Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Aditya Johri
551
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552 cambridge handbook of engineering education research
Although interpretive methods are par- study. Snowball sampling is one example of
ticularly well suited to sociocultural or sit- an approach that lends itself well to inter-
uated approaches to learning and educa- pretive research. The second area of devi-
tion (see Chapter 2 by Newstetter and ation between the types of research comes
Svinicki, or Chapter 3 by Johri, Olds, and in the design phase of a research project.
O’Connor in this volume), they are appro- Highly quantitative approaches devote
priate in all cases when a researcher wishes significant effort to specifying and articu-
to account for participants’ perspectives in lating the hypotheses and propositions of
understanding an issue. The interpretive the study and to ensuring that the data col-
approach requires researchers to construct lected are able to address the issues identi-
meaning from the data; there is a “per- fied. In interpretive research initial questions
spective” aspect inherent to the process. are often open ended, requiring less engage-
Interpretive research sacrifices an element ment with and analysis of the data during
of objectivity in order to obtain situated the active portion of the study. Rather than
meaning-making; the researchers and par- a linear, or a strict cyclical scientific model
ticipants form a partnership in the develop- of research, interpretive research processes
ment of understanding. Although interpre- tend to include more fluidity. The third
tive research is by its nature subjective, there area of deviation between interpretive and
are standards of practice followed to ensure quantitative research approaches is that the
the quality of information within the field. results are dependent on the frame of ref-
An interpretive researcher “seeks to learn erence of the researcher. It is important for
through systematic activity” (Tobin, 1999, the researcher to not only signal their world-
p. 488) and builds an understanding through view, but also consciously to use this view-
a skeptical search for evidence. Put another point in interpreting, acknowledging, and
way, “the knowledge gained from research documenting this activity. Researchers can
is put to test so that there is a close link be “invisible” in quantitative methodologies,
between what is learned and the evidence but they are an integral part of interpretive
used to support claims made from a study” research activities.
(Tobin, 1999, p. 488). The effort to understand meaning-
This idea of an investigator’s perspec- making and expressing or representing can
tive in interpretive research is in direct con- be fraught with complexity. One of the ear-
flict with the positivist approach toward liest and strongest proponents of the inter-
research, in which settings are defined and pretive tradition, Clifford Geertz (1973),
described using external categories. There argued that an intepretivist’s task is to clar-
are three areas in which the interpre- ify the intersubjective meanings that form
tive approach deviates from a positivist the foundation of social reality, as expressed
approach. The first area of deviation involves in the everyday life experiences of peo-
the focus on large trends and central ten- ple. Becker (1998) argues that just express-
dencies often used by positivist and other ing the meanings is not enough, that we
approaches that are primarily quantitative need to go beyond reproducing what we
in nature; the interpretive approach deliber- observe, to abstract the information that
ately seeks a sample including a high degree can help answer questions. Becker (1998)
of diversity, or variability. In interpretive takes issue with Geertz’s notion of “thick
research, the decisions on who can or should description” and related argument that the
participate in the study can be made while intrepretivist’s job is to provide or artic-
the study is ongoing, as new data are col- ulate meaning-making among participants.
lected and new participants are approached. Nelson Goodman (1978) argues that
So long as the investigators’ understanding researchers are bound to have a perspec-
of an issue is advanced, corroborated, or con- tive, a frame, a way of seeing or worldmak-
tradicted, participants may be added to the ing that is unique to them, raising questions
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conducting interpretive research in engineering education 553
about the ability of any researcher to faith- Wagenaar further prescribes two ways of
fully represent what is being observed. Any understanding meaning that go beyond or
researcher is bound to relate “affectively” or overcome the problematic aspects of inter-
emotionally with experiences of data col- pretivist approach outlined in the preceding
lection regardless of their actual disposi- text. The discursive approach to meaning is
tion. As a consequence, the meaning-making thoroughly perspectivist, in the sense that
in any social phenomenon being observed it takes for granted that all human knowl-
is inevitably linked with the meaning the edge is a “conditioned point of view”; it
researcher brings to the situation. The myth implies that there can be no veracity of our
of objective observation is also questionable knowledge of the social work. In the dia-
given that observation and meaning-making logic approach, meaning emerges only in
are interconnected. This process, according relation to an interpreter and meanings may
to Wagenaar (2011), is actually that of recon- change depending on the interpretation. As
structing the aggregated collective under- a result it is essential for an interpretive
standing of a social phenomenon by taking researcher not only to capture and expres-
into account the individual subjective mean- sion of intersubjective meaning-making, but
ings of participants. This sense-making by also to articulate this insight in the service
researchers is dependent on our ability to sit- of a research question.
