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5-Hydroxytryptophan
Michael T. Murray, ND
OUTLINE
Introduction, 658 Migraine and Tension Headaches, 665
Tryptophan and 5-Hydroxytryptophan Juvenile Headache, 666
Metabolism, 658 Fibromyalgia, 667
Pharmacology, 658 Parkinson’s Disease, 667
5-Hydroxytryptophan Versus l-Tryptophan, 660 Seizure Disorders, 667
Clinical Applications, 660 Irritable Bowel Syndrome and the “Leaky Gut”, 668
Depression, 660 Dosage, 668
Anxiety and Panic Disorder, 663 Toxicology, 668
Weight Loss, 663 Drug Interactions, 669
Insomnia, 665
INTRODUCTION
tryptophan into the brain and lower brain serotonin levels. Increasing
5-Hydroxytryptophan (5-HTP) is the intermediate between trypto- tryptophan intake makes matters worse when tryptophan oxidase
phan and serotonin (Fig. 87.1).1 Although the use of 5-HTP may be activity is increased.
relatively new to most clinicians, it has been available through phar- Unlike 5-HTP, which easily enters the brain, the transport of
macies for several years and has been intensely researched for the past tryptophan across the blood–brain barrier involves the binding of
three decades. It has been used clinically since the 1970s. tryptophan to a transport molecule. Because tryptophan shares this
transport vehicle with several other amino acids, when the ratio of
tryptophan to these other amino acids is low, little tryptophan is
TRYPTOPHAN AND 5-HYDROXYTRYPTOPHAN transported into the brain. The protein in almost all foods contains
relatively small amounts of tryptophan and larger proportions of
METABOLISM
other amino acids. This generally leads to low serotonin levels with
Once tryptophan is absorbed from the intestines, it is carried by the a high-protein meal. The opposite occurs with a high-carbohydrate
blood to the liver, along with other amino acids consumed during meal.
the meal. Ingested tryptophan can pass into the general circulation,
metabolize into blood proteins, or convert to kynurenine (which then
goes on to form nicotinic acid, picolinate, and other important metab-
PHARMACOLOGY
olites) in the liver (Fig. 87.2). After conversion to kynurenine, it cannot Several pharmacokinetic studies showed that about 70% of a dose of
be converted to serotonin. The same is likely true if the tryptophan is 5-HTP taken orally is delivered to the bloodstream.3,4 The remaining
incorporated into blood proteins. Unchanged tryptophan can be con- 30% is metabolized by intestinal cells.
verted to 5-HTP and then to serotonin. However, if this conversion Ample evidence from these pharmacokinetic studies, and clinical
occurs outside the brain, brain chemistry will not be influenced. Even studies, indicates that once absorbed, 5-HTP is delivered to the brain,
under the best-case scenario, only 3% of a dosage of l-tryptophan in resulting in increased formation of not only serotonin but also other
supplemental or dietary form is likely to be converted to serotonin in brain chemicals (e.g., the monoamines melatonin, endorphins, dopa-
the brain.2 mine, and norepinephrine; Fig. 87.3). By raising brain serotonin levels,
The manufacture of serotonin from tryptophan within the brain is and through other effects, 5-HTP showed positive effects in the various
highly dependent on the level of tryptophan or 5-HTP that crosses the conditions associated with low serotonin levels.
blood–brain barrier. Although 5-HTP easily crosses the blood–brain Besides raising serotonin and melatonin levels, 5-HTP was shown
barrier, the delivery of tryptophan into the brain depends on several to raise β-endorphin levels. Many pain-relieving and mood-elevating
factors. The first factor of importance is the level of free tryptophan
in the blood. In a number of situations, the liver’s conversion of tryp-
HO
tophan to kynurenine occurs at an elevated rate (i.e., stress, elevated
O
cortisol levels, low B-vitamin status, and high doses of l-tryptophan
[greater than 2000 mg]). These situations lead to increased activity of OH
tryptophan oxidase and kynurenine formamidase, which convert tryp- HN NH2
tophan to kynurenine. Elevated levels of kynurenine block the entry of Fig. 87.1 Structure of 5-hydroxytryptophan.
