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by Dan Zahavi
University of Copenhagen
That Eugen Fink knew Husserl's thought exceptionally well is indisputable. This
is not only manifest in his own writings on Husserl, which are generally characterized
by profound insights, but also by several manuscripts that Fink wrote on Husserl's
Despite this praise however, I do believe, that one important aspect of Fink's
position vis-à-vis the problem of intersubjectivity, and that Fink consequently failed
to perceive the true extent of the transformation that Husserl's thinking underwent in
the last period of his life.2 By disclosing this misinterpretation it will be possible to
1
The most prominent examples are FINK's VI. Cartesianische Meditation, Kluwer Academic Publishers,
Dordrecht, 1988, and his article Die phänomenologische Philosophie Edmund Husserls in der
gegenwärtigen Kritik, in Kantstudien 38,1933, pp. 319-383, with the famous preface where Husserl writes
that »in derselben kein Satz ist, den ich mir nicht vollkommen zueigne, den ich nicht ausdrücklich als meine
eigene Überzeugung anerkennen könnte«(p.320). Among FINK's own writings on Husserl the most
important are collected in Studien zur Phänomenologie. 1930-1939, Martinus Nijhoff, Den Haag, 1966. A
noticeable exception, however, is the influential article Operative Begriffe in Husserls Phänomenologie
which can be found in Zeitschrift für philosophische Forschung 11 , 1957, pp.321-337.
This study is based on research undertaken at the Husserl-Archives in Louvain. I am grateful to
Prof. S. IJsseling for the permission to consult and quote from Husserl's unpublished manuscripts.
2
Consequently my interpretation will run counter to one ardently proposed by R. Bruzina in the last years.
The thesis namely, »that the essential Husserlian philosophy of the thirties might have to be thought of in a
profound way as having been actually a joint product, and that therefore it might have to be interpreted in
terms of a dialectical interplay between two philosophical thinkers...« Cf. R. BRUZINA, Solitude and
community in the work of philosophy: Husserl and Fink, 1928-1938, in Man and World 22, 1989, p.294.
expose elements in Husserl's phenomenology that have not, to my mind, received
I.
On several occasions, Fink has claimed that Husserl in his very late manuscripts
Husserl tried to replace the category of transcendental plurality with the notion of a
primal life (Ur-Leben) that is prior to the difference between ego and alter-ego, and
It is exactly this thesis, which has received a fair amount of attention in the
Husserl-literature, that I will attempt to refute in the following. Mainly for two
reasons: First of all, I believe that it lacks textual support, and secondly - and more
pre-individuated absolute.
As far as I have been able to determine, Fink has never substantiated his
3
Cf. FINK, Nähe und Distanz, Karl Alber, München, 1976, p. 223 and FINK's comments to A. Schütz' article
The Problem of Transcendental Intersubjectivity in Husserl, in A. SCHÜTZ, Collected Papers III - Studies in
Phenomenological Philosophy, Martinus Nijhoff, The Hague, 1975, p.86.
and the process of monadisation that prima facie seem to support Fink's view.4 Let
Die Strukturanalyse der urtümlichen Gegenwart (das stehend lebendige Strömen) führt
uns auf die Ichstruktur und die sie fundierende ständige Unterschichte des ichlosen
Strömens, das durch eine konsequente Rückfrage auf das, was auch die sedimentierte
Aktivität möglich macht und voraussetzt, auf das radikal Vor-ichliche zurückleitet (Hua XV
598. My emphasis).
without an ego-pole as the center of affection and action (Hua XV 350, Ms. C 16
68b). Husserl's simultaneous reference to the egoless and egological character of the
When Husserl speaks about an egoless flowing, the term 'egoless' does not refer to
the missing presence of the ego, but to the passivity of the flow, which is beyond the
influence of the ego (Ms. C 10 16a). Further, when he speaks about a pre-egological
level that is prior to the constitution of the ego as a thematic object of reflection.
4
Fink's interpretation has been adopted by J.R. MENSCH (cf. his Intersubjectivity and Transcendental
Idealism, SUNY Press, Albany, 1988, pp.1, 394, 405) who has attempted to substantiate it textually by a
number of quotations from Husserl's unpublished manuscripts. Although I disagree with Mensch's
interpretation, my confrontation with Fink will be partially led by his textual selections.
