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CHAPTER 3

Situative Frameworks for Engineering


Learning Research

Aditya Johri, Barbara M. Olds, and Kevin O’Connor

Introduction Roth; and 5 by Streveler, Brown, Herman,


and Monfort that also focus on learning.
There is increased concern with develop-
ing a better understanding of how people
learn engineering, as prior efforts to improve An Introduction to Learning
engineering education have often followed
an ad hoc trajectory. The field lacks a sys- During the past couple of centuries, scholars
tematic understanding of how engineering from a wide range of disciplines including
learning occurs and there is a paucity of philosophy, psychology, anthropology,
knowledge on which to draw (Felder, Shep- and sociology have spent considerable
pard, & Smith, 2005; Chapter 1 by Froyd & time trying to answer questions related
Lohmann, this volume). To help redress this to learning, such as: How does cognitive
situation, in this chapter we review scholar- development take place? How do we grow
ship on learning with the aim of building a from a child with rudimentary abilities and
framework that can guide future research on knowledge into a highly skillful adult? How
engineering learning. Specifically, we hope are humans able to engage in highly com-
to make the case for a framework that plex activities? Some scholars whose work
focuses on situativity and learning in engi- has had a major influence on research on
neering settings. This chapter complements learning include Lev Vygotsky (1962, 1978),
other chapters in this volume including Jean Piaget (1952, 1964), John Dewey (1896,
Chapters 2 by Newstetter and Svinicki; 4 by 1934), Harold Garfinkel (1967), William
James (1890/1950), George Herbert Mead
This chapter is a substantially revised version of Johri (1934), Gregory Bateson (1978), Michel
& Olds (2011), which appeared in the Journal of Engi- Polanyi (1967), and Jerome Bruner (1990,
neering Education (Vol. 100, Issue 1, pp. 151–185). We are
grateful to the American Society of Engineering Edu-
1960). Core ideas of these scholars adopted
cation (ASEE) for permission to reproduce portions of by learning researchers in their intelle-
the text. ctual and methodological trajectory include

47
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48 cambridge handbook of engineering education research

Vygotsky’s cultural historical theory, pervasive; we are participating in a culture


Piaget’s genetic epistemology, Dewey’s and shaping it by everything we do. Knowl-
transactional account, James’s pragmatism edge is pervasive in all our capabilities to
and realism, Polanyi’s tacit knowledge, participate in our society; it is not merely
and Garfinkel’s ethnomethodology. These beliefs and theories describing what we do”
ideas have not only shaped theoretical (p. 271).
development of the field of learning but
have also influenced the design of learning
environments including our schools and The Situative Perspective on Learning
curricula. Many central ideas that we take
for granted in educational practice, such As introduced in the preceding section,
as the progression of child development one significant change in research on learn-
through specific stages and the value of ing over the past couple of decades is a
group work and collaborative learning, can move toward examining learning as a sit-
be traced back to these influential scholars. uated activity. The situative perspective is
Greeno, Collins, and Resnick (1996) pro- broad and owes a debt to many scholars
vide a useful classification of research on and ideas. Its seeds can be traced back to
learning that occurred over the twentieth the work of Dewey (1934). This perspec-
century and divide the work into three tive has been referred to as situated cog-
broad areas: behaviorist, cognitive, and situ- nition (Brown, Collins, & Duguid, 1989;
ative. Chapter 2 by Newstetter and Svinicki Greeno, 1989; O’Connor & Glenberg, 2003),
provides a comparative analysis of these cognition in practice (Lave, 1988), situ-
three perspectives. In this chapter we draw ated learning (Lave & Wenger, 1991), situ-
primarily on the situative perspective and ated action (Suchman, 1987), sociocultural
discuss its implications for research on engi- psychology (Rogoff, 1990; Wertsch, 1993),
neering learning. The situative perspec- activity theory (Engeström, 1987), and dis-
tive views knowledge “as distributed among tributed cognition (Hutchins, 1995). Greeno
people and their environments, including (2006) refers to the perspective as situative
objects, artifacts, tools, books, and the com- and/or situativity, as opposed to situated
munities of which they are a part” (Greeno learning, to prevent the misconception
et al., 1996, p. 17) and learning is conceptu- that only some action, cognition, or learn-
alized as meaningful participation in a com- ing is situated. He argues, as do oth-
munity of practice. There is an understand- ers (Lave, 1988; Suchman, 1987), that all
ing that “the constraints and affordances of action, cognition, and learning are situ-
social practices and of the material and tech- ated, whether in informal settings or for-
nological systems of environments” (Greeno mal school settings. The situative perspec-
et al., 1996, p. 17) shape learning significantly. tive views human knowledge as arising
The situative movement differs significantly dynamically, being constructed and/or rein-
from prior approaches such as the behavior- terpreted, within a specific social context
ist and cognitive perspectives in its empha- (Clancey, 2009). Furthermore, knowledge
sis on the role of the environment on an is socially reproduced and learning occurs
individual’s conception of knowing and how through participation in meaningful activi-
he or she learns – knowledge is not some- ties that are part of a community of prac-
thing that an individual possesses or stores tice (Lave & Wenger, 1991). This participa-
in the brain but is present in all that he or tion is mutually constituted through, and
she does. Clancey (1997) succinctly summa- is a reflection of, our thinking and liter-
rizes the situative perspective and how it dif- acy skills (Gee, 1997). According to Sawyer
fers from the cognitive perspective when he and Greeno (2009) the core commitment
argues, “The idea that knowledge is a posses- of the situative perspective is “to analyze
sion of an individual is as limited as the idea performance and transformation of activ-
that culture is going to the opera. Culture is ity systems that usually comprise multiple

