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James D. Triplett, BM, MMED1, Marcus V. Pinto, MD, MS1, Emily A. Hosfield, MS, CCC-SLP2,
Minnesota, USA
USA
videofluoroscopy
Funding:
This article has been accepted for publication and undergone full peer review but has not been
through the copyediting, typesetting, pagination and proofreading process which may lead to
differences between this version and the Version of Record. Please cite this article as doi:
10.1002/mus.26996
support from Mayo Clinic benefactors. The remeianing authors have no conflicts of interest.
Correspondence to:
Teerin Liewluck
E-mail: liewluck.teerin@mayo.edu
A preliminary analysis of these findings was presented at the 24th International Annual
Congress of the World Muscle Society (WMS) in October 2019 in Copenhagen, Denmark.
Methods:A retrospective study was performed (January 2002 -August 2019) to identify myopathy
patients in whom dysphagia was the initial symptom or was disproportionately severe compared
to limb weakness.
Results:Thirty-two patients were identified.The median age at diagnosis was 65 years (range 36-
80). Inclusion body myositis (IBM) (n=15), immune-mediated necrotizing myopathy (IMNM) (n=5)
and oculopharyngeal muscular dystrophy (n=4), were the most common diagnoses. In 4 patients
required diet alterations, 5 required feeding tubes and 8 had aspiration pneumonia. Follow-up
data was available for 20 patients (median 24 months). Eight patients received
dysphagia.
Discussion:IBM and IMNM accounted for approximately two-thirds of patients with early or
immunotherapy responsiveness.
polyradiculoneuropathy and myopathies, can initially present with dysphagia. Among myopathies,
dysphagia may be a core clinical feature as can be seen in oculopharyngeal muscular dystrophy
(OPMD), or may be a part of more widespread weakness as can be seen in other myopathies,
such as immune-mediated myopathies, sporadic late onset nemaline myopathy (SLONM) and
In inclusion body myositis (IBM), dysphagia is present in 40% of patients at the time of diagnosis
[2,8,9], and is the sole or most prominent symptom at presentation in up to 10% [10-12]. The
increased mortality rate, nutritional deficits, aspiration pneumonia, decreased quality of life, and
need for diet modification and feeding tube placement [12,13]. A formal swallow evaluation such
as a video fluoroscopic swallow study (VFSS) or esophageal manometry can identify these
abnormalities [3].
Though various myopathies are associated with dysphagia, their relative prevalence amongst
study to identify the underlying etiologies and outcomes in myopathy patients with early or
We searched the Mayo clinic computerized database between January 1 2003 to August 30, 2019
for patients aged over 18 years of age diagnosed with a myopathy in which dysphagia was the
presentation. The latter was defined as evidence of aspiration on swallowing study, required diet
identified from electronic medical records by searching for those with a diagnosis of myopathy,
using the search terms “myopathy,” “myositis” and “muscular dystrophy.” We further narrowed the
search to include only patients who also underwent either video swallow assessment or formal
swallow evaluation, using the procedural codes for both procedures. Patient notes were then
reviewed by one author (JT or MVP) and if they met inclusion criteria were also reviewed by a
second author (JT,MVP or TL) for acceptance into the study. Patients were excluded if an
alternative cause of dysphagia, such as structural abnormalities unrelated to the myopathy, prior
Ethics approval was granted by the Mayo Clinic Rochester institutional review board.
Retrospective chart review was undertaken. Information extracted included clinical features,
and included review of medical history, patient symptoms, assessment of oral motor control,
phonation, respiratory control, and an oral intake trial. Examination included trials of
therapy were graded partial or complete, with complete defined as resumption of a normal diet.