3
Let me try to substantiate this interpretation with some additional references.
Husserl often remarks that it is necessary to distinguish the 'I, that I am' as the ego in
function, and the 'I, that I am' as the object of reflection (Hua IV 253):
Somit haben wir immerfort die Scheidung zwischen dem Ich und cogito als fungierendem,
aber nicht erfasstem (fungierende Subjektivität), und dem evtl. thematisierten, direkt oder
selbsterfassten Ich und seinem cogito, oder kurzweg, fungierende Subjektivität und
prädizierte) sind zu unterscheiden, und, wenn immer ich mich und was immer sonst als
Objekt habe, bin ich zugleich notwendig als fungierendes Ich ausserthematisch dabei, mir
zugänglich als das durch Reflexion als einer neuen, nun wieder nicht thematischen
Aktivität des fungierenden Ich (Hua XIV 431. Compare Hua XXIX 183-84).
which does not simply exist in the very act of reflection, but as something that
Sage ich 'ich', so erfasse ich mich in schlichter Reflexion; aber diese Selbsterfahrung ist wie
jede Erfahrung, und zunächst jede Wahrnehmung, bloss Hin-mich-richten auf etwas, das
schon für mich da ist, schon bewusst ist und nur nicht thematisch erfahren ist, nicht
self-appearance and self-affection, and it is precisely for this reason that it can always
thematize itself in a subsequent reflection (Hua XV 483-84, VIII 412, XVII 279-80, IV
318, Ms. C 10 3b, 4b, 10a, C 16 82a). Although the ego is always present as a
functioning ego (as the ego-pole of affection and action (Hua XIV 171)) and although
must, in other words, be stressed that this self-awareness is pre-reflexive, since the I
4
at this stage is neither thematic in an ordinary sense, nor an intentional object in a
natural sense (Ms. C 16 68b, C 16 49a, C 10 2a). Thus, prior to the reflection, prior to
self-awareness.5
substantiated by his claim that it is the retention that makes it possible to turn
consciousness into an object (Hua X 119). Thus the condition of possibility for
already passed; it presupposes a distance to the living functioning ego, which is then
bridged.6
Moreover, since Husserl also writes that every ego, considered merely as an ego, has
its absolute individuality, its absolute singularity (Hua IV 299, 301, Ms. C 17 15b), it
becomes increasingly unlikely that he should have advocated the view that the ego
5
These considerations can be taken as an implicit refutation of the critique levelled at Husserl by M. Frank
and E. Tugendhat. Both have argued that Husserl never escaped the object model of self-reflection. Cf. M.
FRANK, Die Unhintergehbarkeit von Individualität, Suhrkamp, Frankfurt a.M., 1986, pp.43-45, and E.
TUGENDHAT, Selbstbewußtsein und Selbstbestimmung, Suhrkamp, Frankfurt a.M., 1979, pp. 52-53. For
more extended discussions of Husserl's theory of self-awareness cf. R. BERNET, La vie du sujet, Épiméthée,
PUF, 1994, pp. 297-327, and I. KERN, Selbstbewußtsein und Ich bei Husserl, in Akademie der Wissenschaften
und der Litteratur: Abhandlungen der geistes- und sozialwissenschaftlichen Klasse, 1989/3, pp. 51-63.
6
It is interesting to note that Husserl does not merely differentiate between the ego-pole as the unity in
the stream of consciousness and the ego as an object of reflection; occasionally he also makes a distinction
between the subject as the pole of affection and action and the ego as personal subject. Cf. the following
quotation from Zur Phänomenologie der Intersubjektivität II: »Der im solipsistisch fingierten Subjekt
notwendig vorhandene Pol aller Affektionen und Aktionen, das durch den Erlebnisstrom hindurchgehende
Motivationssubjekt, das als solches beständiges Subjekt eines Strebens in mannigfaltigen Modalitäten ist,
wird zum Ich und damit zum personalen Subjekt, gewinnt darin personales 'Selbstbewußtsein', in der
Ich-Du-Beziehung, in der durch Mitteilung ermöglichten Strebensgemeinschaft und Willensgemeinschaft«
(Hua XIV 170-71).