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situative frameworks for engineering learning research 49

people and a variety of technological arti- two slightly different trajectories – sociocog-
facts” (p. 348). In other words, a central aim nitive and sociocultural. Whereas research
of the situated perspective is to understand in the sociocognitive tradition follows the
learning as situated in a complex web of cognitive tradition in its focus on the indi-
social organization rather than as a shift in vidual in his/her immediate surroundings,
mental structures of a learner.1 sociocultural scholars look at participation
Recently, many scholars have argued for of learners in broader communities.
research that bridges the cognitive and sit- We believe that a deeper understanding
uative perspectives on learning (Greeno & of the situative perspective can provide valu-
van de Sande, 2007; Vosniadou, 2007). These able lessons for engineering educators, par-
efforts are driven by a desire to overcome ticularly in their efforts to develop theoret-
what some see as a dichotomy between ical insights into engineering learning. To
approaches that see learning in terms of facilitate this process, we next outline and
acquisition of knowledge by individuals and discuss three analytical aspects of situative
those that see learning in terms of participa- learning. First, we look at the importance of
tion in forms of social organization (Sfard, action as the primary analytic focus of situ-
1998). Cognitivists ask, if all learning is situ- ative approaches. Second, we examine the
ated – and participatory – then how do we role of mediation in the conduct and devel-
account for transfer (Bransford & Schwartz, opment of action. Third, we explore the
1999)? One way in which situativists answer ideas of participation and identity in relation
this criticism is by arguing that we apply to situativity. Finally, we discuss some cur-
what we know in a new activity based on fea- rent critiques of situativity. After discussing
tures common to that activity and previous each concept in detail, we explore their sig-
activities and by reframing the learning con- nificance for engineering learning and how
texts (Engle, 2006).2 Still, this answer does they can help inform future research.
not satisfy all conditions of transfer – such as
use of knowledge in a novel domain or sit-
Primacy of Action and Interaction
uation – and remains a critical challenge for
the situative perspective. Arguing that both One of the primary aims of situative ap-
acquisition and participation metaphors can proaches to cognition and learning has been
provide useful guidance for research, some a critique of dominant paradigms of knowl-
scholars have proposed a third metaphor, edge, learning, and schooling, and, most par-
“knowledge creation,” as a way to provide ticularly, of the views of cognitivism (e.g.,
a better overall framework – consisting of Anderson, Reder, & Simon, 1996, 1997; Vera
all three metaphors – to advance our under- & Simon, 1993). A major difference between
standing of learning (Paavola, Lipponen, & cognitivism and situated perspectives lies
Hakkarainen, 2004). in their respective views of the relation-
Another thorny issue between the pro- ship between mind and action. All situ-
ponents and opponents of the situative per- ative theories begin from the assumption
spective is the question of whether indi- that primary analytical emphasis should be
viduals learn or learning is a characteristic placed on human action or activity3 ; they
of an activity system (Salomon & Perkins, thus reject in principle the cognitivist notion
1998). Although situativity scholars argue that cognition and learning are phenomena
that situativity does not preclude learn- that can be considered as analytically sepa-
ing from occurring at an individual level, rate from and prior to action (O’Connor &
empirical studies of situated activity have Glenberg, 2003). Cognitivism assumes that
primarily dealt with a group-level anal- individuals and the world are fundamen-
ysis. These debates show the continuing tally separate and that the world has a
importance of cognitivist and situativist single, objective, and knowable character.
approaches but they also highlight the devel- Knowledge about the world, in the form
opment of the situative perspective along of stable mental representations located in

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50 cambridge handbook of engineering education research

individual minds, is taken to underlie and that ensure that a given instance of activity
enable action or behavior in concrete con- will be unique (Wertsch, 1998). The consti-
texts, which are assumed to have a deter- tution of contexts out of the flow of activity,
minate character apart from human activity then, requires ongoing reflexive judgments
and interpretation. In this view, the power of as to the type of context that participants
knowledge depends on its degree of abstract- are engaged in, and as to the adequacy
ness and generality – the more abstract and appropriateness of any particular con-
and general, or “decontextualized,” knowl- tribution to a context of that type (Lave &
edge is, the more contexts in which it will Wenger, 1991). This is an inherently evalua-
allow for action, or “intelligent behavior” tive process in which all participants in activ-
(Vera & Simon, 1993). Learning, from this ity position themselves with regard to one
perspective, involves an individual’s move- another, the ongoing activity, and broader
ment away from the concrete, situated, and forms of social organization. Of course, if
purportedly faulty and inefficient forms of contexts are indeterminate and constituted
thought taken to characterize everyday life, through activity, then knowledge cannot
and toward the acquisition of abstract, gen- be understood as inhering in decontextu-
eral, and universally applicable conceptual alized and stable mental representations of
knowledge. Learning is best brought about a given, unchanging, and objective world.
by separating learners from the complexities Instead, knowledge is seen as located in
of everyday experience and providing them ever-changing forms of situated, embodied
with instruction designed to allow them to activity in and with the world (Lave, 1988;
acquire explicit decontextualized concepts Scribner, 1997a), and as continually negoti-
that can be transferred to and applied at ated by participants in activity. This view
other times and in other places. removes knowledge from the heads of indi-
Situative approaches have challenged viduals and locates it in broader forms of
these cognitivist assumptions about the rela- social organization. In this view, learning is
tionship between mind and action, including not limited to didactic activities in formal
the presumed separation between individu- environments and occurs across diverse set-
als and an objective and stable world, and tings and in and through interaction among
about the nature of knowledge and learning. people and objects (Lave & Wenger, 1999;
Theories of situated learning start not with a Scribner & Cole, 1973). Rather, schools are
given world, but with a world in process, and taken to offer atypical educational experi-
“contexts” do not completely predetermine ences that are divorced from daily life expe-
human action and interpretation. Instead, riences (Scribner & Cole, 1973); they are
human agents flexibly contextualize (Duranti inauthentic (Brown et al., 1989) and consist
& Goodwin, 1992; Lave, 1993; McDermott, of decontextualized knowledge (Donaldson,
1999; Miller & Goodnow, 1995; O’Connor, 1978).
2003) their ongoing activity. That is, through
their activity, people construe, and thereby
Mediation in Social and Material
constitute, the context of that activity as a
Context
context of a certain type, involving partici-
pants of a certain type. Activity is partially The focus on action has led researchers
structured through the use of material and associated with the situative perspective to
semiotic resources that have evolved within examine how people engage in a wide vari-
and are associated with particular practices. ety of practical tasks, from the seemingly
This is what makes activity recognizable and mundane activity of what Lave (1988) ironi-
reproducible across occasions. The mean- cally called “just plain folks” (grocery shop-
ing of activity is not determined by the pers, cooks, bartenders, street vendors, fac-
use of resources associated with particular tory workers, and the like) to those engaged
practices, however, because there are always in activities taken to be the height of ratio-
contingencies on any particular occasion nality, such as science, mathematics, and

