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Deanna Kuhn
Columbia University
Current research on both informal reasoning and scientific reasoning ought to bear
directly on efforts to understand and promote critical thinking, and yet these two
bodies of work have proceeded largely independently of one another and neither has
been linked to the older, more extensive literature on critical thinking. A way is
offered here of conceptualizing and examining informal reasoning that links it to
scientific reasoning, and makes it clear how both are central to critical thinking. Both
informal and scientific reasoning entail the evidence-based justification of beliefs, or
the coordination of theory and evidence. Foundational abilities that lie at the heart of
both types of reasoning are the ability to recognize the possible falsehood of a theory,
and the identification of evidence capable of disconfirming it. Identification of ex
tended precursors to these abilities suggests that their development is both gradual
and multifaceted.
ture and the older, more extensive body of literature dealing with critical
thinking.
Scientific reasoning (Klahr & Dunbar, 1988; Klahr, Fay, & Dunbar,
1991; Kuhn, Amsel, & O'Loughlin, 1988; Schäuble, 1990; Schäuble,
Klopfer, & Raghavan, 1991 ) is another growing research area that appears
to have much to do with critical thinking, but, again, few links are evi
dent. In this article, a way of conceptualizing and examining informal
reasoning is offered that enables identification of connections between it
74
and more traditional scientific reasoning, and, in turn, clarifies how both
are central to critical thinking.
ability to think well ends up mattering the most. In this section, I describe
the investigation of a nonwork-related kind of real-world thinking. It is a
kind of thinking, I claim, that plays a fundamental role in people's lives
and lies at the heart of what we mean, or should mean, by real-world
intelligence.
It is social, rather than cognitive, psychologists who have come clos
est to this kind of thinking, in their long ongoing study of attitudes and
opinions. Traditionally, however, attitudes have been conceived of sim
ply as points on a unidimensional continuum, with research attention
focused on the variables that influence movement in one direction or the
other on that continuum. This focus, in fact, parallels the conception that
surrounds the whole opinion survey and poll-taking enterprise in our
culture more broadly. Is one for or against abortion? Is the President doing
a good job? Social psychologists now know that there is much more to an
attitude than a point on a continuum, and yet, as any politician trying to
assess with such precision, seem scarcely worthy of the attention. And yet
we have little real evidence to tell us that this is the case.
To what extent, then, does a process of rational argument underlie the
beliefs people hold and the opinions they espouse? It is this very basic sense
of thinking well that I have addressed in research on argumentive reasoning
about everyday issues (Kuhn, 1991 ). It is in argument that we are likely to
find the most significant way in which higher-order thinking and reasoning
figure in the lives of average people. Thinking as argument is implicated in
all of the beliefs people hold, the judgments they make, and the conclu
sions they come to. Itarises every time a significant decision must be made.
Hence, it is at the heart of what we should be interested in and concerned
about in examining people's thinking. I will not undertake to debate here
the historical reasons that psychologists have paid relatively little attention
to such an important kind of thinking, tending instead to approach thinking
largely as problem solving. I will simply note, using the psychologist's
terminology, that thinking of the sort I am referring to is open-ended, ill
structured, and deeply embedded in a rich, complex knowledge base. As
such, it threatens to be intractable. A major goal of our research has been to
assertions: that, on surface appearance at least, both are not correct. One
must then relate supporting and refuting evidence to each of the asser
probe the thinking underlying people's beliefs and opinions? And is the
presence or absence of these elements revealing of the quality of people's
thinking?
prisoners to return to a life of crime after they are released? (2) What
causes children to fail in school? (3) What causes unemployment? These
topics were chosen as ones that people have occasion to think and talk
about. They are also ones about which people are able and willing to
make causal inferences without a large base of technical knowledge.
They nevertheless involve phenomena of which the true causal structure
is complex and uncertain.
asked for evidence to support their theories and then probed regarding
alternative theories, counterarguments, and rebuttals. A number of ques
evidence of our own that related to two of the topics and asked subjects to
interpret it.
represent average people across the life span, beginning with adolescents
(ninth graders), and including young adults in their 20s, middle adults in
their 40s, and older adults in their 60s. Within each age group, as well as
among males and females, two different education levels were included,
generally those who had high school versus at least some college educa
tion (these differences were prospective among the adolescent group).