uate a particular human action into a larger To make interpretive research more
context; the act of interpretation involves an acceptable and mainstream, Yanow (2006)
understanding at multiple levels – individu- argues that researchers need to make their
als, groups, and larger organizational or insti- methods more explicit, as well as elaborating
tutional levels. Wagenaar (2011) argues that on the advantages of interpretive research.
there are three problems with this process Researchers using an interpretive method-
creating epistemological and methodologi- ology should avoid using the word “qualita-
cal issues. The first is that investigators may tive” to describe their research; interpretive
hold misconceptions about their own beliefs research extends beyond qualitative meth-
and intentions. The second is that investiga- ods and is more precisely characterized as
tors may or may not have access to objec- uncovering participant’s meaning-making.
tive meanings, rules, concepts, and norms Qualitative methods can be, and often are,
that are implicit in practice (which may not used for positivist research without any
be explicitly stated). The last is that inves- interpretive component; any research with
tigators may lack an understanding of spe- a hypothesis is well served by qualitative
cific aspects of a social organization that are methods. Overall, Yanow (2006) argues that
tacit and embodied, requiring actual partic- interpretive methodology has become an
ipation to observe. In reviewing the work umbrella term subsuming several different
of other interpretive researchers, Wagenaar schools of thought, including those drawing,
(2011) argues that: explicitly or implicitly, on phenomenology,
hermeneutics, some Frankfurt School criti-
With important nuances and differences, they cal theory, symbolic interaction, and ethno-
all agree that (1) explicit understanding can methodology, among others. Many of these
only be partial, (2) meaning resides not in
ideas dovetail with late-nineteenth to early-
the individual experiences of actors but in
larger social configurations of which the actor
twentieth century pragmatism and later-
is an integral part, (3) meaning emerges twentieth century feminist epistemology
from acting upon concrete situations, and (4) research methods and science studies (p. 7).
meaning, in the sense of our actions exhibit- In spite of the differences between inter-
ing sensefulness, is created dynamically in pretive researcher methodology and the
an ongoing interaction among actions and traditional positivist framework, there are
between actors and larger social configura- there any similarities. Yanow (2006) argues
tions. (p. 51) that:
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conducting interpretive research in engineering education 555
needs and the need for triangulation often collected and in the interpretive skills of the
needs more time. Sense-making is involved researcher that often develop over time, I
at every step of the research process as emphasize data collection above everything
each step can be uncertain. Second, inter- else. With a weak data set, interpretation is
pretive research often requires significant tricky if not impossible.
manpower resources and training for con-
ducting research can often take longer than
many other positivist approaches. Further, Starting Out – First Days in the Field
unlike other approaches that can utilize sec-
ondary data, interpretive research, owing to Every act of investigation begins with some
its localized settings and localized informa- uncertain moments. In interpretive re-
tion needed for interpretation, has to rely search, especially when qualitative and
overwhelmingly on primary data. Secondary ethnographic methods are being employed,
data, even if they are available, have to be the first few days in the field are often the
used sparingly and judiciously although it most worrisome for researchers. It is in these
can often play a central role in triangulation. initial moments that rapport has to be estab-
Finally, interpretive research requires signif- lished, the purpose of research explained to
icant post-processing effort in terms of out- participants, and “first impressions” formed
lining a convincing case. In many positivist and projected. This is the time period when
traditions the basic structure of research out- the “learning” is the highest for any research.
put – how findings and results are to be The lack of familiarity with a setting opens
presented – is standardized. An interpretive up our senses and we notice and absorb more
research project depends as much on its pre- information than at any other time during
sentation for making a convincing argument the research study. Therefore, it is crucial
as it does on data collection and analysis. to take meticulous and detailed notes dur-
Given these seemingly significant barriers to ing this time period. The first few days also
interpretive research for many researchers provide the researcher the opportunity to
the benefits far outweigh its disadvantages. set the terms of the data collection. When
If the purpose of research is to truly under- and what kinds of data will be collected?
