Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Received: 13 July 2018 / Accepted: 19 March 2020 / Published online: 30 March 2020
Ó The Institution of Engineers (India) 2020
Abstract The vertical lift gates are exposed to hydrody- Keywords Hydrodynamic forces Vertical lift gate
namic forces that arise as a result of pressurized flow Pressure coefficient
established by the large-scale effect of the water levels in
the dam reservoirs. The most influential forces are those
List of Symbols
that are applied on the gate vertically upward due to the
A Appropriate cross-sectional area of the tunnel (m2)
intensity of the flow under the gate and downward as a
B Tunnel width (m)
result of passage flow above the gate. The difference
bl, b2 U/S and D/S gap widths between the gate and the
between these two forces generates a downpull force that is
gate shaft
the most important gate stability indicator. In this research,
d Gate thickness (m)
an arbitrary hydraulic model was constructed to investigate
Fd Downpull force (N)
the effects of many gate lip shapes with and without
g Gravity acceleration (m2/s)
extensions on the magnitudes and distribution of bottom
Hi Pressure head at a point on the gate bottom (m)
pressure coefficient when the values of flow and shaft gap
Ht Pressure head on the top surface of the gate (m)
width ratio (b2/bl) are constant. The results indicate that the
HU Pressure head U/S of the gate (m)
bottom pressure coefficient appears to vary uniformly with
Hd Pressure head D/S of the gate (m)
gate openings and seem to be influenced effectively by the
Kb Bottom pressure coefficient (dimensionless)
gate lip geometry. So, for the given value of (b2/bl), the top
Kd Downpull coefficient (dimensionless)
pressure coefficient regarding the downward force will
Kt Top pressure coefficient (dimensionless)
mostly be with uniform changes and hence the downpull
P Perimeter of tunnel section (m)
coefficient depends on the magnitudes and distribution of
Q Total rate of flow (m3/s)
bottom pressure coefficient. An attempt by using the cor-
Re Reynolds number (dimensionless)
relation coefficient of Statistical Package of Social Sci-
V Average velocity (m/s)
ences was made to determine whether the pressure
Vj Velocity in the contracted jet issuing from under
fluctuation is significantly shown at the bottom pressure
beneath the gate (m/s)
distribution curve, which in turn is considered as appro-
X The horizontal distance from the leading edge of
priate indicator for the vibration occurrence. Full range of
gate lip toward trailing edge (m)
maximum bottom pressure coefficients in a matrix form is
Y Height of gate opening (m)
made to assist in design purposes. The results are analyzed
Yo Tunnel height (m)
and many conclusions are obtained.
t Kinematic viscosity (m2/s)
h Angle between horizontal and sloping bottom of
the gate (degree)
& Thamir M. Ahmed q Density of water (kg/m3)
thamir.ahmed@tiu.edu.iq c Specific weight of water (N/m3)
1
Civil Engineering Department, Tishk University, Arbı̄l, Iraq
123
562 J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570
123
J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570 563
123
564 J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570
shown in Fig. 2, and the gate lip shapes considered for the Y/Yo=10% Y/Yo=20% Y/Yo=30%
current study are located next to the corresponding fig- Y/Yo=40% Y/Yo=50% Y/Yo=60%
Y/Yo=70% Y/Yo=80% Poly. (Y/Yo=40%)
ures of results.
1
Distribution of Bottom Pressure Coefficient (Kb) 0.8
0.6
KB
As the pressure along the gate top surface is mostly 0.4
invariant and approaches the state of regularity, the bottom 0.2
pressure generated by the issuing flow below the gate will 0
0 0.2 0.4 0.6 0.8 1 1.2
have the greatest impact on the hydrodynamic forces and
(X/D)
consequently on the operational performance of the gate.
Therefore, the study of the factors that affect the pressure Fig. 3 Variation of (Kb) along the gate bottom surface for (h = 42°)
intensity and behavior is important and captures the interest and different gate openings
of many researchers. Mostly, these forces are obeying to
the direct impact of the gate geometries as well as the Y/Yo=10% Y/Yo=20% Y/Yo=30% Y/Yo=40%
know the flow pattern below the gate and to associate it 0.8
with the fluctuating pressure on the gate bottom. Thus, the KB
0.6
indication of the separation and reattachment points along
0.4
the gate lip is useful in the present investigation due to their
0.2
importance in describing the behavior of the flow beneath
0
the gate, hence detecting whether the separated flow from 0 0.2 0.4 0.6 0.8 1 1.2
the leading edge of the gate lip will reattach or remain (X/D)
separated from the gate bottom. The zone of separation can
be distinguished by visual observation, and it can also be Fig. 4 Variation of (Kb) along the gate bottom surface for (h = 45°)
and different gate openings
pointed as a region of low constant piezometric head fol-
lowed by a sudden pressure rise [1].