We also included a group of experts of three different types: experienced
parole officers, regarded as having domain expertise in the return to crime
Evidence
certainty. From one half to three quarters (across topics) claimed that they
were sure or very sure that their theories were correct. So, in eliciting their
theories, people were asked questions to which they felt they knew the
answers. Rather than the theories themselves, our interest was in the
arguments that people offer to support their theories. What kind of evi
evidence that is (a) differentiated from the theory, which we will see is an
important criterion, and (b) bears on its correctness. In Table 1 are summa
rized the different kinds of genuine evidence observed, with excerpts from
the protocols to illustrate what these arguments are like in the subjects' own
of forms, but the most striking is that in which the phenomenon itself is
taken as sufficient evidence that it is produced by the cause which the
1. Covariation evidence
la. Correspondence. Evi (20Cms) [family problems] Well, if someone makes
dence notes simply a cor a study of cases of students where failures, drop
respondence between an outs . . . students who drop out of school . . . and
tecedent and outcome. sees where they have family problems, perhaps
that would be solid evidence to prove what I be
lieve.
1 b. Covariation. The idea of (60Cfs) llack of parental support] Let's say the read
covariation becomes ex ing scores that are being published right now, and
plicit, and the evidence it somehow has a reflection on the [geographical]
incorporates both com area they are in. The good ones are being in areas
parison and quantifica where parents take an interest, and the bad ones
tion. appear where there are many single-parent fami
lies, where perhaps they don't even have a home.
(TCmc) [unemployment] You could probably take
a survey and find out the percentage of people who
get jobs who have been convicts. I'm sure it's very
low.
1c. Correlated change. (TCfs) [drugs] I guess people who have drugs and
Change in the outcome might not be doing so great in school, and so if
co-occurs with change in they knew they took drugs they could see what hap
the antecedent. pened when they weren't on drugs and, you know,
prove it or whatever.
2. Evidence external to the causal
sequence itself
2a. Positive (40Nfc) (bad environment] It is not uncommon to
hear that when someone is arrested that they have
had previous charges in the same place for a simi
lar crime. [What does this show?] I think it does
show that it is in fact true that it's the environment.
2b. Negative (counterfactual) (40Nmc) Iprison's failure to rehabilitate] Their
habit patterns. All outward appearances in every
case that I have known or even heard of has not
changed. If they had had their head properly
shrunk, everything about them would have
changed, from their haircut right on through.
3. Indirect evidence
3a. Analogy (particular to par (20Cmc) [return to a familiar way of life] I think if
ticular) you look at it in terms of, well, an occupation,
whether crime could be an occupation or not . . .
most people generally stay in an occupation their
whole life, and it's very hard for them to change.
3b. Assumption (general to (20Cmc) [desire for material rewards] People that
particular) don't have things . . . I mean, everybody wants
things, especially in this country. This isa consumer
society. People wantto accumulate things, and
that's not true of everywhere. People just want basic
things, and ifyou don't have them, and you don't
know how to get them, then you can take them.
Table 1. Continued
Note. Symbols in parentheses refer to subject's age group (T, 20, 40, or 60), education
level (N, Noncollege; C, College), sex (m or f), and topic (s, school; c, crime). The sub
ject's theory is indicated in brackets.
subject advocates. For example, Joe, a subject in his 20s, for the school
failure topic indicates poor nutrition as the cause. His response to our
question of "What evidence would you give to show this?" was: "The
points that they get in school. The grades that they get in school
show. . . . [What would that showP] That they are lacking something in
their body. That the kids who were failing lack something in their body."
So, in other words, the very fact of the outcome presumes the cause.
prison.
[How do you know that this is the cause?] I think because if they commit
crime they're getting attention. They'll be—the prisoner, you know, in
prison—they'll be taken care of, they'll be given food and all this, and they get
attention. They come out and everybody, you know ... he was a prisoner, so
that they stay away from him; they're scared and everything. So they decide
that the only way they're going to be, that they'll have attention, or they're
[If you were trying to convince someone else that your view is right, what
evidence would you give to try to show this?] The evidence I would give is that
when they are in prison, they're secure. They're sure that, you know, no one's
going to hurt them. Well, they're not sure no one's going to hurt them, but,
you know, they know they're secure. They've got a place to eat, a place to
sleep. But if they come out into the world and, you know, with unemployment
and people not wanting to take anybody in that was an ex-con or something,
when people reject them because of their past, they're sure to go back into the
crime just to go back to their jail cell and stay in it.