658
CHAPTER 87 5-Hydroxytryptophan 659
CH2.CH.COOH HO HO
CO2H
2-amino-3-
carboxymuconate- OHC
HOOC NH2
semialdhyde 2-Amino-3-carboxymuconae-
semialdehyde decarboxylase
non-enzymatic
COOH HO
Quinolinic Picolinic acid
acid O N
N COOH
O
Quinolinic acid
phosphoribosyl O- NH2
transferase
O P O N
O
O
OH OH NH2
N
N
O P O N N
O- O
Nicotinamide adenine
dinucleotide (NAD+)
OH OH
Fig. 87.2 Tryptophan metabolism pathways.
O Tryptophan hydroxylase HO
(TPH) O
OH
NH2 OH
N
H HN NH2
L-Tryptophan 5-Hydroxytryptophan
O
acid decarboxylase
Aromatic-L-amino
Hydroxyindole-O- H
methyl transferase N
(HIOMT)
N O
H
HO Melatonin
HO
H
N O NH2
HN N
Serotonin N-acetyl transferase
(NAT) H
N-acetyl-serotonin Serotonin
Fig. 87.3 Conversion of 5-hydroxytryptophan to serotonin and melatonin.
660 SECTION 4 Pharmacology of Natural Medicines
benefits of 5-HTP might be related more to its ability to enhance BOX 87.1 Conditions Associated With Low
endorphin levels than to its ability to increase serotonin levels. This
Serotonin Levels
endorphin-increasing action is useful for both migraine and tension
headaches, fibromyalgia, and other painful situations. In addition, • Depression
raising endorphin levels produces significant effects on mood and • Anxiety
behavior. • Obsessive-compulsive disorder
By raising serotonin, melatonin, and β-endorphin levels, 5-HTP • Obesity
has a significant effect on helping regulate and improve brain chemis- • Carbohydrate craving
try. 5-HTP was also shown to raise the levels of other important neu- • Bulimia
rotransmitters, such as dopamine and norepinephrine.5 The ability of • Insomnia
5-HTP to increase both serotonin (and other indolamines) and cat- • Narcolepsy
echolamines is quite significant and unique to 5-HTP. It is an effect • Sleep apnea
that 5-HTP does not share with l-tryptophan. The effective treatment • Migraine headaches
of depression requires more than simply raising serotonin levels; cat- • Tension headaches
echolamine levels must also be increased; 5-HTP provides the brain • Chronic daily headaches
with both sets of tools. • Premenstrual syndrome
• Fibromyalgia
5-Hydroxytryptophan Versus l-Tryptophan • Epilepsy
Nutrition-oriented physicians have long used precursor therapy for • Myoclonus
affecting brain chemistry. Unfortunately, l-tryptophan produced • Chronic pain disorders
inconsistent results. These results were likely a result of its varying ele-
vation of brain serotonin levels.
In a head-to-head comparison study of 5-HTP and l-tryptophan
CLINICAL APPLICATIONS
in the treatment of depression, 5-HTP proved superior.6 The proposed
reason is the fact that 5-HTP easily crosses the blood–brain barrier and A massive amount of evidence suggests that low serotonin levels are
is not affected by competing amino acids. 5-HTP affects brain chem- a common consequence of modern living. The lifestyle and dietary
istry in a broader and more positive fashion. l-Tryptophan is often practices of many people living in this stress-filled era result in low-
effective in cases of low serotonin, especially insomnia, but 5-HTP is ered levels of serotonin within the brain. As a result, many people are
more broadly effective. overweight, crave sugar and other carbohydrates, experience bouts of
There are many advantages of 5-HTP over l-tryptophan. Chief depression, get frequent headaches, and have vague muscle aches and
among them is that 5-HTP easily crosses the blood–brain barrier and is pains. All of these maladies are correctable by raising brain serotonin
one step further on the path to serotonin synthesis. The conversion of levels. The primary therapeutic applications for 5-HTP are low-sero-
tryptophan to 5-HTP by tryptophan hydroxylase is the most import- tonin states, as listed in Box 87.1.
