a metaleptic
comment on the inherent possibilities, the strategies and the functions
of frames and framing in book illumination. The frame/margin being
the traditional place for comments and additions, the frame in the
Hortulus Animae forms not only an additional pictorial component
sharing some background details with the main devotional scene in the
centre, but it is above all a painted comment on the role of the frame
in the history of book illumination. Framing here becomes a form of
meta-painting.
Yet, in several Flemish manuscripts dating from the beginning of
the 16th century, the concept of the joint illusion is developed even
further. The Requiem Mass in the Spinola Hours38, attributed to the
anonymous Master of James IV of Scotland, is illustrated by a minia-
ture showing a view of a building both from the inside and the out-
side. The former inner frame now corresponds to the outer wall, creat-
ing the effect of the former large miniature occupying the interior
space, while the former frame now represents the exterior façade of
the building. The open door links the two zones into one continuous
space and one continuous story.
In the examples discussed so far, the illusionistic representation
never really exceeded the surrounding outer frame but stayed within
its own pictorial world. There are a few examples, however, where
some elements try to intrude into the world of the spectator by cross-
ing the borderline between image and reality. The favourite trespasser
of Flemish illuminators was the dragonfly. This insect would appear
to be attracted to the trompe-l’oeil flowers shown in the frame, trying
38 Los Angeles, J. Paul Getty Museum, Ms. Ludwig IX 18, fol. 184v-185r. See Von
Euw/Plotzek 1982: 256-285. Kren/McKendrick, eds. 2003: 414-417.
Frames and Illusion in Late Medieval Book Illumination 65
39 This, for example, is the case in the Hastings Hours, London, British Library,
Add. Ms. 54782, fol. 65r. See the partial facsimile and commentary by Turner 1983
and Backhouse 1996.
40 See Kris/Kurz 1995.
66 Anja Grebe
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