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situative frameworks for engineering learning research 51

engineering (e.g., Goodwin, 1994; Latour, When the dairy workers transformed
1987, 1999). A central focus of this work has abstract computational problems into prob-
been on the ways in which action is medi- lems that were tied to the physical
ated by artifacts, both material (such as lab- environment in which they were situated,
oratory equipment and calculating devices) they did so by using materials (e.g., milk
and semiotic (such as language, mathe- crates) designed for noncognitive purposes
matical notation, and graphical represen- (e.g., holding bottles) to mediate their for-
tation). mulation and solution of a cognitive task.
The significance of this can be seen in Thus, from a situative perspective, represen-
the foundational work of Sylvia Scribner tations are not abstract, disembodied, and
on problem solving in the activity of dairy detached from the world, as they are for cog-
workers. Scribner (1997b) challenged a num- nitivism; rather, they arise in the course of
ber of ideas promoted by cognitivist models situated activity and get their meaning from
of problem solving, including that problems their use. As Dourish (2001) puts it, “repre-
are given to the problem-solver in a com- sentations are as representations do.”
plete form; that problems of the same logical In summary, mediation is central to the
class will be solved by the same sequence of situative perspective. Representations have
operations on all occasions; and that learning been a strong focus of research within
involves increasing independence from the the learning sciences and have played an
concrete particularities of a context. Scrib- especially strong role in, for example, our
ner’s ethnographic and experimental work understanding of science and mathematics
showed instead that what appeared, in the- practices (Danish & Enyedy, 2006; Greeno
ory, to be formally identical problems were, & Hall, 1997; Hall, 1996; Lee & Sherin,
in practice, flexibly formulated and solved 2006). Mediation and representational abili-
by the problem solver according to the con- ties have been shown to be central in learn-
tingencies of the environment, including the ing science and mathematics, especially for
mediating artifacts that were available. She expertise development (Pea, 1993b).
showed, for instance, that the dairy workers
reformulated abstract computational prob-
Participation and Identity
lems into problems that depended on the
concrete physical array of the product they Research on mediation points to another
are working with, such as the cartons being central aspect of situative perspectives,
loaded and the crates into which they were which is that action is located within broader
being placed. She thus argued, against cog- systems of organization. Not only do peo-
nitivist views of problem solving, that these ple modify their environment by creat-
mediating artifacts play a “constitutive role” ing mediating artifacts, as Scribner’s work
in cognition. She argued that, “skilled practi- shows; these artifacts can, as Hutchins
cal thinking incorporates features of the task (1995) argues, transform subsequent pos-
environment (people, things, information) sibilities for action by embodying “partial
into the problem-solving system. It is as valid solutions to frequently encountered prob-
to describe the environment as part of the lems” (Hutchins, 1995, p. 374) of an indi-
problem-solving system as it is to observe vidual or group. That is, once introduced
that problem-solving occurs ‘in’ the environ- into activity, forms of mediation that have
ment” (1997b, p. 329). been useful in solving problems or resolv-
The general point for situativity is that ing dilemmas (Lave, 1988) can be preserved
all activity is mediated by artifacts. Even and passed on to subsequent generations.
material artifacts, as Scribner’s work shows, The participation by a person or group of
not only have a physical dimension but also people in practices making use of such a
allow us to represent symbols and mani- preserved mediating artifact situates its user
pulate those symbols (Hutchins, 1995, 1993; within the tradition that developed, passed
Norman, 1993; Pea, 1993b; Perkins, 1993). on, and continues to maintain that artifact.

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52 cambridge handbook of engineering education research

Meaningful participation in practices is of a community. This is because, as Lave


a central concept within the situative and Wenger argue:
perspective. A great deal of research, much
Activities, tasks, functions, and understand-
of it building on the foundational ideas
ings do not exist in isolation; they are part of
of Vygotsky (1978, 1987), has focused on broader systems of relations in which they
how people develop into these traditions. have meaning. These systems of relations
According to this perspective, it is through arise out of and are reproduced and devel-
situated engagement in motivated action oped within social communities, which are in
(Goodwin, 2000), using tools and in inter- part systems of relations among persons. The
action with others, that we learn some of person is defined by as well as defines these
our most essential skills. For instance, a child relations. Learning thus implies becoming a
first acquires language through its use with different person with respect to the possibili-
parents. Clancey (1997) has conceptualized ties enabled by these systems of relations. To
an activity as a participation framework, that ignore this aspect of learning is to overlook the
fact that learning involves the construction of
is, “an encompassing fabric of ways of inter-
identities. (Lave & Wenger, 1991, p. 53)
acting that shapes what people do” (p. 266).
So, through participating in broader social Consequently, then, as one engages in the
systems, known variously as communities practices of a community, she is not simply
of practice (Lave & Wenger, 1991; Wenger, becoming adept at carrying out those prac-
1998), activity systems (Engeström, 1987), tices; she is also becoming identifiable as a
figured worlds (Holland, Lachicotte, Skin- certain kind of person within the commu-
ner, & Cain, 1998), actor networks (Latour, nity (Holland et al. 1998). It is important
1999; Nespor, 1994), or Discourses (Gee, to note here that identities are not deter-
1992), newcomers move along a trajectory mined by “the possibilities enabled by [the]
from “legitimate peripheral participation” systems of relations” of a community; rather,
(Lave & Wenger, 1991), in which the authen- participants actively identify themselves and
tic practices of a community are within others in terms of those possibilities, in the
their “horizon of observation” (Hutchins, process both reproducing and transforming
1995; Stevens, O’Connor, Garrison, Jocuns, the community.
& Amos, 2008), but in which they have
less than full responsibility for their per-
The Situative Perspective and
formance, toward full participation in the
Engineering Learning
practices of the community (Paretti, 2008).
According to this view, all actions and activ- We believe that the situative perspective
ities are guided toward a larger goal and offers many useful avenues for research
learning is about understanding that larger on engineering learning given three distin-
goal and aligning actions with it. In this view, guishing characteristics of engineering learn-
then, learning takes place not through trans- ing: use of representations, alignment with
mission of abstract knowledge, but through professional practices, and the emphasis
engagement in the “knowledgeable skills” on design. The first element of engineer-
that are realized in the everyday activities ing that is central to engineering learning
of a community; that is, people become and practice is the use of representations.
good at the practices that they routinely par- Like many other practitioners, engineers are
ticipate in, gaining understanding of how surrounded by tools, and the purpose of
to engage successfully under varying con- many of these tools is to lead to repre-
ditions by flexibly adapting their perfor- sentations that can help guide the work of
mance to the contingencies of particular engineers. Graphs, charts, and visuals are
occasions. all examples of representations that engi-
It is important to note, however, that neers use on a regular basis. As a matter
learning, in this view, is understood as more of fact, scholars have suggested that engi-
than mastery of the “knowledgeable skills” neering can be seen as a discipline that