Relevant independent variables that affect the bottom Y/Yo=10% Y/Yo=20% Y/Yo=30% Y/Yo=40%
[1]: 1
0.8
e r y X
Kb ¼ f ; ; ; ; Hi ; Hd ; Vj : ð3Þ
(KB)
d d d d 0.6
0.4
The bottom pressure coefficient (Kb) can be calculated
0.2
using the following expression:
0
Hi Hd 0 0.2 0.4 0.6 0.8 1 1.2
Kb ¼ 2 ð4Þ X/D
Vj =2g
where (Hi) is the local piezometric head on the bottom gate Fig. 5 Variation of (Kb) along the gate bottom surface for (h = 55°)
and different gate openings
surface which is measured through ten piezometric holes
which are equivalent to fifteen as shown in Fig. 2. The
edge of the gate lip. The distance x is measured horizon-
measurements were taken with the gate held stationary
tally from the leading edge of the gate lip toward its trailing
under free and submerged flow conditions.
edge.
The variation in bottom pressure coefficient (Kb) along
(Kb) values for (Y/Yo = 10%) mostly represent free flow
the gate bottom is displayed as non-dimensional plots
conditions, and consequently, increasing the size of gate
versus (x/d) for different gate openings and various gate lip
openings leads to change the flow conditions to be com-
shapes in Figs. 3, 4, 5, 6, 7, 8, and 9. The values (Kb) in
pletely immersed and pressurized.
these figures are obtained from the (Hi) measurements in
the piezometric holes which are located at 5 cm from the
123
J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570 565
0.6
KB
0.6
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 1.2 0 0.2 0.4 0.6 0.8 1 1.2
(X/D) (X/D)
Fig. 6 Variation of (Kb) along the gate bottom surface for (h = 42° e/ Fig. 9 Variation of (Kb) along the gate bottom surface for (h = 55° e/
d = 0.6) and different gate openings d = 0. 2) and different gate openings
0.6
0.4
tom surface at the leading up to (x/d = 0.4) with (Kb)
values between (0.8 and 0.9) which then decreased to about
0.2
(0.7) with smooth variation toward the trailing edge. For
0
0 0.2 0.4 0.6 0.8 1 1.2 (Y/Yo = 80%), it can be observed that the pressure coeffi-
(X/D) cient line alternates from an attachment to reattachment
states to a distance of (x/d) up to (0.8) and then continues
Fig. 7 Variation of (Kb) along the gate bottom surface for (h = 45° e/
d = 0.42) and different gate openings
with regular pressure values up to the end of the gate.
Figure 4 indicates that, for gate lip shape with (h = 45°)
Y/Yo=10% Y/Yo=20% Y/Yo=30% Y/Yo=40% and (Y/Yo = 10%, 20%30%, 40%, 50%, and 60%), the flow
Y/Yo=50% Y/Yo=60% Y/Yo=70% is attached to the bottom surface of the gate from its
1.2 leading edge up to (x/d = 0.4); then, it is followed by slight
1
instabilities up to the trailing edge. For large gate openings
(Y/Yo = 80%), the attachment continues to a point (x/
0.8
d = 0.71). These results indicate that the tendency of flow
KB
0.6
toward separation may be reduced by adopting such
0.4 geometries. Furthermore, as a result of the high values of
0.2 (Kb = 0.7 and 1.0), and its being positive along the entire
0 lip, the downpull force on the gate may be kept to a min-
0 0.2 0.4 0.6 0.8 1 1.2
imum resulting in reduced gate hoisting capacity. How-
(X/D)
ever, the figure shows that all values of (Kb) are positive
Fig. 8 Variation of (Kb) along the gate bottom surface for (h = 45° e/ and decrease, with smooth variation, toward the trailing
d = 0.64) and different gate openings edge.