5
and the plurality of egos could be accounted for through a subsequent
B. Let me now turn to the area of the intentionality of the drives, where
Husserl mentions the awakening of instincts taking place in the flow of the passive
and egoless temporalisation (Ms. E III 9 4a). It is here, that he speaks about a
Wie die Einzelsubjekte ihre Aktivität auf dem Grund einer dunklen, blinden Passivität
entfalten, so gilt dasselbe auch von der sozialen Aktivität. Aber schon die Passivität, das
Thus Husserl claims that the relation to the Other is manifest on a primal level in the
sexual drive (Hua XV 593-94. Ms. E III 9 28b), and that the disclosure of this kind of
Others (Hua XIV 257, 295, 374).7 Thus, in the community of monads one finds an
intentional includedness (Hua XV 367-68, 370, IX 485). What appears in the naive
These remarks have caused Strasser to conclude both that the strict
7
A detailed account of these aspects can be found in NAM-IN LEE, Husserls Phänomenologie der Instinkte,
Kluwer, Dordrecht, 1993.
6
drives, and that Husserl himself ultimately accepted a primal flowing-stagnant stream
fusion that is somehow prior to and more fundamental than the inter-subjective
difference, since he very well knows, that this would lead directly to the destruction
Die Individualität der Seelen besagt in gewissem Sinn unüberbrückbare Trennung, also ein
Anders-sein und Aussereinander-sein (im logischen und nicht räumlichen Sinn), das nie zu
Trennung nicht, ja sie ist die Bedingung der Ermöglichung dafür, daß Monaden sich
'decken' können, dass sie, mit anderem Worte, in Gemeinschaft sein können (Hua XV 335.
My emphasis. Compare XV 339 and XV 577).9
8
Cf. S. STRASSER, Grundgedanken der Sozialontologie Edmund Husserls, in Zeitschrift für philosophische
Forschung 29, 1975, pp.16-17.
9
One finds a comparable argumentation in both Merleau-Ponty and Scheler. In Merleau-Ponty à la
Sorbonne. Résumé de cours 1949-1952, Cynara, 1988, p.44, MERLEAU-PONTY argues that the problem of
inter-subjectivity cannot be solved by postulating a panpsychisme that abolishes the difference between
ego and alter-ego. Correspondingly in Wesen und Formen der Sympathie, Francke Verlag, Bern, 1973,
SCHELER writes that an analysis of the emotions corroborates the existence of a plurality of subjects. If one
examines love or sympathy one is dealing with a true grasping of someone beyond oneself. A real
intentional transcending is manifest, and our experience of sympathy can therefore, according to Scheler,
serve as a direct argument against solipsism (p. 57, 69, 81). Insofar as several kinds of emotions indicate a
plurality of subjects, Scheler criticizes every theory arguing for the existence of a supra-individual unity of
consciousness. From a phenomenological point of view, we are dealing with intentions whose structure is
incompatible with the elimination of a real difference between the subjects (p.75): »Nicht also auf
Wesensidentität der Personen weist das Mitgefühl hin, wie Schopenhauer und Hartmann lehren, sondern
gerade die pure Wesensverschiedenheit (als letzten Grund auch ihrer realen Daseinsverschiedenheit) setzt
das echte Mitgefühl sogar voraus. Das Dasein eines Gefühls - etwa als Inhalt eines überindividuellen Geistes
oder Universalbewußtseins, an dem nur zwei Personen gemeinsam teilhätten, in ihm sozusagen
zusammengewachsen wären, wäre kein Mitgefühl. Und wenn es - wie wir sahen - gerade die Leistung des
echten Mitgefühls ist, in der Aufhebung der solipsistischen Täuschung die Erfassung der gleichwertigen
Realität des 'alter' als 'alter' zu erfassen, so kann es nicht gleichzeitig die dunkle Erkenntnis sein, daß weder
das ego, noch das alter real existiere, sondern nur ein Drittes, dessen Funktionen sie seien«(p.76).