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situative frameworks for engineering learning research 53

teaches students how to convert one form of communication (Winsor, 1996), science edu-
representation into another (McCracken & cation (Lemke, 1997), technology stud-
Newstetter, 2001). For instance, many prob- ies (Bucciarelli, 1994), architecture (Schön,
lems that engineering students work on, and 1983), and also learning sciences (Hall &
that a practitioner faces, are expressed as Stevens, 1995; Stevens, 2000). Lemke (1997),
text that needs to be converted into another for instance, provides a comprehensive dis-
symbol system, often visual. A free body cussion of the disjuncture between school
diagram is a prime example of such a con- practices and professional practices and the
version (also see Chapter 4 by Roth in this effort that must be made to integrate stu-
volume). Increasingly, the role of produc- dents’ school and professional trajectories.
ing representations is being played by digi- The discussion has particular importance for
tal technology, leading to an era of produc- engineering learning given the professional
tion and exchange of representations that is and applied nature of our practices. Yet, the
unprecedented in human history. The use of disjuncture between school-engineering and
tools is also leading to collaboration among work-engineering remains intact and signif-
engineers – aided by representations – icant efforts are needed to bridge this gap
that is swiftly but decisively reinventing (Stevens, Johri, & O’Connor, Chapter 7, this
engineering cognition (Pea, 1985) and prac- volume). Engineers in the workplace often
tice, akin to the change brought about by say that even technical skills are easier to
the first wave of information technology use learn on the job as compared to formal train-
in manufacturing (Zuboff, 1989) and now ing. They often complain that very little of
being fostered by digital environments and what they learn in school is of any use to
large-scale cyberinfrastructure. The role of them. There is an issue of situated learning
technological tools, particularly digital tools, and transfer. Recent work has started to cap-
is extremely under-theorized in engineering ture this tension (Stevens et al., 2008). There
education and a perspective of representa- has to be effort that links research with prac-
tional mediation can prove useful to develop tice on an ongoing basis as the environment
a deeper understanding of technology use for work and learning changes rapidly.
and design. The potential exists for chang- A final element of engineering learning
ing not only how we teach and learn, but that is unique to it compared to mathe-
also our research practices themselves. matics and science learning is design. Engi-
A second critical aspect of engineering neers are by definition designers. Engineer-
and engineering learning is its close associ- ing design thinking and learning are central
ation with professional practice. A majority to the development of an engineer (Dym,
of engineering students pursues the major Agogino, Eris, Frey, & Leifer, 2005). Yet,
to be able to work as engineers. Therefore, design has its own unique ways of devel-
an inherently large aspect of their training is oping cognitive and situated skill require-
learning to become a part of the commu- ments. It requires skills with materials, abil-
nity of practice of professional engineers. ity to work collaboratively, and the ability
This includes developing an identity as an to become part of a community of prac-
engineer – in numerous ways and forms. tice. Models of teaching design therefore dif-
Professional practice is also collaborative in fer from teaching engineering science-based
nature and therefore learning to work as content to students. Design is also a use-
part of groups and teams is essential to ful metaphor to think about engineering
engineering learning. Of course, work set- learning research that can lead to innova-
tings have played a crucial role in inform- tions. Design-based research (a descendent
ing early work in the field (Scribner, 1997a, of work on design experiments) is a useful
1997b; Wenger, 1998), and this is one aspect paradigm that can be adopted by engineer-
of engineering learning that we believe ing learning researchers and highlights that
has been studied extensively by scholars ideas from core engineering disciplines can
in aligned disciplines such as technical be used to improve engineering learning – if

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54 cambridge handbook of engineering education research

applied with the right understanding of technology – particularly pen-based tech-