Figure 5 shows the (Kb) distribution for sloping gate lips
of (h = 55°). It can be observed from this figure that for all
Distribution of Bottom Pressure Coefficient (Kb) values of gate opening ratios (Y/Yo), the flow is attached to
Along Gate Lip Without Extension the leading edge and then moves away until the most
severe separation which is established at (x/d = 40%), after
As mentioned earlier, the current study included testing of which, it reattaches at (x/d = 60%), and then followed by a
different forms of gates with and without extension. Fig- regular drop of the bottom pressure coefficient (Kb) values
ures from 3, 4, and 5 show the change in the pressure toward the trailing edge of gate. It can also be seen that for
coefficient along the bottom surface of different gate (Y/Yo = 10%) which represents the free flow condition and
shapes without extensions. (Y/Yo = 20%), the (Kb) values are high and vary smoothly
123
566 J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570
along the bottom edge. This indicates the probability of Figure 7 shows a uniform (Kb) distribution along gate
some degrees of vibration reflected on the stability of the bottom of (h = 45° e/d = 0.42) for all gate openings which
gate and its mechanical system. refers to a state of stability and may most likely lead to the
The comparison between the inclined gate lips of absence of any effective separation. It is also seen from this
(h = 42°, 45°, and 55°) as to their effects on the values of figure that the values of (Kb) are high and may lead to
(Kb), and hence on the downpull force, shows that (Kb) reduce the downpull force to very low or even negative
values for gate lip shape (h = 42°) are less and ranged values.
between (0.6 and 0.8), whereas for gate lip shapes with Figures 8 and 9 reveal some interesting and informative
(h = 45° and h = 55°) are higher and the values mainly fall results regarding the variation of (Kb) values on the gate
between (0.8) and (1.0), and this means that their effect bottom with various gate openings. Figure 8 with (h = 45°,
will be more pronounced in reducing the values of the e/d = 0.6) indicates that for all gate openings, the (Kb)
hydraulic forces if the effect of the downward forces is distribution is approximately constant with slight changes
considered to be uniform approaching the state of stability. along bottom gate surface and the values are relatively high
Similar work by using only the cases of ordinary gate and fall between (0.9 and 1) which also caused reduction in
lips of (h = 45° and h = 55°) has been conducted by Taher values of downpull force. Accordingly, no significant
[11]. Their results showed that Kb values are relatively separation can be noticed and, to some extent, the gate may
between 0.25 and 0.45 at low Y/Yo, and then all were have a good degree of stability.
reduced and converge to lower values as Y=Yo increases. Figure 9 with (h = 55° e/d = 0.2) reveals that (Kb) has
These results are clearly different from those obtained from the same smooth distributions for all gate openings except
the current study which already based upon a constant flow (Y/Yo = 80% and 90%), and the values are decreased with a
rate of ðQ ¼ 0:035 m3 =sÞ, which has a significant effect on little bit changes toward the trailing edge and flow sepa-
behavior and values of (Kb), and this value is mostly dif- ration starts from (x/d = 0.40.) and continues up to trailing
ferent from that used by Taher [11]. Such difference in edge of gate. The (Kb) values ranged from 0.9 to 1.0. The
results of Kb seems possible and expected and may be figure also indicates that for large openings (Y/Yo = 80%
attributed to their different experimental conditions. and 90%) the gate being subjected to variation in bottom
Accordingly, comparison is always needed and should be pressure accompanied by the occurrence of the state of
made for similar conditions. separation and reattachment. The separation can be visu-
ally indicated by low values of pressure, and consequently,
Distribution of Bottom Pressure Coefficient (Kb) such case can be observed clearly beyond (x/d = 0.5) up to
Along Gate Lip with Extension (x/d = 0.7).
123
J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570 567
Kb(θ=42⁰) Kb(θ=42⁰ e/d=0.6) Figure 11 shows that the use of gate lip shapes (h = 45°
1 e/d = 0.42 and h = 45° e/d = 0.64) caused an increase in
0.9
(Kb) for about (25%) over that without lip extension and
0.8
0.7 produces uniform distribution with gate openings up to (Y/
0.6 Yo = 80%), beyond which no significant effect is noticed
(KB)
0.5 for these shapes when compared with the gate lip shape of
0.4
0.3
(h = 45°).
0.2 As it can be observed from Fig. 12 that for gate lip
0.1 shape of (h = 55° e/d = 0.2), the (Kb) is approximately
0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
constant with higher values for about (10%) than those
(Y/YO%) indicated from gate lip shape of (h = 45°).
0.6
tion depends on the linear relationship and may does not
0.4 match the case of nonlinear pressure distribution under the
0.2
gate, the use of this coefficient is still useful as an indicator
for the existence of a state of separation and reattachment.
0
0 0.2 0.4 0.6 0.8 1 The high correlation coefficient values give clear indica-
(Y/YO%) tions regarding the general order of the pressure distribu-
tion uniformity which in turn put some light on the absence
Fig. 11 Comparison of (Kb) for (h = 45°) and (h = 45° e/d = 0.42)
and different gate openings
or limited impact of the case of separation and reattach-
ment along the bottom of the gate which can support the
analysis of the results of experimental measurements to an
Kb(θ=55°) Kb(θ=55° e/d=0.2) acceptable degree of accuracy.