ant step in the manufacture of serotonin. This enzyme is inhibited by
several factors, including the following: Depression
• Stress Some of the first clinical studies on 5-HTP for the treatment of depres-
• Vitamin B6 insufficiency sion began in the early 1970s in Japan. The first study involved 107
• Low magnesium levels patients with either unipolar depression or manic bipolar depression.10
• Insensitivity to insulin These patients received 5-HTP at dosages ranging from 50 to 300 mg/
• Various hormones day. The researchers observed a quick response (within 2 weeks) in
• Genetic factors more than half of the patients. Seventy-four of the patients either
In addition, as noted earlier, these same factors and others are experienced complete relief or significantly improved, and none expe-
known to increase the activity of tryptophan oxygenase, increasing the rienced significant side effects. These promising results were repeated
conversion of l-tryptophan to kynurenine. in several other Japanese studies. An interesting aspect in two of these
Perhaps the biggest advantage of 5-HTP over l-tryptophan is studies was the fact that 5-HTP was shown to be effective in some
that it is safer.7 Although l-tryptophan is safe if properly prepared patients (50% in one study, 35% in another) who had not responded
and free of the contaminants linked to eosinophilia myalgia syn- positively to any other antidepressant agent.11,12
drome (EMS), 5-HTP is inherently safer. The reasons are that tak- The most detailed of the Japanese studies was conducted in 1978.13
ing l-tryptophan to produce positive effects in the treatment of The study enrolled 59 patients with depression (30 males and 29
depression, insomnia, and other low-serotonin conditions requires females). The groups were mixed, in that both unipolar and bipolar
a relatively high dose (e.g., a minimum of 2000 mg in insomnia and depressions were included, along with a number of other subcategories
6000 mg in depression). At high doses such as these, l-tryptophan is of depression. The severity of the depression in most cases was moder-
potentially problematic because more l-tryptophan will be shunted ate to severe. Patients received 5-HTP in dosages of 50 or 100 mg three
toward the kynurenine pathway, and l-tryptophan promotes oxida- times a day for at least 3 weeks.
tive damage. Excessive levels of dietary tryptophan or high doses of The antidepressant activity and clinical effectiveness of 5-HTP
l-tryptophan result in tryptophan actually acting as a free radical.8 were determined using a rating scale developed by the Clinical
In contrast, 5-HTP is an antioxidant.9 This antioxidant difference Psychopharmacology Research Group in Japan. The improvements
is a result of the additional molecule of oxygen and hydrogen in among the various patients are detailed in Table 87.1. These results
5-HTP. This simple change in molecular structure allows the phe- indicated that 5-HTP was helpful in 14 of 17 patients with unipolar
nolic ring structure to effectively accept or quench the unpaired depression and 12 of 21 patients with bipolar depression. The degree of
electron of a free radical. improvement in most cases ranged from excellent to very good.
CHAPTER 87 5-Hydroxytryptophan 661
aImprovement:
Beginning of the study 26 25 23
1, marked improvement; 2, moderately improved; 3,
End of the study (30 days) 9 15 19
slightly improved; 4, unchanged; 5, 6, 7, felt worse; 8, dropped out.
bThe number of subjects who improved (improvement scores 1, 2, or
TABLE 87.7 5-Hydroxytryptophan (5-HTP) to mild. In contrast, most of the side effects experienced in the fluvox-
amine group were of moderate to severe intensity. The only subject to
Versus Antidepressant Drugs: Comparison of
drop out of the 5-HTP group did so after 35 days (5 weeks), whereas
Side Effects four subjects in the fluvoxamine group dropped out after only 2 weeks.
PERCENTAGE OF PATIENTS On the basis of studies on weight loss, the longer that 5-HTP is used
EXPERIENCING SIDE EFFECTS (e.g., after 4–6 weeks of use), the less the problem with mild nausea.
Side Effects 5-HTP Tricyclics SSRIs 5-HTP has been shown to have “equipotency” with SSRIs and tri-
Nausea 9 15 23 cyclic antidepressants in terms of effectiveness, but it offers several
Headache 5 16 20 advantages in that it is better tolerated and associated with fewer and
Nervousness 2.5 11 16 much milder side effects. In addition, many people prefer to use a nat-
Insomnia 2.5 7 17 ural substance like 5-HTP over synthetic drugs.