context (see Chapter 25 by Kelly in this nology – to engage students in mutual
volume). construction of engineering representations.
Corresponding to the three characteris- These studies illustrate welcome progress
tics of engineering we have outlined ear- but we believe that enormous potential still
lier, we believe that the three elements exists to make significant theoretical con-
of situated learning we have identified can tributions (Johri, 2010), and with that aim
make a significant contribution to furthering in mind we have outlined some potential
our understanding of engineering learning in research ideas in Table 3.1.
unique ways, similar to its role in biomedical
engineering education (Harris, Bransford,
& Brophy, 2002). These connections have Critical Approaches to Situativity
already started to manifest themselves in
recent articles in engineering education pub- The emergence over the past couple of
lications. For instance, Paretti (2008) uses decades of situated theories of cognition
the situated learning approach, in conjunc- and learning have profoundly shaped the
tion with activity theory, to examine com- learning sciences, to the point that situ-
munication practices in a capstone design ative approaches should now be viewed
class. Pierrakos, Beam, Constantz, Johri, not as a small critical movement in oppo-
and Anderson (2009) use emerging litera- sition to cognitivism but as a full-fledged
ture on situated identities to investigate the approach to studying learning that stands
different pathways and experiences of stu- alongside cognitivism. This development
dents who persist with engineering versus has been remarkable. At the same time, vir-
those who switch out of engineering. Similar tually since the onset of the rise of situa-
examination of identity has also been done tive theories, there have been voices aris-
by Stevens et al. (2008). Gill, Sharp, Mills, ing from within the situative approach that
and Franzway (2008) build on anthropolog- have challenged some of the ways in which
ical investigations of the workplace and the that approach has developed and been used.
communities of practice literature to draw Indeed, Jean Lave, perhaps the most influ-
attention to gender issues in professional ential thinker in the development of situ-
engineering settings. They find that the pos- ative theory, has herself recently critiqued
itive self-image women had in school – in Lave and Wenger’s Situated Learning (1991)
relation to engineering – was not maintained and some of the uses to which that work has
in the workplace given a lack of women role been put. Lave (2008) suggests that “[m]any
models in immediately higher up positions who use the concept of ‘communities of
in the office hierarchy. Johri (2011) intro- practice’ now seem ignorant of the origi-
duces the concept of “sociomaterial brico- nal intent (and its limitations), and simply
lage” to capture the essence of engineering assimilate it into conventional theory” (2008,
work practices on global teams. Software p. 283). In what follows, we outline sev-
engineers in his study make do with what- eral of the internal critiques of situative the-
ever resources are available to them to ory, suggesting that these might be useful in
develop work practices that span geographic sharpening the conceptualization and uses
dispersion, which, he argues, is the essence of situativity within engineering education
of most engineering work. In relation to research.
digital technology, Johri and Lohani (2011) In her critical review, Lave (2008) points
draw on guided participation and commu- out that Lave and Wenger’s original position
nities of practice frameworks to examine “was specifically not intended as a normative
the role of representations in large engi- or prescriptive model for what to do differ-
neering classes. They argue that a content- ently or how to create better classrooms or
transfer model of technology use undercuts businesses” (2008, p. 283; cf. Lave & Wenger,
the benefits that are available with digital 1991, pp. 40–1). Lave and Wenger wrote:

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situative frameworks for engineering learning research 55

Table 3.1. Elements of Situativity and Implications for Engineering Learning Research
Implications for Engineering Learning
Relation to Engineering Research
Activities and Engineering work is usually Empirical studies of team work and
Interactions project based, accomplished collaboration
by teams, and is highly Empirical studies of role of interaction
collaborative. in engineering practice (peer
learning, informal learning)
Mediation in Social and Engineering is highly dependent Empirical studies of role of
Material Context on mediating artifacts, representations
including representations, and Empirical studies of mediation by
uses significant kinds and tools used in learning and practice
amounts of physical materials Empirical studies of differences
as well. between the use of representations
and materials in engineering design
and engineering science and their
relationship
Participation and Identity Engineers have a strong Engineering community formation
community of practice – Engineering identity formation and
which often varies across differences in school versus work
disciplines – especially when identity
they practice. Situated identities and conflict
Engineering identity is distinct between identities
entity. Open organizing and other emergent
forms of practices based on
technology use

legitimate peripheral participation is not itself light on learning processes, and . . . drawing
an educational form, much less a pedagogical attention to key aspects of learning expe-
strategy or a teaching technique. It is an ana- rience that may be overlooked.” Situated
lytical viewpoint on learning, a way of under- learning theory has undoubtedly pushed
standing learning. . . . Undoubtedly, the ana- both its advocates and those whom it cri-
lytical perspective of legitimate peripheral
tiqued to understand learning in different,
participation could – we hope that it will –
we think deeper and more complex, ways
inform educational endeavors by shedding
a new light on learning processes, and by (e.g., Anderson, Greeno, Reder, & Simon,
drawing attention to key aspects of learning 2000; Sfard, 1998).
experience that may be overlooked. But this Second, though, we also agree with
is very different from attributing a prescrip- Lave’s (2008) assessment that in some ways,
tive value to the concept of legitimate periph- the uses of situated learning theory do
eral participation and from proposing ways indeed “assimilate it into conventional the-
of “implementing” or “operationalizing” it for ory,” and that this assimilation threatens
educational purposes. (Lave & Wenger, 1991, to rob the approach of some of its critical
pp. 40–1) intent. It is important to note that we do not
mean to imply that attempts to create “cog-
Two points concern us here with respect to nitive apprenticeships” (Brown et al., 1989)
the above. First, it is important to note that or “practice fields” (Barab & Duffy, 2000)
Lave and Wenger clearly did not oppose the are not a useful and legitimate aspect of the
use of their work to “inform educational situativity perspective. Rather, our aim is
endeavors,” and our view is that certain to show how different ways of understand-
implementations of their ideas have cer- ing situated learning open up different ana-
tainly been quite useful in “shedding a new lytic strategies in the study of engineering

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56 cambridge handbook of engineering education research