7
C. The final candidate that I want to consider, is Husserl's occasional remark
is, as a self-explication of the ego into a monadic plurality (Hua VI 416-17, XV 589,
635). At first glance, Husserl's terminology seems to confirm Fink's interpretation, but
a closer analysis reveals that Husserl is in reality describing something quite different,
namely the process which Theunissen has dubbed 'alter-ation' (Veranderung).10 Thus
process taking place when an ego experiences that it is being experienced by another
ego. The result of this 'original reciprocal co-existence', where I realize that I can be
an alter-ego for the Other just as she can be it for me, is the establishing of a kind of
ontological equality:
Es verschwindet der Unterschied zwischen Selbst und fremdem Ich, der Andere fasst mich
als Fremden auf, wie ich ihn als für mich Fremden auffasse, er ist sich selbst ein 'Selbst'
speaks about the monadisation of the ego. As he unambiguously points out in Zur
Phänomenologie der Intersubjektivität III, the monadisation is the process where the
ego constitutes itself as a member of a socialized totality of equal monads (Hua XV
636-37, VI 417). It is not a process where the ego (or a non-egological primal life)
10
M. THEUNISSEN, Der Andere, De Gruyter, Berlin, 1977, p.84.
8
As I mentioned in the beginning, Fink never substantiated his interpretation
from the thirties! In his article Die phänomenologische Philosophie Edmund Husserls
transcendental subjectivity merely composes the first level of its clarification (Fink
1933, p.368).11 In Dorion Cairns' Conversations with Husserl and Fink, Cairns reports
a conversation with Fink from September 23, 1932 where Fink not only questions the
instead of being the absolute, might not rather be its first emanation. 12 Finally one
Es zeigt sich vielleicht dann, dass die Monadengemeinschaft selbst noch eine konstituierte
Schicht im konstitutiven Weltwerden darstellt. Damit ist in Frage gestellt, ob die trans-
zendentale Individuation der pluralen Monaden eine letztliche und reduktiv unaufhebbare
Determination des konstituierenden Lebens ist. Es mag sich dann erweisen, ob das
Absolute selbst pluralistisch gegliedert und einer Individuation unterworfen ist - oder ob
alle Gliederungen nur in ihm liegende Selbstartikulationen sind, es selbst nur unter der
Idee des 'Einen' endgültig gedacht werden kann (Fink 1988a, p.160).
11
Although, strictly speaking, this statement does not introduce the notion of the self-pluralising primal
life, one could still claim that it constitutes an indirect proof of Fink's thesis, since Husserl as already
mentioned authorised the article from which it is taken. Considering the incompatibility between Fink's
position and Husserl's emphasis on the transcendence of the Other (which will be spelled out in a moment)
a different interpretation is however more likely. It is well known that Husserl often complained about being
misunderstood by his contemporaries, and it is certainly not unthinkable that, exactly for this reason, he
was more likely to give (uncritical) public praise to the few exceptions.
12
D. CAIRNS, Conversations with Husserl and Fink, Martinus Nijhoff, The Hague, 1976, p.95.
9
As I will show in a moment, Fink's position is ultimately incompatible with and
manuscripts that could confirm Fink's interpretation, such passages might very well
originate from Fink's influence (rather than the other way around).13
II.
Husserl, one might still ask if this flaw in his interpretation is not after all of somewhat
In this second part, I will try to outline a few of the more decisive aspects of
this transformation.
only constitute objectivity after having experienced an Other? Why is the Other a
13
It is interesting to notice that MARLY BIEMEL concludes her remarks to the transcription of the pages
47-63 from the manuscript E III 4 with a similar observation: „Es scheint ein Einfluß von Fink darin zu
sein”(Ms. E III 4,XVIII). Although it is not quite clear if his considerations in fact support Fink, Husserl in this
manuscript speaks about an absolut logos (Gott) in a new übertranszendentalsubjektiven sense, which is
characterized by ontological singularity and which gives all transcendental-monadological being its true
meaning (Ms. E III 4 36b-37a).
10
experience of objects changed radically the moment I experience foreign
subjectivity, and that this transcendence, which Husserl characterizes as the first real
alterity and as the source of all kinds of real transcendence, endows the world with
Hier ist die allein eigentlich so zu nennende Transzendenz, und alles, was sonst noch
Transzendenz heißt, wie die objektive Welt, beruht auf der Transzendenz fremder Subjekti-
Die Transzendenz, in der die Welt konstituiert <ist>, besteht darin, daß sie sich mittels der
experience of a foreign world-directed subject. (It is exactly for that reason, that the
or an eidetic variation of myself, the fact that he experienced the same as me would
be just as conclusive as if one found the same report in several copies of the same
14
Wheras the guaranty in every single case is fallible - what I took to be a valid experience of an Other
could turn out to be a hallucination - this is not the case when it comes to the fundamental connection
between intersubjective experiencability and transcendence. Such an experiencability is of course not to be
interpreted as a mere epistemic criterion for the assumption of a mind-independent reality, since this would
be a relapse into the objectivism that were suspended by the effectuation of the epoché.