Continuous variables were summarized as medians and ranges. Categorical variables were
summarized as frequencies and percentages. Fisher’s exact test was used for comparing
frequencies. Significance level was set at p < 0.05. Data analyses were performed using JMP
Results:
We identified 32 patients, in 17 of whom dysphagia was the initial symptom and in 15 of whom it
was the most prominent symptom (Figure 1). The median age in patients with dysphagia as the
initial symptom was 66.5 years (range 36-80) and 7 of 17 patients were female. The median age
in patients with dysphagia as the most prominent symptom was 61 years (range 41-78) and 6 of
15 patients were female. The median time from dysphagia onset to evaluation at our institute was
36 months (range 6–300) for patients with initial dysphagia and 24 months (range 1-240) amongst
patients with prominent dysphagia. A mixture of hereditary and acquired myopathies were
without immune checkpoint inhibitor (ICI) exposure and OPMD were the most common
diagnoses, each with unique clinical and investigatory findings (Table 1). Patients with prominent
dysphagia had a higher frequency of ophthalmoparesis than those who initially presented with
DNA (mtDNA) deletion-related mitochonrial myopathy) and without ptosis in 4 patients (2 OPMD,
2 ICI-associated IMNM). Ptosis alone was identified in 2 patients (1 ICI-associated IMNM and 1
DNA polymerase gamma (POLG)-related mitochondrial myopathy). Limb weakness was present
in 32 patients, though no patient had isolated distal weakness. Disproportionate weakness of the
deep finger flexors compared to finger extensors was present in 12 of 15 IBM patients and not
seen in other diseases. Facial weakness was present in 14 patients (4 OPMD, 4 IBM, 2 IMNM, 1
Among the 17 patients with dysphagia at onset, 13 patients reported limb weakness at clinical
evaluation, which followed the onset of dysphagia by a median of 12 months (2-288 months).
Four patients [3 IBM and 1 congenital fibre type disproportion (CFTD)] reported no limb weakness
at 12-72 months after onset of dysphagia; however, 2 of IBM patients and the CFTD patient were
The most frequently reported dysphagia-related symptoms were difficulty with dry and solid foods
(97%) and coughing while eating (69%). Eight patients reported a history of pneumonia, and 10
noted weight loss secondary to reduced food intake due to dysphagia. Formal dysphagia
evaluation findings in common causes of dysphagia and myopathy are presented in the
supplemental table. At the time of evaluation, 21 patients required diet alterations, and 5 had
required feeding tubes [3 percutaneous endoscopic gastrostomy (PEG) tube and 2 nasogastric
tube (NGT)]. Clinical examination revealed oral motor control abnormalities in 18 patients (56%)
and laryngeal abnormalities in 17 patients (53%). Thirty patients (94%) underwent formal
dysphagia evaluations.
All patients, except for 1 with ICI-associated IMNM, underwent VFSS. VFSS was abnormal in
those tested patients (Supplementary Table 1),with the pharyngeal phase affected more
frequently and severely than the oral phase. Cricopharyngeal prominence was observed in 15
patients (10 IBM, 4 OPMD, 1 IMNM). Following vidoeflusocopy and swallow evaluation, 17
patients (53%) received recommendations regarding further diet alterations. Other diagnostic
procedures were performed in 11 patients (34%) including double contrast esophagram (8), fiber
optic nasopharyngeal endoscopy (2), esophageal manometry (2) and upper endoscopy (1) and
revealed evidence of small sliding esophageal hiatal hernias in 3 patients, a small Zeckner
dysphagia.
Laboratory investigations:
Creatine kinase (CK) was elevated in 22 of 31 patients (median = 258 U/L, range 42 – 4120,
normal < 177). Albumin was reduced in 9 of 23 patients (3.5 median, range 2.8 – 4.9, normal 3.4-
4.7). A normal to mildly elevated CK (1-3 times upper limit of normal) was seen in the majority of
OPMD (3 of 4) and IBM (13 of 16) patients. However the CK was more markedly elevated in
patients (> 5 times upper limit of normal) with nonspecific myositis and IMNM (median 2029 U/L).