1 Table 1 shows the results of correlation coefficients
0.9
which have been obtained from the using of Statistical
0.8
0.7 Package of Social Sciences (SPSS). The results indicated
0.6 that for the most large gate openings, the low values of
(KB)
123
568 J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570
Table 2 The values and positions of highest of (Kb) for various lip gate shapes
Lip gate shape Y/Yo 10% 20% 30% 40% 50% 60% 70% 80%
h = 42° Kb max. 0.65 0.78 0.78 0.6 0.78 0.85 0.8 0.9
x/d 1.0 0.2,0.6 0.6 0.4,0.6 0.2,0.4 0.2 0.2,0.4 0.2
h = 45° Kb max. 0.83 0.98 0.9 0.89 0.78 0.92 1050 1.1
x/d 0.2 0.2 0.4 0.2 0.2 0.2,0.4 0.6 0.8
h = 55° Kb max. – 0.96 0.915 0.88 1.0 0.98 0.97 0.9
x/d 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2
h = 42° e/d = 0.6 Kb max. 0.98 0.91 0.92 0.9 1.050 0.78 0.92 0.8
x/d 1.0 1.0 1.0 1.0 1.0 0.2 1,0 1.0
h = 45° e/d = 0.42 Kb max. – 0.92 0.92 0.91 0.94 1.0 1.0 1.0
x/d 1.0 1.0 1.0 0.2,1.0 1.0 0.6,0.8 0.2,0.4,0.6 0.2,0.4,0.6
h = 45° e/d = 0.6 Kb max. – 0.97 1.0 0.96 0.955 0.85 0.99 1.0
x/d – 1.0 1.0 1.0 1.0 0.2 1.0 0.2,0.4,1.0
h = 55° e/d = 0.2 Kb max. 0.96 0.93 0.905 0.935 0.98 0.95 0.95 0.98
x/d 0.2 0.2 0.2 0.4 0.2 0.2,0.6 0.2 0.4,1.0
is therefore useful to determine the highest bottom pressure The behavior of flow stream lines below the gates as a
values for various gate lip shapes and openings with their function to the variation of bottom pressure coefficient was
corresponding positions which can serve as design deter- analyzed and used to identify the separation zones and
minants as it can be seen through Table 2. hence their effects on stability of the gate.
An attempt was used to analyze the results of bottom
pressure coefficients (Kb) by using the Pearson’s correla-
Conclusions tion coefficients of Statistical Package of Social Sciences
(SPSS) as indicator for the pressure uniformity or non-
In the current study, the bottom pressure coefficients (Kb) uniformity below the gate and thus for gate stability.
were estimated by using the results of experimental work Moreover, the highest values of (Kb) are listed in specific
for various inclined gate lip shapes (with and without lip table and suggested to be design determinants.
extension) and different gate openings. The study is based Some of the major conclusions are listed as follows:
upon the constant values of flow rate and gap shaft ratios.
123
J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570 569
1. For gate openings up to (50%) of bottom gate surface 8. For the case of (h = 55° e/d = 0.2), the (Kb) has the
of (h = 42°), the flow is attached to the bottom gate same smooth distributions for all gate openings
surface up to (x/d = 0.6) which then slightly sepa- except (Y/Yo = 80% and 90%), the values are
rates toward the trailing edge. It is also found that as decreased with little changes toward the trailing
gate openings increased, the separation may occur edge, and flow separation starts from (x/d = 0.40.)
earlier. and continues up to trailing edge of gate. The (Kb)
2. For most gate openings of gate lip shape of (h = 45°), values ranged from (0.9 to 1.0.). For large openings
the flow is attached to the bottom surface of the gate (Y/Yo = 80% and 90%), the gate is shown subjected
from its leading edge up to (x/d = 0.4); then, it is to variation in bottom pressure accompanied by the
followed by slight instabilities up to the trailing edge. occurrence of the state of separation and reattach-
3. For gate lip shape of (h = 55°), a significant fluctu- ment. The separation can be visually indicated by
ation was observed in values and pattern of flow low values of pressure, and consequently, such case
which is mostly concentrated at (x/d = 0.35). A high can be observed clearly beyond (x/d = 0.5) up to (x/
intensity of this attachment and reattachment phe- d = 0.7).
nomenon may threat the stability of gate and create 9. For gate openings up to (50%), the bottom pressure
troubles for its operation performance. It may be coefficients (Kb) for gate lip shape (h = 42° e/
recommended to avoid using this gate lip shape. d = 0.6) are greater by (30%) more than those
4. The comparison between the inclined gate lips obtained for gate lip shapes of (h = 42°) and then
(h = 42°, 45°, and 55°) with respect to their effects dropped smoothly as gate openings increased. For
on the values of (Kb) and therefore on the downpull large openings, the values and distribution of bottom
indicates that the (Kb) values of (h = 42°) are the pressure resulting from the use of these two gate
lowest and ranged as (0.6 up to 0.8), whereas the gate shapes are seemed to be close and less discrepancy is
lip shapes of (h = 45° and h = 55°) produced higher observed.