Anxiety 2.5 9 14
Drowsiness 7 23 11
l-Tyrosine: an Adjunct to 5-Hydroxytryptophan
Diarrhea 2.5 4 12 In the early 1970s, researchers discovered that in about 20% of patients
Tremor 0 18 11 who responded well to 5-HTP, the results tended to decrease after
Dry mouth 7 64.5 12 1 month of treatment. The antidepressant effects of 5-HTP in these
Sweating 2.5 15 9 subjects began to wear off gradually after the first month even though
Dizziness 5 25.5 7 the level of 5-HTP in the blood, and presumably the level of serotonin
Constipation 5 25 5.5 in the brain, remained at the same level as when they were experiencing
Vision changes 0 14.5 4 benefits.5
The researchers discovered that although serotonin levels appeared
SSRI, Selective serotonin-reuptake inhibitor. to stay at the same levels after 1 month of treatment, the levels of the
other important monoamine neurotransmitters, dopamine and nor-
with a drop of 47.6% for the fluvoxamine group. A drop greater epinephrine, declined. As discussed earlier, when depressed patients
than 50% is an excellent result. A 50% drop is the best SSRIs gen- are treated with 5-HTP, they experience a rise not only in serotonin
erally produce. but also in catecholamines like dopamine and norepinephrine. In
In another head-to-head comparison study, this time with fluox- about 20% of subjects, the catecholamine-enhancing effects of 5-HTP
etine, 5-HTP also showed q good antidepressant effect.31 The study tended to wear off. Providing these patients with l-tyrosine, the amino
consisted of 60 patients suffering from their first depressive episode acid precursor to the catecholamines, helped reestablish the efficacy
who were randomly divided to receive 5-HTP (group A) or fluoxetine of 5-HTP.5 The dosage was 200 mg/day for 5-HTP and 100 mg/kg
(group B) for a period of 8 weeks. 5-HTP was given at 150 mg in three body weight for l-tyrosine. This dosage for l-tyrosine is quite high and
divided dosages during the first 2 weeks, and then the dose was dou- requires substantial clinical supervision.
bled (300 mg) after the second week. The dosages were increased to
400 mg in three divided dosages after the fourth week. Thereafter, the Anxiety and Panic Disorder
same dosages were continued. All patients in group B were given flu- 5-HTP showed an ability to relieve anxiety in studies in depressed
oxetine 20-mg capsules along with two placebo dosages during the first individuals. Lowering the availability of serotonin to the brain by tryp-
2 weeks and then increased to 30 mg along with placebo dosages after tophan depletion increased the vulnerability of patients with panic
the second week. All patients were administered the HAM-D to assess disorder to an experimental carbon dioxide panic challenge, and
the severity of depression at baseline, 2 weeks, 4 weeks, and 8 weeks. A increasing the availability of serotonin inhibited the response to such a
final evaluation of both efficacy and tolerance was conducted using the challenge. When 5-HTP or placebo was given to 24 patients with panic
Clinical Global Impression (CGI) scale at the end of the study. disorder and 24 healthy volunteers before a panic challenge, 5-HTP
Results showed that both treatment groups experienced a signifi- significantly reduced the reaction to the panic challenge in patients
cant and nearly equal reduction in HAM-D scores beginning at week 2 with panic disorder regarding subjective anxiety, panic symptom
and continuing through week 8. Twenty-two patients (73.33%) in the score, and number of panic attacks, as opposed to placebo.32 These
5-HTP group and 24 patients (80%) in the fluoxetine group showed a results indicate that 5-HTP might be helpful in relieving panic attacks.
positive response at the end of the study. 5-HTP was very well toler-
ated, and it was concluded that 150 mg represents a minimal effective Weight Loss
dosage in depression for 5-HTP. A considerable body of scientific evidence documents the major role
The existing data indicate that 5-HTP is equal to or better than serotonin in the brain plays in influencing eating behavior. A key find-
standard antidepressant drugs, and the side effects are much less severe ing is that when animals and humans are fed tryptophan-free diets,
(Table 87.7). In the study comparing 5-HTP with fluvoxamine, this is appetite is significantly increased, resulting in binge eating—carbohy-
how the physicians described the differences among the two groups: drates would be preferable, but animals binge on whatever is avail-
Whereas the two treatment groups did not differ significantly in the able.2,3 A diet low in tryptophan leads to low brain serotonin levels; as a
number of patients sustaining adverse events, the interaction between result, the brain senses it is starving and stimulates the appetite control
the degree of severity and the type of medication was highly significant: centers in a powerful way. This stimulation results in a preference for
fluvoxamine predominantly produced moderate to severe side effects; carbohydrates. When animals or humans are fed a carbohydrate meal,
oxitriptan (5-HTP) produced primarily mild forms of adverse effects. more tryptophan is delivered to the brain, resulting in more serotonin
Fourteen (38.9%) of the patients receiving 5-HTP reported side being manufactured. This scenario led to the idea that low serotonin
effects compared with 18 patients (54.5%) in the fluvoxamine group. levels lead to “carbohydrate craving” and play a major role in the
The most common side effects with 5-HTP were nausea, heartburn, development of obesity and bulimia.