stand an issue with the intent of effecting What affordances does the setting actually
useful change, some form of interpretive provide as compared to the idealized vision
research is essential. in the research plan? Are there some partic-
In the rest of this chapter I provide a ipants who are likely to become key infor-
“methods” guide that can help researchers mants and can help interpret what is going
conduct interpretive research.2 The guide is on? Do I maintain a distance or do I create an
necessarily my own interpretation of how informal relationship with all participants?
to do this research but can be useful to All these are important questions that any
beginning researchers who are getting their researcher has to address during the initial
feet wet. As with any research, researchers days. Some other issues that come up are
over time find their preferred data collec- how to take observations notes. Although
tion procedures, protocols, and coding pro- many young researchers are content to take
cedures. The intent of the rest of the chap- mental notes, there is no substitute for writ-
ter is to show one way forward. Given the ten notes, and in any setting the note-taking
many excellent texts available on the design procedure has to be established as soon as
of research studies (see Table 28.1 for a selec- possible. Will you use a computer? Will you
tion) I do not discuss that aspect here. I take short breaks and finish up your notes
assume that the researcher wants to con- in another location? Finally, what kind of
duct interpretive research and is looking for note-taking do you plan to do? Detailed,
tools to help collect the data and analyze extremely details, cues to things you would
and write it up. Because analysis and writing remember. All these norms have to be
depend significantly on the quality of data established from inception and make the
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556 cambridge handbook of engineering education research
first days in the field critical to the overall opportunity to observe any setting at any
success of the project.3 given time does not repeat. Therefore, the
ability to capture action in the field accu-
rately is indispensable. Of course, any inter-
Observing Others in Action pretive researcher will take issue with the
term “accurately” in the preceding sentence
Observations are one of the most crucial as any act of capturing data through obser-
components of any field study. Although vations is an interpretive act as well. What
observations form the backbone of any to look at and what to note down are all
research, including positivist experimental interpretive act; even the placing of a video
research, they are critical in interpretive camera to record a setting is an interpre-
studies conducted in the field because the tive act. Therefore, when I say accurately I
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conducting interpretive research in engineering education 557
mean in the context of the research question redundant4 but it is good practice, initially
and the purposes of the research study. The as well as later in the study, to capture as
observers’ perception has to be aligned with much as possible. In addition to being com-
the goal of the observation and the observer prehensive, field notes have to be retroac-
has to ensure that his or her bias does not tively useful and therefore they need to cap-
shape the observations. The texts reviewed ture critical information such as time, place,
in Table 28.2 provide further detailed guid- and participants. It is a good habit to start
ance on conducting field observations. The each field note session by first making a note
key to good observations is being rigorous of the date and the time. There are many
and steady – observe all the time and observe formats that can be used to facilitate better
as much as you can. note taking, and the texts reviewed in Table
28.3 provide an assortment of such tools.
Taking Observation Field Notes
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558 cambridge handbook of engineering education research
it also has to do with giving them time then be asked to read this list or the inter-
to reflect and respecting silence. Often less viewer can collect and use them as prompts.
experienced interviewers rush to fill in any
empty space within a dialogue but that can
be a mistake. Participants can take time to Analyzing Field Study Data
articulate an answer, or sometime hearing
their own voice forces them to reflect and Data analysis forms the most complicated
reform their response. These moments have but the most rewarding part of the inter-
to be respected within any interview. Table pretive research process as the fundamen-
28.4 lists some classic texts on interviewing, tal argument for the approach relies on the
Table 28.5 presents a list of useful questions ability to provide an analysis that accounts
culled from a couple of texts, and Table 28.6 for the meaning-making of the study partic-
presents a sample interview protocol. ipants. Therefore, in addition to reporting
Interviews are often done on an individual the activities observed and the researcher’s
basis but sometime the opportunity arises interpretation of them, an interpretive anal-
to interview more than one person, and this ysis provides a meta-analysis from the par-
can change the dynamics of the interviewing ticipants’ perspective. The analysis process
process. In some cases, focus group inter- varies across researchers and research groups
views with more than two participants can and many researchers prefer to immerse
be undertaken and these have their own themselves in the data for a long period
dynamics. Although they were developed as of time and emerge with an overall con-
a technique by mass media researchers to ception or argument. Many researchers fol-
find out the opinion of participants, they can low the traditional approach of coding the
be used by interpretive researchers to delin- data based on broad categories or themes
eate nuances and differences among partic- and use these to triangulate the data. The
ipants. To do so, it is important to manage codes in interpretive research are induc-
the group dynamics to ensure that each par- tive; they emerge from the data. Coding
ticipant gets the opportunity to advance techniques vary by researcher and project,
their viewpoint and that “loud” members but certain steps are common. The first step
do not take over and lead to groupthink. involves going through the data and docu-
One technique for avoiding this, as noted in menting common themes that emerge. This
the sample protocol in Table 28.7, is to ask process is usually called “free” coding as
participants to first jot down ideas in writ- the intent is to capture all the major ideas
ing on a piece of paper to ensure that their that are present in the data. The codes gen-
views are represented in some form before erated through this process are termed in
the group discussion. The participants can vivo codes as they emerge from the data.