[Can you be very specific, and tell me some particular facts you could
mention to try to convince the person?] Well, some facts could be that when
they're in there, they'd want to make friends with other cons and stuff like that,
and when they're out here, they've got to start all over again, and it's real hard
for people who committed a mistake, for other people to accept that they've
paid for it and everything. And then when they're out here people reject them
and they look at them, you know, like they're scared of them. They don't want
to stay in the world if they think everywhere they go people are going to be
looking at them and feeling, you know, real insecure when they're around. So
they'd rather be where people, you know, they're all the same.
What is the basis for this claim? First, plausibility is neither a necessary
nor a sufficient condition for the correctness of a causal theory. Often in
the history of science, causal theories that initially appear very implausi
ble later have been proven correct (Einhorn & Hogarth, 1986). Likewise,
highly plausible theories have been disconfirmed. Furthermore, a causal
relation between two factors can be demonstrated in the absence of any
nism whereby the alleged cause produces its effects. When, in offering
pseudoevidence, they elaborate their description of this mechanism, they
are elaborating the theory, not providing evidence that bears on its cor
Alternative Theories
person whose view is different from yours—what might they say is the
cause?"), some subjects generate an alternative theory without difficulty.
Others generate what appears to be an alternative but then immediately
agree with it ("That could be part of it, too"), in effect incorporating the
alternative cause into their own theory. Such subjects are unable to con
ries averaged across topics is about 60%, higher than the 40% who
relative to all the others with which (if the subject conceived of the
possibility) it could compete.
Thus, subjects who generate neither genuine evidence nor alterna
tive theories take their theories for granted, simply as statements about the
way the world is. The theories are not reflected on as objects of cognition,
that is, as claims needing to be evaluated in the light of alternatives, as
well as evidence.
Counterarguments
successful is that they leave the original causal theory in place: They do
not constitute an argument against it. Dean, for example, theorizes that
Well, the parents can use a lot of arguments that I am wrong. They would say
they try their best under the circumstances naturally because they claim first
comes to make a living, to sustain their house, and taking care of the children.
But maybe they haven't got the opportunity to give them as much as they
would like to give them. But that's a lot of cause of failure a lot of times. [What
evidence might this person give to try to show that you were wrong?] The
evidence would be that they try their best. They try to do everything that is
Clearly, Dean is addressing the causes of his alleged cause, not offering
an argument against its causal status. Possibly, subjects like Dean take the
correctness of their theory for granted to the extent that they can only
envision questioning why the causal antecedent exists, not whether it
exists or plays a causal role.
1. Noncovariation arguments
la. Arguments against causal (60Nms) [lack oí family support] He could possibly
sufficiency. Antecedent is point out to me that here is a kid who succeeded
present and outcome fails while the family was let's say drunkards or sepa
to occur. rated and there was no inspiration at home.
lb. Arguments against causal (40Cms) Ilack of family support] I think they would
necessity. Antecedent is have to prove it with hard fact, that would show
absent and outcome still that not just one child but a large cross section of
occurs. the population was failing and, you know, the par
ents were very heavily involved.
1c. Arguments against causal (40Cms) Ifamily problems] They could point out ex
sufficiency and necessity amples, specific examples that particular children
failed and their family situation was very . . . what
we consider a strong, stable family situation. They
could also conversely point out a child doing well
but yet the family is fragmented.
2. Discounting arguments
2a. Full discounting. Exis (60Cms) (poor educational system] The fact that
tence of the antecedent is they are really consistently introducing and carry
denied. ing out a practical program, an intelligent program,
a progressive program in the schools.
2b. Partial discounting. The (TNms) [negat/ve attitude toward school] He would
antecedent is denied for show me some other students who have these . . .
some subset of cases. have good marks, and ask them why do you study
hard. And they will say because the school is
good.