and gastrointestinal problems (flatulence, feelings of fullness, and Cravings for carbohydrates can be mild or quite severe. They may
rumbling sensations). These side effects were rated as being very mild range in severity from the desire to nibble one piece of bread or cookie
664 SECTION 4 Pharmacology of Natural Medicines
experienced mild nausea during the first 6 weeks of the trial, but Although there was a clear dose-related effect, the lower dosage
during the last 6 weeks, none complained of nausea. The fact that is sufficient in most cases. In addition, taking too much 5-HTP may
weight loss was accelerated during the second 6-week period makes increase REM sleep to an abnormal level, leading to an increased risk
it highly unlikely that 5-HTP promoted weight loss as a result of pro- for nightmares. That said, 5-HTP might prove effective in sleep terrors
ducing nausea. in children. To test this hypothesis, an open trial in a group of children
One study with 5-HTP enrolled overweight women with a BMI with sleep terrors was compared with a group of children with the same
ranging between 30 and 40 kg/m2 and an overactive appetite.39 The disorder but without 5-HTP treatment.47 5-HTP was administered
28 subjects of the study were given either 5-HTP (300 mg three times (2 mg/kg per day) at bedtime to 31 randomly selected patients for 20
daily before meals) or a placebo. For the first 6 weeks, there were consecutive days. After 1 month of treatment, 29 of 31 (93.5%) patients
no dietary restrictions, and for the second 6 weeks, the women were showed a positive response. In the comparison group without drug
placed on a diet of 1200 calories/day. Carbohydrates contributed 53% therapy, after 1 month, the episodes disappeared in only 4 children
of the calories, fats comprised 29%, and proteins provided 18%. No (28.6%), whereas 10 children (71.4%) showed persistence of episodes
carbohydrate-rich foods were permitted between meals. Subjects were with the same frequency as before. After 6 months, 26 of 31 (83.9%)
examined every 2 weeks to evaluate food intake and body weight. children treated with 5-HTP were sleep terror–free, whereas in five
Routine blood measurements were also performed at the beginning, children (16.1%), sleep terror episodes persisted. Of the children in
at 6 weeks, and at the end of the study. To verify patient compliance, the comparison group, 10 (71.4%) continued to show sleep terrors at
urinary measurement of 5-HIAA was determined. 6-month follow-up. These results represent preliminary evidence that
The results from this study were even more impressive than the treatment with 5-HTP is able to modulate the arousal level in children
previous studies, for several reasons. The group receiving the 5-HTP and induce a long-term improvement in sleep terrors.
lost an average of 4.39 lb after the first 6 weeks and an average of 11.63
lb after 12 weeks. In comparison, the placebo group lost an average of Migraine and Tension Headaches
only 0.62 lb after the first 6 weeks and 1.87 lb after 12 weeks. The lack The relationship between serotonin and headaches is fully described in
of weight loss during the second 6-week period in the placebo group Chapter 198. Because patients with migraines have low levels of sero-
obviously reflected the fact that the women had difficulty adhering to tonin in their tissues, some researchers refer to migraine headaches as
the diet. a “low-serotonin syndrome.”46 Although the primary benefit of 5-HTP
Early satiety was reported by 100% of the subjects during the first in the prevention of both migraine and tension headaches is related to
6-week period. During the second 6-week period, even with severe its ability to normalize underlying imbalances in the serotonin system,
caloric restriction, 90% of the women taking 5-HTP reported early it also influences the endorphin system in a positive way.