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conducting interpretive research in engineering education 559
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conducting interpretive research in engineering education 561
Spradley (1979)
Hypothetical interaction questions Makes informants less likely to translate for your sake.
“If I were to sit in the back of your classroom, what kinds of
things would I hear kids saying to each other?”
Typical-sentence question “What are some sentences that use the term . . . ?”
Glesne and Peshkin (1992)
Don’t say final goodbyes to
respondents – leave door open for a
return (p. 64).
Keep questions free of words, syntax,
or idioms respondents won’t
understand (p. 67).
Don’t make questions loaded or No “Don’t you suspect . . . ” or “Isn’t it the case that . . . ”
leading (p. 67).
Pilot interview questions with
member of actual group you’re
studying (p. 68).
Don’t ask questions about “hot topics”
before establishing rapport (p. 69).
Keep questions from getting too “I’d like to have you go back to a time in your. . . . ”
vague. Provide mood and props to
help interviewees recall previous
times/events (p. 69).
Use quotations from another source Allows you to attribute to someone else ideas that are
(p. 69). provocative, but that you don’t want them to think reflect
your opinion.
“Soliciting Advice” Questions – gets “I’d like you to put yourself in the position of my adviser. I’m a
more idealized answers than direct brand new teaching, never taught here before . . . What
“what do you do” questions (p. 70). advice would you give me . . . ?”
Vary the voice or subject of “Do you . . . ” vs. “Do teachers like you . . . ” vs. “Do teachers in
questions; gets you different your school . . . ” vs. “Do teachers in general . . . ?”
information (p. 70).
Use language that respondents “Before we go on to other questions, I’d like to be sure what
understand (pp. 70–71). word or words you use to describe the different kinds of
kids . . . ”
Put questions that are easy to answer Gets interviewees talking and reassures them that your
at the beginning (p. 71). questions are manageable.
Watch for interaction effects of You’ll need to keep some questions far apart, because one
questions (p.71). would influence the answer to another.
“Magic wand” questions (p. 72). “If you could change anything at Riverview High School in any
way you wanted, what, if anything, would you change?”
Get the interviewee to help you fill “What else should we have asked that we haven’t asked?”
out the picture (p. 72). “What have we overlooked?”
“Have we underemphasized important things?”
“Have we overemphasized unimportant things?’
Try to promote regularity of “Same time and place next week?”
interviews (p. 73).
Give respondents an idea of how “At least two times, and maybe more, certainly no more than is
often you’ll want to interview them comfortable for you. And you may – without providing any
(p. 73) [if you are conducting a explanation – stop and particular session or all further
multiple interview study] sessions.”
Take notes on interviews, in addition Account of an interview should include “old questions requiring
to tapes [recording] (p. 75). elaboration; questions already covered; where to begin next
time; special circumstances that you feel affected the quality
of the interview; reminders about anything that might
prepare you for subsequent interviews; and identification
data.”