education. These different strategies are at and examined how learning was organized
least potentially complementary, though we in these communities. The observed absence
would hasten to add that we think it is of explicit transmission of abstract knowl-
always a good idea to consider critically the edge, together with the successful learning
effects, intended and unintended, of efforts of apprentices in these communities, pro-
to change pedagogical practices. vided important evidence against cogniti-
It is informative to examine the ana- vist accounts of how successful learning
lytic strategy adopted by Lave and Wenger. happens.
These authors considered apprenticeships in This strategy had unintended conse-
a variety of communities of practice (e.g., quences, however, and likely played into
midwives, Alcoholics Anonymous groups, another of Lave’s critiques of Lave and
naval navigation teams, tailor shops, super- Wenger. Lave (2008) suggests that “Situated
market meat departments) to show that Learning has all too often been read as paint-
learning, understood as increasing access to ing a view of social life as closed, harmo-
positively valued participation in a com- nious, and homogeneous, so that partici-
munity, bears no necessary relationship to pants are ‘members’” (p. 288). This reading,
formal educational objectives or structures. in our view, is one of the primary sources
This was part of the effort of theorists of sit- of what Lave (2008) described as the assim-
uated cognition and learning to argue against ilation of situated learning theory, at least
dominant ways of understanding learning as Lave and Wenger had conceptualized the
and its relationship to schooling, includ- perspective, into conventional theory.
ing those of cognitivism. To accomplish But Lave and Wenger (1991) had made it
this, Lave and Wenger adopted a strate- quite clear that these should not be taken to
gic focus on communities of practice with be general characteristics of communities of
certain characteristics. They examined well- practice, and in subsequent work they and
established communities with clear bound- others have attempted to move beyond this
aries (Nespor, 1994; O’Connor, 2001, 2003), limited focus toward increased attention to
such that each community could be taken the heterogeneity of social practice and the
to be enclosed and unchanging (Lave, 2008). resultant tension and conflict that charac-
These communities were homogeneous terize all social practice (e.g., Engestrom &
(Lave, 2008), in the sense that differences Cole, 1997; Kirshner & Whitson, 1998; Lave,
among members were treated largely in 1993, 1996, 2008; Lemke, 1997; O’Connor,
terms of their relative advancement toward 2001, 2003; O’Connor & Allen, 2010; Penuel
full participation in the community, rather & O’Connor, 2010). This work has called
than, for example, in terms of the ways for a move away from analysis of participa-
that different participants had different his- tion in communities and practices that are
tories before arriving at the periphery of the assumed to be stable, bounded, and benign
given community of practice, how they were and toward a focus on the interconnec-
simultaneously located in other communi- tions among practices and the tensions that
ties, and the like (Lave, 2008; Nespor, 1994; arise as a result of this heterogeneity. Lave
O’Connor, 2001, 2003). Furthermore, Lave (1993), for example, called for attention to
and Wenger’s communities were, for the “interrelations among local practices,” sug-
most part, explicitly benign,4 in the sense gesting that “local practices must inevitably
that it was possible, and expected, that all or take part in constituting each other, through
nearly all apprentices would move toward their structural interconnections, their inter-
full participation within that community twined activities, their common partici-
(Lave, 1996; O’Connor, 2001, 2003). This pants, and more” (Lave, 1993, p. 22).
focus was strategic. Lave and Wenger started This more complex approach to under-
with communities of practice that were standing what we earlier called “contex-
arranged so as routinely to produce posi- tualization” problematizes some of the
tive outcomes for virtually all participants ways in which situative research has been

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situative frameworks for engineering learning research 57

conducted, especially work that has in- learning. These authors, in critiquing tra-
volved attempts to design learning con- ditional approaches to schooling, including
texts around the ideas of Lave and Wenger those of cognitivism, argued:
and others. A basic strategy for such “pre-
School activity too often tends to be hy-
scriptive” (Lave, 2008; O’Connor, 2001)
brid, implicitly framed by one culture, but
work has been to retain some aspects of explicitly attributed to another. Classroom
traditional approaches to school learning activity very much takes place within the cul-
while at the same time transforming learning ture of schools, although it is attributed to the
contexts in fundamental ways. Recognizing culture of readers, writers, mathematicians,
the social value of mastery of such “knowl- historians, economists, geographers, and so
edge domains” as science, mathematics, and forth. Many of the activities students under-
engineering, these researchers have kept the take are simply not the activities of practition-
cognitivist emphasis on these and other tra- ers and would not make sense or be endorsed
ditional school subjects. But prescriptive by the cultures to which they are attributed.
approaches have diverged from cognitivism This hybrid activity, furthermore, limits stu-
dents’ access to the important structuring and
by arguing for the inherent social and mate-
supporting cues that arise from the context.
rial situatedness of knowledge and learning. (Brown et al., 1989, p. 34)
For example, Greeno et al. (1997) point out
that a major goal of their work is to “create This argument was a powerful and gener-
environments in which students can learn ative critique of cognitivism, to be sure.
to participate in practices of productive However, it also can be seen as the basis
inquiry and use of concepts and principles for a critique of the work of at least some
that are characteristic of subject matter dis- who take a prescriptive approach to situated
ciplines” (Greeno et al., 1997, p. 99). How- learning. The strategic focus of early criti-
ever, rather than being understood as a body cal research on benign, stable, and bounded
of abstract knowledge, these disciplines are communities has often been adopted by pre-
understood as communities of practice with scriptive researchers as a general strategy,
a range of what Lave (1991) calls “knowl- through their emphasis on highly stabilized
edgeable skills.” Researchers and educators disciplines. This prescriptive work has more-
working within a prescriptive approach to over tended to privilege “official” under-
situated learning explicitly model these standings of learning contexts by using a par-
knowledgeable skills, and use these mod- ticular model of practice based in idealized
els to design “structures of participation” understandings of disciplines as the basis for
(Greeno et al., 1997) for placement in class- understanding the meaning of participation
rooms and other learning contexts. So, and for assessing learning or “improved par-
through participation in practices modeled ticipation” (Greeno et al., 1997). This strat-
on those in particular target communities egy, however, backgrounds some of the sub-
or disciplines, students serve as apprentices tle ways in which participants in activity
in the social practices associated with those draw on heterogeneous resources, both “offi-
communities, a process that is intended to cial” and “unofficial,” as they negotiate the
result in “improved participation” in those meaning of the context, their ongoing activ-
practices and communities (Greeno et al., ity, and their own emerging identities. As a
1997). result, the kinds of learning environments
From the point of view, though, of “ana- developed within prescriptive approaches
lytical” (Lave, 2008) or “critical” (O’Connor, offer promising sites for adopting a critical
2001) approaches to situated learning, work perspective on “the relationships between
within the prescriptive approach might be local practices that contextualize the ways
seen as paying insufficient attention to con- people act together, both in and across con-
textualization processes. The problem here texts” (Lave, 1993). Insofar as these learning
is pointed to in Brown and colleagues’ (1989) environments involve an attempt to repro-
influential article on situated cognition and duce in schools conditions that will allow