(Kb) values which in turn lead to reduce the downpull 10. Using of shapes (h = 45° e/d = 0.42 and h = 45° e/
force especially when top pressure coefficient con- d = 0.64) resulted in uniform distribution for (Kb) and
sidered as invariant. led to increase its values (25%) in comparison with
5. For gate openings (Y/Yo = 10%, 20%, 30%, 40%, and the gate lip shape of (h = 45°).
50%), the use of gate lip shapes with different ratios 11. For shape (h = 55° e/d = 0.2), the (Kb) is varied
of extensions such as (h = 42°, e/d = 0.6, h = 45° e/ uniformly with higher values for about (10%) than
d = 0.42, and h = 45°, e/d = 0.6) shows an increase those indicated from gate lip shape of (h = 55°).
in the (Kb) values and decrease in the degree of 12. Fluctuation occurrence is confirmed by applying
fluctuations to acceptable extent when compared with SPSS. In general, the gates may be subjected to
results from other shapes without extension, while at vibrations which play role in pressure non-uniform
large gate openings (Y/Yo C 60%) a fluctuation was distribution.
clear that verified the phenomenon of flow attach-
ment and separation. However, the effect of lip
extension appears to be less for large gate openings.
6. For all gate openings of (h = 45° e/d = 0.42), a state
References
of pressure stability was seen and may most likely
lead to the absence of any effective separation. It is 1. T.M. Ahmed, Effects of gate lip shapes on the downpull force in
also seen from that the values of (Kb) are high and tunnel gates. Thesis Presented to the Baghdad University in
may lead to reduce the downpull force to very low or Partial Fulfillment of the Requirements for Degree of Doctor of
Philosophy in Hydraulic Engineering, 1999
even negative values.
2. B.T. AL-Kadi, Numerical evaluation of downpull force in tunnel
7. For all gate openings of (h = 45°, e/d = 0.6), except gates. Ph.D Thesis submitted to the College of Engineering,
(Y/Yo = 60%), the (Kb) distribution varied uniformly University of Baghdad, 1997
with slight changes along bottom gate surface and the 3. V.P. Bhargava, S. Narasimhan, Pressure fluctuations on gates.
J. Hydraul. Res. 27(2), 215–231 (1989)
values are relatively high and fall between (0.9 and 1)
4. R.A. Elder, J.M. Garrison, Form-induced hydraulic forces on
which also caused reduction in values of downpull three leaf intake gates. J. Hydraul. Div. 90(HY3), 215–233 (1964)
force. Accordingly, no significant separation can be 5. E. Naudaschers, H.E. Kobus, R.P.R. Rao, Hydrodynamic analysis
noticed, and for some extent, the gate may have a for high-head leaf gates. J. Hydraul. Div. ASCE 90(HY3),
155–192 (1964)
good degree of stability.
6. N.D. Thang, E. Naudascher, Approach flow effect on downpull of
gates. ASCE 109(11), 1521–1539 (1983)
123
570 J. Inst. Eng. India Ser. A (September 2020) 101(3):561–570
7. Nguyen D. Thang, Gate vibrations due to unstable flow separa- 11. T.M. Taher, A.O. Anwar, Effects of gate lip orientation on bot-
tion. J. Hydraul. Eng. 116(3), 342–361 (1990) tom pressure coefficient of dam tunnel gate. Arab. J. Sci. Eng. 41,
8. B.T.A. Sagar, Downpull in high-head gate installations, parts 1, 4927–4936 (2016)
2, 3. Water Power Dam Construct 3, 38–39; 4, 52–55; 5, 29–35 12. US Bureau of Reclamation and Army Engineers. Hydraulic
(1977) downpull force on large gates, Research Report No. 4 (1966)
9. B.T.A. Sagar, J.P. Tullis, Prediction of gate shaft pressure in
tunnel gate. Water Power Dam Construct 12, 35–41 (1979)
10. Peter M. Smith, Hydraulic downpull on ICE harbor power gate. Publisher’s Note Springer Nature remains neutral with regard to
ASCE 90(HY3), 193–213 (1964) jurisdictional claims in published maps and institutional affiliations.
123