(continued )
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562 cambridge handbook of engineering education research
As a next step, codes are grouped together together the disparate part of the study
based on commonalities and tested exten- to provide coherence to the overall study.
sively against the entire data or a specific cor- Initial coding often leads to viewing the
pus of data. This step is often called focused data from too many different perspectives,
coding. In some cases, categories are related and axial coding is a mechanism to pro-
to subcategories and relationship between vide an overarching analytical framework
codes is examined. This step is termed axial that groups things together. In interpretive
coding and its usefulness lies in bringing research one has to be open to changing the
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conducting interpretive research in engineering education 563
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conducting interpretive research in engineering education 565
to interpretive research. Two texts that pro- is the attempt to make sense through the
vide extensive and substantial discussions of eyes of the participants. Interpretive writing
the coding process are Charmaz (2006) and also balances researcher interpretation, data
Strauss and Corbin (1998). snippets, and often theoretical arguments
in equal proportion. There are some com-
mon caveats in these writings where authors
Writing Up Interpretive Research often make the leap from observing behav-
ior to reporting it as participants’ inter-
As with any research process, the final writ- pretation. The link between what is seen
ing and publication, or presentation, of the and what it means is hard to establish and
research is the usual culmination of the pro- often missing. This is a common criticism of
cess. Although the publication and presenta- interpretive research – do we ever really
tion of any research, even scientific research know what others think? This is also a
in the natural sciences, is a process of “social challenge not only to establish but also to
construction,” in interpretive research it is present in the form of written interpreta-
often hard to separate the writing from the tion. Authors often take the support of other
research – it is an integral part of the process. forms of representations such as analytical
Whether it is to be consumed as a research figures, illustrations, pictures, and if possi-
article, a monograph, or a full-length book, ble, video data. Table 28.9 provides some
writing up interpretive research is an often references to texts that can aid in writing and
difficult and time-consuming process. One that describe different ways of writing that
of the difficulties of writing is the lack might be applicable to interpretive research.
of standard models. Interpretive researchers
follow different styles and the final writ-
ing can take on many forms. Even if one Conclusion
eliminates such forms as “autoethnographic”
texts from the canon of regular interpre- This chapter provides a guide on conduct-
tive writing, the variation among research ing interpretive research using ethnographic
papers and books is immense. Yet, there and qualitative methods. This approach is
are some commonalities underlying all inter- becoming increasingly common in engi-
pretive writings and the most prominent neering education research and can benefit
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566 cambridge handbook of engineering education research
the coverall research agenda of the field by Finally, Table 28.11 recaps many of the
providing a more ecological valid look at issues that have to be considered in field
why and how students persist in engineer- study driven interpretive research. The list
ing, learning engineering, and institutional is broken down into four different sections:
issues that shape engineering education. “Before the Field,” “In the Field,” “After the
Interpretive research can use many dif- Field,” and “Rest/All the Time.” These are
ferent approaches for data collection and ideas based on my personal experiences, and
analysis; Table 28.10 provides some exam- the list can be useful if personalized by each
ples of this diversity. researcher to meet his or her needs.
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conducting interpretive research in engineering education 567
In the field
Ethics/Subjectivity: Ethical issues become increasingly salient in the field given the numerous occasions
that arise where ethics are tested. Any interaction with a participant or any opportunity to enter and
observe an event or activity has potential ethical implications. Do you tell the people present who
you are? How and when do you do that? How much information about your project do you divulge?
If you tell them you are not going to record any information, do you completely stop data collection?
Does your experience not even count towards your interpretation? Can it even be completely wiped
out from your experience? These questions arise routinely and often the ethical implications come to
individual subjectivity and doing what is right. When there is no IRB or another researcher to
monitor, your own sense of ethics will take precedence and therefore to undertake ethical research
more than rules, regulations, and training, one has to develop a self-sense of ethical doing.
First days: As discussed in this chapter in detail, navigating the first days in the field is often tricky and
your impressions as a researcher can play a significant role in subsequent data collection. Therefore, it
is important to map out the first days in the field as well as be extra vigilant in note taking.
Introductions, including who you are and what you are doing at the site, are two important questions
for which you must be prepared with credible and honest answers.
Memos: Memos are a useful mechanism to keep track of the field study as well as reflect on the data
collection. Memos taken during the field study can also be important resources in data interpretation
in later stages.
Observations: Obvious, but observing the right thing in the right amount is crucial for good quality
data and even though “right,” often can be assessed only post hoc; it helps to have a plan.
(continued )
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conducting interpretive research in engineering education 569
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