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58 cambridge handbook of engineering education research

students to participate in the practices of project could certainly have been viewed in
some “target” context, such as professional terms of increasing mastery of some of the
communities of practice, outside of schools, knowledgeable skills of engineering, such as
they are inherently heterogeneous con- planning, design, analysis, and communica-
texts. Critical analyses of these sites exam- tion, such a focus pursued apart from more
ine more fully the various ways in which critical understanding of the reproduction
participants orient themselves to these con- of status differences would have disregarded
texts and negotiate the meaning of their par- some central tensions and dilemmas that
ticipation, and such analyses also follow the faced students participating in the project
consequences of these negotiations beyond and disregarded the ways in which partic-
the immediate event. ipation in designed communities of prac-
An example of such an analytical or crit- tice is not only not benign, but can also
ical approach to studying situated learning actively serve to marginalize the participa-
within engineering education can be found tion of some students (cf. Hodges, 1998;
in O’Connor (2001, 2003), who studied par- Eisenhart & Finkel, 1998; and Tonso, 2006
ticipation in an undergraduate engineering for related analyses pertaining to science,
project involving students from several uni- technology, engineering, and mathematics
versities with distinct institutional cultures [STEM]disciplines).
and of widely varying status. This project A second example of a critical approach
involved the use of communication tech- to situated learning in engineering educa-
nologies such as videoconferencing to estab- tion is found in Stevens et al. (2008). These
lish a “virtual organization” made up of stu- authors conducted an ethnographic study of
dents from each of the schools. Because such learning across the four years of students’
technologies allow for the possibility of con- undergraduate programs. However, rather
necting historically separated institutions, than adopting the common approach in sit-
they offer transformed possibilities for the uativity theory of looking for trajectories
negotiation of social identities and relation- of increasing knowledgeability and identi-
ships. O’Connor showed that, as it devel- fication with respect to specific forms of
oped, this project became shaped by preex- practice, this study focused more broadly
isting relationships among its participating on the complex processes by which stu-
institutions in ways that were unanticipated dents become, or do not become, engi-
by the project’s developers. For example, neers. A central strategy of this work was
participants’ “official” project roles, such as to look across three “dimensions” of learn-
project manager or control system designer, ing. The first dimension, accountable dis-
and their “unofficial” institutional roles as ciplinary knowledge, is the one most tra-
students at particular schools existed in ten- ditionally associated with the concept of
sion with one another in participants’ inter- learning. But instead of seeing learning as
actions throughout the project, and in the the acquisition of a unified and stable body
course of constructing knowledge, partici- of knowledge, Stevens et al. viewed dis-
pants also constructed identities that were ciplinary knowledge as at least potentially
consistent with historically evolved status both less unified and more variable in terms
differences among the schools. In this way, of what practitioners know and do, and
participation in the project served as a sought to identify what counts as disci-
site not only for the negotiation of knowl- plinary knowledge in different situations.
edge, but also for the negotiation of who The second dimension, identification, con-
the participants were, both with respect cerned how a person both identifies with
to each other and within their discipline engineering and is identified by others as an
more broadly. These included diminished engineer. The third dimension, navigation,
status for some students in the project, focused on how engineers-in-the-making
and the reimagination of their possible tra- moved through and constructed various
jectories within the discipline. While the pathways, both personal and institutional,

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situative frameworks for engineering learning research 59

both official and unofficial, as they pro- the contingency of the pathways and the
gressed through their undergraduate careers. extensive organizing work, by Simon and Jill
The insights gained through this three- along with others, that shaped their careers
dimensional framework were developed at every point along the way. This study
partly through case studies. A comparison shows the value of attention to the multiple
of two such case studies focused on two stu- and complex “dilemmas of becoming” expe-
dents at one school who were interested in rienced by students over an extended time
the same prestigious and competitive engi- period, and how those dilemmas are shaped
neering major. One, Simon, gained admis- by and resolved within a tension-laden insti-
sion to that major after his second year; tutional framework. Such work points to a
the other, Jill, switched majors at that same way beyond the focus by some prescriptive
point without applying to an engineering situativity theorists on the progressive mas-
department. Simon and Jill were similar in tery of specific disciplinary knowledgeable
important ways, including that both had skills, at least in the absence of the collec-
roughly identical GPAs (which were lower tive work that is done to make these notice-
than the average of students admitted to able and consequential within always con-
their desired major), and that both were tingent pathways, and especially within not
wavering in their respective identifications necessarily benign institutions that do not
with engineering as a major. There were allow for all to become equally successful
important differences, though. Jill relied (cf. Varenne & McDermott, 1998).
on an official navigational route into the A third and final example of a criti-
major and focused her efforts on her GPA. cal approach to learning within engineer-
When she foundered there, she saw few ing education is taken from Eisenhart’s
other options for pursuing an engineering recent work on the FREE Project (Female
major and became progressively less iden- Recruits Explore Engineering; e.g., Eisen-
tified with the field, eventually electing to hart, 2011). This project was designed to
leave. Simon, meanwhile, with the help allow for mostly minority, nonprivileged,
of a family friend who was a professor high-achieving girls to participate in an
in his desired engineering department, had engineering-focused after-school program.
obtained a job at a departmental testing At the start of the project during their
facility. In large part as a result of his expe- sophomore year in high school, and despite
rience in this position, he was able to make strong performance in math and science,
a case for admittance to the major, despite fewer than 20% of these girls were con-
his lower-than-average GPA. Both students sidering studying engineering in college.
went on to be quite successful through Among the central research interests was
their final two years, Simon as an engi- to see the extent to which these girls,
neering major and Jill as a business major. once exposed to engineering as a discipline
Stevens et al. used these cases to argue and potential profession, subsequently pur-
against a view of learning that is overly sued engineering. During their time in the
focused either on individual knowledge or after-school club, the girls attended engi-
on individual motivation. They argued that neering career fairs on college campuses,
Jill could be viewed as having insufficient visited engineering labs, were introduced
knowledge or motivation to succeed in engi- to practicing engineers, undertook guided
neering; Simon’s success could be seen as the Internet explorations of engineering, and
unfolding of the more or less straightfor- talked with researchers and advisors about
ward trajectory of an intelligent and moti- the pluses and minuses of engineering
vated student who followed his interests careers. They also undertook their own
until he ultimately became recognized for small-scale engineering projects, guided by
his strengths. But Stevens et al. claimed that, engineering consultants who helped with
although these understandings are possible, specific projects; these design projects
they are misleading in that they background included a playground for disabled children,