Well, they would have to come up with a different viewpoint on the whole
subject. I don't know what they could say. [Could someone prove that you
were wrong?] Oh, sure. I'm flexible. [Is there any fact or evidence which, if it
were true, would show your view to be wrong?] Sure. [What would it be?] I
have no idea.
address the theory but does not focus on the evidence that would be
ing counterargument:
Harriett makes an inferential error like that found in much of the experi
mental reasoning literature (see Baron, 1988, for review), reasoning
based on positive cases (of antecedent and outcome). It is, of course, the
without stress), not the presence of positive ones, that are critical in
They will never prove me wrong. I stand firm. I am a parent. I have two children,
and they're not going to prove me wrong. [What evidence might this person give
to try to show that you were wrong?] I'm not really interested. All I have are the
results that I put into it, and it's worked thus far, and I'm not changing my stance.
And they're not going to prove anything to me, because if they do, to me they're
just very narrow people who want things just exactly the way they want. It's not
going to work out that way. [Could someone prove that you were wrong?] No,
they're not going to prove a darn thing to me. This is my career, [/s there any fact
or evidence which, if it were true, would show your view to be wrong?] No. I'm
a parent. I've lived it. Absolutely. My experiences may not coincide with some
body else's. Maybe their lifewasa lot easier. So they will be speaking from their
Marilyn exhibits an ownership over her theory that undermines its inde
Rebuttals
Rebuttals ("What could you say to show that the other person was
Epistemologica! Theories
experts to find out for sure if they studied this problem long and carefully
enough?" and "How sure are you of your view, compared to an expert?").
plets, or relativists, who note that experts disagree and go on to claim that
1. Rebuttals of counterarguments
1a. Qualitative rebuttal. The (40Cms) [poor home environment] [What evidence
counterargument is rebut might this person give to try to show that you were
ted on qualitative wrong!1] Evidence that shows that their early envi
grounds that undermine ronment was not the way I said it was in cases of
its force, thereby restor failures; for instance, that the people were wealthy
ing force to the original or that the situation was other than the way I said
theory. it. But I think there are subtle forms of deprivation.
The fact that somebody is wealthy does not mean
that they pay attention to their children or set a
good example.
lb. Quantitative rebuttal. (40Cfc) [return to same environment] Every once in
The instances that consti a while you hear of someone who really did better
tute the counterargument themselves while they were in prison. They went to
are alleged to be of low school or they wrote a book or whatever, but that's
frequency. one in a million, is my guess.
2. Rebuttals involving alternative
theories
2a. Arguments against causal (40Cms) [lack of motivation] {alternative theory:
sufficiency of the alterna "enticements" of earning money and taking drugs]
tive theory. The alterna In terms of what you might call enticements of life,
tive cause is not sufficient I would revert back to my basic premise that if you
to produce the outcome, have the desire for learning and value learning,
as long as the original then even if you might to some degree take up the
cause is absent. other enticements, you'd still maintain enough in
terest in learning to not fail.
2b. Arguments against causal (40Cfc) [lack of motivation] [alternative theory:
necessity of the alterna "joining gangs" and poor home life] Well, I could
tive theory. The outcome show that there are students who are failing and
occurs in the absence of they're not in gangs and they have a fine home life,
the alternative cause, as but they just don't seem to try for some reason.
long as the original cause
is present.
2c. Arguments against rela (60Nmc) [innate character] [alternative theory:
tive importance of the al poor environment] While environment plays an im
ternative theory. The al portant part, I think even more important is the im
ternative cause may be portance of that innate quality of goodness.
contributory but to a
lesser extent than the
original cause.
2d. Arguments that attempt (60Nmc) [lack of economic opportunity] [alterna
to reconcile original and tive theory: "antisocial" personality] I've heard ar
alternative theories. Origi guments where they said certain people are basi
nal and alternative cally antisocial. But there again you come right
causes are linked into a back to what made them antisocial, and you come
single causal chain. back with they never had the real opportunities to
get into the mainstream of today.
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nothing is therefore certain and, from there, that all opinions are of equal
may be lacking.