Electrodiagnsotic studies:
Nerve conduction studies (NCS) and needle electromyography (EMG) were performed in 31 of
32 patients and revealed short duration, polyphasic motor unit potentials in all patients, including
1 IBM patient without clinical evidence of limb weakness . Facial and proximal upper limb muscles
were most severely affected in patients with OPMD with more diffuse abnormalities identified in
IBM, IMMN and nonspecific myositis. Mixed short-duration, low-amplitude and long-duration,
high-amplitude motor unit potentials were identified in 5 patients, including 3 IBM, 1 ICI-related
IMNM and 1 SLONM. Flexor pollicus longus or flexor digitorum profundus were sampled in 12/15
IBM patients and were the most abnormal muscle sampled in 11, including 1 patient without
weakness on the exam. Ten patients had evidence of an axonal predominant peripheral
POLG-mitochondrial myopathy), two of whom also had diabetes (1 AL amyloid myopathy and 1
performed.
Follow-up data was available in 20 patients with a median follow-up period of 24 months (range
1-180 months). Dysphagia evolved rapidly, leading to diet alterations within 6 months of symptom
onset in 4 patients (3 IMNM and 1 nonspecific myositis). Two patients (1 AL amyloid myopathy
and 1 ICI-associated IMNM) died within 3 months of dysphagia onset, due to systemic illnesses.
The 2 patients diagnosed with ICI-associated IMNM discontinued their ICIs following the
follow up (Table 2). Therapeutic responses varied depending on underlying etiology with some
therapy, one patient (Patient 6) with ICI-IMNM had withdrawal of care following an episode of
aspiration penumonia. Three IBM patients received immunosuppressive therapy, with two
patients (Patients 2 and 3) having partial improvement. Patient 2 presented with dysphagia to
solids and liquids. Following prednisolone (50 mg/day), there was intial improvement in dysphagia
for 3 months followed by deterioration to the original level of dysfunction. Patient 3 noted
dysphagia with soft foods and liquids at presentation and dysphagia improved following 30mg
daily prednisolone, allowing the patient to eat a near normal diet without dysphagia to liquids.
patients with IBM (8 patients). Cricopharyngeal myotomy was performed in 6 patients (4 IBM, 1
OPMD, 1 non-specific myositis) and esophageal dilations were performed in 7 patients (6 IBM, 1
required PEG (4IBM, 2 OPMD and one IMNM) and 3 other patients required NGT (1 ICI-
Discussion:
fell into one of three groups, IBM, IMNM, and OPMD, with nearly two-thirds having IBM or IMNM.
Patients in whom dysphagia was the initial symptom at presentation had a longer time to diagnosis
from dysphagia onset than those with more diffuse symptoms (36 vs 24 months). This may be
Thoughtful history taking and clinical exam may allow clinicians to determine a myopathic cause
of dysphagia and may potentially ascertain the underlying diagnosis at the time of presentation.
Our data suggests the presence of a family history of dysphagia or presence of ptosis and
typical of IMMN or a non-specific myositis. IBM may present with chronic isolated dysphagia [11],
but is generally accompanied by finger flexor and quadriceps weakness, though 2 patients with
IBM in this cohort had prominent facial diplegia which is rarely reported as a presenting complaint
NT5c1A antibody testing performed, the presence of which was reported to have a higher rate of
dysphagia [15].
CK values can be a helpful diagnostic tool in the evaluation of myopathy patients with prominent
or early dysphagia. The presence of a moderate to markedly elevated CK (> 5 times upper limit
of normal) in the setting of subacute dysphagia should alert phsyicians to consider IMNM or
nonspecific myositis as the cause, while normal or milder elevations of CK (1-3 times upper limit
of normal) and more chronic history are suggestive of IBM and OPMD.
Evaluation with NCS and needle EMG in this cohort not only confirmed the presence of a
myopathic process but gave diagnostic information regarding the underlying myopathy. Needle
EMG was particularly useful in cases with minimal or no clinical weakness. Repetitive nerve
stimulation is particularly important in OPMD patients given its weakness pattern mimicking
myasthenia gravis. EMG findings in this cohort suggest forearm flexor muscles should be routinely
included in EMG of patients presenting with early or prominent dysphagia and the presence of
more severe myopathic changes seen in the forearm flexors should raise suspicion for IBM.
further information regarding the underlying etiology may be suggested. Although coexistent
neuromuscular disorders, limited evidence is available as how to utilize these findings when
IBM and OPMD patients, potentially reflecting chronic disease and though not specific for any
entity, its presence should alert clinicians to consider IBM or OPMD in the appropriate clinical
context.