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60 cambridge handbook of engineering education research

clothing accented with light-emitting diode students, as respectable persons, and as val-
(LED) displays, solar-powered jewelry, and ued members of their families (Lopez, 2003)
adjustable high-heeled shoes for women. were at stake in the choices that they made
Among Eisenhart’s key findings were that, about attending college and the majors they
although the girls knew almost nothing would pursue. In the face of these barri-
about engineering when the FREE program ers and the related fear and uncertainty,
began, it was easy to spark their interest, the FREE girls scaled back college expecta-
and that high school was not too late to tions and plans. Engineering, a “hard major,”
get them interested. The girls participated became especially risky, and most decided
eagerly, actively, and successfully in the var- that it was too much of a risk. Eisenhart
ious technical and nontechnical aspects of (2011) writes that:
the program. By the end of the program,
many began to think about majoring in engi- . . . it does not seem that failure to pursue
neering in college. To use Lave and Wenger’s engineering can be attributed to an engi-
(1991) terms, these girls had been participat- neering education intervention program that
“did not work.” It cannot be attributed to
ing on the periphery of the “community of
a lack of interest in engineering. It cannot
practice” of engineering, and were learning be attributed to discrimination, stereotyping,
both in the sense of gaining some of the or harassment in engineering. . . . The out-
knowledgeable skills of the community and come was due primarily to social, political
also envisioning a trajectory for themselves and economic barriers that interfered with
that would lead to fuller participation. access to college, undermined academic con-
Several barriers effectively cut off this fidence, and threatened important identities
trajectory for many of the girls, however. that had been nurtured in and were depen-
Some of these barriers were economic, dent on school. . . . The girls responded to this
including the high cost of attending col- unfamiliar and threatening context by pro-
lege. This was made even more difficult tecting their identities as they headed to col-
lege: They went, but they did so in ways that
for some of the girls by a second barrier,
limited their exposure to risks that threatened
their immigration status; legislation in their their status as good students, respectable peo-
home state prevented undocumented stu- ple, and worthy family members. This practi-
dents from attending state schools at in- cally eliminated engineering from serious con-
state rates. Other challenges related to a sideration. (p. 20)
lack of social and cultural capital (Foor,
Walden, & Trytten, 2007) among the girls, Eisenhart’s study complicates the prescrip-
their families, and their schools. There was, tive idea that learning involves the cre-
for example, a lack of well-communicated ation of “environments in which students
information about colleges, costs, and schol- can learn to participate in practices of pro-
arships, and about differences between high ductive inquiry and use of concepts and
school graduation requirements and college principles that are characteristic of sub-
entrance requirements. Many did not know ject matter disciplines” (Greeno et al., 1997,
how to navigate online college or scholar- p. 99). The FREE program certainly was
ship applications. Most parents and older successful in allowing its members to par-
siblings did not have their own experiences – ticipate in this way. But Eisenhart’s work
with either college entrance requirements or also points to a major limitation of pre-
financial aid – to help. The uncertainty intro- scriptive work based on Lave and Wenger’s
duced by these challenges introduced still apprenticeships, specifically, that trajecto-
others. These included challenges involv- ries beyond the learning context are rarely
ing the social positioning in U.S. society of examined. This was not the case for Lave
women of color, for whom success in school and Wenger, whose apprentices were almost
is tied deeply to their ability to counter literally taken into their futures by com-
negative images of themselves and their munity “old-timers,” who actively organized
group (Hurtado, 1996). Their identities as the movement of their apprentices along a

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situative frameworks for engineering learning research 61

trajectory toward a valued place in the this goal of improving the education of
community. Eisenhart’s work points to the engineers.
importance of attending to the organizing
of trajectories in complex, often non-benign
contemporary conditions. Footnotes
Eisenhart’s work resonates with recent
arguments that, if learning is conceived as 1. In addition to the scholars cited above, read-
it is in critical situative approaches in terms ers can refer to the following edited volumes
of access to valued participation within the for in-depth work on this topic: Perspectives
complex systems of relations that charac- on Socially Shared Cognition (Resnick, Levine,
terize contemporary society (cf. Sawyer & & Teasley), Handbook of Situated Cognition
Greeno, 2009, p. 348), then research on (Robbins & Aydede, 2009), Mind, Culture &
learning must centrally involve attention Activity (Cole, Engeström, & Vasquez, 1997),
to processes of the organizing of processes Everyday Cognition (Rogoff & Lave, 1984),
Perspectives on Activity Theory (Engeström,
through which people move along trajecto-
Miettinen, & Punamaki, 1999), Communication
ries into their futures (O’Connor & Allen,
and Cognition at Work (Engeström & Mid-
2010; Penuel & O’Connor, 2010), including dleton, 1998), Sociocultural Studies of Mind
the conditions in which people become rec- (Wertsch, Rı́o, & Alvarez [Eds.], 1995), Dis-
ognized (Gee, 1999; Taylor, 1992), or not, as tributed Cognitions (Salomon, 1993), and Sit-
valued participants in social worlds. uated Cognition: Social, Semiotic, and Psy-
chological Perspectives (Kirshner & Whitson,
1997).
Conclusion 2. Another response would be to reject the idea
of “application” and to look instead at the ratifi-
Complexity of human social and engineered cation or recognition of participation as appro-
life has never been higher. This significantly priate on a given occasion (e.g., Stevens et al.,
affects our ability to make sense of the 2008).
world around us and to act intelligently. 3. Different approaches within the broader um-
This change is reflected in the professional brella of situativity theory (e.g., ethnomethod-
ology, mediated action theory, cultural-
lives of engineers where they have to work
historical activity theory) understand action or
with novel technologies, with a diversity of
activity in different ways. It is not our aim to
people around the world, as part of highly differentiate these different perspectives here.
interdisciplinary teams, and on projects that It is sufficient for our purposes to point out that
are complex both in scale and expertise. each of these approaches takes action, interac-
What engineers need is adaptive expertise tion, or activity in some form to be central and
that allows them to be both innovative and primary in the analysis of cognition and learn-
efficient at what they do (Bransford, 2007; ing.
also see Chapter 12 by McKenna in this vol- 4. In practice, most contexts are not this benign,
ume). From an educator’s viewpoint, this is including in engineering education. The litera-
the world we inherit and need to prepare our ture is full of studies that document the prob-
students to enter. Therefore, it is impera- lem engineering education has typically faced
tive that we reflect on the skill development in retaining students (see Chapter 16 by Licht-
enstein, Chen, Smith, and Maldonado in this
we need to facilitate and design imple-
volume).
mentable learning environments for our stu-
dents. This forms the core agenda for the
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