Evaluation of Evidence
Pete Johnson is someone who has spent a good portion of his adult life in
prison. He was first convicted of a crime at age 14, when he took part in the
theft of a newspaper stand. He began serving his first prison sentence at age
18, after being convicted on several charges of auto theft and robbery. He
remained in a medium-security state prison until the age of 20. After he was
released on parole, he returned to live with his mother in the same neighbor
hood where he had grown up and began to look for a job. After three months
out of jail, he took part in the robbery of a grocery store. He was caught and
convicted and returned to prison. Since then, Pete has served three more
prison sentences for different crimes, with only brief periods out of prison
between sentences.
The overdetermined evidence for the crime topic is (with order of the
second and fourth paragraphs varied across subjects):
prison. All had served more than one prison sentence; some were in prison for
the third or fourth time. All had been in prison for the past three years or
early lives with many personal and family problems. None had good school
records. They tended to be uninterested in school, to do poorly, and to drop
out without
finishing. Almost all became involved in crime at an early age.
A government official did a study of their prison life. The prison was badly
overcrowded; each prisoner shared a cell with two or three others. Because of
crowded conditions, prisoners were able to have periods of exercise and out
door recreation only infrequently. No prisoner received job training.
Another social worker followed their lives outside prison during the six
months following their release. The majority had been unable to find jobs
since they had been released. Some applied to training programs, but there
were long waiting lists with only a few openings. Many had not found suitable
housing.
I will not take the space here to discuss the evidence evaluation
subjects. These results suggest that it is not chronological age, but some
very broad kinds of experience associated with education that figure most
prominently in the wide variability in observed performance. (See Kuhn,
1991, for a full report of the results and for furtherdiscussion of the role of
education in the development of these skills.)
The other very important result is the significant, although by no
means total, generality of skills across the three topics. For each of the
major skills examined (evidence generation, alternative theories, coun
terarguments, and so on), although many subjects exhibit a skill on some
topics and not others, the numbers of subjects exhibiting the skill for all
way that people think, above and beyond exactly what they are thinking
about. The expertise results support this conclusion. The philosophers
reasoned well overall, as we expected, but the domain expertise of the
gine size, presence or absence of a tail fin) can vary and uses them in road
tests that the subject designs and carries out. In a microgenetic design, the
identified in the informal reasoning domain. First, the subject must have
the ability to reflect on his or her own theory as an object of cognition,
to an extent sufficient to recognize that it could be wrong. Second, the
exist among features of the cars and outcomes. These relations, how
the lower part of Table 5 for both domains. Exclusion (inferring the ab
sence of a causal relationship) is essential to effective scientific reasoning
because it allows one to eliminate factors from consideration (and thereby
simplify analysis). An absence of exclusion is similarly a barrier to effec
Argument
Science Theoretical Belief: Family Prob
Theoretical Belief: Muffler > Speed lems > School Performance
False Inclusion
Car 1 Muffler Fast
Large wheels
[Car 2 No muffler Slow] IHow do you know that family
Small wheels problems are the cause of chil
dren doing poorly in school!1] My
neighbor has always had marital
problems and she and her hus
band finally got a divorce and her
child has done very poorly in
school.
[What have you found out?] The muffler
makes a difference. [How do you know?] Be
cause car 1 has a muffler and it goes fast.
¡What about the wheels—do they have any
thing to do with it?] No, they just go around
to make the car move.
Valid Exclusion
Car 1 Muffler Fast
Large wheels
Car 2 No muffler Fast [What evidence would show that
Large wheels you were wrong?] If you looked at
families who have problems and
found that their children did just
as well in school as children
whose families don't have prob
lems.
[What have you found out?] The muffler
makes no difference because here you have it
and here you don't and the car still goes fast.
taking a "that could be part of it too" stance with regard to all possibilities.
Exclusion poses more of a challenge than inclusion (inferringthe pres
ence of a causal effect) for several reasons. First, and most fundamentally,
is the domination of affirmation over negation—the presence of some
thing is more salient than its absence—and, for this reason, both scientific
and lay theories pertain more often to the presence than the absence of
causal relations. Second, the belief that a factor is irrelevant often leads
times correct, but they are particularly prone to belief bias, because
subjects are remembering antecedents and outcomes and can do so selec
be no faster or slower than those with mufflers). Again, the bias is toward
noting the presence, not the absence, of effects. A valid exclusion infer
ence can be made based on just two instances, as illustrated in the lower
part of Table 5, but it requires that other variables be held constant so that
they do not contribute their own effects and invalidate the comparison.