satiety. Once again, many of the women receiving the 5-HTP reported Several clinical studies on the use of 5-HTP for headaches, both
mild nausea during the first 6 weeks of therapy. However, the symp- vascular and nonvascular, showed excellent results. In particular, the
tom was never severe enough for any of the women to drop out of the use of 5-HTP in the prevention of migraine headaches offers consider-
study. No other side effects were reported. able advantages over drug therapy. Although a number of drugs were
On the basis of the urinary measurements of 5-HIAA, the women shown to be useful in the prevention of migraine headaches, all of them
took their 300 mg of 5-HTP with meals and, as a result, achieved weight carry significant side effects.
loss. The amount of weight loss was amplified by a better capability The problem with drug therapy in the prevention of migraine
to adhere to a 1200-calorie diet. The structure of the dietary changes headaches is perhaps best exemplified by one of the most commonly
reflected primarily a reduction in pasta, bread, and other carbohy- used drugs, methysergide (Sansert). Methysergide therapy for the pre-
drate-rich foods (the study was conducted in Rome). vention of migraine attacks is effective in about 60% to 80% of cases.
In the latest study, 25 overweight outpatients with non–insulin-de- However, this effectiveness is not without a high price because side
pendent diabetes were enrolled in a double-blind, placebo-controlled effects are quite common and can be severe. Retroperitoneal fibrosis,
study and randomized to receive either 5-HTP (750 mg/day) or a pla- pleuropulmonary fibrosis, and fibrotic thickening of cardiac valves
cebo for 2 consecutive weeks, during which no dietary restrictions were may occur in patients receiving long-term methysergide maleate ther-
prescribed.40 Results again indicated that patients receiving 5-HTP sig- apy. Therefore this preparation must be reserved for prophylaxis in
nificantly decreased their daily energy intake by reducing carbohydrate patients whose vascular headaches are frequent or severe and uncon-
and fat intake and reduced their body weight. trollable and for those who are under close medical supervision.
Several studies compared 5-HTP with methysergide in the preven-
Insomnia tion of migraine headaches. In one of the largest double-blind studies,
Several clinical studies showed 5-HTP produced good results in 124 patients received either 5-HTP (600 mg/day) or methysergide (3
promoting and maintaining sleep in normal subjects and in those mg/day) in identical pills for 6 months.48 Treatment was determined
experiencing insomnia.39–46 One of the key benefits with 5-HTP successful if there was a reduction of greater than 50% in the frequency
in the treatment of insomnia is its ability to increase sleep quality. of attacks or in the number of severe attacks. Although 75% of the
This effect is evident by its ability to increase rapid eye movement patients (30 of the remaining 40 patients) taking methysergide demon-
(REM) sleep (typically by about 25%) while simultaneously increas- strated significant improvement compared with 71% of the patients
ing deep sleep stages 3 and 4 without increasing total sleep time.39,42 (32 of the 45 patients) taking 5-HTP, this difference was not viewed
The sleep stages that are reduced by 5-HTP to compensate for the as statistically significant (Table 87.11). The advantage of 5-HTP
increases are non-REM stages 1 and 2, the least important stages of over methysergide was demonstrated when researchers looked at side
sleep. In one of the studies, the subjects receiving 200 mg of 5-HTP effects. Side effects were more frequent in the group receiving methy-
increased their amount of REM sleep by 15.5 minutes during the sergide than in the 5-HTP group. Five patients in the methysergide
5-night study.39 Subjects taking 600 mg of 5-HTP increased REM group withdrew during the trial because of side effects.
sleep time by an average of 20 minutes for the 5-night study. These Two other studies comparing 5-HTP with drugs used in the preven-
results indicated that 5-HTP increased the amount of dream time by tion of migraine headaches (pizotifen and propranolol) demonstrated
about 3 to 4 minutes a night. that 5-HTP compared quite favorably in terms of effectiveness.49,50
666 SECTION 4 Pharmacology of Natural Medicines
produced good results in patients with progressive myoclonus epi- nutritional supplement but also in infant formulas and nutrient mix-
lepsy, essential myoclonus, palatal myoclonus, and Friedreich’s tures for intravenous feeding.