11
newspaper). Only insofar as I experience that Others experience the same objects as
valid.
intersubjectivity and reality - which can be stated negatively in the following way:
alone (for instance the IBM, that I am writing on now) as transcendent, objective and
Others. And this is even implicitly admitted by Husserl, who writes that, even if I knew
with absolute certainty that a universal plague had destroyed all life but my own, my
intersubjectivity (Hua I 125, XV 6, IV 81). The problem can be solved, however, if one
simply differentiates between our first primal experience of Others, which once and
for all makes the constitution of objectivity, reality, and transcendence possible, and
thus permanently transforms our categories of experience, and all subsequent. This
does not mean that all subsequent experiences of Others are insignificant, but their
objective, these components of validity is at first only given signitively. Only the
article, but enough has been said to make it evident that the transcendence of the
12
objectivity. A transcendence which could not be maintained if, as Fink claimed, the
pre-individuated absolute.
subjects to be coherent, that is, possible. Ultimately, he would even strengthen this
Intersubjektivität ist, was sie ist: konstitutiv fungierendes Ich« (Hua VI 175). The claim
that subjectivity only becomes fully constitutive, that is, transcendental, through its
relation with Others, is in striking contrast with any traditional Kantian understanding
...it must be earnestly asked whether the transcendental Ego in Husserl's concept is not
essentially what Latin grammarians call a 'singular tantum,' that is, a term incapable of
being put into the plural. Even more, it is in no way established whether the existence of
Others is a problem of the transcendental sphere at all, i.e. whether the problem of
and therefore sociality does not rather belong exclusively to the mundane sphere of our
life-world.15
Husserl, however, takes issue with this position in a manuscript now published
Freilich, so wie man die transzendentale Subjektivität als das isolierte Ego interpretiert und nach
Kantischer Tradition die ganze Aufgabe der Begründung der transzendentalen Subjekt-
gemeinschaft übersieht, ist alle Aussicht auf eine transzendentale Selbst- und Welterkenntnis
15
A. SCHÜTZ, Collected Papers I, The Hague, Martinus Nijhoff, 1962, p.167.
13
Such a remark could easily be ascribed to K.-O. Apel. This similarity with Apel's
position is not purely coincidental. As I have argued elsewhere in detail, Husserl's late
valid and that my reality-positing acts are dependent upon my experience of Others,
has far reaching consequences, which ultimately shift the very foundation of
unthinkable unless it is an
explicite oder implicite vergemeinschaftete; darin liegt: eine objektive Welt in sich
konstituierende und in ihr sich selbst - als animalische und im besonderen menschliche
only the consensus but also the dissent of the subjects seriously. Husserl's extended
analyses of these aspects eventually made him enter fields, that have traditionally
strict Kantian transcendental philosophy would have considered such empirical and
16
D. ZAHAVI, Husserl und die transzendentale Intersubjektivität, forthcomming.
14
transcendental intersubjectivity, Husserl was forced to consider these from a
XIII 480, VIII 480, 505), that is, identical with the community of finite transcendental
subjects. It is exactly this dimension in his thought that I do not find taken sufficiently
into consideration by Fink. Thus I believe that Fink's decisive mistake was to
despite the fact that these implications ultimately transformed and modified (but also
formulates it in Signes:
le transcendantal est intersubjectivité? Car, avec autrui, c'est tout ce qu'autrui voit de moi,
c'est tout ma facticité qui se trouve réintégrée à la subjectivité, ou du moins posée comme
ou, comme on voudra dire, l'historique n'est plus rapport extérieur de deux ou plusieurs
plus seulement chacun pour soi, c'est aussi l'un pour l'autre qu'ils se savent sujets. 17
17
MERLEAU-PONTY, Signes, Éditions Gallimard, 1960, p.134.
15