Yet another and perhaps the most important reason that exclusion
retically motivated. The subject who believes that the muffler helps the
car to go fast, for example, needs only to observe a car having a muffler
that goes fast and it becomes very difficult to resist the inference that the
muffler at least contributed to the car's speed and to attend to the pattern
of evidence over multiple instances that would demonstrate the muffler's
noncausal role.
that achieved the maximum speed and happened to have a muffler. Here,
"
Randy says, "The muffler might have helped 'just a little bit.'
In the logbooks that were provided for subjects to record informa
tion, in contrast to the professional scientists and college students whom
we observed, who for the most part systematically recorded particular
constellations of features and their observed outcomes, in 11-year-old
Jamie's logbook we find the assertions that "With big wheels [the car] will
go slower because it takes more time for the wheels to go around" and "A
tailfin would make a difference because it has more weight for the wheels
to turn around." Like our subjects in the argument research who generate
scientists have led us to the conclusion that the major challenge they face
is not one of acquiring correct experimentation strategies but of develop
ing the ability to coordinate their existing theories with new evidence they
ing and casts much of this research in a new light. For example, the
failure to control variables traditionally has been interpreted as a failure to
attend to these variables and therefore to recognize the possibility that left
uncontrolled they may exert their own effects on outcome. Our observa
the task a much richer, more complex one. Coordination implies recipro
cal adjustment. Not only must evidence serve as the basis for evaluating
and possibly revising theories, but theories influence the direction and
form of investigation. This holds true for professional as well as intuitive
scientists. The difference between the two lies in the degree of control
that is attained of the coordination process (Kuhn, 1989).
and outcomes that operate independently of the child. Later, these infer
ences are based on a more extended evidence base of multiple observa
tions and are formalized into explicit knowledge of which the child is
consciously aware and able to verbalize. The early roots and ubiquitous
nature of the covariation-to-causality inference suggest that by preado
lescence it has already been overlearned to an extent that causes it to
considered (What ifthe boys wore running shoes and the girls did not?), it
remains only to formalize the comparison into the framework of a con
children wanted to find out if a mouse in their house was a large or small
one, by placing food in a box overnight. Two boxes were available, one
ately designed so that subjects would be unlikely to have any prior beliefs
regarding the theory, and the subject did not have to generate or evaluate
answer correctly, the subject needed only to recognize that one choice
yielded a determinate solution and the other did not: The large-opening
box confirms both the small-mouse and large-mouse categorization,
whereas the small-opening box confirms only the small-mouse categoriza
tion. Subjects' justifications for their choices were consistent with this
confirmation logic (e.g., "If the food is gone, this tells them it's a small
mouse"). (It is of course possible to cast this problem in the framework of
disconfirmation; that is, the small-opening test is capable of discon
firming a large-mouse theory, but the point is that subjects need not do so
to answer correctly.)
The performance reported by Sodian et al., nonetheless, demon
the claim that it is a ghost in her closet that is the cause of a soft
"whooshing" noise that is keeping her awake. This child understands as
well as her parents that opening the closet door will provide the evi
dence capable of disconfirming this causal hypothesis (even though she
does not understand the logic of disconfirmation in any formal or reflec
tive sense). In the next few years, this 2-year-old will develop the under
standing of false belief that has been the object of attention of the new
theory-of-mind research (Feldman, 1992; Perner, 1991; Wellman, 1990).
Yet, for many years, and most likely well into and even throughout her
adult life, she will exhibit difficulty in bringing evidence to bear on
her own beliefs in a way that reflects clear differentiation between the
implications of evidence and what she believes to be true.
Identification of these extended precursors to the reasoning com
petencies examined here underscores the fact that the development in
ter new contexts, challenges, and motives for believing what they do.
CONCLUSION
seen, figures in the activities of each of them. Both scientific and infor
mal theories must be regarded as possible states of affairs that are sub
theory, such that relations between the two can be constructed and the
ple, the typical approach to getting students to see the relevance of sci
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