ataxia. A single case report linked 5-HTP to a condition like EMS in
In a 1983 article, one researcher of 5-HTP stated: “Some helpless 1980.78 However, this case involved the use of high dosages of 5-HTP
bedridden patients dramatically improved to the extent that they (1400 mg) over a 20-month period. Further examination of the patient
could walk again and resume independent living.”74 Because of the indicated a defect in tryptophan metabolism that resulted in elevations
phenomenal results, 5-HTP was the first compound to be evaluated in kynurenine. Such defects in tryptophan metabolism are common
as an orphan drug by the Pharmaceutical Manufacturing Associations in patients with scleroderma, which shares many common features
Commission on Drugs for Rare Diseases. with EMS. It appeared that either the 5-HTP might have contained a
contaminant to which this man was sensitive or that taking such high
Irritable Bowel Syndrome and the “Leaky Gut” doses of 5-HTP over a prolonged period of time aggravated his abnor-
Irritable bowel syndrome (IBS) is often accompanied by impaired mal handling of l-tryptophan.
intestinal barrier function and “leaky gut” syndrome. Decreased sero- There was also a report of a 28-year-old woman, her husband, and
tonergic function appears to play a part in the intestinal barrier dys- her two sons, 33 and 13 months old, who developed an EMS-like ill-
function. In an interesting double-blind study, 15 patients with IBS ness in response to contaminated 5-HTP.76 The young boys inherited
and 15 healthy volunteers ingested either 100 mg 5-HTP or a pla- the inability to convert tryptophan to 5-HTP. As a result, they required
cebo.75 Oral 5-HTP administration significantly increased mucosal daily administration of 5-HTP (5–7 mg/kg). Both boys received the
levels of 5-HIAA in both healthy controls and patients with IBS, with 5-HTP almost from birth.
the latter group showing a significantly larger increase. Urinary lactu- The mother was not taking 5-HTP, but she prepared it for the
lose/L-rhamnose ratios were significantly lower after administration of young boys by opening the capsules, mixing the powder in juice or
5-HTP in healthy controls and were accompanied by redistribution of water, and giving it to them orally with a syringe. She never took the
zonula occludens-1, pointing to reinforcement of the barrier. In IBS, 5-HTP; she only touched it with her hands as she emptied the capsules.
expression of the tight-junction proteins was significantly lower com- When the second boy was about 9 months old, the mother began
pared with healthy controls, and 5-HTP resulted in a further decrease experiencing symptoms of EMS. After consulting a physician in July
in occludin expression. These results indicate that in healthy controls, 1991, it was noted that her eosinophil count was well over 30%. She
a reinforcement of the intestinal barrier was seen with 5-HTP intake, continued to worsen and was hospitalized in August 1991 with a ten-
whereas such reaction was absent in patients with IBS. This could tative diagnosis of EMS. At this time, she was referred to the National
indicate the presence of a serotonin-mediated mechanism aimed to Institutes of Health for further evaluation.
reinforce the function of the intestinal barrier, which seems to be dys- Because of the possible link between the mother’s symptoms and
functional in patients with IBS. the 5-HTP, the boys and the father were also evaluated. The older boy
had an eosinophil count of 9% (normal is 1%–4%), and the younger
boy had a count of 6%. The father had no abnormalities.
DOSAGE The 5-HTP that the boys used was analyzed by high-pressure liq-
Enteric-coated preparations are required to avoid nausea. The dosage uid chromatography and found to contain an impurity not found in
should be started at 50 mg three times daily. If the response is inade- the 5-HTP that the National Institutes of Health used in its studies
quate after 2 weeks, increase the dosage to 100 mg three times daily. for ataxia and myoclonus. Switching the boys to the contaminant-free
This recommendation will greatly reduce the mild symptoms of nau- 5-HTP brought about a normalization of the eosinophil counts.
sea often experienced during the first few weeks of 5-HTP therapy. The mother’s case was interesting because she was the most severely
Because 5-HTP does not rely on the same transport vehicle as l-tryp- affected, and skin exposure was the only contact with the contami-
tophan, it can also be taken with food. Because the half-life of 5-HTP nated 5-HTP.