Conservative measures include dietary modifications and swallowing therapy [4]. Diet
alterations and exercises were recommended in a majority of patients in this cohort following
also be undertaken. In our cohort, IBM patients had a short follow up with mixed responses to
therapy has been reported to be effective for dysphagia in few patients with IBM, with greater
benefits reported when combined with oesophageal balloon dilatation [9, 17]. Though two
patients in this series had imporved dysphagia following steroid therapy, the response was
short. The majority of evidence suggests that IBM is not steroid responsive [18], and multicenter
randomized controlled trials are necessary to verify the long-term efficacy of immunomodulatory
Surgical interventions including cricopharyngeal myotomy and PEG tube insertion are
recommended when conservative therapies fail or when severe weight loss and malnutrition are
esophagus by decreasing pressure which the propulsive force of the pharyngeal constrictors
work against [3]. Outcomes were poor following cricopharyngeal myotomy and esophageal
balloon dilatation in this cohort with 3 of 4 IBM patients who underwent cricopharyngeal
myotomy requiring PEG tube insertion. The poor outcome following cricopharyngeal myotomy
observed in our cohort should be taken with caution given our limited patient numbers, as
myotomy may be less effective when it is performed in patients with abnormal hyolaryngeal
excursion or hyporeflexic upper esophageal sphincters or when a hiatal hernia is present [3, 21,
22].
The progression of dysphagia may also help in defining the underlying diagnosis. Four patients
in this series had rapid onset and increasing severity of symptoms and presented within 6 months
of symptom onset, 3 with IMNM, and one with nonspecific myositis. All of these were treated with
immunomodulatory therapy and 3 returned to normal, suggesting rapid onset of severe dysphagia
recommended.
Limitations of this study include its retrospective design leading to patient's receiving inconsistent
investigations, and management strategies at the discretion of the treating neurologists. The study
is also limited by a referral bias given the tertiary nature of our center and thus the referral
our center led to a lower rate of OPMD than one would expect in regions of higher prevalence of
OPMD.
Despite these limitations we describe the importance of a formal swallow evaluation and utility
of ancillary testing including vidoefluroscopic studies and EMG in identifying primary myopathic
conditions in patients in whom dysphagia is the primary symptom or when limb weakness is
absent or subtle. Based on our experience, we present a suggested algorithm for the
evaluation of patients with early or prominent myopathic dysphagia (Figure 3). Early evaluation
of patients with dysphagia may allow the identification of characteristic abnormalities consistent
with underlying muscle pathology, which can lead to confirmatory investigations, diagnosis and
treatment.
Abbreviations:
AL, light chain amyloidosis; CFTD, congenital fiber type disproportion; CK, creatine kinase;
EMG, needle electromyogrphay; IBM, inclusion body myositis; ICI, immune checkpoint inhibitor;
myasthenia gravis; mtDNA, mitochondrial DNA; NCS, nerve conduction studies; NGT,
gastrostomy; POLG, DNA polymerase gamma; SLONM, sporadic late onset nemaline
1 - Roden DF, Altman KW. Causes of dysphagia among different age groups: a systematic review
2 - Wintzen AR, Bots GT, de Bakker HM, Hulshof JH, Padberg GW. Dysphagia in inclusion body
3 - Langdon PC, Mulcahy K, Shepherd KL, Low VH, Mastaglia FL. Pharyngeal dysphagia in
inflammatory muscle diseases resulting from impaired suprahyoid musculature. Dysphagia. 2012;
27(3): 408-417.
4 - Ko EH, Rubin AD. Dysphagia Due to Inclusion Body Myositis: Case Presentation and Review
30(4): e13251.
Clinical spectrum, survival and treatment outcomes. Neurology. 2019; 93(3): e298-305.
8 - Maugars YM, Berthelot JM, Abbas AA, Mussini JM,Nguyen JM, Prost AM. Long-term
immunoglobulin for dysphagia of inclusion body myositis. Neurology. 2002; 58: 326-327.