is relatively short (3–4 hours, with peak serum levels achieved at 1–2 In 1998, researchers at the Mayo Clinic identified trace levels of a
hours), more frequent dosing may be more effective than single higher compound termed “peak X” as the key contaminant using a sensitive
doses. laboratory technique.79 As a result, manufacturers of 5-HTP now screen
For insomnia, the general recommendation is 100 to 300 mg, 30 to for the presence of this compound to ensure that all of the 5-HTP on
45 minutes before retiring. Start with the lower dose for at least 3 days the marketplace is free from peak X as outlined in current Food and
before increasing the dose. Drug Administration methodology. A minor chromatographic peak
(peak X) reported in some 5-HTP samples lacks credibility because
of chromatographic artifacts and infinitesimal concentrations and
TOXICOLOGY has raised undue speculations concerning its chemistry and toxic-
The major concern with 5-HTP is a possible link to l-tryptophan and ity. It might also be a moot point because extensive analyses of sev-
EMS. However, an important distinction must be made in the manu- eral sources of 5-HTP showed no toxic contaminants similar to those
facturing process. Although l-tryptophan is produced via bacterial fer- associated with l-tryptophan, nor the presence of any other significant
mentation and filtration, 5-HTP is commercially available through an impurities.80
extraction process from the seed of Griffonia simplicifolia, an African There have been no reports of a single person developing EMS from
plant. 5-HTP extracted from this natural source avoids the contami- 5-HTP despite its popularity over the past 20 years. Nonetheless, to be
nation problem associated with past manufacturing of l-tryptophan. on the safe side, some experts recommend that long-term continual
Detailed analyses of all evidence by the Centers for Disease Control use of 5-HTP be monitored by regular (every 6 months) eosinophil
and Prevention and other experts led to the conclusion that the cause determination.
of the EMS epidemic could be traced to a single Japanese manufac- Evidence that uncontaminated 5-HTP does not cause EMS is also
turer, Showa Denko.76,77 Of the six Japanese companies that supplied provided by researchers who have been using 5-HTP for more than 25
l-tryptophan to the United States, Showa Denko was the largest (50%– years. They state: “EMS has never appeared in the patients of ours who
60% of all the l-tryptophan). The l-tryptophan was used not only as a received only uncontaminated l-tryptophan or 5-hydroxytryptophan
CHAPTER 87 5-Hydroxytryptophan 669
(5-HTP).”81 Furthermore, researchers at the National Institutes of supervision. Although 5-HTP has been used safely in combination
Health studying the effects of uncontaminated 5-HTP on various met- with prescription antidepressant drugs in clinical studies, taking this
abolic conditions have not observed a single case of EMS, nor has a combination could result in too much serotonin in the body. The
case of elevated eosinophils been attributed to 5-HTP in these stud- result is a condition known as the “serotonin syndrome,” characterized
ies.82 In short, there has never been a report of uncontaminated 5-HTP by confusion, fever, shivering, sweating, diarrhea, and muscle spasms.
causing EMS. 5-HTP may antagonize the effects of drugs used in migraine head-
Although there has never been a single person developing EMS aches like methysergide and cyproheptadine, which block serotonin
from 5-HTP products proven to be free from the contaminants, long- effects.
term continual use of 5-HTP should be monitored by regular (every 6 The drug carbidopa greatly enhances the half-life and produces an
months) eosinophil determination. For any person with scleroderma apparent clearance at least 14 times smaller, and an area under the curve
resulting from the problem with tryptophan metabolism noted in that is 15.4 times greater, compared with 5-HTP 100 mg given with-
these patients, an eosinophil determination after the first month of out carbidopa.83 By combining 5-HTP with carbidopa, increased bio-
5-HTP use is indicated, especially if dosages are greater than 500 mg/ availability for brain penetration and decreased peripheral side effects
day. In addition is the following advice: would be expected because of reduced peripheral decarboxylation of
• Do not use 5-HTP during pregnancy or lactation. 5-HTP to serotonin. However, in a double-blind study in healthy male
• Do not use 5-HTP in Parkinson’s disease unless the patient is on volunteers, nausea and vomiting occurred dose-dependently as the
Sinemet. most frequent side effects, resulting in dose-related dropout of 6.6% at
• Do not use 5-HTP in patients with scleroderma. 100 mg and 45.5% at 300 mg 5-HTP.80
669.e1
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