11 - Riminton D.S, Chambers S.T, Parkin P.J, Pollock M, Donaldson I.M. Inclusion body myositis
12 - Oh TH, Brumfield KA, Hoskin TL, Stolp KA, Murray JA, Basford JR. Dysphagia in
13 - Darrow DH, Hoffman HT, Barnes GJ, Wiley CA. Management of dysphagia in inclusion body
14 - Ghosh PS, Laughlin RS, Engel AG. Inclusion-body myositis presenting with facial diplegia.
15 - Goyal NA, Cash TM, Alam U, et al. Seropositivity for NT5c1A antibody in sporadic inclusion
body myositis predicts more severe motor, bulbar and respiratory involvement. Journal of
16 - Sonies BC. Evaluation and treatment of speech and swallowing disorders associated with
17 - Williams RB, Grehan MJ, Hersch M, Andree J, Cook IJ. Biomechanics, diagnosis, and
52: 471-478.
18 – Griggs RC. The currnet status of treatment for inclusion-body myositis. Neurology. 2006;
66 (Sup1): S30-32.
body myositis: clinical features, management, and clinical outcome. American Journal of
20 – Houser SM, Calabrese LH, Strome M. Dysphagia in patients with inclusion body
cricopharyngeus stricture in an inclusion body myositis patient with hiatus hernia: a learning
CFTD, congenital fibre type disproportion; IBM, inclusion body myositis; IMNM, immune-
dysphagia based on the current cohort. IBM inclusion body myositis, ICI immune
oculopharyngeal muscular dystrophy, RNS repetitive nerve stimulation, +ve positive, -ve
negative.
Figure 1: Diagnostic spectrum of myopathies with early or prominent dysphagia. AL amyloid myopathy,
immunoglobulin light chain amyloidosis-associated myopathy; CFTD, congenital fibre type disproportion;
IBM, inclusion body myositis; IMNM, immune-mediated necrotizing myopathy (2 patients with immune
checkpoint inhibitor (ICI) exposure); OPMD, oculopharyngeal muscular dystrophy; SLONM, sporadic late
onset nemaline myopathy; Mitochondrial myopathies were secondary to POLG mutation (n=1) and mtDNA
deletion (n=1).
Algorithm for evaluating myopathy presenting with prominent dysphagia based on the current cohort.
(4/15) (11/12)
Prominent or enlarged Concomitant axonal predominant
cricopharyngeus muscle (10/15) peripheral neuropathy (3)
Fibrillation potentials (13/15)
IMNM and Sub-acute symptom onset Proximal predominant weakness (5) 2029 (572- Diffuse myopathic abnormalities (5)
nonspecific May be rapidly progressive 4120) Fibrillation potentials (5)
myositis (5) Often immunotherapy responsive
ICI associated Sub-acute onset Oculobulbar and proximal weakness (72- 218) Mixed neurogenic-myopathic
IMNM (2) History of ICI exposure (2) abnormalities (1)
Rapidly progressive Concomitant axonal predominant
Often immunotherapy responsive peripheral neuropathy (1)
OPMD (4) Chronic symptom progression Ptosis and/or ophthalmoparesis (4) 202 (67-415) Myopathic abnormalities limited to
Family history Mild proximal limb weakness facial and proximal upper limbs (4)
Limited or no limb weakness Prominent cricopharyngeus muscle No fibrillation potentials(3)
(4)
CK creatine kinase; IBM inclusion body myositis; ICI immune checkpoint inhibitor; IMNM immune mediated necrotizing myopathy; OPMD
oculopharyngeal muscular dystrophy.
John Wiley
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by copyright. All rights reserved.
Table 2: Responses following immunotherapy administration:
Patient Age at Sex Diagnosis Diet before Prior Treatment Follow up Outcome
(years) (months)
mycophenolate
improvement
improvement
no response) improvement
prednisolone, improvement
methotrexate
improvement
liquids improvement
IBM inclusion body myositis; ICI immune checkpoint inhibitor; IMNM immune mediated necrotizing